← The Saudi aviation reference, in one place.

FAA Handbook1462 sections

Aviation Maintenance Technician Handbook - General (FAA-H-8083-30B)

Reproduced for study. Always verify against the official GACAR at gaca.gov.sa.

Ask Captain Adel about this

Aviation Maintenance

Technician Handbook–General

U.S. Department of Transportation

FEDERAL AVIATION ADMINISTRATION

Flight Standards Service

iiThe Aviation Maintenance Technician Handbook–General (F AA-H-8083-30B) was developed as one of a series of three

handbooks for persons preparing for mechanic certification with airframe or powerplant ratings, or both. It is intended that

this handbook will provide basic information on principles, fundamentals, and technical procedures in the subject matter

areas common to both the airframe and powerplant ratings. Emphasis in this volume is on theory and methods of application.

The handbook is designed to aid students enrolled in a formal course of instruction preparing for FAA certification as a

maintenance technician as well as for current technicians who wish to improve their knowledge. This volume contains

information on mathematics, aircraft drawings, weight and balance, aircraft materials, processes and tools, physics, electricity,

inspection, ground operations, and FAA regulations governing the certification and work of maintenance technicians. New to

this volume is a section addressing how successful aviation maintenance technicians incorporate knowledge and awareness

of ethics, professionalism and human factors in the field.

Because there are so many different types of airframes and powerplants in use today, it is reasonable to expect that differences

exist in the components and systems of each. To avoid undue repetition, the practice of using representative systems and

units is implemented throughout the handbook. Subject matter treatment is from a generalized point of view, and should be

supplemented by reference to manufacturers’ manuals or other publications if more detail is desired. This handbook is not

intended to replace, substitute for, or supersede official regulations or the manufacturers’ instructions.

The companion handbooks to Aviation Maintenance Technician Handbook–General (F AA-H-8083-30B) are the Aviation

Maintenance Technician Handbook–Airframe (F AA-H-8083-31 (as amended)) , and the Aviation Maintenance Technician

Handbook–Powerplant (F AA-H-8083-32 (as amended)) .

This handbook is available for download, in pdf format, from www.faa.gov . Please visit this website for the latest version

of all FAA handbooks.

This handbook is published by the U.S. Department of Transportation, Federal Aviation Administration, Airman Testing

Standards Branch, AFS-630, P.O. Box 25082, Oklahoma City, OK 73125.

Comments regarding this publication should be emailed to afs630comments@faa.gov .

Preface

iiiThe Aviation Maintenance Technician Handbook–General (F AA-H-8083-30B) was produced by the Federal Aviation

Administration (FAA). The FAA wishes to acknowledge the following contributors:

• AERO Specialties, Inc. (www.aerospecialties.com) for images used in Chapter 1

• Dtom, Wikimedia Commons, for imagery used in Chapter 1

• Rama, Wikimedia Commons, Cc-by-sa-2.0-fr, for imagery used in Chapter 1

• ATA e-Business Program (www.ataebiz.org), for the ATA iSpec 2200 Standard Numbering System sample used in

Chapters 2, 6, and 10

• Avsoft International for images used in Chapter 4

• Genesys Aerosystems (www.genesys-aerosystems.com) for images used in Chapter 4

• Plustar (www.plustar.com) Fluid/Pneumatic Line Identification Tapes for images used in Chapter 4

• Burkhard Domke (http://www.b-domke.de/AviationImages.html) for imagery used in Chapter 5

• Adrian Pingstone for imagery used in Chapter 5

• Elisabeth Klimesch for imagery used in Chapter 5

• Jcmurphy, Wikimedia Commons, for imagery used in Chapter 5

• Paul Hamilton for imagery used in Chapter 5

• Larry Jackson with Jackson Aircraft Weighing Service (www.jawsscales.com) for images used in Chapter 6

• Paul New with Tennessee Aircraft Services, Inc. (www.tennesseeaircraft.net) for images used in Chapter 6

• Tysto, Wikimedia Commons, for imagery used in Chapter 6

• Immaculate Flight (www.immaculateflight.com) for images used in Chapter 8

• Jaypee, Wikimedia Commons, for imagery used in Chapter 8

• Graham Tool Co., Inc. (www.grahamtool.com) for images used in Chapter 9

• Permaswage (www.permaswage.com) for images used in Chapter 9

• Stride Tool, Inc. (www.stridetool.com) for images used in Chapter 9

• Winton Machine Company (www.wintonmachine.com) for images used in Chapter 9

• Buehler, a Division of Illinois Tool Works Inc. (www.buehler.com) for images used in Chapter 10

• Illinois Tool Works Inc., through its ITW Magnaflux Division for images used in Chapter 10

• Intertek (www.intertek.com) for images used in Chapter 10

• Mike Richman with Quality Digest (www.qualitydigest.com) for images used in Chapter 10

• Olympus (www.olympus-ims.com) for images used in Chapter 10

• The Transportation Safety Board of Canada (TSB) for images used in Chapter 10

• Victor Sloan with Victor Aviation (www.victor-aviation.com) for images used in Chapter 10

• SNAP-ON® Incorporated (store.snapon.com) for images used in Chapter 11

• The L.S. Starrett Company (www.starrett.com) for images used in Chapter 11

• Alabama Aviation College, A Unit of Enterprise State for imagery used in Chapter 12

• Binarysequence, Wikimedia Commons, for imagery used in Chapter 12

• Siglent Technologies Co., Ltd. For imagery used in Chapter 12

Acknowledgments

ivChapter 1

Safety, Ground Operations, & Servicing ........... 1-1

Shop Safety ........................................................... 1-1

Electrical Safety ................................................. 1-1

Physiological Safety ........................................ 1-1

Fire Safety ....................................................... 1-1

Safety Around Compressed Gases ................... 1-2

Safety Around Hazardous Materials .................. 1-2

Safety Around Machine Tools ............................. 1-2

Flight Line Safety ................................................... 1-4

Hearing Protection ............................................. 1-4

Foreign Object Damage (FOD) .......................... 1-4

Safety Around Airplanes ..................................... 1-4

Safety Around Helicopters .................................. 1-4

Fire Safety .......................................................... 1-5

Fire Protection ....................................................... 1-5

Requirements for Fire to Occur .......................... 1-5

Classification of Fires ......................................... 1-5

Types and Operation of Shop and Flight Line

Fire Extinguishers .............................................. 1-5

Inspection of Fire Extinguishers ......................... 1-7

Identifying Fire Extinguishers ............................. 1-8

Using Fire Extinguishers .................................... 1-8

Tie-Down Procedures ............................................ 1-8

Preparation of Aircraft ........................................ 1-8

Tie-Down Procedures for Land Planes .............. 1-8

Securing Light Aircraft ..................................... 1-8

Securing Heavy Aircraft .................................. 1-8

Tie-Down Procedures for Seaplanes ................. 1-8

Tie-Down Procedures for Ski Planes ................ 1-9

Tie-Down Procedures for Helicopters .............. 1-10

Procedures for Securing Weight-Shift-Control ..1-11

Procedures for Securing Powered Parachutes .1-11

Ground Movement of Aircraft ................................ 1-11

Engine Starting and Operation .......................... 1-11

Reciprocating Engines ...................................... 1-11

Hand Cranking Engines ................................... 1-13

Extinguishing Engine Fires ............................... 1-14

Turboprop Engines ........................................... 1-14

Turboprop Starting Procedures ........................ 1-15

Turbofan Engines ............................................. 1-15

Starting a Turbofan Engine .............................. 1-15

Auxiliary Power Units (APUs) ........................... 1-16

Unsatisfactory Turbine Engine Starts .............. 1-17

Hot Start ........................................................ 1-17False or Hung Start ....................................... 1-17

Engine Fails to Start ...................................... 1-17

Towing of Aircraft .............................................. 1-17

Taxiing Aircraft .................................................. 1-19

Taxi Signals ................................................... 1-20

Servicing Aircraft .................................................. 1-20

Servicing Aircraft Air/Nitrogen Oil & Fluids ....... 1-20

Ground Support Equipment ............................ 1-21

Electric Ground Power Units ......................... 1-21

Hydraulic Ground Power Units ...................... 1-22

Ground Support Air Units .............................. 1-23

Ground Air Heating and Air Conditioning .....1-24

Oxygen Servicing Equipment ........................... 1-24

Oxygen Hazards .............................................. 1-25

Fuel Servicing of Aircraft ...................................... 1-25

Types of Fuel and Identification ....................... 1-25

Contamination Control ..................................... 1-25

Fueling Hazards .............................................. 1-26

Fueling Procedures .......................................... 1-26

Defueling .......................................................... 1-28

Chapter 2

Regulations, Maintenance Forms, Records, &

Publications ......................................................... 2-1

Overview — Title 14 of the Code of Federal

Regulations (14 CFR) ............................................ 2-1

Title 14 CFR Part 3—General Requirements .....2-1

Maintenance-Related Regulations ..................... 2-3

14 CFR Part 1—Definitions and

Abbreviations ................................................. 2-3

14 CFR Part 21—Certification Procedures

for Products and Articles ................................. 2-3

14 CFR Part 23—Airworthiness Standards:

Normal, Utility, Acrobatic, and Commuter

Category Airplanes .......................................... 2-4

14 CFR Part 25—Airworthiness Standards:

Transport Category Airplanes ......................... 2-5

14 CFR Part 27—Airworthiness Standards:

Normal Category Rotorcraft ............................ 2-5

14 CFR Part 29—Airworthiness Standards:

Transport Category Rotorcraft ....................... 2-5

14 CFR Part 33—Airworthiness Standards:

Aircraft Engines ............................................... 2-8

14 CFR Part 35—Airworthiness Standards:

Propellers ........................................................ 2-8

Table of Contents

v14 CFR Part 39—Airworthiness Directives .....2-8

14 CFR Part 43—Maintenance, Preventive

Maintenance, Rebuilding, and Alteration ........ 2-8

14 CFR Part 45—Identification and

Registration Marking ....................................... 2-8

14 CFR Part 47—Aircraft Registration .......... 2-10

14 CFR Part 65—Certification: Airmen

Other Than Flight Crewmembers .................. 2-10

14 CFR Part 91—General Operating and

Flight Rules ................................................... 2-10

14 CFR Part 119—Certification: Air

Carriers and Commercial Operators ............. 2-10

14 CFR Part 121—Operating

Requirements: Domestic, Flag, and

Supplemental Operations ............................. 2-11

14 CFR Part 125—Certification and

Operations: Airplanes Having a Seating

Capacity of 20 or More Passengers or

a Maximum Payload Capacity of 6,000

Pounds or More; and Rules Governing

Persons on Board Such Aircraft ................... 2-12

14 CFR Part 135—Operating

Requirements: Commuter and On-Demand

Operations and Rules Governing Persons

on Board Such Aircraft ................................. 2-12

14 CFR Part 145—Repair Stations ............... 2-13

14 CFR Part 147—Aviation Maintenance

Technician Schools ....................................... 2-13

14 CFR Part 183—Representatives of the

Administrator ................................................. 2-13

Explanation of Primary Regulations (Parts 43

and 91) ................................................................ 2-14

14 CFR Part 43—Maintenance, Preventative

Maintenance Rebuilding, and Alteration .......... 2-14

Section 43.1—Applicability ........................... 2-14

Section 43.2—Records of Overhaul and

Rebuilding ..................................................... 2-14

Section 43.3—Persons authorized

to perform maintenance, preventive

maintenance, rebuilding, and alterations ......2-14

Section 43.5—Approval for return to

service after maintenance, preventive

maintenance, rebuilding, and alterations ......2-15

Section 43.7—Persons authorized to

approve aircraft, airframes, aircraft

engines, propellers, appliances, or

component parts for return to service after

maintenance, preventive maintenance,

rebuilding, or alteration ................................. 2-16

Section 43.9—Content, form and

disposition of maintenance, preventive

maintenance, rebuilding, and alteration records (except inspection performed in

accordance with parts 91 and 125, and

sections 135.411(a)(1) and 135.419 of this

chapter) ......................................................... 2-16

Section 43.10—Disposition of Life-Limited

Aircraft Parts ................................................. 2-16

Section 43.11—Content, form, and

disposition of records for inspections

conducted under parts 91 and 125, and

sections 135.411(a)(1) and 135.419 of this

chapter .......................................................... 2-17

Section 43.12—Maintenance Records:

Falsification, Reproduction, or Alteration ......2-17

Section 43.13—Performance Rules

(General) ....................................................... 2-17

Section 43.15 —Additional Performance

Rules for Inspections .................................... 2-18

Section 43.16 —Airworthiness Limitations ....2-18

Section 43.17—Maintenance, preventive

maintenance, or alterations performed

on U.S. aeronautical products by certain

Canadian persons ......................................... 2-18

Appendix A—Major Alterations, Major

Repairs, and Preventive Maintenance .......... 2-18

Appendix B—Recording of Major Repairs

and Major Alterations .................................... 2-20

Appendix C—(Reserved) .............................. 2-20

Appendix D—Scope and Detail of Items

To Be Included in Annual and 100-Hour

Inspections .................................................... 2-20

Appendix E—Altimeter System Test and

Inspection ...................................................... 2-20

Appendix F—ATC Transponder Tests and

Inspections .................................................... 2-20

14 CFR Part 91—General Operating and

Flight Rules ...................................................... 2-21

Subpart A—General ..................................... 2-21

Subpart E—Maintenance, Preventive

Maintenance, and Alterations ........................ 2-21

Civil Air Regulations (CAR) .................................. 2-23

CAR 3—Airplane Airworthiness—Normal,

Utility, Aerobatic, and Restricted Purpose

Categories ........................................................ 2-23

CAR 4a—Airplane Airworthiness ..................... 2-23

Suspected Unapproved Parts (SUP) ................... 2-24

Other FAA Documents ......................................... 2-24

Advisory Circulars (AC) .................................... 2-24

The AC Numbering System .......................... 2-26

Types of Airworthiness Directives (AD) ......... 2-26

AD Content ................................................... 2-26

AD Number ................................................... 2-26

viApplicability and Compliance ........................ 2-27

Alternative Method of Compliance ................ 2-27

Special Airworthiness Information Bulletin

(SAIB) ............................................................... 2-27

Aircraft Specifications ....................................... 2-27

Supplemental Type Certificates (STC) ............. 2-27

Type Certificate Data Sheets (TCDS) .............. 2-30

FAA Handbooks & Manuals ................................. 2-30

Non-FAA Documents ........................................... 2-30

Air Transport Association ATA iSpec 2200 ...... 2-30

Manufacturers’ Published Data ........................ 2-30

Airworthiness Limitations ................................. 2-33

Service Bulletins (SB) ...................................... 2-33

Structural Repair Manual (SRM) ...................... 2-33

Forms .................................................................. 2-33

Airworthiness Certificates ................................. 2-33

Aircraft Registration .......................................... 2-37

Radio Station License ..................................... 2-38

FAA Form 337—Major Repair and Alteration ..2-38

Records ............................................................... 2-39

Making Maintenance Record Entries ............... 2-39

Temporary Records—14 CFR Part 91

Section 91.417(a)(1) and (b)(1) ........................ 2-39

Permanent Records—14 CFR Part 91,

Section 91.417(a)(2) and (b)(2) ........................ 2-39

Electronic Records .......................................... 2-39

Light Sport Aircraft (LSA) .................................... 2-40

Maintenance ..................................................... 2-40

Aircraft Maintenance Manual (AMM) ................ 2-44

Line Maintenance, Repairs, & Alterations ........ 2-45

Major Repairs & Alterations .............................. 2-45

Chapter 3

Mathematics in Aviation Maintenance ............... 3-1

Introduction ............................................................ 3-1

Whole Numbers ..................................................... 3-1

Addition of Whole Numbers ............................... 3-1

Subtraction of Whole Numbers .......................... 3-1

Division of Whole Numbers ................................ 3-1

Fractions ................................................................ 3-2

Finding the Least Common Denominator ......... 3-2

Addition of Fractions .......................................... 3-2

Subtraction of Fractions ..................................... 3-2

Multiplication of Fractions ................................... 3-3

Division of Fractions ........................................... 3-3

Reducing Fractions ............................................ 3-3

Mixed Numbers ..................................................... 3-3

Addition of Mixed Numbers ................................ 3-4

Subtraction of Mixed Numbers ........................... 3-4

The Decimal Number System ................................ 3-4

Origin and Definition .......................................... 3-4Addition of Decimal Numbers ............................. 3-4

Subtraction of Decimal Numbers ....................... 3-4

Multiplication of Decimal Numbers ..................... 3-5

Division of Decimal Numbers ............................. 3-6

Rounding Off Decimal Numbers ......................... 3-6

Converting Decimal Numbers to Fractions ........ 3-6

Converting Fractions to Decimals ...................... 3-7

Decimal Equivalent Chart ................................... 3-7

Ratio ...................................................................... 3-7

Aviation Applications .......................................... 3-7

Proportion .............................................................. 3-8

Extremes and Means ......................................... 3-8

Solving Proportions ............................................ 3-8

Percentage .......................................................... 3-10

Expressing a Decimal Number as a

Percentage ....................................................... 3-10

Expressing a Percentage as a Decimal

Number ............................................................ 3-10

Expressing a Fraction as a Percentage ........... 3-10

Finding a Percentage of a Given Number ....... 3-10

Finding What Percentage One Number is of

Another ............................................................. 3-10

Finding a Number When a Percentage of it is

Known ............................................................... 3-11

Positive & Negative Numbers (Signed Numbers) 3-11

Addition of Positive & Negative Numbers ......... 3-11

Subtraction of Positive & Negative Numbers ....3-11

Multiplication of Positive & Negative Numbers ..3-11

Powers .................................................................. 3-11

Special Powers ............................................... 3-12

Squared ....................................................... 3-12

Cubed ........................................................... 3-12

Power of Zero ............................................... 3-12

Law of Exponents ............................................. 3-12

Powers of Ten ................................................... 3-12

Roots ................................................................ 3-12

Square Roots ................................................... 3-12

Cube Roots ...................................................... 3-13

Fractional Powers ............................................ 3-13

Functions of Numbers Chart ................................ 3-13

Scientific Notation ................................................ 3-13

Converting Numbers from Standard Notation

to Scientific Notation ........................................ 3-13

Converting Numbers from Scientific Notation

to Standard Notation ........................................ 3-16

Addition, Subtraction, Multiplication, and

Division of Scientific Numbers .......................... 3-16

Algebra ................................................................ 3-16

Equations ......................................................... 3-16

Algebraic Rules ................................................ 3-16

Solving for a Variable ....................................... 3-16

viiUse of Parentheses .......................................... 3-17

Order of Operation ........................................... 3-17

Order of Operation for Algebraic Equations .....3-18

Computing Area of Two-Dimensional Solids ....... 3-18

Rectangle ......................................................... 3-18

Square .............................................................. 3-18

Triangle ............................................................ 3-18

Parallelogram ................................................... 3-18

Trapezoid ......................................................... 3-18

Circle ................................................................ 3-19

Ellipse ............................................................... 3-19

Units of Area ..................................................... 3-20

Computing Volume of Three-Dimensional Solids 3-20

Rectangular Solid ............................................. 3-20

Cube ................................................................. 3-21

Cylinder ............................................................ 3-21

Sphere .............................................................. 3-22

Cone ................................................................. 3-23

Units of Volume ................................................ 3-23

Computing Surface Area of Three-Dimensional

Solids ................................................................... 3-23

Rectangular Solid ............................................. 3-24

Cube ................................................................. 3-24

Cylinder ............................................................ 3-24

Sphere .............................................................. 3-24

Cone ................................................................ 3-24

Trigonometric Functions ...................................... 3-24

Right Triangle, Sides, and Angles .................... 3-24

Sine, Cosine, and Tangent ............................... 3-25

Calculator Method: ........................................ 3-25

Trigonometry Table Method: ......................... 3-25

Pythagorean Theorem ...................................... 3-25

Measurement Systems ........................................ 3-26

Conventional (U.S. or English) System ............ 3-26

Metric System .................................................. 3-26

Measurement Systems & Conversions ............ 3-26

The Binary Number System ................................ 3-27

Place Values ..................................................... 3-27

Converting Binary Numbers to Decimal

Numbers ........................................................... 3-27

Converting Decimal Numbers to Binary

Numbers .......................................................... 3-27

Chapter 4

Aircraft Drawings ................................................. 4-1

Introduction ............................................................ 4-1

Computer Graphics ............................................... 4-1

Purpose & Function of Aircraft Drawings ............... 4-1

Care & Use of Drawings ........................................ 4-2

Types of Drawings ................................................. 4-2

Detail Drawing .................................................... 4-2Assembly Drawing ............................................. 4-2

Installation Drawing ............................................ 4-2

Sectional View Drawings .................................... 4-2

Full Section ..................................................... 4-2

Half Section ..................................................... 4-2

Revolved Section ............................................ 4-2

Removed Section ............................................ 4-3

Title Blocks ............................................................ 4-3

Drawing or Print Numbers .................................. 4-3

Reference and Dash Numbers ........................... 4-3

Universal Numbering System ................................ 4-3

Drawing Standards ................................................ 4-7

Bill of Material ........................................................ 4-7

Other Drawing Data ............................................... 4-8

Revision Block .................................................... 4-8

Notes .................................................................. 4-8

Zone Numbers ................................................... 4-8

Station Numbers & Location Identification on

Aircraft ................................................................ 4-8

Allowances & Tolerances ................................... 4-9

Finish Marks ....................................................... 4-9

Scale .................................................................. 4-9

Application .......................................................... 4-9

Methods of Illustration ........................................... 4-9

Applied Geometry .............................................. 4-9

Orthographic Projection Drawings .................. 4-9

Pictorial Drawings .......................................... 4-11

Diagrams ........................................................ 4-11

Flowcharts ..................................................... 4-13

Lines and Their Meanings ................................... 4-16

Centerlines ....................................................... 4-16

Dimension Lines ............................................... 4-17

Extension Lines ................................................ 4-17

Sectioning Lines ............................................... 4-17

Phantom Lines ................................................. 4-17

Break Lines ...................................................... 4-18

Leader Lines .................................................... 4-18

Hidden Lines .................................................... 4-18

Outline or Visible Lines ..................................... 4-18

Stitch Lines ....................................................... 4-18

Cutting Plane and Viewing Plane Lines ........... 4-19

Drawing Symbols ................................................. 4-19

Material Symbols .............................................. 4-19

Shape Symbols ................................................ 4-19

Electrical Symbols ............................................ 4-19

Reading and Interpreting Drawings ..................... 4-19

Drawing Sketches ................................................ 4-22

Sketching Techniques ...................................... 4-22

Basic Shapes ................................................... 4-22

Repair Sketches ............................................... 4-22

Care of Drafting Instruments ............................... 4-22

viiiGraphs & Charts .................................................. 4-23

Reading & Interpreting Graphs & Charts ......... 4-23

Nomograms ...................................................... 4-23

Microfilm & Microfiche ......................................... 4-23

Digital Images ...................................................... 4-23

Chapter 5

Physics for Aviation ............................................ 5-1

Matter ................................................................... 5-1

Characteristics of Matter ................................... 5-1

Mass & Weight ................................................ 5-1

Attraction ......................................................... 5-1

Porosity ........................................................... 5-1

Impenetrability ................................................. 5-1

Density ........................................................... 5-2

Specific Gravity .............................................. 5-2

Energy ................................................................... 5-2

Potential Energy ................................................. 5-2

Kinetic Energy .................................................... 5-3

Force, Work, Power, & Torque ............................... 5-4

Force .................................................................. 5-4

Work ................................................................... 5-4

Friction & Work ................................................... 5-4

Static Friction .................................................. 5-5

Sliding Friction ................................................ 5-5

Rolling Friction ................................................ 5-6

Power ................................................................. 5-6

Torque ................................................................ 5-6

Simple Machines ................................................... 5-7

Mechanical Advantage of Machines ................... 5-7

The Lever ........................................................... 5-8

First Class Lever ............................................. 5-8

Second Class Lever ........................................ 5-9

Third Class Lever ............................................ 5-9

The Pulley .......................................................... 5-9

Single Fixed Pulley ......................................... 5-9

Single Movable Pulley ..................................... 5-9

Block and Tackle ........................................... 5-10

The Gear .......................................................... 5-10

Inclined Plane .................................................... 5-11

Stress .................................................................. 5-12

Tension ............................................................. 5-12

Compression .................................................... 5-13

Torsion .............................................................. 5-13

Bending ............................................................ 5-13

Shear ................................................................ 5-13

Strain ................................................................ 5-14

Motion .................................................................. 5-14

Uniform Motion ................................................. 5-14

Speed and Velocity .......................................... 5-14Acceleration ..................................................... 5-15

Newton’s Law of Motion ................................... 5-16

First Law ....................................................... 5-16

Second Law .................................................. 5-16

Third Law ...................................................... 5-17

Circular Motion ................................................. 5-17

Heat ..................................................................... 5-18

Heat Energy Units ............................................ 5-18

Heat Energy and Thermal Efficiency ................ 5-19

Heat Transfer ................................................... 5-19

Conduction .................................................... 5-19

Convection .................................................... 5-20

Radiation ....................................................... 5-20

Specific Heat .................................................... 5-21

Temperature ..................................................... 5-21

Thermal Expansion/Contraction ....................... 5-22

Pressure .............................................................. 5-22

Gauge Pressure ............................................... 5-23

Absolute Pressure ............................................ 5-23

Differential Pressure ......................................... 5-23

Gas Laws ............................................................. 5-23

Boyle’s Law ...................................................... 5-24

Charles’ Law ..................................................... 5-25

General Gas Law ............................................. 5-25

Dalton’s Law ..................................................... 5-25

Fluid Mechanics ................................................... 5-26

Buoyancy ......................................................... 5-26

Fluid Pressure .................................................. 5-27

Pascal’s Law .................................................... 5-27

Bernoulli’s Principle .......................................... 5-29

Sound .................................................................. 5-30

Wave Motion .................................................... 5-30

Speed of Sound ............................................... 5-31

Mach Number ................................................... 5-31

Frequency of Sound ......................................... 5-31

Loudness .......................................................... 5-32

Measurement of Sound Intensity ..................... 5-32

Doppler Effect ................................................... 5-32

Resonance ....................................................... 5-32

The Atmosphere .................................................. 5-32

Composition of the Atmosphere ....................... 5-33

Atmospheric Pressure ...................................... 5-34

Atmospheric Density ........................................ 5-34

Water Content of the Atmosphere .................... 5-34

Absolute Humidity ......................................... 5-35

Relative Humidity .......................................... 5-35

Dew Point ...................................................... 5-36

Vapor Pressure ............................................. 5-36

Standard Atmosphere ...................................... 5-36

Aircraft Theory of Flight ....................................... 5-36

ixFour Forces of Flight ........................................ 5-36

Bernoulli’s Principle and Subsonic Flow ........... 5-37

Lift and Newton’s Third Law ............................. 5-37

Airfoils .............................................................. 5-38

Camber ......................................................... 5-38

Chord Line ..................................................... 5-38

Relative Wind ................................................ 5-38

Angle of Attack ............................................... 5-38

Boundary Layer Airflow ................................... 5-39

Boundary Layer Control ................................ 5-39

Wingtip Vortices ............................................... 5-40

Axes of an Aircraft ............................................ 5-40

Aircraft Stability ............................................... 5-40

Static Stability ............................................... 5-40

Dynamic Stability .......................................... 5-40

Longitudinal Stability ..................................... 5-41

Lateral Stability ............................................. 5-42

Directional Stability ....................................... 5-42

Dutch Roll ..................................................... 5-42

Flight Control Surfaces ..................................... 5-42

Flight Controls & the Lateral Axis .................. 5-42

Flight Controls and the Longitudinal Axis ......5-43

Flight Controls and the Vertical Axis ............. 5-43

Tabs .............................................................. 5-44

Supplemental Lift-Modifying Devices ............ 5-45

High-Speed Aerodynamics ............................... 5-46

Compressibility Effects .................................. 5-46

The Speed of Sound ..................................... 5-46

Subsonic, Transonic, and Supersonic Flight .5-47

Shock Waves ................................................ 5-47

High-Speed Airfoils ....................................... 5-48

Aerodynamic Heating .................................... 5-49

Helicopter Aerodynamics ................................. 5-49

Helicopter Structures and Airfoils .................. 5-49

Helicopter Axes of Flight ............................... 5-52

Helicopters in Flight ...................................... 5-54

Weight-Shift Control, Flexible Wing Aircraft

Aerodynamics .................................................. 5-56

Powered Parachute Aerodynamics .................. 5-58

Chapter 6

Aircraft Weight & Balance .................................. 6-1

Introduction ............................................................ 6-1

Requirements for Aircraft Weighing ....................... 6-1

Weight & Balance Terminology .............................. 6-2

Datum ................................................................. 6-2

Arm ..................................................................... 6-2

Moment .............................................................. 6-2

Center of Gravity (CG) ....................................... 6-3Maximum Weight ................................................ 6-3

Empty Weight ..................................................... 6-4

Empty Weight Center of Gravity (EWCG) .......... 6-4

Useful Load ........................................................ 6-4

Minimum Fuel ..................................................... 6-4

Tare Weight ........................................................ 6-5

Procedures for Weighing an Aircraft ...................... 6-5

General Concepts .............................................. 6-5

Weight and Balance Data ................................... 6-6

Manufacturer-Furnished Information .................. 6-6

Weight and Balance Equipment ........................... 6-7

Scales ................................................................ 6-7

Spirit Level .................................................... 6-11

Hydrometer ................................................... 6-12

Preparing an Aircraft for Weighing ................... 6-12

Fuel System .................................................. 6-13

Oil System ..................................................... 6-13

Miscellaneous Fluids ..................................... 6-14

Flight Controls ............................................... 6-14

Other Considerations .................................... 6-14

Weighing Points ............................................ 6-14

Jacking the Aircraft ........................................... 6-14

Leveling the Aircraft .......................................... 6-14

Safety Considerations ...................................... 6-15

CG Range ........................................................ 6-15

Empty Weight Center of Gravity (EWCG)

Range ........................................................... 6-15

Operating CG Range .................................... 6-16

Standard Weights Used for Aircraft Weight

and Balance ..................................................... 6-16

Example Weighing of an Airplane .................... 6-16

EWCG Formulas .............................................. 6-16

Datum Forward of the Airplane–Nosewheel

Landing Gear ................................................... 6-16

Datum Aft of the Main Wheels–Nosewheel

Landing Gear ................................................... 6-17

Location of Datum ............................................ 6-17

Datum Forward of the Main Wheels–Tail

Wheel Landing Gear ........................................ 6-17

Loading an Aircraft for Flight ................................ 6-19

Example Loading of an Airplane ................... 6-19

Adverse-Loaded CG Checks ........................... 6-20

Example Forward & Aft Adverse-Loaded CG

Checks ............................................................. 6-20

Equipment Change & Aircraft Alteration .............. 6-21

Example Calculation After an Equipment

Change ......................................................... 6-21

Use of Ballast ................................................... 6-22

Temporary Ballast ......................................... 6-22

Permanent Ballast ......................................... 6-23

Loading Graphs & CG Envelopes ....................... 6-24

xHelicopter Weight & Balance ............................... 6-25

General Concepts ............................................ 6-25

Helicopter Weighing ......................................... 6-25

Weight and Balance—Weight-Shift Control

Aircraft and Powered Parachutes ........................ 6-26

Weight-Shift Control Aircraft ............................. 6-27

Powered Parachutes ........................................ 6-28

Built-In Electronic Weighing ............................. 6-28

Mean Aerodynamic Chord ................................ 6-28

Weight & Balance Records .................................. 6-31

Chapter 7

Aircraft Materials, Hardware, & Processes ......7-1

Properties of Metals ........................................... 7-1

Hardness ......................................................... 7-1

Strength .......................................................... 7-1

Density ............................................................ 7-1

Malleability ...................................................... 7-1

Ductility ........................................................... 7-1

Elasticity .......................................................... 7-1

Toughness ....................................................... 7-1

Brittleness ....................................................... 7-1

Fusibility .......................................................... 7-2

Conductivity .................................................... 7-2

Thermal Expansion ......................................... 7-2

Ferrous Aircraft Metals ....................................... 7-2

Iron .................................................................. 7-2

Steel and Steel Alloys ..................................... 7-2

Electrochemical Test .......................................... 7-4

Nonferrous Aircraft Metals .................................. 7-5

Aluminum & Aluminum Alloys ......................... 7-5

Wrought Aluminum .......................................... 7-7

Effect of Alloying Element ............................... 7-7

Hardness Identification ................................... 7-7

Magnesium & Magnesium Alloys .................... 7-8

Titanium and Titanium Alloys .......................... 7-9

Copper and Copper Alloys ............................ 7-10

Nickel & Nickel Alloys ..................................... 7-11

Substitution of Aircraft Metals ............................ 7-11

Metalworking Processes .................................. 7-12

Hot-Working .................................................. 7-12

Internal Structure of Metals ........................... 7-14

Heat-Treating Equipment .............................. 7-14

Heating .......................................................... 7-15

Soaking ......................................................... 7-15

Cooling .......................................................... 7-16

Quenching Media .......................................... 7-16

Quenching Equipment .................................. 7-16

Heat-Treatment of Ferrous Metals ................... 7-16Behavior of Steel During Heating & Cooling .7-16

Hardening ..................................................... 7-17

Hardening Precautions ................................. 7-19

Tempering ..................................................... 7-19

Annealing ...................................................... 7-19

Normalizing ................................................... 7-19

Case Hardening ............................................ 7-20

Heat-Treatment of Nonferrous Metals .............. 7-20

Aluminum Alloys ............................................ 7-20

Alclad Aluminum ........................................... 7-21

Solution Heat-Treatment ............................... 7-21

Quenching ..................................................... 7-22

Lag Between Soaking & Quenching ............. 7-22

Reheat-Treatment ......................................... 7-22

Straightening After Solution Heat-Treatment ....7-22

Precipitation Heat-Treating ............................... 7-22

Precipitation Practices .................................. 7-23

Annealing of Aluminum Alloys .......................... 7-23

Heat-Treatment of Aluminum Alloy Rivets ........ 7-24

Heat-Treatment of Magnesium Alloys .............. 7-24

Solution Heat-Treatment ............................... 7-24

Precipitation Heat-Treatment ........................ 7-24

Heat-Treatment of Titanium .............................. 7-25

Stress Relieving ............................................ 7-25

Full Annealing ............................................... 7-25

Thermal Hardening ....................................... 7-25

Case Hardening ............................................ 7-25

Hardness Testing .............................................. 7-25

Brinell Tester ................................................. 7-26

Rockwell Tester ............................................. 7-26

Barcol Tester ................................................. 7-27

Forging ............................................................. 7-27

Casting ............................................................. 7-28

Extruding .......................................................... 7-28

Cold-Working/Hardening .................................. 7-29

Nonmetallic Aircraft Materials .............................. 7-29

Wood ................................................................ 7-29

Plastics ............................................................. 7-29

Transparent Plastics ......................................... 7-29

Composite Materials ........................................ 7-30

Advantages/Disadvantages of Composites ..7-30

Composite Safety .......................................... 7-31

Fiber Reinforced Materials ............................ 7-31

Laminated Structures .................................... 7-31

Reinforced Plastic ......................................... 7-31

Rubber ............................................................. 7-32

Natural Rubber .............................................. 7-32

Synthetic Rubber .......................................... 7-32

Shock Absorber Cord ....................................... 7-33

xiSeals .................................................................... 7-33

Packings ........................................................... 7-34

O-Ring Packings ........................................... 7-34

V-Ring Packings ............................................ 7-35

U-Ring Packings ........................................... 7-35

Gaskets ............................................................ 7-35

Wipers .............................................................. 7-35

Sealing Compounds ......................................... 7-35

One Part Sealants ......................................... 7-36

Two Part Sealants ......................................... 7-36

Aircraft Hardware ................................................. 7-36

Identification ..................................................... 7-37

Threaded Fasteners ......................................... 7-37

Classification of Threads ............................... 7-37

Aircraft Bolts ..................................................... 7-37

General Purpose Bolts .................................. 7-37

Close Tolerance Bolts ................................... 7-38

Internal Wrenching Bolts ............................... 7-38

Identification and Coding .............................. 7-38

Special-Purpose Bolts ................................... 7-39

Aircraft Nuts ..................................................... 7-41

Non-Self-Locking Nuts .................................. 7-41

Self-Locking Nuts .......................................... 7-42

Sheet Spring Nuts ......................................... 7-45

Internal & External Wrenching Nuts .............. 7-45

Identification & Coding .................................. 7-45

Aircraft Washers ............................................... 7-46

Plain Washers ............................................... 7-46

Lock Washers ............................................... 7-46

Special Washers ........................................... 7-47

Installation of Nuts, Washers, & Bolts .............. 7-47

Bolt & Hole Sizes .......................................... 7-47

Installation Practices ..................................... 7-48

Safetying of Bolts & Nuts ................................. 7-48

Repair of Damaged Internal Threads ............ 7-48

Fastener Torque ............................................... 7-49

Torque ........................................................... 7-49

Torque Wrenches ......................................... 7-49

Torque Tables ................................................ 7-50

Cotter Pin Hole Line Up ................................ 7-50

Aircraft Rivets ................................................... 7-51

Standards and Specifications ....................... 7-51

Solid Shank Rivets ........................................ 7-52

Identification .................................................. 7-54

Blind Rivets ................................................... 7-56

Mechanically-Expanded Rivets ........................ 7-57

Self-Plugging Rivets (Friction Lock) .............. 7-57

Pull-Thru Rivets ............................................ 7-57

Self-Plugging Rivets (Mechanical Lock) ....... 7-58Material ......................................................... 7-58

Head Styles ................................................... 7-59

Diameters ...................................................... 7-59

Grip Length ................................................... 7-59

Rivet Identification ......................................... 7-59

Special Shear and Bearing Load Fasteners ....7-60

Pin Rivets ...................................................... 7-60

Taper-Lok ...................................................... 7-61

HI-LOK™ Fastening System ......................... 7-61

HI-TIGUE™ Fastening System ..................... 7-63

HI-LITE™ Fastening System ........................ 7-64

Captive Fasteners ......................................... 7-64

Turn Lock Fasteners ..................................... 7-64

Dzus Fasteners ............................................. 7-64

Camloc Fasteners ......................................... 7-65

Airloc Fasteners ............................................ 7-66

Screws ............................................................. 7-66

Structural Screws .......................................... 7-66

Machine Screws ............................................ 7-67

Self-Tapping Screws ..................................... 7-67

Identification & Coding for Screws ................ 7-67

Riveted & Rivetless Nut Plates ........................ 7-68

Nut Plates ..................................................... 7-68

Rivnuts .......................................................... 7-68

Dill Lok-Skrus and Dill Lok-Rivets ................. 7-69

Deutsch Rivets .............................................. 7-70

Sealing Nut Plates ........................................ 7-70

Hole Repair & Hole Repair Hardware .............. 7-70

Repair of Damaged Holes with Acres

Fastener Sleeves .......................................... 7-71

Control Cables & Terminals ........................... 7-72

Push-Pull Tube Linkage ................................ 7-72

Safetying Methods ........................................... 7-75

Pins ............................................................... 7-75

Safety Wiring .................................................... 7-77

Nuts, Bolts, & Screws ................................... 7-77

Oil Caps, Drain Cocks, & Valves ................... 7-77

Electrical Connectors .................................... 7-79

Turnbuckles ................................................... 7-79

General Safety Wiring Rules ............................ 7-80

Cotter Pin Safetying ...................................... 7-80

Snap Rings ................................................... 7-80

Chapter 8

Cleaning & Corrosion Control ............................ 8-1

Corrosion ............................................................... 8-1

Factors Affecting Corrosion ................................ 8-1

Pure Metals ..................................................... 8-1

Climate ............................................................ 8-2

xiiGeographical Location .................................... 8-2

Foreign Material .............................................. 8-2

Micro-organisms ............................................. 8-2

Manufacturing Processes ............................... 8-2

Types of Corrosion ............................................. 8-2

Direct Chemical Attack .................................... 8-2

Electrochemical Attack .................................... 8-3

Forms of Corrosion ............................................ 8-5

Surface Corrosion ........................................... 8-5

Filiform Corrosion ........................................... 8-5

Pitting Corrosion ............................................. 8-6

Dissimilar Metal Corrosion .............................. 8-6

Concentration Cell Corrosion .......................... 8-6

Intergranular Corrosion ................................... 8-7

Exfoliation Corrosion ....................................... 8-7

Stress-Corrosion/Cracking .............................. 8-7

Fretting Corrosion ........................................... 8-9

Fatigue Corrosion ........................................... 8-9

Galvanic Corrosion ....................................... 8-10

Common Corrosive Agents .............................. 8-10

Preventive Maintenance ...................................... 8-10

Inspection ............................................................. 8-11

Corrosion Prone Areas ......................................... 8-11

Exhaust Trail Areas ........................................... 8-11

Battery Compartments and Battery Vent

Openings .......................................................... 8-12

Bilge Areas ....................................................... 8-12

Lavatories, Buffets, & Galleys .......................... 8-12

Wheel Well and Landing Gear ......................... 8-12

Water Entrapment Areas .................................. 8-12

Engine Frontal Areas & Cooling Air Vents ........ 8-13

Wing Flap & Spoiler Recesses ......................... 8-13

External Skin Areas .......................................... 8-13

Electronic & Electrical Compartments .............. 8-13

Miscellaneous Trouble Areas ........................... 8-13

Corrosion Removal .............................................. 8-14

Surface Cleaning and Paint Removal .............. 8-14

Fairing or Blending Reworked Areas ................ 8-15

Corrosion of Ferrous Metals ................................ 8-15

Mechanical Removal of Iron Rust .................... 8-15

Chemical Removal of Rust ............................... 8-16

Chemical Surface Treatment of Steel .............. 8-16

Removal of Corrosion from Highly Stressed

Steel Parts ........................................................ 8-17

Corrosion of Aluminum & Aluminum Alloys .......... 8-17

Treatment of Unpainted Aluminum Surfaces ....8-18

Treatment of Anodized Surfaces ...................... 8-19

Treatment of Intergranular Corrosion in

Heat-Treated Aluminum Alloy Surfaces ............ 8-19

Corrosion of Magnesium Alloys ........................... 8-19Treatment of Wrought Magnesium Sheet &

Forgings ........................................................... 8-19

Treatment of Installed Magnesium Castings ....8-19

Treatment of Titanium & Titanium Alloys ............. 8-20

Protection of Dissimilar Metal Contacts ............... 8-20

Contacts Not Involving Magnesium .................. 8-20

Contacts Involving Magnesium ........................ 8-20

Corrosion Limits ................................................... 8-20

Processes & Materials Used in Corrosion

Control ................................................................. 8-21

Metal Finishing ................................................. 8-21

Surface Preparation ......................................... 8-21

Chemical Treatments ........................................... 8-22

Anodizing ......................................................... 8-22

Alodizing ........................................................... 8-22

Chemical Surface Treatment and Inhibitors .....8-22

Chromic Acid Inhibitor ...................................... 8-22

Sodium Dichromate Solution ............................ 8-23

Chemical Surface Treatments .......................... 8-23

Protective Paint Finishes ..................................... 8-23

Aircraft Cleaning .................................................. 8-23

Exterior Cleaning .............................................. 8-23

Interior Cleaning ............................................... 8-24

Types of Cleaning Operations ....................... 8-24

Nonflammable Aircraft Cabin Cleaning

Agents & Solvents ......................................... 8-25

Flammable & Combustible Agents ................ 8-25

Container Controls ........................................ 8-25

Fire Prevention Precautions .......................... 8-25

Fire Protection Recommendations ................ 8-26

Powerplant Cleaning ........................................... 8-26

Solvent Cleaners ................................................. 8-27

Dry Cleaning Solvent ....................................... 8-27

Aliphatic and Aromatic Naphtha ....................... 8-27

Safety Solvent .................................................. 8-27

Methyl Ethyl Ketone (MEK) .............................. 8-27

Kerosene .......................................................... 8-27

Cleaning Compound for Oxygen Systems ....... 8-27

Emulsion Cleaners .............................................. 8-28

Water Emulsion Cleaner .................................. 8-28

Solvent Emulsion Cleaners .............................. 8-28

Soaps & Detergent Cleaners ............................... 8-28

Cleaning Compound, Aircraft Surfaces ............ 8-28

Nonionic Detergent Cleaners ........................... 8-28

Mechanical Cleaning Materials ............................ 8-28

Mild Abrasive Materials .................................... 8-28

Abrasive Papers ............................................... 8-28

Chemical Cleaners .............................................. 8-29

Phosphoric-citric Acid ....................................... 8-29

xiiiChapter 9

Fluid Lines & Fittings .......................................... 9-1

Introduction ............................................................ 9-1

Rigid Fluid Lines .................................................... 9-1

Tubing Materials ................................................. 9-1

Copper ............................................................ 9-1

Aluminum Alloy Tubing .................................... 9-1

Steel ................................................................ 9-1

Titanium 3AL–2.5V .......................................... 9-1

Material Identification ......................................... 9-1

Sizes .................................................................. 9-2

Fabrication of Metal Tube Lines ......................... 9-2

Tube Cutting .................................................... 9-2

Tube Bending .................................................. 9-2

Alternative Bending Methods ............................. 9-3

Tube Flaring .................................................... 9-3

Instructions for Rolling-Type Flaring Tools ......... 9-4

Double Flaring .................................................... 9-5

Double Flaring Instructions ............................. 9-5

Fittings ............................................................ 9-5

Flareless Fittings ............................................. 9-5

Beading ........................................................... 9-7

Fluid Line Identification ...................................... 9-7

Fluid Line End Fittings ........................................ 9-7

Universal Bulkhead Fittings ............................ 9-8

AN Flared Fittings ........................................... 9-8

MS Flareless Fittings .......................................... 9-9

Swaged Fittings .............................................. 9-9

Cryofit Fittings ................................................. 9-9

Rigid Tubing Installation and Inspection ........... 9-10

Connection & Torque ..................................... 9-10

Flareless Tube Installation ............................ 9-12

Rigid Tubing Inspection & Repair .................. 9-14

Flexible Hose Fluid Lines .................................... 9-16

Hose Materials & Construction ......................... 9-16

Buna-N ......................................................... 9-16

Neoprene ..................................................... 9-16

Butyl ............................................................. 9-16

Hose Identification ........................................ 9-16

Flexible Hose Inspection .................................. 9-18

Fabrication & Replacement of Flexible Hose ...9-18

Flexible Hose Testing .................................... 9-19

Size Designations ............................................ 9-19

Hose Fittings .................................................... 9-21

Installation of Flexible Hose Assemblies .......... 9-21

Slack ............................................................. 9-21

Flex ............................................................... 9-21

Twisting ......................................................... 9-21

Bending ......................................................... 9-21Clearance ...................................................... 9-21

Hose Clamps .................................................... 9-22

Chapter 10

Inspection Concepts & Techniques ................. 10-1

Basic Inspection ................................................. 10-1

Techniques/Practices ....................................... 10-1

Preparation ....................................................... 10-1

Aircraft Logs ........................................................ 10-1

Checklists ............................................................ 10-2

Publications ......................................................... 10-3

Manufacturers’ Service Bulletins/Instructions ...10-3

Maintenance Manual ........................................ 10-3

Overhaul Manual .............................................. 10-4

Structural Repair Manual ................................. 10-4

Illustrated Parts Catalog ................................... 10-4

Wiring Diagram Manual .................................... 10-4

Code of Federal Regulations (CFRs) .............. 10-4

Airworthiness Directives (ADs) ......................... 10-4

Type Certificate Data Sheets (TCDS) .............. 10-4

Routine/Required Inspections ............................. 10-5

Preflight/Postflight Inspections ......................... 10-5

Annual/100-Hour Inspections ........................... 10-5

Progressive Inspections ................................. 10-12

Continuous Inspections .................................. 10-12

Altimeter & Transponder Inspections ............. 10-12

Air Transport Association iSpec 2200 ................ 10-12

Special Inspections ............................................ 10-12

Hard or Overweight Landing Inspection ........ 10-14

Severe Turbulence Inspection/Over “G” ........ 10-14

Lightning Strike .............................................. 10-16

Bird Strike ...................................................... 10-16

Fire Damage .................................................. 10-16

Flood Damage ................................................ 10-16

Seaplanes ...................................................... 10-16

Aerial Application Aircraft ............................... 10-16

Special Flight Permits ........................................ 10-16

Nondestructive Inspection/Testing ..................... 10-17

Training, Qualification, & Certification ............ 10-17

Advantages & Disadvantages of NDI

Methods ......................................................... 10-17

Visual Inspection ............................................ 10-17

Surface Cracks ........................................... 10-18

Borescope ................................................... 10-18

Interpretation of Results .............................. 10-18

False Indications ......................................... 10-20

Eddy Current Inspection ................................. 10-20

Basic Principles ........................................... 10-20

Principles of Operations ................................. 10-21

Eddy Current Instruments .............................. 10-21

Ultrasonic Inspection ...................................... 10-21

xivPulse Echo .................................................. 10-22

Through-Transmission ................................ 10-23

Resonance ................................................. 10-24

Ultrasonic Instruments ................................... 10-26

Reference Standards ..................................... 10-26

Couplants ....................................................... 10-26

Inspection of Bonded Structures ....................... 10-26

Types of Defects ............................................ 10-28

Acoustic Emission Inspection ......................... 10-28

Magnetic Particle Inspection .......................... 10-29

Development of Indications ......................... 10-29

Types of Discontinuities Disclosed .............. 10-29

Preparation of Parts for Testing ................... 10-30

Effect of Flux Direction ................................ 10-30

Effect of Flux Density .................................. 10-30

Magnetizing Methods .................................. 10-31

Identification of Indications .......................... 10-31

Magnaglo Inspection ...................................... 10-32

Magnetizing Equipment .............................. 10-32

Indicating Mediums ..................................... 10-33

Demagnetizing ............................................ 10-33

Standard Demagnetizing Practice .............. 10-34

Radiographic ............................................... 10-34

Radiographic Inspection ................................. 10-34

Preparation and Exposure .......................... 10-34

Radiographic Interpretation ......................... 10-35

Radiation Hazards ...................................... 10-36

Inspection of Composites .................................. 10-36

Tap Testing ..................................................... 10-36

Electrical Conductivity .................................... 10-37

Thermography ................................................ 10-37

Inspection of Welds ........................................... 10-38

Chapter 11

Hand Tools & Measuring Devices .................... 11-1

General Purpose Tools ......................................... 11-1

Hammers & Mallets ........................................... 11-1

Screwdrivers ..................................................... 11-1

Pliers & Plier-Type Cutting Tools ....................... 11-3

Punches ............................................................ 11-3

Wrenches .......................................................... 11-4

Special Wrenches ............................................. 11-5

Torque Wrench .................................................. 11-5

Strap Wrenches ................................................ 11-6

Impact Drivers ................................................... 11-6

Metal Cutting Tools ............................................... 11-8

Hand Snips ........................................................ 11-8

Hacksaws .......................................................... 11-8

Chisels .............................................................. 11-9

Files ................................................................... 11-9Care and Use ............................................... 11-10

Most Commonly Used Files ......................... 11-10

Care of Files ................................................. 11-12

Drills ................................................................ 11-12

Twist Drills .................................................... 11-12

Reamers .......................................................... 11-13

Countersink ..................................................... 11-14

Taps and Dies ..................................................... 11-14

Layout and Measuring Tools ............................... 11-14

Rules ............................................................... 11-14

Combination Sets ............................................ 11-17

Scriber ............................................................. 11-18

Dividers and Pencil Compasses ..................... 11-19

Calipers ........................................................... 11-19

Micrometer Calipers ........................................ 11-19

Micrometer Parts ............................................. 11-19

Reading a Micrometer ..................................... 11-22

Vernier Scale ................................................... 11-23

Using a Micrometer ......................................... 11-24

Slide Calipers .................................................. 11-25

Chapter 12

Fundamentals of Electricity & Electronics ......12-1

Introduction .......................................................... 12-1

General Composition of Matter ............................ 12-1

Matter ............................................................... 12-1

Element ............................................................ 12-1

Compound ........................................................ 12-1

Molecule ........................................................... 12-1

Atom ................................................................. 12-1

Electrons, Protons, & Neutrons ........................ 12-1

Electron Shells & Energy Levels ...................... 12-2

Valence Electrons ......................................... 12-2

Ions ............................................................... 12-2

Free Electrons ............................................... 12-2

Electron Movement .......................................... 12-2

Conductors, Insulators, and Semiconductors 12-2

Conductors .................................................... 12-3

Insulators ...................................................... 12-3

Semiconductors ............................................ 12-4

Metric Based Prefixes Used for Electrical

Calculations ......................................................... 12-4

Static Electricity ................................................... 12-4

Attractive and Repulsive Forces ...................... 12-4

Electrostatic Field ............................................. 12-5

Electrostatic Discharge (ESD) Considerations .12-5

Magnetism ........................................................... 12-6

Types of Magnets ................................................ 12-9

Electromagnetism .............................................. 12-12

Conventional Flow & Electron Flow ................... 12-14

Conventional Flow .......................................... 12-14

xvElectron Flow ................................................. 12-14

Electromotive Force (Voltage) ........................... 12-14

Current ............................................................... 12-16

Ohm’s Law (Resistance) ................................... 12-17

Resistance of a Conductor ................................ 12-18

Factors Affecting Resistance .......................... 12-18

Resistance and Relation to Wire Sizing ......... 12-20

Circular Conductors (Wires/Cables) ........... 12-20

Rectangular Conductors (Bus Bars) ........... 12-20

Power and Energy ............................................. 12-20

Power in an Electrical Circuit ......................... 12-20

Power Formulas Used in the Study of

Electricity ....................................................... 12-21

Power in a Series & Parallel Circuit ............... 12-22

Energy in an Electrical Circuit ........................ 12-22

Sources of Electricity ...................................... 12-22

Pressure Source ......................................... 12-22

Chemical Source ......................................... 12-23

Thermal Sources ......................................... 12-23

Light Sources .............................................. 12-23

Schematic Representation of Electrical

Components ................................................... 12-23

Conductors .................................................. 12-23

Types of Resistors ............................................. 12-24

Fixed Resistor ................................................ 12-24

Carbon Composition ...................................... 12-24

Resistor Ratings ............................................. 12-24

Color Code .................................................. 12-24

Color Band Decoding ..................................... 12-25

Wire-Wound ................................................... 12-26

Variable Resistors .......................................... 12-26

Rheostat ...................................................... 12-26

Potentiometer .............................................. 12-27

Thermistors .................................................... 12-27

Photoconductive Cells .................................... 12-27

Circuit Protection Devices ................................. 12-27

Fuse ............................................................... 12-28

Current Limiter ............................................... 12-29

Circuit Breaker ............................................... 12-29

Arc Fault Circuit Breaker ............................. 12-29

Thermal Protectors ......................................... 12-29

Control Devices .............................................. 12-30

Switches ...................................................... 12-30

Toggle Switch .............................................. 12-30

Microswitches ............................................. 12-31

Rotary Selector Switches ............................ 12-31

Pushbutton Switches .................................. 12-31

Lighted Pushbutton Switches ...................... 12-32

Dual In-Line Parallel (DIP) Switches ........... 12-33

Switch Guards ............................................. 12-33Relays ......................................................... 12-33

Series DC Circuits ............................................. 12-33

Voltage Drops & Further Application of Ohm’s

Law ................................................................. 12-35

Voltage Sources in Series .............................. 12-36

Kirchhoff’s Voltage Law .................................. 12-36

Voltage Dividers ............................................. 12-37

Determining the Voltage Divider Formula ...... 12-38

Parallel DC Circuits ........................................... 12-40

Voltage Drops ................................................. 12-40

Total Parallel Resistance ................................ 12-40

Resistors in Parallel ....................................... 12-40

Two Resistors in Parallel ................................ 12-40

Current Source ............................................... 12-41

Kirchhoff’s Current Law .................................. 12-41

Current Dividers ............................................. 12-41

Series-Parallel DC Circuits ................................ 12-42

Determining the Total Resistance ................... 12-42

Alternating Current (AC) & Voltage .................... 12-43

AC and DC Compared ................................... 12-44

Generator Principles .......................................... 12-44

Generators of Alternating Current .................. 12-44

Position 1 .................................................... 12-45

Position 2 .................................................... 12-45

Position 3 .................................................... 12-45

Position 4 .................................................... 12-46

Position 5 .................................................... 12-46

Cycle and Frequency ..................................... 12-46

Cycle Defined .............................................. 12-46

Frequency Defined ...................................... 12-46

Period Defined ............................................ 12-47

Wavelength Defined .................................... 12-47

Phase Relationships ...................................... 12-47

In Phase Condition ...................................... 12-48

Out of Phase Condition ............................... 12-48

Values of Alternating Current .......................... 12-48

Instantaneous Value .................................... 12-48

Peak Value .................................................. 12-49

Effective Value ............................................ 12-49

Opposition to Current Flow of AC ................... 12-49

Capacitance ....................................................... 12-50

Capacitors in Direct Current ........................... 12-50

The Resistor/Capacitor (RC) Time Constant ..12-50

Units of Capacitance ...................................... 12-50

Voltage Rating of a Capacitor ........................ 12-51

Factors Affecting Capacitance ........................ 12-51

Types of Capacitors ....................................... 12-51

Fixed Capacitors ......................................... 12-51

Ceramic .......................................................... 12-51

Electrolytic ...................................................... 12-52

xviTantalum ......................................................... 12-52

Polyester Film ................................................ 12-52

Oil Capacitors ................................................. 12-53

Variable Capacitors ..................................... 12-53

Trimmers ........................................................ 12-53

Varactors ........................................................ 12-53

Capacitors in Series ....................................... 12-53

Capacitors in Parallel ..................................... 12-54

Capacitors in Alternating Current ................... 12-54

Capacitive Reactance Xc ............................... 12-54

Sample Problem: ............................................ 12-55

Solution: ......................................................... 12-55

Capacitive Reactances in Series and in

Parallel .......................................................... 12-55

Phase of Current and Voltage in Reactive

Circuits .......................................................... 12-55

Inductance ......................................................... 12-56

Characteristics of Inductance ......................... 12-56

The RL Time Constant ................................... 12-56

Physical Parameters ...................................... 12-56

Self-Inductance .............................................. 12-57

Types of Inductors .......................................... 12-57

Units of Inductance ........................................ 12-58

Inductors in Series ......................................... 12-58

Inductors in Parallel ........................................ 12-58

Inductive Reactance ....................................... 12-58

AC Circuits ......................................................... 12-59

Ohm’s Law for AC Circuits ............................. 12-59

Series AC Circuits .......................................... 12-59

Solution: ...................................................... 12-60

Solution: ...................................................... 12-61

Solution: ...................................................... 12-62

Parallel AC Circuits ........................................ 12-62

Solution: ...................................................... 12-62

Solution: ...................................................... 12-62

Resonance ..................................................... 12-63

Power in AC Circuits ...................................... 12-64

True Power Defined ....................................... 12-64

Apparent Power Defined ............................. 12-64

Solution: ...................................................... 12-65

Transformers .................................................. 12-65

Current Transformers ..................................... 12-67

Transformer Losses ....................................... 12-67

Power in Transformers ................................... 12-67

DC Measuring Instruments ................................ 12-67

D’Arsonval Meter Movement .......................... 12-68

Current Sensitivity and Resistance ................ 12-68

Damping ......................................................... 12-69

Electrical Damping ......................................... 12-69

Mechanical Damping ...................................... 12-69

A Basic Multirange Ammeter .......................... 12-69Precautions ................................................. 12-69

The Voltmeter .................................................... 12-70

Voltmeter Sensitivity ....................................... 12-70

Multiple Range Voltmeters ............................. 12-70

Voltmeter Circuit Connections ........................ 12-71

Influence of the Voltmeter in the Circuit ......... 12-71

The Ohmmeter .................................................. 12-71

Zero Adjustment ............................................. 12-71

Ohmmeter Scale ............................................ 12-71

The Multirange Ohmmeter ............................. 12-72

Megger (Megohmmeter) ................................ 12-72

AC Measuring Instruments ................................ 12-73

Electrodynamometer Meter Movement .......... 12-74

Moving Iron Vane Meter ................................. 12-74

Inclined Coil Iron Vane Meter ......................... 12-75

Varmeters ....................................................... 12-75

Wattmeter ....................................................... 12-76

Frequency Measurement/Oscilloscope .......... 12-76

Horizontal Deflection ...................................... 12-77

Vertical Deflection .......................................... 12-77

Tracing a Sine Wave ...................................... 12-77

Control Features on an Oscilloscope ............. 12-77

Flat Panel Color Displays for Oscilloscopes ..12-78

Digital Multimeter ........................................... 12-78

Basic Circuit Analysis & Troubleshooting .......... 12-78

Voltage Measurement .................................... 12-79

Current Measurement .................................... 12-80

Checking Resistance in a Circuit ................... 12-80

Continuity Checks .......................................... 12-81

Capacitance Measurement ............................ 12-81

Inductance Measurement ............................... 12-81

Troubleshooting Open Faults in a Series

Circuit ............................................................ 12-82

Tracing Opens with the Voltmeter .................. 12-82

Tracing Opens with the Ohmmeter ................ 12-82

Troubleshooting Shorting Faults in a Series

Circuit ............................................................. 12-83

Tracing Shorts with the Ohmmeter ................. 12-83

Tracing Shorts with the Voltmeter .................. 12-84

Troubleshooting Open Faults in a Parallel

Circuit ............................................................. 12-84

Tracing an Open with an Ammeter ................. 12-85

Tracing an Open with an Ohmmeter .............. 12-85

Troubleshooting Shorting Faults in Parallel

Circuits ........................................................... 12-85

Troubleshooting Shorting Faults in Series-

Parallel Circuits .............................................. 12-86

Logic in Tracing an Open ............................ 12-86

Tracing Opens with the Voltmeter .................. 12-86

Batteries ............................................................ 12-87

Primary Cell .................................................... 12-87

xviiSecondary Cell ............................................... 12-87

Battery Ratings ............................................... 12-89

Life Cycle of a Battery .................................... 12-89

Lead-Acid Battery Testing Methods ................ 12-90

Lead-Acid Battery Charging Methods ............ 12-91

Nickel-Cadmium Batteries ................................. 12-91

Chemistry and Construction ........................... 12-91

Operation of Nickel-Cadmium Cells ............... 12-92

General Maintenance and Safety

Precautions ................................................. 12-92

Sealed Lead Acid (SLA) Batteries .................. 12-92

Lithium-Ion Batteries .......................................... 12-93

Inverters ............................................................. 12-93

Rotary Inverters .............................................. 12-94

Permanent Magnet Rotary Inverter ................ 12-94

Inductor-Type Rotary Inverter ........................ 12-94

Static Inverters ............................................... 12-94

Semiconductors ................................................. 12-95

Doping ............................................................ 12-96

PN Junctions & the Basic Diode .................... 12-98

Forward Biased Diode .................................... 12-98

Reverse Biased Diode ................................... 12-99

Rectifiers .......................................................... 12-100

Half-Wave Rectifier ...................................... 12-101

Full-Wave Rectifier ....................................... 12-102

Dry Disk ........................................................ 12-102

Types of Diodes ........................................... 12-103

Power Rectifier Diodes ............................. 12-103

Zener Diodes ............................................ 12-103

Special Purpose Diodes ............................ 12-103

Light-Emitting Diode (LED) ....................... 12-103

Liquid Crystal Displays (LCD) ................... 12-104

Photodiode ................................................ 12-104

Varactors ................................................... 12-104

Schottky Diodes ........................................ 12-105

Diode Identification ....................................... 12-105

Introduction to Transistors ............................... 12-105

Classification ................................................ 12-105

Transistor Theory ......................................... 12-106

PNP Transistor Operation ............................ 12-107

Identification of Transistors .......................... 12-107

Field Effect Transistors ................................. 12-107

Metal-Oxide-Semiconductor FET (MOSFET)

Common Transistor Configurations .............. 12-108

Common-Emitter (CE) Configuration ........ 12-108

Common-Collector (CC) Configuration .....12-109

Common-Base (CB) Configuration ........... 12-109

Vacuum Tubes .................................................. 12-110

Filtering ............................................................. 12-111Filtering Characteristics of Capacitors .......... 12-111

Filtering Characteristics of Inductors ............. 12-111

Common Filter Configurations ...................... 12-111

Basic LC Filters ............................................. 12-112

Low-Pass Filter .......................................... 12-112

High-Pass Filter (HPF) ............................... 12-112

Band-Pass Filter ........................................ 12-112

Band-Stop Filter ......................................... 12-112

Amplifier Circuits ............................................... 12-113

Classification ................................................. 12-113

Class A ....................................................... 12-114

Class AB .................................................... 12-114

Class B ....................................................... 12-114

Class C ...................................................... 12-114

Methods of Coupling ..................................... 12-115

Direct Coupling .......................................... 12-115

RC Coupling ............................................... 12-115

Impedance Coupling .................................. 12-116

Transformer Coupling ................................ 12-116

Feedback ...................................................... 12-116

Operational Amplifiers (OP AMP) .................. 12-116

Applications ................................................ 12-117

Magnetic Amplifiers .......................................... 12-118

Saturable-Core Reactor ................................ 12-119

Logic Circuits .................................................... 12-119

Logic Polarity ................................................ 12-120

Positive ..................................................... 12-120

Negative .................................................... 12-120

Pulse Structure ............................................. 12-120

Basic Logic Circuits ...................................... 12-121

The Inverter Logic ..................................... 12-121

The AND Gate ........................................... 12-121

The OR Gate ............................................. 12-122

The NAND Gate ........................................ 12-122

The NOR Gate .......................................... 12-122

Exclusive OR Gate .................................... 12-122

Exclusive NOR Gate ................................. 12-122

The Integrated Circuit ................................... 12-122

Microprocessors ........................................... 12-123

DC Generators ................................................ 12-123

Theory of Operation ..................................... 12-123

Generation of a DC Voltage ......................... 12-125

Position A .................................................. 12-125

Position B .................................................. 12-126

Position C .................................................. 12-126

Position D .................................................. 12-127

The Neutral Plane ..................................... 12-127

Construction Features of DC Generators ....12-128

Field Frame ............................................... 12-128

xviiiArmature ...................................................... 12-130

Gramme-Ring Armature ............................ 12-130

Drum-Type Armature ................................. 12-130

Commutators ................................................ 12-130

Armature Reaction ....................................... 12-131

Compensating Windings .............................. 12-131

Interpoles ..................................................... 12-132

Types of DC Generators .............................. 12-132

Series Wound DC Generators .................. 12-132

Shunt Wound DC Generators ................... 12-133

Compound Wound DC Generators ........... 12-134

Generator Ratings ........................................ 12-134

Generator Terminals ..................................... 12-135

DC Generator Maintenance ............................. 12-135

Inspection ..................................................... 12-135

Condition of Generator Brushes ................... 12-136

DC Motors .................................................... 12-137

Force Between Parallel Conductors ............. 12-138

Developing Torque ....................................... 12-138

Basic DC Motor ............................................ 12-138

Position A .................................................. 12-139

Position B .................................................. 12-139

Position C .................................................. 12-139

Position D .................................................. 12-139

DC Motor Construction .................................... 12-140

Armature Assembly ...................................... 12-140

Field Assembly ............................................. 12-141

Brush Assembly ........................................... 12-141

End Frame ................................................... 12-141

Types of DC Motors ......................................... 12-141

Series DC Motor ........................................... 12-141

Shunt DC Motor ........................................... 12-142

Compound DC Motor ................................... 12-142

Counter Electromotive Force (emf) ................. 12-142

Types of Duty ............................................... 12-143

Reversing Motor Direction ............................ 12-144

Motor Speed ................................................. 12-145

Energy Losses in DC Motors .................... 12-145

Inspection and Maintenance of DC Motors ..12-146

AC Motors ........................................................ 12-147

Types of AC Motors ...................................... 12-147

Three-Phase Induction Motor ....................... 12-148

Rotating Magnetic Field ............................... 12-148

Construction of Induction Motor ................... 12-148

Induction Motor Slip ..................................... 12-149

Single-Phase Induction Motor ...................... 12-149

Shaded Pole Induction Motor ....................... 12-149

Split-Phase Motor ......................................... 12-150

Capacitor Start Motor ................................... 12-150

Direction of Rotation of Induction Motors .....12-150Synchronous Motor ...................................... 12-151

AC Series Motor ........................................... 12-152

Maintenance of AC Motors ........................... 12-153

Alternators ....................................................... 12-154

Basic Alternators & Classifications ............... 12-154

Method of Excitation ..................................... 12-154

Number of Phases ....................................... 12-154

Armature or Field Rotation ........................... 12-155

Single-Phase Alternator ............................ 12-155

Two-Phase Alternator ................................ 12-156

Three-Phase Alternator ............................. 12-156

Wye Connection (Three-Phase) ................... 12-156

Delta Connection (Three-Phase) ................. 12-156

Alternator Rectifier Unit ................................ 12-156

Brushless Alternator ..................................... 12-157

Alternator Frequency .................................... 12-158

Starter Generator ......................................... 12-158

Alternator Rating .......................................... 12-158

Alternator Maintenance ................................ 12-159

Regulation of Generator Voltage .................. 12-159

Voltage Regulation with a Vibrating-Type

Regulator ...................................................... 12-159

Three Unit Regulators .................................. 12-161

Differential Relay Switch .............................. 12-162

Overvoltage & Field Control Relays ............. 12-163

Generator Control Units (GCU) ....................... 12-164

Basic Functions of a Generator Control Unit

(GCU) ........................................................... 12-164

Voltage Regulation ....................................... 12-164

Overvoltage Protection ................................. 12-164

Parallel Generator Operations ..................... 12-164

Over-Excitation Protection ........................... 12-164

Differential Voltage ....................................... 12-164

Reverse Current Sensing ............................. 12-164

Alternator Constant Speed Drive System ........ 12-164

Hydraulic Transmission ................................... 12-165

Voltage Regulation of Alternators .................... 12-171

Alternator Transistorized Regulators ............ 12-172

Chapter 13

Mechanic Privileges & Limitations .................. 13-1

Introduction .......................................................... 13-1

Mechanic Certification: Subpart A—General (by

14 CFR Section) .................................................. 13-1

Section 65.3, Certification of Foreign Airmen

Other Than Flight Crewmembers ..................... 13-1

Section 65.11, Application and Issue ................ 13-1

Section 65.12, Offenses Involving Alcohol

and Drugs ......................................................... 13-1

Section 65.13, Temporary Certificate ............... 13-1

Section 65.14, Security Disqualification ........... 13-1

xixSection 65.15, Duration of Certificates ............. 13-1

Section 65.16, Change of Name:

Replacement of Lost or Destroyed Certificate .13-2

Section 65.17, Test: General Procedure .......... 13-2

Section 65.18, Written Tests: Cheating or

Other Unauthorized Content ............................ 13-2

Section 65.19, Retesting After Failure .............. 13-2

Section 65.20, Applications, Certificates,

Logbooks, Reports, and Records:

Falsification, Reproduction, or Alteration .......... 13-2

Section 65.21, Change of Address ................... 13-2

Refusal to Submit to a Drug or Alcohol Test .....13-2

Mechanic Certification: Subpart D—Mechanics

(by 14 CFR Section) ............................................ 13-3

Section 65.71, Eligibility Requirements:

General ............................................................ 13-3

Section 65.73, Ratings ..................................... 13-3

Section 65.75, Knowledge Requirements ........ 13-3

Section 65.77, Experience Requirements ....... 13-3

Section 65.79, Skill Requirements ................... 13-3

Section 65.80, Certificated Aviation

Maintenance ..................................................... 13-4

Technician School Students ............................. 13-4

Section 65.81, General Privileges and

Limitations ........................................................ 13-4

Section 65.83, Recent Experience

Requirements ................................................... 13-4

Section 65.85, Airframe Rating: Additional

Privileges .......................................................... 13-4

Section 65.87, Powerplant Rating: Additional

Privileges .......................................................... 13-4

Section 65.89, Display of Certificate ................ 13-4

Inspection Authorization (IA) (by 14 CFR

Section) ............................................................... 13-5

Section 65.91, Inspection Authorization ........... 13-5

Section 65.92, Inspection Authorization:

Duration ............................................................ 13-5

Section 65.93, Inspection Authorization:

Renewal ........................................................... 13-5

Section 65.95, Inspection Authorization:

Privileges and Limitations ................................ 13-6

Ethics .................................................................. 13-6

A Scenario ........................................................ 13-6

Final Observation .......................................... 13-7

Chapter 14

Human Factors .................................................. 14-1

Introduction .......................................................... 14-1

FAA Involvement .............................................. 14-1

Importance of Human Factors .......................... 14-1

Definitions of Human Factors ........................... 14-1

What are Human Factors? .................................. 14-2Elements of Human Factors ............................. 14-2

Clinical Psychology ....................................... 14-3

Experimental Psychology .............................. 14-3

Anthropometry .............................................. 14-4

Computer Science ........................................ 14-4

Cognitive Science ......................................... 14-4

Safety Engineering ....................................... 14-4

Medical Science ............................................ 14-4

Organizational Psychology ........................... 14-4

Educational Psychology ............................... 14-5

Industrial Engineering ................................. 14-5

History of Human Factors .................................... 14-6

Evolution of Maintenance Human Factors ....... 14-7

The Pear Model ................................................... 14-9

People .............................................................. 14-9

Environment ..................................................... 14-9

Physical ....................................................... 14-10

Organizational ............................................. 14-10

Actions ........................................................... 14-10

Resources ...................................................... 14-10

Human Error ...................................................... 14-13

Types of Errors ............................................... 14-13

Unintentional ............................................... 14-13

Intentional .................................................. 14-13

Active & Latent ........................................... 14-13

The “Dirty Dozen” .............................................. 14-13

Lack of Communication .................................. 14-13

Complacency ................................................. 14-14

Lack of Knowledge ......................................... 14-14

Distraction ...................................................... 14-15

Lack of Teamwork .......................................... 14-16

Fatigue ........................................................... 14-16

Lack of Resources ......................................... 14-18

Lack of Assertiveness .................................... 14-22

Stress ............................................................. 14-24

Physical Stressors ..................................... 14-24

Psychological Stressors ............................. 14-24

Physiological Stressors .............................. 14-25

Lack of Awareness ......................................... 14-26

Norms ............................................................. 14-26

Example of Common Maintenance Errors .....14-28

Where to Get Information .................................. 14-29

Federal Aviation Administration (FAA) ............ 14-30

FAA’s Maintenance Fatigue Section ........... 14-30

FAA Safety Team ......................................... 14-31

Other Resources ............................................ 14-31

System Safety Services .............................. 14-31

Human Factors & Ergonomics Society

(HFES) ........................................................ 14-31

International Ergonomics Association (IEA) 14-31

xxGlossary .............................................................. G-1

Index ...................................................................... I-1

Safety, Ground Operations, &

Servicing

Chapter 1

Aviation maintenance technicians (AMTs) devote a portion of

their aviation career to ground handling and operating aircraft.

Technicians also need to be proficient in operating ground

support equipment. The complexity of support equipment and

the hazards involved in the ground handling of aircraft require

that maintenance technicians possess a detailed knowledge of

safety procedures used in aircraft servicing, taxiing, run-up,

and in the use of ground support equipment. The information

provided in this chapter is intended as a general guide for

safely servicing and operating aircraft.

Introducing human factors to aircraft maintenance personnel

makes them aware of how it affects maintenance performance.

Although there are many human factors involved when

dealing with maintenance performance, several areas can be

considered. Some of these include fatigue, deadline pressure,

stress, distractions, poor communication skills, complacency,

and lack of information. Maintenance technicians need to

understand how human factors can impact their performance

and safety while completing maintenance tasks.

Shop Safety

Keeping the shop, hangars, and flight line clean is essential

to safety and efficient maintenance. The highest standards of

orderly work arrangements and cleanliness must be observed

during the maintenance of aircraft. Where continuous

work shifts are established, the outgoing shift removes and

properly stores personal tools, rollaway boxes, work stands,

maintenance stands, hoses, electrical cords, hoists, crates,

and boxes that were needed for the work to be accomplished.

Signs are posted to indicate dangerous equipment or hazardous

conditions. Additionally, there are signs that provide the

location of first aid and fire equipment. Safety lanes, pedestrian

walkways, and fire lanes are painted around the perimeter

inside the hangars. This is a safety measure to prevent accidents

and to keep pedestrian traffic out of work areas.

Safety is everyone’s business. However, technicians and

supervisors must watch for their own safety and for the

safety of others working around them. Communication is

key to ensuring everyone’s safety. If other personnel are

conducting their actions in an unsafe manner, communicate

with them, reminding them of their safety and that of others

around them.Electrical Safety

Physiological Safety

Working with electrical equipment poses certain physiological

safety hazards. When electricity is applied to the human body,

it can create severe burns in the area of entrance and at the

point of exit from the body. In addition, the nervous system is

affected and can be damaged or destroyed. To safely deal with

electricity, the technician must have a working knowledge

of the principles of electricity and a healthy respect for its

capability to do both work and damage.

Wearing or use of proper safety equipment can provide a

psychological assurance and physically protect the user

at the same time. The use of rubber gloves, safety glasses,

rubber or grounded safety mats, and other safety equipment

contributes to the overall safety of the technician working

on or with electrical equipment.

Two factors that affect safety when dealing with electricity are

fear and overconfidence. These two factors are major causes

of accidents involving electricity. While a certain amount of

respect for electrical equipment is healthy and a certain level

of confidence is necessary, extremes of either can be deadly.

Lack of respect is often due to lack of knowledge. Personnel

who attempt to work with electrical equipment and have

no knowledge of the principles of electricity lack the skills

to deal with electrical equipment safely. Overconfidence

leads to risk taking. The technician who does not respect

the capabilities of electricity will, sooner or later, become a

victim of electricity’s power.

Fire Safety

Anytime current flows, whether during generation or

transmission, a by-product is heat. The greater the current

flow, the greater the amount of heat created. When this heat

becomes too great, protective coatings on wiring and other

electrical devices can melt, causing shorting. That in turn

leads to more current flow and greater heat. This heat can

become so great that metals can melt, liquids vaporize, and

flammable substances ignite.

An important factor in preventing electrical fires is to keep

the area around electrical work or electrical equipment

1-2clean, uncluttered, and free of all unnecessary flammable

substances. Ensure that all power cords, wires, and lines

are free of kinks and bends that can damage the wire. Never

place wires or cords where they may be walked on or run

over by other equipment. When several wires inside a power

cord are broken, the current passing through the remaining

wires increases. This generates more heat than the insulation

coatings on the wire are designed to withstand and can

lead to a fire. Closely monitor the condition of electrical

equipment. Repair or replace damaged equipment before

further use.

Safety Around Compressed Gases

Compressed air, like electricity, is an excellent tool when

it is under control. A typical nitrogen bottle set is shown

in Figure 1-1 . The following “dos and don’ts” apply when

working with or around compressed gases:

• Inspect air hoses frequently for breaks and worn spots.

Unsafe hoses must be replaced immediately.

• Keep all connections in a “no-leak condition.”

• Maintain in-line oilers, if installed, in operating

condition.

• Ensure the system has water sumps installed and

drained at regular intervals.

• Filter air used for paint spraying to remove oil and

water.

• Never use compressed air to clean hands or clothing.

Pressure can force debris into the flesh leading to

infection.

• Never spray compressed air in the area of other

personnel.

• Straighten, coil, and properly store air hoses when not

in use.

• Many accidents involving compressed gases occur

during aircraft tire mounting. To prevent possible

personal injury, use tire dollies and other appropriate

devices to mount or remove heavy aircraft tires.

When inflating tires on any type of aircraft wheels, always

use tire cage guards. Extreme caution is required to avoid

over inflation of high-pressure tires because of possible

personal injury. Use pressure regulators on high-pressure air

bottles to eliminate the possibility of over inflation of tires.

Tire cages are not required when adjusting pressure in tires

installed on an aircraft.

Safety Around Hazardous Materials

Material safety diamonds are important with regard to

shop safety. These diamond-shaped labels are a simple

and quick way to determine the risk of hazardous material within the associated container and, if used properly with

the tags, indicate what personal safety equipment to use.

The most observable portion of the Safety Data Sheets (SDSs)

(formerly known as Material Safety Data Sheet (MSDS))

label is the risk diamond. It is a four-color segmented

diamond that represents flammability (red), reactivity

(yellow), health (blue), and special hazard (white). In the

flammability, reactivity, and health blocks, there is a number

from 0 to 4. Zero represents little or no hazard to the user,

while 4 means that the material is very hazardous. The special

hazard segment contains a word or abbreviation to represent

the specific hazard. Some examples are RAD for radiation,

ALK for alkali materials, Acid for acidic materials, and

CARC for carcinogenic materials. The letter W with a line

through it stands for high reactivity to water. [Figure 1-2]

The SDS is a more detailed version of the chemical safety

issues. These forms have the detailed breakdown of the

chemicals, including formulas and action to take if personnel

come in contact with the chemicals. All sheets have the same

information requirements; however, the exact location of the

information on the sheet may vary depending on the SDS

manufacturer. These forms are necessary for a safe shop that

meets all the requirements of the governing safety body, the

U.S. Department of Labor Occupational Safety and Health

Administration (OSHA).

Safety Around Machine Tools

Hazards in a shop increase when the operation of lathes, drill

presses, grinders, and other types of machines are used. Each

machine has its own set of safety practices. The following

discussions are necessary to avoid injury.

The drill press can be used to bore and ream holes, to do

facing, milling, and other similar types of operations. The

following precautions can reduce the chance of injury:

• Wear eye protection.

• Securely clamp all work.

• Set the proper revolutions per minute (rpm) for the

material used.

• Do not allow the spindle to feed beyond its limit of

travel while drilling.

• Stop the machine before adjusting work or attempting

to remove jammed work.

• Clean the area when finished.

Lathes are used in turning work of a cylindrical nature.

This work may be performed on the inside or outside of the

cylinder. The work is secured in the chuck to provide the

rotary motion, and the forming is done by contact with a

Figure 1-1. A typical nitrogen bottle.

W32

Figure 1-2. A risk diamond.securely mounted tool. The following precautions can reduce

the chance of injury:

• Wear eye protection.

• Use sharp cutting tools.

• Allow the chuck to stop on its own. Do not attempt to

stop the chuck by hand pressure.

• Examine tools and work for cracks or defects before

starting the work.

• Do not set tools on the lathe. Tools may be caught by

the work and thrown.

• Before measuring the work, allow it to stop in the lathe.

Milling machines are used to shape or dress; cut gear

teeth, slots, or key ways; and similar work. The following

precautions can reduce the chance of injury:

• Wear eye protection.

• Clean the work bed prior to work.

• Secure the work to the bed to prevent movement during milling.

• Select the proper tools for the job.

• Do not change the feed speed while working.

• Lower the table before moving under or away from

the work.

• Ensure all clamps and bolts are passable under

the arbor.

Grinders are used to sharpen tools, dress metal, and perform

other operations involving the removal of small amounts

of metal. The following precautions can reduce the chance

of injury:

• Wear eye protection, even if the grinder has a shield.

• Inspect the grinding wheel for defects prior to use.

• Do not force grinding wheels onto the spindle. They fit

snugly but do not require force to install them. Placing

side pressure on a wheel could cause it to explode.

• Check the wheel flanges and compression washer.

They should be one-third the diameter of the wheel.

• Do not stand in the arc of the grinding wheel while

operating in case the wheel explodes.

Welding must be performed only in designated areas. Any

part that is to be welded must be removed from the aircraft, if

possible. Repair would then be accomplished in a controlled

environment, such as a welding shop. A welding shop must

be equipped with proper tables, ventilation, tool storage, and

fire prevention and extinguishing equipment.

1-4Welding on an aircraft should be performed outside, if

possible. If welding in the hangar is necessary, observe

these precautions:

• During welding operations, open fuel tanks and work

on fuel systems are not permitted.

• Painting is not permitted.

• No aircraft are to be within 35 feet of the welding

operation.

• No flammable material is permitted in the area around

the welding operation.

• Only qualified welders are permitted to do the work.

• The welding area is to be roped off and placarded.

• Fire extinguishing equipment of a minimum rating

of 20B must be in the immediate area with 80B rated

equipment as a backup.

• Trained fire watches are to be present in the area

around the welding operation.

• The aircraft being welded must be in a towable

condition, with a tug attached, and the aircraft parking

brakes released. A qualified operator must be on the

tug and mechanics available to assist in the towing

operation should it become necessary to tow the

aircraft. If the aircraft is in the hangar, the hangar

doors are to be open.

Flight Line Safety

Hearing Protection

The flight line is a place of dangerous activity. Technicians

who perform maintenance on the flight line must constantly

be aware of what is going on around them. The noise on a

flight line comes from many places. Aircraft are only one

source of noise. There are auxiliary power units (APUs), fuel

trucks, baggage handling equipment, and so forth. Each has

its own frequency of sound. Combined all together, the noise

on the ramp or flight line can cause hearing loss.

There are many types of hearing protection available.

Hearing protection can be external or internal. Earmuffs or

headphones are considered external protection. The internal

type of hearing protection fits into the auditory canal. Both

types reduce the sound level reaching the eardrum and reduce

the chances of hearing loss.

Hearing protection is essential when working with

pneumatic drills, rivet guns, or other loud tools. Even short

duration exposure to these sounds can cause hearing loss

because of their high frequency. Continued exposure will

cause hearing loss.Foreign Object Damage (FOD)

Foreign object damage (FOD) is any damage to aircraft,

personnel, or equipment caused by any loose object. These

loose objects can be anything, such as broken runway

concrete, shop towels, safety wire, etc. To control FOD, keep

ramp and operation areas clean, have a tool control program,

and provide convenient receptacles for used hardware, shop

towels, and other consumables.

Never leave tools or other items around the intake of a turbine

engine. The modern gas turbine engine creates a low-pressure

area in front of the engine that causes any loose object to

be drawn into the engine. The exhaust of these engines

can propel loose objects great distances with enough force

to damage anything that is hit. The importance of a FOD

program cannot be overstressed when a technician considers

the cost of engines, components, or a human life.

Safety Around Airplanes

As with the previously mentioned items, it is important to

be aware of propellers. Technicians cannot assume the pilot

of a taxiing aircraft can see them and must stay within the

pilot’s view while on the ramp area. Turbine engine intakes

and exhaust can also be very hazardous areas. Smoking or

open flames are not permitted anywhere near an aircraft in

operation. Be aware of aircraft fluids that can be detrimental

to skin. When operating support equipment around aircraft,

be sure to allow space between it and the aircraft, and secure

it so it cannot roll into the aircraft. All items in the area of

operating aircraft must be stowed properly.

Safety Around Helicopters

Every type of helicopter has different features. These

differences must be learned to avoid damaging the helicopter

or injuring the technician. When approaching a helicopter

while the blades are turning, adhere to the following

guidelines to ensure safety.

• Observe the rotor head and blades to see if they

are level. This allows maximum clearance when

approaching the helicopter.

• Approach the helicopter in view of the pilot.

• Never approach a helicopter carrying anything with

a vertical height that the blades could hit. This could

cause blade damage and injury to the individual.

• Never approach a single-rotor helicopter from the rear.

The tail rotor is invisible when operating.

• Never go from one side of the helicopter to the other

by going around the tail. Always go around the nose

of the helicopter.

When securing the rotor on helicopters with elastomeric

1-5bearings, check the maintenance manual for the proper

method. Using the wrong method could damage the bearing.

Fire Safety

Performing maintenance on aircraft and their components

requires the use of electrical tools that can produce sparks,

heat-producing tools and equipment, flammable and

explosive liquids, and gases. As a result, a high potential

exists for fire to occur. Measures must be taken to prevent a

fire from occurring and to have a plan for extinguishing it.

The key to fire safety is knowledge of what causes a fire, how

to prevent it, and how to put it out. This knowledge must be

instilled in each technician, emphasized by their supervisors

through sound safety programs, and occasionally practiced.

Airport or other local fire departments can normally be

called upon to assist in training personnel and helping to

establish fire safety programs for the hangar, shops, and

flight line.

Fire Protection

Requirements for Fire to Occur

Three things are required for a fire. Remove any one of these

things and the fire extinguishes:

1. Fuel—combines with oxygen in the presence of heat,

releasing more heat. As a result, it reduces itself to

other chemical compounds.

2. Heat—accelerates the combining of oxygen with fuel,

in turn releasing more heat.

3. Oxygen—the element that combines chemically with

another substance through the process of oxidation.

Rapid oxidation, accompanied by a noticeable release

of heat and light, is called combustion or burning.

[Figure 1-3]

Classification of Fires

For commercial purposes, the National Fire Protection

Association (NFPA) has classified fires into three basic types:

Class A, Class B, and Class C.

1. Class A fires involve ordinary combustible materials,

such as wood, cloth, paper, upholstery materials, and

so forth.

2. Class B fires involve flammable petroleum products

or other flammable or combustible liquids, greases,

solvents, paints, and so forth.

3. Class C fires involve energized electrical wiring and

equipment.

A fourth class of fire, the Class D fire, involves flammable

metal. Class D fires are not commercially considered by

the NFPA to be a basic type of fire since they are caused by a Class A, B, or C fire. Usually Class D fires involve

magnesium in the shop, or in aircraft wheels and brakes, or

are the result of improper welding operations.

Any one of these fires can occur during maintenance on or

around, or operations involving aircraft. There is a particular

type of extinguisher that is most effective for each type of fire.

Types and Operation of Shop and Flight Line Fire

Extinguishers

Water extinguishers are the best type to use on Class A fires.

Water has two effects on fire. It deprives fire of oxygen and

cools the material being burned.

Since most petroleum products float on water, water-type fire

extinguishers are not recommended for Class B fires. Extreme

caution must be used when fighting electrical fires (Class C)

with water-type extinguishers. All electrical power must be

removed or shut off to the burning area. Additionally, residual

electricity in capacitors, coils, and so forth must be considered

to prevent severe injury or possibly death from electrical shock.

Never use water-type fire extinguishers on Class D fires. The

cooling effect of water causes an explosive expansion of the

metal, because metals burn at extremely high temperatures.

Water fire extinguishers are operated in a variety of ways.

Some are hand pumped, while others are pressurized. The

pressurized types of extinguishers may have a gas charge

stored in the container with the water, or it may contain a

“soda-acid” container where acid is spilled into a container

of soda inside the extinguisher. The chemical reaction of

the soda and the acid causes pressure to build inside the fire

extinguisher, forcing the water out.

Carbon dioxide (CO 2) extinguishers are used for Class A, B,

and C fires, extinguishing the fire by depriving it of oxygen.

[Figure 1-4] Additionally, like water-type extinguishers, CO 2

cools the burning material. Never use CO 2 on Class D fires.

As with water extinguishers, the cooling effect of CO 2 on

the hot metal can cause explosive expansion of the metal.

When using CO 2 fire extinguishers, all parts of the

extinguisher can become extremely cold, and remain so

for a short time after operation. Wear protective equipment

or take other precautions to prevent cold injury, such as

frostbite. Extreme caution must be used when operating CO 2

fire extinguishers in closed or confined areas. Not only can

the fire be deprived of oxygen, but so too can the operator.

CO 2 fire extinguishers generally use the self-expelling

method of operation. This means that the CO 2 has sufficient

pressure at normal operating pressure to expel itself. This

It takes three things to start a fire:

OXYGEN, HEAT, FUEL

Oxygen

Friction (heat)Fuel

Figure 1-3. Three elements of fire.

Figure 1-4. Carbon dioxide fire extinguisher.pressure is held inside the container by some type of seal

or frangible disk that is broken or punctured by a firing mechanism, usually a pin. This means that once the seal or disk is broken, pressure in the container is released and the fire extinguisher is spent, requiring replacement. [Figure 1-5]

Halogenated hydrocarbon extinguishers are most effective on Class B and C fires. They can be used on Class A and D fires, but they are less effective. Halogenated hydrocarbon, commonly called Freon™ by the industry, are numbered

according to chemical formulas with Halon™ numbers.

Carbon tetrachloride (Halon 104), chemical formula CCl

4,

has an Underwriters Laboratory (UL) toxicity rating of 3. As

such, it is extremely toxic. [Figure 1-6] Hydrochloric acid vapor, chlorine, and phosgene gas are produced whenever carbon tetrachloride is used on ordinary fires. The amount of phosgene gas is increased whenever carbon tetrachloride is brought in direct contact with hot metal, certain chemicals, or continuing electrical arcs. It is not approved for any fire extinguishing use. Old containers of Halon 104 found in or around shops or hangars should be disposed of in accordance with Environmental Protection Agency (EPA) regulations

and local laws and ordinances.

Methyl bromide (Halon 1001), chemical formula CH

3Br,

is a liquefied gas with a UL toxicity rating of 2. It is very

toxic and corrosive to aluminum alloys, magnesium, and zinc. Halon 1001 is not recommended for aircraft use. Chlorobromomethane (Halon 1011), chemical formula CH

2ClBr, is a liquefied gas with a UL toxicity rating of

3. Like methyl bromide, Halon 1011 is not recommendedfor aircraft use. Dibromodifluoromethane (Halon 1202),

chemical formula CBr

2F2, has a UL toxicity rating of 4. Halon

1202 is not recommended for aircraft use.

Bromochlorodifluoromethane (Halon 1211), chemical formula

CBrClF 2, is a liquefied gas with a UL toxicity rating of 5. It

is colorless, noncorrosive, and evaporates rapidly leaving no residue. It does not freeze or cause cold burns and does not harm fabrics, metals, or other materials it contacts. Halon 1211 acts rapidly on fires by producing a heavy blanketing mist that eliminates oxygen from the fire source. More importantly, it interferes chemically with the combustion process of the fire. Furthermore, it has outstanding properties in preventing re-flash after the fire has been extinguished.

Bromotrifluoromethane (Halon 1301), chemical formula

CF

3Br, is also a liquefied gas and has a UL toxicity rating of

6. It has all the characteristics of Halon 1211. The significant difference between the two is Halon 1211 forms a spraysimilar to CO

2, while Halon 1301 has a vapor spray that is

more difficult to direct.

Note: The EPA has restricted Halon to its 1986 production

level due to its effect on the ozone layer.

Dry powder extinguishers, while effective on Class B and

C fires, are best for use on Class D fires. The method of operation of dry powder fire extinguishers varies from gas cartridge charges, stored pressure within the container that forces the powder charge out of the container, to scooping pails or buckets of the powder from large containers or barrels to toss on the fire.

1-7Extinguishing M aterials Classes of Fire

Self-Generating

Self-Expelling

Cartridge of

N2 Cylinder

Stored

Pressure

Pump

Hand

A B C D

Water and antifreeze

Soda-acid (water)Wetting agentFoamLoaded streamMultipurpose dry chemicalCarbon dioxideDry chemical

Bromotrifluoromethane — Halon 1301

Bromochlorodifluoromethane — Halon 1211

Dry powder (metal fi res)X

XXXX

X+X

XX

X

X

XX

X

X

XXX X

XXX X

X+

X

X+

X

XXXXXXXX

X

X

+ Smaller sizes of these extinguishers are not recognized for use on these classes of fire.

Group Defin ition Examples

Gases or vapors in concentrations up to 20% by volume, for durations of

exposure of up to approximately 2 hours, do not appear to produce injury.

Gases or vapors much less toxic than Group 4, but more toxic than Group 6.

Gases or vapors in concentrations of the order of 2 to 2 ½%, for durations

of exposure of up to approximately 2 hours are lethal or produce serious injury.

Gases or vapors in concentrations of the order of 2 to 2 ½%, for durations

of exposure of the order of 1 hour are lethal or produce serious injury.

Gases or vapors in concentrations of approximately ½ to 1%, for durations

of exposure of up to approximately ½ hour are lethal or produce serious injury. 6 (Least toxic)

5a

2Carbon dioxide

Dibromodifluormethane

(Halon 1202)

Bromochloromethane

(Halon 1011)Bromotrifluoromethane

(Halon 1301)

Carbon tetrachloride

(Halon 104)

Methyl bromide

(Halon 1001)Figure 1-5. Extinguisher operation and methods of expelling.

Figure 1-6. Toxicity table.Dry powder is not recommended for aircraft use, except

on metal fires, as a fire extinguisher. The leftover chemical residues and dust often make cleanup difficult and can damage electronic or other delicate equipment.

Inspection of Fire Extinguishers

Fire extinguishers need to be checked periodically utilizing

a checklist. If a checklist is unavailable, check the following as a minimum:

•Proper location of appropriate extinguisher•Safety seals unbroken

•All external dirt and rust removed

•Gauge or indicator in operable range

•Proper weight

•No nozzle obstruction

•No obvious damage

Airport or other local fire departments can usually help in preparing or providing extinguisher checklists. In addition, these fire departments can be helpful in answering questions

1-8and assisting in obtaining repairs to or replacement of fire

extinguishers.

Identifying Fire Extinguishers

Fire extinguishers are marked to indicate suitability for a

particular class of fire. The markings on Figure 1-7 must be

placed on the fire extinguisher and in a conspicuous place

in the vicinity of the fire extinguisher. When the location is

marked, however, take extreme care to ensure that the fire

extinguisher kept at that location is in fact the type depicted

by the marking. In other words, if a location is marked for a

Class B fire extinguisher, ensure that the fire extinguisher in

that location is in fact suitable for Class B fires.

Markings must be applied by decalcomanias (decals),

painting, or similar methods. They are to be legible and as

durable as necessary for the location. For example, markings

used outside need to be more durable than those in the hangar

or office spaces.

When markings are applied to the extinguisher, they are placed

on the front of the shell, if one is installed, above or below the

extinguisher nameplate. Markings must be large enough and

in a form that is easily seen and identifiable by the average

person with average eyesight at a distance of at least 3 feet.

When markings are applied to wall panels, and so forth, in

the vicinity of extinguishers, they must be large enough and

in a form that is easily seen and identifiable by the average

person with average eyesight at a distance of at least 25 feet.

[Figure 1-8]

Using Fire Extinguishers

When using a fire extinguisher, ensure the correct type is

used for the fire. Most extinguishers have a pin to pull that

allows the handle to activate the agent. Stand back 8 feet and

aim at the base of the fire or flames. Squeeze the lever and

sweep side to side until the fire is extinguished.

Tie-Down Procedures

Preparation of Aircraft

Aircraft are to be tied down after each flight to prevent

damage from sudden storms. The direction that aircraft are

to be parked and tied down is determined by prevailing or

forecast wind direction.

Aircraft are to be headed into the wind, depending on

the locations of the parking area’s fixed tie-down points.

Spacing of tie-downs need to allow for ample wingtip

clearance. [Figure 1-9] After the aircraft is properly

located, lock the nosewheel or the tail wheel in the

fore-and-aft position.Tie-Down Procedures for Land Planes

Securing Light Aircraft

Light aircraft are most often secured with ropes tied only at

the aircraft tie-down rings provided for securing purposes.

Rope is never to be tied to a lift strut, since this practice can

bend a strut if the rope slips to a point where there is no slack.

Since manila rope shrinks when wet, about 1 inch (1") of

slack needs to be provided for movement. Too much slack,

however, allows the aircraft to jerk against the ropes. Tight

tie-down ropes put inverted flight stresses on the aircraft and

many are not designed to take such loads.

A tie-down rope holds no better than the knot. Anti-slip knots,

such as the bowline, are quickly tied and are easy to untie.

[Figure 1-10] Aircraft not equipped with tie-down fittings

must be secured in accordance with the manufacturer’s

instructions. Ropes are to be tied to outer ends of struts on

high-wing monoplanes and suitable rings provided where

structural conditions permit, if the manufacturer has not

already provided them.

Securing Heavy Aircraft

The normal tie-down procedure for heavy aircraft can be

accomplished with rope or cable tie-down. The number of

tie-downs are governed by anticipated weather conditions.

Most heavy aircraft are equipped with surface control locks

that are engaged or installed when the aircraft is secured.

Since the method of locking controls vary on different

types of aircraft, check the manufacturer’s instructions for

proper installation or engaging procedures. If high winds

are anticipated, control surface battens can also be installed

to prevent damage. Figure 1-11 illustrates four common tie-

down points on heavy aircraft.

The normal tie-down procedure for heavy aircraft includes

the following:

1. Head aircraft into prevailing wind whenever possible.

2. Install control locks, all covers, and guards.

3. Chock all wheels fore and aft. [Figure 1-12]

4. Attach tie-down reels to aircraft tie-down loops, tie-

down anchors, or tie-down stakes. Use tie-down stakes

for temporary tie-down only. If tie-down reels are not

available, 1⁄4" wire cable or 11⁄2" manila line may be

used.

Tie-Down Procedures for Seaplanes

Seaplanes can be moored to a buoy, weather permitting, or

tied to a dock. Weather causes wave action, and waves cause

the seaplane to bob and roll. This bobbing and rolling while

1-9COMBUSTIBLESORDINARY

CAPABILITYLIQUIDSFLAMMABLE

EQUIPMENTELECTRICAL

COMBUSTIBLESORDINARY

LIQUIDSFLAMMABLE

EQUIPMENTELECTRICAL

EQUIPMENTELECTRICAL

LIQUIDSFLAMMABLE

METALSCOMBUSTIBLE1. Water

2. Carbon Dioxide, Dry Chemical

Bromochlorodifluoromethane, and Bromotrifluoromethane

3. Multipurpose Dry Chemical

4. Multipurpose Dry Chemical (Insufficient Agent for ‘A’ Rating)

5. Dry PowderCOMBUSTIBLESORDINARY

LIQUIDSFLAMMABLE

EQUIPMENTELECTRICAL

METALSCOMBUSTIBLE

6'2'

3'

3'6'10'+Major axis

3'

3'

Figure 1-7. Typical extinguisher markings.Figure 1-8. Identification of fire extinguisher type location.

Figure 1-9. Diagram of tiedown dimensions.

Tie-Down Procedures for Ski Planes

Ski planes are tied down, if the securing means are available,

in the same manner as land planes. Ski-equipped airplanes can be secured on ice or in snow by using a device called a dead-man. A dead-man is any item at hand, such as a piece of pipe, log, and so forth, that a rope is attached to and buried in a snow or ice trench. Using caution to keep the free end of the rope dry and unfrozen, snow is packed in the trench. If available, pour water into the trench; when it is frozen, tie down the aircraft with the free end of the rope.tied to a dock can cause damage.

When warning of an impending storm is received and it is

not possible to fly the aircraft out of the storm area, some compartments of the seaplane can be flooded, partially sinking the aircraft. Tie down the aircraft securely to anchors. Seaplanes tied down on land have been saved from high-wind damage by filling the floats with water in addition to tying the aircraft down in the usual manner. During heavy weather, if possible, remove the seaplane from the water and tie down in the same manner as a land plane. If this is not possible, the seaplane could be anchored in a sheltered area away from the wind and waves.

Tying a Bowline Knot A

Tying a Square Knot BOverThis one must be under Up through and

around backBack down

through

Under

UnderOver

Figure 1-10. Knots commonly used for aircraft tie-down.Aft fuselage tiedown ring

Underside of wing

tiedown loop Main gear wheel tiedown loop Nose landing gear tiedown loop

Figure 1-11. Common tie-down points.

length of time the aircraft is expected to remain on the ground,

and location and characteristics of the aircraft. Wheel chocks,

control locks, rope tie-downs, mooring covers, tip socks, tie-

down assemblies, parking brakes, and rotor brakes are used Operators of ski-equipped aircraft sometimes pack soft snow

around the skis, pour water on the snow, and permit the skis

to freeze to the ice. This, in addition to the usual tie-down

procedures, aids in preventing damage from windstorms.

Caution must be used when moving an aircraft that has been

secured in this manner to ensure that a ski is not still frozen to

the ground. Otherwise, damage to the aircraft or skis can occur.

Tie-Down Procedures for Helicopters

Helicopters, like other aircraft are secured to prevent structural

damage that can occur from high-velocity surface winds.

Helicopters are to be secured in hangars, when possible. If not,

they must be tied down securely. Helicopters that are tied down

can usually sustain winds up to approximately 65 mph. If at all

possible, helicopters are evacuated to a safe area if tornadoes

or hurricanes are anticipated. For added protection, helicopters

can be moved to a clear area so that they are not damaged by

flying objects or falling limbs from surrounding trees.

If high winds are anticipated with the helicopter parked in the

open, tie down the main rotor blades. Detailed instructions for

securing and mooring each type of helicopter can be found in

the applicable maintenance manual. [Figure 1-13] Methods

of securing helicopters vary with weather conditions, the

Figure 1-12. Wheels chocked fore and aft.

to secure helicopters.

Typical mooring procedures are as follows:

1. Face the helicopter in the direction that the highest

forecast wind or gusts are anticipated.

2. Spot the helicopter slightly more than one rotor span

distance from other aircraft.

3. Place wheel chocks ahead of and behind all wheels

(where applicable). On helicopters equipped with

skids, retract the ground handling wheels, lower

the helicopter to rest on the skids, and install wheel

position lock pins or remove the ground-handling

wheels. Secure ground-handling wheels inside the

aircraft or inside the hangar or storage buildings. Do

not leave them unsecured on the flight line.

4. Align the blades and install tie-down assemblies

as prescribed by the helicopter manufacturer.

[Figure 1-14] Tie straps snugly without strain, and

during wet weather, provide some slack to avoid the

possibility of the straps shrinking, causing undue stress

on the aircraft and/or its rotor system(s).

5. Fasten the tie-down ropes or cables to the forward

and aft landing gear cross tubes and secure to ground

stakes or tie-down rings.

Procedures for Securing Weight-Shift-Control

There are many types of weight-shift-controlled aircraft—

engine powered and non-powered. These types of aircraft are

very susceptible to wind damage. The wings can be secured

in a similar manner as a conventional aircraft in light winds.

In high winds, the mast can be disconnected from the wing

and the wing placed close to the ground and secured. This

type of aircraft can also be partially disassembled or moved

into a hangar for protection. Procedures for Securing Powered Parachutes

When securing powered parachutes, pack the parachute in a

bag to prevent the chute from filling with air from the wind

and dragging the seat and engine. The engine and seat can

also be secured if needed.

Ground Movement of Aircraft

Engine Starting and Operation

The following instructions cover the starting procedures

for reciprocating, turboprop, turbofan, and APU. These

procedures are presented only as a general guide for

familiarization with typical procedures and methods. Detailed

instructions for starting a specific type of engine can be found

in the manufacturer’s instruction book.

Before starting an aircraft engine:

1. Position the aircraft to head into the prevailing wind

to ensure adequate airflow over the engine for cooling

purposes.

2. Make sure that no property damage or personal injury

occurs from the propeller blast or jet exhaust.

3. If external electrical power is used for starting, ensure

that it can be removed safely, and it is sufficient for

the total starting sequence.

4. During any and all starting procedures, a “fireguard”

equipped with a suitable fire extinguisher shall be

stationed in an appropriate place. A fireguard is

someone familiar with aircraft starting procedures.

The fire extinguisher should be a CO 2 extinguisher

of at least 5-pound capacity. The appropriate place is

adjacent to the outboard side of the engine, in view of

the pilot, and also where they can observe the engine/

aircraft for indication of starting problems.

5. If the aircraft is turbine-engine powered, the area in

front of the jet inlet must be kept clear of personnel,

property, and/or debris (FOD).

6. These “before starting” procedures apply to all aircraft

powerplants.

7. Follow manufacturer’s checklists for start procedures

and shutdown procedures.

Reciprocating Engines

The following procedures are typical of those used to start

reciprocating engines. There are, however, wide variations

in the procedures for the many reciprocating engines. Do not

attempt to use the methods presented here for actually starting

an engine. Instead, always refer to the procedures contained

in the applicable manufacturer’s instructions. Reciprocating

engines are capable of starting in fairly low temperatures

Align the blades

Figure 1-14. Securing helicopter blades and fuselage.

Figure 1-13. Example of mooring of a helicopter.

without the use of engine heating or oil dilution, depending

on the grade of oil used.

The various covers (wing, tail, flight deck, wheel, and

so forth) protecting the aircraft must be removed before

attempting to turn the engine. Use external sources of

electrical power when starting engines equipped with electric

starters, if possible or needed. This eliminates an excessive

burden on the aircraft battery. Leave all unnecessary electrical

equipment off until the generators are furnishing electrical

power to the aircraft power bus. Before starting a radial engine that has been shut down for

more than 30 minutes, check the ignition switch for off. Turn

the propeller three or four complete revolutions by hand to

detect a hydraulic lock, if one is present. Any liquid present

in a cylinder is indicated by the abnormal effort required to

rotate the propeller or by the propeller stopping abruptly

during rotation. Never use force to turn the propeller when

a hydraulic lock is detected. Sufficient force can be exerted

on the crankshaft to bend or break a connecting rod if a lock

is present.

To eliminate a lock, remove either the front or rear spark

plug from the lower cylinders and pull the propeller through.

Never attempt to clear the hydraulic lock by pulling the

propeller through in the direction opposite to normal

rotation. This tends to inject the liquid from the cylinder into

the intake pipe. The liquid is drawn back into the cylinder

with the possibility of complete or partial lock occurring

on the subsequent start.

To start the engine, proceed as follows:

1. Turn the auxiliary fuel pump on, if the aircraft is

so equipped.

2. Place the mixture control to the position recommended

for the engine and carburetor combination being

started. As a general rule, put the mixture control in

the “idle cut-off” position for fuel injection and in the

1-13“full rich” position for float-type carburetors. Many

light aircraft are equipped with a mixture control pull

rod that has no detent intermediate positions. When

such controls are pushed in flush with the instrument

panel, the mixture is set in the “full rich” position.

Conversely, when the control rod is pulled all the

way out, the carburetor is in the “idle cut-off” or “full

lean” position. The operator can select unmarked

intermediate positions between these two extremes

to achieve any desired mixture setting.

3. Open the throttle to a position that provides 1,000 to

1,200 rpm (approximately 1⁄8" to 1⁄2" from the “closed”

position).

4. Leave the pre-heat or alternate air (carburetor air)

control in the “cold” position to prevent damage

and fire in case of backfire. These auxiliary heating

devices are used after the engine warms up. They

improve fuel vaporization, prevent fouling of the

spark plugs, ice formation, and eliminate icing in

the induction system.

5. Move the primer switch to “on” intermittently (press

to prime by pushing in on the ignition switch during

the starting cycle), or prime with one to three strokes

of priming pump, depending on how the aircraft is

equipped. The colder the weather, the more priming

is needed.

6. Energize the starter and after the propeller has made

at least two complete revolutions, turn the ignition

switch on. On engines equipped with an induction

vibrator (shower of sparks, magneto incorporates a

retard breaker assembly), turn the switch to the “both”

position and energize the starter by turning the switch

to the “start” position. After the engine starts, release

the starter switch to the “both” position. When starting

an engine that uses an impulse coupling magneto,

turn the ignition switch to the “left” position. Place

the start switch to the “start” position. When the

engine starts, release the start switch. Do not crank

the engine continuously with the starter for more than

1 minute. Allow a 3- to 5-minute period for cooling

the starter (starter duty cycle) between successive

attempts. Otherwise, the starter may be burned out

due to overheating.

7. After the engine is operating smoothly, move the

mixture control to the “full rich” position if started in the

“idle cutoff” position. Carbureted engines are already

in the rich mixture position. Check for oil pressure.

8. Instruments for monitoring the engine during

operation include a tachometer for rpm, manifold

pressure gauge, oil pressure gauge, oil temperature

gauge, cylinder head temperature gauge, exhaust gas temperature gauge, and fuel flow gauge.

Hand Cranking Engines

If the aircraft has no self-starter, start the engine by turning the

propeller by hand (hand propping the propeller). The person

who is turning the propeller calls: “Fuel on, switch off, throttle

closed, brakes on.” The person operating the engine checks

these items and repeats the phrase. The switch and throttle must

not be touched again until the person swinging the prop calls

“contact.” The operator repeats “contact” and then turns on

the switch. Never turn on the switch and then call “contact.”

A few simple precautions help to avoid accidents when hand

propping the engine. While touching a propeller, always

assume that the ignition is on. The switches that control the

magnetos operate on the principle of short-circuiting the

current to turn the ignition off. If the switch is faulty, it can

be in the “off” position and still permit current to flow in

the magneto primary circuit. This condition could allow the

engine to start when the switch is off.

Be sure the ground is firm. Slippery grass, mud, grease, or loose

gravel can lead to a fall into or under the propeller. Never allow

any portion of your body to get in the way of the propeller. This

applies even when the engine is not being cranked.

Stand close enough to the propeller to be able to step away

as it is pulled down. Stepping away after cranking is a

safeguard in case the brakes fail. Do not stand in a position

that requires leaning toward the propeller to reach it. This

throws the body off balance and could cause a fall into the

blades when the engine starts.

In swinging the prop, always move the blade downward by

pushing with the palms of the hands. Do not grip the blade

with the fingers curled over the edge, since “kickback” may

break them or draw your body in the blade path. Excessive

throttle opening after the engine has fired is the principal

cause of backfiring during starting. Gradual opening of the

throttle, while the engine is cold, reduces the potential for

backfiring. Slow, smooth movement of the throttle assures

correct engine operation.

Avoid over priming the engine before it is turned over by the

starter. This can result in fires, scored or scuffed cylinders

and pistons, or engine failures due to hydraulic lock. If the

engine is inadvertently flooded or over primed, turn the

ignition switch off and move the throttle to the “full open”

position. To rid the engine of the excess fuel, turn it over by

hand or by the starter. If excessive force is needed to turn

over the engine, stop immediately. Do not force rotation of

the engine. If in doubt, remove the lower cylinder spark plugs.

1-14Immediately after the engine starts, check the oil pressure

indicator. If oil pressure does not show within 30 seconds,

stop the engine and determine the trouble. If oil pressure is

indicated, adjust the throttle to the aircraft manufacturer’s

specified rpm for engine warm up. Warm up rpm is usually

between 1,000 to 1,300 rpm.

Most aircraft reciprocating engines are air cooled and

depend on the forward speed of the aircraft to maintain

proper cooling. Therefore, particular care is necessary when

operating these engines on the ground. During all ground

running, operate the engine with the propeller in full low

pitch and headed into the wind with the cowling installed to

provide the best degree of engine cooling. Closely monitor

the engine instruments at all times. Do not close the cowl

flaps for engine warm-up, they need to be in the open

position while operating on the ground. When warming up

the engine, ensure that personnel, ground equipment that may

be damaged, or other aircraft are not in the propeller wash.

Extinguishing Engine Fires

In all cases, a fireguard should stand by with a CO 2 fire

extinguisher while the aircraft engine is being started. This

is a necessary precaution against fire during the starting

procedure. The fireguard must be familiar with the induction

system of the engine so that in case of fire, they can direct

the CO 2 into the air intake of the engine to extinguish it. A

fire could also occur in the exhaust system of the engine from

liquid fuel being ignited in the cylinder and expelled during

the normal rotation of the engine.

If an engine fire develops during the starting procedure, the

operator should continue cranking to start the engine and

extinguish the fire. If the engine does not start and the fire

continues to burn, discontinue the start attempt. The fireguard

then extinguishes the fire using the available equipment. The

fireguard must observe all safety practices at all times while

standing by during the starting procedure.

Turboprop Engines

The starting of any turbine engine consists of three steps that

must be carried out in the correct sequence. The starter turns

the main compressor to provide airflow though the engine. At

the correct speed that provides enough airflow, the igniters

are turned on and provide a hot spark to light the fuel that

is engaged next. As the engine accelerates, it reaches a self-

sustaining speed and the starter is disengaged.

The various covers protecting the aircraft must be removed.

Carefully inspect the engine exhaust areas for the presence

of fuel or oil. Make a close visual inspection of all accessible

parts of the engines and engine controls, followed by an

inspection of all nacelle areas to determine that all inspection and access plates are secured. Check sumps for water. Inspect

air inlet areas for general condition and foreign material.

Check the compressor for free rotation, when the installation

permits, by reaching in and turning the blades by hand.

The following procedures are typical of those used to start

turboprop engines. There are, however, wide variations in

the procedures applicable to the many turboprop engines.

Therefore, do not attempt to use these procedures in the actual

starting of a turboprop engine. These procedures are presented

only as a general guide for familiarization with typical

procedures and methods. For starting of all turboprop engines,

refer to the detailed procedures contained in the applicable

manufacturer’s instructions or their approved equivalent.

Turboprop engines are usually fixed turbine or free turbine.

The propeller is connected to the engine directly in a fixed

turbine, resulting in the propeller being turned as the engine

starts. This provides extra drag that must be overcome during

starting. If the propeller is not at the “start” position, difficulty

may be encountered in making a start due to high loads. The

propeller is in flat pitch at shut down and subsequently in flat

pitch during start because of this.

The free turbine engine has no mechanical connection

between the gas generator and the power turbine that is

connected to the propeller. In this type of engine, the propeller

remains in the feather position during starting and only turns

as the gas generator accelerates.

Instrumentation for turbine engines varies according to the

type of turbine engine. Turboprop engines use the normal

instruments—oil pressure, oil temperature, inter-turbine

temperature (ITT), and fuel flow. They also use instruments

to measure gas generator speed, propeller speed, and torque

produced by the propeller. [Figure 1-15] A typical turboprop

uses a set of engine controls, such as power levelers (throttle),

propeller levers, and condition levers. [Figure 1-16]

The first step in starting a turbine engine is to provide an

adequate source of power for the starter. On smaller turbine

engines, the starter is an electric motor that turns the engine

through electrical power. Larger engines need a much

more powerful starter. Electric motors would be limited by

current flow and weight. Air turbine starters were developed

that were lighter and produced sufficient power to turn the

engine at the correct speed for starting. When an air turbine

starter is used, the starting air supply may be obtained from

an APU onboard the aircraft, an external source (ground air

cart), or an engine cross-bleed operation. In some limited

cases, a low-pressure, large-volume tank can provide the air

for starting an engine. Many smaller turboprop engines are

started using the starter/generator, that is both the engine

1-15starter and the generator.

While starting an engine, always observe the following:

• Always observe the starter duty cycle. Otherwise, the

starter can overheat and be damaged.

• Assure that there is enough air pressure or electrical

capacity before attempting a start.

• Do not perform a ground start if turbine inlet

temperature (residual temperature) is above that

specified by the manufacturer.

• Provide fuel under low pressure to the engine’s fuel

pump.

Turboprop Starting Procedures

To start an engine on the ground, perform the following

operations:

1. Turn the aircraft boost pumps on.

2. Make sure that the power lever is in the “start”

position.

3. Place the start switch in the “start” position. This starts

the engine turning.

4. Place the ignition switch on. (On some engines, the

ignition is activated by moving the fuel lever.)

5. The fuel is now turned on. This is accomplished by

moving the condition lever to the “on” position.

6. Monitor the engine lights of the exhaust temperature.

If it exceeds the limits, shut the engine down.

7. Check the oil pressure and temperature.

8. After the engine reaches a self-sustaining speed, the

starter is disengaged.

9. The engine continues to accelerate up to idle.

10. Maintain the power lever at the “start” position until

the specified minimum oil temperature is reached.

11. Disconnect the ground power supply, if used.

If any of the following conditions occur during the starting

sequence, turn off the fuel and ignition switch, discontinue

the start immediately, make an investigation, and record

the findings.

• Turbine inlet temperature exceeds the specified

maximum. Record the observed peak temperature.

• Acceleration time from start of propeller rotation to

stabilized rpm exceeds the specified time.

• There is no oil pressure indication at 5,000 rpm for

either the reduction gear or the power unit.

• Torching (visible burning in the exhaust nozzle).• The engine fails to ignite by 4,500 rpm or maximum

motoring rpm.

• Abnormal vibration is noted or compressor surge

occurs (indicated by backfiring).

• Fire warning bell rings. (This may be due to either an

engine fire or overheat.)

Turbofan Engines

Unlike reciprocating engine aircraft, the turbine-powered

aircraft does not require a preflight run-up unless it is

necessary to investigate a suspected malfunction.

Before starting, all protective covers and air inlet duct covers

are removed. If possible, head the aircraft into the wind to

obtain better cooling, faster starting, and smoother engine

performance. It is especially important that the aircraft be

headed into the wind if the engine is to be trimmed.

The run-up area around the aircraft is cleared of both

personnel and loose equipment. The turbofan engine intake

and exhaust hazard areas are illustrated in Figure 1-17 .

Exercise care to ensure that the run-up area is clear of all

items, such as nuts, bolts, rocks, shop towels, or other loose

debris. Many very serious accidents have occurred involving

personnel in the vicinity of turbine engine air inlets. Use

extreme caution when starting turbine aircraft.

Check the aircraft fuel sumps for water or ice. Inspect the

engine air inlet for general condition and the presence of

foreign objects. Visually inspect the fan blades, forward

compressor blades, and the compressor inlet guide vanes for

nicks and other damage. If possible, check the fan blades for

free rotation by turning the fan blades by hand. All engine

controls must be operational. Check engine instruments and

warning lights for proper operation.

Starting a Turbofan Engine

The following procedures are typical of those used to start

many turbine engines. There are, however, wide variations

in the starting procedures used for turbine engines, and no

attempts are to be made to use these procedures in the actual

starting of an engine. These procedures are presented only as

a general guide for familiarization with typical procedures

and methods. In the starting of all turbine engines, refer

to the detailed procedures contained in the applicable

manufacturer’s instructions or their approved equivalent.

Most turbofan engines can be started by either air turbine

or electrical starters. Air-turbine starters use compressed air

from an external source as discussed earlier. Fuel is turned on

either by moving the start lever to “idle/start” position or by

opening a fuel shutoff valve. If an air turbine starter is used,

FUEL FLOW

RPH X 100 0

°C PSIOIL

°C PSIOIL

FUEL FLOW

RPH X 100 0

TORQUE

FTLB X 1000

81012 14161820222426

TORQUE

FTLB X 1000

81012 14161820222426

PROP

RPH X 1000

1516 17181920212223

PROP

RPH X 1000

1516 17181920212223

FEATHERPROPELLER

IDLE

REVERSEP

O

W

E

R

STOPRUN

GA

Power levers Condition leversProp leversFigure 1-15. Typical examples of turboprop instruments.

Figure 1-16. Engine controls of a turboprop aircraft.the engine “lights off” within a predetermined time after the

fuel is turned on. This time interval, if exceeded, indicates a

malfunction has occurred and the start must be discontinued.

Most turbofan engine controls consist of a power lever,

reversing levers, and start levers. Newer aircraft have replaced

the start levers with a fuel switch. [Figure 1-18] Turbofan

engines also use all the normal instruments speeds, (percent

of total rpm) exhaust gas temperature, fuel flow, oil pressure,

and temperature. An instrument that measures the amount

of thrust being delivered is the engine pressure ratio. This

measures the ratio between the inlet pressures to the outlet

pressure of the turbine.

The following procedures are useful only as a general guide

and are included to show the sequence of events in starting

a turbofan engine.

1. If the engine is so equipped, place the power lever in

the “idle” position.

2. Turn the fuel boost pump(s) switch on.

3. A fuel inlet pressure indicator reading ensures fuel is

being delivered to engine fuel pump inlet.

4. Turn engine starter switch on. Note that the engine

rotates to a preset limit. Check for oil pressure.

5. Turn ignition switch on. (This is usually accomplished

by moving the start lever toward the “on” position.

A micro switch connected to the leveler turns on the

ignition.)

6. Move the start lever to “idle” or “start” position, this

starts fuel flow into the engine.

7. Engine start (light off) is indicated by a rise in exhaust

gas temperature.

8. If a two-spool engine, check rotation of fan or N1.

9. Check for proper oil pressure.

10. Turn engine starter switch off at proper speeds.

11. After engine stabilizes at idle, ensure that none of the

engine limits are exceeded.

12. Newer aircraft drop off the starter automatically.

Auxiliary Power Units (APUs)

APUs are generally smaller turbine engines that provide

compressed air for starting engines, cabin heating and

cooling, and electrical power while on the ground. Their

operation is normally simple. By turning a switch on and

up to the start position (spring loaded to on position), the

engine starts automatically. During start, the exhaust gas

temperature must be monitored. APUs are at idle at 100

percent rpm with no load. After the engine reaches its

operating rpm, it can be used for cooling or heating the

1-17cabin and for electrical power. It is normally used to start

the main engines.

Unsatisfactory Turbine Engine Starts

Hot Start

A hot start occurs when the engine starts, but the exhaust

gas temperature exceeds specified limits. This is usually

caused by an excessively rich air-fuel mixture entering the

combustion chamber. This condition can be caused by either

too much fuel or not enough airflow. The fuel to the engine

must be shut off immediately.

False or Hung Start

False or hung starts occur when the engine starts normally, but

the rpm remains at some low value rather than increasing to

the normal starting rpm. This is often the result of insufficient

power to the starter or the starter cutting off before the engine

starts self-accelerating. In this case, shut the engine down.

Engine Fails to Start

The engine failing to start within the prescribed time limit

can be caused by lack of fuel to the engine, insufficient or

no electrical power to the exciter in the ignition system, or

incorrect fuel mixture. If the engine fails to start within the

prescribed time, shut it down.

In all cases of unsatisfactory starts, the fuel and ignition must be

turned off. Continue rotating the compressor for approximately

15 seconds to remove accumulated fuel from the engine. If

unable to motor (rotate) the engine, allow a 30-second fuel

draining period before attempting another start.

Towing of Aircraft

Movement of large aircraft about the airport, flight line,

and hangar is usually accomplished by towing with a tow

tractor (sometimes called a “tug”). [Figure 1-19] In the case

of small aircraft, some moving is accomplished by hand

pushing on the correct areas of the aircraft. Aircraft may also

be taxied about the flight line but usually only by certain

qualified personnel.

Towing aircraft can be a hazardous operation, causing

damage to the aircraft and injury to personnel, if done

recklessly or carelessly. The following paragraphs outline

the general procedure for towing aircraft. However, specific

instructions for each model of aircraft are detailed in the

manufacturer’s maintenance instructions and are to be

followed in all instances.

Before the aircraft to be towed is moved, a qualified person

must be in the flight deck to operate the brakes in case the

tow bar fails or becomes unhooked. The aircraft can then be

stopped, preventing possible damage.Some types of tow bars available for general use can be used

for many types of towing operations. [Figure 1-20] These

bars are designed with sufficient tensile strength to pull most

aircraft, but are not intended to be subjected to torsional or

twisting loads. Many have small wheels that permit them to be

drawn behind the towing vehicle going to or from an aircraft.

When the bar is attached to the aircraft, inspect all the engaging

devices for damage or malfunction before moving the aircraft.

Additionally, some aircraft have tow steering turn limits.

Some tow bars are designed for towing various types of

aircraft. However, other special types can be used on a

particular aircraft only. Such bars are usually designed and

built by the aircraft manufacturer.

When towing the aircraft, the towing vehicle speed must be

reasonable, and all persons involved in the operation must be

alert. When the aircraft is stopped, do not rely upon the brakes

of the towing vehicle alone to stop the aircraft. The person in

the flight deck must coordinate the use of the aircraft brakes

with those of the towing vehicle. A typical smaller aircraft

tow tractor (or tug) is shown in Figure 1-21 .

The attachment of the tow bar varies on different types of

aircraft. Aircraft equipped with tail wheels are generally

towed forward by attaching the tow bar to the main landing

gear. In most cases, it is permissible to tow the aircraft in

reverse by attaching the tow bar to the tail wheel axle. Any

time an aircraft equipped with a tail wheel is towed, the tail

wheel must be unlocked or the tail wheel locking mechanism

may damage or break. Aircraft equipped with tricycle landing

gear are generally towed forward by attaching a tow bar to the

axle of the nosewheel. They may also be towed forward or

backward by attaching a towing bridle or specially designed

towing bar to the towing lugs on the main landing gear. When

an aircraft is towed in this manner, a steering bar is attached

to the nosewheel to steer the aircraft.

The following towing and parking procedures are typical of

one type of operation. They are examples and not necessarily

suited to every type of operation. Aircraft ground-handling

personnel must be thoroughly familiar with all procedures

pertaining to the types of aircraft being towed and local

operation standards governing ground handling of aircraft.

Competent persons that have been properly checked out

direct the aircraft towing team.

1. The towing vehicle driver is responsible for operating

the vehicle in a safe manner and obeying emergency

stop instructions given by any team member.

2. The person in charge assigns team personnel as wing

walkers. A wing walker is stationed at each wingtip, in

such a position that they can ensure adequate clearance

Distance in feet

Velocity in knots = K

Temperature in °F

125° 60 K

700°900 K500°500 K300°300 K200° 200 K150° 100 K

125° 40 K

150° 60 K

200° 100 K

300° 200 K200

0100º 35 K30 feet

25 feet100°12 feet

25 K

25 feet

ExhaustAir intake idle Air intake takeoff

Figure 1-17. Engine intake and exhaust hazard areas.

Figure 1-18. Turbofan engine control levers.

Figure 1-19. Example of a tow tractor. Figure 1-20. Example of a tow bar.of any obstruction in the path of the aircraft. A tail

walker is assigned when sharp turns are to be made

or when the aircraft is to be backed into position.

3. A qualified person occupies the pilot’s seat of the towed

aircraft to observe and operate the brakes as required.

When necessary, another qualified person is stationed to

watch and maintain aircraft hydraulic system pressure.

4. The person in charge of the towing operation verifies

that, on aircraft with a steerable nosewheel, the

locking scissors are set to full swivel for towing. The

locking device must be reset after the tow bar has

been removed from the aircraft. Persons stationed

in the aircraft are not to attempt to steer or turn the

nosewheel when the tow bar is attached to the aircraft.

5. Under no circumstances is anyone permitted to walk

or to ride between the nosewheel of an aircraft and the

towing vehicle, nor ride on the outside of a moving

aircraft or on the towing vehicle. In the interest of

safety, no attempt to board or leave a moving aircraft

or towing vehicle is permitted.

6. The towing speed of the aircraft is not to exceed that

of the walking team members. The aircraft’s engines

usually are not operated when the aircraft is being towed into position.

7. The aircraft brake system is to be charged before each

towing operation. Aircraft with faulty brakes are towed

into position only for repair of brake systems, and then

personnel must be standing by ready with chocks for

emergency use. Chocks must be immediately available

in case of an emergency throughout any towing

operation.

8. To avoid possible personal injury and aircraft damage

during towing operations, entrance doors are closed,

ladders retracted, and gear-down locks installed.

9. Prior to towing any aircraft, check all tires and landing

gear struts for proper inflation. (Inflation of landing gear

struts of aircraft in overhaul and storage is excluded.)

10. When moving aircraft, do not start and stop suddenly.

For added safety, aircraft brakes must never be applied

during towing, except upon command by one of the

tow team members in an emergency situation.

11. Aircraft are parked in specified areas. Generally,

the distance between rows of parked aircraft is great

enough to allow immediate access of emergency

vehicles in case of fire, as well as free movement of

equipment and materials.

12. Wheel chocks are placed fore and aft of the main

landing gear of the parked aircraft.

13. Internal or external control locks (gust locks or blocks)

are used while the aircraft is parked.

14. Prior to any movement of aircraft across runways

or taxiways, contact the airport control tower on the

appropriate frequency for clearance to proceed.

15. An aircraft parked in a hangar must be statically

grounded immediately.

Taxiing Aircraft

As a general rule, only rated pilots and qualified airframe

and powerplant (A&P) technicians are authorized to

start, run up, and taxi aircraft. All taxiing operations are

Figure 1-21. Typical smaller aircraft tow tractor.

performed in accordance with applicable local regulations.

Figure 1-22 contains the standard taxi light signals used by

control towers to control and expedite the taxiing of aircraft.

The following section provides detailed instructions on taxi

signals and related taxi instructions.

Taxi Signals

Many ground accidents have occurred as a result of improper

technique in taxiing aircraft. Although the pilot is ultimately

responsible for the aircraft until the engine is stopped, a

taxi signalman can assist the pilot around the flight line. In

some aircraft configurations, the pilot’s vision is obstructed

while on the ground. The pilot cannot see obstructions close

to the wheels or under the wings and has little idea of what

is behind the aircraft. Consequently, the pilot depends upon

the taxi signalman for directions. Figure 1-23 shows a taxi

signalman indicating his readiness to assume guidance of

the aircraft by extending both arms at full length above his

head, palms facing each other.

The standard position for a signalman is slightly ahead of

and in line with the aircraft’s left wingtip. As the signalman

faces the aircraft, the nose of the aircraft is on the left.

[Figure 1-24] The signalman must stay far enough ahead

of the wingtip to remain in the pilot’s field of vision. It is a

good practice to perform a foolproof test to be sure the pilot

can see all signals. If the signalman can see the pilot’s eyes,

the pilot can see the signals.

Figure 1-24 shows the standard aircraft taxiing signals

published in the Federal Aviation Administration (FAA)

Aeronautical Information Manual (AIM). There are other

standard signals, such as those published in Advisory Circular

00-34, as revised, and by the International Standards (ICAO)

Annex 2, Appendix 1 and the Armed Forces. Furthermore,

operation conditions in many areas may call for a modified

set of taxi signals. The signals shown in Figure 1-24 represent a minimum number of the most commonly used signals.

Whether this set of signals or a modified set is used is not

the most important consideration, as long as each flight

operational center uses a suitable, agreed-upon set of signals.

Figure 1-25 illustrates some of the most commonly used

helicopter operating signals.

The taxi signals to be used must be studied until the taxi

signalman can execute them clearly and precisely. The signals

are to be given in such a way that the pilot cannot confuse

their meaning. Remember that the pilot receiving the signals

is always some distance away and often look out and down

from a difficult angle. Thus, the signalman’s hands must be

kept well separated, and signals are to be over-exaggerated

rather than risk making indistinct signals. If there is any

doubt about a signal, or if the pilot does not appear to be

following the signals, use the “stop” sign and begin the series

of signals again.

The signalman is to always try to give the pilot an indication

of the approximate area that the aircraft is to be parked.

The signalman must glance behind himself or herself often

when walking backward to prevent backing into a propeller

or tripping over a chock, fire bottle, tie-down line, or

other obstruction.

Taxi signals are usually given at night with the aid of

illuminated wands attached to flashlights. [Figure 1-26] Night

signals are made in the same manner as day signals with the

exception of the stop signal. The stop signal used at night is

the “emergence stop” signal. This signal is made by crossing

the wands to form a lighted “X” above and in front of the head.

Servicing Aircraft

Servicing Aircraft Air/Nitrogen Oil & Fluids

Checking or servicing aircraft fluids is an important

maintenance function. Before servicing any aircraft, consult

the specific aircraft maintenance manual to determine the

proper type of servicing equipment and procedures. In

general, aircraft engine oil is checked with a dipstick or a sight

gauge. There are markings on the stick or around the sight

gauge to determine the correct level. Reciprocating engines

are to be checked after the engine has been inactive, while

the turbine engine must be checked just after shutdown. Dry

sump oil systems tend to hide oil that has seeped from the oil

tank into the gearcase of the engine. This oil does not show up

on the dipstick until the engine has been started or motored.

If serviced before this oil is pumped back into the tank, the

engine overfills. Never overfill the oil tank. Oil foams as it

is circulated through the engine. The expansion space in the

oil tank allows for this foaming (oil mixing with air). Also

the correct type of oil must be used for the appropriate engine

being serviced. Hydraulic fluid, fuel, and oil, if spilled on

clothes or skin, must be removed as soon as possible because

1-21Lights Meaning

Flashing g reen Clear ed t o taxi

Steady r ed Stop

Flashing r ed Taxi clear of run way in use

Flashing whit e Retur n to star ting point

Alternating r ed and g reen Exercise ex treme caution

Figure 1-22. Standard taxi light signals.Figure 1-23. The taxi signalman.of fire danger and health reasons.

When servicing a hydraulic reservoir, the correct fluid must

be used. Normally, this can be determined by the container

or by color. Some reservoirs are pressurized by air that must

be bled off before servicing. Efforts must be made to prevent

any type of contamination during servicing. Also, if changing

hydraulic filters, assure that the pressure is off the system

before removing the filters. After servicing the filters (if large

amounts of fluids were lost) or system quantity, air must be

purged and the system checked for leaks. While servicing

tires or struts with high-pressure nitrogen, the technician

must use caution while performing maintenance. Clean areas

before connecting filling hose and do not overinflate.

Ground Support Equipment

Electric Ground Power Units

Ground support electrical APUs vary widely in size and

type. However, they can be generally classified by towed,

stationary, or self-propelled items of equipment. Some units

are mainly for in-hangar use during maintenance. Others are

designed for use on the flight line, either at a stationary gate

area or towed from aircraft to aircraft. The stationary type

can be powered from the electrical service of the facility.

The movable type ground power unit (GPU) generally has

an onboard engine that turns a generator to produce power.

Some smaller units use a series of batteries. The towed power

units vary in size and range of available power.

The smallest units are simply high-capacity batteries used

to start light aircraft. These units are normally mounted on

wheels or skids and are equipped with an extra-long electrical

line terminated in a suitable plug-in adapter.

Larger units are equipped with generators. Providing a

wider range of output power, these power units are normally

designed to supply constant-current, variable voltage DC

electrical power for starting turbine aircraft engines and

constant-voltage DC for starting reciprocating aircraft

engines. Normally somewhat top-heavy, large towed power

units are towed at restricted speeds, and sharp turns are

avoided. An example of a large power unit is shown in Figure 1-27 .

Self-propelled power units are normally more expensive than

the towed units and, in most instances, supply a wider range

of output voltages and frequencies. The stationary power unit,

shown in Figure 1-28, is capable of supplying DC power in

varying amounts, as well as 115/200-volt, 3-phase, 400-cycle

AC power continuously for 5 minutes.

When using ground electrical power units, it is important to

position the unit to prevent collision with the aircraft being

serviced, or others nearby, in the event the brakes on the unit

fail. It must be parked so that the service cable is extended

to near its full length away from the aircraft being serviced,

but not so far that the cable is stretched or undue stress is

placed on the aircraft electrical receptacle.

Observe all electrical safety precautions when servicing an

aircraft. Additionally, never move a power unit when service

cables are attached to an aircraft or when the generator

system is engaged.

Start engines Slow downFlagman directs pilot to signalman

if traffic conditions require

Stop Come ahead Emergency stop Cut engines

Pull chocks Insert chocks

All clear (O.K.) Left turn Right turn Night operationSignalman directs towing Signalman's position

Figure 1-24. Standard F AA hand taxi signals.

Hydraulic Ground Power Units

Portable hydraulic test stands are manufactured in many sizes

and cost ranges. [Figure 1-29] Some have a limited range of

operation, while others can be used to perform all the system

tests that fixed-shop test stands are designed to perform.

Hydraulic power units, sometimes called a hydraulic mule,

provide hydraulic pressure to operate the aircraft systems

during maintenance. They can be used to:• Drain the aircraft hydraulic systems.

• Filter the aircraft hydraulic system fluid.

• Refill the aircraft hydraulic system with clean fluid.

• Check the aircraft hydraulic systems for operation

and leaks.

This type of portable hydraulic test unit is usually an

electrically-powered unit. It uses a hydraulic system

Take off Go downMove back Move forward Move right Move left

Landing direction Go up

Swing tail to right Swing tail to leftStop Engage rotor Start engine Stop rotor

Figure 1-25. Helicopter operating signals.

capable of delivering a variable volume of fluid from zero

to approximately 24 gallons per minute at variable pressures up to 3,000 psi. Operating at pressures of 3,000 psi or more, extreme caution must be used when operating hydraulic power units. At 3,000 psi, a small stream from a leak can cut like a sharp knife. Therefore, inspect lines used with the system for cuts, frays, or any other damage, and keep them free of kinks and twists. When not in use, hydraulic power unit lines are to be stored (preferably wound on a reel) and kept clean, dry, and free of contaminants.

Ground Support Air Units

Air carts are used to provide low-pressure (up to 50 psi high volume flow) air that can be used for starting the engines and heating and cooling the aircraft on the ground (using the onboard aircraft systems). It generally consists of an APU

Figure 1-26. Night operations with wands.

Figure 1-27. A mobile electrical power unit.

Figure 1-28. A stationary electrical power unit.built into the cart that provides bleed air from the APU’s

compressor for operating aircraft systems or starting engines.

[Figure 1-30]

Ground Air Heating and Air Conditioning

Most airport gates have facilities that can provide heated or

cooled air. The units that cool or heat the air are permanent

installations that connect to the aircraft’s ventilation

system by use of a large hose. Portable heating and air

conditioning units can also be moved close to the aircraft

and connected by a duct that provides air to keep the cabin

temperature comfortable.

Oxygen Servicing Equipment

Before servicing any aircraft, consult the specific aircraft

maintenance manual to determine the proper types of

servicing equipment to be used. Two personnel are required

to service an aircraft with gaseous oxygen. One person is

stationed at the control valves of the servicing equipment, and

one person is stationed where they can observe the pressure in

the aircraft system. Communication between the two people

is required in the event of an emergency.

Do not service aircraft with oxygen during fueling, defueling,

or other maintenance work that could provide a source of

ignition. Oxygen servicing of aircraft is to be accomplished outside hangars.

Oxygen used on aircraft is available in two types: gaseous and

liquid. The type to use on any specific aircraft depends on the

type of equipment in the aircraft. Gaseous oxygen is stored

in large steel cylinders, while liquid oxygen (commonly

referred to as LOX) is stored and converted into a usable gas

in a liquid oxygen converter.

Oxygen is commercially available in three general types:

aviator’s breathing, industrial, and medical. Only oxygen

marked “Aviator’s Breathing Oxygen” that meets Federal

Specification BB-0-925A, Grade A, or its equivalent is to be

used in aircraft breathing oxygen systems. Industrial oxygen

may contain impurities that could cause the pilot, crew, and/

or passengers to become sick. Medical oxygen, although pure,

contains water that can freeze in the cold temperatures found

at the altitudes where oxygen is necessary.

Figure 1-29. A portable hydraulic power unit.Figure 1-30. Aircraft air start unit.Oxygen Hazards

Gaseous oxygen is chemically stable and is nonflammable.

However, combustible materials ignite more rapidly and

burn with greater intensity in an oxygen-rich atmosphere. In

addition, oxygen combines with oil, grease, or bituminous

material to form a highly-explosive mixture that is sensitive

to compression or impact. Physical damage to, or failure

of, oxygen containers, valves, or plumbing can result in an

explosive rupture with extreme danger to life and property.

It is imperative that the highest standard of cleanliness be

observed in handling oxygen and that only qualified and

authorized persons be permitted to service aircraft gaseous

oxygen systems. In addition to aggravating the fire hazard

and because of its low temperature (it boils at −297 °F),

liquid oxygen causes severe “burns” (frostbite) if it comes

in contact with the skin.

Fuel Servicing of Aircraft

Types of Fuel and Identification

Two types of aviation fuel in general use are aviation gasoline,

also known as A VGAS, and turbine fuel, also known as JET

A fuel.

Aviation gasoline (A VGAS) is used in reciprocating engine

aircraft. Currently, there are three grades of fuel in general

use: 80/87, 100/130, and 100LL (low lead). A fourth grade,

115/145, is in limited use in the large reciprocating-engine

aircraft. The two numbers indicate the lean mixture and rich

mixture octane rating numbers of the specific fuel. In other

words, with 80/87 A VGAS, the 80 is the lean mixture rating

and 87 is the rich mixture rating number. To avoid confusing

the types of A VGAS, it is generally identified as grade 80, 100, 100LL, or 115. A VGAS can also be identified by a color

code. The color of the fuel needs to match the color band on

piping and fueling equipment. [Figure 1-31]

Turbine fuel/jet fuel is used to power turbojet and turbo-

shaft engines. Three types of turbine fuel generally used

in civilian aviation are JET A and JET A-1, made from

kerosene, and JET B, a blend of kerosene and A VGAS.

While jet fuel is identified by the color black on piping and

fueling equipment, the actual color of jet fuel can be clear

or straw colored.

Before mixing A VGAS and turbine fuel, refer to the Type

Certificate Data Sheet for the respective powerplant. Adding

jet fuel to A VGAS causes a decrease in the power developed

by the engine and could cause damage to the engine (through

detonation) and loss of life. Adding A VGAS to jet fuel can

cause lead deposits in the turbine engine and can lead to

reduced service life.

Contamination Control

Contamination is anything in the fuel that is not supposed to

be there. The types of contamination found in aviation fuel

include water, solids, and microbial growths. The control of

contamination in aviation fuel is extremely important, since

contamination can lead to engine failure or stoppage and the

loss of life. The best method of controlling contamination

is to prevent its introduction into the fuel system. Some

forms of contamination can still occur inside the fuel system.

However, the filter, separators, and screens remove most of

the contamination.

Water in aviation fuels generally take two forms: dissolved

(vapor) and free water. The dissolved water is not a major

problem until, as the temperature lowers, it becomes free

water. This then poses a problem if ice crystals form, clogging

filters and other small orifices.

1-26Color Grade

Red 80

Green 100

Blue 100LL

Purple 115

Figure 1-31. Aviation gasoline color and grade reference.Free water can appear as water slugs or entrained water.

Water slugs are concentrations of water. This is the water

that is drained after fueling an aircraft. Entrained water is

suspended water droplets. These droplets may not be visible

to the eye but give the fuel a cloudy look. The entrained water

settles out in time.

Solid contaminants are insoluble in fuel. The more common

types are rust, dirt, sand, gasket material, lint, and fragments

of shop towels. The close tolerances of fuel controls and

other fuel-related mechanisms can be damaged or blocked

by particles as small as 1⁄20 the diameter of a human hair.

Microbiological growths are a problem in jet fuel. There

are a number of varieties of micro-organisms that can

live in the free water in jet fuel. Some variations of these

organisms are airborne, others live in the soil. The aircraft

fuel system becomes susceptible to the introduction of

these organisms each time the aircraft is fueled. Favorable

conditions for the growth of micro-organisms in the fuel

are warm temperatures and the presence of iron oxide and

mineral salts in the water. The best way to prevent microbial

growth is to keep the fuel dry.

The effects of micro-organisms are:

• Formation of slime or sludge that can foul filters,

separators, or fuel controls.

• Emulsification of the fuel.

• Corrosive compounds that can attack the fuel tank’s

structure. In the case of a wet wing tank, the tank is

made from the aircraft’s structure. They can also have

offensive odors.

Fueling Hazards

The volatility of aviation fuels creates a fire hazard that has

plagued aviators and aviation engine designers since the

beginning of powered flight. V olatility is the ability of a liquid

to change into a gas at a relatively low temperature. In its

liquid state, aviation fuel does not burn. It is, therefore, the

vapor or gaseous state that the liquid fuel changes that is not

only useful in powering the aircraft, but also a fire hazard.

Static electricity is a byproduct of one substance rubbing

against another. Fuel flowing through a fuel line causes

a certain amount of static electricity. The greatest static

electricity concern around aircraft is that during flight, the

aircraft moving through the air causes static electricity to

build in the airframe. If that static electricity is not dissipated

prior to refueling, the static electricity in the airframe attempts

to return to the ground through the fuel line from the servicing

unit. The spark caused by the static electricity can ignite any

vaporized fuel.Breathing the vapors from fuel can be harmful and must

be limited. Any fuel spilled on the clothing or skin must be

removed as soon as possible.

Fueling Procedures

The proper fueling of an aircraft is the responsibility of the

owner/operator. This does not, however, relieve the person

doing the fueling of the responsibility to use the correct type

of fuel and safe fueling procedures.

There are two basic procedures when fueling an aircraft.

Smaller aircraft are fueled by the over-the-wing method.

This method uses the fuel hose to fill through fueling ports

on the top of the wing. The method used for larger aircraft is

the single point fueling system. This type of fueling system

uses receptacles in the bottom leading edge of the wing to

fill all the tanks. This decreases the time it takes to refuel

the aircraft, limits contamination, and reduces the chance

of static electricity igniting the fuel. Most pressure fueling

systems consist of a pressure fueling hose and a panel of

controls and gauges that permit one person to fuel or defuel

any or all fuel tanks of an aircraft. Each tank can be filled

to a predetermined level. These procedures are illustrated in

Figures 1-32 and 1-33 .

Prior to fueling, the person fueling must check the following:

1. Ensure all aircraft electrical systems and electronic

devices, including radar, are turned off.

2. Do not carry anything in the shirt pockets. These items

could fall into the fuel tanks.

3. Ensure no flame-producing devices are carried by

anyone engaged in the fueling operation. A moment

of carelessness could cause an accident.

4. Ensure that the proper type and grade of fuel is used.

Do not mix A VGAS and JET fuel.

5. Ensure that all the sumps have been drained.

6. Wear eye protection. Although generally not as critical

as eye protection, other forms of protection, such as

rubber gloves and aprons, can also protect the skin

from the effects of spilled or splashed fuel.

Ground wire

Figure 1-32. Refueling an aircraft by the over-the-wing method.

7. Do not fuel aircraft if there is danger of other aircraft in

the vicinity blowing dirt in the direction of the aircraft

being fueled. Blown dirt, dust, or other contaminants

can enter an open fuel tank, contaminating the entire

contents of the tank.

8. Do not fuel an aircraft when there is lightning within

5 miles.

9. Do not fuel an aircraft within 500 feet of operating

ground radar.When using mobile fueling equipment:

1. Approach the aircraft with caution, positioning the

fuel truck so that if it is necessary to depart quickly,

no backing needed.

2. Set the hand brake of the fuel truck, and chock the

wheels to prevent rolling.

3. Ground the aircraft and then ground the truck. Next,

ground or bond them together by running a connecting

wire between the aircraft and the fuel truck. This may

be done by three separate ground wires or by a “Y”

Figure 1-33. Single point refueling station of a large aircraft.cable from the fuel truck.

4. Ensure that the grounds are in contact with bare

metal or are in the proper grounding points on the

aircraft. Do not use the engine exhaust or propeller as

grounding points. Damage to the propeller can result,

and there is no way of quickly ensuring a positive bond

between the engine and the airframe.

5. Ground the nozzle to the aircraft, then open the fuel

tank.

6. Protect the wing and any other item on the aircraft from

damage caused by spilled fuel or careless handling of

the nozzle, hose, or grounding wires.

7. Check the fuel cap for proper installation and security

before leaving the aircraft.

8. Remove the grounding wires in the reverse order. If

the aircraft is not going to be flown or moved soon,

the aircraft ground wire can be left attached.

When fueling from pits or cabinets, follow the same

procedures as when using a truck. Pits or cabinets are usually

designed with permanent grounding, eliminating the need

to ground the equipment. However, the aircraft still must be

grounded, and then the equipment must be grounded to the

aircraft as it was with mobile equipment.

Defueling

Defueling procedures differ with different types of aircraft.

Before defueling an aircraft, check the maintenance/service

manual for specific procedures and cautions. Defueling can

be accomplished by gravity defueling or by pumping the

fuel out of the tanks. When the gravity method is used, it is necessary to have a method of collecting the fuel. When

the pumping method is used, care must be taken not to

damage the tanks, and the removed fuel cannot be mixed

with good fuel.

General precautions when defueling are:

• Ground the aircraft and defueling equipment.

• Turn off all electrical and electronic equipment.

• Have the correct type of fire extinguisher available.

• Wear eye protection.

Regulations, Maintenance Forms,

Records, & Publications

Chapter 2

Overview — Title 14 of the Code of Federal

Regulations (14 CFR)

Aviation-related regulations that have occurred from 1926–

1966 are reflected in Figure 2-1 . Just as aircraft continue to

evolve with ever improving technology, so do the regulations,

publications, forms, and records required to design, build,

and maintain them.

The Federal Aviation Administration (FAA) regulations that

govern today’s aircraft are found in Title 14 of the Code

of Federal Regulations (14 CFR). [Figure 2-2] There are

five volumes under Title 14, Aeronautics and Space. The

first three volumes containing 75 active regulations address

the Federal Aviation Administration. The fourth volume

deals with the Office of the Secretary of the Department

of Transportation (Aviation Proceedings) and Commercial

Space Transportation, while the fifth volume addresses the

National Aeronautics and Space Administration (NASA) and

Air Transportation System Stabilization.

These regulations can be separated into the following three

categories:

1. Administrative

2. Airworthiness Certification

3. Airworthiness Operation

Since 1958, these rules have typically been referred to as

“FARs,” short for Federal Aviation Regulations. However,

another set of regulations, Title 48, is titled “Federal

Acquisitions Regulations,” and this has led to confusion

with the use of the acronym “FAR.” Therefore, the FAA

began to refer to specific regulations by the term “14 CFR

part XX.” Most regulations and the sections within are odd

numbered, because the FAA realized in 1958 when the Civil

Aeronautics Regulations were recodified into the Federal

Aviation Regulations that it would be necessary to add

regulations later.

Over the years, the FAA has sometimes seen the need to issue

Special Federal Aviation Regulations (SFAR). [Figure 2-3]

These are frequently focused very specifically on a unique

situation and are usually given a limited length of time

for effectiveness. Note that the SFAR number is purely a sequential number and has no relevance to the regulation it

is addressing or attached to.

The remainder of this handbook focuses only on those

regulations relative to airworthiness certification. There

are 30 of these listed in Figure 2-4 , and they are shown

graphically in Figure 2-5 . A significant benefit of this chart

is the visual effect showing the interaction of the regulation

with other regulations and the placement of the regulation

relative to its impact on airworthiness. It is fundamentally

important that the definition of the term “airworthy” be

clearly understood.

Only recently did the FAA actually define the term “airworthy”

in a regulation. (Refer to the 14 CFR part 3 excerpt following

this paragraph.) Prior to this definition in part 3, the term could

be implied from reading part 21, section 21.183. The term was

defined in other non-regulatory FAA publications, and could

also be implied from the text found in block 5 of FAA Form

8100-2, Standard Airworthiness Certificate. This certificate

is required to be visibly placed on board each civil aircraft.

(Refer to “Forms” presented later in this chapter.)

Title 14 CFR Part 3—General Requirements

Definitions. The following terms have the stated meanings

when used in 14 CFR part 3, section 3.5, Statements about

products, parts, appliances and materials.

• Airworthy means the aircraft conforms to its type

design and is in a condition for safe operation.

• Product means an aircraft, aircraft engine, or aircraft

propeller.

• Record means any writing, drawing, map, recording,

tape, film, photograph or other documentary material

by which information is preserved or conveyed in any

format, including, but not limited to, paper, microfilm,

identification plates, stamped marks, bar codes or

electronic format, and can either be separate from,

attached to or inscribed on any product, part, appliance

or material.

Airworthiness can be divided into two areas: original

airworthiness as depicted in Figure 2-5, and recurrent

airworthiness as depicted in Figure 2-6. There are three

primary regulations that govern the airworthiness of an aircraft:

Comment: Civil Aeronautics Manual (CAMs) contain both regulations and advisory material in the same document.

HISTORICAL BACKGROUND OF 14 CFR PARTS 23, 25, 27, AND 29

Event

Regulating Agency

Rules and Regulations

CAR 3

CAR 4b

CAR 4b

Large A/C

CAR 4T

Transport

CAR 4b

CAR 3

CAR 4a-T

SR 422

Jets

SR 422A

SR 422B

PART 25

PART 29

PART 27

PART 23

Civil Air Regulation

CAR Part 04

Bulletin 7

Bulletin 7-A

CAR 04

<12,500 lb

CAR 4a

Small A/C

CAR 4a-T

>12,500 lb

CAR Part 6 Rotorcraft

Part 7

Transport

Rotorcraft

>6,000 lb

Part 6

Normal

Rotorcraft

Department of

Commerce

Aeronautics Branch

Air Commerce Act

Bureau of Air

Commerce

Civil Aeronautics

Administration

Federal Aviation

Agency

Federal Aviation

Administration

Consolidation of

Functions

Cutting Air Crash

Civil Aeronautics Act

First Helicopter

Certificated

Federal Aviation Act

Codification of

CARs to FARs

Agency becomes

Administration

under DOT

Figure 2-1. F AA historical background of aircraft airworthiness regulations.

1. 14 CFR part 21—Certification Procedures for Products

and Parts

2. 14 CFR part 43—Maintenance, Preventive Maintenance,

Rebuilding, and Alterations

3. 14 CFR part 91—General Operating and Flight Rules

Note that the chart in Figures 2-5 and 2-6 show most of the

other airworthiness certification regulations link to one of

these regulations.

Although the history section that opens this chapter discusses the FAA as if it was a single unit, it is important to

understand that there are various subgroups within the FAA,

and each have different responsibilities of oversight in the

aviation industry. These may vary by organizational chart or

geographic location.

The maintenance technician interacts mostly with FAA

personnel from the Flight Standards Service (AFS) and the

Flight Standards District Office (FSDO) but may also have

some interaction with FAA personnel from the Aircraft

Certification Service (AIR).

Volume 1

Chapter I

Parts 1–59FAA, DOT

Volume 2

Chapter I

Parts 60–109FAA, DOT

Volume 3

Chapter I

Parts 110–199FAA, DOT

Volume 4

Chapter II

Parts 200–399

Office of Secretary, DOT

Volume 5

Chapter V

Parts 1200–1299NASA

Subchapter D

Airmen

Parts 60, 61, 63, 65, 67, 68

Subchapter E

Airspace

Parts 71, 73, 75, 77

Subchapter F

Air Traffic and General

Operating Rules

Parts 91, 93, 95, 97, 99,

101, 103, 105,

107Subchapter G

Air Carriers and Operators

Parts 110, 117, 119, 120,

121, 125, 129, 133, 135,

136, 137, 139

Subchapter H

Schools and Other

Certificated Agencies

Parts 141, 142, 145, 147

Subchapter I

Airports

Parts 150, 151, 152, 153,

155, 156, 157, 158,

161, 169

Subchapter JNavigational FacilitiesParts 170, 171

Subchapter K

Administrative RegulationsParts 183, 185, 187, 189, 193

Subchapter L–M

Reserved

Subchapter N

War Risk InsuranceParts 198, 199

Subchapter A

Economic RegulationsParts 200–298

Subchapter B

Procedural RegulationsParts 300–331

Subchapter C

Reserved

Subchapter D

Special RegulationsParts 372–383

Subchapter E

OrganizationParts 385, 389

Subchapter F

Policy StatementsParts 398, 399Subchapter A

Definitions and

Abbreviations

Parts 1, 3, 5

Subchapter B

Procedural RulesParts 11, 13, 14, 15, 16, 17

Subchapter C

AircraftParts 21, 23, 25, 26, 27,

29, 31, 33, 34, 35, 36, 39, 43, 45, 47, 48, 49

Title 49 Transportation

Congressional Act

(Acts of Congress are Public Law)

Code of Federal Regulations (CFR)

(50 Titles)

Public Law Basis for Title 14 is PL 103-272

Title 14 Aeronautics and Space

(Five Volumes)

Subchapter A

GeneralParts 400, 401

Subchapter B

ProcedureParts 404, 405, 406

Subchapter C

LicensingParts 411–1199

Subchapter A

Office of Management

and Budget

Part 1300

Subchapter B

Air Transportation

Stabilization Board

Parts 1310–1399

Chapter III

Parts 400–1199Commercial Space Transportation, FAA

Chapter VI

Parts 1300–1399Air Transportation System Stabilization

Figure 2-2. Title 14 of the Code of Federal Regulations.

Maintenance-Related Regulations

14 CFR Part 1—Definitions and Abbreviations

This section is a very comprehensive, but certainly not all

inclusive, list of definitions that both pilots and mechanics must become familiar with. Many regulations often provide additional definitions that are unique to their use and interpretation in that specific part. Title 14 CFR part 1, section 1.2, Abbreviations and Symbols, tends to be highly focused on those abbreviations related to flight.

14 CFR Part 21—Certification Procedures for

Products and Articles

This regulation, the first of the three, identifies the

requirements of and the procedures for obtaining type

2-4Special Federal Aviation Regulations

SFAR No Title Appears in 14 CFR

Table of Contents

Special Federal Aviation Regulation No. 23Fuel venting and exhaust emission requirements for turbine engine powered airplanes. Special Flight rules in the Vicinity of the Grand Canyon National Park, AZ

Removal of this SFAR effective 10/8/2004 - Prohibition Against Certain Flights Between

the United States and Libya

Special Operating Rules for Air Tour Operators in the State of Hawaii

Robinson R-22/R-44 Special Training and Experience RequirementsProhibition Against Certain Flights Within the Territory and Airspace of IraqProhibition Against Certain Flights Within the Flight Information Region of the Democratic

People's Republic of Korea

Prohibition Against Certain Flights within the Territory and Airspace of SudanProhibition Against Certain Flights Within the Territory and Airspace of Serbia-Montenegro Airspace and Flight Operations Requirement for the Kodak Albuquerque International

Balloon Fiesta; Albuquerque, NM

Fuel Tank System Fault Tolerance Evaluation RequirementsSpecial Federal Aviation Regulation No. 97 - Special Operating Rules for the Conduct of

Instrument Flight Rules (IFR) Area Navigation (RNAV) Operations using Global Positioning Systems (GPS) in Alaska

Construction or Alteration in the Vicinity of the Private Residence of the President of the

United States

Relief for U.S. Military and Civilian Personnel Who Are Assigned Outside the United States

in Support of U.S. Armed Forces Operations

Process for Requesting Waiver of Mandatory Separation Age for Certain Federal

Aviation Administration (FAA) Air Traffic Control Specialists

Prohibition Against Certain Flights by Syrian Air Carriers to the United States

Special Federal Aviation Regulation No. 108 - Mitsubishi MU-2B Series Airplane Special

Training, Experience, and Operating Requirements

Special Requirements for Private Use Transport Category AirplanesProhibition Against Certain Flights Within the Tripoli (HLLL) Flight Information Region (FIR)Part 25Part 23Part 11Part 91Part 91

Part 91

Part 61Part 91Part 91

Part 91

Part 91Part 91

Parts 21, 25, 91, 121, 125, 129

Parts 71, 91, 95, 121, 125, 129, 135

Part 77

Parts 61, 63, 65Part 65Part 91

Part 91

Parts 21, 25, 119

Part 911323

Figure 2-3. Special Federal Aviation Regulations From 14 CFR.

certificates (TCs), supplemental type certificates (STCs),

production certificates, airworthiness certificates, and

import and export approvals. [Figure 2-5] Some of the

other major areas covered in this part are the procedures for obtaining a Part Manufacture Approval (PMA) or an authorization related to producing a Technical Standard

Order (TSO) part. Note that part 21’s greatest significance is in the original airworthiness phase, although it has minor application in recurrent airworthiness. [Figure 2-5] One

of the most important sections of this regulation is section 21.50, “Instructions for continued airworthiness and manufacturer’s maintenance manuals having airworthiness limitations sections.” When an aircraft is delivered new from the manufacturer, it comes with maintenance manuals that define the inspection and maintenance actions necessary to maintain the aircraft in airworthy condition. Also, any STC modification that was developed after 1981 must have, as part of the STC documentation, a complete set of instructions for

continued airworthiness (ICA). This ICA contains inspection and maintenance information intended to be used by the technician in maintaining that part of the aircraft that has been altered since it was new. This ICA is comprised of 16 specific subjects. [Figure 2-7] An ICA developed in accordance with

this checklist should be acceptable to the Aviation Safety

Inspector (ASI) reviewing a major alteration.

14 CFR Part 23—Airworthiness Standards:

Normal, Utility, Acrobatic, and Commuter Category Airplanes

Aircraft certificated under 14 CFR part 23 represent the

greatest portion of what the industry refers to as “general aviation.” These aircraft vary from the small two-place piston engine, propeller-driven trainers that are frequently used for flight training, to turbine-powered corporate jets used to transport business executives. Seating capacity is limited to nine or less on all aircraft, except the commuter aircraft where the maximum passenger seating is 19, excluding the pilot and copilot seats.

This part specifies the airworthiness standards that must

2-5Part 1 Definitions and Abbreviations

Part 13 Investigative and Enforcement Procedures

Part 21 Certification Procedures for Products and Parts

Part 23 Airworthiness Standards: Normal, Utility, Acrobatic, and

Commuter Category Airplanes

Part 25 Airworthiness Standards: Transport Category Airplanes

Part 27 Airworthiness Standards: Normal Category RotorcraftPart 29 Airworthiness Standards: Transport Category RotorcraftPart 31 Airworthiness Standards: Manned Free BalloonsPart 33 Airworthiness Standard: Aircraft EnginesPart 34 Fuel Venting and Exhaust Emission Requirements for

Turbine Engine Powered Airplanes

Part 35 Airworthiness Standards: PropellersPart 36

Noise Standards: Aircraft Type and

Airworthiness Certification

Part 39 Airworthiness Directives

Part 43 Maintenance, Preventive Maintenance, Rebuilding, and

Alteration

Part 45 Identification and Registration Marking

Part 47 Aircraft Registration

Part 48 Registration and Marking Requirements for Small

Unmanned Aircraft

Part 61 Certification: Pilots, Flight Instructors, and Ground

Instructors

Part 63 Certification: Flight Crewmembers Other Than Pilots

Part 65 Certification: Airmen Other Than Flight Crewmembers

Part 68 Requirements for Operating Certain Small

Aircraft Without a Medical Certificate

Part 91 General Operating and Flight Rules

Part 107 Small Unmanned Aircraft SystemsPart 119

Certification: Air Carriers and Commercial Operators

Part 121 Operating Requirements: Domestic, Flag, and

Supplemental Operations

Part 125 Certification and Operations: Airplanes Having a

Seating Capacity of 20 or More Passengers or a

Maximum Payload Capacity of 6,000 Pounds or More;

and Rules Governing Persons on Board Such Aircraft

Part 135 Operating Requirements: Commuter and On Demand

Operations and Rules Governing Persons on Board Such

Aircraft

Part 145 Repair Stations

Part 147 Aviation Maintenance Technician SchoolsPart 183 Representatives of the Administrator

Figure 2-4. List of F AA regulations relative to airworthiness

certification.

be met in order for a manufacturer to receive a TC and

for the aircraft to receive an airworthiness certificate. Part 23 aircraft are those aircraft that have a maximum certificated takeoff weight of 12,500 pounds or less, except for those aircraft in the commuter category. The maximum certificated takeoff weight limit rises to 19,000 pounds or less for these aircraft.

Part 23 has seven subparts, six of them providing detailed criteria for the design of these aircraft. The first, subpart A,

defines the applicability of this regulation. The others are:

•Subpart B—Flight

•Subpart C—Structures

•Subpart D—Design and Construction

•Subpart E—Powerplant

•Subpart F—Equipment

• Subpart G—Flightcrew Interface and Other Information

Within each of these subparts are numerous sections that specify details, such as center of gravity (CG), gust load

factors, removable fasteners, the shape of certain flight deck controls, engine and propeller requirements, fuel tank markings, flight deck instrumentation marking and placards, cabin aisle width, and flammability resistant standards.

14 CFR Part 25—Airworthiness Standards: Transport

Category Airplanes

The standards in 14 CFR part 25 apply to large aircraft with a maximum certificated takeoff weight of more than 12,500 pounds. This segment of aviation is usually referred to as “commercial aviation” and includes most of the aircraft seen at a large passenger airport, except for the commuter aircraft included in 14 CFR part 23. However, the ability to carry passengers is not a requirement for aircraft certified to 14 CFR part 25. Many of these aircraft are also used to transport cargo. This chapter is subdivided into similar design subpart categories and the same sequence as the requirements specified in 14 CFR part 23.

14 CFR Part 27—Airworthiness Standards: Normal

Category Rotorcraft

This regulation deals with the small rotor wing aircraft and is consistent with 14 CFR part 23 with limiting the passenger seating to nine or less. However, the maximum certificated weight is limited to 7,000 pounds. It contains similar design subparts identified in 14 CFR part 23 that provide the details for designing the aircraft.

14 CFR Part 29—Airworthiness Standards: Transport

Category Rotorcraft

This section specifies those standards applicable to helicopters with a maximum certified weight greater than 7,000 pounds. However, it also includes additional parameters based upon seating capacity and an additional weight limit. Those parameters are passenger seating, (nine or less, ten or more) and whether the helicopter is over or under a maximum weight of 20,000 pounds. The design subparts of part 29 are similar to those in 14 CFR parts 23, 25, and 27.

Certification

Procedures for

Products and Parts

General Operating

and Flight Rules

14 CFR §91.319

14 CFR §91.409

Fuel Venting and Exhaust Emission

Requirements for Turbine Engine Powered Airplanes

Noise Standards:

Aircraft Type and

Airworthiness Certifi cationAirworthiness Standards:

Normal, Utility, Acrobatic, and Commuter Category AirplanesInvestigative and Enforcement

Procedures

Airworthiness Standards:

Transport Category Airplanes

26Continued Airworthiness and

Safety Improvements for Transport Category Airplanes

Airworthiness Standards: Normal Category Rotorcraft

Airworthiness Standards:

Transport Category Rotorcraft

Airworthiness Standards:

Manned Free Balloons

Airworthiness Standards:

Aircraft Engines

Airworthiness Standards:

Propellers

Airworthiness Directives45

Identification and

Registration Marking

Aircraft Registration

Representatives of

the AdministratorManufacturer

43.3(j)

DER Guidance

HandbookDMIR

DER

DAR

DAS

DAR

DPE

DME

DPRE§21.9(a)(5)

Owner Operator Built PartsTC

STC

TSOAPMA

§21.8(d)8110.42

Parts Manufacturing ApprovalOriginal Airworthiness

Aircraft Certification

Office (ACO) Certificate Management

Office (CMO) Manufacturing Insp ection

District Office (MIDO)Aircraft

Certification

Service (AIR)—

FAA ORDERS:

8100.7, ACSEP

8110.4, Type Certi fication

8120.2, Production Approvals8100.8

Designee Management Handbook

Airworthiness Certification

Suspected Unapproved

Parts Program

Compliance & Enforcement8132.2

Designee Air worthiness Ce rtification

Figure 2-5. Graphic chart of F AA regulations.

2-7FAA ORDERS:

8900.1 FSIMS

General Operating

and Flight Rules

Certification

Procedures for

Products and Parts

Subpart H, L, K

Maintenance,

Preventive

Maintenance,

Rebuilding, and

Alteration

119Certification:

Air Carriers and Commercial

Operators

61Certification:

Pilots and Flight Instructors

63Certification:

Flight Crewmembers Other

Than Pilots

120Drug and Alcohol

Testing Program45

Identification and

Registration Marking

Aircraft Registration

Representatives of

the Administrator§ 43.5

No person may approve for return to service, unless...

§ 43.5

Maintenance record entry required by §43.9 or §43.11, as appropriate

§ 43.13a

Methods, techniques, and practices in current manufacturer’s maintenance manuals

§ 43.13b

Work and materials of such a quality that condition will be at least equal to the original or property altered condition

145Repair Stations

Operating

SpecificationsRepair Station

Manual

125Certification and Operations:

Airplanes Having a Seating

Capacity of 20 or More

Passengers or a Maximum

Payload Capacity of 6,000

Pounds or More

8400.10 Deviation

Designee Management Handbook

Airworthiness Certification

Suspected Unapproved

Parts Program

Compliance & Enforcement8132.2

Designee Air worthiness Ce rtificationRecurrent Airworthiness

Certificate Management

Office (CMO) Flight Standards

District Offi ce (FSDO) International

Field Office (IFO)

135Air Taxi Operators and

Commercial Operators

9 or Less 10 or More

121Certification and Operation:

Domestic, Flag, and

Supplemental Air Carriers and

Commercial Operators of

Large Aircraft

DER Guidance

Handbook14 CFR 43

Appendix B

FAA Form 337

DMIR

DER

DAR

ODA

DAR

DPE

DME

DPREFlight Standards

Service (AFS)—

65Certification:

Airmen O ther Than Flight

Crewmembers

A&P IA

Repairman Parachute RiggerDispatcher

Figure 2-6. Graphic chart of F AA regulations (continued).

2-814 CFR Part 33—Airworthiness Standards: Aircraft

Engines

Each of the four preceding 14 CFR regulations require that the

engine used in the aircraft must be type certificated. Title 14

CFR part 33 details the requirements for both reciprocating

and turbine style aircraft engines. It not only specifies the

design and construction requirements, but also the block test

requirements that subject the engine to extremely demanding

testing in order to prove its capability of enduring the stresses

of powering the aircraft.

14 CFR Part 35—Airworthiness Standards: Propellers

Just as each engine used on an aircraft must have a TC, the

propeller must also be type certificated. This part is arranged

the same way that 14 CFR part 33 is, in that subpart B

specifies design and construction while subpart C covers

tests and inspections.

Since regulations change over the years, not every aircraft

presently flying meets the current design regulations

as printed this year. When regulations are revised, they

are printed in the Federal Register and released with an

amendment number that ties them to the regulation being

revised. Aircraft are required to meet only the specifications

in force at the time the aircraft is built. Note: The preceding

statement does not apply to the mandatory requirements

imposed by Airworthiness Directives (AD), as these usually

have a compliance date included in the AD note.

14 CFR Part 39—Airworthiness Directives

In spite of all the emphasis on proper design and certification

testing, sometimes the actual day-to-day use of the aircraft

causes unanticipated wear or failure to occur. When that

happens, if the FAA determines that the wear or failure

represents an unsafe condition and that the condition is likely

to exist in other products of the same type of design, it issues

an AD. Actual AD notes are not included in 14 CFR part 39,

but rather are printed in the Federal Register and are linked

to this part as amendments to 14 CFR part 39, section 39.13.

AD notes are legally enforceable rules that apply to aircraft,

aircraft engines, propellers, and appliances.

14 CFR Part 43—Maintenance, Preventive

Maintenance, Rebuilding, and Alteration

This regulation represents the heart of aviation maintenance

and is one of the three major regulations previously identified.

The 13 rules and 6 appendices contained within 14 CFR part

43 provide the standard for maintaining all civilian aircraft

currently registered in the United States. Note that 14 CFR

part 43 has a significant relationship with part 91 and other

parts in maintaining continued airworthiness. [Figure 2-6] A

more detailed explanation of this regulation is presented later in this handbook.

14 CFR Part 45—Identification and Registration

Marking

Title 14 of the CFR part 45 includes the requirements for

the identification of aircraft, engines, propellers, certain

replacement and modification parts, and the nationality and

registration marking required on U.S.-registered aircraft. All

type-certificated products must have the following information

on a fireproof dataplate or similar approved fireproof method.

1. Builder’s name

2. Model designation

3. Builder’s serial number

4. TC number (if any)

5. Production certificate number (if any)

6. For aircraft engines, the established rating

7. Reference to compliance or exemption to 14 CFR Part

34, Fuel Venting and Exhaust Emission Requirements

for Turbine Engine Powered Airplanes

8. Any other information that the FAA determines to be

appropriate

Replacement and modification parts are produced in

accordance with a Parts Manufacturer Approvals (PMA) (14

CFR part 21, section 21.303) and must have the following

information permanently and legibly marked:

1. The letters “FAA-PMA”

2. The name, symbol, or trademark of the holder of the

PMA

3. The part number

4. The name and model designation for each type

certificated product it can be installed on

If a part has a specified replacement time, inspection interval,

or other related procedure specification in the maintenance

manual or ICA, that part must have a part number and a serial

number (or the equivalent of each).

The manufacturer of a life-limited part must either provide

marking instructions for that part, or state that the part cannot

be marked without a compromise to its integrity. Exceptions

are made for the identification of parts that are too small to

be practical to mark the required data.

Nationality and registration marks (commonly known as

the N-number for U.S.-registered aircraft) can vary in size,

depending on the year that the aircraft was built and whether

or not the aircraft has been repainted. The most common size

is at least 12 inches in height. Small aircraft built at least 30

ITEM SUBJECT

1. Introduction: Briefly describes the aircraft, engine, propeller, or com ponent that has been

altered. Include any other inform ation regarding the content, scope, purpose, arrangem ent,

applicability, definitions, abbreviations, precautions, units of m easurem ent, list of parts used,

referenced publications, and distribution of the ICA, as applicable.

2. Description: Of the m ajor alteration and its functions, including an explanation of its interface

with other system s, if any.

3. Control, operation information: Or special procedures, if any.

4. Servicing information: Such as types of fluids used, servicing points, and location of access

panels, as appropriate.

5. Maintenance instructions: Such as recom mended inspection/m aintenance periods in which

each of the major alteration com pone nts are inspected, cleaned, l ubricated, adj usted, a nd tested,

including applicable wear tolerances and work recom mended at each scheduled m aintenance

period. T his section can refe r to the manufacturers’ i nstructions for t he equipment installed

where appropriate (e.g., functional checks, repairs, inspections). It should also include any

special notes, cautions, or warnings, as applicable.

6. Troubleshooting information: Describes probable m alfunctions, how to recognize those

malfunctions, and the rem edial actions to take.

7. Removal and replacement information: Describes the order and m ethod of rem oving and

replacing products or parts, and any necessary precau tions. This section should also describe or

refer to manufacturer’s i nstructions t o make required test s, checks, alignm ent, calibrations,

center of gravity changes, lifting, or shoring, etc., if any.

8. Diagrams: Of access plates and inform ation, if needed, to gain access for inspection.

9. Special inspection requirements: Suc h as X-ra y, ultra sonic testing, or m agnetic particle

inspection, if required.

10. Application of protective treatments: To the affected area after inspection and/or

maintenance, if any.

11. Data: Relative t o structural fastene rs suc h as type, torque, and installation requirem ents, if any.

12. List of special tools: Special tools that are required, if any.

13. For commuter c ategory aircraft: Provide the following additional inform ation, as applicable:

A. Electrical loa ds

B. Methods of balancing flight controls

C. Identification of prim ary and secondary structures

D. Special repair m ethods a pplicable to t he aircraft

14. Recommended overhaul periods: Required to be noted on the ICA when an overhaul period

has been established by the m anufacturer of a com ponent or equipment. If no overhaul period

exists, the ICA shoul d state for item 14, “ No a dditional overha ul time limitations.”

15. Airw orthiness limitation section: Include s any “approve d” airwort hiness lim itations ide ntified

by the m anufacturer or FAA Type Certificate Ho lding Office (e.g., An STC incorporated in a

larger field-approved m ajor alteration m ay have an airworthiness lim itation). The FAA

inspector shoul d not establish, alter, or cancel airwort hiness lim itations without c oordi nating

with the appropriate FAA Type Certificate Holding Office. If no changes are m ade to the

airworthiness lim itations, the ICA should state for item 15, “No additional airworthiness

limitations” o r “Not Applicable.”

16. Revision: Includes inf ormation on how to revise the ICA. For exam ple, a letter will be

subm itted to the local FAA Office with a copy of the revised FAA Form 337 and revised ICA.

The FAA inspector accepts the change by signing block 3 and including the following statement:

“The attached revised/new Instructions for C ontinued Airworthiness (date______) for the above

aircraft or com ponent m ajor alteration have been accepted by the FAA, superseding the

Instructions for Continued Airworthiness (date ______).” After the revision has been accepted, a

maintenance record entry will be m ade, identifying the revision, its location, and date on the

FAA Form 337.

Figure 2-7. Instructions for Continued Airworthiness (ICA) Checklist.

SAMPLE

2-10expiration date of the new battery.

2. Section 91.213—Inoperative Instruments and

Equipment

Paragraph (a)(2)—a letter of authorization from the

FSDO authorizing the operation of the aircraft under

a Minimum Equipment List (MEL) constitutes a STC

and must be carried in the aircraft during flight.

Subpart E—Maintenance, Preventive Maintenance, and

Alterations (Sections 91.401 through 91.421)

This is the section of most interest to the technician. They

must be familiar with it, because it does carry some (indirect)

responsibility for the technician. Note that the 14 CFR part 91

icon in Figure 2-6 has a direct line to 14 CFR part 43. This

is because section 91.403(b) states, “No person may perform

maintenance, preventive maintenance, or alterations on an

aircraft other than as prescribed in this subpart and other

applicable regulations, including part 43 of this chapter.”

A more complete discussion of this regulation, especially

Subpart E—Maintenance, Preventive Maintenance, and

Alterations is presented later in this chapter.

14 CFR Part 119—Certification: Air Carriers and

Commercial Operators

In order to better understand the next three regulations

discussed here (14 CFR parts 121, 125, and 135) a brief

overview of 14 CFR part 119 is beneficial. [ Figure 2-8]

There are more than 50 Advisory Circulars (ACs) in the 120

series alone providing additional non-regulatory information

concerning the variety of procedures involved with these

operations. There are basically three different criteria

that must be analyzed in order to properly determine the

regulation that applies. These are:

1. Is the service provided for Private Carriage or

Common Carriage?

2. Is the aircraft For Hire or is it Not for Hire?

3. Is it a large or small aircraft?

AC 120-12, as revised, provides the following definition

regarding this criterion: A carrier becomes a common carrier

when it “holds itself out” to the public, or to a segment of the

public, as willing to furnish transportation within the limits

of its facilities to any person who wants it. There are four

elements in defining a common carrier:

1. A holding out of a willingness to

2. Transport persons or property

3. From place to place

4. For compensation years ago, or replicas of these, or experimental exhibition or

amateur-built aircraft may use letters at least 2 inches in height.

Only a few aircraft are authorized to display registration

markings of at least 3 inches. Note that this regulation sits

directly on the vertical line in Figure 2-5 indicating that it

applies to both original and recurrent airworthiness.

14 CFR Part 47—Aircraft Registration

This regulation provides the requirements for registering

aircraft. It includes procedures for both owner and dealer

registration of aircraft.

14 CFR Part 65—Certification: Airmen Other Than

Flight Crewmembers

Pilots, flight instructors, and ground instructors are

certificated under 14 CFR part 61. Flight crew other than

pilots are certificated under 14 CFR part 63. However,

many other people are also required to be certificated by

the FAA for the U.S. aviation fleet to operate smoothly and

efficiently. Title 14 CFR part 65 addresses many of those

other people.

• Subpart B—Air Traffic Control Tower Operators

• Subpart C—Aircraft Dispatchers

• Subpart D—Mechanics

• Subpart E—Repairmen

• Subpart F—Parachute Riggers

A more detailed discussion of this chapter with a special

emphasis on mechanics is included in Chapter 15, The

Mechanic Certificate.

Note: SFAR 100-2. Relief for U.S. Military and Civilian

Personnel who are assigned outside the United States in

support of U.S. Armed Forces Operations is a good example

of the specific nature and limited time frame that are part of

a SFAR.

14 CFR Part 91—General Operating and Flight Rules

This is the final regulation of the three major regulations

identified earlier in this chapter. Note its interaction in

Figure 2-6 with other regulations visually indicating its

“operational” involvement or “recurrent airworthiness.”

Although it is an operational regulation that is focused

toward the owner, operator, and/or pilot of the aircraft, the

maintenance technician must have an awareness of this

regulation. Two examples of these maintenance related

issues are:

1. Section 91.207—Emergency Locator Transmitters

Paragraph (c)(2)—battery replacement interval

and requirement for a logbook entry indicating the

14 CFR Part 119 Applicability of Regulations

Large A/C

Small A/CLarge A/C

Small A/C

135 121 125 91Large A/C Large A/CFor HireCommon Carriage

Not for Hire

All Other A/C91, 125, 135, 121

Private CarriageCFR Part 91,

Section 91.501(b)(5)CFR Part 119, Section 119.5

Figure 2-8. Applicability of regulations.9. Parachute operations on nonstop flights within 25 NM

from the departure airport

10. Fractional ownership in accordance with 14 CFR part

91, subpart K

14 CFR Part 121—Operating Requirements:

Domestic, Flag, and Supplemental Operations

Title 14 CFR part 121 establishes the operational rules for air

carriers flying for compensation or hire. A domestic operation

is any scheduled operation (within the 48 contiguous states,

the District of Columbia, or any territory or possession)

conducted with either a turbo-jet aircraft, an airplane having

10 or more passenger seats, or a payload capacity greater

than 7,500 pounds.

A “flag” operation means any scheduled operation (operating

in Alaska or Hawaii to any point outside of those states, or

to any territory or possession of the United States, or from

any point outside the United States to any point outside the

United States) conducted with either a turbo-jet aircraft, an

airplane having 10 or more passenger seats, or a payload

capacity greater than 7,500 pounds.

“Supplemental” operation means any common carriage

operation conducted with airplanes having more than 30

passenger seats (if less than 30, the airplane must also be

listed on the operations specifications of domestic and flag

carriers), with a payload capacity of more than 7,500 pounds.

Part 121 operators are required by 14 CFR part 119 to have

the following personnel:

• Director of SafetyThis “holding out” that makes a person a common carrier can

be done in many ways, and it does not matter how it is done.

Signs and advertising are the most direct means of “holding

out,” but are not the only ones.

Carriage for hire which does not involve "holding out" is

private carriage. Private carriers for hire are sometimes

called “contract carriers,” but the term is borrowed from the

Interstate Commerce Act and legally inaccurate when used

in connection with the Federal Aviation Act. Private carriage

for hire is carriage for one or several selected customers,

generally on a long-term basis. The number of contracts

must not be too great; otherwise, it implies a willingness to

make a contract with anybody. A carrier operating pursuant

to 18 to 24 contracts has been held to be a common carrier,

because it held itself out to serve the public generally to the

extent of its facilities. Private carriage has been found in

cases where three contracts have been the sole basis of the

operator’s business.

Operations that constitute common carriage are required to

be conducted under 14 CFR part 121 or 135. Private carriage

may be conducted under 14 CFR part 91 or 125.

The term “for hire” is not defined in any of the FAA documents

but is generally understood to mean that compensation for

both direct and indirect expenses associated with the flight,

as well as a profit margin for the operator, are collected from

the person or persons benefiting from the flight operation.

The determination of whether the aircraft is large or small is

based upon the definition provided in 14 CFR part 1. If the

aircraft has maximum certificated takeoff weight of 12,500

pounds or more, it is a large aircraft. All aircraft less than

12,500 maximum certificated takeoff weight are considered

to be small aircraft.

It may also help the reader understand when 14 CFR parts

121, 125, and 135 regulations apply, by taking a brief look at a

list of flight operations where 14 CFR part 119 does not apply.

1. Student instruction

2. Nonstop sightseeing flights with less than 30 seats and

less than 25 nautical miles (NM) from the departure

airport

3. Ferry or training flights

4. Crop dusting or other agricultural operations

5. Banner towing

6. Aerial photography or surveying

7. Fire fighting

8. Powerline or pipeline patrol

2-12• Director of Operations

• Director of Maintenance

• Chief Pilot

• Chief Inspector

There are 28 subparts and 16 appendices in this regulation.

However, only subparts J and L are of concern for the mechanic.

Subpart J—Maintenance, Preventive Maintenance, and

Alterations, identifies Special Airworthiness Requirements

that deals with many of the mechanical aspects of a passenger

or cargo aircraft. Subpart L—Maintenance, Preventive

Maintenance, and Alterations, requires that a part 121

operator have an operational manual that contains the

following information:

• Organizational chart

• List of individuals who may perform required

inspections

• Company maintenance, preventive maintenance, or

alterations

• A system to both preserve and retrieve maintenance

and inspection related information

Also, 14 CFR part 121, section 121.1105, establishes the

requirement for conducting inspections on aging aircraft.

14 CFR Part 125—Certification and Operations:

Airplanes Having a Seating Capacity of 20 or More

Passengers or a Maximum Payload Capacity of 6,000

Pounds or More; and Rules Governing Persons on

Board Such Aircraft

This regulation applies to private and noncommon carriage

when such operations are conducted in airplanes having

20 or more seats (excluding crewmembers) or having a

payload capacity of 6,000 pounds or more. There must also

be “operations specifications” issued to the operator that

include the following information:

• Kinds of operations authorized

• Types of aircraft and registration numbers of the

airplanes authorized for use

• Approval of the provisions of the operator’s manual

relating to airplane inspections, together with the

necessary conditions and limitations

• Registration numbers of the airplanes that are to

be inspected under an approved airplane inspection

program (AAIP) under 14 CFR part 125, section

• Procedures for the control of weight and balance of

airplanes• Any other item that the administrator determines is

necessary

Just as in 14 CFR part 121, subpart E identifies special

airworthiness requirements dealing mostly with the

mechanical devices of the aircraft.

14 CFR Part 135—Operating Requirements:

Commuter and On-Demand Operations and Rules

Governing Persons on Board Such Aircraft

As the title of this section states, this regulation is applicable

to short distance commercial aircraft operations or

“commuters” and nonscheduled carriers that operate “on-

demand.” These aircraft are frequently referred to as air taxi

or air charter aircraft.

Aircraft operated under 14 CFR part 135 must be operated

and maintained in accordance with the certificate holder’s

operations manual. This manual, when accepted by the

FAA, specifies how the flight crew, ground personnel, and

maintenance technicians conduct their operations.

A pivotal portion of this regulation is the first section in

subpart J, 14 CFR part 135, section 135.411, Application.

This section specifies that having a type certificated passenger

seating configuration of nine or less may be maintained in

accordance with the maintenance manual provided by the

aircraft manufacturer. Those aircraft having a type certificated

passenger seating configuration of 10 or more seats must be

maintained in accordance with a maintenance manual written

by the air carrier and must then be submitted to the FAA for

approval. The requirements for the maintenance manual are

specified in 14 CFR part 135, section 135.427. 14 CFR part

135, sections 135.415 through 135.417 and 135.423 through

135.443 specify additional maintenance requirements. 14

CFR part 135, sections 135.415 and 135.417 are applicable

regardless of the number of seats in the aircraft.

A major change in the “nine or less” aircraft maintenance

requirements occurred in February of 2005 when section

135.422, Aging Aircraft, was incorporated into 14 CFR part

135. This new subpart (note the even number) to 14 CFR

135 specifically prohibits a certificate holder from operating

certain aircraft unless the Administrator has completed the

aging aircraft inspection and records review. This inspection

requires the certificate holder to show the FAA that the

maintenance of age sensitive parts and components has been

adequate to ensure safety.

This section only applies to multi-engine aircraft in scheduled

operation with nine or fewer passenger seats. It does not

apply to aircraft operating in Alaska. The required record

review start date varies depending on the age of the aircraft.

2-13However, once initiated, the repetitive inspection intervals

are not to exceed 7 years.

The certificate holder must make both the aircraft and the

records available to the FAA for inspection and review. The

certificate holder must notify the Administrator at least 60

days in advance of the availability of the aircraft and the

records for review.

The records must include the following information:

1. Total years in service of the airplane

2. Total time in service of the airframe

3. Date of the last inspection and records review required

by this section

4. Current status of life-limited parts

5. Time since the last overhaul of all structural

components required to be overhauled on a specific

time basis

6. Current inspection status of the airplane, including the

time since the last inspection required by the inspection

program that the airplane is maintained under

7. Current status of applicable ADs, including the date

and methods of compliance, and, if the AD involves

recurring action, the time and date when the next

action is required

8. A list of major structural alterations

9. A report of major structural repairs and the current

inspection status of those repairs

14 CFR Part 145—Repair Stations

This regulation underwent a major rewrite released in 2004

and was the most comprehensive change in nearly 20 years.

It may be of interest to note an airframe and powerplant

(A&P) certificate is not necessary to be employed at a repair

station. The repair station may also employ both repairmen

(under 14 CFR part 65, subpart E) and non FAA-certificated

personnel. All work that is signed off is done so using the

repair station certificate number and must be done only by

persons authorized by 14 CFR part 65 to approve an article

for return to service (RTS). Just as other certificate holders

must have an operations manual, the repair station must have

a repair station manual that contains the following:

• An organizational chart

• Procedures for maintaining rosters

• Description of housing, facilities, and equipment

• Procedures for revising the capability list and

conducting a self-evaluation (audit)

• Procedures for revising the training program• Procedures governing work done at another location

• Procedures for working on air carrier aircraft

• Description of the required records and record keeping

• Procedures for revising the repair station manual

• Description of the system to identify and control the

sections of the manual

All records from repair station maintenance activity must

be kept a minimum of 2 years. Domestic repair station

certificates are effective until they are surrendered, suspended,

or revoked. The certificates of foreign repair stations expire,

usually after 1 or 2 years and must be renewed.

14 CFR Part 147—Aviation Maintenance Technician

Schools

Title 14 CFR part 147 defines the requirements for obtaining

a maintenance training certificate. This certificate may be for

either airframe, powerplant, or a combination of the two. The

minimum number of curriculum hours for conducting either

airframe or powerplant training independently is 1,150.

If both A&P ratings are offered, the combined total curriculum

hours are 1,900. This is because of the 1,150 hours specified

to obtain either the airframe or the powerplant rating, 400

hours are devoted to general studies. Only one set of general

studies hours is applicable to the combined total. Therefore,

400 hours can be subtracted from the implied total of 2,300

hours (1,150 × 2) to obtain the reduced figure of 1,900 hours.

Requirements are detailed as follows:

• Appendix A—Curriculum Requirements

• Appendix B—General Curriculum Subjects

• Appendix C—Airframe Curricular Subjects

• Appendix D—Powerplant Curriculum Subjects

14 CFR Part 183—Representatives of the Administrator

As the aviation industry grows and the design, manufacture,

and testing of aircraft gets more complex, the FAA faces

both budget constraints and personnel shortages. As early

as 1962, the FAA began a program to allow private sector

persons in various areas of industry to be “designees” or

“representatives of the FAA Administrator.” These people

are NOT FAA employees, but rather are designated by the

FAA to act on their behalf. Regular doctors may serve as

“aviation medical examiners,” skilled pilots can become

“pilot examiners,” and experienced airframe and/or

powerplant mechanics can become “designated mechanic

examiners (DME)” to administer the oral and practical

portion of the FAA testing.

Other lesser known designees are the designated engineering

2-14representatives (DER), the designated manufacturing

inspection representatives (DMIR), and the designated

airworthiness representatives (DAR).

• DERs approve data based upon their engineering

training and their knowledge of FAA regulations.

• DMIRs make conformity inspections only at their

employer. They are similar to “designated repairmen”

because they are only authorized to inspect parts at

their employers’ facility.

• DARs conduct aircraft certification and aircraft

inspection functions on behalf of the FAA depending

on specific functions they are authorized. They may

perform work for either manufacturing facilities or

maintenance entities depending on their designation.

Explanation of Primary Regulations (Parts 43

and 91)

14 CFR Part 43—Maintenance, Preventative

Maintenance Rebuilding, and Alteration

Section 43.1—Applicability

Paragraph (a) states quite clearly that aircraft (whether U.S.-

or foreign-registered operating under 14 CFR part 121 or

135) and component parts thereof must be maintained in

accordance with the rules set forth in this part. Although

paragraph b states quite clearly the type of aircraft that this

part does not apply to, it seems to have led to considerable

confusion within the aviation industry. If an aircraft is flying

with a Special Airworthiness—Experimental Certificate

(FAA Form 8130-7, Special Airworthiness Certificate—pink

color certificate) and that is the only airworthiness certificate

this aircraft has ever had, then 14 CFR part 43 does not apply.

Conversely, sometimes during maintenance (especially STC

modification—the STC is addressed later in this chapter),

it becomes necessary to temporarily place the aircraft into

Special Airworthiness—Experimental. This is done to show

compliance with federal regulations. These aircraft must

still be maintained in accordance with 14 CFR part 43,

because the aircraft had a different kind of airworthiness (in

this example a Standard) prior to being issued the Special

Airworthiness Certificate.

Section 43.2—Records of Overhaul and Rebuilding

These terms are not defined in 14 CFR part 1 and are given

full explanation in this subpart. Each term states that it may

not be used to describe work done on an aircraft, airframe,

aircraft engine, propeller, appliance, or component part unless

that item has been:

• Disassembled

• Cleaned• Inspected

• Repaired, as necessary

• Reassembled

• Tested

The key difference between the two terms is in determining

how the item is tested. If it is “tested in accordance with

approved standards acceptable to the Administration that

have been developed and documented by the manufacturer,

the item is said to be overhauled.” This is basically another

way of describing “service limits,” a term frequently used to

describe manufacturer specified acceptable limits for used

parts. A “rebuilt item, on the other hand, must be tested to

the same tolerances and limits as a new item.”

Section 43.3—Persons authorized to perform

maintenance, preventive maintenance, rebuilding,

and alterations

There are nine different persons who may perform

maintenance: (Reminder: Per 14 CFR part 1, the FAA

definition of a person is “an individual, firm, partnership,

corporation, association, joint-stock association, or

governmental entity. It includes a trustee, receiver, assignee,

or similar representative of any of them.”)

1. Certificated mechanic, per 14 CFR part 65

2. Certificated repairman, per 14 CFR part 65

3. Person working under the supervision of a certificated

mechanic or repairman

4. Holder of repair station certificate

5. Holder of an air carrier certificate

6. Except for holders of a sport pilot certificate, the

holder of a pilot certificate issued under part 61

may perform preventive maintenance on any aircraft

owned or operated by that pilot which is not used

under 14 CFR part 121, 129, or 135. The holder

of a sport pilot certificate may perform preventive

maintenance on an aircraft owned or operated by that

pilot and issued a special airworthiness certificate in

the light-sport category.

7. Pilot of a helicopter (when operated under 14 CFR

part 135 and in remote areas) may perform specific

preventive maintenance actions. These actions may

only be accomplished under the following conditions:

• The mechanical difficulty or malfunction

occurred en route to or in the remote area.

• The pilot has been satisfactorily trained and is

2-15authorized in writing by the certificate holder to

perform the required maintenance.

• There is no certificated mechanic available.

• The certificate holder has procedures to evaluate

the work performed when a decision for

airworthiness is required. The work done is listed

in paragraph (c) of Appendix A of this chapter.

8. Holder of part 135 certificate may allow pilots of

aircraft with nine or less passenger seats to remove and

reinstall cabin seats and stretchers and cabin mounted

medical oxygen bottles. These actions may only be

accomplished under the following conditions:

• The pilot has been satisfactorily trained and is

authorized in writing by the certificate holder to

perform the required maintenance.

• The certificate holder has written procedures

available to the pilot to evaluate the work

performed.

9. Manufacturer may inspect and rebuild any item it has

manufactured.

Section 43.5—Approval for return to service after

maintenance, preventive maintenance, rebuilding,

and alterations

Approving an aircraft component for return to service

after maintenance, preventive maintenance, rebuilding,

or alteration must be done by creating an appropriate

maintenance record entry as required by either 14 CFR part

43, section 43.9 or 43.11. This may include the use of FAA

Form 337, Major Repair and Alteration, if the maintenance

action was a major repair or a major alteration. Whenever

a maintenance action is being planned, it is critical that the

technician understands exactly:

1. What he/she is going to do.

2. How that work is classified by the FAA.

3. What type of documentation is required to support

this activity.

First consider whether this a repair or an alteration. This

should be a relatively simply decision since a repair

basically returns the aircraft to its previous or unaltered

condition (i.e., replacing magnetos, an exhaust system, tires,

or brakes). Even replacing an entire engine (although it is

a big job) is still a repair if it is the one properly specified

for that aircraft. An alteration on the other hand, always

changes or modifies the aircraft from its previous state (i.e.,

installing winglets, new avionics, or an engine that is not

listed in the aircraft TCDS).

The second question to consider is whether or not the work that to be performed constitutes a major or a minor

maintenance action. A “major” action is typically one that

might appreciably affect weight, balance, structural strength,

performance, powerplant operation, flight characteristics,

or other qualities affecting airworthiness and that are not

done according to accepted practices or cannot be done

by elementary operations. This is a much more complex

question, but it is extremely important as it drives the final

question concerning the substantiating documentation. Please

refer to 14 CFR part 1 and part 43, appendix A, for additional

clarification and examples.

The third question deals with the type of documentation

required to substantiate the work performed. Minor repairs

and alterations need only to refer to “acceptable” data, such

as manufacturers’ maintenance manuals or AC 43.13-1.

The maintenance action can simply be recorded in the

maintenance record as a logbook entry. Major repairs and

alterations require “approved data.” Some examples of

approved data are AD notes, STCs, TCDS, DER-specific

delegations, and FAA-approved manufacturer Service

Bulletins (SB).

Sometimes the repair or alteration being performed does not

have previously-approved data. In that case, the technician

may request that the FAA accomplish a “Field Approval.”

In this procedure, the technician completes the front side of

Form 337 through block 6 (leaving block 3 open for later

FAA approval) and then indicates in block 8 on the back what

work is to be done and what the substantiating reference data

is. Form 337 is then submitted to the local FAA FSDO office

for review and approval by an ASI. If necessary, this ASI may

seek input from other ASIs or FAA specialists to assist in the

review of the data. If the data is found to comply with FAA

regulations, the ASI enters one of the following statements

in block 3, depending on whether the ASI has performed

a review of the data only or has physically inspected the

aircraft:

• “The technical data identified herein has been found

to comply with applicable airworthiness requirements

and is hereby approved for use only on the above

described aircraft, subject to conformity inspection by

a person authorized in 14 CFR part 43, section 43.7.”

or

• “The alteration or repair identified herein complies

with the applicable airworthiness requirements and

is approved for use only on the above described

aircraft, subject to conformity inspection by a person

authorized in 14 CFR part 43, section 43.7.”

2-16Section 43.7—Persons authorized to approve aircraft,

airframes, aircraft engines, propellers, appliances,

or component parts for return to service after

maintenance, preventive maintenance, rebuilding,

or alteration

There are seven different persons listed in this section who

may sign RTS documentation:

1. Certificated mechanic or holder of an inspection

authorization (IA).

2. Holder of a repair station certificate.

3. Manufacturer.

4. Holder of an air carrier certificate.

5. Certificated private pilot.

6. Repairman certificated with a maintenance rating for

light sport aircraft (LSA) only.

7. Certificated sport pilot for preventive maintenance on

an aircraft owned and or operated by them.

Note that although a certificated repairman is authorized

to work on a product undergoing maintenance, preventive

maintenance, rebuilding, or alterations (refer to 14 CFR

part 43, section 43.3), they are not authorized to approve

that product for RTS. They must make the appropriate

maintenance record entry per the requirements of 14 CFR

part 43, section 43.9 or 43.11.

Section 43.9—Content, form and disposition of

maintenance, preventive maintenance, rebuilding,

and alteration records (except inspection performed

in accordance with parts 91 and 125, and sections

135.411(a)(1) and 135.419 of this chapter)

The first observation is that this section specifically

excludes inspection entries (those are covered in 14 CFR

part 43, section 43.11). This section deals exclusively with

maintenance record entries.

The next observation is that the list of maintenance actions

includes “preventive maintenance.” As stated in the

explanation of 14 CFR part 43, section 43.3, a certificated

pilot is authorized to perform preventive maintenance on the

aircraft they own or operate. Therefore, remember that the

pilot must make a record entry of the preventive maintenance

they have accomplished. There are three distinct issues to

be addressed in the maintenance entry and they answer the

questions of “what?, when?, and who?”

• What—a description of the work performed

• When—the date the work was completed

• Who—the name of the person who did the work if other than the person who approves the RTS

—the signature, certificate number, and type of

certificate of the person who is approving the

work for RTS

Note: Frequently, logbooks have a statement entered that ends

something like this: “ … and is hereby returned to service. Joe

Fixer A&P, Certificate #123456789.” As this section of the

regulation currently reads, that part of the record entry is not

required. Title 14 of the CFR part 43, section 43.9 clearly states

that “the signature constitutes the approval for return to service

only for the work performed.” Furthermore, the technician

is only signing off the work they have done. Later, 14 CFR

part 43, section 43.11 explains that an inspection write-up

usually carries a broader scope of responsibility. This section

is very clear that the entry completed in accordance with this

section only holds the technician responsible for the service

maintenance action they entered.

If the maintenance accomplished was a major repair or

alteration, the work must be documented on FAA Form 337

and requires supporting approved data. If the maintenance

action was a major repair and it was done by a certificated

repair station, a signed copy of the completed customer work

order accompanied by a signed maintenance release may be

used in lieu of the FAA Form 337.

Section 43.10—Disposition of Life-Limited Aircraft

Parts

(Note the even number again. This regulation became part

of 14 CFR part 43 in 2002.)

This section presents two terms not previously defined in

14 CFR:

1. Life-limited part means any part that has specified a

mandatory replacement limit.

2. Life status means the accumulated cycles, hours, or

any other mandatory limit of a life-limited part.

This section then goes on to specify what to do with parts

that are temporarily removed from and then reinstalled on

a type-certificated product; what to do with parts that are

removed from a type certified product and not immediately

reinstalled; and how to transfer life-limited parts from one

type-certificated product to another.

When a life-limited part is removed, the person removing it

from the type-certificated product must control the part and

ensure proper tracking of the life-limiting factor. This is to

prevent the installation of the part after it has reached its life

limit. There are seven possible methods the technician or repair

facility may choose from to comply with this requirement.

2-171. Recordkeeping

2. Tagging

3. Non-permanent marking

4. Permanent marking

5. Segregation

6. Mutilation

7. Any other method approved or accepted by the FAA

When a life-limited part is transferred, the information

concerning the life status of that part must be transferred

with it. Although regulations already did exist that required

the tracking of life-limited parts when they were installed

on an aircraft, this regulation was generated to govern the

disposition of such parts when they were removed from

the aircraft.

Section 43.11—Content, form, and disposition of

records for inspections conducted under parts 91

and 125, and sections 135.411(a)(1) and 135.419 of

this chapter

This section deals exclusively with inspection record

entries; however, the requirements are similar to 14 CFR

part 43, section 43.9 in that information of what, when, and

who is required.

• What—type of inspection, including a brief description

• When—date of the inspection and the total time in

service

• Who—the signature, certificate number, and kind of

certificate of the person approving or disapproving

the RTS

Since this is an inspection write-up and not a maintenance

entry, it is quite possible that the inspecting technician could

reject or disapprove the item being inspected for the RTS.

When that situation occurs, the regulation states in paragraph

(b) that a list of discrepancies must be given to the owner.

A reference to this list and its delivery to the aircraft owner

must be reflected in the record entry. Although the regulation

neither specifies how those discrepancies can be cleared, nor

who may do them, any appropriately-rated repair station or

certificated technician can perform the required maintenance

actions. When they are completed and the proper maintenance

record entries are generated in accordance with 14 CFR part

43, section 43.9, the aircraft is approved for RTS. It is neither

necessary to have an additional inspection, nor is it necessary

to contact the disapproving inspector.

If the aircraft is on a progressive inspection program, the

inspection statement changes slightly from the statement

referenced earlier by adding the reference to both a “routine inspection” and a “detailed inspection.” Refer

to explanatory text of 14 CFR part 43, section 43.15 for

a definition of these terms. Inspections accomplished in

accordance with other inspection program requirements

must identify that particular program and that part of the

program the inspection completed.

Section 43.12—Maintenance Records: Falsification,

Reproduction, or Alteration

The aviation community relies heavily on trust and honesty

in both oral and written communication. The maintenance

log entries described in 14 CFR part 43, sections 43.9

and 43.11 provide the documentation trail relied upon

by aircraft owners, pilots, and technicians regarding the

aircraft’s maintenance history. Falsification of these records

is potentially dangerous to the personnel who rely on the

accuracy of these records.

This section identifies that fraudulent entries are unacceptable.

If someone commits such an act, that action is the basis for

suspension or revocation of the appropriate certificate,

authorization, or approval. A technician who is encouraged

by their employer, or by anyone else, to falsify records in

any way should remember this comment: “Companies come

and go, but my signature lasts a lifetime. I will not use it

inappropriately.”

Section 43.13—Performance Rules (General)

This section deals with the specific requirements for

conducting maintenance. ( Note: This section best reflects

the relationship between the FAA’s numbering of ACs and

the regulations they are related to.) Paragraph 3 on the cover

page of AC 43.13-2B, Acceptable Methods, Techniques, and

Practices—Aircraft Alterations, dated March 3, 2008 states:

“Title 14 of the Code of Federal Regulations (14 CFR) part

43, section 43.13(a) states that each person performing

maintenance, alteration, or preventive maintenance on

an aircraft, engine, propeller, or appliance must use the

methods, techniques, and practices prescribed in the current

manufacturer’s maintenance manual or Instructions for

Continued Airworthiness prepared by its manufacturer, or

other methods techniques or practices acceptable to the

Administrator, except as noted in section 43.16.” [Figure 2-9]

Although not all ACs are linked this directly, there is a definite

relationship between ACs and companion regulations. Refer

to this chapter on ACs for additional information.

Aircraft maintenance technicians (AMTs) are highly skilled

personnel, because aviation maintenance work requires great

attention to detail. The complexity of technology on today’s

aircraft demands a significant level of communication to

2-18properly accomplish maintenance, preventive maintenance,

rebuilding, or alteration. This communication frequently

comes in written form (i.e., manufacturer’s maintenance

manuals or ICA). If neither of these documents provide the

guidance the technician needs to perform maintenance, either

AC 43.13 (AC 43.13-1 or AC 43.13-2) contain examples

of “other methods, techniques, or practices acceptable to

the Administrator” that may be sufficient. However, these

ACs specifically state that the information is applicable to

non-pressurized areas of civil aircraft weighing 12,500 lb

gross weight or less.

In addition to the documentation, the technician must also use

the proper tools, equipment, and test apparatus that ensures

that the work complies with accepted industry practices.

If the test equipment specified by the manufacturer is not

available, equipment that is determined to be equivalent and

acceptable to the Administrator may be used. The technician

should be cautious, however, as “proving” the equivalence of

test equipment may not be as simple as it seems.

Air carriers (commercial—“scheduled” airlines operating

under 14 CFR part 121, the “commuter/on demand” aircraft

operating under 14 CFR part 135, and foreign air carriers

and operators of U.S.-registered aircraft under 14 CFR

part 129) may use the maintenance manual required by the

operations specifications to comply with the requirements

of this section. The operator must provide a continuous

airworthiness maintenance and inspection program

acceptable to the Administrator.

Section 43.15 —Additional Performance Rules for

Inspections

This section presents general comments concerning the

responsibility of conducting an inspection and then provides

details of three separate conditions. They are rotorcraft,

annual and 100-hour inspections, and progressive inspections.

1. Rotorcraft—If a rotorcraft is being inspected, specific

items, such as rotor transmissions and drive shafts,

must be inspected.

2. Annual and 100-hour inspections—When performing

an annual or 100-hour inspection, a checklist must

be used. This checklist may be a personal one or one

from the manufacturer. Either way, it must include

the scope and detail of the inspection in Appendix D.

Specific engine performance is also required to be

tested (or monitored) as part of RTS for an annual or

100-hour inspection. This applies whether the aircraft

is reciprocating or turbine powered.

3. Progressive inspection—If a progressive inspection is

being conducted, it must be preceded by a complete

aircraft inspection. ( Note: A progressive inspection is the result of breaking down the large task of

conducting a major inspection into smaller tasks that

can be accomplished periodically without taking the

aircraft out of service for an extended period of time.)

Two new definitions are also presented: “routine” and

“detailed.” A routine inspection is a visual examination

or check of the item, but no disassembly is required.

A detailed inspection is a thorough examination of

the item, including disassembly. The overhaul of a

component is considered to be a detailed inspection.

If the aircraft is away from the station where

inspections are normally conducted, an appropriately

rated mechanic, a certificated repair station, or the

manufacturer of the aircraft may perform inspections

in accordance with the procedures and using the

forms of the person who would otherwise perform

the inspection.

Section 43.16 —Airworthiness Limitations

The technician performing inspection or maintenance actions

on an aircraft must be certain they have all appropriate data

available. Each person performing an inspection or other

maintenance specified in an Airworthiness Limitations section

of a manufacturer's maintenance manual or Instructions for

Continued Airworthiness shall perform the inspection or

other maintenance in accordance with that section, or in

accordance with operations specifications approved by

the Administrator under part 121 or 135, or an inspection

program approved under 14 CFR part 91, section 91.409(e).

ICAs, as required by 14 CFR part 21, section 21.50, must

also be consulted when available. Since 1998, the FAA

has required ICAs to be generated for all major alterations

that are accomplished by the field approval process. This

section specifies that the technician is responsible to perform

inspections or maintenance specified in an airworthiness

limitation in accordance with all the preceding instructions.

Section 43.17—Maintenance, preventive maintenance,

or alterations performed on U.S. aeronautical

products by certain Canadian persons

This section was significantly revised in 2005, as the result

of a Bilateral Aviation Safety Agreement (BASA) between

the United States and Canada. This section of 14 CFR

part 43 defines some terms and gives specific limitations

as to what an Aircraft Maintenance Engineer (AME is

the Canadian equivalent to the U.S. A&P) may do to

maintain U.S.-registered aircraft located in Canada. It also

provides similar limitations for an Approved Maintenance

Organization. (AMO is the Canadian equivalent to the U.S.-

certified repair stations.)

Appendix A—Major Alterations, Major Repairs, and

2-19U.S. Departmen t

of Transportation

Federal Aviat ion

Administrat ionAdvisory

Circular

Subject: Accept able M ethods,

Techniques, and Practices – Aircraft

AlterationsDate: 3/3/08

Initiated by: AFS-300 AC No: 43.13-2B

1.PURPOSE. This advisory circular (AC) cont ains m ethods, techniques, and practices

acceptable to the Ad ministrato r for the inspecti on and alteration on non- pressurized areas of civil

aircraft of 12,500 lbs gross weight or less. This AC is for use by m echanics, repair stations, and

other c ertificated e ntities. This data generally pertains to minor alterations; however, the alteration

data herein may be used as approved data for major alterations when the AC chapter, page, and

paragraph are listed in block 8 of FAA Fo rm 337 when the us er has de termined that it is:

a.Appropriate to the product being altered,

b.Directly applicab le to the alteration being made, and

c.Not contrary to manufact urer’s data.

2.CANCE LLA TION. AC 43.13-2A, Acceptable Met hods, Techniques, a nd Practices ―

Aircraft Alterations, dated January 1, 1977, is canceled.

3.REFE RENCE. Title 14 of the Code of Federal Regulatio ns (14 CFR) part 43, § 43.1 3(a)

states that each person perfor ming maintenance, alteration, or preventive maintenance on an

aircraft, engine, propeller, or appliance must use the m ethods, techniques, and practices

prescribed in the current manufacturer’s m aintenance m anual or Instructions for Continued

Airworthiness prepared by its manufacturer, or other m ethods, techniques, or practices

acceptable to the Ad ministrato r, except as no ted in § 43.16. FAA inspectors are prepared to

answer questions that may arise in this regard. Persons engage d in the inspection and alteration

of civil aircraft should be familiar with 14 CFR part 43, Mai ntenance, Preventive Maintenance,

Rebuilding, and Alterations, and part 65, subparts A, D, and E of Certification: Air men Other

than Flight Crewm embers, and applicable airw orthiness requirem ents under which the aircraft

was type-c ertificated.

4. COMMEN TS INVI TED. Comme nts regarding this AC should be directed to DOT/FAA:

ATTN: Aircraft Maintenance Division, 800 Independence Ave., SW., Washington, D C 20591,

FAX (202) 267-5115.

ORIGINAL SIGNED By

James J. Ballough

Director Flight Standards Service

Figure 2-9. AC 43.13-2B Excerpt.

2-20Preventive Maintenance

This appendix provides a comprehensive, but not exclusive,

list of subjects. For instance, paragraph (a) is titled Major

Alteration, and is further subdivided as follows:

• Airframe

• Powerplant

• Propeller

• Appliance

This same subdivision is used in paragraph (b), Major

Repairs. Paragraph (c), Preventive Maintenance, identifies

those maintenance actions that are defined as preventive

maintenance, provided the maintenance does not involve

complex assembly operations. Preventive maintenance work

may be accomplished by the holder of at least a private pilot

certificate provided they are the owner or operator of that

aircraft, and it is not operated under 14 CFR part 121, 129,

or 135.

Appendix B—Recording of Major Repairs and Major

Alterations

In most cases when a major repair or alteration is

accomplished, FAA Form 337, Major Repair or Alteration,

is completed at least in duplicate with the original going

to the aircraft owner and a copy sent to the FAA Aircraft

Registration Branch in Oklahoma City where all civil aircraft

information is compiled and retained. Note: Historically,

the second copy was sent to the local FAA FSDO within 48

hours after RTS. This copy is reviewed by an ASI and then

forwarded by the FSDO to FAA records in Oklahoma City.

However, in the fall of 2005, the FAA made a significant

change to this submittal process and now requires the

technician to submit the Form 337 directly to the Aircraft

Registration Branch in Oklahoma City. Although a third

copy is not required, it makes good business sense for the

technician or certified repair station to keep a copy of the

work that was accomplished.

However, if a certificated (part 145) repair station completes

a major repair, it may provide the customer with a signed

copy of the work order and a maintenance release signed

by an authorized representative of the repair station, instead

of the FAA Form 337. If the major repair or alteration was

done by an AME or AMO, the copy normally provided

to the FAA-FSDO is sent directly to the FAA Aircraft

Registration Branch.

However, if extended range tanks are installed in either

passenger or cargo compartments, the technician must

generate a third FAA Form 337 for the modification. This

copy must be placed and retained in the aircraft. (Refer to

14 CFR part 91, section 91.417(d).)Appendix C—(Reserved)

Appendix C is reserved for future use and therefore currently

contains no information.

Appendix D—Scope and Detail of Items To Be

Included in Annual and 100-Hour Inspections

Some important items to consider in this appendix are:

1. The list of items and areas to be inspected are exactly

the same for an annual as a 100-hour inspection.

The difference between the inspections is in who is

authorized to perform and approve the aircraft for RTS

following the inspection. Refer to 14 CFR part 65,

section 65.95(a)(2) that states that an IA must perform

an annual inspection.

2. The aircraft and engine must be cleaned prior to

conducting the inspection.

3. Any miscellaneous item not covered in the detailed

list provided must also be inspected for improper

installation and operation.

4. There are eight specific areas identified for detailed

inspection. They are the fuselage hull group, cabin/

flight deck group, engine/nacelle group, landing

gear group, wing/center section group, empennage

assembly, propeller group, and the radio group.

Appendix E—Altimeter System Test and Inspection

This is commonly referred to as “the 411 test.” Refer to 14 CFR

part 91, section 91.411 that requires that no person may operate

an aircraft in controlled airspace under IFR unless the aircraft

has had this test completed successfully within the preceding

24 months.) This section requires detailed testing of the static

pressure system, the altimeter, and the automatic pressure

altitude reporting equipment, and that the test information be

recorded in the maintenance logs and on the altimeter.

Appendix F—ATC Transponder Tests and

Inspections

This is commonly referred to as “the 413 test.” (Refer to 14

CFR part 91, section 91.413, which requires that no person

may use a transponder unless it has had this test completed

successfully within the preceding 24 months.)

This section specifies complex sets of tests, which may be

accomplished either as a bench test or by using portable

test equipment. Major categories of the testing required are

radio reply frequency, suppression, receiver sensitivity, radio

frequency peak output power, and mode S (when applicable).

Upon completion of testing, proper entries must be made in

the maintenance record.

2-2114 CFR Part 91—General Operating and Flight Rules

Subpart A—General

As mentioned in the brief overview of the regulation portion

earlier in this chapter, this part is actually addressing the

operation of the aircraft. For example, 14 CFR part 91, section

91.7(a) states “no person may operate a civil aircraft unless it

is in an airworthy condition.” We learned earlier that this term

means that the aircraft conforms to its approved type design

and is in condition for safe operation. When the pilot performs

a preflight inspection, they are making a determination

concerning the “condition for safe operation.” The pilot does

not usually determine “conformity to type design” unless

they perform a review of the maintenance records. However,

since that is fundamental to the definition of airworthy, it

is still part of their responsibility. Therefore, a professional

and ethical technician wants to help the customer understand

their responsibilities in maintaining and documenting the

airworthiness of the aircraft.

Subpart E—Maintenance, Preventive Maintenance,

and Alterations

Section 91.401—Applicability

Although this subpart describes in general the rules regarding

maintenance, preventive maintenance, and alteration, certain

sections do not apply if the aircraft is operated in accordance

with 14 CFR part 121, 125, 129, or 135.

Section 91.403—General

The owner/operator holds the primary responsibility

for maintaining the aircraft in airworthy condition. This

includes compliance with all applicable ADs and is the

reason that the FAA sends new AD notes to the registered

owners of the affected aircraft. All maintenance performed

must be accomplished in accordance with 14 CFR part 43.

Compliance with the appropriate manufacturer maintenance

manuals and ICA is also required. Mandatory replacement

times, inspection intervals, and related procedures as outlined

in the FAA-approved operations specifications must also be

complied with.

Section 91.405—Maintenance Required

The owner/operator is required to have the appropriate

inspections made, and to have discrepancies repaired in

accordance with part 43. They are also required to ensure that

the appropriate entries have been made in the maintenance

records. Any inoperative instruments or equipment must be

properly placarded as inoperative.

Section 91.407—Operation after maintenance, preventive

maintenance, or alteration

Whenever the aircraft has undergone maintenance,

preventive maintenance, rebuilding or alteration, it must have been approved for RTS and a proper entry made in

the maintenance records. If the maintenance that was done

could have appreciably changed the flight characteristics, an

appropriately rated pilot must perform an operational flight

check of the aircraft and must make an entry of the flight in

the maintenance records. If ground testing and inspection can

show conclusively that the maintenance has not adversely

affected the flight characteristics, no flight test is required.

Section 91.409—Inspections

This paragraph identifies various types of inspection

applicable to the civilian aircraft fleet. Paragraph (a) defines

the requirement for an annual inspection. However, there are

certain exceptions to this regulation:

1. An aircraft that carries a special flight permit, a current

experimental certificate, or a light-sport or provisional

airworthiness certificate;

2. An aircraft inspected in accordance with an approved

aircraft inspection program under part 125 or 135

of this chapter and so identified by the registration

number in the operations specifications of the

certificate holder having the approved inspection

program;

3. An aircraft subject to the requirements of paragraph

(d) or (e) of this section; or

4. Turbine-powered rotorcraft when the operator elects

to inspect that rotorcraft in accordance with paragraph

(e) of this section.

Annual inspections are usually the inspection method

associated with small “general aviation” aircraft. If this same

aircraft is used for hire (including flight instruction for hire),

then the aircraft must also be inspected every 100 hours of

time in service. This requirement for a 100-hour inspection

to be conducted on an aircraft may be exceeded by as much

as 10 hours if the aircraft is en route to reach a facility that

will be conducting the inspection. Any time accrued between

100 and 110 hours is subtracted from the hours remaining

before the next 100-hour inspection.

Since aircraft used for hire only generate revenue when they

are flying, any time that the aircraft is “down for inspection”

can result in a loss of income for the owner/operator.

Therefore, the FAA has made provision to minimize the

impact of the 100-hour and annual inspection requirement.

The owner/operator may petition the local FSDO for approval

of a progressive inspection program. This program breaks

the complete inspection of the aircraft into smaller, less

time-consuming steps. (Refer to 14 CFR part 43, Appendix

D.) This inspection may be either performed or supervised

by a technician holding an IA. The program must ensure at

all times that the aircraft is airworthy. The owner/operator

must submit an inspection schedule with their application

2-22to the FAA. This schedule must identify the time intervals

(hours or days) when routine and detailed inspections are to

be accomplished. (Refer to 14 CFR part 43, section 43.15.)

Just as with the 100-hour inspection, a 10-hour maximum

extension of a specified inspection interval is allowed if the

aircraft is en route. A change in the inspection interval is also

allowed for changes in service experience. If the progressive

inspection is discontinued, the aircraft is again subject to the

traditional annual and 100-hour inspections.

Other inspection programs that may be applicable to other

aircraft are a continuous airworthiness inspection program

and an approved aircraft inspection program (AAIP).

The former program is applicable to either a part 121 or

135 carrier, but the latter program is limited to part 135

operators only. Finally, the owner/operator may use either

a current inspection program recommended by the aircraft

manufacturer or one established by the owner/operator and

approved by the local FSDO. Any subsequent changes to that

program must also be approved by the local FSDO.

There may be an instance when the operator of an aircraft

wishes to change from one type of inspection program to

another. In that case, the time in service, calendar times, or

cycles of operation from the current program must be carried

over to the subsequent program.

Section 91.411—Altimeter System and Altitude Reporting

Equipment Tests and Inspections

Commonly referred to as “the 411 test,” this section specifies

the requirements for testing the static pressure system, each

altimeter instrument, and each automatic pressure altitude

reporting system every 24 calendar months. The static system

must also be tested any time it has been “opened and closed,”

except for the normal use of the system drain and alternate

static system pressure valves. If the automatic pressure

altitude reporting system of the air traffic control (ATC)

transponder is either installed or subjected to maintenance

actions, the system must also be tested per Appendix E of

14 CFR part 43.

Due to the inherent design and accuracy of this system, only

the aircraft manufacturer, a properly-rated repair station, or a

certificated airframe mechanic may perform these tests. The

airframe technician may only perform the inspection and test

of the static pressure system. Calibration and maintenance

of related instruments is specifically prohibited to the

technician by the language of 14 CFR part 65, section 65.81

and specifically allowed in 14 CFR part 145, section 145.59

for repair stations holding an instrument rating.

TSO’d items are considered to be “tested and inspected” as

of the date they were manufactured. The maximum altitude that the system was tested is the maximum altitude that

the aircraft can be flown instrument flight rules (IFR) in

controlled airspace.

Section 91.413—ATC Transponder Tests and Inspections

This “413 test” is the other test required every 24 months.

Whenever the ATC transponder is installed or has undergone

maintenance, the complete system must be tested and inspected

in accordance with Appendix E of 14 CFR part 43. The

transponder itself must be tested and inspected in accordance

with Appendix F of 14 CFR part 43. As with the 411 test,

only certain persons are authorized to conduct the tests. They

are the manufacturer of the aircraft, a properly certificated

repair station, or the holder of a continuous airworthiness

maintenance program under 14 CFR part 121 or 135.

Section 91.415—Changes to Aircraft Inspection Programs

If the FAA determines that the inspection program established

and approved under either 14 CFR part 91, section 91.409

or 91.1109 must be revised to ensure continued safety and

adequacy of the program, the owner/operator must make

the necessary changes as identified by the Administrator.

If the owner/operator desires to contest this request, they

must petition the FAA to reconsider their request to change

the program within 30 days of receiving the change request

from the FAA.

Section 91.417—Maintenance Records

The understanding and implementation of this section

is fundamental to the aircraft industry, in general, and

the aircraft owner/operator, in specific. A professional

maintenance technician must be knowledgeable of this

section and be able to help the owner/operator understand it.

[Figure 2-10] This section identifies four types of records—

two are quite specific (paragraphs a and d) and two are more

general: (a)(1) and (a)(2). Paragraph (a) refers to the 411 and

413 testing that requires testing every 24 months. Therefore,

records must be kept for that length of time. Paragraph (d)

refers to the installation of fuel tanks in the cabin or cargo

area. The FAA Form 337 authorizing this installation must

be kept on board the aircraft all the time.

Note: Other than this paragraph, there is no requirement

that the maintenance records of the aircraft be carried on the

aircraft. In fact, there are very logical reasons to not do so in

most cases. The two biggest concerns are damaged or lost

records. It is much safer to retain the logs in a filing system

in the office. It is also a very wise idea to have the logbook

copied or scanned and retained at a separate location should

a catastrophic event (fire, flood, tornado, hurricane, and so

forth) occur at the site the original records are retained.

Subparagraph (a)(1) then lists those records that are later

2-23defined in (b)(1) as being retained for 1 year or until the

work is repeated or superseded. Subparagraph (a)(2) specifies

the records that are permanent records and are identified

in subparagraph (b)(2) as those that must be transferred

with the aircraft. Refer to the chart for further clarification.

[Figure 2-10]

Paragraph (c) requires that all of the maintenance records

mandated by this section be made available upon request

to the Administrator or any authorized representative of

the NTSB. Furthermore, the owner/operator must provide

the Form 337 required to be aboard the aircraft whenever

additional fuel tanks are installed in either the passenger

compartment or the baggage compartment, per paragraph

(d), to any law enforcement officer upon request.

Section 91.419—Transfer of Maintenance Records

When an aircraft is sold, it is logical that the records are

transferred with it. They may be either in plain language or

coded. The purchaser may elect to permit the seller to retain

the actual records; however, if that occurs the purchaser (now

the current owner/operator) must still make these records

available to either the FAA or the NTSB upon request.

Section 91.421—Rebuilt Engine Maintenance Records

This section presents the term “zero time.” Although not

truly given as a definition, the wording of the regulation is

very clear that an aircraft engine, when rebuilt by the engine

manufacturer or an agency approved by the manufacturer,

may be given a new maintenance record showing no

previous operating history. This new record must include a

signed statement with the date it was rebuilt, any changes

incorporated by compliance with AD notes, and compliance

with any of the manufacturer’s SB.

Civil Air Regulations (CAR)

Prior to 1926, access to flying was uncontrolled. No licensing

or certification was required. By the middle of the 1920s, it

became obvious that unregulated private and commercial

flying was dangerous. There was a growing awareness

and acceptance that regulation could improve safety and

encourage growth in aviation. Therefore in 1926, the aviation

industry requested Congress to enact federal legislation to

regulate civil aviation. Thus, the Air Commerce Act of 1926

provided for the:

1. Establishment of airways.

2. Development of aviation aids.

3. Investigation of aviation accidents.

4. Licensing of pilots.

5. Certification of aircraft.The Civil Air Regulations (CARs) were part of the original

certification basis for aircraft first certified in the 1940s,

1950s, and 1960s by the Civil Aviation Authority (CAA).

Therefore, the CARs may still be needed as a reference for

these older aircraft or as a standard for minor changes to older

aircraft designs. [Figure 2-11]

CAR 3—Airplane Airworthiness—Normal, Utility,

Aerobatic, and Restricted Purpose Categories

As the name implies, this specific regulation is the basis for

the current 14 CFR part 23 regulation [ Figure 2-1 ]. It has

the following subpart categories:

• A—Airworthiness Requirements

• B—Flight Requirements—General

• C—Strength Requirements—General

• D—Design and Construction—General

• E—Powerplant Installations—Reciprocating Engines

• F—Equipment

Some examples of CAR 3 aircraft are Piper PA 22, PA 28,

PA 32, and Cessna 182, 195, and 310.

Note: The “CAR” acronym actually has two interpretations:

Civil Air Regulations and Canadian Aviation Regulations.

The technician must clearly understand the difference and

recognize when one or the other is appropriate.

CAR 4a—Airplane Airworthiness

This regulation was originated in 1936 and last amended on

December 15, 1952. The subparts included in this regulation

are:

• A—Airworthiness Requirements

• B—Definitions

• C—Structural Loading Conditions, General Structural

Requirements

• D—Proof of Structure

• E—Detail Design and Construction

• F—Equipment

• G—Powerplant Installation

• H—Performance

• I—Miscellaneous Requirements

Initially, this regulation was the basis for establishing the design

requirements for virtually all produced aircraft in the 1930s,

1940s, and 1950s. Eventually CAR 3 evolved as the regulatory

material specific to small aircraft, and CAR 4a and b focused on

regulatory requirements for large aircraft.

14 CFR 91.417 Maintenance Records

Sections 91.411 and 91.413.

paragraph (a): Retain for 2 years.Paragraph (d): FAA Form 337 for extended range fuel tanks in cabin or cargo. Keep on board A/C.

Paragraph (a)(1): Maintenance,Preventive Maintenance,Alterations and all Inspections.Paragraph (a)(2): Records of total time in service for A/F, each engine, each propellerand each rotor. Currents status of life-limited parts of A/F engine, prop, rotor, or app. Paragraph (b)(3) List of defects furnished to the Owner/Operatorin accordance with Section 43.11.

Description of work.Date of completion.

Signature and Certificate Number

of person approving RTS.Time since last overhaul for items that are

required to overhaul. Current inspection status. Current status of applicable ADs. Copies of Form 337.Retained until defects are repaired and the A/C is approved for RTS.

Paragraph (b)(2): Retain and transfer with

A/C.

Figure 2-10. Maintenance records.It is very important to review the TCDS for each aircraft.

For example, The Cessna 140 was certified as a landplane under CAR 3, but under CAR 4a as a ski-plane or seaplane. Another example of a more current and larger aircraft is the Gulfstream 1159 and 1159A. The former is certified under CAR 4b, but the latter is certified to 14 CFR part 25.

Suspected Unapproved Parts (SUP)

There are four types of aircraft parts:

1.Good parts with good paperwork.

2.Good parts with bad paperwork.

3.Bad parts with “good” (bogus) paperwork.

4.Bad parts with bad paperwork.

The first of those listed represents properly authorized parts that,

when properly installed, are approved parts, and the aircraft can be returned to service. The last of those listed represent unauthorized and unapproved parts. The technician should be alert for these and must never install them on an aircraft.

The center two categories of parts represent suspected

unapproved parts. If either the physical part or the paperwork associated with the part is questionable, it is best to contact the shop foreman, shift supervisor, or the assigned quality individual to discuss your concerns. Suspected unapproved parts (SUPs) should be segregated and quarantined until proper disposition can be determined. Contacting the manufacturer of the product is a good way to start gathering the facts concerning the product in question. Refer to the current version of AC 21-29, Detecting and Reporting Suspected Unapproved Parts, for additional information. Current contact information for submitting a SUP Notification can be found at www.faa.gov.

Other FAA Documents

Advisory Circulars (AC)

AC refers to a type of publication offered by the FAA

to provide guidance for compliance with airworthiness regulations. They provide guidance such as methods, procedures, and practices acceptable to the Administrator for complying with regulations. ACs may also contain explanations of regulations, other guidance material, best practices, or information useful to the aviation community. They do not create or change a regulatory requirement. The AC system became effective in 1962. It provides a single, uniform, agency-wide system that the FAA uses to deliver advisory material to FAA customers, industry, the aviation community, and the public.

Unless incorporated into a regulation by reference, the

content of ACs are not binding on the public. ACs are issued in a numbered-subject system corresponding to the subject areas of the FARs (14 CFR, Chapter 1, Federal Aviation Administration) and Chapter 3, Commercial Space Transportation, Federal Aviation Administration, Department of Transportation, Parts 400–450. An AC is issued to provide guidance and information in a designated subject area or to show a method acceptable to the Administrator for complying with a related federal aviation regulation.

Because of their close relationship to the regulations, ACs are

arranged in a numbered system that corresponds to the subject areas of the CFRs. In some series, consecutive numbers may

2-25Predecessor Regulations to the Federal Aviation Regulations (14 CFR)

Aeronautical Bulletins

7A 7F 7G 7H

7J

14 14 26 Airworthiness Requirements for Aircraft

Airworthiness Requirements for Aircraft Components and Accessories

Airworthiness Requirements for Engines and Propellers

Alteration and Repair of Aircraft

Special Requirements for Air Line Aircraft

Relative Lift Distribution in Any Biplane

Requirements for Approved Type Certificates

Design Information for Aircraft

Civil Air Regulations (CAR)

CAR 1 CAR 2 CAR 3 CAR 4a

CAR 4b

CAR 6 CAR 7 CAR 8 CAR 9 CAR 10 CAR 13 CAR 14 CAR 18 CAR 40 Special CAR 425-C

Special CAR 406 Certification, Identification, and Marking of Aircraft and Related Products

Aircraft Identification Mark

Airplane Airworthiness—Normal, Utility, Acrobatic, and Restricted Purpose Categories

Airplane Airworthiness

Airplane Airwor thiness: Transport Categories

Rotorcraft Airworthiness: Normal Category

Rotorcraft Airwor thiness: Transport Categories

Aircraft Airworthiness: Restricted Category

Aircraft Airworthiness: Limited Category

Certification and Approval of Import Aircraft and Related Products

Aircraft Engine Airworthiness

Aircraft Propeller Airworthiness

Maintenance, Repair, and Alteration of Certificated Aircraft and of Aircraft Engines, Propellers and Instruments

Scheduled Interstate Air Carrier Certification and Operation Rules

Provisional Certification and Operation of Aircraft

Application of Transport Category Performance Requirements to C-46 Type Aircraft

Civil Aeronautics Manual (CAM)

CAM 1 CAM 2 CAM 3 CAM 4a

CAM 4b

CAM 6 CAM 7 CAM 8 CAM 9 CAM 10 CAM 13 CAM 14 CAM 18 Certification, Identification, and Marking of Aircraft and Related Products

Production Certificates

Airplane Airworthiness: Normal, Utility, and Acrobatic Categories

Airplane Airworthiness

Airplane Airworthiness: Transport Categories

Rotorcraft Airworthiness

Rotorcraft Airwor thiness: Transport Categories

Aircraft Airworthiness: Restricted Category

Aircraft Airworthiness: Limited Category

Certification and Approval of Import Aircraft and Related Products

Aircraft Engine Airworthiness

Aircraft Propeller Airworthiness

Maintenance, Repair, and Alteration of Airframes, Powerplants, Propellers, and Appliances

Figure 2-11. Predecessor Regulations to the Federal Aviation Regulations (14 CFR).

2-26be missing. These numbers were either assigned to ACs

still in preparation that will be issued at a later date or were

assigned to ACs that have been canceled.

The AC Numbering System

There are three parts to an AC number, as in 25-42-C.

• The first part of the number identifies the subject

matter area of the AC. This corresponds to the part

of the FAA’s regulations. In the above example, this

would be part 25.

• The second part of the number, beginning with the

dash, is a sequential number within each subject area.

In the above example, this would be the 42nd AC

relating to part 25.

• The third part of the number is a letter assigned by

the originating office showing the revision sequence

if an AC is revised. The first version of an AC does

not have a revision letter. In the above example, this is

third revision, as designated by the “C.” [Figure 2-12]

Airworthiness Directives (AD)

In accordance with 14 CFR part 39, the FAA issues ADs in

response to deficiencies and/or unsafe conditions found in

aircraft, engines, propellers, or other aircraft parts. ADs require

that the relevant problem must be corrected on all aircraft or

aircraft parts using the same design. ADs are initiated as either

proposed, corrective, or final (telegraphic) via the Federal

Register. The Federal Register is the official daily publication

of the United States Government. It is the printed method of

informing the public of laws that are enacted or will be enacted.

Electronic versions of ADs are available from the Federal

Register and from the Regulatory and Guidance Library. You

can search by manufacturer, model, or AD number. All ADs

are “incorporated by reference” into part 39 and are considered

final. ADs must be followed to remain in compliance with

the FAA. Once an AD has been issued, a person/company is

authorized to use the affected aircraft or part only if it has been

corrected in accordance with the AD.

Types of Airworthiness Directives (AD)

Three types of ADs are issued:

• Notice of Proposed Rulemaking (NPRM), followed

by a Final Rule

• Final Rule; Request for Comments

• Emergency ADs

The standard AD process is to issue an NPRM followed

by a Final Rule. After an unsafe condition is discovered,

a proposed solution is published as an NPRM and solicits

public comment on the proposed action. After the comment

period closes, the final rule is prepared, taking into account all substantive comments received with the rule perhaps being

changed as warranted by the comments. The preamble to the

final rule AD provides response to the substantive comments

or states there were no comments received.

In certain cases, the critical nature of an unsafe condition

may warrant the immediate adoption of a rule without prior

notice and solicitation of comments. This is an exception to

the standard process. If time for the terminating action to

be accomplished is too short to allow for public comment

(that is, less than 60 days), then a finding of impracticability

is justified for the terminating action, and it can be issued

as an immediately adopted rule. The immediately adopted

rule is published in the Federal Register with a request for

comments. The Final Rule AD may be changed later if

substantive comments are received.

An Emergency AD is issued when an unsafe condition exists

that requires immediate action by an owner/operator. The

intent of an Emergency AD is to rapidly correct an urgent

safety deficiency. An Emergency AD may be distributed

by fax, letter, or other methods. It is issued and effective to

only the people who actually receive it. This is known as

“actual notice.” All known owners and operators of affected

U.S.-registered aircraft, or those aircraft that are known to

have an affected product installed, are sent a copy of an

Emergency AD. To make the AD effective to all persons, a

follow up publication of the Final Rule AD in the Federal

Register is critical. This Final Rule AD must be identical to

the Emergency AD and is normally published in the Federal

Register within 30 days of the Emergency AD issue.

AD Content

Generally, ADs include:

• A description of the unsafe condition

• The product that the AD applies to

• The required corrective action or operating limitations

or both

• The AD effective date

• A compliance time

• Where to go for more information

• Information on alternative methods of compliance

with the requirements of the AD

AD Number

ADs have a three-part number designator. The first part is the

calendar year of issuance. The second part is the biweekly

period of the year when the number is assigned. The third part

is issued sequentially within each biweekly period.

2-27Applicability and Compliance

The AD subject line specifically identifies the TC holder

of the aircraft or products affected by the AD. The specific

models affected and any special considerations, such as

specific installed part numbers or modifications, are listed

in the AD applicability section. In order to find all applicable

ADs for a specific product, you must search for ADs on

the product, aircraft, engine(s), propeller, or any installed

appliance. If there are multiple series under the aircraft or

engine model, you must also search for ADs applicable

to the model, as well as the specific series of that model.

The final determination of ADs applicable to a particular

product can only be made by a thorough examination of the

ADs and the product logbooks. No person may operate a

product that an AD applies to, except in accordance with the

requirements of the AD. Furthermore, the owner or operator

of an aircraft is required by 14 CFR part 91, section 91.403

to maintain the aircraft in compliance with all ADs. The

AD specifies a compliance time that relates to the effective

date of the AD. That compliance time determines when the

actions are required.

Alternative Method of Compliance

Different approaches or techniques that are not specified in

an AD can, after FAA approval, be used to correct an unsafe

condition on an aircraft or aircraft product. Although the

alternative was not known at the time the AD was issued,

an alternative method may be acceptable to accomplish the

intent of the AD. A compliance time that differs from the

requirements of the AD can also be approved if the revised

time period and approved alternative method provides an

acceptable level of safety as the requirements of the AD.

Special Airworthiness Information Bulletin (SAIB)

A Special Airworthiness Information Bulletin (SAIB) is an

information tool that the FAA uses to alert, educate, and make

recommendations to the aviation community. SAIBs contain

non-regulatory information and guidance that does not meet

the criteria for an AD. [Figure 2-13]

Aircraft Specifications

Specifications were originated during implementation of

the Air Commerce Act of 1926. Specifications are FAA

recordkeeping documents issued for both type-certificated

and non-type-certificated products that have been found

eligible for U.S. airworthiness certification. Although they

are no longer issued, specifications remain in effect and will

be further amended. Specifications covering type-certificated

products may be converted to a TCDS at the option of the

TC holder. However, to do so requires the TC holder to

provide an equipment list. A specification is not part of a

TC. Specifications are subdivided into five major groups

as follows:1. Group I—Type Certificate Aircraft, Engines, and

Propellers. Covering standard, restricted, and limited

types issued for domestic, foreign, and military surplus

products.

2. Group II—Aircraft, Engine, and Propeller Approvals.

Covering domestic, foreign, and military surplus

products constructed or modified between October 1,

1927, and August 22, 1938. All have met minimum

airworthiness requirements without formal type

certification. Such products are eligible for standard

airworthiness certification as though they are type-

certificated products.

3. Group III—Aircraft, Engine, and Propeller Approvals.

Covering domestic products manufactured prior to

October 1, 1927, foreign products manufactured prior

to June 20, 1931, and certain military surplus engines

and propellers. All have met minimum airworthiness

requirements of the Air Commerce Act of 1926 and

implementing Air Commerce Regulations without

formal type certification. Such products are eligible

for standard airworthiness certification as though they

are type-certificated products.

4. Group IV—Engine Ratings. Covering unapproved

engines rated for maximum power and speed only,

their use being limited to specific aircraft with

maximum gross weights less than 1,000 pounds. Such

engines are not eligible for independent airworthiness

certification. These ratings are no longer issued.

5. Group V—Engine Approvals. Covering military

surplus engines meeting CAR 13 design requirements

without formal type certification. Such engines are

eligible for airworthiness certification as though they

are type-certificated engines.

Supplemental Type Certificates (STC)

When an aircraft is designed and that design is formally

approved for manufacturing, the manufacturer is issued

a Type Certificate (TC). The TC is issued by the FAA to

signify the airworthiness of an aircraft design and may not

be changed except by formal authorization of the FAA.

This formal authorization supplements the original TC

and is called the Supplemental Type Certificate (STC).

Therefore, the STC issued by the FAA approves a product

(aircraft, engine, or propeller) modification. [Figure 2-14]

The STC defines the product design change, states how the

modification affects the existing type design, and lists serial

number effectivity. It also identifies the certification basis

listing specific regulatory compliance for the design change.

Information contained in the certification basis is helpful for

those applicants proposing subsequent product modifications

and evaluating certification basis compatibility with other

STC modifications. Refer to Figure 2-15 for a listing of how

2-28Advisory Circular Numbering System

1. General. The advisory circular numbers relate to the FAR subchapter title and correspond to the Parts, and when appropriate, to the specific

sections of the Federal Aviation Regulations.

2. General and specific subject numbers. The subject numbers and related subject areas are as follows:

General

Subject

Number

(1)Specific

Subject

Number

(2) SubjectGeneral

Subject

Number

(1)Specific

Subject

Number

(2) Subject

00 GENERAL

1 Definitions and Abbreviations

10 PROCEDURAL RULES

11 General Rule-Making Procedures

13 Investigation and Enforcement Procedures

20 AIRCRAFT

21 Certification Procedures for Products and

Parts

23 Airworthiness Standards: Normal, Utility,

and Acrobatic Category Airplanes

25 Airworthiness Standards: Transport

Category Airplanes

27 Airworthiness Standards: Normal Category

Rotorcraft

29 Airworthiness Standards: Transport

Category Rotorcraft

31 Airworthiness Standards: Manned Free

Balloons

33 Airworthiness Standards: Aircraft Engines

34 Fuel Venting and Exhaust Emission

Requirements for Turbine Engine Powered

Airplanes

35 Airworthiness Standards: Propellers

36 Noise Standards: Aircraft Type and

Airworthiness Certification

39 Airworthiness Directives

43 Maintenance, Preventive Maintenance,

Rebuilding and Alteration

45 Identification and Registration Marking

47 Aircraft Registration

49 Recording of Aircraft Titles and Security

Documents

60 AIRMEN

61 Certification: Pilots and Flight Instructors

63 Certification: Flight Crewmembers Other

Than Pilots

65 Certification: Airmen Other Than Flight

Crewmembers

67 Medical Standards and Certification

70 AIRSPACE

71 Designation of Federal Airways, Area Low

Routes, Controlled Airspace, and Reporting

Points

73 Special Use Airspace

75 Establishment of Jet Routes and Area High

Routes

77 Objects Affecting Navigable Airspace 90 AIR TRAFFIC AND GENERAL OPERATING

RULES

91 General Operating and Flight Rules

93 Special Air Traffic Rules and Airport Traffic

Patterns

95 IFR Altitudes

97 Standard Instrument Approach Procedures

99 Security Control of Air Traffic

101 Moored Balloons, Kites, Unmanned

Rockets and Unmanned Free Balloons

103 Ultralight Vehicles

105 Parachute Jumping

107 Airport Security

108 Airplane Operators Security

109 Indirect Air Carrier Security

119 CERTIFICATION: AIR CARRIERS AND

COMMERCIAL OPERATORS

120 AIR CARRIERS, AIR TRAVEL CLUBS, AND

OPERATORS FOR COMPENSATION OR

HIRE: CERTIFICATION AND OPERATIONS

121 Certification and Operations: Domestic,

Flag, and Supplemental Air Carriers and

Commercial Operators of Large Aircraft

125 Certification and Operations: Airplanes

Having a Seating Capacity of 20 or More

Passengers or a Maximum Payload

Capacity of 6,000 Pounds or More

127 Certification and Operations of Scheduled

Air Carriers with Helicopters

129 Operations of Foreign Air Carriers

133 Rotorcraft External-Load Operations

135 Air Taxi Operators and Commercial

Operators

137 Agricultural Aircraft Operations

139 Certification and Operations: Land Airports

Serving CAB-Certificated Air Carriers

140 SCHOOLS AND OTHER CERTIFICATED

AGENCIES

141 Pilot Schools

143 Ground Instructors

145 Repair Stations

147 Aviation Maintenance Technician Schools

150 AIRPORT NOISE COMPATIBILITY

PLANNING

151 Federal Aid to Airports

152 Airport Aid Program

Figure 2-12. List of advisory circular numbers.

2-29Advisory Circular Numbering System

3. Within the General Subject Number Areas, Specific selectivity in advisory circular mail lists is available corresponding to the

applicable FAR Parts. For example: under the 60 general subject area, separate mail lists for advisory circulars issued in the 61, 63,

65, or 67 series are available. An AC numbered “60” goes to all numbers in the 60 series. When the volume of circulars in a series

warrants a sub-subject breakdown, the general number is followed by a slash and a sub-subject number. Material in the 150 series,

Airports, is issued under the following sub-subjects:

4. Individual circular identification numbers. Each circular has a subject number followed either by a dash and a consecutive

number (135-15) or a period with a specific FAR section number, followed by a dash and a consecutive number (135.169-2)

identifying the individual circular. This consecutive number is not used again in the same subject series. Revised circulars have a

letter A, B, C, etc., after the consecutive number to show complete revisions. Changes to circulars have Chg. 1, Chg. 2, Chg. 3, etc.,

after the identification number on pages that have been changed. The Date on a revised page is changed to the date of the

Change transmittal. 155 Release of Airport Property from Surplus

Property Disposal Restrictions

156 State Block Grant Pilot Program

157 Notice of Construction, Alteration,

Activation, and Deactivation of Airports

158 Passenger Facilities Charges

159 National Capital Airports

159/10 Washington National Airport

159/20 Dulles International Airport

161 Notice and Approval of Airport Noise and

Access Restrictions

169 Expenditures of Federal Funds for

Nonmilitary Airports or Air Navigational

Facilities Thereon

170 NAVIGATIONAL FACILITIES

170 Establishment and Discontinuance Criteria

for Airport Traffic Control Tower Facilities

171 Non-Federal Navigation Facilities

180 ADMINISTRATIVE REGULATIONS

183 Representatives of the Administrator

185 Testimony by Employees and Production

of Records in Legal Proceedings

150/5000 Airport Planning.

150/5020 Noise Control and Compatibility Planning

for Airports.

150/5100 Federal-aid Airport Program.

150/5150 Surplus Airport Property Conveyance Programs.

150/5190 Airport Compliance Program.

150/5200 Airport Safety–General.

150/5210 Airport Safety Operations (Recommended

Training, Standards, Manning).

150/5220 Airport Safety Equipment and Facilities.

150/5230 Airport Ground Safety System. 187 Fees

189 Use of Federal Aviation Administration

Communication System

190 WITHHOLDING SECURITY INFORMATION

191 Withholding Security Information from

Disclosure Under the Air Transportation

Security Act of 1974

198 Aviation Insurance Program

210 FLIGHT INFORMATION

211 Aeronautical Charts and Flight Information

Publications

212 Publication Specification: Charts and

Publications

400 COMMERCIAL SPACE TRANSPORTATION

440 Financial Responsibility

1—Based on Federal Aviation Regulation Subchapter Titles

(Excluding the 210 series).

2—Based on Federal Aviation Regulation Part Titles (Excluding the

210 series).General

Subject

number

(1)Specific

Subject

Number

(2) SubjectGeneral

Subject

number

(1)Specific

Subject

Number

(2) Subject

150/5240 Civil Airports Emergency Preparedness.

150/5325 Influence of Aircraft Performance on Aircraft Design.

150/5335 Runway, Taxiway, and Apron Characteristics.

150/5340 Airport Visual Aids.

150/5345 Airport Lighting Equipment.

150/5360 Airport Buildings.

150/5370 Airport Construction.

150/5380 Airport Maintenance.

150/5390 Heliports.

Figure 2-12. List of advisory circular numbers (continued).

2-30TCs and STCs are numbered.

Possession of the STC document does not constitute rights to

the design data or installation of the modification. The STC

and its supporting data (drawings, instructions, specifications,

and so forth) are the property of the STC holder. You must

contact the STC holder to obtain rights for the use of the STC.

Type Certificate Data Sheets (TCDS)

The TCDS is a formal description of the aircraft, engine, or

propeller. It lists limitations and information required for type

certification including airspeed limits, weight limits, thrust

limitations, and so forth.

TCDSs and specifications set forth essential factors and

other conditions that are necessary for U.S. airworthiness

certification. Aircraft, engines, and propellers that conform

to a U.S. TC are eligible for U.S. airworthiness certification

when found to be in a condition for safe operation and

ownership requisites are fulfilled. [Figure 2-16]

TCDSs were originated and first published in January 1958.

Title 14 of the CFR part 21, section 21.41 indicates they are

part of the TC. As such, a TCDS is evidence the product has

been type certificated. Generally, TCDSs are compiled from

details supplied by the TC holder; however, the FAA may

request and incorporate additional details when conditions

warrant. [Figure 2-17]

Under federal law, no civil aircraft registered in the United

States can operate without a valid airworthiness certificate.

This certificate must be approved and issued by the FAA;

and it is only issued if the aircraft and its engines, propellers,

and appliances are found to be airworthy and meet the

requirements of an FAA-approved TC. The FAA issues a TC

when a new aircraft, engine, propeller, and so forth, is found

to meet safety standards set forth by the FAA. The TCDS

lists the specifications, conditions, and limitations that the

airworthiness requirements were met under for the specified

product, such as engine make and model, fuel type, engine

limits, airspeed limits, maximum weight, minimum crew,

and so forth. TCDSs are issued and revised as necessary

to accommodate new models or other major changes in the

certified product. TCDSs are categorized by TC holder and

product type.

FAA Handbooks & Manuals

The FAA publishes handbooks and manuals for beginners and

aviation professionals. Publications are updated periodically

to reflect new FAA regulations and technical developments.

Figure 2-18 shows a list of aircraft and aviation handbooks

and manuals available on the FAA website ( www.faa.gov ).Non-FAA Documents

Air Transport Association ATA iSpec 2200

To standardize the technical data and maintenance activities

on large and therefore complex aircraft, the ATA e-Business

Program has established a classification of maintenance

related actions. These are arranged with sequential numbers

assigned to ATA chapters. These chapters are consistent

regardless of the large aircraft that is being worked on.

[Figure 2-19]

Manufacturers’ Published Data

The original equipment manufacturer (OEM) is usually

the best source of information for the operation of and

maintenance on a particular product. If the product is a TC’d

or STC’d item, 14 CFR part 21, section 21.50 requires the

holder of the design approval to provide one set of complete

ICAs. Additional requirements for ICAs are specified in

sections 23.1529, 25.1529, 27.1529 and 29.1529. These

sections further refer the reader to 14 CFR part 23, Appendix

A; part 25, Appendix H; part 27, Appendix A; and part 29,

Appendix A. Regardless of the appendix referred to, the

requirements in the appendix for the ICA are as follows:

• General: The aircraft ICA must contain instructions

for continued airworthiness for each engine, propeller,

or appliance and the interface of those appliances and

products with the aircraft.

• Format: The ICA must be in the form of a manual or

manuals appropriate to the data being provided.

• Content: The manual contents must be in English and

must include the following:

• Introductory information, including an explanation

of the airplane’s features and data as necessary to

perform maintenance or preventive maintenance

• A description of the aircraft and its systems,

including engine, propeller, and appliances

• Basic operating information describing how the

aircraft and its components are controlled

• Servicing information with such detail as servicing

parts, tank capacities, types of fluid to be used,

applicable pressures for the various systems,

access panels for inspection and servicing,

lubrication points, and types of lubricants to be

used

The maintenance instructions must include the following

data:

• Recommended schedule for cleaning, inspecting,

adjusting, testing, and lubricating the various parts

• Applicable wear tolerances

2-311FAA

Aviation SafetySPECIAL AIRWORTHINESS

INFORMATION BULLETIN

SUBJ: FUSELAGE –Seat Belt Mounting Bracket SAIB: CE-15-13

Date: April 15, 2015

This is information only. Recommendations aren’t mandatory.

Introduction

This Special Airworthiness Information Bulletin is to alert owners, operators, and maintenance

technicians of an airworthiness concern with aluminum seat belt mounting brackets affecting all

Cessna Model s120and 140airplanes .Textron Aviation has issued Service Bulletin SEB -25-03,

dated February 17, 2015, toaddress this concern.

At this time, the airworthiness concern is not an unsafe condition that would warrant airworthiness

directive (AD) action under Title 14 of the Code of Federal Regulations (14 CFR) part 39.

Background

On July 5, 2014, an accide nt occurred in Parma, N ew Y orkwhere the pilot seat belt mounting

bracket, part number ( p/n)0425132, failed after the air plane overturned following departure from the

runway. Although cause of the f ailed bracket has not been determined and the investigati on is

ongoing, it was noted that the original Cessna seat belt installation had been replaced with a four -

point Aero Fabricators harness per Supplemental Type Certificate ( STC)SA1429GL in 2003. The

failed bracket was made of aluminum. However, Cessna now only provides steel brackets as a

replacement part for the aluminum brackets.

Recommendations

The FAA recommend sthat owners, operators, and maintenance personnel of the affected airplanes

replace aluminum brackets with steel brackets following Cessna Service Bulletin SEB -25-03 dated

February 17, 2015. To make the determination as to whether the bracket is made of a luminum or

steel, a magnet may be used or look for evidence of iron oxide (rust).

For Further Information Contact

Gary D. Park, Aerospace Engineer, ACE -118W phone: (316) 946- 4123; fax: (316) 946- 4107; e -mail:

gary.park@faa.gov.

For Related Service Information Contact

Cessna Aircraft Company, Customer Support Service, P.O. Box 7706, Wichita, Kansas; telephone:

(316) 517- 5800; fax: (316) 517- 7271.

Figure 2-13. Special Airworthiness Information Bulletin (SAIB).

SAMPLE

2-32United States Of America

Department of Transportation - Federal Aviation Administration

Supplemental Type Certificate

_______________________________________________________________________________________________________________________________ ______

Any alteration of this certificate is punishable by a fine of not exceeding $1,000, or imprisonment not exceeding 3 years, or b oth.

_______________________________________________________________________________________________________________________________ ______

FAA Form 8110-2(10-68) Page 1 of 1 This certificate may be transferred in accordance with FAR 21.47.Number SA7855SW

This Certificate issued to

certifies that the change in the type design for the following product with the limitations and conditions

therefor as specified hereon meets the airworthiness requirements of Part 23of the Federal Aviation

Regulations .

Original Product Type Certificate Number :

Description of Type Design Change:

Installation of McCauley B3D32C419/82NHA-5 Propeller on Commander Model 114

airplane in accordance with Commander Aircraft Co., Installation Instructions

dated July 13, 1990, Revision A dated August 22, 1990, or later FAA approved

revision.

Limitations and Conditions:

FAA approved Commander Aircraft Co. Flight Manual Supplement dated

August 23, 1990, must accompany this modification. The installer must determine

whether this design change is compatible with previously approved modifications.

If the holder agrees to permit another person to use this certificate to alter a

product, the holder must give the other person written evidence of that

permission.

This certificate and the supporting data which is the basis for approval shall remain in effect until

surrendered, suspended, revoked or a termination date is otherwise established by the Administrator of the

Federal Aviation Administration.Commander Premier Aircraft Corporation

20 Stanford Drive

Farmington, CT 06032

A12SO

Make : Commander

Model :114

Date reissued :March 03, 2006

Date amended :Amd. 1, September 10, 1990

By direction of the Administrator

_______________________________________________________

( Signature )

Michele M. Owsley, Manager

Airplane Certification Office,

Southwest Region

_______________________________________________________

( Title)Date of application :February 09, 1990

Date of issuance :August 23, 1990

Figure 2-14. Supplemental type certificate (STC).

SAMPLE

2-33After 1978, the POHs generally took on both roles.

• Maintenance Manuals—These manuals are often

referred to as Aircraft Maintenance Manual (AMM)

or Component Maintenance Manual (CMM).

The AMM is focused on the entire aircraft and provides the “big

picture” for the maintenance technician. It provides information

concerning the maintenance, including troubleshooting and

repair, of the aircraft and systems on the aircraft.

The CMM, on the other hand, is focused on a specific

item or component, such as hydraulic pump, generator, or

thrust reverser. It provides the bench mechanic with detail

troubleshooting information and usually serves as an overhaul

manual giving details for disassembly, cleaning, inspection,

repair as necessary, reassembly, and testing in accordance

with approved standards and technical data accepted by

the Administrator. Refer to 14 CFR part 43 section 43.2(a).

When maintenance is done according to the CMM, the

technician must always include the appropriate references

in the maintenance record entry required by 14 CFR part 43,

section 43.9 or 43.11.

Service Bulletins (SB)

Throughout the life of a product (whether TC’d or not),

manufacturing defects, changes in service, or design

improvements often occur. When that happens, the OEM

frequently uses an SB to distribute the information to the

operator of the aircraft. SBs are good information and should

be strongly considered by the owner for implementation to

the aircraft. However, SBs are not required unless they are

referred to in an AD note or if compliance is required as a

part of the authorized inspection program. Refer to section

14 CFR part 39, 39.27.

Structural Repair Manual (SRM)

As the name implies, this manual carries detail information

for the technician concerning an aircraft’s primary and

secondary structure, criteria for evaluating the severity of

the detected damage, determining the feasibility of a repair,

and alignment/inspection information. This manual is usually

a separate manual for large aircraft. On small aircraft, this

information is often included in the AMM.

Forms

Airworthiness Certificates

In addition to the registration certificate that indicates the

ownership of an aircraft, an airworthiness certificate indicates

the airworthiness of the aircraft. AC 21-12, Application

for U.S. Airworthiness Certificate, FAA Form 8130-6, is a

comprehensive guide for the completion of the application

form for this certificate. There are two certificates: standard • Recommended overhaul periods

• Details for an inspection program that identifies

both the frequency and the extent of the inspections

necessary to provide for continued airworthiness

• Troubleshooting information

• The order and method for proper removal and

replacement of parts

• Procedures for system testing during ground

operations

• Diagrams for structural access plates

• Details for application of special inspection techniques

• Information concerning the application of protective

treatments after inspection

• Information relative to the structural fasteners

• List of any special tools needed

Airworthiness Limitations

The ICA must contain a separate and clearly distinguishable

section titled “Airworthiness Limitations.” Within this section

are mandatory replacement times, structural inspection

interval, and related inspection procedures.

All of this is included in the initial release of documents

when the aircraft is delivered. However, over the course of

the life of an aircraft, various modifications can and often do

occur. Whether these are as simple as a new cabin to galley

sliding door, or as complex as a navigation related STC, any

major alteration requires that this type of maintenance data

be provided to the owner, so that subsequent maintenance,

inspection, and repair can be properly accomplished. As

aircraft and their systems become more and more complex,

and society continues its preoccupation with litigation for every

incident, it is imperative that the technician have the right

information, that it is current, and that they have the proper

tools, including those required for any special inspection, and

correct replacement parts. If any one of these items is required,

and the technician does not have it accessible, they are in

violation of 14 CFR sections 65.81(b), 43.13(a), and 43.16 if

they attempt to return the aircraft to service.

Manufacturers may provide this required information in a

variety of different manuals:

• Operating Instructions—The Airplane Flight Manual

(AFM) or the Pilot’s Operating Handbook (POH)

provides the pilot with the necessary information

to properly operate the aircraft. These manuals are

usually listed in the aircraft TCDS, and therefore

are a required item for the aircraft to be considered

airworthy. Note that the AFM is generally serial

number specific, whereas the POH is model specific.

CodeBranch

AC ASW-150 Description

Ft. Worth Airplane Certifi cation Offi ce

AK ACE-115N Anchorage Aircraft Certifi cation Offi ce

AT ACE-115A Atlanta Aircraft Certifi cation Office

BA ANM-100B Boeing Aviation Safety Oversight Office (BASOO)

BO ANE-150 Boston Aircraft Certification Office

CE ACE-112 Small Airplane Directorate

CH ACE-115C Chicago Aircraft Certifi cation Offi ce

DE ANM-100D Denver Aircraft Certification Office

EN ANE-140 Engine Certifi cation Office

GU ACE-100G Gulfstream Aviation Safety Oversight Office (GA SOO)

IB ANM-116 Transport Airplane Directorate International Branch

LA ANM-100L Los Angeles Aircraft Certification Office

MC ACE-100M Military Certification Office

NY ANE-170 New York Aircraft Certifi cation Offi ce

RC ASW-170 Ft. Worth Rotorcraft Certification Office

SC ASW-190 Ft. Worth Special Certification Office

SE ANM-100S Seattle Aircraft Certifi cation Office

Code Description

A Small Airplane

B Balloon

E Engine

G Glider

P Propeller

R Rotorcraft

S Airship

T Transport Airplane

I Experimental

Q Other, or not product

ST New Supplemental Type Certificate (STC)

AT Amended Type Certif icate

SA Amended Supplemental Type Certificate

SP Special Project (e.g. approval under section 21.305 project)Table 3–Product Type Designators

Code Description

EPD Engine-Propeller

RCD Rotorcraft

SAD Small Airplane

TAD Transport Airplane Table 4–Directorate Designators

Code Description

BOS-AEG Boston AEG

FTW-AEG Fort Worth AEG

MKC-AEG Kansas City AEG

LGB-AEG Long Beach AEG Table 5–Aircraft Evaluation Group Designators

WI ACE-115W Wichita Aircraft Certification Office SEA-AEG Seattle AEG

As an example , TC00125AT-A would be a TC project assigned by the Atlanta ACO on a small airplane with the assigned number 00125.

FAA Project Numbering and Designators

Table 1–Projec t Type Designators

Code Description

TC New Type Certif icate (TC)

PM Parts Manufacturer Approval (PMA)

Table 2–Aircraft Certification Office (ACO) DesignatorsFAA Project Numbers will use the following format:

AAnnnnnYY-XWhere:

• AA is the two-letter designator for Project Type – see table 1 below

• nnnnn is the integer sequential number for the specified ACO; e.g., 00146

• YY is the two-letter designator for the Aircraft Certification Office (ACO) – see Table 2

below

• X is the one-letter designator for the Product Type – see Table 3 below

As an example, TC00125AT-A would be a TC project assigned by the Atlanta ACO on a small airplane with the assigned number 00125.

Figure 2-15. Numbering system for type certificates (TCs) and supplemental type certificates (STCs).

and special. FAA Form 8100-2, Standard Airworthiness

Certificate, may be issued to allow operation of a type-certificated aircraft in one or more of the following categories: [Figure 2-20]

•Normal

•Utility

•Acrobatic

•Commuter

•Transport

•Manned free balloon•Special classes

FAA Form 8130-7, Special Airworthiness Certificate, may be issued to authorize the operation of an aircraft in the following categories: [Figure 2-21]

•Primary

•Restricted

•Multiple

•Limited

•Light-sport

Figure 2-16. Type certificate.

SAMPLE

2-36Page No 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16

Rev. No. 111 101 104 97 82 97 82 99 97 101 111 104 96 101 101 110

Page No 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32

Rev. No. 111 101 82 95 91 108 111 101 101 101 101 101 100 78 101 110

Page No 33 34 35 36 37 38 39 40 41 42 43

Rev. No. 104 111 110 110 111 108 111 96 100 101 101DEPARTMENT OF TRANSPORTATION

FEDERAL AVIATION ADMINISTRATION

A24CE

Revision 111

Beechcraft

200 A100 -1 (U-21J)

200C A200 (C -12A)

200CT A200 (C -12C)

200T A200C (UC -12B)

B200 A200CT (C -12D)

B200C A200CT (FWC -12D)

B200CT A200CT (C -12F)

B200T A200CT (RC -12D)

300 A200CT (RC -12G)

300LW A200CT (RC -12H)

B300 A200CT (RC -12K)

B300C A200CT (RC -12P)

B300C (MC -12W) A200CT (RC -12Q)

B300C (UC -12W) B200C (C -12F)

1900 B200C (UC -12M)

1900 C B200C (C -12R)

1900C (C -12J) B200C (UC -12F)

1900D B200GT

B200CGT

July21, 201 5

TYPE CERTIFICATE DATA SHEET NO. A24CE

This data sheet which is part of Type Certificate No. A24CE prescribes conditions and limitations under which the product for

which the type certificate was issued meets the airworthiness requirements of the Federal Aviation Regulations.

Type Certificate Holder: Beechcraft Corporation

10511 E. Central

Wichita, Kansas 67206

Type Certificate Holder Record: Beech Aircraft Corporation transferred to

Raytheon Aircraft Company on April 15, 1996

Raytheon Aircraft Company transferred to

Hawker Beechcraft Corporation on March 26, 2007

Hawker Beechcraft Corporation transferred to

Beechcraft Corporation on April 12, 2013

I. Model 200, Super King Air (Normal Category), Approved December 14, 1973 (See NOTES 10 and 11)

Model A200C (UC -12B), Super King Air (Normal Category), Approved February 21, 1979 (See NOTE 11)

Model 200C, Super King Air (Normal Category), Approved February 21, 1979 (See NOTE 11)

Model B200, Su per King Air (Normal Category), Approved February 13, 1981 (See NOTES 10 and 11)

Model B200C, Super King Air (Normal Category), Approved February 13, 1981 (See NOTES 10 and 11)

Model B200C (C -12F), (UC-12F), (UC-12M) and (C-12R), Super King Air (Normal C ategory), Approved

February 13, 1981, (See NOTES 10, 11, and 12)

For Notes, refer to Data Pertinent to All Model 200 Series

Engine Two United Aircraft of Canada, Ltd., or Pratt & Whitney PT6A -41

(turboprop) per Beech Specification BS 22096 (200, 200C, A200C)

Figure 2-17. Type Certificate Data Sheet.

2-37Aircraft

AviationAviation

Examiner and InspectorAircraft Weight and Balance Handbook (FAA-H-8083-1A)

Airplane Flying Handbook (FAA-H-8083-3A)

IR-M 8040-1C, Airworthiness Directives Manual

Amateur-built Aircraft & Ultralight Flight Testing Handbook

Aviation Maintenance Technician Handbook –General

(FAA-H-8083-30)

Aviation Maintenance Technician Handbook –Airframe

(FAA-H-8083-31)

Aviation Maintenance Technician Handbook –Powerplant

(FAA-H-8083-32)

Balloon Flying Handbook (FAA-H-8083-11A)

Glider Flying Handbook (FAA-H-8083-13A)

Parachute Rigger Handbook (FAA-H-8083-17)

Rotorcraft Flying Handbook (FAA-H-8083-21)

Advanced Avionics Handbook (FAA-H-8083-6)

Aerodynamics for Navy Aviators (NAVAIR 00-80T-80)

Aeronautical Information Manual

Air Quality Handbook

Airship Pilot Manual

Airship Aerodynamics Technical Manual

Aviation Instructor’s Handbook (FAA-H-8083-9A)

Balloon Safety Tips: False Lift, Shear, and Rotors ( FAA-P-8740-39)Balloon Safety Tips: Powerlines & Thunderstorms ( FAA-P-8740-34)

Banner Tow Operations ( FAA/fs-i-8700-1)

Flight Navigator Handbook ( FAA-H-8083-18)

Helicopter Flying Handbook ( FAA-H-8083-21A)

Helicopter Instructor’s Handbook ( FAA-H-8083-4)

Instrument Flying Handbook ( FAA-H-8083-15B)

Instrument Procedures Handbook ( FAA-H-8083-16)

International Flight Information Manager

MC-4 Ram Air Free-fall Personnel Parachute System Technical Manual

Pilot Safety Brochures

Pilot’s Handbook of Aeronautical Knowledge ( FAA-H-8083-25A)

Plane Sense–General Aviation Information ( FAA-H-8083-19A)

Risk Management Brochures

Risk Management Handbook ( FAA-H-8083-2)

Safety Risk Management

Seaplane, Skiplane, and Float/Ski Equipped Helicopter Operations

Handbook ( FAA-H-8083-23)

Student Pilot Guide ( FAA-H-8083-27A)

Tips on Mountain Flying ( FAA-P-8740-60)

Weight-Shift Control Aircraft Flying Handbook ( FAA-H-8083-5)

Flight Standards Information Management System (FSIMS)

(FAA Order 8900.1)

Designee Management Handbook

Guide for Aviation Medical Examiners

General Aviation Airman Designee Handbook

Figure 2-18. F AA handbooks and manuals.

• Experimental

• Special flight permit

• Provisional

Airworthiness certificates may be issued by either FAA

personnel or FAA designees. Refer to 14 CFR part 183,

sections 183.31 and 183.33. The certificate must not only

be on board the aircraft (14 CFR part 91, section 91.203(a)

(1)), but must also be “displayed at the cabin or flight deck

entrance so that it is legible to the passengers or crew” 14

CFR part 91, (section 91.203(b)). Since the ability to obtain

this certificate is based upon the requirement to inspect the

aircraft to determine that it conforms to type design and is

in condition for safe operation, it can also be revoked by

the FAA if either of those two requirements ceases to exist.Aircraft Registration

Aircraft must be registered in the United States if the

aircraft is not registered under the laws of a foreign country

and is owned by either a citizen of the United States, a

foreign citizen lawfully admitted to the United States,

or a corporation organized in and doing business under

U.S. laws and primarily based in the United States. This

registration is accomplished by using FAA Form 8050-1,

Aircraft Registration Application. The aircraft registration

form is available online at www.faa.gov. The aircraft owner

can mail in completed copy, and keep a copy of the form as

temporary authority to operate the aircraft after the fee and

evidence of ownership have been mailed or delivered to the

Registry. When carried in the aircraft with an appropriate

current airworthiness certificate or a special flight permit,

a copy of this completed application provides authority to

operate the aircraft in the United States for up to 90 days.

2-38Joint Aircraft Systems Component (JASC)/ATA Code Table

11 Placards and Markings

12 Servicing

14 Hardware

18 Helicopter Vibration

21 Air Conditioning

22 Auto Flight

23 Communications

24 Electrical Power

25 Equipment/Furnishings

26 Fire Protection

27 Flight Controls

28 Fuel

29 Hydraulic Power

30 Ice and Rain Protection

31 Instruments

32 Landing Gear

33 Lights

34 NavigationAircraft Powerplant System

Propeller/Rotor SystemsAirframe Systems35 Oxygen

36 Pneumatic

37 Vacuum

38 Water/Waste

45 Central Maintenance System (CMS)

49 Airborne Auxiliary Power

51 Standard Practices/Structures

52 Doors

53 Fuselage

54 Nacelles/Pylons

55 Stabilizers

56 Windows

57 Wings

61 Propellers/Propulsors

62 Main Rotor

63 Main Rotor Drive

64 Tail Rotor

65 Tail Rotor Drive

67 Rotors Flight Control71 PowerPlant

72 Turbine/Turboprop Engine

73 Engine Fuel and Control

74 Ignition

75 Air

76 Engine Control

77 Engine Indicating

78 Engine Exhaust

79 Engine Oil

80 Starting

81 Turbocharging

82 Water Injection

83 Accessory Gearboxes

85 Reciprocating Engine

Figure 2-19. Maintenance classification.

In addition to the completed application form, the owner must

also submit evidence of ownership (such as a bill of sale)

and a registration fee. A successful review of the application

results in the issuance of AC Form 8050-3, Certificate of

Aircraft Registration. (Note the AC prefix.)

14 CFR section 91.203(a)(2) requires that either the pink copy

of the application or the actual certificate of registration be

on board the aircraft during its operation.

If the registration is ever lost or damaged, it may be replaced

by contacting the FAA Aircraft Registration Branch and

providing them with the aircraft specific data, including

make, model, N-number, and serial number. A replacement

certificate fee and an explanation of the reason for the

replacement certificate are also required.

Radio Station License

A radio station license is required if the aircraft is equipped

with radios, and the aircraft is planned to be flown outside

the boundaries of the United States. A radio station license

is not required for aircraft that are operated domestically.

(A major change occurred on February 8, 1996, when the

telecommunications Act of 1996 was signed into law.)

The Federal Communications Commission (FCC) formerly

required that any communication transmitter installed in

aircraft be licensed. These FCC licenses were valid for 5 years. This is not an FAA requirement. FAA inspectors who

conducted ramp inspections and detected an expired radio

station license were not required to notify the FCC, nor

could they issue a violation to the owner/operator. Simply

informing the operator of the expired radio station license

was their only responsibility.

FSGA 96-06, a Flight Standards Information Bulletin (FSIB)

for General Aviation (FSGA) titled “Elimination of Aircraft

Radio Station Licenses” became effective on July 8, 1996.

Although that FSIB had an effectivity of only 1 year, the

elimination of the requirement for aircraft used only in

domestic operations continues.

FAA Form 337—Major Repair and Alteration

Refer to the current issue of AC 43.9-1, Instructions for

Completion of FAA Form 337 for help completing FAA Form

337, Major Repair and Alteration (Airframe, Powerplant,

Propeller, or Appliance). [Figure 2-22]

As the name clearly states, this form is to be used whenever

major repairs or alterations are accomplished on an aircraft.

The only exception would be that 14 CFR part 43, Appendix

B, allows for a certificated repair station to RTS an aircraft

after a major repair by using a signed and dated work order

and a signed maintenance release.

• Information in item 1 comes directly from the aircraft

dataplate, except for the tail number. That is to be

compared to the aircraft registration form.

2-39• Information in item 2 reflects the name and address

listed on AC Form 8050-3, Certificate of Registration.

• Item 3 is used when there is no existing approved data

for the intended repair or alteration. In that case, the

technician can request that the local FSDO Principal

Maintenance Inspector (PMI) review the data and

then grant a field approval, shown by completing and

signing this area. In many cases, this block is blank

because the technician has found, used, and made

reference to data already approved by the FAA.

• Item 4—If the repair or alteration is being done

to the aircraft airframe, no entry is required since

the data is identical to that in item 1. However,

if the repair or alteration is being done to an

engine, a propeller, or other appliance, entries must

include the appropriate make, model, and serial

number information.

• Item 5 should have “X” marked in either the “Repair”

or the “Alteration” column.

• Item 6—Enter appropriate data as specified and check

the proper box in B. The technician is encouraged to

carefully read the preprinted statement in subparagraph

D prior to signing this section.

• Item 7 must be completed by the IA or authorized

individual from the repair station.

• Item 8 (on the reverse side) is for the description of

the work accomplished. It must include a reference

to the approved data used to conduct the required

maintenance.

The form must be completed at least in duplicate, with the

original provided to the owner/operator and a copy to the local

FSDO within 48 hours of completing the maintenance and

RTS. If the FAA Form 337 is used to document additional

fuel tanks in the cabin or cargo, then an additional copy

must be signed and in the aircraft at all times. Maintenance

facilities and mechanics are encouraged to make a copy for

their own records.

Records

Making Maintenance Record Entries

Title 14 of the CFR part 43, sections 43.9 and 43.11 require

the technician to make appropriate entries of maintenance

actions or inspection results in the aircraft maintenance

record. How long those records must be kept is defined in

14 CFR part 91, section 91.417.

Whenever maintenance, preventive maintenance, rebuilding,

or alteration work occurs on an aircraft, airframe, aircraft

engine, propeller, appliance, or component part, a maintenance

record entry must be created. The importance of compliance with this requirement cannot be overemphasized. Complete

and organized maintenance logs for an aircraft can have

significant (and usually positive) effect during the buy/

sell negotiations of an aircraft. On the other hand, poorly

organized and incomplete logs can have a detrimental effect

upon the selling price of an aircraft.

Temporary Records—14 CFR Part 91 Section

91.417(a)(1) and (b)(1)

These are records that must be kept by the owner until

the work is repeated, superseded, or 1 year has transpired

since the work was performed. These are typically records

referring to maintenance, preventive maintenance, alteration,

and all inspections. They include a description of the work

performed (or reference to the FAA-accepted data); the date

of completion; and the name, signature and certificate number

of the person doing the RTS.

Permanent Records—14 CFR Part 91, Section

91.417(a)(2) and (b)(2)

These records must be retained by the owner during the time

they operate the aircraft. They are transferred with the aircraft

at the time of sale. Typically, these are documents relating to

total time in service, current status of life-limited parts, time

since last overhaul, current inspection status, current status of

applicable AD notes, and major alteration forms as required

by 14 CFR part 43, section 43.9.

Electronic Records

During the last 25 years, the field of aviation maintenance has

seen a significant change in the documentation requirements

for aircraft and related parts. Nowhere is that change seen as

revolutionary as the introduction of electronic data and record

retention. Just as the arrival of the personal computer placed

the possibility of the power and versatility of a computer in

the hands of the average person, it made it available to the

maintenance technician. Initially some technicians developed

their own programs for listing data (TCDS, AD notes, and

so forth), but soon commercially available programs were

developed. Basically, these were developed by either one of

the following two groups:

1. Computer literate persons who felt the aviation

industry could benefit from the computer

2. Aviation professionals who felt the aviation industry

must benefit from the computer

Some of those initial programs were either not very

user friendly (if developed by computer wizards) or not

“very sophisticated” (if developed by the maintenance

technician). Today, there is a mixture of these various

database programs. A review of the advertisement section

in any current aviation maintenance magazine offers

2-4002/04/2015 8130.2H

329. Examples of Forms. Figure s 3-1 through 3-10 of this order provide examples of forms

used in the certification process.

Figure 3- 1. Sample FAA Form 8100- 2, Standard Airworthiness Certificate,

New Aircraft (Face Side)

UNITED STATES OF AMERICA

DEPARTMENT OF TRANSPORTATION-FEDERAL AVIATION ADMINISTRATION

STANDARD AIRWORTHINESS CERTIFICATE

1NATIONALITY AND

REGISTRATION MARKS

N123452MANUFACTURER AND MODEL

Boeing 787 3AIRCRAFT SERIAL

NUMBER

432194CATEGORY

Transport

5AUTHORITY AND BASIS FOR ISSUANCE

This airworthiness certificate is issued pursuant to 49 U.S.C. 44704 and certifies that, as of the date of issuance, the aircraft to which

issued has been inspected and found to conform to the type certificate therefore, to be in condition for safe operation, and has been

shown to meet the requirements of the applicable comprehensive and detailed airworthiness code as provided by Annex 8 to the

Convention on International Civil Aviation, except as noted herein.

Exceptions:

None

6TERMS AND CONDITIONS

Unless sooner surrendered, suspended, revoked, or a termination date is otherwise established by the FAA, this airworthiness certificate

is effective as long as the maintenance, preventative maintenance, and alterations are performed in accordance with Parts 21,43, and

91 of the Federal Aviation Regulations, as appropriate, and the aircraft is registered in the United States.

DATE OF ISSUANCE FAA REPRESENTATIVE DESIGNATION NUMBER

9 Jan 2015 E.R. White E.R. White NE-XX

Any iteration, reproduction, or misuse of this certificate may be punishable by a fine not exceeding $1,000 or imprisonment not exceeding 3 years or both.

THIS CERTIFICATE MUST BE DISPLAYED IN THE AIRCRAFT IN ACCORDANCE WITH APPLICABLE FEDERAL AVIATION REGULATIONS.

FAA Form 8100- 2 (04-11)Supersedes Previous Edition

Figure 3- 2. Sample FAA Form 8100- 2, Standard Airworthiness Certificate,

Aircraft Assembled from Spare and Surplus Products and Articles (Face Side)

UNITED STATES OF AMERICA

DEPARTMENT OF TRANSPORTATION-FEDERAL AVIATION ADMINISTRATION

STANDARD AIRWORTHINESS CERTIFICATE

1NATIONALITY AND 2MANUFACTURER AND MODEL 3AIRCRAFT SERIAL 4CATEGORY

REGISTRATION MARKS NUMBER

N54321 Jackson 47G -4 3191HG Normal

5AUTHORITY AND BASIS FOR ISSUANCE

This airworthiness certificate is issued pursuant to 49 U.S.C. 44704 and certifies that, as of the date of issuance, the aircraft to which

issued has been inspected and found to conform to the type certificate therefore, to be in condition for safe operation, and has been

shown to meet the requirements of the applicable comprehensive and detailed airworthiness code as provided by Annex 8 to the

Convention on International Civil Aviation, except as noted herein.

Exceptions:

None

6TERMS AND CONDITIONS

Unless sooner surrendered, suspended, revoked, or a termination date is otherwise established by the FAA, this airworthiness certificate

is effective as long as the maintenance, preventative maintenance, and alterations are performed in accordance with Parts 21,43, and

91 of the Federal Aviat ion Regulations, as appropriate, and the aircraft is registered in the United States.

DATE OF ISSUANCE FAA REPRESENTATIVE DESIGNATION NUMBER

9 Feb 2015 E.J. Smith E.J. Smith SW-XX

Any iteration, reproduction, or misuse of this certificate may be punishable by a fine not exceeding $1,000 or imprisonment not exceeding 3 years or both.

THIS CERTIFICATE MUST BE DISPLAYED IN THE AIRCRAFT IN ACCORDANCE WITH APPLICABLE FEDERAL AVIATION REGULATIONS.

FAA Form 8100- 2 (04-11)Supersedes Previous Edition

3-23 Figure 2-20. F AA Form 8100-2, Standard Airworthiness Certificate.

SAMPLE

the reader numerous options for electronic maintenance

records. Many of these programs offer a combination of

the data research, such as ADs, SBs, STCs, and TCDSs,

required to conduct proper maintenance, inspections, and

data recording (logbook entries, AD compliance history,

length of component time in service, and so forth) desired

to improve the efficiency of the technician.

Although some large shops and certified repair stations may

have a separate group of people responsible for “records and

research,” the professional maintenance technician must

be aware of the benefits of these systems. Some factors to

consider when reviewing a system are:

• What is the typical size of the aircraft that maintenance

is being done on? (i.e., less than 12,500 pounds, more

than 12,000? Mixed?)

• Does the program have built-in templates for the

aircraft being worked on?

• What FAA forms (if any) are available in the program?

• Does it have a user-friendly template to enter the data

for the form or must data be directly entered onto the

form?

• Can it calculate weight and balance data?

• Does it have adequate word search capabilities?

• Is it networkable?

• Are the updates sent via U.S. mail or downloaded from the Internet?

• What is the maximum number of aircraft that the

system can handle?

• Can the system handle both single- and multi-engine

aircraft? Fixed and rotary wing? Piston and jet?

• Can an item removed from an aircraft be tracked?

• Is the data from this system exportable to other

electronic formats?

• Can it forecast items due for maintenance or

inspection?

Since no program can be considered the best, the technician

must learn all they can about the numerous systems that exist.

Exposure to the pros and cons of these different systems

can be one of the benefits of attending various trade shows,

maintenance seminars, or IA renewal sessions. Continuous

learning and personal improvement is the goal of every

professional maintenance technician.

Light Sport Aircraft (LSA)

Maintenance

The light sport aircraft (LSA) category includes gliders,

airplanes, gyroplanes, powered parachutes, weight-shift and

lighter-than-air aircraft. There are two general types of LSAs:

Special (SLSA) and Experimental (ELSA). The SLSA are

factory built and the ESLA are kit-built. This new category of

aircraft was added to the regulations in 2004. (Refer to 14 CFR

sections 21.190, 65.107, and 91.327, all dated July 27, 2004.)

2-4102/04/2015 8130.2H

Figure 4- 1. Sample FAA Form 8130- 7, Special Airworthiness Certificate

Front

UNITED STATES OF AMERICA

DEPARTMENT OF TRANSPORTATION - FEDERAL AVIATION ADMINISTRATION

SPECIAL AIRWORTHINESS CERTIFICATE

ACATEGORY/DESIGNATION

PURPOSE

BMANU -

FACTURER NAME

ADDRESS

C FLIGHT FROM

TO

DN- SERIAL NO.

BUILDER MODEL

EDATE OF ISSUANCE EXPIRY

OPERATING LIMITATIONS DATED ARE PART OF THIS CERTIFICATE

SIGNATURE OF FAA REPRESENTATIVE DESIGNATION OR OFFICE NO.

Any alteration, reproduction or misuse of this certificate may be punishable by a fine not exceeding $1,000 or

imprisonment not exceeding 3 years, or both. THIS CERTIFICATE MUST BE DISPLAYED IN THE AIRCRAFT

IN ACCORDANCE WITH APPLICABLE TITLE 14, CODE OF FEDERAL REGULATIONS (CFR).

FAA Form 8130-7 (04-11) Previous Edition 07/04 May be Used until Depleted SEE REVERSE SIDE NSN: 0052-00 -693-4000

Back

AThis airworthiness certificate is issued under the authority of Public Law 104-6, 49 United States Code

(USC) 44704 and Title 14 Code of Federal Regulations (CFR).

BThe airworthiness certificate authorizes the manufacturer named on the reverse side to conduct

production fight tests, and only production flight tests, of aircraft registered in his name. No person may

conduct production flight tests under this certificate: (1) Carrying persons or property for compensation or

hire: and/or (2) Carrying persons not essential to the purpose of the flight.

CThis airworthiness certificate authorizes the flight specified on the reverse side for the purpose shown in

Block A.

DThis airworthiness certificate certifies that as of the date of issuance, the aircraft to which issued has been

inspected and found to meet the requirements of the applicable CFR. The aircraft does not meet the

requirements of the applicable comprehensive and detailed airworthiness code as provided by Annex 8 to

the Convention On International Civil Aviation. No person may operate the aircraft described on the

reverse side: (1) except in accordance with the applicable CFR and in accordance with conditions and

limitations which may be prescribed by the FAA as part of this certificate; (2) over any foreign country

without the special permission of that country.

EUnless sooner surrendered, suspended, or revoked, this airworthiness certificate is effective for the

duration and under the conditions prescribed in 14 CFR, Part 21, Section 21.181 or 21.217.

4-96 Figure 2-21. F AA Form 8130-7, Special Airworthiness Certificate.

SAMPLE

Just as industry standard specifications have replaced many

of the military standards to define products that are destined

to be part of the Department of Defense (DoD) inventory,

so too have industry standards come into the FAA sights for

documenting certain information. Quality is one example.

The Society of Automotive Engineers (SAE) has developed AS 9100 and AS 9110 as auditing standards for aerospace

facilities and specifically repair stations. Likewise, ISO 9001

is being adopted by the FAA as a system of measuring their

performance. Therefore, it was logical that when the FAA

looked to develop the standards for this newest category of

aircraft, they again looked to industry, and this time it was

the American Society for Testing and Materials (ASTM).

2-42FAA Form 337 (10/06)

Federal Aviation

Administration

2.Owner(As shown on registration certificate)

3.ForFAA Use Only

4.Type 5.UnitIdent ification

(As described in Item1 abov e)

6.Conformity Statement

7.Approva lfor Return toService

Figure 2-22. F AA Form 337, Major Repair and Alteration.

SAMPLE

2-43FAA Form 337 (10/06) 8.Description of Work Acco mplished

Figure 2-22. F AA Form 337, Major Repair and Alteration (continued).

SAMPLE

2-44The ASTM developed a comprehensive list of consensus

standards for use by manufacturers, regulators, maintenance

facilities, LSA owners, and service providers. It is unique that

these standards are the first ones in over 100 years to solely

address the issue of recreational aircraft use. It is also the

first complete set of industry consensus standards covering

the design, manufacture, and use of recreational aircraft that

was developed by a non-government agency. The ASTM

committee that developed these LSA standards did so to

ensure the quality of products and services to support both the

national and the international regulatory structures for LSAs.

Over 20 standards have been generated, and more are being

developed to cover this diversity of aircraft. This handbook

only incorporates a review of F2483-05, “Standard Practice

for Maintenance and the Development of Maintenance

Manuals for Light Sport Aircraft (LSA)” a six-page document

comprised of the following 12 sections:

1. Scope

2. Referenced Documents

3. Terminology

4. Significance and Use

5. Aircraft Maintenance Manual

6. Line Maintenance, Repairs, and Alterations

7. Heavy Maintenance, Repairs, and Alterations

8. Overhaul

9. Major Repairs and Alterations

10. Task-Specific Training

11. Safety Directives

12. Keywords

The scope of that document is basically twofold:

• To provide guidelines for the qualification necessary

to accomplish various levels of maintenance on LSA.

• To provide the content and structure of maintenance

manuals for aircraft and their components that are

operated as LSAs.

Some additional definitions from section 3, Terminology,

that help to better explain the LSA concepts are:

• Annual condition inspection—defined as a detailed

inspection accomplished once a year in accordance

with instructions provided in the maintenance manual

supplied with the LSA. The purpose of this inspection

is to look for any wear, corrosion, or damage that

would cause the LSA not to be in condition for

safe operation. • Heavy maintenance—any maintenance, inspection,

repair, or alteration a manufacturer has designated that

requires specialized training, equipment, or facilities.

• Line maintenance—any repair, maintenance,

scheduled checks, servicing, inspections, or alterations

not considered heavy maintenance that are approved by

the manufacturer and is specified in the manufacturer’s

maintenance manual.

• LSA repairman–inspection—a U.S. FAA-certified

LSA repairman with an inspection rating per 14 CFR

part 65. This person is authorized to perform the 100-

hour/annual inspection of the aircraft that they own.

• LSA repairman–maintenance—a U.S. FAA-certified

LSA repairman with a maintenance rating per 14 CFR

part 65. This person is allowed to perform the required

maintenance and can also accomplish the 100-hour/

annual inspection.

• Major repair, alteration, or maintenance—any repair,

alteration, or maintenance where instructions to

complete the task are excluded from the maintenance

manual.

• Minor repair, alteration, or maintenance—any repair,

alteration, or maintenance where instructions to

complete the task are included in the maintenance

manual.

The 100-hour inspection is the same as the annual inspection,

except for the interval of time. The requirements for whether

or not the 100-hour inspection is applicable are exactly the

same as the criteria for the standard 100-hour/annual required

of non-LSA aircraft.

Aircraft Maintenance Manual (AMM)

Although these manuals do not require any FAA approval,

the regulations do require that the manual be developed in

accordance with industry standards. This ASTM sets that

standard by requiring:

• General specifications to be listed, include capacities,

servicing, lubrication, and ground handling

• An inspection checklist for the annual condition or

100-hour inspection

• A description of and the instructions for the

maintenance, repair, and overhaul of the LSA engine

• A description of and the instructions for the

maintenance, repair, and alteration of the aircraft’s

primary structure

Other items that maintenance procedures must be provided

for are:

• Fuel systems

2-45• Propeller

• Utility system

• Instruments and avionics

• Electrical system

• Structural repair

• Painting and coatings

The Inspection, Repair, and Alterations section must

specifically list any special tools and parts needed to complete

the task, as well as the type of maintenance action (line,

heavy, or overhaul) necessary to accomplish the activity.

Directly associated with that information is the requirement

to specify the level of certification needed to do the job (i.e.,

LSA repairman, A&P, or repair station). The manual may

refer to existing FAA ACs.

Line Maintenance, Repairs, & Alterations

The minimum level of certification necessary to accomplish

line maintenance is LSA inspection. Some typical tasks

considered to be line maintenance are:

• 100-hour/annual condition inspection

• Servicing of fluids

• Removing and replacing components when instructions

to do so are provided in the maintenance manual

– Batteries

– Fuel pump

– Exhaust

– Spark plugs and wires

– Floats and skis

• Repair or alteration of components when specific

instructions are provided in the maintenance manual

– Patching a hole in the fabric

– Installation of a strobe light kit

Heavy maintenance, repairs, and alterations must be

accomplished by either a certified mechanic (A or P or

A&P) or an LSA repairman—maintenance who has received

additional “task specific” training. Some examples of this

would be the removal and replacement of complete engine,

cylinder, piston and valve assemblies; primary flight controls;

and landing gear.

Heavy repair of components or structure can be accomplished

when instructions are provided in the maintenance manual

or other service directed instructions. A few examples of

this activity are:

• Repainting of control surfaces• Structural repairs

• Recovering of a dope and fabric

Heavy alterations of components can be accomplished when

instructions are provided in the maintenance manual or other

service directed instructions. Examples of this activity are

initial installation of skis and installation of new additional

pitot static instruments.

Overhaul of components can be performed only by the

manufacturer (or someone authorized to perform) of the

LSA or the component to be overhauled. An overhaul

manual is required and must be a separate manual from

the manufacturer’s maintenance manual. Items typically

considered for overhaul are engines, carburetors, starters,

generators, alternators, and instruments.

Major Repairs & Alterations

Another major difference between LSA maintenance and

traditional aircraft maintenance is that FAA Form 337,

Major Repair and Alteration, is not required to document

major repairs and alterations. Instead, any major repair or

alteration that is accomplished after the LSA has gone through

production acceptance testing must be evaluated relative to

the applicable ASTM requirements. After this evaluation has

been accomplished (either by the manufacturer or an entity

approved by them), a written affidavit must be provided

attesting that the LSA still meets the requirements of the

applicable ASTMs.

The manufacturer (or other approved entity) must provide

written instructions defining the level of certification

necessary to perform the maintenance and also include any

ground test or flight testing necessary to verify that the LSA

complies with the original LSA acceptance test standards,

and is in condition for safe operation. Proper documentation

of this maintenance activity is required to be entered in the

LSA records and is also defined by the manufacturer.

Task specific training is not required to be FAA approved.

This is solely the responsibility of the manufacturer. Some

examples of this are an engine manufacturer’s overhaul

school or the EAA Sport Air fabric covering school.

Safety directives are issued against an LSA or component

and are not issued by the FAA, but rather by the original

aircraft manufacturer. Note: If the LSA includes a product

that is TC’d by the FAA, the manufacturer is required to

issue a safety directive. Typical instructions within a safety

directive include:

• List of tools required for the task

• List of parts needed

2-46• Type of maintenance (line, heavy, overhaul)

• Level of certification needed

• Detailed instructions and diagrams

• Inspection and test methods

Safety directives are mandatory, except for experimental

use LSAs.

Mathematics in Aviation

Maintenance

Chapter 3

Introduction

Mathematics is woven into many areas of everyday life.

Performing mathematical calculations with success requires

an understanding of the correct methods, procedures,

practice, and review of these principles. Mathematics may

be thought of as a set of tools. The aviation mechanic needs

these tools to successfully complete the maintenance, repair,

installation, or certification of aircraft equipment.

Many examples of using mathematical principles by the

aviation mechanic are available. Tolerances in turbine engine

components are critical, making it necessary to measure

within a ten-thousandth of an inch. Because of these close

tolerances, it is important that the aviation mechanic can

make accurate measurements and mathematical calculations.

An aviation mechanic working on aircraft fuel systems

also uses mathematical principles to calculate volumes and

capacities of fuel tanks. The use of fractions and surface

area calculations are required to perform sheet metal repair

on aircraft structures.

Whole Numbers

Whole numbers are the numbers 0, 1, 2, 3, 4, 5, and so on.

Whole numbers can be thought of as counting numbers.

Addition of Whole Numbers

Addition is the process where the value of one number

is added to the value of another. The result is called the

sum. When working with whole numbers, it is important

to understand the principle of the place value. The place

value in a whole number is the value of the position of each

individual digit within the entire number. For example, in the

number 512, the 5 is in the hundreds column, the 1 is in the

tens column, and the 2 is in the ones column. Examples of

place values of three whole numbers are shown in Figure 3-1 .

When adding several whole numbers, such as 4,314, 122,

93,132, and 10, align them into columns according to place

value and then add.

4,314

93,132

+ 10 97,578

Therefore, 97,578 is the sum of the four whole numbers.

Subtraction of Whole Numbers

Subtraction is the process where the value of one number

is taken from the value of another. The result is called the

difference. When subtracting two whole numbers, such as

3,461 from 97,564, align them into columns according to

place value and then subtract.

97,564

– 3,461

94,103

The difference of the two whole numbers is 94,103.

Multiplication of Whole Numbers

Multiplication is the process of repeated addition. For example,

4 × 3 is the same as 4 + 4 + 4. The result is called the product.

Example: How many hydraulic system filters do you have

if there are 35 cartons in the supply room and each carton

contains 18 filters?

× 35

Therefore, there are 630 filters in the supply room.

Division of Whole Numbers

Division is the process of finding how many times one

number (called the divisor) is contained in another number

(called the dividend). The result is the quotient, and any

amount left over is called the remainder.

quotient

divisor dividend

Example: 218 landing gear bolts need to be divided between

7 aircraft. How many bolts will each aircraft receive?

3-2Place ValueTen Thousands

Thousands

Hundreds

Tens

Ones

1 2 7 4 935 shown as

269 shown as

12,749 shown as

Figure 3-1. Example of place values of whole numbers. 31

− 21

− 7

In this case, there are 31 bolts for each of the seven aircraft

with one extra remaining.

Fractions

A fraction is a number written in the form N⁄D where N is

called the numerator and D is called the denominator. The

fraction bar between the numerator and denominator shows

that division is taking place.

17 , 2 , 5Some examples of fractions are: 18 3 8

The denominator of a fraction cannot be a zero. For

example, the fraction 2⁄0 is not allowed, because dividing

by zero is undefined.

An improper fraction is a fraction in which the numerator is

equal to or larger than the denominator. For example, 4⁄4 or

15⁄8 are examples of improper fractions.

Finding the Least Common Denominator

To add or subtract fractions, they must have a common

denominator. In math, the least common denominator (LCD)

is generally used. One way to find the LCD is to list the

multiples of each denominator and then choose the smallest

number that they all have in common (can be divided by).

Example: Add 1⁄5 + 1⁄10 by finding the LCD.

Multiples of 5 are: 5, 10, 15, 20, 25, and so on. Multiples of

10 are: 10, 20, 30, 40, and so on. Notice that 10, 20, and 30

are in both lists, but 10 is the smallest or LCD. The advantage

of finding the LCD is that the final answer should be in the simplest form.

A common denominator can also be found for any group of

fractions by multiplying all the denominators together. This

number is not always the LCD, but it can still be used to add

or subtract fractions.

Example: Add 2⁄3 + 3⁄5 + 4⁄7 by finding a common denominator.

A common denominator can be found by multiplying the

denominators 3 × 5 × 7 to get 105.

( 2 + 3 + 4 )=( 70 + 63 + 60 )= 193 = 1 88 3 5 7 105 105 105 105 105

Addition of Fractions

In order to add fractions, the denominators must be the same

number. This is referred to as having “common denominators.”

Example: Add 1⁄7 to 3⁄7

1 + 3 = 1 + 3 = 4

7 7 7 7

If the fractions do not have the same denominator, then one or

all the denominators must be changed so that every fraction

has a common denominator.

Example: Find the total thickness of a panel made from

3⁄32-inch thick aluminum, that has a 1⁄64-inch thick paint

coating. To add these fractions, determine a common

denominator. The LCD for this example is 1, so only the

first fraction must be changed since the denominator of the

second fraction is already in 64ths.

( 3 + 1 )=( 3 × 2 + 1 )=( 6 + 1 )=(6 + 1)= 7 32 64 32 × 2 64 64 64 64 64

Therefore, 7⁄64 is the total thickness.

Subtraction of Fractions

To subtract fractions, they must have a common denominator.

Example: Subtract 2⁄17 from 10⁄17

10 – 2 = 10 – 2 = 8

17 17 17 17

If the fractions do not have the same denominator, then one or

all the denominators must be changed so that every fraction

has a common denominator.

3-3Example: The tolerance for rigging the aileron droop of an

airplane is 7⁄8 inch ± 1⁄5 inch. What is the minimum droop to

which the aileron can be rigged? To subtract these fractions,

first change both to common denominators. The common

denominator in this example is 40. Change both fractions to

1⁄40, as shown, then subtract.

(7 – 1)=(7 × 5 – 1 × 8)=(35 – 8 )=(35 – 8) = 27 8 5 8 × 5 5 × 8 40 40 40 40

Therefore, 27⁄40 is the minimum droop.

Multiplication of Fractions

Multiplication of fractions does not require a common

denominator. To multiply fractions, first multiply the

numerators. Then, multiply the denominators.

Example:

3 × 7 × 1 = 3 × 7 × 1 = 21

5 8 2 5 × 8 × 2 80

The use of cancellation when multiplying fractions is a

helpful technique. Cancellation divides out or cancels all

common factors that exist between the numerators and

denominators. When all common factors are cancelled before

the multiplication, the final product is in the simplest form.

Example:

(14 × 3 ) = (14 × 3) = ( 2 × 1) = 2

15 7 15 7 5 × 1 5

Division of Fractions

Division of fractions does not require a common denominator.

To divide fractions, first change the division symbol to

multiplication. Next, invert the second fraction. Then,

multiply the fractions.

Example: Divide 7⁄8 by 4⁄3

( 7 ÷ 4 ) = ( 7 × 3 ) = ( 7 × 3) = 21

8 3 8 4 8 × 4 32

Example: In Figure 3-2 , the center of the hole is in the center

of the plate. Find the distance that the center of the hole is

from the edges of the plate. To find the answer, the length

and width of the plate should each be divided in half. First,

change the mixed numbers to improper fractions:

5 7⁄16 inches = 87⁄16 inches

3 5⁄8 inches = 29⁄8 inchesThen, divide each improper fraction by 2 to find the center

of the plate.

87 ÷ 2 = 87 × 1 = 87 inches

16 1 16 2 32

29 ÷ 2 = 29 × 1 = 29 inches

8 1 8 2 16

Finally, convert each improper fraction to a mixed number:

87 = 87 ÷ 32 = 2 23 inches

32 32

29 = 29 ÷ 16 = 1 13 inches

16 16

Therefore, the distance to the center of the hole from each of

the plate edges is 2 23⁄32 inches and 1 13⁄16 inches.

Reducing Fractions

A fraction needs to be reduced when it is not in the simplest

form or “lowest terms.” Lowest term means that the numerator

and denominator do not have any factors in common. That

is, they cannot be divided by the same number (or factor).

To reduce a fraction, determine what the common factor(s)

are and divide these out of the numerator and denominator.

For example, when both the numerator and denominator are

even numbers, they can both be divided by 2.

Example: The total travel of a jackscrew is 13⁄16 inch. If the

travel in one direction from the neutral position is 7⁄16 inch,

what is the travel in the opposite direction?

13 – 7 = 13 – 7 = 6

16 16 16 16

The fraction 6⁄16 is not in lowest terms because the numerator

(6) and the denominator (16) have a common factor of 2. To

reduce 6⁄16, divide the numerator and the denominator by 2.

The final reduced fraction is 3⁄8 as shown below.

6 = 6 ÷ 2 = 3

16 16 ÷ 2 8

Therefore, the travel in the opposite direction is 3⁄8 inch.

Mixed Numbers

A mixed number is a combination of a whole number and

a fraction.

Figure 3-2. Center hole of the plate.Addition of Mixed Numbers

To add mixed numbers, add the whole numbers together. Then

add the fractions together by finding a common denominator.

The final step is to add the sum of the whole numbers to the

sum of the fractions for the final answer.

Example: The cargo area behind the rear seat of a small

airplane can handle solids that are 4 3⁄4 feet long. If the rear

seats are removed, then 2 1⁄3 feet is added to the cargo area.

What is the total length of the cargo area when the rear seats

are removed?

4 3 + 2 1 = (4 + 2) +(3 + 1) = 6 +( 9 + 4) = 6 13 =

4 3 4 3 12 12 12

7 1 feet of cargo room

Subtraction of Mixed Numbers

To subtract mixed numbers, find a common denominator

for the fractions. Subtract the fractions from each other. It

may be necessary to borrow from the larger whole number

when subtracting the fractions. Subtract the whole numbers

from each other. The final step is to combine the final whole

number with the final fraction.

Example: What is the length of the grip of the bolt shown

in Figure 3-3? The overall length of the bolt is 3 1⁄2 inches,

the shank length is 3 1⁄8 inches, and the threaded portion is

15⁄16 inches long. To find the grip, subtract the length of the

threaded portion from the length of the shank.

31⁄8 inches – 15⁄16 inches = grip length

To subtract, start with the fractions. Borrowing is necessary

because 5⁄16 is larger than 1⁄8 (or 2⁄16). From the whole number

3, borrow 1, which is actually 16⁄16. After borrowing, the first

mixed number is now 2 18⁄16. This is because, 3 1⁄8 = 3 2⁄16 = 2

+ 1 + 2⁄16 = 2 + 16⁄16 + 2⁄16 = 2 18⁄16. 3 1 – 1 5 = 3 2 – 1 5 = 2 18 – 1 5 = 113

8 16 16 16 16 16 16

Therefore, the grip length of the bolt is 113⁄16 inches.

(Note: The value for the overall length of the bolt was

given in the example, but it was not needed to solve the

problem. This type of information is sometimes referred to

as a “distracter,” because it distracts from the information

needed to solve the problem.)

The Decimal Number System

Origin and Definition

The number system that we use every day is called the

decimal system. The prefix in the word decimal, dec, is a

Latin root for the word “ten.” The decimal system probably

originated from the fact that we have ten fingers (or digits).

The decimal system has ten digits: 0, 1, 2, 3, 4, 5, 6, 7, 8 and

9. The decimal system is a base 10 system and has been in use

for over 5,000 years. A decimal is a number with a decimal

point. For example, 0.515, 0.10, and 462.625 are all decimal

numbers. Like whole numbers, decimal numbers also have

place value. The place values are based on powers of 10, as

shown in Figure 3-4 .

Addition of Decimal Numbers

To add decimal numbers, they must first be arranged so that

the decimal points are aligned vertically and according to

place value. That is, adding tenths with tenths, ones with

ones, hundreds with hundreds, and so forth.

Example: Find the total resistance for the circuit diagram

shown in Figure 3-5 . The total resistance of a series circuit is

equal to the sum of the individual resistances. To find the total

resistance, R T, the individual resistances are added together.

RT = 2.34 + 37.5 + 0.09

Arrange the resistance values in a vertical column so that the

decimal points are aligned and then add.

+ 0.09

Therefore, the total resistance, R T = 39.93 ohms.

Subtraction of Decimal Numbers

To subtract decimal numbers, they must first be arranged so

that the decimal points are aligned vertically and according

to place value. That is, subtracting tenths from tenths, ones

GripShank

Overall length37.5 Ohms2.34 Ohms

.09 OhmsMPlace ValueMillions

Hundred Thousands

Ten Thousands

Thousands

Hundreds

Tens

Ones

Tenths

Hundredths

Thousandths

Ten Thousandths

1 6 2 3 0 5 1

3 2 41,623,051

Figure 3-3. Bolt dimensions. Figure 3-5. Circuit diagram.Figure 3-4. Place values.from ones, hundreds from hundreds, and so forth.

Example: A series circuit containing two resistors has a total

resistance (R T) of 37.272 ohms. One of the resistors (R 1)

has a value of 14.88 ohms. What is the value of the other

resistor (R 2)?

R2 = R T – R 1 = 37.272 – 14.88

Arrange the decimal numbers in a vertical column so that the

decimal points are aligned and then subtract.

Therefore, the second resistor, R 2 = 22.392 ohms.

Multiplication of Decimal Numbers

To multiply decimal numbers, vertical alignment of the

decimal point is not required. Instead, align the numbers to

the right in the same way that whole numbers are multiplied

(with no regard to the decimal points or place values) and

then multiply. The last step is to place the decimal point in

the correct place in the answer. To do this, count the number

of decimal places in each of the numbers, add the total, and

then assign that number of decimal places to the result.

Example: To multiply 0.2 × 6.03, arrange the numbers

vertically and align them to the right. Multiply the numbers,

ignoring the decimal points for now.

× 0.2

1206 (ignore the decimal points, for now)

After multiplying the numbers, count the total number of

decimal places in both numbers. For this example, 6.03 has

2 decimal places and 0.2 has 1 decimal place. Together there

are a total of 3 decimal places. The decimal point for the

answer is placed 3 decimal places from the right. Therefore, the answer is 1.206.

6.03 2 decimal places

× 0.2 1 decimal place

1.206 3 decimal places

Example: Using the formula watts = amperes × voltage, what

is the wattage of an electric drill that uses 9.45 amperes from a

120-volt source? Align the numbers to the right and multiply.

After multiplying the numbers, count the total number of

decimal places in both numbers. For this example, 9.45 has 2

decimal places and 120 has no decimal place. Together there

are 2 decimal places. The decimal point for the answer is

placed 2 decimal places from the right. Therefore, the answer

is 1,134.00 watts, or simplified to 1,134 watts.

9.45 2 decimal places

× 120 no decimal place

+ 945

1,134.00 2 decimal places

3-6Division of Decimal Numbers

Division of decimal numbers is performed the same way as

whole numbers, unless the divisor is a decimal.

quotient

divisor dividend

When the divisor is a decimal, it must be changed to a whole

number before dividing. To do this, move the decimal in the

divisor to the right until there are no decimal places. At the

same time, move the decimal point in the dividend to the right

the same number of places. Then divide. The decimal in the

quotient is placed directly above the decimal in the dividend.

Example: Divide 0.144 by 0.12

0.12 0.144 = 12. 14.4

Move the decimal in the divisor (0.12) two places to the right.

The result is 12.0. Next, move the decimal in the dividend

(0.144) two places to the right. The result is 14.4. Now divide.

The result is 1.2.

Example: The wing area of an airplane is 262.6 square feet

and its span is 40.4 feet. Find the mean chord of its wing

using the formula: area ÷ span = mean chord.

40.4 262.6 = 404. 2626.0

Move the decimal in the divisor (40.4) one place to the

right. Next, move the decimal in the dividend (262.6) one

place to the right. Then divide. The mean chord length is

6.5 feet.

Rounding Off Decimal Numbers

Occasionally, it is necessary to round off a decimal number

to some value that is practical to use. For example, a

measurement is calculated to be 29.4948 inches. To use this

measurement, we can use the process of “rounding off.” A

decimal is “rounded off” by keeping the digits for a certain

number of places and discarding the rest. The degree of accuracy desired determines the number of digits to be

retained. When the digit immediately to the right of the last

retained digit is 5 or greater, round up by 1. When the digit

immediately to the right of the last retained digit is less than

5, leave the last retained digit unchanged.

Example: An actuator shaft is 2.1938 inches in diameter.

Round to the nearest tenth.

The digit in the tenths column is a 1. The digit to the right

of the 1 is a 9. Since 9 is greater than or equal to 5, “round

up” the 1 to a 2. Therefore, 2.1938 rounded to the nearest

tenth is 2.2.

Example: The outside diameter of a bearing is 3.1648

centimeters. Round to the nearest hundredth.

The digit in the hundredths column is a 6. The digit to the

right of the 6 is a 4. Since 4 is less than 5, do not round up

the 6. Therefore, 3.1648 to the nearest hundredth is 3.16.

Example: The length of a bushing is 3.7487 feet. Round to

the nearest thousandth.

The digit in the thousandths column is an 8. The digit to

the right of the 8 is a 7. Since 7 is greater than or equal to

5, “round up” the 8 to a 9. Therefore, 3.7487 to the nearest

thousandth is 3.749.

Converting Decimal Numbers to Fractions

To change a decimal number to a fraction, “read” the decimal

out loud, and then write it into a fraction just as it is read as

shown below.

Example: One oversized rivet has a diameter of 0.52 inches.

Convert 0.52 to a fraction. The decimal 0.52 is read as

“fifty-two hundredths.”

0.52 = 52 “fifty-two”

100 “hundredths”

In the above fraction of 52⁄100, we can divide 4 into each number

resulting in a fraction of 13⁄25.

A dimension often appears in a maintenance manual or on

a blueprint as a decimal instead of a fraction. To use the

dimension, it may need to be converted to a fraction. An

aviation mechanic frequently uses a steel rule that is calibrated

in units of 1⁄64 of an inch. To change a decimal to the nearest

equivalent common fraction, multiply the decimal by 64. The

product of the decimal and 64 is the numerator of the fraction

and 64 is the denominator. Reduce the fraction, if needed.

3-7Example: The width of a hex head bolt is 0.3123 inches.

Convert the decimal 0.3123 to a common fraction to decide

which socket would be the best fit for the bolt head. First,

multiply the 0.3123 decimal by 64:

0.3123 × 64 = 19.9872

Next, round the product to the nearest whole number:

19.98722 ≈ 20.

Use this whole number (20) as the numerator and 64 as the

denominator: 20⁄64.

Now, reduce 20⁄64 to 5⁄16 as 4 is common to both the numerator

and denominator. Therefore, the correct socket would be the

5⁄16 inch socket (20⁄64 reduced).

Example: When accurate holes of uniform diameter

are required for aircraft structures, they are first drilled

approximately 1⁄64 inch undersized and then reamed to the

final desired diameter. What size drill bit should be selected

for the undersized hole if the final hole is reamed to a diameter

of 0.763 inches? First, multiply the 0.763 decimal by 64.

0.763 × 64 = 48.832

Next, round the product to the nearest whole number:

48.832 ≈ 49.

Use this number (49) as the numerator and 64 as the

denominator: 49⁄64 is the closest fraction to the final reaming

diameter of 0.763 inches. To determine the drill size for the

initial undersized hole, subtract 1⁄64 inch from the finished

hole size.

49 – 1 = 48 = 3

64 64 64 4

Therefore, a 3⁄4-inch drill bit should be used for the initial

undersized holes.

Converting Fractions to Decimals

To convert any fraction to a decimal, simply divide the top

number (numerator) by the bottom number (denominator).

Every fraction has an approximate decimal equivalent.

Example:

2 = 1 ÷ 2 = 2 1.0 Therefore, 1

2 = 0.5

8 = 3 ÷ 8 = 8 3.000 Therefore, 3

8 = 0.375

Calculator tip: numerator (top number) ÷ denominator

(bottom number) = the decimal equivalent of the fraction.

Some fractions when converted to decimals produce a

repeating decimal.

Example:

0.33 1

3 = 1 ÷ 3 = 3 1.00 = 0.3 or 0.33

– 9 This decimal can be

represented with a bar, or can

be rounded. (A bar indicates

that the number(s) beneath it

are repeated to infinity.)

Other examples of repeating decimals:

0.212121… = 0.21

0.6666… = 0.7 or 0.67

0.254254… = 0.254

Decimal Equivalent Chart

Figure 3-6 is a fraction to decimal to millimeter equivalency

chart. Measurements starting at 1⁄64 inch and up to 3 inches

have been converted to decimal numbers and to millimeters.

Ratio

A ratio is the comparison of two numbers or quantities. A

ratio may be expressed in three ways: as a fraction, with a

colon, or with the word “to.” For example, a gear ratio of 5:7

can be expressed as any of the following:

5⁄7 or 5:7 or 5 to 7

Aviation Applications

Ratios have widespread application in the field of aviation.

Example: Compression ratio on a reciprocating engine is the

ratio of the volume of a cylinder with the piston at the bottom

of its stroke to the volume of the cylinder with the piston at

the top of its stroke. For example, a typical compression ratio

might be 10:1 (or 10 to 1).

Aspect ratio is the ratio of the length (or span) of an airfoil to

3-8its width (or chord). A typical aspect ratio for a commercial

airliner might be 7:1 (or 7 to 1).

Air-fuel ratio is the ratio of the weight of the air to the

weight of fuel in the mixture being fed into the cylinders of

a reciprocating engine. For example, a typical air-fuel ratio

might be 14.3:1 (or 14.3 to 1).

Glide ratio is the ratio of the forward distance traveled to

the vertical distance descended when an aircraft is operating

without power. For example, if an aircraft descends 1,000 feet

while it travels through the air for two linear miles (10,560

feet), it has a glide ratio of 10,560:1,000 which can be reduced

to 10.56: 1 (or 10.56 to 1).

Gear ratio is the number of teeth each gear represents when

two gears are used in an aircraft component. In Figure 3-7 ,

the pinion gear has 8 teeth and a spur gear has 28 teeth. The

gear ratio is 8:28. Using 7 as the LCD, 8:28 becomes 2:7.

Speed ratio is when two gears are used in an aircraft

component; the rotational speed of each gear is represented

as a speed ratio. As the number of teeth in a gear decreases,

the rotational speed of that gear increases, and vice-versa.

Therefore, the speed ratio of two gears is the inverse (or

opposite) of the gear ratio. If two gears have a gear ratio of

2:9, then their speed ratio is 9:2.

Example: A pinion gear with 10 teeth is driving a spur gear

with 40 teeth. The spur gear is rotating at 160 rpm. Calculate

the speed of the pinion gear.

Teeth in Pinion Gear = Speed of Spur Gear

Teeth in Spur Gear Speed of Pinion Gear

10 teeth = 160 rpm

40 teeth S P (speed of pinion gear)

To solve for S P, multiply 40 × 160, then divide by 10. The

speed of the pinion gear is 640 rpm.

Example: If the cruising speed of an airplane is 200 knots

and its maximum speed is 250 knots, what is the ratio of

cruising speed to maximum speed? First, express the cruising

speed as the numerator of a fraction whose denominator is

the maximum speed.

Ratio = 200

Next, reduce the resulting fraction to its simplest form.

Ratio = 200

250 = 4

5Therefore, the ratio of cruising speed to maximum speed is 4:5.

Another common use of ratios is to convert any given ratio

to an equivalent ratio with a denominator of 1.

Example: Express the ratio 9:5 as a ratio with a denominator

of 1.

R = 9

5 = ?

1 Since 9 ÷ 5 = 1.8, then 9

5 = 1.8

Therefore, 9:5 is the same ratio as 1.8:1. In other words, 9

to 5 is the same ratio as 1.8 to 1.

Proportion

A proportion is a statement of equality between two or more

ratios. For example,

4 = 6

8 or 3:4 = 6:8

This proportion is read as, “3 is to 4 as 6 is to 8.”

Extremes and Means

The first and last terms of the proportion (the 3 and 8 in

this example) are called the extremes. The second and third

terms (the 4 and 6 in this example) are called the means. In

any proportion, the product of the extremes is equal to the

product of the means.

In the proportion 2:3 = 4:6, the product of the extremes,

2 × 6, is 12; the product of the means, 3 × 4, is also 12. An

inspection of any proportion shows this to be true.

Solving Proportions

Normally when solving a proportion, three quantities are

known, and the fourth is unknown. To solve for the unknown,

multiply the two numbers along the diagonal and then divide

by the third number.

Example: Solve for X in the proportion given below.

80 = X

First, multiply 65 × 100: 65 × 100 = 6500

Next, divide by 80: 6500 ÷ 80 = 81.25

Therefore, X = 81.25.

Example: An airplane flying 300 miles used 24 gallons of

gasoline. How many gallons will it need to travel 750 miles?

The ratio here is: “miles to gallons;” therefore, the proportion

is set up as:

Miles

Gallons 300

24 = 750

G

3-9Fraction Decimal MM

1/64

1/32

3/64

1/16

5/64

3/32

7/64

1/8

9/64

5/32

11/64

3/16

13/64

7/32

15/64

1/4

17/64

9/32

19/64

5/16

21/64

11/32

23/64

3/8

25/64

13/32

27/64

7/16

29/64

15/32

31/64

1/2

33/64

17/32

35/64

37/64

19/32

39/64

5/8

41/64

21/32

43/64

11/16

45/64

23/32

47/64

3/4

49/64

25/32

51/64

13/16

53/64

27/32

55/64

7/8

57/64

29/32

59/64

15/16

61/64

31/32

63/64

25.4Fraction Decimal MM

1 1/64

1 1/32

1 3/64

1 1/16

1 5/64

1 3/32

1 7/64

1 1/8

1 9/64

1 5/32

1 11/64

1 3/16

1 13/64

1 7/32

1 15/64

1 1/4

1 17/64

1 9/32

1 19/64

1 5/16

1 21/64

1 11/32

1 23/64

1 3/8

1 25/64

1 13/32

1 27/64

1 7/16

1 29/64

1 15/32

1 31/64

1 1/2

1 33/64

1 17/32

1 35/64

1 9/16

1 37/64

1 19/32

1 39/64

1 5/8

1 41/64

1 21/32

1 43/64

1 11/16

1 45/64

1 23/32

1 47/64

1 3/4

1 49/64

1 25/32

1 51/64

1 13/16

1 53/64

1 27/32

1 55/64

1 7/8

1 57/64

1 29/32

1 59/64

1 15/16

1 61/64

1 31/32

1 63/64

50.8Fraction Decimal MM

2 1/64

2 1/32

2 3/64

2 1/16

2 5/64

2 3/32

2 7/64

2 1/8

2 9/64

2 5/32

2 11/64

2 3/16

2 13/64

2 7/32

2 15/64

2 1/4

2 17/64

2 9/32

2 19/64

2 5/16

2 21/64

2 11/32

2 23/64

2 3/8

2 25/64

2 13/32

2 27/64

2 7/16

2 29/64

2 15/32

2 31/64

2 1/2

2 33/64

2 17/32

2 35/64

2 9/16

2 37/64

2 19/32

2 39/64

2 5/8

2 41/64

2 21/32

2 43/64

2 11/16

2 45/64

2 23/32

2 47/64

2 3/4

2 49/64

2 25/32

2 51/64

2 13/16

2 53/64

2 27/32

2 55/64

2 7/8

2 57/64

2 29/32

2 59/64

2 15/16

2 61/64

2 31/32

2 63/64

Figure 3-6. Fractions, decimals, and millimeters.

2:7

Figure 3-7. Gear ratio.the denominator), and then convert the decimal number to a

percentage by multiplying by 100 as shown earlier.

Example: Express the fraction 5⁄8 as a percentage.

8 = 5 ÷ 8 = 0.625 = 62.5%

Finding a Percentage of a Given Number

This is the most common type of percentage calculation.

Here are two methods to solve percentage problems: using

algebra or using proportions. Each method is shown next to

find a percent of a given number.

Example: In a shipment of 80 wingtip lights, 15% of the

lights were defective. How many of the lights were defective?

Algebraic Method:

15% of 80 lights = N (number of defective lights)

0.15 × 80 = N

12 = N

Therefore, 12 defective lights were in the shipment.

Proportion Method:

N

80 = 15

To solve for N: N × 100 = 80 × 15

N × 100 = 1,200

N = 1,200 ÷ 100

N = 12

or

N = (80 × 15) ÷ 100

N = 12

Finding What Percentage One Number is of Another

Example: A small engine rated at 12 horsepower is found

to be delivering only 10.75 horsepower. What is the motor

efficiency expressed as a percent?

Algebraic Method:

N% of 12 rated horsepower = 10.75 actual horsepower

N% × 12 = 10.75

N% = 10.75 ÷ 12

N% = 0.8958

N = 89.58

Therefore, the motor efficiency is 89.58%.

Proportion Method:

12 = N

100 Solve for G: (750 × 24) ÷ 300 = 60

Therefore, to fly 750 miles, 60 gallons of gasoline is required.

Percentage

Percentage means “parts out of one hundred.” The

percentage sign is “%.” Ninety percent is expressed as 90%

(= 90 parts out of 100). The decimal 0.90 equals 90⁄100, or 90

out of 100, or 90%.

Expressing a Decimal Number as a Percentage

To express a decimal number in percent, move the decimal

point two places to the right (adding zeroes if necessary) and

then affix the percent symbol.

Example: Express the following decimal numbers as a percent:

0.90 = 90%

0.5 = 50%

1.25 = 125%

0.335 = 33.5%

Expressing a Percentage as a Decimal Number

Sometimes it may be necessary to express a percentage as

a decimal number. To express a percentage as a decimal

number, move the decimal point two places to the left and

drop the % symbol.

For example: Express the following percentages as decimal

numbers:

90% = 0.90

50% = 0.50

5% = 0.05

150% = 1.5

Expressing a Fraction as a Percentage

To express a fraction as a percentage, first change the

fraction to a decimal number (by dividing the numerator by

3-11To solve for N: N × 12 = 10.75 × 100

N × 12 = 1,075

N = 1,075 ÷ 12

N = 89.58

or

N = (1,075 × 100) ÷ 12

N = 89.58

Therefore, the motor efficiency is 89.58%.

Finding a Number When a Percentage of it is Known

Example: Eighty ohms represents 52% of a microphone’s

total resistance. Find the total resistance of this microphone.

Algebraic Method:

52% of N = 80 ohms

52% × N = 80

N = 80 ÷ 0.52

N = 153.846

The total resistance of the microphone is 153.846 ohms.

Proportion Method:

= 52

To solve for N: N × 52 = 80 × 100

N × 52 = 8,000

N = 8,000 ÷ 52

N = 153.846 ohms

or

N = (80 × 100) ÷ 52

N = 153.846 ohms

Positive & Negative Numbers (Signed

Numbers)

Positive numbers are numbers that are greater than

zero. Negative numbers are numbers less than zero.

[Figure 3-8] Signed numbers are also called integers.

Addition of Positive & Negative Numbers

The sum (addition) of two positive numbers is positive. The

sum (addition) of two negative numbers is negative. The

sum of a positive and a negative number can be positive or

negative, depending on the values of the numbers. A good

way to visualize a negative number is to think in terms of

debt. If you are in debt by $100 (or, −100) and you add $45

to your account, you are now only $55 in debt (or −55).

Therefore: −100 + 45 = −55.

Example: The weight of an aircraft is 2,000 pounds. A radio

rack weighing 3 pounds and a transceiver weighing 10 pounds 80

Nare removed from the aircraft. What is the new weight? For

weight and balance purposes, all weight removed from an

aircraft is given a minus sign, and all weight added is given

a plus sign.

2,000 + −3 + −10 = 2,000 + −13 = 1,987

Therefore, the new weight is 1,987 pounds.

Subtraction of Positive & Negative Numbers

To subtract positive and negative numbers, first change the

“–” (subtraction symbol) to a “+” (addition symbol), and

change the sign of the second number to its opposite (that

is, change a positive number to a negative number or vice

versa). Finally, add the two numbers together.

Example: The daytime temperature in the city of Denver

was 6° below zero (−6°). An airplane is cruising at 15,000

feet above Denver. The temperature at 15,000 feet is 20°

colder than in the city of Denver. What is the temperature

at 15,000 feet?

Subtract 20 from −6: −6 – 20 = −6 + (−20) = −26

The temperature is −26°, or 26° below zero at 15,000 feet

above the city.

Multiplication of Positive & Negative Numbers

The product of two positive numbers is always positive. The

product of two negative numbers is always positive. The

product of a positive and a negative number is always negative.

Examples:

3 × 6 = 18 −3 × 6 = −18 −3 × −6 = 18 3 × −6 = −18

Division of Positive & Negative Numbers

The quotient of two positive numbers is always positive. The

quotient of two negative numbers is always positive. The

quotient of a positive and negative number is always negative.

Examples:

6 ÷ 3 = 2 −6 ÷ 3 = −2 −6 ÷ −3 = 2 6 ÷ −3 = −2

Powers

The power (or exponent) of a number is a shorthand method

of indicating how many times a number, called the base,

is multiplied by itself. For example, 34 is read as “3 to the

power of 4.” That is, 3 multiplied by itself 4 times. The 3 is

the base and 4 is the power.

Examples:

23 = 2 × 2 × 2 = 8

3-12−5 −4 −3 −2 −1 0 +1 +2 +3 +4 +5

Figure 3-8. A scale of signed numbers.Read “two to the third power equals 8.”

105 = 10 × 10 × 10 × 10 × 10 = 100,000

Read “ten to the fifth power equals 100,000.”

Special Powers

Squared

When a number has a power of 2, it is commonly referred to

as “squared.” For example, 72 is read as “seven squared” or

“seven to the second power.” To remember this, think about

how a square has two dimensions: length and width.

Cubed

When a number has a power of 3, it is commonly referred

to as “cubed.” For example, 73 is read as “seven cubed” or

“seven to the third power.” To remember this, think about

how a cube has three dimensions: length, width, and depth.

Power of Zero

Any non-zero number raised to the zero power always equals 1.

Example:

70 = 1 1810 = 1 (–24)0 = 1

Negative Powers

A number with a negative power equals its reciprocal with

the same power made positive.

Example: The number 2-3 is read as “2 to the negative 3rd

power,” and is calculated by:

2-3 = 1

= 1

2 × 2 × 2 = 1

When using a calculator to raise a negative number to a

power, always place parentheses around the negative number

(before raising it to a power) so that the entire number gets

raised to the power.

Law of Exponents

When multiplying numbers with powers, the powers can be

added as long as the bases are the same.

Example:

32 × 34 = (3 × 3) × (3 × 3 × 3 × 3) = 3 × 3 × 3 × 3 × 3 × 3 = 36

or 32 × 34 = 3(2+4) = 36When dividing numbers with powers, the powers can be

subtracted as long as the bases are the same.

Example:

104 ÷ 102 =10 × 10 × 10 × 10

10 × 10 =10 × 10 × 10 × 10

10 × 10 =10 × 10 =102

or 104 ÷ 102 = 10(4 – 2) = 102

Powers of Ten

Because we use the decimal system of numbers, powers of

ten are frequently seen in everyday applications. For example,

scientific notation uses powers of ten. Also, many aircraft

drawings are scaled to powers of ten. Figure 3-9 gives more

information on the powers of ten and their values.

Roots

A root is a number that when multiplied by itself a specified

number of times produces a given number.

The two most common roots are the square root and the cube

root. For more examples of roots, see Figure 3-10 .

Square Roots

The square root of 25, written as 25, equals 5. That is, when

the number 5 is squared (multiplied by itself), it produces the

number 25. The symbol is called a radical sign. Finding

the square root of a number is the most common application

of roots. The collections of numbers whose square roots

are whole numbers are called perfect squares. The first ten

perfect squares are: 1, 4, 9, 16, 25, 36, 49, 64, 81, and 100.

The square root of each of these numbers is 1, 2, 3, 4, 5, 6,

7, 8, 9, and 10, respectively.

For example, 36 = 6 and 81 = 9

To find the square root of a number that is not a perfect

square, use either a calculator or the estimation method. A

longhand method does exist for finding square roots, but

with the advent of calculators and because of its lengthy

explanation, it is no longer included in this handbook. The

estimation method uses the knowledge of perfect squares to

approximate the square root of a number.

Example: Find the square root of 31. Since 31 falls between

the two perfect roots 25 and 36, we know that must be

between 25 and 36. Therefore, 31 must be greater than 5

and less than 6 because 25 = 5 and 36 = 6. If you estimate

the square root of 31 at 5.5, you are close to the correct

answer. The square root of 31 is actually 5.568.

3-13Powers

of TenExpansion Value

Positive

Exponents

1001,000,000

100,000

10,000

1,000

110 x 10 x 10 x 10 x 10 x 10

10 x 10 x 10 x 10 x 10

10 x 10 x 10 x 10

10 x 10 x 10

10 x 10

Negative

Exponents

10-61/10=0.1

1/100=0.01

1/1,000=0.001

1/10,000=0.0001

1/100,000=0.00001

1/1,000,000=0.0000011/10

1/(10 x 10)

1/(10 x 10 x 10)

1/(10 x 10 x 10 x 10)

1/(10 x 10 x 10 x 10 x 10)

1/(10 x 10 x 10 x 10 x 10 x 10)

Figure 3-9. Powers of ten.Cube Roots

The cube root of 125, written as 3125, equals 5. That is,

when the number 5 is cubed (5 multiplied by itself then

multiplying the product (25) by 5 again), it produces the

number 125. It is common to confuse the “cube” of a number

with the “cube root” of a number.

For clarification, the cube of 27 = 273 = 27 × 27 × 27 = 19,683.

However, the cube root of 27 = 327 = 3.

Fractional Powers

Another way to write a root is to use a fraction as the power

(or exponent) instead of the radical sign. The square root of a

number is written with a 1⁄2 as the exponent instead of a radical

sign. The cube root of a number is written with an exponent

of 1⁄3 and the fourth root with an exponent of 1⁄4 and so on.

Example: 31 = 311⁄2 3125 = 1251⁄3 416 = 161⁄4

Functions of Numbers Chart

The Functions of Numbers chart found in Figure 3-10

is included in this chapter for convenience in making

computations. Each column in the chart is listed below, with

new concepts explained.

• Number (N)

• N squared (N2)

• N cubed (N3)

• Square root of N ( N)

• Cube root of N (3N)

• Circumference of a circle with diameter = N.

Circumference is the linear measurement of the

distance around a circle. The circumference is

calculated by multiplying the diameter of the circle

by 3.1416 (3.1416 is the number referred to as pi,

which has the symbol π). If the diameter of a circle is

10 inches, then the circumference would be:

10 × 3.1416 = 31.4160.

• Area of a circle with diameter = N. Area of a circle is

the number of square units of measurement contained

in the circle with a diameter of N. The area of a circle

equals π multiplied by the radius squared. This is

calculated by the formula: A = π × r2. Remember that

the radius is equal to one-half of the diameter.

Example: A flight deck instrument gauge has a round

face that is 3 inches in diameter. What is the area of

the face of the gauge? From Figure 3-10 for N = 3, the

answer is 7.0686 square inches. This is calculated by:

If the diameter of the gauge is 3 inches, then the

radius = D⁄2 = 3⁄2 = 1.5 inches. Area = π × r2 = 3.1416 × 1.52 = 3.1416 × 2.25 =

7.0686 square inches.

Scientific Notation

Scientific notation is used as a type of shorthand to express very

large or very small numbers. It is a way to write numbers so

that they do not take up as much space on the page. The format

of a number written in scientific notation has two parts. The

first part is a number greater than or equal to 1 and less than

10 (for example, 2.35). The second part is a power of 10 (for

example, 106). The number 2,350,000 is expressed in scientific

notation as 2.35 × 106. It is important that the decimal point

is always placed to the right of the first digit. Notice that very

large numbers always have a positive power of 10 and very

small numbers always have a negative power of 10.

Example: The velocity of the speed of light is over 186,000

miles per second (mps). This can be expressed as 1.86 × 105 mps

in scientific notation. The mass of an electron is approximately

0.000,000,000,000,000,000,000,000,000,911 grams. This can

be expressed in scientific notation as 9.11 × 10-28 grams.

Converting Numbers from Standard Notation to

Scientific Notation

Example: Convert 1,244,000,000,000 to scientific notation

as follows. First, note that the decimal point is to the right

of the last zero. (Even though it is not usually written, it is

assumed to be there.)

3-14Number Square Cube Square Root Cube Root Circumference Area

1,024

1,089

1,156

1,225

1,296

1,369

1,444

1,521

1,600

1,681

1,764

1,849

1,936

2,025

2,116

2,209

2,304

2,401

2,5001

1,000

1,331

1,728

2,197

2,744

3,375

4,096

4,913

5,832

6,859

8,000

9,261

10,648

12,167

13,824

15,625

17,576

19,683

21,952

24,389

27,000

29,791

32,768

35,937

39,304

42,875

46,656

50,653

54,872

59,319

64,000

68,921

74,088

79,507

85,184

91,125

97,336

103,823

110,592

117,649

125,0001.000

1963.49Number (N) N Squared (N2) N Cubed (N3)Circumference

of a circle with

diameter = NArea of a

circle with

diameter = NSquare Root

of N (√N)Cube Root

of N (√N)3

Figure 3-10. Functions of numbers.

3-15Number Square Cube Square Root Cube Root Circumference Area

1002,601

2,704

2,809

2,916

3,025

3,136

3,249

3,364

3,481

3,600

3,721

3,844

3,969

4,096

4,225

4,356

4,489

4,624

4,761

4,900

5,041

5,184

5,329

5,476

5,625

5,776

5,929

6,084

6,241

6,400

6,561

6,724

6,889

7,056

7,225

7,396

7,569

7,744

7,921

8,100

8,281

8,464

8,649

8,836

9,025

9,216

9,409

9,604

9,801

10,000132,651

140,608

148,877

157,464

166,375

175,616

185,193

195,112

205,379

216,000

226,981

238,328

250,047

262,144

274,625

287,496

300,763

314,432

328,509

343,000

357,911

373,248

389,017

405,224

421,875

438,976

456,533

474,552

493,039

512,000

531,441

551,368

571,787

592,704

614,125

636,056

658,503

681,472

704,969

729,000

753,571

778,688

804,357

830,584

857,375

884,736

912,673

941,192

970,299

1,000,0007.141

314.1592042.82

7853.98Number (N) N Squared (N2) N Cubed (N3)Circumference

of a circle with

diameter = NArea of a

circle with

diameter = NSquare Root

of N (√N)Cube Root

of N (√N)3

Figure 3-10. Functions of numbers (continued).

3-161,244,000,000,000 = 1,244,000,000,000.0

To change to the format of scientific notation, the decimal

point must be moved to the position between the first and

second digits. In this case, it is between the 1 and the 2. Since

the decimal point must be moved 12 places to the left to get

there, the power of 10 is 12. Remember that large numbers

always have a positive exponent. Therefore, 1,244,000,000,000

= 1.244 × 1012 when written in scientific notation.

Example: Convert 0.000000457 from standard notation to

scientific notation. To change to the format of scientific

notation, the decimal point must be moved to the position

between the first and second numbers, which in this

case is between the 4 and the 5. Since the decimal point

must be moved 7 places to the right to get there, the

power of 10 is −7. Remember that small numbers (those

less than one) have a negative exponent. Therefore,

0.000000457 = 4.57 × 10-7 when written in scientific notation.

Converting Numbers from Scientific Notation to

Standard Notation

Example: Convert 3.68 × 107 from scientific notation to

standard notation, as follows. To convert from scientific

notation to standard notation, move the decimal place 7 places to

the right. 3.68 × 107 = 36,800,000. Another way to think about

the conversion is 3.68 × 107 = 3.68 × 10,000,000 = 36,800,000.

Example: Convert 7.1543 × 10-10 from scientific notation

to standard notation. Move the decimal place 10 places to

the left: 7.1543 × 10-10 =.00000000071543. Another way

to think about the conversion is 7.1543 × 10-10 = 7.1543 ×

0.0000000001 = 0.00000000071543

When converting, remember that large numbers always

have positive powers of ten and small numbers always have

negative powers of ten. Refer to Figure 3-11 to determine

which direction to move the decimal point.

Addition, Subtraction, Multiplication, and Division

of Scientific Numbers

To add, subtract, multiply, or divide numbers in scientific

notation, change the scientific notation number back to

standard notation. Then add, subtract, multiply or divide the

standard notation numbers. After the computation, change the

final standard notation number back to scientific notation.

Algebra

Algebra is the branch of mathematics that uses letters or

symbols to represent variables in formulas and equations.

For example, in the equation d = v × t, where distance = velocity

× time, the variables are: d, v, and t. Equations

Algebraic equations are frequently used in aviation to show

the relationship between two or more variables. Equations

normally have an equals sign (=) in the expression.

Example: The formula A = π × r2 shows the relationship

between the area of a circle (A) and the length of the radius

(r) of the circle. The area of a circle is equal to π (3.1416)

times the radius squared. The larger the radius, the larger the

area of the circle.

Algebraic Rules

When solving for a variable in an equation, you can add,

subtract, multiply, or divide the terms in the equation (you do

the same to both sides of the equals sign) to get the variable

onto one side of the equals sign.

Examples: Solve the following equations for the value N.

3N = 21

To solve for N, divide both sides by 3.

3N ÷ 3 = 21 ÷ 3

N = 7

N + 17 = 59

To solve for N, subtract 17 from both sides.

N + 17 – 17 = 59 – 17

N = 42

N – 22 = 100

To solve for N, add 22 to both sides.

N – 22 + 22 = 100 + 22

N = 122

N

5 = 50

To solve for N, multiply both sides by 5.

N × 5 = 50 × 5

N = 250

Solving for a Variable

Another application of algebra is to solve an equation for a

given variable.

Example: Using the formula given in Figure 3-12 , find the

total capacitance (C T) of the series circuit containing three

capacitors with

C1 = 0.1 microfarad

C2 = 0.015 microfarad

C3 = 0.05 microfarad

First, substitute the given values into the formula:

3-17ConversionLarge Numbers

with Positive

Powers of 10Small Numbers

with Negative

Powers of 10

From standard

notation to scientific

notation

From scientific

notation to standard

notationMove decimal

place to the right

Move decimal

place to the leftMove decimal

place to the left

Move decimal

place to the right1

+CT=1

C11

C2+1

C3

Figure 3-11. Converting between scientific and standard notation. Figure 3-12. Total capacitance in a series circuit.CT = 1

= 1

= 1

10 + 66.66 + 20 1

C1+1

C2+1

C3 1

0.1+1

0.015+1

Therefore, C T = 1⁄96.66 = 0.01034 microfarad. The microfarad

(10-6 farad) is a unit of measurement of capacitance. This is

discussed in greater length in Chapter 12, Electricity.

Use of Parentheses

In algebraic equations, parentheses are used to group numbers

or symbols together. The use of parentheses helps us to

identify the order in which we should apply mathematical

operations. The operations inside the parentheses are always

performed first in algebraic equations.

Example: Solve the algebraic equation X = (4 + 3)2.

First, perform the operation inside the parentheses, which

is, 4 + 3 = 7. Then complete the exponent calculation

X = (7)2 = 7 × 7 = 49.

When using more complex equations, which may combine

several terms and use multiple operations, grouping the

terms together helps organize the equation. Parentheses, ( ),

are most commonly used in grouping, but you may also see

brackets, [ ]. When a term or expression is inside one of these

grouping symbols, it means that any operation indicated to

be done on the group is done to the entire term or expression.

Example:

Solve the equation N = 2 × [(9 ÷ 3) + (4 + 3)2]. Start with

the operations inside the parentheses ( ), then perform the

operations inside the brackets [ ].

N = 2 × [(9 ÷ 3) + (4 + 3)2]

N = 2 × [3 + (7)2]

First, complete the operations inside the parentheses ( ).

N = 2 × [3 + 49]

N = 2 × [52]

Second, complete the operations inside the brackets [ ].

N = 104Order of Operation

In algebra, rules have been set for the order in which

operations are evaluated. These same universally accepted

rules are also used when programming algebraic equations in

calculators. When solving the following equation, the order

of operation is given below:

N = (62 – 54)2 + 62 – 4 + 3 × [8 + (10 ÷ 2)] + 25 + (42 × 2) ÷ 4 + 3⁄4

1. Parentheses. First you must do everything in parentheses,

( ), starting from the innermost parentheses. If the

expression has a set of brackets, [ ], treat these exactly

like parentheses. If you are working with a fraction, treat

the top as if it was in parentheses and the denominator

as if it were in parentheses, even if there is none shown.

From the equation above, completing the calculation in

parentheses gives the following:

N = (8)2 + 62 – 4 + 3 × [8 + (5)] + 25 + (84) ÷ 4 + 3⁄4,

then

N = (8)2 + 62 – 4 + 3 × [13] + 25 + 84 ÷ 4 + 3⁄4

2. Exponents. Next, clear any exponents. Treat any roots

(square roots, cube roots, and so forth) as exponents.

Completing the exponents and roots in the equation

gives the following:

N = 64 + 36 – 4 + 3 × 13 + 5 + 84 ÷ 4 + 3⁄4

3. Multiplication and Division. Evaluate all of the

multiplications and divisions from left to right. Multiply

and divide from left to right in one step. A common

error is to use two steps for this (that is, to clear all of

the multiplication signs and then clear all of the division

signs), but that is not the correct method. Treat fractions

as division. Completing the multiplication and division

in the equation gives the following:

N = 64 + 36 – 4 + 39 + 5 + 21 + 3⁄4

4. Addition and Subtraction. Evaluate the additions and

subtractions from left to right. Like above, addition

and subtraction are computed left to right in one

step. Completing the addition and subtraction in the

equation gives the following:

X = 161 3⁄4

A commonly used acronym, PEMDAS, is used for

remembering the order of operation in algebra. PEMDAS

is an acronym for parentheses, exponents, multiplication,

3-18division, addition, and subtraction. To remember it, many use

the sentence, “Please Excuse My Dear Aunt Sally.” Always

remember, however, to multiply/divide or add/subtract in

one sweep from left to right, not separately.

Order of Operation for Algebraic Equations

1. Parentheses

2. Exponents

3. Multiplication

4. Division

5. Addition

6. Subtraction

Computing Area of Two-Dimensional Solids

Area is a measurement of the amount of surface of an object.

Area is usually expressed in such units as square inches or

square centimeters for small surfaces or in square feet or

square meters for larger surfaces.

Figure 3-13 summarizes the formulas for computing the area

of two-dimensional solids.

Rectangle

A rectangle is a four-sided figure with opposite sides of

equal length and parallel to each other. [Figure 3-14] All of

the angles are right angles. A right angle is a 90° angle. The

rectangle is a very familiar shape in mechanics. The formula

for the area of a rectangle is:

area = length × width = l × w

Example: An aircraft floor panel is in the form of a rectangle

having a length of 24 inches and a width of 12 inches. What

is the area of the panel expressed in square inches? First,

determine the known values and substitute them in the formula.

a = l × w = 24 inches × 12 inches = 288 square inches

Square

A square is a four-sided figure with all sides of equal length

and opposite sides are parallel to each other. [Figure 3-15] All

angles are right angles. A right angle is a 90° angle. The

formula for the area of a square is:

area = length × width = l × w

Since the length and the width of a square are the same value,

the formula for the area of a square can also be written as:

area = side × side = s2

Example: What is the area of a square access plate whose side measures 25 inches? First, determine the known value

and substitute it in the formula.

a = l × w = 25 inches × 25 inches = 625 square inches

Triangle

A triangle is a three-sided figure. The sum of the three angles

in a triangle is always equal to 180°. Triangles are often

classified by their sides. An equilateral triangle has 3 sides

of equal length. An isosceles triangle has 2 sides of equal

length. A scalene triangle has three sides of differing lengths.

Triangles can also be classified by their angles. An acute

triangle has all three angles less than 90°. A right triangle

has one right angle (a 90° angle). An obtuse triangle has

one angle greater than 90°. Each of these types of triangles

is shown in Figure 3-16 .

The formula for the area of a triangle is

area = 1⁄2 × (base × height) = 1⁄2 × (b × h)

Example: Find the area of the obtuse triangle shown in

Figure 3-17 . First, substitute the known values in the

area formula.

a = 1⁄2 × (b × h) = 1⁄2 × (2'6" × 3'2")

Next, convert all dimensions to inches:

2'6" = (2 × 12") + 6" = (24 + 6) = 30 inches

3'2" = (3 × 12") + 2" = (36 + 2) = 38 inches

Now, solve the formula for the unknown value:

a = 1⁄2 × (30 inches × 38 inches) = 570 square inches

Parallelogram

A parallelogram is a four-sided figure with two pairs

of parallel sides. [Figure 3-18] Parallelograms do not

necessarily have four right angles.

The formula for the area of a parallelogram is:

area = length × height = l × h

Trapezoid

A trapezoid is a four-sided figure with one pair of parallel

sides. [Figure 3-19] The formula for the area of a trapezoid is:

area = 1⁄2 (base 1 + base 2) × height

3-19w = 12l = 24

s = 25

Figure 3-14. Rectangle. Figure 3-15. Square. Object Area Formula Figure

Rectangle

Square

Parallelogram

Trapezoid

Circle

Ellipse

Wing areaTriangle3-14

3-17a = l × w

a = l × w or a = s2

a = l × h

a = ½ (b1 + b2) × h

a = π × r2

a = π × a × b

a = s × ca = ½ (l × h) or

a = ½ (b × h) or

a = (b × h) ÷ 2length × width

length × width or side × side

length × height

½ (base1 + base2) × height

π × radius2

π × semi-axis A × semi-axis B

span × mean chord½ × (length × height) or

½ × (base × height) or

(base × height) ÷ 2

Figure 3-13. Formulas to compute area.

Example: What is the area of a trapezoid in Figure 3-19 whose

bases are 14 inches and 10 inches, and whose height (or

altitude) is 6 inches? First, substitute the known values in

the formula.

a = 1⁄2 (b1 + b 2) × h

= 1⁄2 (14 inches + 10 inches) × 6 inches

a = 1⁄2 (24 inches) × 6 inches

= 12 inches × 6 inches = 72 square inches

Circle

A circle is a closed, curved, plane figure. [Figure 3-20] Every

point on the circle is an equal distance from the center of the

circle. The diameter is the distance across the circle (through

the center). The radius is the distance from the center to the

edge of the circle. The diameter is always twice the length

of the radius. The circumference, or distance around, a circle

is equal to the diameter times π.

circumference = c = d π

The formula for the area of a circle is:area = π × radius2 = π × r2

Example: The bore, which is “inside diameter,” of a certain

aircraft engine cylinder is 5 inches. Find the area of the cross

section of the cylinder.

First, substitute the known values in the formula:

a = π × r2

The diameter is 5 inches, so the radius is 2.5 inches.

(diameter = radius × 2)

a = 3.1416 × (2.5 inches)2 = 3.1416 × 6.25 square

inches = 19.635 square inches

Ellipse

An ellipse is a closed, curved, plane figure and is commonly

called an oval. [Figure 3-21] In a radial engine, the

articulating rods connect to the hub by pins, which travel in

the pattern of an ellipse (i.e., an elliptical or orbital path).

3-20Base = 3 ft 2 inHeight = 2 ft 6 in

b1 = 14"b2 = 10"

Height = 6"LengthHeight

Figure 3-17. Obtuse triangle. Figure 3-19. Trapezoid.Figure 3-18. Parallelogram.Equilateral IsoscelesTriangles Based on Sides

Triangles Based on AnglesScalene

Acute Right ObtuseLength of all sides

are differentLength of two sides

are equalLength of all sides

are equal

Each angle is < 90° One angle is = 90° One angle is > 90°

Figure 3-16. Types of triangles.

Wing Area

To describe the shape of a wing [Figure 3-22], several terms

are required. To calculate wing area, it is necessary to know the meaning of the terms “span” and “chord.” The wingspan, S, is the length of the wing from wingtip to wingtip. The chord is the average width of the wing from leading edge to trailing edge. If the wing is a tapered wing, the average width, known as the mean chord (C), must be known to find the area. The formula for calculating wing area is:

area of a wing = span × mean chord

Example: Find the area of a tapered wing whose span is 50 feet and whose mean chord is 6'8". First, substitute the known values in the formula.

a = s × c

= 50 feet × 6 feet 8 inches

(Note: 8 inches = 8⁄12 feet = 0.67 feet)

= 50 feet × 6.67 feet

= 333.5 square feetUnits of Area

A square foot measures 1 foot by 1 foot. It also measures 12

inches by 12 inches. Therefore, one square foot also equals 144 square inches (that is, 12 × 12 = 144). To convert square feet to square inches, multiply by 144. To convert square inches to square feet, divide by 144.

A square yard measures 1 yard by 1 yard. It also measures 3

feet by 3 feet. Therefore, one square yard also equals 9 square feet (that is, 3 × 3 = 9). To convert square yards to square feet, multiply by 9. To convert square feet to square yards, divide by 9. Refer to Figure 3-23, Applied Mathematics Formula

Sheet, for a comparison of different units of area.

Computing Volume of Three-Dimensional

Solids

Three-dimensional solids have length, width, and height.

There are many three-dimensional solids, but the most common are rectangular solids, cubes, cylinders, spheres, and cones. V olume is the amount of space within a solid. V olume is expressed in cubic units. Cubic inches or cubic centimeters are used for small spaces and cubic feet or cubic meters for larger spaces.

Rectangular Solid

A rectangular solid is a three-dimensional solid with six

rectangular-shaped sides. [Figure 3-24] The volume is the

3-21Circumference

Diameter (d)

Radius (r)b

a

π = 3.1416

a = Length of one of the semi-axes

b = Length of the other semi-axis

Area = a = π x a x bCircumference = c = 2π a2 + b2

Figure 3-20. Circle.

Figure 3-21. Ellipse.

sc

a = Wing area, ft.2

c = Average chord, ft.

s = Span, ft.

Figure 3-22. Wing planform.number of cubic units within the rectangular solid. The

formula for the volume of a rectangular solid is:

volume = length × width × height = l × w × h

In Figure 3-24 , the rectangular solid is 3 feet by 2 feet by

2 feet.

The volume of the solid in Figure 3-24 is = 3 ft × 2 ft ×

2 ft = 12 cubic feet.

Example: A rectangular baggage compartment measures 5 feet

6 inches in length, 3 feet 4 inches in width, and 2 feet 3 inches

in height. How many cubic feet of baggage will it hold? First,

substitute the known values into the formula.

v = l × w × h

= 5'6" × 3'4" × 2'3"

= 5.5 ft × 3.33 ft × 2.25 ft

= 41.25 cubic feet

Cube

A cube is a solid with six square sides. [Figure 3-25] A cube

is just a special type of rectangular solid. It has the same

formula for volume as does the rectangular solid, which is

volume = length × width × height = L × W × H. Because all

of the sides of a cube are equal, the volume formula for a

cube can also be written as:

volume = side × side × side = S3

Example: A large, cube-shaped carton contains a shipment

of smaller boxes inside of it. Each of the smaller boxes is

1 ft × 1 ft × 1 ft. The measurement of the large carton is

3 ft × 3 ft × 3 ft. How many of the smaller boxes are in the large

carton? First, substitute the known values into the formula.

v = l × w × h

= 3 ft × 3 ft × 3 ft = 27 cubic feet of volume in the

large carton

Since each of the smaller boxes has a volume of 1 cubic foot,

the large carton holds 27 boxes.

Cylinder

A solid having the shape of a can, a length of pipe, or a barrel

is called a cylinder. [Figure 3-26] The ends of a cylinder are

identical circles. The formula for the volume of a cylinder is:

volume = π × radius2 × height of the cylinder = π r2 × h

One of the most important applications of the volume of

a cylinder is finding the piston displacement of a cylinder

in a reciprocating engine. Piston displacement is the total

volume (in cubic inches, cubic centimeters, or liters) swept

by all of the pistons of a reciprocating engine as they move

in one revolution of the crankshaft. The formula for piston

displacement is given as:

Piston Displacement =

π × (bore divided by 2)2 × stroke × (# cylinders)

3-22Length

2.54 centimeters

12 inches

3 feet

5,280 feet

0.0394 inches

0.62 miles25.4 millimeters

30.48 centimeters

0.9144 meters

1,760 yards1 inch

1 foot

1 yard

1 mile

1 millimeter

1 kilometer

Weight

1 ounce 28.350 grams

1 pound 16 ounces 453.592 grams 0.4536 kilograms

1 ton 2,000 pounds

1 milligram 0.001 grams

1 kilogram 1,000 grams 2.2 pounds

1 gram 0.0353 ouncesArea

6.45 square centimeters

144 square inches

9 square feet

43,560 square feet

640 acres

0.155 square inches

1.195 square yards

0.384 square miles0.093 square meters

0.836 square meters

2.59 square kilometers1 square inch

1 square foot

1 square yard

1 acre

1 square mile

1 square centimeter

1 square meter

1 square kilometer

Volume

1 fluid ounce 29.57 cubic centimeters

1 cup 8 fluid ounces

1 pint 2 cups 16 fluid ounces 0.473 liters

1 quart 2 pints 4 cups 32 fluid ounces 0.9463 liters

1 gallon 4 quarts 8 pints 16 cups 128 ounces 3.785 liters

1 gallon 231 cubic inches

1 liter 0.264 gallons 1.057 quarts

1 cubic foot 1,728 cubic inches 7.5 gallons

1 cubic yard 27 cubic feet

1 board foot 1 inch x 12 inches x 12 inches

Temperature

°F to °C

°C to °FCelsius = ⁵⁄9 × (°F − 32)

Fahrenheit = ⁹⁄5 × (°C + 32)Conversion Factors

Figure 3-23. Applied mathematics formula sheet.The bore of an engine is the inside diameter of the cylinder.

The stroke of the engine is the length the piston travels inside

the cylinder. [Figure 3-27]

Example: Find the piston displacement of one cylinder in a

multi-cylinder aircraft engine. The engine has a cylinder bore

of 5.5 inches and a stroke of 5.4 inches. First, substitute the

known values in the formula.

v = π × r2 × h = (3.1416) × (5.5 ÷ 2)2 × (5.4)

v = 23.758 × 5.4 = 128.29 cubic inches

The piston displacement of one cylinder is 128.29 cubic inches. For an eight-cylinder engine, then the total engine

displacement would be:

Total displacement for 8 cylinders = 8 × 128.29 =

1026.32 cubic inches of displacement

Sphere

A solid having the shape of a ball is called a sphere.

[Figure 3-28] A sphere has a constant diameter. The radius

(r) of a sphere is one-half of the diameter (d). The formula

for the volume of a sphere is given as:

3-23Figure 3-23. Applied mathematics formula sheet (continued).

H

LWL = 3

W= 2H = 2

Figure 3-24. Rectangular solid.

s

ss

Figure 3-25. Cube. Solid Volume Surface Area Figure

1-261-281-29l × w × h

s

π × r2 × h

/four.numerator⁄/three.denominator × π × r3

/one.numerator⁄/three.denominator × π × r2 × h2 × [(w × l) + (w × h) +

(l × h)]

6 × s2

2 × π × r2 + π × d × h

4 × π × r2

π × r × [r + (r2 + h2)½]Rectangle

Solid

Cube

Cylinder

Sphere

ConeFormulas for Area of Two-Dimensional Objects Order of Operation for Algebraic Equations

Names and Symbols for Metric Prefixes

Powers of TenPrefix Means

exa (1018)

peta (1015)

tera (1012)

giga (109)

mega (106)

kilo (103)

hecto (102)

deca (101)

deci (10−1)

centi (10−2)

milli (10−3)

micro (10−6)

nano (10−9)

pico (10−12)One quintillion times

One quadrillion timesOne trillion timesOne billion timesOne million timesOne thousand timesOne hundred timesTen timesOne tenth ofOne hundredth ofOne thousandth ofOne millionth ofOne billionth ofOne trillionth of

Powers

of TenExpansion Value

Positive

Exponents

1001,000,000

100,00010,0001,00010010110 x 10 x 10 x 10 x 10 x 1010 x 10 x 10 x 10 x 1010 x 10 x 10 x 1010 x 10 x 1010 x 1010

Negative

Exponents

10-61/10=0.1

1/100=0.011/1,000=0.0011/10,000=0.00011/100,000=0.000011/1,000,000=0.0000011/101/(10 x 10)1/(10 x 10 x 10)1/(10 x 10 x 10 x 10)1/(10 x 10 x 10 x 10 x 10)1/(10 x 10 x 10 x 10 x 10 x 10)1. P arentheses

2. Exponents

3. Multiplication

4. Division

5. Addition

6. Subtraction

c

ba

CB

A

c

ba

a2 + b2 = c2Trigonometric Equations

Pythagorean TheoremUse the acronym PEMDAS to remember the order of

operation in algebra. PEMDAS is an acronym for parentheses, exponents, multiplication, division, addition, and subtraction. To remember it, many use the sentence, “Please Excuse My Dear Aunt Sally.”

Sine (sin) of angle A =opposite side (side a)

hypotenuse (side c)

Cosine (cos) of angle A =adjacent side (side b)

hypotenuse (side c)

Tangent (tan) of angle A =opposite side (side a)

adjacent side (side b)

v = 4⁄3 × π × radius3 = 4⁄3 × π × r3 or v = 1⁄6 × πd3

Example: A pressure tank inside the fuselage of a cargo

aircraft is in the shape of a sphere with a diameter of 34 inches. What is the volume of the pressure tank?v =

4⁄3 × π × radius3 = 4⁄3 × (3.1416) × (34⁄2)3

= 1.33 × 3.1416 × 173 = 1.33 × 3.1416 × 4,913

v = 20,528.125 cubic inches

Cone

A solid with a circle as a base and with sides that gradually

taper to a point is called a cone. [Figure 3-29] The formula

for the volume of a cone is given as:

v = 1⁄3 × π × radius2 × height = 1⁄3 × π × r2 × h

Units of Volume

Since all volumes are not measured in the same units, it is

necessary to know all the common units of volume and how they are related to each other. For example, the mechanic may know the volume of a tank in cubic feet or cubic inches, but when the tank is full of gasoline, they are interested in how many gallons it contains. Refer to Figure 3-23 , Applied

Mathematics Formula Sheet, for a comparison of different units of volume.

Computing Surface Area of Three-

Dimensional Solids

The surface area of a three-dimensional solid is the sum of

the areas of the faces of the solid. Surface area is a different

hr

diameter

bore

pistond

pistond

Piston at top center Piston at bottom center

H=stroke

cylinder

Figure 3-26. Cylinder.Figure 3-27. Cylinder displacement.concept from that of volume. For example, surface area is the

amount of sheet metal needed to build a rectangular fuel tank

while volume is the amount of fuel that the tank can contain.

Rectangular Solid

The formula for the surface area of a rectangular solid

[Figure 3-24] is given as:

Surface area =

2 × [(width × length) + (width × height) + (length × height)]

= 2 × [(w × l) + (w × h) + (l × h)]

Cube

The formula for the surface area of a cube [Figure 3-25] is

given as:

Surface area = 6 × (side × side) = 6 × s2

Example: What is the surface area of a cube with a side

measure of 8 inches?

Surface area = 6 × (side × side)

= 6 × S2 = 6 × 82 = 6 × 64

= 384 square inches

Cylinder

The formula for the surface area of a cylinder [Figure 3-26] is

given as:

Surface area = 2 × π × radius2 + π × diameter × height

= 2 × π × r2 + π × d × hSphere

The formula for the surface area of a sphere [Figure 3-28] is

given as:

Surface area = 4 × π × radius2 = 4 × π × r2

Cone

The formula for the surface area of a right circular cone

[Figure 3-29] is given as:

Surface area = π × radius × [radius + √(radius2 + height2)]

= π × r × [r + √(r2 + h2)]

Figure 3-30 summarizes the formulas for computing the

volume and surface area of three-dimensional solids.

Trigonometric Functions

Trigonometry is the study of the relationship between the

angles and sides of a triangle. The word trigonometry comes

from the Greek trigonon, which means three angles, and

metro, which means measure.

Right Triangle, Sides, and Angles

In Figure 3-31 , notice that each angle is labeled with a

capital letter. Across from each angle is a corresponding

side, each labeled with a lower case letter. This triangle is

a right triangle because angle C is a 90° angle. Side “a” is

Figure 3-28. Sphere.

hs

r

Figure 3-29. Cone.opposite from angle A and is sometimes referred to as the

“opposite side.” Side “b” is next to, or adjacent to, angle

A and is therefore referred to as the “adjacent side.” Side

“c” is always across from the right angle and is referred to

as the “hypotenuse.”

Sine, Cosine, and Tangent

The three primary trigonometric functions and their

abbreviations are: sine (sin), cosine (cos), and tangent

(tan). These three functions can be found on most scientific

calculators. The three trigonometric functions are actually

ratios comparing two of the sides of the triangle as follows:

Sine (sin) of angle A = opposite side (side a)

hypotenuse (side c)

Cosine (cos) of angle A = adjacent side (side b)

hypotenuse (side c)

Tangent (tan) of angle A = opposite side (side a)

adjacent side (side b)

Example: Find the sine of a 30° angle.

Calculator Method:

Using a calculator, select the “sin” feature, enter the number

30, and press “enter.” The calculator should display the

answer as 0.5. This means that when angle A equals 30°, then

the ratio of the opposite side (a) to the hypotenuse (c) equals

0.5 to 1, so the hypotenuse is twice as long as the opposite

side for a 30° angle. Therefore, sin 30° = 0.5.

Trigonometry Table Method:

When using a trigonometry table, find 30° in the first column.

Next, find the value for sin 30° under the second column

marked “sine” or “sin.” The value for sin 30° should be 0.5.Pythagorean Theorem

The Pythagorean Theorem is named after the ancient Greek

mathematician, Pythagoras (~500 B.C.). This theorem is used

to find the third side of any right triangle when two sides are

known. The Pythagorean Theorem states that a2 + b2 = c2.

[Figure 3-32] Where “c” = the hypotenuse of a right triangle, “a”

is one side of the triangle and “b” is the other side of the triangle.

Example: What is the length of the longest side of a right

triangle, given the other sides are 7 inches and 9 inches?

The longest side of a right triangle is always side “c,” the

hypotenuse. Use the Pythagorean Theorem to solve for the

length of side “c” as follows:

a2 + b2 = c2

72 + 92 = c2

49 + 81 = c2

130 = c2

c = 130 = 11.4 inches

Therefore, side “c” = 11.4 inches.

Example: The cargo door opening in a military airplane is

a rectangle that is 51⁄2 feet tall by 7 feet wide. A section of

square steel plate that is 8 feet wide by 8 feet tall by 1 inch

thick must fit inside the airplane. Can the square section of

steel plate fit through the cargo door? It is obvious that the

square steel plate will not fit horizontally through the cargo

door. The steel plate is 8 feet wide and the cargo door is only

7 feet wide. However, if the steel plate is tilted diagonally,

will it fit through the cargo door opening?

The diagonal distance across the cargo door opening can be

calculated using the Pythagorean Theorem where “a” is the

cargo door width, “b” is the cargo door height, and “c” is the

diagonal distance across the cargo door opening.

a2 + b2 = c2

3-26 Solid Volume Surface Area Figure

3-29l × w × h

s3

π × r2 × h

⁴⁄3 × π × r3

¹⁄3 × π × r2 × h2 × [(w × l) + (w × h) +

(l × h)]

6 × s2

2 × π × r2 + π × d × h

4 × π × r2

π × r × [r + √(r2 + h2)]Rectangle

Solid

Cube

Cylinder

Sphere

Cone

c

ba

CB

Ac

ba

a2 + b2 = c2Figure 3-30. Formulas to compute volume and surface area.

Figure 3-31. Right triangle. Figure 3-32. Pythagorean Theorem. (7 ft)2 + (5.5 ft)2 = c2

49 + 30.25 = c2

79.25 = c2

c = 8.9 ft

The diagonal distance across the cargo door opening is 8.9

feet, so the 8-foot wide square steel plate fits diagonally

through the cargo door opening and into the airplane.

Measurement Systems

Conventional (U.S. or English) System

Our conventional (U.S. or English) system of measurement is

part of our cultural heritage from the days when the thirteen

colonies were under British rule. It started as a collection

of Anglo-Saxon, Roman, and Norman-French weights and

measures. For example, the inch represents the width of the

thumb and the foot is from the length of the human foot.

Tradition holds that King Henry I decreed that the yard should

be the distance from the tip of his nose to the end of his thumb.

Since medieval times, commissions appointed by various

English monarchs have reduced the chaos of measurement

by setting specific standards for some of the most important

units. Some of the conventional units of measure are: inches,

feet, yards, miles, ounces, pints, gallons, and pounds. Because

the conventional system was not set up systematically, it

contains a random collection of conversions. For example,

1 mile = 5,280 feet and 1 foot = 12 inches.

Metric System

The metric system, also known as the International System

of Units (SI), is the dominant language of measurement used today. Its standardization and decimal features make it well-

suited for engineering and aviation work.

The metric system was first envisioned by Gabriel Mouton,

Vicar of St. Paul’s Church in Lyons, France. The meter is

the unit of length in the metric system, and it is equal to one

ten-millionth of the distance from the equator to the North

Pole. The liter is the unit of volume and is equal to one cubic

decimeter. The gram is the unit of mass and is equal to one

cubic centimeter of water.

All of the metric units follow a consistent naming scheme,

which consists of attaching a prefix to the unit. For example,

since kilo stands for 1,000, one kilometer equals 1,000 meters.

Centi is the prefix for one hundredth, so one meter equals one

hundred centimeters. Milli is the prefix for one thousandths

and one gram equals one thousand milligrams. Refer to

Figure 3-33 for the names and definitions of metric prefixes.

Measurement Systems & Conversions

The United States primarily uses the conventional (U.S.

or English) system, although it is slowly integrating the

metric system (SI). A recommendation to transition to the

metric system within ten years was initiated in the 1970s.

However, this movement lost momentum, and the United

States continues to use both measurement systems. Therefore,

information to convert between the conventional (U.S.

or English) system and the metric (SI) system has been

included in Figure 3-23 , Applied Mathematics Formula

Sheet. Examples of its use are as follows:

To convert inches to millimeters, multiply the number of

inches by 25.4.

Example: 20 inches = 20 × 25.4 = 508 mm

To convert ounces to grams, multiply the number of ounces

by 28.35.

Example: 12 ounces = 12 × 28.35 = 340.2 grams

3-27PrefixMultiplier

(Exponential)Multiplier

(Numerical)Meaning Symbol

exa (1018)

peta (1015)

tera (1012)

giga (109)

mega (106)

kilo (103)

hecto (102)

deca (101)

unit

deci (10−1)

centi (10−2)

milli (10−3)

micro (10−6)

nano (10−9)

pico (10−12)

femto (10−15)

atto (10−18) quintillion

quadrillion

trillion

billion

million

thousand

hundred

ten

tenth

hundredth

thousandth

millionth

billionth

trillionth

quadrillionth

quintillionth1,000,000,000,000,000,000

1,000,000,000,000,000

1,000,000,000,000

1,000,000,000

1,000,000

1,000

0.000,001

0.000,000,001

0.000,000,000,001

0.000,000,000,000,001

0.000,000,000,000,000,001E

P

T

G

M

k

h

da

d

c

m

µ

n

p

f

aLess Than 1Greater Than 1

Figure 3-33. Names and definitions of metric prefixes.The Binary Number System

The binary number system has only two digits: 0 and 1. The

prefix in the word “binary” is a Latin root for the word “two”

and its use was first published in the late 1700s. The use of

the binary number system is based on the fact that switches

or valves have two states: open or closed (on/off).

Currently, one of the primary uses of the binary number

system is in computer applications. Information is stored as

a series of 0s and 1s, forming strings of binary numbers. An

early electronic computer, ENIAC ( Electronic Numerical

Integrator and Calculator), was built in 1946 at the University

of Pennsylvania and contained 17,000 vacuum tubes, along

with 70,000 resistors, 10,000 capacitors, 1,500 relays, 6,000

manual switches and 5 million soldered joints. Computers

obviously have changed a great deal since then, but are still

based on the same binary number system. The binary number

system is also useful when working with digital electronics

because the two basic conditions of electricity, on and off,

can be represented by the two digits of the binary number

system. When the system is on, it is represented by the digit

1, and when it is off, it is represented by the digit 0.

Place Values

The binary number system is a Base-2 system. That is,

the place values in the binary number system are based on

powers of 2. An 8-bit binary number system is shown in

Figure 3-34 .

Converting Binary Numbers to Decimal Numbers

To convert a binary number to a decimal number, add up the

place values that have a 1 (place values that have a zero do

not contribute to the decimal number conversion).Example: Convert the binary number 10110011 to a decimal

number. Using the place value chart in Figure 3-35 , add up

the place values of the ‘1s’ in the binary number (ignore the

place values with a zero in the binary number).

The binary number 10110011

= 128 + 0 + 32 + 16 + 0 + 0 + 2 + 1

= 179 in the decimal number system

Converting Decimal Numbers to Binary Numbers

To convert a decimal number to a binary number, the place

values in the binary system are used to create a sum of

numbers that equal the value of the decimal number being

converted. Start with the largest binary place value and

subtract from the decimal number. Continue this process

until all of the binary digits are determined.

Example: Convert the decimal number 233 to a binary number.

Start by subtracting 128 (the largest place value from the

8-bit binary number) from 233.

233 – 128 = 105 A “1” is placed in the first binary

digit space: 1XXXXXXX.

Continue the process of subtracting the binary number

place values:

105 – 64 = 41 A “1” is placed in the second binary

digit space: 11XXXXXX.

41 – 32 = 9 A “1” is placed in the third binary

digit space: 111XXXXX.

3-28Place Value

or 12826

or 6425

or 3224

or 1623

or 822

or 421

or 220

or 1

1 0 0 1 1 0 0 1

0 0 1 0 1 0 1 1 10011001 shown as

00101011 shown as=153

=43

Figure 3-34. Binary system.

Place Value

or 12826

or 6425

or 3224

or 1623

or 822

or 421

or 220

or 1

1 0 1 1 0 0 1 1

128 + 0 + 32 + 16 + 0 + 0 + 2 + 110110011 shown as

=179

Figure 3-35. Place value chart.

Place Value

or 12826

or 6425

or 3224

or 1623

or 822

or 421

or 220

or 1

0 0 1 0 0 0 1 1

0 1 1 1 1 1 0 0

0 1 1 0 0 0 0 0

1 1 1 1 1 1 1 1

1 1 1 0 1 0 0 135 shown as

124 shown as

96 shown as

255 shown as

233 shown as

Figure 3-36. Conversion from decimal number to binary number.Since 9 is less than 16 (the next binary place value), a “0” is

placed in the fourth binary digit space, 1110XXXX.

9 – 8 = 1 A “1” is placed in the fifth binary

digit space: 11101XXX

Since 1 is less than 4 (the next binary place value), a 0 is

placed in the sixth binary digit space: 111010XX.

Since 1 is less than 2 (the next binary place value), a 0 is

placed in the seventh binary digit space: 1110100X.

1 – 1 = 0 A “1” is placed in the eighth binary

digit space: 11101001.

The decimal number 233 is equivalent to the binary number

11101001, as shown in Figure 3-36 .

Three additional decimal number to binary number

conversions are shown in Figure 3-36.

Aircraft Drawings

Chapter 4

Introduction

The exchange of ideas is essential to everyone, regardless of

their vocation or position. This exchange is usually carried on

by oral or written word; but under some conditions, the use of

these alone is impractical. The aviation industry discovered

that it could not depend entirely upon written or spoken

words for the exchange of ideas, because misunderstanding

and misinterpretation arose frequently. A written description

of an object can be changed in meaning just by misplacing

a comma, and the meaning of an oral description can be

completely changed by using a wrong word. To avoid these

possible errors, drawings are used to describe objects. For

this reason, drawing is the draftsman’s language.

Drawing, in the aviation industry, is a method of conveying

ideas concerning the construction or assembly of objects.

This is done with the help of lines, notes, abbreviations, and

symbols. It is important that the aviation mechanic who is

to make or assemble the object understands the meaning of

the different lines, notes, abbreviations, and symbols that

are used in a drawing. (See the “Lines and Their Meanings”

section of this chapter.)

Computer Graphics

From the early days of aviation, development of aircraft,

aircraft engines, and other components relied heavily on

aircraft drawings. For most of the 20th century, drawings

were created on a drawing “board” with pen or pencil and

paper. With the introduction and advancement of computers

in the later decades of the 20th century, the way drawings

are created changed dramatically. Computers were used

not only to create drawings, but they were being used to

show items in “virtual reality,” from any possible viewing

angle. Further development of computer software programs

allowed for assembling of separately created parts to check

for proper fit and possible interferences. Additionally, with

nearly instantaneous information sharing capability through

computer networking and the Internet, it became much easier

for designers to share their work with other designers and

manufacturers virtually anytime, anywhere in the world.

Using new computer-controlled manufacturing techniques,

it became possible to design a part and have it precisely

manufactured without ever having shown it on paper. New

terms and acronyms became commonplace. The more

common of these terms are:

• Computer Graphics—drawing with the use of a

computer• Computer Aided Design (CAD)—where a computer

is used in the design of a part or product

• Computer Aided Design Drafting (CADD)—where a

computer is used in the design and drafting process

• Computer Aided Manufacturing (CAM)—where a

computer is used in the manufacturing of a part or

product

• Computer Aided Engineering (CAE)—where a

computer is used in the engineering of a part or product

As computer hardware and software continue to evolve, a

greater amount of CAE is completed in less time, at lower

cost. In addition to product design, some of the other uses

of CAE are product analysis, assembly, simulations, and

maintenance information. [Figure 4-1]

CATIA, ProEngineer, Solid Works, and Unigraphics are some

of the more popular CAD software packages used for aircraft

design and manufacturing. Most airframe manufacturers use

CATIA software to design their aircraft. The complete aircraft

is designed and assembled in the software package before

it is manufactured. Drawings of all parts of the aircraft are

available and can be accessed using the computer software.

Drawings are no longer limited to 1, 2, or 3 views. Drawings

from every angle can easily be accessed by using the

computer model of the part or product. Technicians can access

drawings and aircraft manuals on laptops or even mobile

devices when performing maintenance on the shop floor.

Purpose & Function of Aircraft Drawings

Drawings and prints are the link between the engineers who

design an aircraft and the workers who build, maintain, and

repair it. A print may be a copy of a working drawing for

an aircraft part or group of parts, or for a design of a system

or group of systems. They are made by placing a tracing of

the drawing over a sheet of chemically-treated paper and

exposing it to a strong light for a short period of time. When

the exposed paper is developed, it turns blue where the light

has penetrated the transparent tracing. The inked lines of the

tracing, having blocked out the light, show as white lines

on a blue background. With other types of sensitized paper,

prints may have a white background with colored lines or a

colored background with white lines.

Drawings created using computers may be viewed on the

computer monitor or printed out in “hard copy” by use of an

Figure 4-1. Computer graphics work station.ink jet or laser printer. Larger drawings may be printed by use

of a plotter or large format printer. Large printers can print

drawings up to 42 inches high with widths up to 600 inches

by use of continuous roll paper. [Figure 4-2]

Care & Use of Drawings

Drawings should be handled carefully as they are both

expensive and valuable. Open drawings slowly and carefully

to prevent tearing of the paper. When the drawing is open,

smooth out the fold lines instead of bending them backward.

To protect drawings from damage, never spread them on the

floor or lay them on a surface covered with tools or other

objects that may make holes in the paper. Hands should be

free of oil, grease, or other unclean matter that can soil or

smudge the print.

Never make notes or marks on a print, as they may confuse

others and lead to incorrect work. Only authorized individuals

are permitted to make notes or changes on prints, and they

must sign and date any changes they make.

When finished with a drawing, fold and return it to its proper

place. Prints are folded originally in an appropriate size for

filing. Care should be taken so that the original folds are

always used.

Types of Drawings

Drawings must give information such as size and shape of

the object and all its parts, specifications for material to be

used, how the material is to be finished, how the parts are to

be assembled, and any other information essential to making

and assembling the object. Drawings may be divided into

three classes: detail, assembly, and installation.

Detail Drawing

A detail drawing is a description of a single part, describing

bylines, notes, and symbols the specifications for size, shape,

material, and methods of manufacture to be used in making

the part. Detail drawings are usually rather simple. When

single parts are small, several detail drawings may be shown

on the same sheet or print. [Figure 4-3]

Assembly Drawing

An assembly drawing is a description of an object made up

of two or more parts. [Figure 4-4] It describes the object’s

size and shape. Its primary purpose is to show the relationship

of the various parts. An assembly drawing is usually more

complex than a detail drawing and is often accompanied by

detail drawings of various parts.Installation Drawing

An installation drawing is one that includes all necessary

information for a part or an assembly in the final installed

position in the aircraft. It shows the dimensions necessary

for the location of specific parts with relation to the other

parts and reference dimensions that are helpful in later work

in the shop. [Figure 4-5]

Sectional View Drawings

A section or sectional view is obtained by cutting away part

of an object to show the shape and construction at the cutting

plane. The part or parts cut away are shown by using section

(crosshatching) lines. Types of sections are described in the

following paragraphs.

Full Section

A full section view is used when the interior construction

or hidden features of an object cannot be shown clearly by

exterior views. For example, Figure 4-6 is a sectional view

of a cable connector and shows the internal construction of

the connector.

Half Section

In a half section, the cutting plane extends only halfway

across the object, leaving the other half of the object as an

exterior view. Half sections are used with symmetrical objects

to show both the interior and exterior. Figure 4-7 is a half

sectional view of a Capstan servo.

Revolved Section

A revolved section drawn directly on the exterior view shows

the shape of the cross section of a part, such as the spoke

of a wheel. An example of a revolved section is shown in

Figure 4-8 .

Figure 4-2. Large format printer.

Removed Section

A removed section illustrates parts of an object. It is drawn

like revolved sections, except it is placed at one side and

often drawn to a larger scale than the view indicated to bring

out pertinent details.

Figure 4-9 is an illustration of removed sections. Section

A-A shows the cross-sectional shape of the object at cutting

plane line A-A. Section B-B shows the cross-sectional shape

at cutting plane line B-B. These sectional views are drawn

to the same scale as the principal view.

Title Blocks

Every print must have some means of identification.

This is provided by a title block. [Figure 4-4A] The title

block consists of a drawing number and certain other data

concerning the drawing and the object it represents. This

information is grouped in a prominent place on the print,

usually in the lower right-hand corner. Sometimes the title

block is in the form of a strip extending almost the entire

distance across the bottom of the sheet.

Although title blocks do not follow a standard form as far

as layout is concerned, all of them present essentially the

following information:

1. A drawing number to identify the print for filing

purposes and to prevent confusing it with any

other print.

2. The name of the part or assembly

3. The drawing scale

4. The date

5. The name of the firm

6. The name of the draftsmen, the checker, and the person

approving the drawingDrawing or Print Numbers

All prints are identified by a number that appears in a number

block in the lower right corner of the title block. It may also

be shown in other places—such as near the top border line,

in the upper right corner, or on the reverse side of the print at

both ends—so that the number shows when the print is folded

or rolled. The purpose of the number is quick identification of

a print. If a print has more than one sheet and each sheet has

the same number, this information is included in the number

block, indicating the sheet number and the number of sheets

in the series. [Figure 4-4B]

Reference and Dash Numbers

Reference numbers that appear in the title block refer you

to the numbers of other prints. When more than one detail

is shown on a drawing, dash numbers are used. Both parts

would have the same drawing number plus an individual

number, such as 40267-1 and 40267-2.

In addition to appearing in the title block, dash numbers

may appear on the face of the drawing near the parts they

identify. Dash numbers are also used to identify right-hand

and left-hand parts.

In aircraft, many parts on the left side are like the

corresponding parts on the right side but in reverse. The left-

hand part is always shown in the drawing. The right-hand

part is called for in the title block. Above the title block a

notation is found, such as: 470204-1LH shown; 470204-2RH

opposite. Both parts carry the same number, but the part

called for is distinguished by a dash number. Some prints

have odd numbers for left-hand parts and even numbers for

right-hand parts.

Universal Numbering System

The universal numbering system provides a means of

identifying standard drawing sizes. In the universal

numbering system, each drawing number consists of six or

seven digits. The first digit is always 1, 2, 4, or 5 and indicates

the size of the drawing. The number 1 indicates a drawing of

8½" × 11"; number 2 indicates an 11" × 17" drawing; number

4 represents a drawing of 17" × 22"; and 5 indicates a width

of between 17 and 36 inches but on a continuous roll. Letters

are also used (and becoming more prevalent) with the most

common letters being A through E. The letter A is 8½" × 11",

B is 11" × 17", C is 17" × 22", D is 22" × 34" and E is 34"

× 44". There are additional letters, such as D1 at 24" × 36",

E1 at 30" × 42" and additional sizes unique to even larger

formats but generally reserved for inter-company operations.

The remaining digits identify the drawing. Many firms have

modified this basic system to conform to their needs. The

letter or number depicting the standard drawing size may be

4-4FLAT PATTERN

FOR REFERENCE ONLY

-03D

C

B

A ABCD

1 2 3 4 5 6 7 88 7 6 5 4 3 2 1

REVISIONS

FOR REVISION HISTORY SEE SHEET 1

SHEET 3 OF 3SWorks Drawing No.: SIZE

Figure 4-3. Detail drawing.

2-01REVISIONS

ITEM8 6 S-TEC

5 S-TEC

12 S-TEC

1 3 -03 S-TEC

1 2 -02 S-TEC

1 -01 S-TECD

C

A ABCD

1 2 3 4 5 6 7 88 7 6 5 4 3 2 1

TITLE:

SIZEDrawing No.:

SHEET 1 OF 3EC130T2

125B

CWHITWORTH

FORM (SWorks) 86359 REV -

Zone Numbers F

Allowances and ToleranceG

C. Bill of MaterialsC

Title BlockA

ScaleH

Drawing NumberB

Revision BlockD

NotesE

Figure 4-4. Assembly drawing.

4-6REF

REF1

2C

8(REF)

REF8

REF

1 REF

6D

C

B

A ABCD

1 2 3 4 5 6 7 88 7 6 5 4 3 2 1

REVISIONS

FOR REVISION HISTORY SEE SHEET 1

SHEET 3 OF 3SWorks Drawing No.: SIZEFORM 86359 REV -REV

Figure 4-5. Installation drawing.

4-7Figure 4-6. Sectional view of a cable connector.

Figure 4-7. Half section of a Capstan servo. Figure 4-8. Revolved sections.prefixed to the number, separated from it by a dash. Other

numbering systems provide a separate box preceding the

drawing number for the drawing size identifier. In another

modification of this system, the part number of the depicted

assembly is assigned as the drawing number.Drawing Standards

Drawing standards cover such items as paper sizes, notes,

numbering systems, geometric dimensions and tolerances,

abbreviations, welding symbols, roughness symbols, and

electrical symbols. These standards cover metric and inch

measurements, as well as computer-drafting standards.

Different standards for drawings are used in industry and

some of the more common ones are published by the

International Organization for Standardization (ISO) and the

American National Standards Institute (ANSI).

Bill of Material

A list of the materials and parts necessary for the fabrication

or assembly of a component or system is often included

on the drawing. The list is usually in ruled columns that

4-8A AB B

SECTION A-ASECTION B-B

Figure 4-9. Removed sections.

provide the part number, name of the part, material the part

is to be constructed of, the quantity required, and the source

of the part or material. A typical bill of material is shown

in Figure 4-4C . On drawings that do not have a bill of

material, the data may be indicated directly on the drawing.

On assembly drawings, each item is identified by a number

in a circle or square. An arrow connecting the number with

the item assists in locating it in the bill of material.

Other Drawing Data

Revision Block

Revisions to a drawing are necessitated by changes in

dimensions, design, or materials. The changes are usually

listed in ruled columns either adjacent to the title block or at

one corner of the drawing. All changes to approved drawings

must be carefully noted on all existing prints of the drawing.

When drawings contain such corrections, attention is directed to the changes by lettering or numbering them and listing those

changes against the symbol in a revision block. [Figure 4-4D]

The revision block contains the identification symbol, the

date, the nature of the revision, the authority for the change,

and the name of the draftsman who made the change.

To distinguish the corrected drawing from its previous

version, many firms are including, as part of the title block,

a space for entering the appropriate symbol to designate that

the drawing has been changed or revised.

Notes

Notes are added to drawings for various reasons. Some of these

notes refer to methods of attachment or construction. Others

give alternatives, so that the drawing can be used for different

styles of the same object. Still others list modifications that

are available. Notes may be found alongside the item that

they refer to. If the notes are lengthy, they may be placed

elsewhere on the drawing and identified by letters or numbers.

Notes are used only when the information cannot be conveyed

in the conventional manner or when it is desirable to avoid

crowding the drawing. Figure 4-4E illustrates one method

of depicting notes.

When the note refers to a specific part, a light line with an

arrowhead leads from the note to the part. If it applies to more

than one part, the note is worded to eliminate ambiguity as

to the parts it pertains to. If there are several notes, they are

generally grouped together and numbered consecutively.

Zone Numbers

Zone numbers on drawings are like the numbers and letters

printed on the borders of a map. They help locate a point.

To find a point, mentally draw horizontal and vertical lines

from the letters and numerals specified; the point where these

lines intersect is the area sought. Figure 4-4F shows the zone

numbers on a drawing.

Use the same method to locate parts, sections, and views

on large drawings, particularly assembly drawings. Parts

numbered in the title block can be located on the drawing

by finding the numbers in squares along the lower border.

Zone numbers read from right to left.

Station Numbers & Location Identification on

Aircraft

A numbering system is used on large assemblies for aircraft

to locate stations, such as fuselage frames. Fuselage station

185 indicates a location that is 185 inches from the datum of

the aircraft. The measurement is usually taken from the nose

or zero station, but in some instances, it may be taken from

the firewall or some other point chosen by the manufacturer.

Just as forward and aft locations on aircraft are made by

4-9reference to the datum, locations left and right of the aircraft’s

longitudinal axis are made by reference to the buttock line

and are called butt stations. Vertical locations on aircraft are

made in reference to the waterline.

The same station numbering system is used for wing and

stabilizer frames. The measurement is taken from the

centerline or zero station of the aircraft. Figure 4-10 shows

use of the fuselage stations (FS), waterline locations (WL),

and left and right buttock line locations (RBL and LBL).

Allowances & Tolerances

When a given dimension on a print shows an allowable

variation, the plus (+) figure indicates the maximum, and the

minus (−) figure the minimum allowable variation. The sum

of the plus and minus allowance figures is called tolerance.

[Figure 4-4G] For example, using 0.225 + 0.0025 − 0.0005, the

plus and minus figures indicate the part is acceptable if it is not

more than 0.0025 larger than the 0.225 given dimension, or not

more than 0.0005 smaller than the 0.225 dimension. Tolerance

in this example is 0.0030 (0.0025 max plus 0.0005 min).

If the plus and minus allowances are the same, you will find

them presented as 0.225 ± 0.0025. The tolerance would then

be 0.0050. Allowance can be indicated in either fractional or

decimal form. When very accurate dimensions are necessary,

decimal allowances are used. Fractional allowances are

sufficient when precise tolerances are not required. Standard

tolerances of –0.010 or −1⁄32 may be given in the title block

of many drawings, to apply throughout the drawing.

Finish Marks

Finish marks are used to indicate the surface that must

be machine finished. Such finished surfaces have a better

appearance and allow a closer fit with adjoining parts. During

the finishing process, the required limits and tolerances must

be observed. Do not confuse machined finishes with those of

paint, enamel, chromium plating, and similar coating.

Scale

Some drawings are made the same size as the drawn part;

reflecting a scale of 1:1. Other scales may be used. However,

when drawings are made on a computer, drawing sizes may

be easily increased (zoom in) or decreased (zoom out). Some

electronic printers have the same capability. Furthermore,

when a 1:1 copy of a print is made, the copy size may differ

slightly from that of the original. For accurate information,

refer to the dimensions shown on the drawing. [Figure 4-4H]

Application

When shown near or in the title block, application may

refer to a specific aircraft, assembly, sub-assembly or

unique application. For example, in Figure 4-4A the title block indicates the bracket assembly is for a Roll Servo

installation for an S-Tec Auto Pilot installation. If this

drawing pertained to a B95 Aircraft equipped with an Aero-

Tech air conditioning system and the bracket illustrated was

unique to that installation, the title block would provide that

application information. The title block may indicate Bracket

Assy., Roll Servo, with Aero-Tech air conditioner (Model

AT103-1) installed.

Methods of Illustration

Applied Geometry

Geometry is the branch of mathematics that deals with

lines, angles, figures, and certain assumed properties in

space. Applied geometry, as used in drawings, makes use

of these properties to accurately and correctly represent

objects graphically. In the past, draftsmen utilized a variety

of instruments with various scales, shapes, and curves to

make their drawings. Today, computer software graphics

programs show drawings at nearly any scale, shape, and curve

imaginable, outdating the need for additional instruments.

Several methods are used to illustrate objects graphically.

The most common are orthographic projections, pictorial

drawings, diagrams, and flowcharts.

Orthographic Projection Drawings

To show the exact size and shape of all the parts of complex

objects, several views are necessary. This is the system used

in orthographic projection.

In orthographic projection, there are six possible views of

an object, because all objects have six sides—front, top,

bottom, rear, right side, and left side. Figure 4-11A shows

an object placed in a transparent box, hinged at the edges.

The projections on the sides of the box are the views as seen

looking straight at the object through each side. If the outlines

of the object are drawn on each surface of the box, and the

box is then opened [Figure 4-11B] to lay flat [Figure 4-11C] ,

the result is a six-view orthographic projection.

It is seldom necessary to show all six views to portray an

object clearly; therefore, only those views necessary to

illustrate the required characteristics of the object are drawn.

One-, two-, and three-view drawings are the most common.

Regardless of the number of views used, the arrangement

is generally as shown in Figure 4-11 , with the front view

as principal view. If the right-side view is shown, it will be

to the right of the front view. If the left-side view is shown,

it will be to the left of the front view. The top and bottom

views, if included, will be shown in their respective positions

relative to the front view.

One-view drawings are commonly used for objects of

BL 0.0

230.0 BUTTOCK LINE (BL)BUTTOCK LINE (BL)

RBL 229.5LEMAC

FS 133.1

RBL 63.1MAC 47.7"RBL 87.7

TYPICAL LBL

LBL 63.1

LBL 229.5LBL 77.3RBL 77.3

BL 0.0WATER

LINE (WL)

FUSELAGE

STATION (FS)150.0

350.0 WL100.0

NOTE

Reference datum located

at fuselage station 0.0WL 165.5FS 350.2

FS 222.0 FS 100.0 FS 55.6

FS 38.3

FS 157.5

Figure 4-10. Station numbers and location identification on aircraft.

4-11uniform thickness, such as gaskets, shims, and plates. A

dimensional note gives the thickness as shown in Figure 4-12 .

One-view drawings are also commonly used for cylindrical,

spherical, or square parts if all the necessary dimensions can

be properly shown in one view. When space is limited and

two views must be shown, symmetrical objects are often

represented by half views, as illustrated in Figure 4-13 .

Aircraft drawings seldom show more than two principal or

complete views of an object. Instead, there will be usually one

complete view and one or more detail views or sectional views.

Detail View

A detail view shows only a part of the object, but in greater

detail and to a larger scale than the principal view. The

part that is shown in detail elsewhere on the drawing is

usually encircled by a heavy line on the principal view.

[Figure 4-14] The principal view shows the complete object,

while the detail view is an enlarged drawing of a portion of

the object.

Pictorial Drawings

A pictorial drawing is like a photograph. [Figure 4-15]

It shows an object as it appears to the eye, but it is not

satisfactory for showing complex forms and shapes. Pictorial

drawings are useful in showing the general appearance

of an object and are used extensively with orthographic

projection drawings. Pictorial drawings are used in Aircraft

Maintenance Manuals (AMM), Structural Repair Manuals

(SRM), and Illustrated Parts Catalogues (IPC). Four types

of pictorial drawings used frequently by aircraft engineers

and technicians are: perspective, isometric, oblique, and

exploded view.

Perspective Drawings

A perspective view shows an object as it appears to an

observer. [Figure 4-16A] It most closely resembles the way

an object would look in a photograph. Because of perspective,

some of the lines of an object are not parallel and therefore

the actual angles and dimensions are not accurate.

Isometric Drawings

An isometric view uses a combination of the views of an

orthographic projection and tilts the object forward so

that portions of all three views can be seen in one view.

[Figure 4-16B] This provides the observer with a three-

dimensional view of the object. Unlike a perspective drawing

where lines converge and dimensions are not true, lines in

an isometric drawing are parallel and dimensioned as they

are in an orthographic projection.Oblique Drawings

An oblique view is like an isometric view, except for one

distinct difference. In an oblique drawing, two of the three

drawing axes are always at right angles to each other.

[Figure 4-16C]

Exploded View Drawings

An exploded view drawing is a pictorial drawing of two or

more parts that fit together as an assembly. The view shows

the individual parts and their relative position to the other

parts before they are assembled. [Figure 4-17]

Exploded view drawings are often used in IPCs that are used

to order parts. The exploded view drawing has numbers and

the numbers correspond to a list of part numbers. Exploded

views are also used in Maintenance Instruction Manuals

(MIM) for the assembly and repair of aircraft components.

These drawings are often accompanied by notes that explain

the assembly process.

Diagrams

A diagram may be defined as a graphic representation of

an assembly or system, indicating the various parts and

expressing the methods or principles of operation. There are

many types of diagrams; however, those that the aviation

mechanic is concerned with during the performance of their

job may be grouped into four classes or types: installation,

schematic, block, and wiring diagrams.

Installation Diagrams

Figure 4-18 is an example of an installation diagram.

This is a diagram of the installation of the flight guidance

control components of an aircraft. It identifies each of the

components in the systems and shows their location in the

aircraft. Each number (1, 2, 3, and 4) on the detail shows the

location of the individual flight guidance system components

within the flight deck of the aircraft. Installation diagrams are

used extensively in aircraft maintenance and repair manuals,

and are invaluable in identifying and locating components

and understanding the operation of various systems.

Schematic Diagrams

Schematic diagrams do not indicate the location of the

individual components in the aircraft nor do they show

the actual size and shape of the components, but rather

locate components with respect to each other within the

system. Schematics show the principle of operation of an

aircraft system and are often used for troubleshooting and

training purposes.

Figure 4-19 illustrates a schematic diagram of an aircraft air

conditioning system. High-speed bleed air from the engine is

4-12Figure 4-12. One-view drawing.

A

B

COBJECT

ROTATED

FLAT

TOP

FRONT LEFT SIDE RIGHT SIDE REAR

BOTTOM

Figure 4-11. Orthographic projection.

the lines that lead into and out of the unit. Schematic

diagrams and installation diagrams are used extensively in

aircraft manuals.

Block Diagrams

Block diagrams are used to show a simplified relationship of a combined with cold air in the mixing chamber and distributed

via a manifold to various parts of the aircraft.

Note that each line is coded for ease of reading and tracing

the flow. Each component is identified by name, and its

location within the system can be ascertained by noting

Figure 4-13. Symmetrical object with exterior half view.

Figure 4-15. Pictorial drawing.

EE

VIEW C22 REF

8 REF

3 REF

REF

3236 REF

5D

C

B

A ABCD

1 2 3 4 5 6 7 88 7 6 5 4 3 2 1

REVISIONS

FOR REVISION HISTORY SEE SHEET 1

SHEET 4 OF 5SWorks Drawing No.: SIZEFORM 86359 REV --REV

Figure 4-14. Detail view.technicians involved with electrical repairs and installations,

a thorough knowledge of wiring diagrams and electrical

schematics is essential.

Flowcharts

Flowcharts are used to illustrate a sequence or flow of

events. There are two types of flow charts most frequently more complex system of components. [Figure 4-20] Individual

components are drawn as a rectangle (block) with lines

connecting it to other components (blocks) that it interfaces

with during operation.

Wiring Diagrams

Wiring diagrams show the electrical wiring and circuitry,

coded for identification, of all the electrical appliances and

devices used on aircraft. [Figure 4-21] These diagrams, even

for relatively simple circuits, can be quite complicated. For

4-14A B C PERSPECTIVE ISOMETRIC OBLIQUE

Figure 4-16. (A) Perspective, (B) isometric, and (C) oblique drawings.

3D

C

A ABCD

1 2 3 4 5 6 7 88 7 6 5 4 3 2 1

TITLE:

SIZEDrawing No.:

SHEET 1 OF 2B

cwhitworth

FORM (SWorks) 86359 REV -

Figure 4-17. Exploded view drawing.used in the aviation industry: troubleshooting flowcharts

and logic flowcharts.Troubleshooting Flowchart

Troubleshooting flowcharts are frequently used for the

detection of faulty components. They often consist of a

series of yes or no questions. If the answer to a question

A

AL TITUDE

TRANSDUCER

(REF) LEGEND

1. Screw

2. Cable Connector

3. Altitude/Vertical Speed Selector

4. Flight Guidance Program/Computer

FWDSerials 1005 thru 1336

and 1337 and subs

w/o PFD

Figure 4-18. Example of an installation diagram (flight guidance components).is yes, one course of action is followed. If the answer is

no, a different course of action is followed. In this simple

manner, a logical solution to a problem may be achieved.

Figure 4-22 shows a flow chart to determine the repair

options for a composite structure.

Logic Flowchart

Another type of flowchart, developed specifically for analysis

of digitally-controlled components and systems, is the logic flowchart. [Figure 4-23] A logic flowchart uses standardized

symbols to indicate specific types of logic gates and their

relationship to other digital devices in a system. Since digital

systems make use of binary mathematics consisting of 1s and

0s, voltage or no voltage, a light pulse or no light pulse, and

so forth, logic flowcharts consist of individual components

that take an input and provide an output that is either the same

as the input or opposite. By analyzing the input or multiple

inputs, it is possible to determine the digital output or outputs.

Figure 4-19. Schematic diagram of an air conditioning system for a B737 NG.Lines and Their Meanings

Every drawing is composed of lines. Lines mark the

boundaries, edges, and intersection of surfaces. Lines are

used to show dimensions and hidden surfaces and to indicate

centers. Obviously, if the same kind of line is used to show

these variations, a drawing becomes a meaningless collection

of lines. For this reason, various kinds of standardized lines

are used on aircraft drawings. [Figure 4-24] Examples of

correct line uses are shown in Figure 4-25 .Most drawings use three widths, or intensities, of lines:

thin, medium, or thick. These lines may vary somewhat

on different drawings, but there is a noticeable difference

between a thin and a thick line, with the width of the medium

line somewhere between the two.

Centerlines

Centerlines are made up of alternate long and short

dashes. They indicate the center of an object or part of an

object. Where centerlines cross, the short dashes intersect

4-17Output

Relay

AC InputAC InputAC Input

Phase A

Phase B

Phase CVoltage

SelectorComparatorReference

Voltage

DOPU

Power

Ampli fierSignal

Conditioning

and Balancing

Signal

Conditioning

and BalancingSignal

Conditioning

and Balancing

Figure 4-20. Block diagram.symmetrically. In the case of very small circles, the

centerlines may be shown unbroken.

Dimension Lines

A dimension line is a light solid line, broken at the midpoint

for insertion of measurement indications, and having opposite pointing arrowheads at each end to show origin and termination of a measurement. They are generally parallel to the line that the dimension is given for, placed outside the outline of the object, and between views if more than one view is shown.

All dimensions and lettering are placed so that they read from

left to right. The dimension of an angle is indicated by placing the degree of the angle in its arc. The dimensions of circular parts are always given in terms of the diameter of the circle and are usually marked with the letter D or the abbreviation DIA following the dimension. The dimension of an arc is given in terms of its radius and is marked with the letter R following the dimension. Parallel dimensions are placed so that the longest dimension is farthest from the outline and the shortest dimension is closest to the outline of the object. On a drawing showing several views, the dimensions are placed upon each view to show its details to the best advantage.

In dimensioning distances between holes in an object,

dimensions are usually given from center to center rather than from outside to outside of the holes. When several holes of various sizes are shown, the desired diameters are given on a leader followed by notes indicating the machining operations for each hole. If a part is to have three holes of equal size, equally spaced, this information is explicitly stated. For

precision work, sizes are given in decimals. Diameters and

depths are given for counterbored holes. For countersunk holes, the angle of countersinking and the diameters are given. [Figure 4-26]

The dimensions given for tolerances signify the amount

of clearance allowable between moving parts. A positive allowance is indicated for a part that is to slide or revolve upon another part. A negative allowance is one given for a force fit. Whenever possible, the tolerance and allowances for desired fits conform to those set up in the American Standard for Tolerances, Allowances, and Gauges for Metal Fits. The classes of fits specified in the standard may be indicated on assembly drawings.

Extension Lines

Extensions are used to extend the line showing the side or

edge of a figure for placing a dimension to that side or edge. They are very narrow and have a short break where they extend from the object and extend a short distance past the arrow of the dimensioning line.

Sectioning Lines

Sectioning lines indicate the exposed surfaces of an object in

a sectional view. They are generally thin full lines, but may vary with the kind of material shown in section.

Phantom Lines

Phantom lines indicate the alternate position of parts of the

object or the relative position of a missing part. They are composed of one long and two short evenly spaced dashes.

34 – 24 – 01WIRING DIAGRAMFLIGHT DIRECTOR

FLIGHT DIRECTORBOTH ON 2

BOTH ON 2BOTH ON 1

BOTH ON 193

J3A33

J1A

J1B

J1A

J1B

50J2A

J2A

J3A

J3A

J2A

J2A

J1

J1

J2B

J2B

J1

J1

J2A

J2AJ3A

J3AJ4A

J4A

J1A

45J1

J1

J2A

J2A

J1

J1

J2B

J2B48

J1A

J4A

J4A48

J1A

J4A

J4A

J4A

J4A

J1A

45J3A

1A

1B

2A

2B

J3A

J3ADIGITAL

FLIGHT GUIDANCE

COMPUTER-1

UIO - 212

DIGITAL

FLIGHT GUIDANCE

COMPUTER-2

UIO - 213ATTITUDE

SWITCHING UNIT

UIO - 228AIR DATA

INST

SWITCHING

UNIT

UIO - 207MM

MMS1

S2C

E

N

T

R

A

L

P

R

O

C

E

S

S

O

RC

E

N

T

R

A

L

P

R

O

C

E

S

S

O

RS1

S2NORMAL

L ON AUXNORMAL

BOTH ON 2

BOTH ON 1

NORMALR ON AUX

NORMAL

Figure 4-21. Wiring diagram.

Break Lines

Break lines indicate that a portion of the object is not shown

on the drawing. Short breaks are made by solid, freehand

lines. For long breaks, solid ruled lines with zigzags are used.

Shafts, rods, tubes, and other such parts that have a portion

of their length broken out have the ends of the break drawn

as indicated in Figure 4-25 .

Leader Lines

Leader lines are solid lines with one arrowhead. They

indicate a part or portion that a note, number, or other

reference applies.

Hidden Lines

Hidden lines indicate invisible edges or contours. Hidden

lines consist of short dashes evenly spaced and are frequently referred to as dash lines.

Outline or Visible Lines

The outline or visible line is used for all lines on the drawing

representing visible lines on the object. This is a medium-to-

wide line that represents edges and surfaces that can be seen

when the object is viewed directly.

Stitch Lines

Stitch lines are used to indicate the stitching or sewing lines

on an article and consists of a series of very short dashes,

approximately half the length of dash or hidden lines, evenly

spaced. Long lines of stitching may be indicated by a series

of stitch lines connected by phantom lines.

EXCESSIVE

QUALITY CHECK / NDTPERMANENT COMPOSITE REPAIR

ACCORDING TO APPROVED GUIDELINES

RETURN TO SERVICESUBMIT/

CHECK

SCHEME WITH

MANUFACTURER

/OEM

APPROVED

TEMPORARY

REPAIRIMPROVISE

AND

RETURN TO

REPAIR

WORKSHOPTEMPORARY

REPAIRREPAIR

TYPEDAMAGE

ASSESSMENT

SCRAP

COMPLEX REPAIR EASY REPAIR

Figure 4-22. Troubleshooting flowchart.

Cutting Plane and Viewing Plane Lines

Cutting plane lines indicate the plane where a sectional view

of the object is taken. In Figure 4-25 , plane line A indicates

the plane that section AA is taken. Viewing plane lines

indicate the plane from where a surface is viewed.

Drawing Symbols

The drawings for a component are composed largely of

symbols and conventions representing its shape and material.

Symbols are the shorthand of drawing. They graphically

portray the characteristics of a component with a minimal

amount of drawing.

Material Symbols

Section line symbols show the kind of material from which

the part is to be constructed. The material may not be indicated symbolically if its exact specification is shown

elsewhere on the drawing. In this case, the more easily

drawn symbol for cast iron is used for the sectioning, and

the material specification is listed in the bill of materials or

indicated in a note. Figure 4-27 illustrates a few standard

material symbols.

Shape Symbols

Symbols can be used to excellent advantage when needed to

show the shape of an object. Typical shape symbols used on

aircraft drawings are shown in Figure 4-28 . Shape symbols are

usually shown on a drawing as a revolved or removed section.

Electrical Symbols

Electrical symbols represent various electrical devices

rather than an actual drawing of the units. [Figure 4-29]

Having learned what the various symbols indicate, it

becomes relatively simple to look at an electrical diagram

and determine what each unit is, what function it serves, and

how it is connected in the system.

Reading and Interpreting Drawings

Aircraft technicians do not necessarily need to be accomplished

in making drawings. However, they must have a working

knowledge of the information that is to be conveyed to them.

They most frequently encounter drawings for construction

and assembly of new aircraft and components, during

modifications, and for making repairs.

A drawing cannot be read all at once any more than a whole

page of print can be read at a glance. Both must be read

one line at a time. To read a drawing effectively, follow a

systematic procedure.

Upon opening a drawing, read the drawing number and the

description of the article. Next, check the model affected,

the latest change letter, and the next assembly listed. Having

determined that the drawing is the correct one, proceed to

read the illustration(s).

In reading a multiview drawing, first get a general idea of

the shape of the object by scanning all the views. Then select

one view for a more careful study. By referring back and

forth to the adjacent view, it is possible to determine what

each line represents.

Each line on a view represents a change in the direction of

a surface, but another view must be consulted to determine

what the change is. For example, a circle on one view may

mean either a hole or a protruding boss, as in the top view

of the object in Figure 4-30 . Looking at the top view, we see

two circles. However, the other view must be consulted to

GEAR

DOOR

OPENLEFT NOSE RIGHTPROXIMITY

DETECTOR

PROXIMITY

DETECTOR

POWER

SUPPLY27 – 02

27 – 6127 – 83

32 – 1532 – 62

52 – 70OTHER PROXIMITY

UNIT SCHEMATICSRETARDED THROTTLEGROUND ISSEE 00 - 04CLOSE TARGET • LOGIC "1" • LOW VOLTAGE (TEST POINTS ONLY)

DOWN B LOCKED

DOWNUP2

UPDNLANDING GEAR

HANDLE SWITCH

S1 - 89

32 - 62LANDING GEAR WARNING

B1 - 187

AUTOSPOILER

SWITCHING UNIT

B5 - 70 27 - 61LANDING GEAR

POSITION

INDICATOR

CENTRAL AURAL

WARNING UNIT

B5 - 71

SEE 32 - 63FDAU

UIO-206 31 - 31B5 - 74

DIM & TEST UNIT-1

33 - 11B5 - 76

DIM & TEST UNIT 3

ALTERNATE GEAR

LEVER SWITCH

S1 - 466

32 - 62TURNS ON RED LIGHT

PROXIMITY SWITCH ELECTRONICS UNIT

32 - 61 - OI B5 - 80NOSE GEAR

POS INTLK

LEFT SWITCH

L2-26532-61-03 AGR

TEST DIMGR UNSAFE

DIM

B

TEST

UNIT-2

B5-75

SAFER2-262

DHDL

HOT

ON

HDL

ONSI-412 32-35NOSE GEAR WARNED LIKE MAIN PRIOR TO 1,024

GEAR

INTERLOCK

SHIP 1,024 & SUBS

OR S832 - 17BL2-632

GR

TEST DIMU

CC

DD

G

Z

B

I

Y

AO

FD

PS1939

J1AR MAIN

R GEAR UP & LATCHED2B VDC - L

L GEAR UP & LATCHEDNOSE

L MAIN

A 19

GEAR

HDL

ONONE

NOT

WIRED

RIGHT AFT RADIO RACK - SHELF 118

10E

BC

D

466B12B

A94320

27 – 61 – 11WIRING DIAGRAM

Figure 4-23. Logic flowchart.

determine what each circle represents.

A glance at the other view tells us that the smaller circle

represents a hole, and the larger circle represents a protruding

boss. In the same way, the top view must be consulted to

determine the shape of the hole and the protruding boss.

It can be seen from this example that one cannot read a print

by looking at a single view when more than one view is given.

Two views do not always describe an object and when three views are given, all three must be consulted to be sure the

shape has been read correctly.

After determining the shape of an object, determine its size.

Information on dimensions and tolerances is given so that

certain design requirements may be met. Dimensions are

indicated by figures either with or without the inch mark. If no

inch mark is used, the dimension is in inches. It is customary

to give part dimensions and an overall dimension that gives

the greatest length of the part. If the overall dimension is

4-21³⁄16 DRILL

3 HOLES

EQUALLY

SPACED

¹⁄4 DRILL

⁷⁄16 C’BORE

¹⁄8 DEEP

2 HOLES

80°0.3125 DRILL

0.3217 REAM

³⁄16 DRILL

80° C’SK

TO ⁵⁄16 DIA

0.2560 DRILL¹⁄4 DRILL, ³⁄6 C’BORE

¹⁄8 DEEP, 3 HOLES

APhantom line

Center line

Sectioning line

Outline Hidden lineBreak line

Cutting plane lineSection AADimension lineExtension lineFigure 4-26. Dimensioning holes.

Figure 4-25. Correct use of lines. Center line Thin

Dimension Thin

Extension line Thin

Break (long) Thin

Break (long) Thick

Phantom Thin

Sectioning Thin

Hidden Medium

Stitch line Medium

Visible line Thick

Datum line Thick

Cutting plane Extra thick

Cutting plane Extra thick

Complex cutting plane Extra thick

Figure 4-24. The meaning of lines.

missing, it can be determined by adding the separate part

dimensions. Many drawings used for new aircraft and

components are now using the metric system and millimeter

(mm) is the unit used for these drawings.

Drawings may be dimensioned in decimals or fractions. This

is especially true about tolerances. Instead of using plus and

minus signs for tolerances, many figures give the complete

dimension for both tolerances. For example, if a dimension is

2 inches with a plus or minus tolerance of 0.01, the drawing

would show the total dimensions as:

1.99A print tolerance (usually found in the title block) is a

general tolerance that can be applied to parts where the

dimensions are noncritical. Where a tolerance is not shown

on a dimension line, the print tolerance applies.

To complete the reading of a drawing, read the general notes

and the content of the material block, find the various changes

incorporated, and read the special information given in or

4-22CAST IRON

STEEL

BRASS, BRONZE,

AND COPPER

WOOD —ACROSS

GRAIN

CORK, FELT, FABRIC,

ASBESTOS, LEATHER,

AND FIBERRUBBER, PLASTIC

ELECTRICAL

INSULATIONMAGNESIUM,

ALUMINUM, AND

ALUMINUM ALLOYS

WOOD —WITH

GRAINBABBITT, LEAD,

ZINC, AND ALLOYS

Figure 4-27. Standard material symbols.

near views and sections.

Drawing Sketches

A sketch is a simple rough drawing that is made rapidly

and without much detail. Sketches may take many forms—

from a simple pictorial presentation to a multi-view

orthographic projection.

Just as aircraft technicians need not be highly skilled in

creating drawings, they need not be accomplished artists.

However, in many situations, they need to prepare a drawing

to present an idea for a new design, a modification, or a repair

method. The medium of sketching is an excellent way of

accomplishing this.The rules and conventional practices for making mechanical

drawings are followed to the extent that all views needed

to portray an object accurately are shown in their proper

relationship. It is also necessary to observe the rules for

correct line use and dimensioning. [Figures 4-24 and 4-25]

Sketching Techniques

To make a sketch, first determine what views are necessary

to portray the object. Then block in the views using light

construction lines. Next, complete the details, darken the

object outline, and sketch extension and dimension lines.

Complete the drawing by adding notes, dimensions, title,

date, and when necessary, the sketcher’s name. The steps in

making a sketch of an object are illustrated in Figure 4-31 .

Basic Shapes

Depending on the complexity of the sketch, basic shapes may

be drawn in freehand or by use of templates. If the sketch

is quite complicated or the technician is required to make

frequent sketches, use of a variety of templates and other

drafting tools is highly recommended.

Repair Sketches

A sketch is frequently drawn for repairs or for use in

manufacturing a replacement part. Such a sketch must

provide all necessary information to those who must make

the repair or manufacture the part.

The degree that a sketch is complete depends on its

intended use. Obviously, a sketch used only to represent

an object pictorially need not be dimensioned. If a part is

to be manufactured from the sketch, it should show all the

necessary construction details.

Care of Drafting Instruments

Good drawing instruments are expensive precision tools.

Reasonable care given to them during their use and storage

can prolong their service life.

T-squares, triangles, and scales should not be used or placed

where their surfaces or edges may be damaged. Use a drawing

board only for its intended purpose and not in a manner that

can mar the working surface.

Compasses, dividers, and pens provide better results with

less annoyance, if they are correctly shaped and sharpened

and are not damaged by careless handling. Store drawing

instruments in a place where they are not likely to be damaged

by contact with other tools or equipment. Protect compass and

divider points by inserting them into a piece of soft rubber or

similar material. Never store ink pens without first cleaning

and drying them thoroughly.

SQUARE SECTION ( METAL) SQUARE SECTION (WOOD )

ROUND SECTION ( SOLID) ROUND SECTION ( TUBULAR )

ANGLE SECTION (METAL ) CHANNEL SECTION ( METAL)

I-BEAM (METAL) SQUARE SECTION ( TABULAR )

Figure 4-28. Shape symbols.

Graphs & Charts

Graphs and charts are frequently used to convey information

graphically or information given certain conditions. They often utilize values shown on the “x” and “y” axes that can be projected up and across to arrive at a specific result. Also, when data is entered into a computer database, software programs can create a variety of different bar graphs, pie charts, and so forth, to graphically represent that data.

Reading & Interpreting Graphs & Charts

When interpreting information shown on graphs and charts,

it is extremely important that all the notes and legend information be carefully understood to eliminate any misinterpretation of the information presented.

Nomograms

A nomogram is a graph that usually consists of three

sets of data. Knowledge of any two sets of data enables the interpreter to obtain the value for the third unknown corresponding value. One type of nomogram consists of three parallel scales graduated for different variables, so that when a straight edge connects any two values, the third can be read directly. Other types may use values on the “x” and “y” axes of a graph with the third corresponding value determined by the intersection of the “x” and “y” values with one of a series of curved lines. Figure 4-32 is an example of a nomogram that shows the relationship between aviation fuels, specific weight, and temperature. Microfilm & Microfiche

The practice of recording drawings, parts catalogs, and maintenance and overhaul manuals on microfilms was utilized extensively in the past. Microfilm is available as regular 16 mm or 35 mm film. Since 35 mm film is larger, it provides a better reproduction of drawings. Microfiche is a card with pages laid out in a grid format. Microfilm and microfiche require use of special devices for both reading and printing the information.

Most modern aircraft manufacturers have replaced microfilm

and microfiche with digital storage methods utilizing CDs, DVDs, and other data storage devices. A great deal of service and repair information for older aircraft has been transferred to digital storage devices. However, there may still be a need to access information using the old methods. A well-equipped shop should have available, both the old microfilm and microfiche equipment, as well as new computer equipment.

Digital Images

Though not a drawing, a digital image created by a digital camera can be extremely helpful to aviation maintenance technicians in evaluating and sharing information concerning the airworthiness or other information about aircraft. Digital images can be rapidly transmitted over the World Wide Web as attachments to e-mail messages. Images of structural fatigue cracks, failed parts, or other flaws, as well as desired design and paint schemes, are just a few examples of the types of digital images that might be shared by any number of users over the Internet. Figure 4-33 is a digital image of damage to a composite structure taken with a simple digital camera.

4-24CONDENSERS

CONDUCTORS

SINGLEINTERSECTING

ELECTRICALLYCROSSING OVER

EACH OTHER

RELAYS

SPST

MOMENTARY

ONSPDT NORMAL OR

MOMENTARY

CONTACTSMPDT NORMAL

OR MOMENTARY

CONTACTS

CIRCUIT BREAKERS

AUTOMATIC

RESETPUSH

RESETPUSH RESET

PULL OFFSWITCH

TYPEMOMENTARY

SWITCH TYPE

SWITCHES

FUSE SPLICECONTACTS PUSHBUTTON TYPE

POLARITY GROUND

10ABASIC

ELECTRICAL DISCONNECTSPST

MPST MECHANICAL LINKAGEMOMENTARY

POSITIONNORMAL POSITION

MPDT CENTER

OFFSPST

MOMENTARY

ONSPDT

CENTER

OFFSPDT

MOMENTARY

ONSPDTSPDT CENTER

OFF NORMAL OR

MOMENTARY

CONTACTSSPDT

NORMAL OR

MOMENTARY

MOMENTARY

ONNORMAL

ON

POSITIVE NEGATIVENORMAL OR

MOMENTARY

CONTACTSPRESSUREBIMETALIC

THERMAL

CUT-OUTMOTORS

AC DCGENERATORS

AC DC

CONNECTORSMETERS

AMMETER VOLTLAMPS − RED, GREEN, WHITE

RHEOSTAT RESISTOR

BUS BATTERYCURRENT

LIMITERSOLENOID TRANSFORMER

A

B

C

DP S

FIXED REMOVABLE

P DESIGNATED PINS

S DESIGNATED SOCKETSNOT ALL

PINS SHOWALL PINS

SHOWS P

A

B

C

D

EV AM+

−G+

−M G M G OR ORR L G W

OR

+ DC −

Figure 4-29. Electrical symbols.

4-25Figure 4-30. Reading views.Block in Add Detail

Darken Views Add Dimensions

1-27-06 WEDGE RJA1¼"

1"

¾"1½"1¼"

3"

Figure 4-31. Steps in sketching.

To provide information about the extent of the damage, a

measurement scale, or other object, such as a coin, can be

placed near the area of concern before the picture is taken.

Also, within the text of the e-mail, the technician should

state the exact location of the damage, referenced to fuselage

station, wing station, and so forth.

Figure 4-33. Digital image of damage.7.5

−40 −30 −20 −10 0 10 20 30 40Specific Weight (lb/US gal)

Temperature (°C)Aviation Gasoline Grade 100/130Aviation Kerosene Jet A & Jet A1

Jet B (JP-4)NOTE: The fuel quantity indicator is calibrated for correct indication when using Aviation Kerosene Jet A and Jet A1.

When using other fuels, multiply the indicated fuel quantity in pounds by 0.99 for Jet B (JP-4) or by 0.98 for

Aviation Gasoline (100/130) to obtain actual fuel quantity in pounds.Fuel

Aviation Kerosene

Jet A and Jet A1

Jet B (JP-4)

AV Gas Grade 100/1300.7850.812

0.703Average Specific

Gravity at 15 °C (59 °F)Density Variation of Aviation Fuel

Based on Average Specific Gravity

Figure 4-32. Nomogram.

Physics for Aviation

Chapter 5

Physical science, which is most often called physics, is a very

interesting and exciting topic. For an individual who likes

technical things and is a hands-on type of person, physics

is an invaluable tool. Physics allows us to explain how

engines work, both piston and gas turbine; how airplanes

and helicopters fly; and countless other things related to the

field of aviation and aerospace. In addition to allowing us to

explain the operation of the things around us, it also allows

us to quantify them. For example, through the use of physics

we can explain what the concept of thrust means for a jet

engine, and then follow it up by mathematically calculating

the pounds of thrust being created.

Physics is the term applied to an area of knowledge regarding

the basic and fundamental nature of matter and energy. It does

not attempt to determine why matter and energy behave as

they do in their relation to physical phenomena, but rather

how they behave. The people who maintain and repair aircraft

should have knowledge of basic physics, which is sometimes

called the science of matter and energy.

Matter

Matter is the foundation, or the building blocks, for any

discussion of physics. According to the dictionary, matter is

what all things are made of; whatever occupies space, has

mass, and is perceptible to the senses in some way. According

to the Law of Conservation, matter cannot be created or

destroyed, although it is possible to change its physical state.

When liquid gasoline vaporizes and mixes with air, and then

burns, it might seem that this piece of matter has disappeared

and no longer exists. Although it no longer exists in the state

of liquid gasoline, the matter still exists in the form of the

gases given off by the burning fuel.

Characteristics of Matter

Mass & Weight

Mass is a measure of the quantity of matter in an object. In

other words, how many molecules are in the object, how

many atoms are in the object, or to be more specific, how

many protons, neutrons, and electrons are in the object. The

mass of an object does not change regardless of where you

take it in the universe, or with a change of state. The only

way to change the mass of an object is to add or take away

atoms. Mathematically, mass can be stated as follows:Mass = Weight ÷ Acceleration due to gravity

The acceleration due to gravity here on earth is 32.2 feet

per second per second (32.2 fps/s). An object weighing 32.2

pounds (lb) here on earth is said to have a mass of 1 slug.

A slug is a quantity of mass that will accelerate at a rate of

1 ft. /s2 when a force of 1 pound is applied. In other words,

under standard atmospheric condition, which is that gravity is

equal to 32.2 fps/s, a mass of one slug would be equal to 32.2 lb.

Weight is a measure of the pull from gravity acting on the

mass of an object. The more mass an object has, the more it

will weigh under the earth’s force of gravity. The only way for

an object to be weightless is for gravity to go away, because

it is not possible for the mass of an object to disappear. When

we view astronauts on the space shuttle, it appears that they

are weightless. Even though the shuttle is far from the surface

of the earth, the force of gravity has not completely gone

away, and the astronauts are not weightless. The astronauts

and the space shuttle are actually in a state of free fall, so

relative to the shuttle the astronauts appear to be weightless.

Mathematically, weight can be stated as follows:

Weight = Mass × Gravity

Attraction

Attraction is mutual force acting between particles of matter,

which tends to draw them together. Sir Isaac Newton called

this the “Law of Universal Gravitation.” Newton showed

how each particle of matter attracts every other particle,

how people are bound to the earth, and how the planets are

attracted in the solar system.

Porosity

Porosity means having pores or spaces where smaller

particles may fit when a mixture takes place. This is

sometimes referred to as granular—consisting or appearing

to consist of small grains or granules.

Impenetrability

Impenetrability means that no two objects can occupy the

same place at the same time. Thus, two portions of matter

cannot at the same time occupy the same space.

5-2Density

The density of a substance is its weight per unit volume.

The unit volume selected for use in the English system of

measurement is 1 cubic foot (ft3). In the metric system, it

is 1 cubic centimeter (cm3). Therefore, density is expressed

in pounds per cubic foot (lb⁄ft3) or in grams per cubic

centimeter (g⁄cm3).

To find the density of a substance, its weight and volume must

be known. Its weight is then divided by its volume to find

the weight per unit volume. For example, the liquid which

fills a certain container weighs 1,497.6 lb. The container

is 4 ft long, 3 ft wide and 2 ft deep. Its volume is 24 ft3

(4 ft. × 3 ft. × 2 ft.). If 24 ft3 of liquid weighs 1,497.6 lb, then

1 ft3 weighs 1,497.6 ÷ 24, or 62.4 lb. Therefore, the density

of the liquid is 62.4 lb/ft3. This is the density of water at 4 °C

(Centigrade) and is usually used as the standard for comparing

densities of other substances. In the metric system, the density

of water is 1 g⁄cm3. The standard temperature of 4 °C is used

when measuring the density of liquids and solids. Changes

in temperature will not change the weight of a substance,

but will change the volume of the substance by expansion or

contraction, thus changing its weight per unit volume.

The procedure for finding density applies to all substances;

however, it is necessary to consider the pressure when finding

the density of gases. Pressure is more critical when measuring

the density of gases than it is for other substances. The

density of a gas increases in direct proportion to the pressure

exerted on it. Standard conditions for the measurement of

the densities of gases have been established at 0 °C for

temperature and a pressure of 76 cm of mercury (Hg), which

is the average pressure of the atmosphere at sea level. Density

is computed based on these conditions for all gases.

Specific Gravity

It is often necessary to compare the density of one substance

with another substance. For this purpose, a standard is

needed. Water is the standard that physicists have chosen to

use when comparing the densities of all liquids and solids.

For gases, air is most commonly used, but hydrogen is also

sometimes used as a standard for gases. In physics, the word

“specific” implies a ratio. Thus, specific gravity is calculated

by comparing the weight of a definite volume of the given

substance with the weight of an equal volume of water. The

terms “specific weight” or “specific density” are sometimes

used to express this ratio.

The following formulas are used to find the specific gravity

of liquids and solids.

Specific Gravity = Weight of an equal volume of waterWeight of the substance

orSpecific Gravity = Density of waterDensity of the substance

The same formulas are used to find the density of gases by

substituting air or hydrogen for water.

Specific gravity is not expressed in units, but as pure numbers.

For example, if a certain hydraulic fluid has a specific gravity

of 0.8, 1 ft3 of the liquid weighs 0.8 times as much as 1 ft3

of water: 62.4 times 0.8, or 49.92 lb.

Specific gravity and density are independent of the size of

the sample under consideration and depend only upon the

substance of which it is made. See Figure 5-1 for typical

values of specific gravity for various substances.

A device called a hydrometer is used for measuring specific

gravity of liquids. This device consists of a tubular glass float

contained in a larger glass tube. [Figure 5-2] The larger glass

tube provides the container for the liquid. A rubber suction

bulb draws the liquid up into the container. There must be

enough liquid raising the float to prevent it from touching the

bottom. The float is weighted and has a vertically graduated

scale. To determine specific gravity, the scale is read at the

surface of the liquid in which the float is immersed. An

indication of 1000 is read when the float is immersed in pure

water. When immersed in a liquid of greater density, the float

rises, indicating a greater specific gravity. For liquids of lesser

density, the float sinks, indicating a lower specific gravity.

An example of the use of the hydrometer is to determine

the specific gravity of the electrolyte (battery liquid) in an

aircraft battery. When a battery is discharged, the calibrated

float immersed in the electrolyte will indicate approximately

1150. The indication of a charged battery is between 1275

and 1310. The values 1150, 1275, and 1310 represent 1.150,

1.275, and 1.310. The electrolyte in a discharged battery is

1.15 times denser than water, and in a charged battery 1.275

to 1.31 times denser than water.

Energy

Energy is typically defined as something that gives us the

capacity to perform work. As individuals, saying that we

feel full of energy is an indicator that we can perform a lot

of work. Energy can be classified as one of two types: either

as potential energy or kinetic energy.

Potential Energy

Potential energy is defined as being energy at rest, or energy

that is stored. Potential energy may be classified into three

groups: (1) energy due to position, (2) energy due to distortion

of an elastic body, and (3) energy which produces work

5-3LiquidSpecific

GravitySpecific

GravitySolidSpecific

GravityGas

Gasoline

Jet Fuel

Jp-4

Ethyl

Alcohol

Jet Fuel

Jp-5

Kerosene

Lube Oil

Synthetic

Oil

Water

Sulfuric

Acid

MercuryIce

Aluminum

Titanium

Zinc

Iron

Brass

Copper

Lead

Gold

PlatinumHydrogen

Helium

Acetylene

Nitrogen

Air

Oxygen

Carbon

Dioxide 0.917

8.9 11.4 19.3 21.5 0.0695

0.928 1.000 1.84 13.6

Figure 5-1. Specific gravity of various substances.

1,150 Discharged1,275 Charged

Figure 5-2. Hydrometer for checking battery specific gravity.through chemical action. Examples of the first group are

water in an elevated reservoir or an airplane raised off the ground with jacks; a stretched bungee cord on a Piper Tri-Pacer or compressed spring are examples of the second group; and energy in aviation gasoline, food, or storage batteries are examples of the third group.

To calculate the potential energy of an object due to its

position, as in height, the following formula is used:

Potential Energy = Weight × Height

A calculation based on this formula will produce an answer that has units of foot-pounds (ft-lb) or inch-pounds (in-lb), which are the same units that apply to work. Work, which is covered later in this chapter, is described as a force being applied over a measured distance, with the force being pounds and the distance being feet or inches. Potential energy and work have a lot in common.

Example: A Boeing 747 weighing 450,000 pounds needs to

be raised 4 feet in the air so maintenance can be done on the landing gear. How much potential energy does the airplane possess because of this raised position?

Potential Ener gy = Weight × Height

PE = 450,000 lb × 4 ft

PE = 1,800,000 ft-lb

As previously mentioned, aviation gasoline possesses potential energy because of its chemical nature. Gasoline has the potential to release heat energy, based on its British

thermal unit (BTU) content. One pound of aviation gas contains 18,900 BTU of heat energy, and each BTU is capable of 778 ft-lb of work. So, when we multiply 778 by 18,900, we find that one pound of aviation gas is capable of

14,704,200 ft-lb of work. Imagine the potential energy in the completely serviced fuel tanks of an airplane.

Kinetic Energy

Kinetic energy is defined as being energy that is in motion.

An airplane rolling down the runway or a rotating flywheel on an engine are both examples of kinetic energy. Kinetic energy has the same units as potential energy, namely foot-pounds or inch-pounds. To calculate the kinetic energy for something in motion, the following formula is used:

Kinetic Energy =

1⁄2 Mass × Velocity2

To use the formula, we will show the mass as weight divided by gravity and the velocity of the object will be in feet per second. This is necessary to end up with units in foot-pounds.

Figure 5-3. Kinetic energy (Airbus A380 taking off).Example: An Airbus A380 weighing 600,000 lb is moving

down the runway on its takeoff roll with a velocity of 200 fps.

How many foot-pounds of kinetic energy does the airplane

possess? [Figure 5-3]

Kinetic Energy = 1⁄2 Mass × Velocity2

Kinetic Energy = 1⁄2 × 600,000 ÷ 32.2 × 2002

KE = 372,670,000 ft-lb

Force, Work, Power, & Torque

Force

Before the concept of work, power, or torque can be discussed,

we need to understand what force means. According to the

dictionary, force is the intensity of an impetus, or the intensity

of an input. For example, if we apply a force to an object, the

tendency will be for the object to move. Another way to look

at it is that for work, power, or torque to exist, there must be

a force that initiates the process.

The unit for force in the English system of measurement

is pounds, and in the metric system it is newtons. One

pound of force is equal to 4.448 newtons. When we

calculate the thrust of a turbine engine, we use the formula

“Force = Mass × Acceleration,” and the thrust of the engine is

expressed in pounds. The GE90-115 turbofan engine (power

plant for the Boeing 777-300), for example, has 115,000

pounds of thrust.

Work

The study of machines, both simple and complex, can be

seen as a study of the energy of mechanical work. This is

true because all machines transfer input energy, or the work

done on the machine, to output energy, or the work done by

the machine.

Work, in the mechanical sense of the term, is done when a

resistance is overcome by force acting through a measurable

distance. Two factors are involved: (1) force and (2) movement

through a distance. As an example, suppose a small aircraft

is stuck in the snow. Two men push against it for a period of

time, but the aircraft does not move. According to the technical

definition, no work had been done when the men were pushing

against the aircraft. By definition, work is accomplished only

when an object is displaced some distance against a resistive

force. To calculate work, the following formula is used:

Work = Force (F) × distance (d)

In the English system, the force will be identified in pounds

and the distance either in feet or inches, so the units will be

foot-pounds or inch-pounds. Notice these are the same units

that were used for potential and kinetic energy. In the metric system, the force is identified in newtons (N)

and the distance in meters, with the resultant units being

joules. One pound of force is equal to 4.448 N and one meter

is equal to 3.28 feet. One joule is equal to 0.74 ft-lb.

Example: How much work is accomplished by jacking a

150,000-lb Airbus A-320 airplane a vertical height of 4 ft?

[Figure 5-4]

Work = Force × Distance

= 150,000 lb × 4 ft

= 600,000 ft-lb

Example: How much work is accomplished when a tow

tractor is hooked up to a tow bar and a Boeing 737-800

airplane weighing 130,000 lb is pushed 80 ft. into the hangar?

The force on the tow bar is 5,000 lb.

Work = Force × Distance

= 5,000 lb × 80 ft

= 400,000 ft-lb

In this last example, notice the force does not equal the weight

of the airplane. This is because the airplane is being moved

horizontally and not lifted vertically. In almost all cases, it

takes less work to move something horizontally than it does

to lift it vertically. Most people can push their car a short

distance if it runs out of gas, but they cannot get under their

car and lift it off the ground.

Friction & Work

In calculating work done, the actual resistance overcome is

measured. This is not necessarily the weight of the object

being moved. [Figure 5-5] A 900-lb load is being pulled a

distance of 200 ft. This does not mean that the work done

(force × distance) is 180,000 ft-lb (900 lb × 200 ft). This is

Figure 5-4. Airplane on jacks.because the person pulling the load is not working against the

total weight of the load, but rather against the rolling friction

of the cart, which may be no more than 90 lb.

Friction is an important aspect of work. Without friction,

it would be impossible to walk. One would have to shove

oneself from place to place, and would have to bump against

some obstacle to stop at a destination. Yet friction is a liability

as well as an asset, and requires consideration when dealing

with any moving mechanism.

In experiments relating to friction, measurement of the

applied forces reveals that there are three kinds of friction.

One force is required to start a body moving, while another

is required to keep the body moving at constant speed. Also,

after a body is in motion, a definitely larger force is required

to keep it sliding than to keep it rolling.

Thus, the three kinds of friction may be classified as:

(1) starting or static friction, (2) sliding friction, and (3)

rolling friction.

Static Friction

When an attempt is made to slide a heavy object along a

surface, the object must first be broken loose or started. Once

in motion, it slides more easily. The “breaking loose” force

is, of course, proportional to the weight of the body. The

force necessary to start the body moving slowly is designated

“F,” and “F'” is the normal force pressing the body against

the surface which is usually its weight. Since the nature of

the surfaces rubbing against each other is important, they

must be considered. The nature of the surfaces is indicated

by the coefficient of starting friction which is designated by

the letter “k.” This coefficient can be established for various

materials and is often published in tabular form. Thus, when

the load (weight of the object) is known, starting friction can

be calculated by using the following formula:

F = kF'

For example, if the coefficient of sliding friction of a

smooth iron block on a smooth, horizontal surface is 0.3,

the force required to start a 10 lb block would be 3 lb; a

40-lb block, 12 lb.

Starting friction for objects equipped with wheels and roller

bearings is much smaller than that for sliding objects. For

example, a locomotive would have difficulty getting a long

train of cars in motion all at one time. Therefore, the couples

between the cars are purposely made to have a few inches of

play. When starting the train, the engineer backs the engine

until all the cars are pushed together. Then, with a quick

start forward the first car is set in motion. This technique is employed to overcome the static friction of each wheel as

well as the inertia of each car. It would be impossible for the

engine to start all of the cars at the same instant, for static

friction, which is the resistance of being set in motion, would

be greater than the force exerted by the engine. However, once

the cars are in motion, the static friction is greatly reduced

and a smaller force is required to keep the train in motion

than was required to start it.

Sliding Friction

Sliding friction is the resistance to motion offered by an object

sliding over a surface. It pertains to friction produced after the

object has been set in motion, and is always less than starting

friction. The amount of sliding resistance is dependent on the

nature of the surface of the object, the surface over which

it slides, and the normal force between the object and the

surface. This resistive force may be computed by using the

following formula:

F = mN

In the formula above, “F” is the resistive force due to friction

expressed in pounds; “N” is the force exerted on or by the

object perpendicular (normal) to the surface over which it

slides; and “m” (mu) is the coefficient of sliding friction. On

a horizontal surface, N is equal to the weight of the object in

pounds. The area of the sliding object exposed to the sliding

surface has no effect on the results. A block of wood, for

Gravity

200 ftForce

90 lb

Resistance Work = force x distance

= 90 lb x 200 ft

= 18,000 ft-lb

Figure 5-5. The effect of friction on work.

example, will not slide any easier on one of the broad sides

than it will on a narrow side, assuming all sides have the

same smoothness. Therefore, area does not enter into the

equation above.

Rolling Friction

Resistance to motion is greatly reduced if an object is

mounted on wheels or rollers. The force of friction for

objects mounted on wheels or rollers is called rolling friction.

This force may be computed by the same equation used in

computing sliding friction, but the values of “m” will be

much smaller. For example, the value of “m” for rubber tires

on concrete or macadam is about 0.02. The value of “m” for

roller bearings is very small, usually ranging from 0.001 to

0.003 and is often disregarded.

Example: An aircraft with a gross weight of 79,600 lb is

towed over a concrete ramp. What force must be exerted

by the towing vehicle to keep the airplane rolling after once

set in motion?

F = mN

= 0.02 mu × 79,600 lb

= 1,592 lb

Power

The concept of power involves the previously discussed

topic of work, which was a force being applied over a

measured distance, but adds one more consideration—time.

In other words, how long it takes to accomplish the work.

If someone asked the average person if they could lift one

million pounds 5 feet off the ground, the answer most

assuredly would be no. This person would probably assume

that they are to lift it all at once. What if they are given 365

days to lift it, and could lift small amounts of weight at a

time? The work involved would be the same, regardless of how long it took to lift the weight, but the power required

is different. If the weight is to be lifted in a shorter period

of time, it will take more power. The formula for power is

as follows:

Power = Force × distance ÷ time

The units for power will be foot-pounds per minute, foot-

pounds per second, inch-pounds per minute or second, and

possibly mile-pounds per hour. The units depend on how

distance and time are measured.

Many years ago, there was a desire to compare the power

of the newly evolving steam engine to that of horses.

People wanted to know how many horses the steam engine

was equivalent to. The value we know currently as one

horsepower (hp) was developed, and it is equal to 550 foot-

pounds per second (ft-lb/s) because of this. It was found that

the average horse could lift a weight of 550 lb, one foot off

the ground, in one second. The values we use today, in order

to convert power to horsepower, are as follows:

1 hp = 550 ft-lb/s

1 hp = 33,000 ft-lb/min.

1 hp = 375 mile pounds per hour (mi-lb/hr.)

1 hp = 746 watts (electricity conversion)

To convert power to horsepower, divide the power by the

appropriate conversion based on the units being used.

Example: What power would be needed, and also horsepower,

to raise the GE-90 turbofan engine into position to install

it on a Boeing 777-300 airplane? The engine weighs

19,000 lb, and it must be lifted 4 ft in 2 minutes.

Power = Force × distance ÷ time

= 19,000 lb × 4 ft ÷ 2 min.

= 38,000 ft-lb/min.

Hp = 38,000 ft-lb/min. ÷ 33,000 ft-lb/min.

Hp = 1.15

The hoist that will be used to raise this engine into position

will need to be powered by an electric motor because the

average person will not be able to generate 1.15 hp in their

arms for the necessary 2 minutes.

Torque

Torque is a very interesting concept and occurrence, and it is

definitely something that needs to be discussed in conjunction

with work and power. Whereas work is described as force

acting through a distance, torque is described as force acting

along a distance. Torque is something that creates twisting

5-7and tries to make something rotate.

If we push on an object with a force of 10 lb and it moves

10 inches in a straight line, we have done 100 in-lb of

work. By comparison, if we have a wrench 10 inches long

that is on a bolt, and we push down on it with a force of 10

lb, a torque of 100 lb-in is applied to the bolt. If the bolt

was already tight and did not move as we pushed down on

the wrench, the torque of 100 lb-in would still exist. The

formula for torque is:

Torque = Force × distance

Even though this formula looks the same as the other formula

for calculating work, recognize that the distance value in this

formula is not the linear distance an object moves, but rather

the distance along which the force is applied.

Notice that with torque nothing had to move, because the

force is being applied along a distance and not through a

distance. Notice also that although the units of work and

torque appear to be the same, they are not. The units of work

were inch-pounds and the units of torque were pound-inches,

and that is what differentiates the two.

Torque is very important when thinking about how engines

work, both piston engines and gas turbine engines. Both

types of engines create torque in advance of being able

to create work or power. With a piston engine, a force in

pounds pushes down on the top of the piston and tries to

make it move. The piston is attached to the connecting rod,

which is attached to the crankshaft at an offset. That offset

would be like the length of the wrench discussed earlier,

and the force acting along that length is what creates torque.

[Figure 5-6]

For the cylinder in Figure 5-6 , there is a force of 500 lb

pushing down on the top of the piston. The connecting rod

attaches to the crankshaft at an offset distance of 4 in. The

product of the force and the offset distance is the torque, in

this case 2,000 lb-in.

In a turbine engine, the turbine blades at the back of the engine

extract energy from the high velocity exhaust gases. The energy

extracted becomes a force in pounds pushing on the turbine

blades, which happen to be a certain number of inches from

the center of the shaft they are trying to make rotate. The

number of inches from the turbine blades to the center of the

shaft would be like the length of the wrench discussed earlier.

Mathematically, there is a relationship between the

horsepower of an engine and the torque of an engine. The

formula that shows this relationship is as follows:Torque = Horsepower × 5,252 ÷ rpm

Example: A Cessna 172R has a Lycoming IO-360 engine that

creates 180 horsepower at 2,700 rpm. How many pound-feet

of torque is the engine producing?

Torque = 180 × 5,252 ÷ 2,700

= 350 lb-ft.

Simple Machines

A machine is any device with which work may be

accomplished. For example, machines can be used for any of

the following purposes, or combinations of these 5 purposes:

1. Machines are used to transform energy, as in the case

of a generator transforming mechanical energy into

electrical energy.

2. Machines are used to transfer energy from one place

to another, as in the examples of the connecting rods,

crankshaft, and reduction gears transferring energy

from an aircraft’s engine to its propeller.

3. Machines are used to multiply force; for example, a

system of pulleys may be used to lift a heavy load. The

pulley system enables the load to be raised by exerting

a force that is smaller than the weight of the load.

4. Machines can be used to multiply speed. A good

example is the bicycle, by which speed can be gained

by exerting a greater force.

5. Machines can be used to change the direction of

a force. An example of this use is the flag hoist. A

downward force on one side of the rope exerts an

upward force on the other side, raising the flag toward

the top of the pole.

There are only six simple machines. They are the lever, the

pulley, the wheel and axle, the inclined plane, the screw,

and the gear. Physicists, however, recognize only two basic

principles in machines: the lever and the inclined plane.

The pulley (block and tackle), the wheel and axle, and gears

operate on the machine principle of the lever. The wedge and

the screw use the principle of the inclined plane.

An understanding of the principles of simple machines provides

a necessary foundation for the study of compound machines,

which are combinations of two or more simple machines.

Mechanical Advantage of Machines

As identified in statements 3 and 4 under simple machines, a

machine can be used to multiply force or to multiply speed. It

cannot, however, multiply force and speed at the same time.

In order to gain one force, it must lose the other force. To do

otherwise would mean the machine has more power going

Force of 500 lbTorque = F x d

Torque = 500 x 4

Torque = 2,000 lb-in

Torque = 166.7 lb-ft

Piston

Connecting rod

Crankshaft

4"

Figure 5-6. Piston engine and torque.

out than coming in, and that is not possible.

In reference to machines, mechanical advantage is a

comparison of the output force to the input force, or the

output distance to the input distance. If there is a mechanical

advantage in terms of force, there will be a fractional

disadvantage in terms of distance. The following formulas

can be used to calculate mechanical advantage.

Mechanical Advantage = Force Out ÷ Force In

or

Mechanical Advantage = Distance Out ÷ Distance In

The Lever

The simplest machine, and perhaps the most familiar one, is

the lever. A seesaw is a familiar example of a lever, with two

people sitting on either end of a board and a pivoting point

in the middle. There are three basic parts in all levers. They

are the fulcrum “F,” a force or effort “E,” and a resistance

“R.” Shown in Figure 5-7 are the pivot point “F” (fulcrum),

the effort “E” which is applied at a distance “L” from the

fulcrum, and a resistance “R” which acts at a distance “l”

from the fulcrum. Distances “L” and “l” are the lever arms.The concept of torque was discussed earlier in this chapter,

and torque is very much involved in the operation of a lever.

When a person sits on one end of a seesaw, that person applies

a downward force in pounds which acts along the distance

to the center of the seesaw. This combination of force and

distance creates torque, which tries to cause rotation.

First Class Lever

In the first class lever, the fulcrum is located between the

effort and the resistance. As mentioned earlier, the seesaw

is a good example of a lever, and it happens to be a first

class lever. The amount of weight and the distance from

the fulcrum can be varied to suit the need. Increasing the

distance from the applied effort to the fulcrum, compared to

the distance from the fulcrum to the weight being moved,

increases the advantage provided by the lever. Crowbars,

shears, and pliers are common examples of this class of lever.

The proper balance of an airplane is also a good example,

with the center of lift on the wing being the pivot point, or

fulcrum, and the weight fore and aft of this point being the

effort and the resistance.

When calculating how much effort is required to lift a specific

weight, or how much weight can be lifted by a specific effort,

the following formula can be used.

Effort (E) × Effort Arm (L) = Resistance (R) × Resistance Arm (l)

What this formula really shows is the input torque (effort ×

effort arm) equals the output torque (resistance × resistance

arm). This formula and concept apply to all three classes of

levers and to all simple machines in general.

Example: A first class lever is to be used to lift a 500-lb

weight. The distance from the weight to the fulcrum is

12 inches and from the fulcrum to the applied effort is 60

inches. How much force is required to lift the weight?

Effort (E) × Effort Arm (L) = Resistance (R) × Resistance Arm (l)

E × 60 in = 500 lb × 12 in

E = 500 lb × 12 in ÷ 60 in

E = 100 lb

The mechanical advantage of the lever in this example

would be:

Mechanical Advantage = Force Out ÷ Force In

= 500 lb ÷ 100 lb

= 5, or 5 to 1

An interesting thing to note with this example lever is if the

applied effort moved down 10 inches, the weight on the other

end would only move up 2 inches. The weight being lifted

would only move one-fifth as far. The reason for this is the

5-9Resistance “R” Effort “E”

Fulcrum “F”“L” “l”

Resistance “R”Effort “E”

Fulcrum “F”“L”

“l”

Figure 5-7. First class lever. Figure 5-8. Second class lever.class levers. As shown in Figure 5-9 , the fulcrum is at one end

of the lever and the weight or resistance to be overcome is at

the other end, with the effort applied at some point between.

Third class levers are easily recognized because the effort is

applied between the fulcrum and the resistance. The retractable

main landing gear on an airplane is a good example of a third

class lever. The top of the landing gear, where it attaches to the

airplane, is the pivot point. The wheel and brake assembly at

the bottom of the landing gear is the resistance. The hydraulic

actuator that makes the gear retract is attached somewhere in

the middle, and that is the applied effort.

The Pulley

Pulleys are simple machines in the form of a wheel mounted

on a fixed axis and supported by a frame. The wheel, or disk,

is normally grooved to accommodate a rope. The wheel is

sometimes referred to as a “sheave,” or sometimes “sheaf.”

The frame that supports the wheel is called a block. A block and

tackle consists of a pair of blocks. Each block contains one or

more pulleys and a rope connecting the pulley(s) of each block.

Single Fixed Pulley

A single fixed pulley is really a first class lever with equal arms.

In Figure 5-10 , the arm from point “R” to point “F” is equal to

the arm from point “F” to point “E,” with both distances being

equal to the radius of the pulley. When a first class lever has

equal arms, the mechanical advantage is 1. Thus, the force of

the pull on the rope must be equal to the weight of the object

being lifted. The only advantage of a single fixed pulley is to

change the direction of the force, or pull on the rope.

Single Movable Pulley

A single pulley can be used to magnify the force exerted. In

Figure 5-11 , the pulley is movable, and both ropes extending

up from the pulley are sharing in the support of the weight.

This single, movable pulley will act like a second class lever.

The effort arm (EF) being the diameter of this pulley and the

resistance arm (FR) being the radius of this pulley. This type of

pulley would have a mechanical advantage of two because the

diameter of the pulley is double the radius of the pulley. In use,

if someone pulled in 4 ft of the effort rope, the weight would

only rise off the floor 2 ft. If the weight was 100 lb, the effort concept of work. If it allows you to lift 5 times more weight,

you will only move it 1⁄5 as far as you move the effort, because

a lever cannot have more work output than input.

Second Class Lever

The second class lever has the fulcrum at one end and the

effort is applied at the other end. The resistance is somewhere

between these points. A wheelbarrow is a good example of

a second class lever, with the wheel at one end being the

fulcrum, the handles at the opposite end being the applied

effort, and the bucket in the middle being where the weight

or resistance is placed. [Figure 5-8]

Both first and second class levers are commonly used to help

in overcoming big resistances with a relatively small effort.

The first class lever, however, is more versatile. Depending

on how close or how far away the weight is placed from the

fulcrum, the first class lever can be made to gain force or

gain distance, but not both at the same time. The second class

lever can only be made to gain force.

Example: The distance from the center of the wheel to the

handles on a wheelbarrow is 60 inches. The weight in the

bucket is 18 inches from the center of the wheel. If 300 lb is

placed in the bucket, how much force must be applied at the

handles to lift the wheelbarrow?

Effort (E) × Effort Arm (L) = Resistance (R) × Resistance Arm (l)

E × 60 inches = 300 lb × 18 in

E = 300 lb × 18 in ÷ 60 in

E = 90 lb

The mechanical advantage of the lever in this example

would be:

Mechanical Advantage = Force Out ÷ Force In

= 300 lb ÷ 90 lb

= 3.33, or 3.33 to 1

Third Class Lever

There are occasions when it is desirable to speed up the

movement of the resistance even though a large amount of

effort must be used. Levers that help accomplish this are third

5-10Resistance “R”Effort “E”

Fulcrum “F”“l”“L”

WeightR E F

Effort “E ”

Figure 5-9. Third class lever. Figure 5-10. Single fixed pulley.is an increase in force, and ultimately torque.

Bevel gears are used to change the plane of rotation, so that

a shaft turning horizontally can make a vertical shaft rotate. The size of the gears and their number of teeth determine the mechanical advantage, and whether force is being increased or rpm is being increased. If each gear has the same number of teeth, there would be no change in force or rpm. [Figure 5-14]

The worm gear has an extremely high mechanical advantage. The input force goes into the spiral worm gear, which drives the spur gear. One complete revolution of the worm gear only makes the spur gear move an amount equal to one tooth. The mechanical advantage is equal to the number of teeth on the spur gear, which in this case there are 25. This is a force gaining machine, to the tune of 25 times more output force. [Figure 5-15]

The planetary sun gear system is typical of what would be

found in a propeller reduction gearbox. The power output shaft of the engine would drive the sun gear in the middle, applied would only need to be 50 lb. With this type of pulley, the effort will always be one-half of the weight being lifted.

Block and Tackle

A block and tackle is made up of multiple pulleys, some of them fixed and some movable. In Figure 5-12, the block and

tackle is made up of four pulleys, the top two being fixed and the bottom two being movable. Viewing the figure from right to left, notice there are four ropes supporting the weight and a fifth rope where the effort is applied. The number of weight supporting ropes determines the mechanical advantage of a block and tackle, so in this case the mechanical advantage is four. If the weight was 200 lb, it would require a 50 lb effort to lift it.

The Gear

Two gears with teeth on their outer edges, as shown in

Figure 5-13, act like a first class lever when one gear drives the other. The gear with the input force is called the drive gear, and the other is called the driven gear. The effort arm is the diameter of the driven gear, and the resistance arm is the diameter of the drive gear. Notice that the two gears turn in opposite directions: the bottom one clockwise and the top one counterclockwise. The gear on top is 9 inches in diameter and has 45 teeth, and the gear on the bottom is 12 inches in diameter and has 60 teeth.

Imagine that the blue gear is driving the yellow one, which

makes the blue the drive and the yellow the driven. The mechanical advantage in terms of force would be the effort arm divided by the resistance arm, or 9 ÷ 12, which is 0.75. This would actually be called a fractional disadvantage, because there would be less force out than force in. The mechanical advantage in terms of distance, in rpm in this case, would be 12 ÷ 9, or 1.33.

This analysis tells us that when a large gear drives a small

one, the small one turns faster and has less available force. In order to be a force gaining machine, the small gear needs to turn the large one. When the terminology reduction gearbox is used, such as a propeller reduction gearbox, it means that there is more rpm going in than is coming out. The end result

WeightRE

FEffort

Weight

Support ropesEffort

Figure 5-11. Single movable pulley.Figure 5-12. Block and tackle.

which rotates the planetary gears and ultimately the ring gear.

In this example, the sun gear has 28 teeth, each planet gear has 22 teeth, and the ring gear has 82 teeth. To figure how much gear reduction is taking place, the number of teeth on the ring gear is divided by the number of teeth on the sun gear. In this case, the gear reduction is 2.93, meaning the engine has an rpm 2.93 times greater than the propeller. [Figure 5-16]

Inclined Plane

The inclined plane is a simple machine that facilitates the

raising or lowering of heavy objects by application of a small force over a relatively long distance. Some familiar examples of the inclined plane are mountain highways and a loading ramp on the back of a moving truck. When weighing a small airplane, like a Cessna 172, an inclined plane, or ramp, can be used to get the airplane on the scales by pushing it, rather than jacking it. A ramp can be seen in Figure 5-17, where a

Cessna 172 right main gear is sitting on an electronic scale. The airplane was pushed up the ramps to get it on the scales.

With an inclined plane, the length of the incline is the effort

arm and the vertical height of the incline is the resistance arm. If the length of the incline is five times greater than the height, there will be a force advantage, or mechanical advantage, of five. The Mooney M20 in Figure 5-17 weighed

1,600 lb on the day of the weighting. The ramp it is sitting on is 6 inches tall, which is the resistance arm, and the length of the ramp is 24 inches, which is the effort arm. To calculate

Figure 5-13. Spur gears.

Figure 5-14. Bevel gears.the force needed to push the airplane up the ramps, use the

same formula introduced earlier when levers were discussed,

as follows:

Effort (E) × Effort Arm (L) = Resistance (R) × Resistance Arm (l)

E × 24 in = 1,600 lb × 6 in

E = 1,600 l-b × 6 in ÷ 24 in

E = 400 lb

Bolts, screws, and wedges are also examples of devices

that operate on the principle of the inclined plane. A

bolt, for example, has a spiral thread that runs around

its circumference. As the thread winds around the bolt’s

circumference, it moves a vertical distance equal to the

space between the threads. The circumference of the bolt

is the effort arm and the distance between the threads is the

resistance arm. [Figure 5-18] Based on this analysis, a fine

threaded bolt, which has more threads per inch, has a greater mechanical advantage than a coarse threaded bolt.

A chisel is a good example of a wedge. A chisel might be

8 inches long and only 1⁄2 inch wide, with a sharp tip and

tapered sides. The 8-inch length is the effort arm and the 1⁄2-

inch width is the resistance arm. This chisel would provide

a force advantage, or mechanical advantage, of 16.

Stress

Whenever a machine is in operation, be it a simple machine

like a lever or a screw, or a more complex machine like an

aircraft piston engine or a hydraulically operated landing

gear, the parts and pieces of that machine will experience

something called stress. Whenever an external force is

applied to an object, like a weight pushing on the end of a

lever, a reaction will occur inside the object which is known

as stress. Stress is typically measured in pounds per square

foot or pounds per square inch (psi).

External force acting on an object causes the stress to

manifest itself in one of five forms, or combination of those

five. The five forms are tension, compression, torsion,

bending, and shear.

Tension

Tension is a force that tries to pull an object apart. In the

block and tackle system discussed earlier in this chapter,

the upper block that housed the two fixed pulleys was

secured to an overhead beam. The movable lower block

Ring gear Planetary gearsSun gearFigure 5-15. Worm gear.Figure 5-17. Ramp in use with a Mooney M20.

Figure 5-16. Planetary sun gear.and its two pulleys were hanging by ropes, and the weight

was hanging below the entire assembly. The weight being

lifted would cause the ropes and the blocks to be under

tension. The weight is literally trying to pull the rope apart,

and ultimately would cause the rope to break if the weight

was too great.

Compression

Compression is a force that tries to crush an object. An

excellent example of compression is when a sheet metal

airplane is assembled using the fastener known as a rivet. The

rivet passes through a hole drilled in the pieces of aluminum,

and then a rivet gun on one side and a bucking bar on the

other apply a force. This applied force tries to crush the rivet and makes it expand to fill the hole and securely hold the

aluminum pieces together. [Figure 5-19]

Torsion

Torsion is the stress an object experiences when it is

twisted, which is what happens when torque is applied to a

shaft. Torsion is made up of two other stresses: tension and

compression. When a shaft is twisted, tension is experienced

at a diagonal to the shaft and compression acts 90 degrees to

the tension. [Figure 5-20]

The turbine shaft on a turbofan engine, which connects to

the compressor in order to drive it, is under a torsion stress.

The turbine blades extract energy from the high velocity air

as a force in pounds. This force in pounds acts along the

length from the blades to the center of the shaft, and creates

the torque that causes rotation. [Figure 5-21]

Bending

An airplane in flight experiences a bending force on the wing

as aerodynamic lift tries to raise the wing. This force of lift

causes the skin on the top of the wing to compress and the

skin on the bottom of the wing to be under tension. When the

airplane is on the ground sitting on its landing gear, the force

of gravity tries to bend the wing downward, subjecting the

bottom of the wing to compression and the top of the wing

tension. [Figure 5-22] During the testing that occurs prior

to FAA certification, an airplane manufacturer intentionally

bends the wing up and down to make sure it can take the

stress without failing.

Shear

When a shear stress is applied to an object, the force tries

to cut or slice through, like a knife cutting through butter.

A clevis bolt, which is often used to secure a cable to a part

of the airframe, has shear stress acting on it. As shown in

Figure 5-23 , a fork fitting is secured to the end of the cable,

Circumference (Effort arm)Distance between threads

(Resistance arm)

Resistance armEffort arm

Rivet head

Rivet shank

Bucking barForce from rivet gun

Figure 5-18. A bolt and nut as an inclined plane.

Figure 5-19. A rivet fastener and compression.and the fork attaches to an eye on the airframe with the clevis

bolt. When the cable is put under tension, the fork tries to

slide off the eye by cutting through the clevis bolt. This bolt

would be designed to take very high shear loads.

Strain

If the stress acting on an object is great enough, it can cause

the object to change its shape or to become distorted. One

characteristic of matter is that it tends to be elastic, meaning

it can be forced out of shape when a force is applied and then

return to its original shape when the force is removed. When

an object becomes distorted by an applied force, the object

is said to be strained.

On turbine engine test cells, the thrust of the engine is

typically measured by what are called strain gages. When

the force, or thrust, of the engine is pulling out against the

strain gages, the amount of distortion is measured and then

translated into the appropriate thrust reading.

A deflecting beam style of torque wrench uses the strain on the

drive end of the wrench and the resulting distortion of the beam

to indicate the amount of torque on a bolt or nut. [Figure 5-24]

Motion

The study of the relationship between the motion of bodies

or objects and the forces acting on them is often called the

study of “force and motion.” In a more specific sense, the

relationship between velocity, acceleration, and distance is

known as kinematics.Uniform Motion

Motion may be defined as a continuing change of position

or place, or as the process in which a body undergoes

displacement. When an object is at different points in space

at different times, that object is said to be in motion, and if

the distance the object moves remains the same for a given

period of time, the motion may be described as uniform. Thus,

an object in uniform motion always has a constant speed.

Speed and Velocity

In everyday conversation, speed and velocity are often used

as if they mean the same thing. In physics, they have definite

Tension stress

CompressionRotation

Wing top is

under tension

Wing bottom is

under compression

ForceClevis Bolt

Torque applied to shaft

Turbine blades applied forceShaft experiences torsionFigure 5-20. Torsion on a rotating shaft, made up of tension and

compression.Figure 5-22. Airplane on the ground, wing under tension and

compression.

Figure 5-23. Clevis bolt, red arrows show opposing forces trying

to shear the bolt. Figure 5-21. Turbofan engine, torque creating torsion in the shaft.and distinct meanings. Speed refers to how fast an object is

moving, or how far the object will travel in a specific time.

The speed of an object tells nothing about the direction an

object is moving. For example, if the information is supplied

that an airplane leaves New York City and travels 8 hours at

a speed of 150 mph, this information tells nothing about the

direction in which the airplane is moving. At the end of 8

hours, it might be in Kansas City, or if it traveled in a circular

route, it could be back in New York City.

Velocity is that quantity in physics which denotes both the

speed of an object and the direction in which the object

moves. Velocity can be defined as the rate of motion in a

particular direction. Velocity is also described as being a

vector quantity, a vector being a line of specific length,

having an arrow on one end or the other. The length of the

line indicates the number value and the arrow indicates the

direction in which that number is acting.

Two velocity vectors, such as one representing the velocity of an airplane and one representing the velocity of the wind, can

be added together in what is called vector analysis. Figure 5-25

demonstrates this, with vectors “A” and “B” representing the

velocity of the airplane and the wind, and vector “C” being the

resultant. With no wind, the speed and direction of the airplane

would be that shown by vector “A.” When accounting for the

wind direction and speed, the airplane ends up flying at the

speed and direction shown by vector “C.”

Imagine that an airplane is flying in a circular pattern at a

constant speed. The airplane is constantly changing direction

because of the circular pattern, which means the airplane is

constantly changing velocity. The reason for this is the fact

that velocity includes direction.

To calculate the speed of an object, the distance it travels is

divided by the elapsed time. If the distance is measured in

miles and the time in hours, the units of speed will be miles

per hour (mph). If the distance is measured in feet and the

time in seconds, the units of speed will be feet per second

(fps). To convert mph to fps, divide by 1.467. Velocity is

calculated the same way, the only difference being it must

be recalculated every time the direction changes.

Acceleration

Acceleration is defined as the rate of change of velocity. If

the velocity of an object is increased from 20 mph to 30 mph,

the object has been accelerated. If the increase in velocity is

10 mph in 5 seconds, the rate of change in velocity is 10 mph

in 5 seconds, or 2 mph per second. If this were multiplied

Figure 5-24. Deflecting beam torque wrench measures strain by

distortion.

by 1.467, it could also be expressed as an acceleration of

2.93 feet per second per second (fps/s). By comparison, the

acceleration due to gravity is 32.2 fps/s.

To calculate acceleration, the following formula is used.

Acceleration (A) = Time (t)Velocity Final (Vf) − Velocity Initial (Vi)

Example: An Air Force F-15 fighter is cruising at 400 mph.

The pilot advances the throttles to full afterburner and

accelerates to 1,200 mph in 20 seconds. What is the average

acceleration in mph/s and fps/s?

A = tVf − Vi

A = 201200 − 400

A = 40 mph⁄s, or multiplying by 1.467, 58.7 fps⁄s

In the example just shown, the acceleration was found to be

58.7 fps/s. Since 32.2 fps/s is equal to the acceleration due

to gravity, divide the F-15’s acceleration by 32.2 to find out

how many G forces the pilot is experiencing. In this case,

it would be 1.82 Gs.Newton’s Law of Motion

First Law

When a magician snatches a tablecloth from a table and

leaves a full setting of dishes undisturbed, he is not displaying

a mystic art; he is actually demonstrating the principle of

inertia. Inertia is responsible for the discomfort felt when an

airplane is brought to a sudden halt in the parking area and

the passengers are thrown forward in their seats. Inertia is a

property of matter. This property of matter is described by

Newton’s first law of motion, which states:

Objects at rest tend to remain at rest and objects in motion

tend to remain in motion at the same speed and in the same

direction, unless acted on by an external force.

Second Law

Bodies in motion have the property called momentum. A body

that has great momentum has a strong tendency to remain

in motion and is therefore hard to stop. For example, a train

moving at even low velocity is difficult to stop because of

its large mass. Newton’s second law applies to this property.

It states:

When a force acts upon a body, the momentum of that body

is changed. The rate of change of momentum is proportional

to the applied force. Based on Newton’s second law, the

formula for calculating thrust is derived, which states that

force equals mass times acceleration (F = MA). Earlier in this

chapter, it was determined that mass equals weight divided by

gravity, and acceleration equals velocity final minus velocity

initial divided by time. Putting all these concepts together,

the formula for thrust is:

Force = Gravity (Time)Weight (Velocity final − Velocity initial)

Force = GtW (Vf − Vi)

Example: A turbojet engine is moving 150 lb of air per

second through the engine. The air enters going 100 fps and

leaves going 1,200 fps. How much thrust, in pounds, is the

engine creating?

F = GtW (Vf − Vi)

F = 32.2(1)150 (1200 − 100)

F = 5,124 lb of thrust

Vector C = Movement of airplaneVector A = Velocity of airplaneVector B = Wind

Figure 5-25. Vector analysis for airplane velocity and wind velocity.

Third Law

Newton’s third law of motion is often called the law of action

and reaction. It states that for every action there is an equal

and opposite reaction. This means that if a force is applied

to an object, the object will supply a resistive force exactly

equal to and in the opposite direction of the force applied.

It is easy to see how this might apply to objects at rest. In

application, as a man stands on the floor, the floor exerts a

force against his feet exactly equal to his weight. This law is

also applicable when a force is applied to an object in motion.

Forces always occur in pairs. The term “ acting force” means

the force one body exerts on a second body, and reacting

force means the force the second body exerts on the first. When an aircraft propeller pushes a stream of air backward

with a force of 500 lb, the air pushes the blades forward with

a force of 500 lb. This forward force causes the aircraft to

move forward. A turbofan engine exerts a force on the air

entering the inlet duct, causing it to accelerate out the fan

duct and the tailpipe. The air accelerating to the rear is the

action, and the force inside the engine that makes it happen

is the reaction, also called thrust.

Circular Motion

Circular motion is the motion of an object along a curved

path that has a constant radius. For example, if one end of a

string is tied to an object and the other end is held in the hand,

the object can be swung in a circle. The object is constantly

deflected from a straight (linear) path by the pull exerted on

the string, as shown in Figure 5-26 . When the weight is at

point A, due to inertia it wants to keep moving in a straight

line and end up at point B. It is forced to move in a circular

path and end up at point C because of the force being exerted

on the string.

The string exerts a centripetal force on the object, and the

object exerts an equal but opposite force on the string,

obeying Newton’s third law of motion. The force that is equal

to centripetal force, but acting in an opposite direction, is

called centrifugal force.

Centripetal force is always directly proportional to the mass

of the object in circular motion. Thus, if the mass of the

object in Figure 5-26 is doubled, the pull on the string must

be doubled to keep the object in its circular path, provided

the speed of the object remains constant.

Centripetal force is inversely proportional to the radius

of the circle in which an object travels. If the string in

Figure 5-26 is shortened and the speed remains constant,

the pull on the string must be increased since the radius is

decreased, and the string must pull the object from its linear

path more rapidly. Using the same reasoning, the pull on the

string must be increased if the object is swung more rapidly

in its orbit. Centripetal force is thus directly proportional

to the square of the velocity of the object. The formula for

centripetal force is:

Centripetal Force = Mass (Velocity2) ÷ Radius

For the formula above, mass would typically be converted

to weight divided by gravity, velocity would be in feet per

second, and the radius would be in feet.

Example: What would the centripetal force be if a 10-pound

weight was moving in a 3-ft radius circular path at a velocity

of 500 fps?

Centrifugal forceCentripetal forceB

AWT

“C”

Figure 5-26. Circular motion. Centripetal Force = Mass (Velocity2) ÷ Radius

Centripetal Force = 10 (5002) ÷ 32.2 (3)

= 25,880 lb

In the condition identified in the example, the object acts like

it weighs 2,588 times more than it actually does. It can also

be said that the object is experiencing 2,588 Gs, or force of

gravity. The fan blades in a large turbofan engine, when the

engine is operating at maximum rpm, are experiencing many

thousands of Gs for the same reason.

Heat

Heat is a form of energy. It is produced only by the conversion

of one of the other forms of energy. Heat may also be defined

as the total kinetic energy of the molecules of any substance.

Some forms of energy which can be converted into heat

energy are as follows:

• Mechanical Energy—this includes all methods of

producing increased motion of molecules such as

friction, impact of bodies, or compression of gases.

• Electrical Energy—electrical energy is converted to

heat energy when an electric current flows through

any form of resistance such as an electric iron, electric

light, or an electric blanket.

• Chemical Energy—most forms of chemical reaction

convert stored potential energy into heat. Some

examples are the explosive effects of gunpowder, the

burning of oil or wood, and the combining of oxygen

and grease.

• Radiant Energy—electromagnetic waves of certain

frequencies produce heat when they are absorbed by

the bodies they strike such as x-rays, light rays, and

infrared rays.

• Nuclear Energy—energy stored in the nucleus of

atoms is released during the process of nuclear fission

in a nuclear reactor or atomic explosion.

• Sun—all heat energy can be directly or indirectly

traced to the nuclear reactions occurring in the sun.

When a gas is compressed, work is done and the gas becomes

warm or hot. Conversely, when a gas under high pressure is

allowed to expand, the expanding gas becomes cool. In the

first case, work was converted into energy in the form of

heat; in the second case heat energy was expended. Since

heat is given off or absorbed, there must be a relationship

between heat energy and work. Also, when two surfaces are

rubbed together, the friction develops heat. However, work

was required to cause the heat, and by experimentation, it

has been shown that the work required and the amount of

heat produced by friction is proportional. Thus, heat can be regarded as a form of energy.

According to this theory of heat as a form of energy, the

molecules, atoms, and electrons in all bodies are in a continual

state of motion. In a hot body, these small particles possess

relatively large amounts of kinetic energy, but in cooler

bodies they have less. Because the small particles are given

motion, and hence kinetic energy, work must be done to

slide one body over the other. Mechanical energy apparently

is transformed, and what we know as heat is really kinetic

energy of the small molecular subdivisions of matter.

Heat Energy Units

Two different units are used to express quantities of heat

energy. They are the calorie and the BTU. One calorie is equal

to the amount of heat required to change the temperature of

1 gram of water 1 degree Centigrade.

This term “calorie” (spelled with a lower case c) is 1/1,000 of

the Calorie (spelled with a capital C) used in the measurement

of the heat energy in foods. One BTU is defined as the amount

of heat required to change the temperature of 1 lb of water

1 degree Fahrenheit (1 °F). The calorie and the gram are

seldom used in discussing aviation maintenance. The BTU,

however, is commonly referred to in discussions of engine

thermal efficiencies and the heat content of aviation fuel.

A device known as the calorimeter is used to measure

quantities of heat energy. In application, it may be used to

determine the quantity of heat energy available in 1 pound of

aviation gasoline. A given weight of the fuel is burned in the

calorimeter, and the heat energy is absorbed by a large quantity

of water. From the weight of the water and the increase in its

temperature, it is possible to compute the heat yield of the fuel.

A definite relationship exists between heat and mechanical

energy. This relationship has been established and verified by

many experiments which show that:

One BTU of heat energy = 778 ft-lb of work

As discussed earlier in this chapter under the topic “ Potential

Energy,” one pound of aviation gasoline contains 18,900 BTU

of heat energy. Since each BTU is capable of 778 ft-lb of work,

1 lb of aviation gasoline is capable of 14,704,200 ft-lb of work.

Heat Energy and Thermal Efficiency

Thermal efficiency is the relationship between the potential

for power contained in a specific heat source, and how much

usable power is created when that heat source is used. The

formula for calculating thermal efficiency is:

Thermal Efficiency =

Horsepower Produced ÷ Potential Horsepower in Fuel

For example, consider the piston engine used in a small

general aviation airplane, which typically consumes 0.5

lb of fuel per hour for each horsepower it creates. Imagine

that the engine is creating 200 hp. If we multiply 0.5 by the

horsepower of 200, we find the engine is consuming 100 lb of

fuel per hour, or 1.67 lb per minute. Earlier in this chapter, one

horsepower was found to be 33,000 ft-lb of work per minute.

The potential horsepower in the fuel burned for this example

engine would be:

Hp = 33,000 ft-lb/min 1.67 lb/minute × 18,900 BTU/lb × 778 ft lb/BTU

Hp = 744

The example engine is burning enough fuel that it has the

potential to create 744 horsepower, but it is only creating 200.

The thermal efficiency of the engine would be:

Thermal Efficiency = Hp Produced ÷ Hp in Fuel

= 200 ÷ 744

= .2688 or 26.88%

More than 70 percent of the energy in the fuel is not being

used to create usable horsepower. The wasted energy is in the form of friction and heat. A tremendous amount of heat

is given up to the atmosphere and not used inside the engine

to create power.

Heat Transfer

There are three methods by which heat is transferred from one

location to another or from one substance to another. These

three methods are conduction, convection, and radiation.

Conduction

Heat transfer always takes place by areas of high heat energy

migrating to areas of low heat energy. Heat transfer by

conduction requires that there be physical contact between

an object that has a large amount of heat energy and one that

has a smaller amount of heat energy.

Everyone knows from experience that the metal handle of

a heated pan can burn the hand. A plastic or wood handle,

however, remains relatively cool even though it is in direct

contact with the pan. The metal transmits the heat more

easily than the wood because it is a better conductor of heat.

Different materials conduct heat at different rates. Some

metals are much better conductors of heat than others.

Aluminum and copper are used in pots and pans because

they conduct heat very rapidly. Woods and plastics are used

for handles because they conduct heat very slowly.

Figure 5-27 illustrates the different rates of conduction of

various metals. Of those listed, silver is the best conductor

and lead is the poorest. As mentioned previously, copper and

aluminum are used in pots and pans because they are good

conductors. It is interesting to note that silver, copper, and

aluminum are also excellent conductors of electricity.

Liquids are poorer conductors of heat than metals. Notice

that the ice in the test tube shown in Figure 5-28 is not

melting rapidly even though the water at the top is boiling.

The water conducts heat so poorly that not enough heat

reaches the ice to melt it.

Gases are even poorer conductors of heat than liquids. It is

possible to stand quite close to a stove without being burned

because air is such a poor conductor. Since conduction is a

process whereby the increase in molecular energy is passed

along by actual contact, gases are poor conductors.

At the point of application of the heat source, the molecules

become violently agitated. These molecules strike adjacent

molecules causing them to become agitated. This process

continues until the heat energy is distributed evenly

throughout the substance. The gases are much poorer

conductors of heat because molecules are farther apart in

gases than in solids.

LEAD0.18

IRON0.22

NICKEL0.37

MAGNESIUM0.57

ALUMINUM0.94

COPPER1.00

SILVER

Water

IceSteam

Boiling water

Metal ring to keep

ice from rising

Figure 5-27. Conductivity of various metals.

Figure 5-28. Water as a poor conductor.Materials that are poor conductors are used to prevent the

transfer of heat and are called heat insulators. A wooden

handle on a pot or a soldering iron serves as a heat insulator.

Certain materials, such as finely spun glass or asbestos,

are particularly poor heat conductors. These materials are

therefore used for many types of insulation.

Convection

Convection is the process by which heat is transferred by

movement of a heated fluid (gas or liquid). For example,

an incandescent light bulb will, when heated, become

increasingly hotter until the air surrounding it begins to move.

The motion of the air is upward. This upward motion of the

heated air carries the heat away from the hot light bulb by

convection. Transfer of heat by convection may be hastened

by using a ventilating fan to move the air surrounding a hot

object. The rate of cooling of a hot electronics component,

such as the CPU in a computer, can be increased if it is

provided with copper fins that conduct heat away from the

hot surface. The fins provide large surfaces against which

cool air can be blown.

A convection process may take place in a liquid as well as in

a gas. A good example of this is a pan of water sitting on the

stove. The bottom of the pan becomes hot because it conducts

heat from the surface it is in contact with. The water on the

bottom of the pan also heats up because of conduction. As

the heated water starts to rise and cooler water moves in to

take its place, the convection process begins.

When the circulation of gas or liquid is not rapid enough to

remove sufficient heat, fans or pumps are used to accelerate

the motion of the cooling material. In some installations,

pumps are used to circulate water or oil to help cool large

equipment. In airborne installations, electric fans and blowers

are used to aid convection.

An aircraft air-cooled piston engine is a good example of

convection being used to transfer heat. The engine shown in

Figure 5-29 is a Continental IO-520, with six heavily finned

air-cooled cylinders. This engine does not depend on natural

convection for cooling, but rather forced air convection

coming from the propeller on the engine. The heat generated

inside the engine finds its way to the cylinder cooling fins by

conduction, meaning transfer within the metal of the cylinder.

Once the heat gets to the fins, forced air flowing around the

cylinders carries the heat away.

Radiation

Conduction and convection cannot wholly account for some

of the phenomena associated with heat transfer. For example,

the heat one feels when sitting in front of an open fire cannot be transferred by convection because the air currents are

moving toward the fire. It cannot be transferred through

conduction because the conductivity of the air is very small,

and the cooler currents of air moving toward the fire would

more than overcome the transfer of heat outward. Therefore,

there must be some way for heat to travel across space other

than by conduction and convection.

The existence of another process of heat transfer is still more

evident when the heat from the sun is considered. Since

conduction and convection take place only through some

medium, such as a gas or a liquid, heat from the sun must

reach the earth by another method, since space is an almost

perfect vacuum. Radiation is the name given to this third

method of heat transfer.

Figure 5-29. Aircraft piston engine cooled by convection.The term “radiation” refers to the continual emission of

energy from the surface of all bodies. This energy is known

as “radiant energy.” It is in the form of electromagnetic

waves, radio waves, or x-rays, which are all alike except

for a difference in wave length. These waves travel at the

velocity of light and are transmitted through a vacuum more

easily than through air because air absorbs some of them.

Most forms of energy can be traced back to the energy of

sunlight. Sunlight is a form of radiant heat energy that travels

through space to reach the earth. These electromagnetic

heat waves are absorbed when they come in contact with

nontransparent bodies. The result is that the motion of the

molecules in the body is increased as indicated by an increase

in the temperature of the body.

The differences between conduction, convection, and radiation

may now be considered. First, although conduction and

convection are extremely slow, radiation takes place at the

speed of light. This fact is evident at the time of an eclipse of

the sun when the shutting off of the heat from the sun takes

place at the same time as the shutting off of the light. Second,

radiant heat may pass through a medium without heating

it. In application, the air inside a greenhouse may be much

warmer than the glass through which the sun’s rays pass. Third,

although heat transfer by conduction or convection may travel

in roundabout routes, radiant heat always travels in a straight

line. For example, radiation can be cut off with a screen placed

between the source of heat and the body to be protected.

Specific Heat

One important way in which substances differ is in the

requirement of different quantities of heat to produce the

same temperature change in a given mass of the substance.

Each substance requires a quantity of heat, called its specific

heat capacity, to increase the temperature of a unit of its

mass 1 °C. The specific heat of a substance is the ratio of its

specific heat capacity to the specific heat capacity of water.

Specific heat is expressed as a number which, because it is

a ratio, has no units and applies to both the English and the

metric systems.

It is fortunate that water has a high specific heat capacity.

The larger bodies of water on the earth keep the air and

solid matter on or near the surface of the earth at a constant

temperature. A great quantity of heat is required to change

the temperature of a large lake or river. Therefore, when

the temperature falls below that of such bodies of water,

they give off large quantities of heat. This process keeps

the atmospheric temperature at the surface of the earth from

changing rapidly.

The specific heat values of some common materials are listed

in Figure 5-30 .Temperature

Temperature is a dominant factor affecting the physical

properties of fluids. It is of particular concern when

calculating changes in the state of gases.

The three temperature scales used extensively are the

Centigrade, the Fahrenheit, and the absolute or Kelvin scales.

The Centigrade scale is constructed by using the freezing and

boiling points of water, under standard conditions, as fixed

points of zero and 100, respectively, with 100 equal divisions

between. The Fahrenheit scale uses 32° as the freezing point

of water and 212° as the boiling point, and has 180 equal

divisions between. The absolute or Kelvin scale is constructed

with its zero point established as minus 273 °C, meaning

273° below the freezing point of water. The relationships of

the other fixed points of the scales are shown in Figure 5-31 .

When working with temperatures, always make sure which

system of measurement is being used and know how to

convert from one to another. The conversion formulas are

as follows:

Degrees Fahrenheit = (1.8 × Degrees Celsius) + 32

Degrees Celsius = (Degrees Fahrenheit – 32) × 5⁄9

Degrees Kelvin = Degrees Celsius + 273

Degrees Rankine = Degrees Fahrenheit + 460

For purposes of calculations, the Rankine scale is commonly

used to convert Fahrenheit to absolute. For Fahrenheit

readings above zero, 460° is added. Thus, 72 °F equals

460° plus 72°, or 532° absolute. If the Fahrenheit reading is

below zero, it is subtracted from 460°. Thus −40 °F equals

460° minus 40°, or 420° absolute. It should be stressed that

the Rankine scale does not indicate absolute temperature

readings in accordance with the Kelvin scale, but these

conversions may be used for the calculations of changes in

5-22Material Specific Heat

Lead

Mercury

Brass

Copper

Iron or Steel

Glass

Alcohol

Aluminum

Water0.031

0.0330.0940.0950.1130.1950.5470.7121.000

−273212

−460373

0Pure water boils

Pure water freezes

Celsius

(centigrade)Kelvin Rankine FahrenheitMolecular motion

ceases at absolutezero

Figure 5-30. Specific heat value for various substances. Figure 5-31. Comparison of temperature scales.the state of gases.

The Kelvin and Centigrade scales are used more extensively

in scientific work; therefore, some technical manuals may use these scales in giving directions and operating instructions. The Fahrenheit scale is commonly used in the United States, and most people are familiar with it. Therefore, the Fahrenheit scale is used in most areas of this book.

Thermal Expansion/Contraction

Thermal expansion takes place in solids, liquids, and

gases when they are heated. With few exceptions, solids will expand when heated and contract when cooled. The expansion of solids when heated is very slight in comparison to the expansion in liquids and gases because the molecules of solids are much closer together and are more strongly attracted to each other. The expansion of fluids is discussed in the study of Boyle’s law. Thermal expansion in solids must

be explained in some detail because of its close relationship to aircraft metals and materials.

It is necessary to measure experimentally the exact rate of

expansion of each one because some substances expand more than others. The amount that a unit length of any substance expands for a one degree rise in temperature is known as the coefficient of linear expansion for that substance. The coefficient of linear expansion for various materials is shown in Figure 5-32.

To estimate the expansion of any object, such as a steel rail,

it is necessary to know three things about it: its length, the rise in temperature to which it is subjected, and its coefficient of expansion. This relationship is expressed by the equation:

Expansion = (coefficient) × (length) × (rise in temperature)If a steel rod measures exactly 9 ft at 21 °C, what is its length

at 55 °C? The coefficient of expansion for steel is 11 × 10

−6.Expansion = (1 1 × 10−6) × (9 feet) × 34°

Expansion = 0.003366 feet

This amount, when added to the original length of the rod, makes the rod 9.003366 ft long. Its length has only increased by

4⁄100 of an inch.

The increase in the length of the rod is relatively small, but if the rod were placed where it could not expand freely, there would be a tremendous force exerted due to thermal expansion. Thus, thermal expansion must be taken into consideration when designing airframes, power plants, or related equipment.

Pressure

Pressure is the amount of force acting on a specific amount of surface area. The force is typically measured in pounds and the surface area in square inches, making the units of pressure pounds per square inch or psi. If a 100-lb weight was placed on top of a block with a surface area of 10 in

2,

the average weight distribution would be 10 lb for each of the square inches (100 ÷ 10), or 10 psi.

When atmospheric pressure is being measured, in addition

to psi, other means of pressure measurement can be used. These include inches or millimeters of mercury, and millibars. Standard day atmospheric pressure is equal to 14.7 psi,

29.92 inches of mercury ("Hg), 760 millimeters of mercury (mm hg), or 1013.2 millibars. The relationship between these units of measure is as follows:

1 psi = 2.04 "Hg

1 psi = 51.7 mm Hg

1 psi = 68.9 millibars

The concept behind measuring pressure in inches of mercury

5-23SubstanceCoefficient of Expansion

Per Degree Centigrade

Aluminum

Brass or Bronze

Brick

Copper

Glass (Plate)

Glass (Pyrex)

Ice

Iron or Steel

Lead

Quartz

Silver25 x 10–6

19 x 10–6

9 x 10–6

17 x 10–6

9 x 10–6

3 x 10–6

51 x 10–6

11 x 10–6

29 x 10–6

0.4 x 10–6

19 x 10–6

Figure 5-32. Coefficient of expansion for various materials.involves filling a test tube with the liquid mercury and then

covering the top. The test tube is then turned upside down and placed in an open container of mercury, and the top is uncovered. Gravity acting on the mercury in the test tube will try to make the mercury run out. Atmospheric pressure pushing down on the mercury in the open container tries to make the mercury stay in the test tube. At some point these two forces, gravity and atmospheric pressure, will equal out and the mercury will stabilize at a certain height in the test tube. Under standard day atmospheric conditions, the air in a 1-in

column extending all the way to the top of the atmosphere would weigh 14.7 lb. A 1 in2 column of mercury, 29.92 inches tall, would also weigh 14.7 lb. That is why 14.7 psi

is equal to 29.92 "Hg. Figure 5-33 demonstrates this point.

Gauge Pressure

A gauge pressure (psig) is a reading that refers to when an

instrument, such as an oil pressure gauge, fuel pressure gauge,

or hydraulic system pressure gauge, displays pressure which is over and above ambient. This can be seen on the fuel pressure gauge shown in Figure 5-34. When the oil, fuel, or

hydraulic pump is not turning, and there is no pressure being created, the gauge will read zero.

Absolute Pressure

A gauge that includes atmospheric pressure in its reading

is measuring what is known as absolute pressure, or psia. Absolute pressure is equal to gauge pressure plus atmospheric pressure. If someone hooked up a psia indicating instrument to an engine’s oil system, the gauge would read atmospheric pressure when the engine was not running. Since this would not make good sense to the typical operator, psia gauges are not used in this type of application. For the manifold pressure on a piston engine, a psia gauge does make good sense. Manifold pressure on a piston engine can read anywhere from less than atmospheric pressure if the engine is not supercharged, to more than atmospheric if it is supercharged. The only gauge that has the flexibility to show this variety of readings is the absolute pressure gauge. Figure 5-35 shows a manifold pressure gauge,

with a readout that ranges from 10 "Hg to 35 "Hg. Remember that 29.92 "Hg is standard day atmospheric.

Differential Pressure

Differential pressure, or psid, is the difference between

pressures being read at two different locations within a system. For example, in a turbine engine oil system the pressure is read as it enters the oil filter, and as it leaves the filter. These two readings are sent to a transmitter which powers a light located on the flight deck. Across anything that poses a resistance to flow, like an oil filter, there will be a drop in pressure. If the filter starts to clog, the pressure drop will become greater, eventually causing the advisory light on the flight deck to come on.

Figure 5-36 shows a differential pressure gauge for the

pressurization system on a Boeing 737. In this case, the difference in pressure is between the inside and the outside of the airplane. If the pressure difference becomes too great, the structure of the airplane could become overstressed.

Gas Laws

The simple structure of gases makes them readily adaptable to mathematical analysis from which has evolved a detailed theory of the behavior of gases. This is called the kinetic theory of gases. The theory assumes that a body of gas is composed of identical molecules which behave like minute elastic spheres, spaced relatively far apart and continuously in motion.

The degree of molecular motion is dependent upon the

temperature of the gas. Since the molecules are continuously striking against each other and against the walls of the container, an increase in temperature with the resulting increase in molecular motion causes a corresponding increase in the number of collisions between the molecules. The increased number of collisions results in an increase in pressure because a greater number of molecules strike against the walls of the container in a given unit of time.

If the container were an open vessel, the gas would expand

and overflow from the container. However, if the container is sealed and possesses elasticity, such as a rubber balloon, the increased pressure causes the container to expand. For instance, when making a long drive on a hot day, the pressure in the tires of an automobile increases, and a tire which appeared to be somewhat “soft” in cool morning temperature may appear normal at a higher midday temperature.

Such phenomena as these have been explained and set forth

in the form of laws pertaining to gases and tend to support

Vacuum

14.7 psi

Atmospheric

pressure760 mm

29.92 in

Fuel Pressure

Psi405060

Fuel

Flow

(Gal/Hr)Man.

Press.

("Hg)35 302826

104.0psi29.5

psiFigure 5-33. Atmospheric pressure as inches of mercury.

Figure 5-34. Psig read on a fuel pressure gauge.Figure 5-35. Manifold pressure gauge indicating absolute pressure.the kinetic theory.

Boyle’s Law

As previously stated, compressibility is an outstanding

characteristic of gases. The English scientist, Robert Boyle,

was among the first to study this characteristic that he called

the “springiness of air.” By direct measurement he discovered

that when the temperature of a combined sample of gas was kept constant and the absolute pressure doubled, the volume

was reduced to half the former value. As the applied absolute

pressure was decreased, the resulting volume increased.

From these observations, he concluded that for a constant

temperature the product of the volume and absolute pressure

of an enclosed gas remains constant. Boyle’s law is normally

stated: “The volume of an enclosed dry gas varies inversely

with its absolute pressure, provided the temperature remains

constant.” The following formula is used for Boyle’s law

calculations. Remember, pressure needs to be in the absolute.

V olume 1 × Pressure 1 = V olume 2 × Pressure 2

or

V1P1 = V 2P2

Example: 10 ft3 of nitrogen is under a pressure of 500 psia.

If the volume is reduced to 7 ft3, what will the new pressure

be? [Figure 5-37]

V 1P1 = V 2P2

10 (500) = 7 (P 2)

10 (500) ÷ 7 = P 2

P 2 = 714.29 psia

The useful applications of Boyle’s law are many and varied.

Some applications more common to aviation are: (1) the

carbon dioxide (CO 2) bottle used to inflate life rafts and life

vests; (2) the compressed oxygen and the acetylene tanks

used in welding; (3) the compressed air brakes and shock

absorbers; and (4) the use of oxygen tanks for high altitude

flying and emergency use.

5-25CABIN

AIR

X 1000 FT0

6PSIDEF PRESS

ALT

HORN

CUT-OUT

CABIN CLIMB

1000FEET PERMIN0.51

2.5UP

DNPRESSURE

DIFFERENCE

LIMIT:

TAKE-OFF &

LOG 0.125 PSI

Pressurization

system differential

pressure gauge

Force pushing down on gas

Pressure

increasingTemperature

held constantFigure 5-36. Differential pressure gauge.

Figure 5-37. Boyle’ s law example.Charles’ Law

The French scientist, Jacques Charles, provided much of the

foundation for the modern kinetic theory of gases. He found that all gases expand and contract in direct proportion to the change in the absolute temperature, provided the pressure is held constant. As a formula, this law is shown as follows:

V olume 1 × Absolute Temperature 2 =

V olume 2 × Absolute Temperature 1

or

V

1T2 = V 2T1

Charles’ law also works if the volume is held constant, and pressure and temperature are the variables. In this case, the formula would be as follows:

P

1T2 = P 2T1

For this second formula, pressure and temperature must be in the absolute.

Example: A 15-ft

3 cylinder of oxygen is at a temperature of

70 °F and a pressure of 750 psig. The cylinder is placed in the

sun and the temperature of the oxygen increases to 140 °F.

What would be the new pressure in psig?

70 degrees Fahrenheit = 530 degrees Rankine

140 degrees Fahrenheit = 600 degrees Rankine

750 psig + 14.7 = 764.7 psia

P1T2 = P 2T1

764.7 (600) = P 2 (530)

P2 = 764.7 (600) ÷ 530

P2 = 865.7 psia

P2 = 851 psigGeneral Gas Law

By combining Boyle’s and Charles’ laws, a single expression

can be derived which states all the information contained in both. The formula which is used to express the general gas law is as follows:

=Temperature 1 TemperaturePressure 2 (V olume 2) Pressure 1 (V olume 1)

or

P1 (V1) (T 2) = P 2 (V2) (T 1)

When using the general gas law formula, temperature and pressure must be in the absolute.

Example: 20 ft

3 of the gas argon is compressed to 15 ft3.

The gas starts out at a temperature of 60 °F and a pressure of

1,000 psig. After being compressed, its temperature is 90 °F.

What would its new pressure be in psig?

60 degrees Fahrenheit = 520 degrees Rankine

90 degrees Fahrenheit = 550 degrees Rankine

1,000 psig + 14.7 = 1,014.7 psia

P1 (V1) (T 2) = P 2 (V2) (T 1)

1,014.7 (20) (550) = P 2 (15) (520)

P2 = 1,431 psia

P2 = 1,416.3 psig

Dalton’s Law

If a mixture of two or more gases that do not combine

chemically is placed in a container, each gas expands throughout the total space and the absolute pressure of each gas is reduced to a lower value, called its partial pressure. This

5-26reduction is in accordance with Boyle’s law. The pressure of

the mixed gases is equal to the sum of the partial pressures.

This fact was discovered by Dalton, an English physicist,

and is set forth in Dalton’s law: “A mixture of several gases

which do not react chemically exerts a pressure equal to the

sum of the pressures which the several gases would exert

separately if each were allowed to occupy the entire space

alone at the given temperature.”

Fluid Mechanics

By definition, a fluid is any substance that is able to flow if it

is not in some way confined or restricted. Liquids and gases

are both classified as fluids, and often act in a very similar

way. One significant difference comes into play when a

force is applied to these fluids. In this case, liquids tend

to be incompressible and gases are highly compressible.

Many of the principles that aviation is based on, such as

the theory of lift on a wing and the force generated by a

hydraulic system, can be explained and quantified by using

the laws of fluid mechanics.

Buoyancy

A solid body submerged in a liquid or a gas weighs less than

when weighed in free space. This is because of the upward

force, called buoyant force, which any fluid exerts on a body

submerged in it. An object will float if this upward force of the

fluid is greater than the weight of the object. Objects denser

than the fluid, even though they sink readily, appear to lose

a part of their weight when submerged. A person can lift a

larger weight under water than they can possibly lift in the air.

The following experiment is illustrated in Figure 5-38 . The

overflow can is filled to the spout with water. The heavy

metal cube is first weighed in still air and weighs 10 lb. It is

then weighed while completely submerged in the water and

it weighs 3 lb. The difference between the two weights is

the buoyant force of the water. As the cube is lowered into

the overflow can, the water is caught in the catch bucket.

The volume of water which overflows equals the volume

of the cube. The volume of irregular shaped objects can

also be measured by using this method. If this experiment

is performed carefully, the weight of the water displaced by

the metal cube exactly equals the buoyant force of the water,

which the scale shows to be 7 lb.

Archimedes (287–212 B.C.) performed similar experiments.

As a result, he discovered that the buoyant force which a fluid

exerts upon a submerged body is equal to the weight of the fluid

the body displaces. This statement is referred to as Archimedes’

principle. This principle applies to all fluids, gases as well as

liquids. Just as water exerts a buoyant force on submerged

objects, air exerts a buoyant force on objects submerged in it.The amount of buoyant force available to an object can be

calculated by using the following formula:

Buoyant Force = V olume of Object × Density of Fluid Displaced

If the buoyant force is more than the object weighs, the object

will float. If the buoyant force is less than the object weighs,

the object will sink. For the object that sinks, its measurable

weight will be less by the weight of the displaced fluid.

Example: A 10-ft3 object weighing 700 lb is placed in pure

water. Will the object float? If the object sinks, what is

its measurable weight in the submerged condition? If the

object floats, how many cubic feet of its volume is below

the water line?

Buoyant Force = V olume of Object × Density of Fluid Displaced

= 10 (62.4)

= 624 lb

The object will sink because the buoyant force is less than the

object weighs. The difference between the buoyant force and

the object’s weight will be its measurable weight, or 76 lb.

Two good examples of buoyancy are a helium filled

airship and a seaplane on floats. An airship is able to float

in the atmosphere and a seaplane is able to float on water.

That means both have more buoyant force than weight.

Figure 5-39 is a DeHavilland Twin Otter seaplane, with a

gross takeoff weight of 12,500 lb. At a minimum, the floats

on this airplane must be large enough to displace a weight

in water equal to the airplane’s weight. According to Title

14 of the Code of Federal Regulations (14 CFR) part 23, the

floats must be 80 percent larger than the minimum needed

to support the airplane. For this airplane, the necessary size

of the floats would be calculated as follows:

Divide the airplane weight by the density of water.

12,500 ÷ 62.4 = 200.3 ft3

Multiply this volume by 80%.

200.3 × 80% = 160.2 ft3

Add the two volumes together to get the total volume of

the floats.

200.3 + 160.2 = 360.5 ft3

By looking at the Twin Otter in Figure 5-39 , it is obvious

that much of the volume of the floats is out of the water. This

is accomplished by making sure the floats have at least 80

percent more volume than the minimum necessary.

Some of the large Goodyear airships have a volume of

230,000 ft3. Since the fluid they are submerged in is air,

0.11 cu'10 lb

0.11 cu'

Overflow canCatch

bucket

Figure 5-38. Example of buoyancy. Figure 5-39. DeHavilland Twin Otter seaplane.to find the buoyant force of the airship, the volume of the

airship is multiplied by the density of air (.07651 lb⁄ft3). For this

Goodyear airship, the buoyant force is 17,597 lb. Figure 5-40

shows an inside view of the Goodyear airship.

The forward and aft ballonets are air chambers within the

airship. Through the air scoop, air can be pumped into the ballonets or evacuated from the ballonets in order to control the weight of the airship. Controlling the weight of the airship controls how much positive or negative lift it has. Although the airship is classified as a lighter-than-air aircraft, it is in fact flown in a condition slightly heavier than air.

Fluid Pressure

The pressure exerted on the bottom of a container by a

liquid is determined by the height of the liquid and not by the shape of the container. This can be seen in Figure 5-41, where three different shapes and sizes of containers are full of colored water. Even though they are different shapes and have different volumes of liquid, each one has a height of 231 inches. Each one would exert a pressure on the bottom of 8.34 psi because of this height. The container on the left, with a surface area of 1 in

2, contains a volume of 231 in3

(one gallon). One gallon of water weighs 8.34 lb, which is why the pressure on the bottom is 8.34 psi.Still thinking about Figure 5-41 , if the pressure was measured

half way down, it would be half of 8.34, or 4.17 psi. In other words, the pressure is adjustable by varying the height of the column. Pressure based on the column height of a fluid is known as static pressure. With liquids, such as gasoline, it is sometimes referred to as a head of pressure. For example, if a carburetor needs to have 2 psi supplied to its inlet, or head of pressure, this could be accomplished by having the fuel tank positioned the appropriate number of inches higher than the carburetor.

As identified in the previous paragraph, pressure due to the

height of a fluid column is known as static pressure. When a fluid is in motion, and its velocity is converted to pressure, that pressure is known as ram. When ram pressure and static pressure are added together, the result is known as total pressure. In the inlet of a gas turbine engine, for example, total pressure is often measured to provide a signal to the fuel metering device or to provide a signal to a gauge on the flight deck.

Pascal’s Law

The foundations of modern hydraulics and pneumatics were

established in 1653 when Pascal discovered that pressure set up in a fluid acts equally in all directions. This pressure acts at right angles to containing surfaces. When the pressure in the fluid is caused solely by the fluid’s height, the pressure against the walls of the container is equal at any given level, but it is not equal if the pressure at the bottom is compared to the pressure half way down. The concept of the pressure set up in a fluid, and how it relates to the force acting on the fluid and the surface area through which it acts, is Pascal’s law.

In Figure 5-41, if a piston is placed at the top of the cylinder

and an external force pushes down on the piston, additional

pressure will be created in the liquid. If the additional pressure is 100 psi, this 100 psi will act equally and undiminished from the top of the cylinder all the way to the bottom. The

Nose cone supportSuspension cables

Light signNeoprene cover

Control surfaces

Aft balloonet

Air scoopsEngines

Passenger carAir valves

Forward balloonetEach pressure gauge reads 8.34 psiEach container is filled with colored water to a height of 231 inches.

100 in2150 in21 in2

Figure 5-40. The Goodyear Airship and buoyancy.Figure 5-41. Fluid pressure based on column height.gauge at the bottom will now read 108.34 psi, and if a gauge

were positioned half way down the cylinder, it would read 104.17 psi, which is found by adding 100 plus half of 8.34.

Pascal’s law, when dealing with the variables of force, pressure,

and area, is dealt with by way of the following formula.

Force = Pressure × Area

In this formula, the force is in units of pounds, the pressure is in pounds per square inch (psi), and the area is in square inches. By transposing the original formula, we have two additional formulas, as follows:

Pressure = Force ÷ Area

and

Area = Force ÷ Pressure

An easy and convenient way to remember the formulas for Pascal’s law, and the relationship between the variables, is with the triangle shown in Figure 5-42. If the variable we

want to solve for is covered up, the position of the remaining two variables shows the proper math relationship. For example, if the “A,” or area, is covered up, what remains is the “F” on the top and the “P” on the bottom, meaning force divided by pressure.The simple hydraulic system in Figure 5-43 has 5 lb force

acting on a piston with a

1⁄2-in2 surface area. Based on Pascal’s

law, the pressure in the system would be equal to the force applied divided by the area of the piston, or 10 psi. As shown in Figure 5-43, the pressure of 10 psi is present everywhere

in the fluid.

The hydraulic system in Figure 5-44 is a little more complex

than the one in Figure 5-43. In Figure 5-44 , the input force

of 5 lb is acting on a

1⁄2-in2 piston, creating a pressure of

10 psi. The input cylinder and piston is connected to a second cylinder, which contains a 5-in2 piston. The pressure of 10 psi

created by the input piston pushes on the piston in the second

cylinder, creating an output force of 50 pounds.

Often, the purpose of a hydraulic system is to generate a

large output force, with the input force being much less. In Figure 5-44, the input force is 5 lb and the output force

is 50 lb, or 10 times greater. The relationship between the output force and the input force, as discussed earlier in this chapter, is known as mechanical advantage. The mechanical advantage in Figure 5-44 would be 50 divided

by 5, or 10. The following formulas can be used to calculate mechanical advantage.

Mechanical Advantage = Force Out ÷ Force In

or

Mechanical Advantage = Distance Out ÷ Distance In

Earlier in this chapter when simple machines, such as levers and gears were discussed, it was identified that no machine allows us to gain work. The same statement holds true for a hydraulic system, that we get no more work out of a hydraulic system than we put in. Since work is equal to force times distance, if we gain force with a hydraulic system, we must lose distance. We only get the same work out, if the system is 100 percent efficient.

In order to think about the distance that the output piston will

move in response to the movement of the input piston, the

5-29F

A P10 psi

Force = 5 lb10 psi

Piston area = ½ in2

Pressure = force ÷ area

Pressure = 5 ÷ ½Pressure = 10 psi

10 psi

10 psiForce = 5 lbForce = 50 lb

Piston area = ½ in2Piston area

= 5 in2

Force = pressure x area

Force = 10 psi x5 in2

Force = 50 lb

50 lb

Figure 5-42. Force, area, pressure relationship.Figure 5-43. Pressure created in a hydraulic system.

Figure 5-44. Output force created in a hydraulic system.volume of fluid displaced must be considered. In the study

of geometry, one learns that the volume of a cylinder is equal to the cylinder’s surface area multiplied by its height. So, when a piston of 2 in

2 moves down in a cylinder a distance of

10 in, it displaces a volume of fluid equal to 20 in3 (2 in2 ×

10 in). The 20 in3 displaced by the first piston is what moves

over to the second cylinder and causes its piston to move. In a simple two-piston hydraulic system, the relationship between the piston area and the distance moved is shown by the following formula.

Input Piston Area (Distance Moved) =

Output Piston Area (Distance Moved)

This formula shows that the volume in is equal to the volume out. This concept is shown in Figure 5-45 , where a small input

piston moves a distance of 20 inches, and the larger output piston only moves a distance of 1 inch.

Example: A two-piston hydraulic system, like that shown in

Figure 5-45, has an input piston with an area of

1⁄4 in2 and

an output piston with an area of 15 in2. An input force of

50 lb is applied, and the input piston moves 30 inches. What is the pressure in the system, how much force is generated by the output piston, how far would the output piston move, and what is the mechanical advantage?

Pressure = Force ÷ Area

= 50 ÷ 1⁄4

= 200 psi

Force = Pressure × Area

= 200 × 15

= 3,000 lb

Mechanical Advantage = Force Out ÷ Force In

= 3,000 ÷ 50 = 60

Input Piston Area

(Distance Moved) = Output Piston Area

(Distance Moved)

1⁄4 (30) = 15 (Distance Moved)

1⁄4 (30) ÷ 15 = Distance Moved

Distance Moved = 1⁄2 in

Part of understanding Pascal’s law and hydraulics involves utilizing formulas, and recognizing the relationship between the individual variables. Before the numbers are plugged into the formulas, it is often possible to analyze the variables in the system and come to a realization about what is happening. For example, look at the variables in Figure 5-45 and notice that the output piston is 20 times larger than the input piston, 5 in

2 compared to 1⁄4 in2. That

comparison tells us that the output force will be 20 times greater than the input force, and also that the output piston will only move

1⁄20 as far. Without doing any formula based

calculations, we can conclude that the hydraulic system in question has a mechanical advantage of 20.

Bernoulli’s Principle

Bernoulli’s principle was originally stated to explain the

action of a liquid flowing through the varying cross-sectional

Distance moved = 20 inDistance moved = 1 in

Input piston area = ¼ in2Output

piston

area =

15 in2

Piston area (distance) = Piston area (distance)

¼ in2 (20 in) = 5 in (distance)

5 ÷ 5 = Distance

Distance = 1 in

Figure 5-45. Piston movement in a hydraulic system.areas of tubes. In Figure 5-46 a tube is shown in which

the cross-sectional area gradually decreases to a minimum

diameter in its center section. A tube constructed in this

manner is called a “venturi,” or “venturi tube.” Where the

cross-sectional area is decreasing, the passageway is referred

to as a converging duct. As the passageway starts to spread

out, it is referred to as a diverging duct.

As a liquid, or fluid, flows through the venturi tube, the

gauges at points “A,” “B,” and “C” are positioned to register

the velocity and the static pressure of the liquid. The venturi

in Figure 5-46 can be used to illustrate Bernoulli’s principle,

which states that: The static pressure of a fluid, liquid or gas,

decreases at points where the velocity of the fluid increases,

provided no energy is added to nor taken away from the

fluid. The velocity of the air is kinetic energy and the static

pressure of the air is potential energy.

In the wide section of the venturi (points A and C of

Figure 5-46 ), the liquid moves at low velocity, producing a

high static pressure, as indicated by the pressure gauge. As the

tube narrows in the center, it must contain the same volume

of fluid as the two end areas. As indicated by the velocity

gauge reading high and the pressure gauge reading low, in

this narrow section, the liquid moves at a higher velocity,

producing a lower pressure than that at points A and C. A

good application for the use of the venturi principle is in a

float-type carburetor. As the air flows through the carburetor

on its way to the engine, it goes through a venturi, where the

static pressure is reduced. The fuel in the carburetor, which is

under a higher pressure, flows into the lower pressure venturi

area and mixes with the air.

Bernoulli’s principle is extremely important in understanding

how some of the systems used in aviation work, including

how the wing of an airplane generates lift or why the inlet

duct of a turbine engine on a subsonic airplane is diverging

in shape. The wing on a slow-moving airplane has a curved top surface and a relatively flat bottom surface. The curved

top surface acts like half of the converging shaped middle

of a venturi. As the air flow over the top of the wing, the

air speeds up, and its static pressure decreases. The static

pressure on the bottom of the wing is now greater than the

pressure on the top, and this pressure difference creates the

lift on the wing. Bernoulli’s principle and the concept of lift

on a wing are covered in greater depth in “Aircraft Theory

of Flight” located in this chapter.

Sound

Sound has been defined as a series of disturbances in matter

that the human ear can detect. This definition can also be

applied to disturbances which are beyond the range of human

hearing. There are three elements which are necessary for the

transmission and reception of sound. These are the source, a

medium for carrying the sound, and the detector. Anything

which moves back and forth, or vibrates, and disturbs the

medium around it may be considered a sound source.

An example of the production and transmission of sound

is the ring of a bell. When the bell is struck and begins to

vibrate, the particles of the medium, or the surrounding air, in

contact with the bell also vibrate. The vibrational disturbance

is transmitted from one particle of the medium to the next,

and the vibrations travel in a “wave” through the medium

until they reach the ear. The eardrum, acting as detector, is

set in motion by the vibrating particles of air, and the brain

interprets the eardrum’s vibrations as the characteristic sound

associated with a bell.

Wave Motion

Since sound is a wave motion in matter, it can best be

understood by first considering water waves, like a series

of circular waves travel away from the disturbance of an

object thrown into a pool. In Figure 5-47 such waves are

seen from a top perspective, with the waves traveling

out from the center. In the cross-section perspective in

Figure 5-47 , notice that the water waves are a succession

of crests and troughs. The wavelength is the distance from

the crest of one wave to the crest of the next. Water waves

are known as transverse waves because the motion of the

water molecules is up and down, or at right angles to the

direction in which the waves are traveling. This can be seen

by observing a cork on the water, bobbing up and down as

the waves pass by.

Sound travels through matter in the form of longitudinal wave

motions. These waves are called longitudinal waves because the

particles of the medium vibrate back and forth longitudinally

in the direction of propagation. [Figure 5-48] When the

tine of a tuning fork moves in an outward direction, the air

immediately in front of the tine is compressed so that its

Pressure

PressurePressure Velocity Velocity

Velocity“A” “B” “C”Low High Low High Low High Low High

Low High Low High

TroughCrest CrestPressure waves

traveling outwardRound object dropped

into the water

Figure 5-46. Bernoulli’ s principle and a venturi.Figure 5-47. Relationship between sound and waves in water.momentary pressure is raised above that at other points in the

surrounding medium. Because air is elastic, this disturbance

is transmitted progressively in an outward direction from the

tine in the form of a compression wave.

When the tine returns and moves in an inward direction,

the air in front of the tine is rarefied so that its momentary

pressure is reduced below that at other points in the

surrounding medium. This disturbance is transmitted in the

form of a rarefaction, or expansion, wave and follows the

compression wave through the medium. The progress of

any wave involves two distinct motions: (1) The wave itself

moves forward with constant speed, and (2) simultaneously,

the particles of the medium that convey the wave vibrate

harmonically. Examples of harmonic motion are the motion

of a clock pendulum, the balance wheel in a watch, and the

piston in a reciprocating engine.

Speed of Sound

In any uniform medium, under given physical conditions,

the sound travels at a definite speed. In some substances, the

velocity of sound is higher than in others. Even in the same

medium under different conditions of temperature, pressure,

and so forth, the velocity of sound varies. Density and

elasticity of a medium are the two basic physical properties

which govern the velocity of sound.

In general, a difference in density between two substances

is sufficient to indicate which one will be the faster

transmission medium for sound. For example, sound travels

faster through water than it does through air at the same

temperature. However, there are some surprising exceptions

to this rule of thumb. An outstanding example among these

exceptions involves comparison of the speed of sound in

lead and aluminum at the same temperature. Sound travels

at 16,700 fps in aluminum at 20 °C, and only 4,030 fps in lead at 20 °C, despite the fact that lead is much denser

than aluminum. The reason for such exceptions is found in

the fact, mentioned above, that sound velocity depends on

elasticity as well as density.

Using density as a rough indication of the speed of sound

in a given substance, it can be stated as a general rule that

sound travels fastest in solid materials, slower in liquids, and

slowest in gases. The velocity of sound in air at 0 °C (32 °F)

is 1,087 fps and increases by 2 fps for each Centigrade degree

of temperature rise, or 1.1 fps for each degree Fahrenheit.

Mach Number

In the study of aircraft that fly at supersonic speeds, it is

customary to discuss aircraft speed in relation to the velocity

of sound, which is approximately 761 miles per hour (mph)

at 59 °F. The term “Mach number” has been given to the

ratio of the speed of an aircraft to the speed of sound, in

honor of Ernst Mach, an Austrian scientist. If the speed of

sound at sea level is 761 mph, an aircraft flying at a Mach

number of 1.2 at sea level would be traveling at a speed of

761 mph × 1.2 = 913 mph.

Frequency of Sound

The term “pitch” is used to describe the frequency of a sound.

The outstanding recognizable difference between the tones

produced by two different keys on a piano is a difference in

pitch. The pitch of a tone is proportional to the number of

compressions and rarefactions received per second, which

in turn, is determined by the vibration frequency of the

sounding source. A good example of frequency is the noise

generated by a turbofan engine on a commercial airliner. The

AmplitudeRarefaction

Compression

WaveTuning fork

length

Figure 5-48. Sound propagation by a tuning fork.high tip speeds of the fan in the front of the engine create

a high frequency sound, and the hot exhaust creates a low

frequency sound.

Loudness

When a bell rings, the sound waves spread out in all directions

and the sound is heard in all directions. When a bell is struck

lightly, the vibrations are of small amplitude and the sound

is weak. A stronger blow produces vibrations of greater

amplitude in the bell, and the sound is louder. It is evident

that the amplitude of the air vibrations is greater when the

amplitude of the vibrations of the source is increased. Hence,

the loudness of the sound depends on the amplitude of the

vibrations of the sound waves. As the distance from the

source increases, the energy in each wave spreads out, and

the sound becomes weaker.

As the sound wave advances, variations in pressure occur

at all points in the transmitting medium. The greater the

pressure variations, the more intense the sound wave is.

The intensity is proportional to the square of the pressure

variation regardless of the frequency. Thus, by measuring

pressure changes, the intensities of sounds having different

frequencies can be compared directly.

Measurement of Sound Intensity

Sound intensity is measured in decibels, with a decibel

being the ratio of one sound to another. One decibel (dB)

is the smallest change in sound intensity the human ear can

detect. A faint whisper would have an intensity of 20 dB, and

a pneumatic drill would be 80 dB. The engine on a modern

jetliner, at takeoff thrust, would have a sound intensity of

90 dB when heard by someone standing 150 ft. away. A 110 dB noise, by comparison, would sound twice as loud as the

jetliner’s engine. Figure 5-49 shows the sound intensity from

a variety of different sources.

Doppler Effect

When sound is coming from a moving object, the object’s

forward motion adds to the frequency as sensed from the front

and takes away from the frequency as sensed from the rear.

This change in frequency is known as the Doppler Effect, and

it explains why the sound from an airplane seems different as it

approaches compared to how it sounds as it flies overhead. As

it approaches, it becomes both louder and higher pitched. As

it flies away, the loudness and pitch both decrease noticeably.

If an airplane is flying at or higher than the speed of sound,

the sound energy cannot travel out ahead of the airplane,

because the airplane catches up to it the instant it tries to

leave. The sound energy being created by the airplane piles

up, and attaches itself to the structure of the airplane. As the

airplane approaches, a person standing on the ground will not

be able to hear it until it gets past their position, because the

sound energy is actually trailing behind the airplane. When

the sound of the airplane is heard, it will be in the form of

what is called a sonic boom.

Resonance

All types of matter, regardless of whether it is a solid, liquid,

or gas, have a natural frequency at which the atoms within

that matter vibrate. If two pieces of matter have the same

natural frequency, and one of them starts to vibrate, it can

transfer its wave energy to the other one and cause it to

vibrate. This transfer of energy is known as resonance. Some

piston engine powered airplanes have an rpm range that they

are placarded to avoid, because spinning the prop at that

rpm can cause vibration problems. The difficulty lies in the

natural frequency of the metal in the prop, and the frequency

of vibration that will be set up with a particular tip speed for

the prop. At that particular rpm, stresses can be set up that

could lead to the propeller coming apart.

The Atmosphere

Aviation is so dependent upon that category of fluids called

gases and the effect of forces and pressures acting upon gases

that a discussion of the subject of the atmosphere is important

to the persons maintaining and repairing aircraft.

Data available about the atmosphere may determine whether

a flight will succeed, or whether it will even become airborne.

The various components of the air around the earth, the

changes in temperatures and pressures at different levels

above the earth, the properties of weather encountered by

aircraft in flight, and many other detailed data are considered

in the preparation of flight plans.

160140130120110100

908070605040302010

0THRESHOLD OF FEELING THRESHOLD OF AUDIBILITYLethal level

Turbojet engine at 50 ft

50 horsepower siren at 50 ft

Turbojet engine at takeoff

at 150 ft

Automobile horn

Riveting machine, as heard

by operator

An express train passing

close by

Modern turbo engine at

takeoff at 150 ft

Subway train at 20 ft

(1/2 the loudness of 110 dB noise)

Pneumatic drill at 50 ft

Vacuum cleaner at 50 ft

Nearby freeway auto traffic

Private business office

Residential area in the evening

Soft whisper at 5 ft

Radio studio

Faint whisper

Figure 5-49. Sound intensity from different sources.Pascan and Torricelli have been credited with developing

the barometer, an instrument for measuring atmospheric pressure. The results of their experiments are still used today with very little improvement in design or knowledge. They determined that air has weight which changes as altitude is changed with respect to sea level. Today scientists are also interested in how the atmosphere affects the performance of the aircraft and its equipment.

Composition of the Atmosphere

The atmosphere is a complex and ever changing mixture. Its

ingredients vary from place to place and from day to day. In addition to a number of gases, it contains quantities of foreign matter such as pollen, dust, bacteria, soot, volcanic ash, spores, and dust from outer space. The composition of the air remains almost constant from sea level up to its highest level, but its density diminishes rapidly with altitude. Six miles up, for example, it is too thin to support respiration, and 12 miles up, there is not enough oxygen to support combustion, except in some specially designed turbine engine powered airplanes. At a point several hundred miles above the earth, some gas particles spray out into space, some are dragged by gravity and fall back into the ocean of air below, while others never return. Physicists disagree as to the boundaries of the outer fringes of the atmosphere. Some think it begins 240 miles above the earth and extends to 400 miles; others place its lower edge at 600 miles and its upper boundary at 6,000 miles.

There are also certain nonconformities at various levels.

Between 12 and 30 miles, high solar ultraviolet radiation reacts with oxygen molecules to produce a thin curtain of ozone, a very poisonous gas without which life on earth could not exist. This ozone filters out a portion of the sun’s lethal ultraviolet rays, allowing only enough coming through to give us sunburn, kill bacteria, and prevent rickets. At 50 to 65 miles up, most of the oxygen molecules begin to break down under solar radiation into free atoms, and to form hydroxyl ions (OH) from water vapor. Also in this region, all the atoms become ionized.

Studies of the atmosphere have revealed that the temperature

does not decrease uniformly with increasing altitude; instead it gets steadily colder up to a height of about 7 miles, where the rate of temperature change slows down abruptly and remains almost constant at −55° Centigrade (218° Kelvin) up to about 20 miles. Then the temperature begins to rise to a peak value of 77° Centigrade (350° Kelvin) at the 55 mile level. Thereafter it climbs steadily, reaching 2,270° Centigrade (2,543° Kelvin) at a height of 250 to 400 miles. From the 50 mile level upward, a man or any other living creature, without the protective cover of the atmosphere, would be broiled on the side facing the sun and frozen on the other.

The atmosphere is divided into concentric layers or levels.

Transition through these layers is gradual and without sharply defined boundaries. However, one boundary, the tropopause, exists between the first and second layer. The tropopause is defined as the point in the atmosphere at which the decrease in temperature, with increasing altitude, abruptly ceases. The four atmosphere layers are the troposphere, stratosphere,

ionosphere, and the exosphere. The upper portion of the

stratosphere is often called the chemosphere or ozonosphere, and the exosphere is also known as the mesosphere.

The troposphere extends from the earth’s surface to about

35,000 ft at middle latitudes, but varies from 28,000 ft at the poles to about 54,000 ft at the equator. The troposphere is characterized by large changes in temperature and humidity and by generally turbulent conditions. Nearly all cloud formations are within the troposphere. Approximately three-fourths of the total weight of the atmosphere is within the troposphere. The stratosphere extends from the upper limits of the troposphere and the tropopause to an average altitude of 60 miles.

The ionosphere ranges from the 50-mile level to a level of

300 to 600 miles. Little is known about the characteristics of the ionosphere, but it is thought that many electrical phenomena occur there. Basically, this layer is characterized by the presence of ions and free electrons, and the ionization

5-34seems to increase with altitude and in successive layers.

The exosphere, or mesosphere, is the outer layer of the

atmosphere. It begins at an altitude of 600 miles and extends

to the limits of the atmosphere. In this layer, the temperature

is fairly constant at 2,500° Kelvin, and propagation of sound

is thought to be impossible due to lack of molecular substance.

Atmospheric Pressure

The human body is under pressure, since it exists at the

bottom of a sea of air. This pressure is due to the weight of the

atmosphere. On a standard day at sea level, if a 1-in2 column

of air extending to the top of the atmosphere was weighed, it

would weigh 14.7 lb. That is why standard day atmospheric

pressure is said to be 14.7 pounds per square inch (14.7 psi).

Since atmospheric pressure at any altitude is due to the weight

of air above it, pressure decreases with increased altitude.

Obviously, the total weight of air above an area at 15,000 ft

would be less than the total weight of the air above an area

at 10,000 ft.

Atmospheric pressure is often measured by a mercury

barometer. A glass tube somewhat over 30 inches in length

is sealed at one end and then filled with mercury. It is then

inverted and the open end placed in a dish of mercury.

Immediately, the mercury level in the inverted tube will drop

a short distance, leaving a small volume of mercury vapor at

nearly zero absolute pressure in the tube just above the top of

the liquid mercury column. Gravity acting on the mercury in

the tube will try to make the mercury run out. Atmospheric

pressure pushing down on the mercury in the open container

tries to make the mercury stay in the tube. At some point these

two forces (gravity and atmospheric pressure) will equilibrate

out and the mercury will stabilize at a certain height in the

tube. Under standard day atmospheric conditions, the air in a

1 square inch column extending to the top of the atmosphere

would weigh 14.7 lb. A 1-in2 column of mercury, 29.92 inches

tall, would also weigh 14.7 lb. That is why 14.7 psi is equal

to 29.92 "Hg. Figure 5-50 demonstrates this point.

A second means of measuring atmospheric pressure is with

an aneroid barometer. This mechanical instrument is a much

better choice than a mercury barometer for use on airplanes.

Aneroid barometers, or altimeters, are used to indicate

altitude in flight. The calibrations are made in thousands of

feet rather than in psi or inches of mercury. For example, the

standard pressure at sea level is 29.92 "Hg, or 14.7 psi. At

10,000 feet above sea level, standard pressure is 20.58 "Hg,

or 10.10 psi. Altimeters are calibrated so that if the pressure

exerted by the atmosphere is 10.10 psi, the altimeter will

point to 10,000 ft. [Figure 5-51]Atmospheric Density

Since both temperature and pressure decrease with altitude,

it might appear that the density of the atmosphere would

remain fairly constant with increased altitude. This is not

true, however, because pressure drops more rapidly with

increased altitude than does the temperature. The result is

that density decreases with increased altitude.

By use of the general gas law, studied earlier, it can be shown

that for a particular gas, pressure and temperature determine

the density. Since standard pressure and temperatures have

been associated with each altitude, the density of the air

at these standard temperatures and pressures must also be

considered standard. Thus, a particular atmospheric density is

associated with each altitude. This gives rise to the expression

“density altitude,” symbolized “Hd.” A density altitude of

15,000 ft is the altitude at which the density is the same as

that considered standard for 15,000 ft. Remember, however,

that density altitude is not necessarily true altitude. For

example, on a day when the atmospheric pressure is higher

than standard and the temperature is lower than standard,

the density which is standard at 10,000 ft might occur at

12,000 ft. In this case, at an actual altitude of 12,000 ft, we

have air that has the same density as standard air at 10,000 ft.

Density altitude is a calculated altitude obtained by correcting

pressure altitude for temperature.

Water Content of the Atmosphere

In the troposphere, the air is rarely completely dry. It contains

water vapor in one of two forms: (1) fog or (2) water vapor.

Fog consists of minute droplets of water held in suspension by

the air. Clouds are composed of fog. The height to which some

clouds extend is a good indication of the presence of water in

the atmosphere almost up to the stratosphere. The presence of

water vapor in the air is quite evident in Figure 5-52 , with a

military F-18 doing a high-speed fly-by at nearly Mach 1. The

temperature and pressure changes that occur as the airplane

approaches supersonic flight cause the water vapor in the air

to condense and form the vapor cloud that is visible.

As a result of evaporation, the atmosphere always contains

some moisture in the form of water vapor. The moisture in

the air is called the humidity of the air. Moisture does not

consist of tiny particles of liquid held in suspension in the air

as in the case of fog, but is an invisible vapor truly as gaseous

as the air with which it mixes. Fog and humidity both affect

the performance of an aircraft. In flight, at cruising power,

the effects are small and receive no consideration. During

takeoff, however, humidity has important effects. Two things

are done to compensate for the effects of humidity on takeoff

performance. Since humid air is less dense than dry air, the

allowable takeoff gross weight of an aircraft is generally

reduced for operation in areas that are consistently humid.

Vacuum

14.7 psi

Atmospheric

pressure760 mm

29.92 in

I00FEET

I

ALT

Figure 5-50. Atmospheric pressure as inches of mercury.Figure 5-51. An airplane’ s altimeter is an aneroid barometer.Second, because the power output of reciprocating engines

is decreased by humidity, the manifold pressure may need

to be increased above that recommended for takeoff in dry

air in order to obtain the same power output.

Engine power output is calculated on dry air. Since water

vapor is incombustible, its pressure in the atmosphere is a

total loss as far as contributing to power output. The mixture

of water vapor and air is drawn through the carburetor, and

fuel is metered into it as though it were all air. This mixture

of water vapor, air, and fuel enters the combustion chamber

where it is ignited. Since the water vapor will not burn, the

effective air-fuel ratio is enriched and the engine operates as

though it were on an excessively rich mixture. The resulting

horsepower loss under humid conditions can therefore be

attributed to the loss in volumetric efficiency due to displaced

air, and the incomplete combustion due to an excessively rich

fuel and air mixture.

The reduction in power that can be expected from humidity

is usually given in charts in the flight manual. There are

several types of charts in use. Some merely show the expected

reduction in power due to humidity; others show the boost

in manifold pressure necessary to restore full takeoff power.

The effect of fog on the performance of an engine is very

noticeable, particularly on engines with high compression

ratios. Normally, some detonation will occur during

acceleration, due to the high BMEP, which stands for brake

mean effective pressures, developed. However, on a foggy day it is difficult to cause detonation to occur. The explanation

of this lies in the fact that fog consists of particles of water

that have not vaporized. When these particles enter the

cylinders, they absorb a tremendous amount of heat energy

in the process of vaporizing. The temperature is thus lowered,

and the decrease is sufficient to prevent detonation.

Fog will generally cause a decrease in horsepower output.

However, with a supercharged engine, it will be possible to

use higher manifold pressures without danger of detonation.

Absolute Humidity

Absolute humidity is the actual amount of the water vapor

in a mixture of air and water. It is expressed either in grams

per cubic meter or pounds per cubic foot. The amount of

water vapor that can be present in the air is dependent upon

the temperature and pressure. The higher the temperatures,

the more water vapor the air is capable of holding, assuming

constant pressure. When air has all the water vapor it can

hold at the prevailing temperature and pressure, it is said to

be saturated.

Relative Humidity

Relative humidity is the ratio of the amount of water vapor

actually present in the atmosphere to the amount that

would be present if the air were saturated at the prevailing

temperature and pressure. This ratio is usually multiplied by

100 and expressed as a percentage. Suppose, for example, that

a weather report includes the information that the temperature

is 75 °F and the relative humidity is 56 percent. This indicates

that the air holds 56 percent of the water vapor required to

Figure 5-52. F-18 high-speed fly-by and a vapor cloud.

saturate it at 75 °F. If the temperature drops and the absolute

humidity remain constant, the relative humidity will increase.

This is because less water vapor is required to saturate the

air at the lower temperature.

Dew Point

The dew point is the temperature to which humid air must

be cooled at constant pressure to become saturated. If the

temperature drops below the dew point, condensation occurs.

People who wear eyeglasses have experience going from cold

outside air into a warm room and having moisture collect

quickly on their glasses. This happens because the glasses

were below the dew point temperature of the air in the room.

The air immediately in contact with the glasses was cooled

below its dew point temperature, and some of the water vapor

was condensed out. This principle is applied in determining

the dew point. A vessel is cooled until water vapor begins

to condense on its surface. The temperature at which this

occurs is the dew point.

Vapor Pressure

Vapor pressure is the portion of atmospheric pressure that

is exerted by the moisture in the air, which is expressed in

tenths of an inch of mercury. The dew point for a given

condition depends on the amount of water pressure present;

thus, a direct relationship exists between the vapor pressure

and the dew point.

Standard Atmosphere

If the performance of an aircraft is computed, either through

flight tests or wind tunnel tests, some standard reference

condition must be determined first in order to compare results with those of similar tests. The conditions in the atmosphere

vary continuously, and it is generally not possible to obtain

exactly the same set of conditions on two different days or

even on two successive flights. For this reason, a set group

of standards must be used as a point of reference. The set

of standard conditions presently used in the United States is

known as the U.S. Standard Atmosphere.

The standard atmosphere approximates the average conditions

existing at 40° latitude, and is determined on the basis of the

following assumptions. The standard sea level conditions are:

Pressure at 0 altitude (P0) = 29.92 "Hg

Temperature at 0 altitude (T0) = 15 °C or 59 °F

Gravity at 0 altitude (G0) = 32.174 fps/s

The U.S. Standard Atmosphere is in agreement with the

International Civil Aviation Organization (ICAO) Standard

Atmosphere over their common altitude range. The ICAO

Standard Atmosphere has been adopted as standard by most

of the principal nations of the world.

Aircraft Theory of Flight

Before a technician can consider performing maintenance

on an aircraft, it is necessary to understand the pieces that

make up the aircraft. Names like fuselage, empennage, wing,

and so many others, come into play when describing what

an airplane is and how it operates. For helicopters, names

like main rotor, anti-torque rotor, and autorotation come

to mind as a small portion of what needs to be understood

about rotorcraft. The study of physics, which includes basic

aerodynamics, is a necessary part of understanding why

aircraft operate the way they do.

Four Forces of Flight

During flight, there are four forces acting on an airplane.

These forces are lift, weight, thrust, and drag. [Figure 5-53 ]

Lift is the upward force created by the wing, weight is the

pull of gravity on the mass, thrust is the force created by the

airplane’s propeller or turbine engine, and drag is the friction

caused by the air flowing around the airplane.

All four of these forces are measured in pounds. Any time

the forces are not in balance, something about the airplane’s

condition is changing. The possibilities are as follows:

1. When an airplane is accelerating, it has more thrust

than drag.

2. When an airplane is decelerating, it has less thrust

than drag.

3. When an airplane is at a constant velocity, thrust and

drag are equal.

LiftWeightDrag

Thrust

Figure 5-53. Four forces acting on an airplane.4. When an airplane is climbing, it has more lift than

weight.

5. When an airplane is descending, it has more weight

than lift.

6. When an airplane is at a constant altitude, lift and

weight are equal.

Bernoulli’s Principle and Subsonic Flow

The basic concept of subsonic airflow and the resulting

pressure differentials was discovered by Daniel Bernoulli,

a Swiss physicist. Bernoulli’s principle, as we refer to it

today, states that “as the velocity of a fluid increases, the

static pressure of that fluid will decrease, provided there is

no energy added or energy taken away.” A direct application

of Bernoulli’s principle is the study of air as it flows through

either a converging or a diverging passage, and to relate the

findings to some aviation concepts.

A converging shape is one whose cross-sectional area gets

progressively smaller from entry to exit. A diverging shape is

just the opposite, with the cross-sectional area getting larger

from entry to exit. Figure 5-54 shows a converging shaped

duct, with the air entering on the left at subsonic velocity and

exiting on the right. Notice that the air exits at an increased

velocity and a decreased static pressure when looking at

the pressure and velocity gauges, and the indicated velocity

and pressure. The unit leaving must increase its velocity as

it flows into a smaller space, because a unit of air must exit

the duct when another unit enters.

In a diverging duct, just the opposite would happen. From

the entry point to the exit point, the duct is spreading out and

the area is getting larger. [Figure 5-55] With the increase

in cross-sectional area, the velocity of the air decreases

and the static pressure increases. The total energy in the

air has not changed. What has been lost in velocity, which

is kinetic energy, is gained in static pressure, which is

potential energy.

In the discussion of Bernoulli’s principle earlier in this

chapter, a venturi was shown in Figure 5-46 . In Figure 5-56 , a

venturi is shown again, only this time a wing is shown tucked

up into the recess where the venturi’s converging shape is.

There are two arrows showing airflow. The large arrow shows

airflow within the venturi, and the small arrow shows airflow

on the outside heading toward the leading edge of the wing.

In the converging part of the venturi, velocity would increase

and static pressure would decrease. The same thing would

happen to the air flowing around the wing, with the velocity

over the top increasing and static pressure decreasing.In Figure 5-56 , the air reaching the leading edge of the wing

separates into two separate flows. Some of the air goes over

the top of the wing and some travels along the bottom. The

air going over the top, because of the curvature, has farther

to travel. With a greater distance to travel, the air going over

the top must move at a greater velocity. The higher velocity

on the top causes the static pressure on the top to be less than

it is on the bottom, and this difference in static pressures is

what creates lift.

For the wing shown in Figure 5-56 , imagine it is 5 ft. wide

and 15 ft. long, for a surface area of 75 ft2 (10,800 in2). If

the difference in static pressure between the top and bottom

is 0.1 psi, there will be 1⁄10 lb of lift for each square inch of

surface area. Since there are 10,800 in2 of surface area, there

would be 1,080 lb of lift (0.1 × 10,800).

Lift and Newton’s Third Law

Newton’s third law identifies that for every force there is an

equal and opposite reacting force. In addition to Bernoulli’s

principle, Newton’s third law can also be used to explain the lift

being created by a wing. As the air travels around a wing and

leaves the trailing edge, the air is forced to move in a downward

direction. Since a force is required to make something change

direction, there must be an equal and opposite reacting force.

In this case, the reacting force is what we call lift. In order to

calculate lift based on Newton’s third law,

Newton’s second law and the formula “Force = Mass ×

Acceleration” would be used. The mass would be the

weight of air flowing over the wing every second, and

the acceleration would be the change in velocity the wing

imparts to the air.

The lift on the wing as described by Bernoulli’s principle,

and lift on the wing as described by Newton’s third law, is

AirflowSubsonic14 psi

10 psi300 mph

400 mphPressure

PressureVelocity

Velocity

Low High

Low High

Low High

Low High

AirflowSubsonic

10 psi14 psi

400 mph300 mph

PressurePressure

VelocityVelocity

Low High

Low HighLow High

Low High

Figure 5-54. Bernoulli’ s principle and a converging duct.Figure 5-55. Bernoulli’ s principle and a diverging duct.not separate or independent of each other. They are just two

different ways to describe the same thing, namely the lift on a wing.

Airfoils

An airfoil is any device that creates a force, based on

Bernoulli’s principles or Newton’s laws, when air is caused to flow over the surface of the device. An airfoil can be the wing of an airplane, the blade of a propeller, the rotor blade of a helicopter, or the fan blade of a turbofan engine. The wing of an airplane moves through the air because the airplane is in motion, and generates lift by the process previously described. By comparison, a propeller blade, helicopter rotor blade, or turbofan engine fan blade rotates through the air. These rotating blades could be referred to as rotating wings, as is common with helicopters when they are called rotary wing aircraft. The rotating wing can be viewed as a device that creates lift, or just as correctly, it can be viewed as a device that creates thrust.

In Figure 5-57 an airfoil, or wing, is shown, with some of

the terminology that is used to describe a wing. The terms

and their meaning are as follows:

Camber

The camber of a wing is the curvature which is present on top and bottom surfaces. The camber on the top is much more pronounced, unless the wing is a symmetrical airfoil, which has the same camber top and bottom. The bottom of the wing, more often than not, is relatively flat. The increased camber on top is what causes the velocity of the air to increase and the static pressure to decrease. The bottom of the wing has less velocity and more static pressure, which is why the wing generates lift.

Chord Line

The chord line is an imaginary straight line running from the wing’s leading edge to its trailing edge. The angle between the chord line and the longitudinal axis of the airplane is known as the angle of incidence.

Relative W ind

The relative wind is a relationship between the direction of airflow and the aircraft wing. In normal flight circumstances, the relative wind is the opposite direction of the aircraft flightpath.

•If the flightpath is forward then the relative wind is

backward.

•If the flightpath is forward and upward, then the

relative wind is backward and downward.

•If the flightpath is forward and downward, then the

relative wind is backward and upward.

Therefore, the relative wind is parallel to the flightpath, and travels in the opposite direction.

Angle of Attack

The angle between the chord line and the relative wind is the angle of attack. As the angle of attack increases, the lift on the wing increases. If the angle of attack becomes too great, the airflow can separate from the wing and the lift

Airflow Velocity increase

Airplane path

Relative wind

Lower camber Trailing edgeUpper camberChord lineLeading edge

Angle of attack

Figure 5-56. Venturi with a superimposed wing. Figure 5-57. Wing terminology.

will be destroyed. When this occurs, a condition known as

a stall takes place.

There are a number of different shapes, known as planforms

that a wing can have. A wing in the shape of a rectangle is very common on small general aviation airplanes. An elliptical shape or tapered wing can also be used, but these do not have as desirable a stall characteristic. For airplanes that operate at high subsonic speeds, sweptback wings are common, and for supersonic flight, a delta shape might be used.

The aspect ratio of a wing is the relationship between its

span, or a wingtip to wingtip measurement, and the chord of the wing. If a wing has a long span and a very narrow chord, it is said to have a high aspect ratio. A higher aspect ratio produces less drag for a given flight speed, and is typically found on glider type aircraft.

The angle of incidence of a wing is the angle formed by the

intersection of the wing chord line and the horizontal plane passing through the longitudinal axis of the aircraft. Many airplanes are designed with a greater angle of incidence at the root of the wing than at the tip, and this is referred to as washout. This feature causes the inboard part of the wing to stall before the outboard part, which helps maintain aileron control during the initial stages of a wing stall.

Boundary Layer Airflow

The boundary layer is a very thin layer of air lying over the

surface of the wing and, for that matter, all other surfaces of the airplane. Because air has viscosity, this layer of air tends to adhere to the wing. As the wing moves forward through the air the boundary layer at first flows smoothly over the streamlined shape of the airfoil. Here the flow is called the laminar layer.

As the boundary layer approaches the center of the wing,

it begins to lose speed due to skin friction and it becomes thicker and turbulent. Here it is called the turbulent layer. The point at which the boundary layer changes from laminar to turbulent is called the transition point. Where the boundary layer becomes turbulent, drag due to skin friction is

relatively high. As speed increases, the transition point tends to move forward. As the angle of attack increases, the transition point also tends to move forward. With higher angles of attack and further thickening of the boundary layer, the turbulence becomes so great the air breaks away from the surface of the wing. At this point, the lift of the wing is destroyed and a condition known as a stall has occurred. In Figure 5-58, view A shows a normal angle of attack and

the airflow staying in contact with the wing. View B shows an extreme angle of attack and the airflow separating and becoming turbulent on the top of the wing. In view B, the wing is in a stall.

Boundary Layer Control

One way of keeping the boundary layer air under control, or lessening its negative effect, is to make the wing’s surface as smooth as possible and to keep it free of dirt and debris. As the friction between the air and the surface of the wing increases, the boundary layer thickens and becomes more turbulent and eventually a wing stall occurs. With a smooth and clean wing surface, the onset of a stall is delayed and the wing can operate at a higher angle of attack. One of the reasons ice forming on a wing can be such a serious problem is because of its effect on boundary layer air. On a high-speed airplane, even a few bugs splattered on the wing’s leading edge can negatively affect boundary layer air.

Other methods of controlling boundary layer air include wing

leading edge slots, air suction through small holes on the wing’s upper surface, and the use of devices called vortex generators.

A wing leading edge slot is a duct that allows air to flow from

the bottom of the wing, through the duct, to the top of the wing. As the air flows to the top of the wing, it is directed along the wing’s surface at a high velocity and helps keep the boundary layer from becoming turbulent and separating from the wing’s surface.

Another way of controlling boundary layer air is to create

suction on the top of the wing through a large number of

5-40View A View B

Figure 5-58. Wing boundary layer separation.small holes. The suction on the top of the wing draws away

the slow-moving turbulent air, and helps keep the remainder

of the airflow in contact with the wing.

V ortex generators are used on airplanes that fly at high

subsonic speed, where the velocity of the air on the top of the

wing can reach Mach 1. As the air reaches Mach 1 velocity, a

shock wave forms on the top of the wing, and the subsequent

shock wave causes the air to separate from the wing’s upper

surface. V ortex generators are short airfoils, arranged in pairs,

located on the wing’s upper surface. They are positioned such

that they pull high-energy air down into the boundary layer

region and prevent airflow separation.

Wingtip Vortices

Wingtip vortices are caused by the air beneath the wing,

which is at the higher pressure, flowing over the wingtip

and up toward the top of the wing. The end result is a

spiral or vortex that trails behind the wingtip anytime lift

is being produced. This vortex is also referred to as wake

turbulence, and is a significant factor in determining how

closely one airplane can follow behind another on approach

to land. The wake turbulence of a large airplane can cause

a smaller airplane, if it is following too closely, to be

thrown out of control. V ortices from the wing and from the

horizontal stabilizer are quite visible on the MD-11 shown

in Figure 5-59.

Upwash and downwash refer to the effect an airfoil has on

the free airstream. Upwash is the deflection of the oncoming

airstream, causing it to flow up and over the wing. Downwash

is the downward deflection of the airstream after it has passed

over the wing and is leaving the trailing edge. This downward

deflection is what creates the action and reaction described

under lift and Newton’s third law.

Axes of an Aircraft

An airplane in flight is controlled around one or more of three

axes of rotation. These axes of rotation are the longitudinal,

lateral, and vertical. On the airplane, all three axes intersect

at the center of gravity. As the airplane pivots on one of these

axes, it is in essence pivoting around the center of gravity (CG). The center of gravity is also referred to as the center of rotation.

On the brightly colored airplane shown in Figure 5-60 , the

three axes are shown in the colors red (vertical axis), blue

(longitudinal axis), and orange (lateral axis). The flight

control that makes the airplane move around the axis is shown

in a matching color.

The rudder, in red, causes the airplane to move around the

vertical axis and this movement is described as being a yaw.

The elevator, in orange, causes the airplane to move around

the lateral axis and this movement is described as being

a pitch. The ailerons, in blue, cause the airplane to move

around the longitudinal axis and this movement is described

as being a roll.

Aircraft Stability

When an airplane is in straight-and-level flight at a constant

velocity, all the forces acting on the airplane are in equilibrium.

If that straight-and-level flight is disrupted by a disturbance in

the air, such as wake turbulence, the airplane might pitch up

or down, yaw left or right, or go into a roll. If the airplane has

what is characterized as stability, once the disturbance goes

away, the airplane will return to a state of equilibrium.

Static Stability

The initial response that an airplane displays after its

equilibrium is disrupted is referred to as its static stability. If

the static stability is positive, the airplane will tend to return

to its original position after the disruptive force is removed.

If the static stability is negative, the airplane will continue to

move away from its original position after the disruptive force

is removed. If an airplane with negative static stability has

the nose pitch up because of wake turbulence, the tendency

will be for the nose to continue to pitch up even after the

turbulence goes away. If an airplane tends to remain in a

displaced position after the force is removed, but does not

continue to move toward even greater displacement, its static

stability is described as being neutral.

Dynamic Stability

The dynamic stability of an airplane involves the amount of

time it takes for it to react to its static stability after it has

been displaced from a condition of equilibrium. Dynamic

stability involves the oscillations that typically occur as the

airplane tries to return to its original position or attitude. Even

though an airplane may have positive static stability, it may

have dynamic stability which is positive, neutral, or negative.

Imagine that an airplane in straight-and-level flight is

disturbed and pitches noseup. If the airplane has positive

static stability, the nose will pitch back down after the

disturbance is removed. If it immediately returns to straight-

Vertical axis

Longitudinal axis

Lateral axis

CG

Figure 5-60. The three axes intersect at the airplane’ s center of gravity. The flight control that produces motion around the indicated

axis is a matching color.Figure 5-59. Wing and horizontal stabilizer vortices on an MD-11.

and-level flight, it is also said to have positive dynamic

stability. The airplane, however, may pass through level flight

and remain pitched down, and then continue the recovery

process by pitching back up. This pitching up and then

down is known as an oscillation. If the oscillations lessen

over time, the airplane is still classified as having positive

dynamic stability. If the oscillations increase over time, the

airplane is classified as having negative dynamic stability.

If the oscillations remain the same over time, the airplane is

classified as having neutral dynamic stability.

Figure 5-61 shows the concept of dynamic stability. In view

A, the displacement from equilibrium goes through three

oscillations and then returns to equilibrium. In view B,

the displacement from equilibrium is increasing after two

oscillations, and will not return to equilibrium. In view C,

the displacement from equilibrium is staying the same with

each oscillation.Longitudinal Stability

Longitudinal stability for an airplane involves the tendency

for the nose to pitch up or pitch down, rotating around the

lateral axis, which is measured from wingtip to wingtip. If an

airplane is longitudinally stable, it will return to a properly

trimmed angle of attack after the force that upset its flightpath

is removed.

The weight and balance of an airplane, which is based on

both the design characteristics of the airplane and the way

it is loaded, is a major factor in determining longitudinal

stability. There is a point on the wing of an airplane, called

the center of pressure or center of lift, where all the lifting

forces concentrate. In flight, the airplane acts like it is being

lifted from or supported by this point. This center of lift

runs from wingtip to wingtip. There is also a point on the

airplane, called the center of gravity, where the mass or

weight of the airplane is concentrated. For an airplane to have

good longitudinal stability, the center of gravity is typically

located forward of the center of lift. This gives the airplane

a nosedown pitching tendency, which is balanced out by the

force generated at the horizontal stabilizer and elevator. The

center of gravity has limits within which it must fall. If it is

too far forward, the forces at the tail might not be able to

compensate and it may not be possible to keep the nose of

the airplane from pitching down.

In Figure 5-62 , the center of lift, center of gravity, and center

of gravity limits are shown. It can be seen that the center

of gravity is not only forward of the center of lift, it is also

forward of the center of gravity limit. At the back of the

airplane, the elevator trailing edge is deflected upward to

create a downward force on the tail, to try and keep the nose

5-42TimePositive static and

positive dynamic

stabilityPositive static and

negative dynamic

stabilityPositive static and

neutral dynamic

stability

Time TimeA B C

Aft CG limit Forward CG limit

Center of lift

Center of gravity

Figure 5-61. Dynamic stability. Figure 5-62. Longitudinal stability and balance.of the airplane up. This airplane would be highly unstable

longitudinally, especially at low speed when trying to land.

It is especially dangerous if the center of gravity is behind

the aft limit. The airplane will now have a tendency to pitch

noseup, which can lead to the wing stalling and possible loss

of control of the airplane.

Lateral Stability

Lateral stability of an airplane takes place around the

longitudinal axis, which is from the airplane’s nose to its

tail. If one wing is lower than the other, good lateral stability

will tend to bring the wings back to a level flight attitude.

One design characteristic that tends to give an airplane good

lateral stability is called dihedral. Dihedral is an upward

wing angle, with respect to the horizontal, and it is usually

just a few degrees.

Imagine a low wing airplane with a few degrees of dihedral

experiencing a disruption of its flightpath such that the left

wing drops. When the left wing drops, this will cause the

airplane to experience a sideslip toward the low wing. The

sideslip causes the low wing to experience a higher angle

of attack, which increases its lift and raises it back to a level

flight attitude. The dihedral on a wing is shown in Figure 5-63.

Directional Stability

Movement of the airplane around its vertical axis, and the

airplane’s ability to not be adversely affected by a force creating

a yaw type of motion, is called directional stability. The vertical

fin gives the airplane this stability, causing the airplane to

align with the relative wind. In flight, the airplane acts like the

weather vane we use around our home to show the direction

the wind is blowing. The distance from the pivot point on a

weather vane to its tail is greater than the distance from its

pivot point to the nose. So, when the wind blows, it creates a

greater torque force on the tail and forces it to align with the

wind. On an airplane, the same is true. With the CG being the

pivot point, it is a greater distance from the CG to the vertical

stabilizer than it is from the CG to the nose. [Figure 5-64]Dutch Roll

The dihedral of the wing tries to roll the airplane in the opposite

direction of how it is slipping, and the vertical fin will try to

yaw the airplane in the direction of the slip. These two events

combine in a way that affects lateral and directional stability. If

the wing dihedral has the greatest effect, the airplane will have

a tendency to experience a Dutch roll. A Dutch roll is a small

amount of oscillation around both the longitudinal and vertical

axes. Although this condition is not considered dangerous,

it can produce an uncomfortable feeling for passengers.

Commercial airliners typically have yaw dampers that sense

a Dutch roll condition and cancel it out.

Flight Control Surfaces

The purpose of flight controls is to allow the pilot to maneuver

the airplane, and to control it from the time it starts the takeoff

roll until it lands and safely comes to a halt. Flight controls

are typically associated with the wing and the vertical and

horizontal stabilizers, because these are the parts of the airplane

that flight controls most often attach to. In flight, and to some

extent on the ground, flight controls provide the airplane with

the ability to move around one or more of the three axes.

Flight controls function by changing the shape or aerodynamic

characteristics of the surface they are attached to.

Flight Controls & the Lateral Axis

The lateral axis of an airplane is a line that runs below

the wing, from wingtip to wingtip, passing through the

airplane’s center of gravity. Movement around this axis

is called pitch, and control around this axis is called

longitudinal control. The flight control that handles this

job is the elevator attached to the horizontal stabilizer, a

fully moving horizontal stabilizer, or on a v-tail configured

airplane, it is called ruddervators. An elevator on a Cessna

182 can be seen in Figure 5-65 . In Figure 5-66 , a fully

moving horizontal stabilizer, known as a stabilator, can

be seen on a Piper Cherokee Cruiser PA-28-140, and

Figure 5-67 shows a ruddervator on a Beechcraft Bonanza.

Depending on the airplane being discussed, movement around

the lateral axis happens as a result of the pilot moving the

Dihedral

Distance to vertical

stabilizer creates stabilityPivot point (CG)

Elevator

Figure 5-63. The dihedral of a wing.Figure 5-64. Directional stability caused by distance to vertical

stabilizer.

Figure 5-65. Elevator on a Cessna 182 provides pitch control.control wheel or yoke, the control stick, or on some airplanes,

a side stick. On the airplanes shown in Figures 5-70 and 5-71 ,

a control wheel or yoke is used.

On the Cessna 182 shown in Figure 5-65 , pulling back on

the control wheel causes the trailing edge of the elevator to

deflect upward, causing an increased downward force that

raises the nose of the airplane. Movement of the elevator

causes the nose of the airplane to pitch up or pitch down by

rotating around the lateral axis. The Cessna 182 control wheel

can be seen in Figure 5-68.

On the Piper Cherokee Cruiser PA-28-140 shown in

Figure 5-66 , pulling back on the control wheel causes the

entire horizontal surface, or stabilator, to move, with the

trailing edge deflecting upward. The anti-servo tab seen on

the Cherokee provides a control feel similar to what would

be experienced by moving an elevator. Without this tab,

the stabilator might be too easy to move and a pilot could

overcontrol the airplane.

The ruddervators shown on the Beechcraft Bonanza in

Figure 5-67 are also moved by the control wheel, with their

trailing edges deflecting upward when the control wheel is

pulled back. As the name implies, these surfaces also act as

the rudder for this airplane.

Flight Controls and the Longitudinal Axis

The longitudinal axis of the airplane runs through the

middle of the airplane, from nose to tail, passing through

the center of gravity. Movement around this axis is known

as roll, and control around this axis is called lateral control.

Movement around this axis is controlled by the ailerons,

and on jet transport airplanes, it is aided by surfaces on the

wing known as spoilers.

The ailerons move as a result of the pilot rotating the control

wheel to the left or to the right, much the same as turning the

steering wheel on an automobile. [Figure 5-68] When a pilot

turns the control wheel to the left, the airplane is being asked

to turn or bank to the left. Turning the control wheel to the

left causes the trailing edge of the aileron on the left wing to rise up into the airstream, and the aileron on the right wing

lowers down into the airstream. This increases the lift on the

right wing and decreases the lift on the left wing, causing the

right wing to move up and the airplane to bank to the left.

In Figure 5-69 , an aircraft can be seen doing an aileron roll.

Notice that the left aileron is up and the right aileron is down,

which would cause the airplane to roll around the longitudinal

axis in a counterclockwise direction.

Flight Controls and the Vertical Axis

The vertical axis of an airplane runs from top to bottom

through the middle of the airplane, passing through the center

of gravity. Movement around this axis is known as yaw, and

control around this axis is called directional control. Movement

around this axis is controlled by the rudder, or in the case of

the Beechcraft Bonanza in Figure 5-67 , by the ruddervators.

The feet of the pilot are on the rudder pedals, and pushing

on the left or right rudder pedal makes the rudder move left

or right. The trailing edge of the rudder moves to the right,

and the nose of the airplane yaws to the right, when the right

rudder pedal is pushed. The rudder pedals of a Cessna 182

can be seen in Figure 5-68 .

Even though the rudder of the airplane will make the nose

yaw to the left or the right, the rudder is not what turns the

Control wheel or yoke Rudder pedals

Figure 5-68. Cessna 182 control wheel and rudder pedals.

Ruddervators

Figure 5-67. Ruddervators on a Beechcraft Bonanza provide pitch

control.

Moving horizontal stabilizer (stabilator)

Figure 5-66. Moving horizontal stabilizer, known as a stabilator,

on a Piper Cherokee Cruiser P A-28-140 provides pitch control.

airplane. For what is called a coordinated turn to occur, both

the ailerons and rudder come into play. Let’s say we want to

turn the airplane to the right. We start by turning the control

wheel to the right, which raises the right aileron and lowers

the left aileron and initiates the banking turn. The increased

lift on the left wing also increases the induced drag on the left

wing, which tries to make the nose of the airplane yaw to the

left. To counteract this, when the control wheel is moved to

the right, a small amount of right rudder is used to keep the

nose of the airplane from yawing to the left. Once the nose of

the airplane is pointing in the right direction, pressure on the

rudder is no longer needed. The rudder of a Piper Cherokee

Arrow can be seen in Figure 5-70.

Tabs

Trim Tabs

Trim tabs are small movable surfaces that attach to the trailing

edge of flight controls. These tabs can be controlled from the

flight deck, and their purpose is to create an aerodynamic

force that keeps the flight control in a deflected position. Trim tabs can be installed on any of the primary flight controls.

A very common flight control to find fitted with a trim tab

is the elevator. In order to be stable in flight, most airplanes

have the center of gravity located forward of the center of lift

on the wing. This causes a nose heavy condition, which needs

to be balanced out by having the elevator deflect upwards

and create a downward force. To relieve the pilot of the need

to hold back pressure on the control wheel, a trim tab on the

elevator can be adjusted to hold the elevator in a slightly

deflected position. An elevator trim tab for a Cessna 182 is

shown in Figure 5-71.

Anti-servo Tab

Some airplanes, like a Piper Cherokee Arrow, do not have

a fixed horizontal stabilizer and movable elevator. The

Cherokee uses a moving horizontal surface known as a

stabilator. Because of the location of the pivot point for this

movable surface, it has a tendency to be extremely sensitive

to pilot input. To reduce the sensitivity, a full length anti-servo

tab is installed on the trailing edge of the stabilator. As the

trailing edge of the stabilator moves down, the anti-servo tab

moves down and creates a force trying to raise the trailing

edge. With this force acting against the movement of the

stabilator, it reduces the sensitivity to pilot input. The anti-

servo tab on a Piper Cherokee Arrow is shown in Figure 5-70.

Balance Tab

On some airplanes, the force needed to move the flight

controls can be excessive. In these cases, a balance tab can

be used to generate a force that assists in the movement of the

flight control. Just the opposite of anti-servo tabs, balance tabs

move in the opposite direction of the flight control’s trailing

edge, providing a force that helps the flight control move.

Servo Tab

On large airplanes, because the force needed to move the

flight controls is beyond the capability of the pilot, hydraulic

actuators are used to provide the necessary force. In the event

Rudder

Anti-servo Tab

Elevator trim tab

Aileron downAileron up

Figure 5-70. Rudder and anti-servo tab on a Piper Cherokee Arrow.

Figure 5-71. Elevator trim tab on a Cessna 182.Figure 5-69. Aircraft performing an aileron roll.

of a hydraulic system malfunction or failure, some of these

airplanes have servo tabs on the trailing edge of the primary

flight controls. When the control wheel is pulled back in an

attempt to move the elevator, the servo tab moves and creates

enough aerodynamic force to move the elevator. The servo tab

is acting like a balance tab, but rather than assisting the normal

force that moves the elevator, it becomes the sole force that

makes the elevator move. Like the balance tab, the servo tab

moves in the opposite direction of the flight control’s trailing

edge. The Boeing 727 has servo tabs that back up the hydraulic

system in the event of a failure. During normal flight, the servo

tabs act like balance tabs. [Figure 5-72]

Supplemental Lift-Modifying Devices

If the wing of an airplane was designed to produce the

maximum lift possible at low airspeed, to accommodate

takeoffs and landings, it would not be suited for higher speed

flight because of the enormous amount of drag it would

produce. To give the wing the ability to produce maximum

low speed lift without being drag prohibitive, retractable high

lift devices, such as flaps and slats, are utilized.

Flaps

The most often used lift-modifying device, for small

airplanes and large, is the wing flap. Flaps can be installed

on the leading edge or trailing edge, with the leading edge

versions used only on larger airplanes. Flaps change the

camber of the wing, and they increase both the lift and

the drag for any given angle of attack. The four different

types of flaps in use are called the plain, split, slotted, and

Fowler. [Figure 5-73]

Plain flaps attach to the trailing edge of the wing, inboard

of the ailerons, and form part of the wing’s overall surface.

When deployed downward, they increase the effective

camber of the wing and the wing’s chord line. Both of these factors cause the wing to create more lift and more drag.

The split flap attaches to the bottom of the wing, and deploys

downward without changing the top surface of the wing. This

type of flap creates more drag than the plain flap because of

the increase in turbulence.

The slotted flap is similar to the plain flap, except when it

deploys, the leading edge drops down a small amount. By

having the leading edge drop down slightly, a slot opens,

which lets some of the high-pressure air on the bottom of the

wing flow over the top of the flap. This additional airflow

over the top of the flap produces additional lift.

The Fowler flap attaches to the back of the wing using a track

and roller system. When it deploys, it moves aft in addition

to deflecting downward. This increases the total wing area,

in addition to increasing the wing camber and chord line.

This type of flap is the most effective of the four types, and

it is the type used on commercial airliners and business jets.

Leading Edge Slots

Leading edge slots are ducts or passages in the leading edge

of a wing that allow high pressure air from the bottom of the

wing to flow to the top of the wing. This ducted air flows

over the top of the wing at a high velocity and helps keep the

boundary layer air from becoming turbulent and separating

Stabilizer

Elevator

Elevator tab

Upper rudder

Anti-balance tabsInboard aileron tab

Inboard aileron

Leading edge slats (extended) Leading edge flaps (extended)Lower rudder

Ground spoilers

Inboard flap

Flight spoilers

Outboard flap

Balance tab

Outboard aileron

Figure 5-72. Boeing 727 flight controls.from the wing. Slots are often placed on the part of the wing

ahead of the ailerons, so during a wing stall, the inboard

part of the wing stalls first and the ailerons remain effective.

Leading Edge Slats

Leading edge slats serve the same purpose as slots, the

difference being that slats are movable and can be retracted

when not needed. On some airplanes, leading edge slats have

been automatic in operation, deploying in response to the

aerodynamic forces that come into play during a high angle of

attack. On most of today’s commercial airliners, the leading

edge slats deploy when the trailing edge flaps are lowered.

The flight controls of a large commercial airliner are shown

in Figure 5-72 . The controls by color are as follows:

1. All aerodynamic tabs are shown in green.

2. All leading and trailing edge high lift devices are

shown in red (leading edge flaps and slats, trailing

edge inboard and outboard flaps).

3. The tail mounted primary flight controls are in orange

(rudder and elevator).

4. The wing mounted primary flight controls are in purple

(inboard and outboard aileron). High-Speed Aerodynamics

Compressibility Effects

When air is flowing at subsonic speed, it acts like an

incompressible fluid. As discussed earlier in this chapter,

when air at subsonic speed flows through a diverging shaped

passage, the velocity decreases and the static pressure rises,

but the density of the air does not change. In a converging

shaped passage, subsonic air speeds up and its static pressure

decreases. When supersonic air flows through a converging

passage, its velocity decreases and its pressure and density

both increase. [Figure 5-74] At supersonic flow, air acts like

a compressible fluid. Because air behaves differently when

flowing at supersonic velocity, airplanes that fly supersonic

must have wings with a different shape.

The Speed of Sound

Sound, in reference to airplanes and their movement through

the air, is nothing more than pressure disturbances in the

air. As discussed earlier in this chapter, it is like dropping a

rock in the water and watching the waves flow out from the

center. As an airplane flies through the air, every point on

the airplane that causes a disturbance creates sound energy

in the form of pressure waves. These pressure waves flow

away from the airplane at the speed of sound, which at

standard day temperature of 59 °F, is 761 mph. The speed

5-47Plain flap

Split flap

Slotted flap

Fowler flap

AirflowSupersonic

Converging

Decreasing velocity

Increasing pressure

Increasing densityDiverging

Increasing velocity

Decreasing pressure

Decreasing densityFigure 5-73. Four types of wing flaps.

Figure 5-74. Supersonic airflow through a venturi.of sound in air changes with temperature, increasing as

temperature increases. Figure 5-75 shows how the speed

of sound changes with altitude.

Subsonic, Transonic, and Supersonic Flight

When an airplane is flying at subsonic speed, all of the air flowing around the airplane is at a velocity of less than the speed of sound, which is known as Mach 1. Keep in mind that the air accelerates when it flows over certain parts of the airplane, like the top of the wing, so an airplane flying at 500 mph could have air over the top of the wing reach a speed of 600 mph. How fast an airplane can fly and still be considered in subsonic flight varies with the design of the wing, but as a Mach number, it will typically be just over Mach 0.8.

When an airplane is flying at transonic speed, part of

the airplane is experiencing subsonic airflow and part is experiencing supersonic airflow. Over the top of the wing, probably about halfway back, the velocity of the air will reach Mach 1 and a shock wave will form. The shock wave forms 90 degrees to the airflow and is known as a normal shock wave. Stability problems can be encountered during transonic flight, because the shock wave can cause the airflow to separate from the wing. The shock wave also causes the center of lift to shift aft, causing the nose to pitch down. The speed at which the shock wave forms is known as the critical Mach number. Transonic speed is typically between Mach 0.80 and 1.20.

When an airplane is flying at supersonic speed, the entire

airplane is experiencing supersonic airflow. At this speed, the shock wave which formed on top of the wing during transonic flight has moved all the way aft and has attached itself to the wing trailing edge. Supersonic speed is from Mach 1.20 to 5.0. If an airplane flies faster than Mach 5, it is said to be in hypersonic flight.

Shock Waves

Sound coming from an airplane is the result of the air being disturbed as the airplane moves through it, and the resulting pressure waves that radiate out from the source of the disturbance. For a slow-moving airplane, the pressure waves travel out ahead of the airplane, traveling at the speed of sound. When the speed of the airplane reaches the speed of sound, however, the pressure waves, or sound energy, cannot get away from the airplane. At this point the sound energy starts to pile up, initially on the top of the wing, and eventually attaching itself to the wing leading and trailing edges. This piling up of sound energy is called a shock wave. If the shock waves reach the ground, and cross the path of a person, they will be heard as a sonic boom. Figure 5-76A

shows a wing in slow speed flight, with many disturbances on the wing generating sound pressure waves that are radiating outward. View B is the wing of an airplane in supersonic flight, with the sound pressure waves piling up toward the wing leading edge.

Normal Shock Wave

When an airplane is in transonic flight, the shock wave that

forms on top of the wing, and eventually on the bottom of the wing, is called a normal shock wave. If the leading edge of the wing is blunted, instead of being rounded or sharp, a normal shock wave will also form in front of the wing during

5-48AL TITUDE IN FEETSPEED OF SOUNDTEMPERATURE (°F)

1,000

2,0003,0004,0005,0006,0007,0008,0009,000

10,00015,00020,00025,00030,00035,000

* 36,089

40,00045,00050,00055,00060,00065,00070,00075,00080,00085,00090,00095,000

100,00076175875675375074874574274073773472170769267866366066066066066066066066066066066467167868459.0055.4351.8748.3044.7441.1737.6034.0430.4726.9023.34

−12.32−30.15−47.98−65.82−69.70−69.70−69.70−69.70−69.70−69.70−69.70−69.70−69.70−69.70−64.80−56.57−48.34−40.11

* Altitude at which temperature stops decreasing.

Figure 5-75. Altitude and temperature versus speed of sound.supersonic flight. Normal shock waves form perpendicular to

the airstream. The velocity of the air behind a normal shock wave is subsonic, and the static pressure and density of the air are higher. Figure 5-77 shows a normal shock wave forming

on the top of a wing.

Oblique Shock Wave

An airplane that is designed to fly supersonic will have very

sharp edged surfaces, in order to have the least amount of drag. When the airplane is in supersonic flight, the sharp leading edge and trailing edge of the wing will have shock waves attach to them. These shock waves are known as oblique shock waves. Behind an oblique shock wave the velocity of the air is lower, but still supersonic, and the static pressure and density are higher. Figure 5-78 shows an oblique shock wave on the leading and trailing edges of a supersonic airfoil.

Expansion Wave

Earlier in the discussion of high-speed aerodynamics, it was

stated that air at supersonic speed acts like a compressible fluid. For this reason, supersonic air, when given the opportunity, wants to expand outward. When supersonic air is flowing over the top of a wing, and the wing surface turns away from the direction of flow, the air will expand and follow the new direction. An expansion wave will occur at the point where the direction of flow changes. Behind the expansion wave the velocity increases, and the static pressure and density decrease. An expansion wave is not a shock wave. Figure 5-78 shows an expansion wave on a supersonic airfoil.

High-Speed Airfoils

Transonic flight is the most difficult flight regime for an airplane, because part of the wing is experiencing subsonic airflow and part is experiencing supersonic airflow. For a subsonic airfoil, the aerodynamic center, or the point of support, is approximately 25 percent of the way back from the wing leading edge. In supersonic flight, the aerodynamic center moves back to 50 percent of the wing’s chord, causing some significant changes in the airplane’s control and stability.

If an airplane designed to fly subsonic, perhaps at a Mach

number of 0.80, flies too fast and enters transonic flight, some noticeable changes will take place with respect to the airflow over the wing. Figure 5-79 shows six views of a wing, with

each view showing the Mach number getting higher.

The scenario for the six views is as follows:

A.The Mach number is fairly low, and the entire wing

is experiencing subsonic airflow.

B.The velocity has reached the critical Mach number,

where the airflow over the top of the wing is reachingMach 1 velocity.

C.The velocity has surpassed the critical Mach number ,

and a normal shock wave has formed on the top of the

wing. Some airflow separation starts to occur behindthe shock wave.

D.The velocity has continued to increase beyond the

critical Mach number, and the normal shock wave has moved far enough aft that serious airflow separationis occurring. A normal shock wave is now formingon the bottom of the wing as well. Behind the normal(MPH)

5-49A

B

Normal shock wave

Subsonic airSupersonic airSubsonic air

Oblique

shockOblique

shockExpansion

wave

Airflow

Figure 5-76. Sound energy in subsonic and supersonic flight.

Figure 5-77. Normal shock wave.Figure 5-78. Supersonic airfoil with oblique shock waves and

expansion waves.shock waves, the velocity of the air is subsonic and

the static pressure has increased.

E.T he velocity has increased to the point that both shock

waves on the wing, top and bottom, have moved tothe back of the wing and attached to the trailing edge.Some airflow separation is still occurring.

F. T he forward velocity of the airfoil is greater than Mach

1, and a new shock wave has formed just forward ofthe leading edge of the wing. If the wing has a sharpleading edge, the shock wave will attach itself to thesharp edge.

The airfoil shown in Figure 5-79 is not properly designed to handle supersonic airflow. The bow wave in front of the wing leading edge of view F would be attached to the leading edge, if the wing was a double wedge or biconvex design. These two wing designs are shown in Figure 5-80.Aerodynamic Heating

One of the problems with airplanes and high-speed flight is the heat that builds up on the airplane’s surface because of air friction. When the SR-71 Blackbird airplane is cruising at Mach 3.5, skin temperatures on its surface range from 450 °F to over 1,000 °F. To withstand this high temperature, the airplane was constructed of titanium alloy, instead of the traditional aluminum alloy. The supersonic transport Concorde was originally designed to cruise at Mach 2.2, but its cruise speed was reduced to Mach 2.0 because of structural problems that started to occur because of aerodynamic heating. If airplanes capable of hypersonic flight are going to be built in the future, one of the obstacles that will have to be overcome is the stress on the airplane’s structure caused by heat.

Helicopter Aerodynamics

The helicopter, as we know it today, falls under the

classification known as rotorcraft. Rotorcraft is also known as rotary wing aircraft, because instead of their wing being fixed like it is on an airplane, the wing rotates. The rotating wing of a rotorcraft can be thought of as a lift producing device, like the wing of an airplane, or as a thrust producing device, like the propeller on a piston engine.

Helicopter Structures and Airfoils

The main parts that make up a helicopter are the cabin, landing gear, tail boom, power plant, transmission, main rotor, and tail rotor. [Figure 5-81]

Main Rotor Systems

In the fully articulated rotor system, the blades are attached

to the hub multiple times. The blades are hinged in a way that allows them to move up and down and fore and aft, and bearings provide for motion around the pitch change axis. Rotor systems using this type of arrangement typically have three or more blades. The hinge that allows the blades to move

Mach number = 1.05

View FSupersonic flowBow

wave

Mach number = 0.88Supersonic flow

View DNormal shock

Separation

Normal shock

Mach number = 0.60Airflow over the entire

wing is subsonic

View A

Mach number = 0.82

(Critical Mach number)Airflow over the wing

reaches Mach 0.99

View B

Mach number = 0.95

View ENormal

shock

Normal

shockSupersonic flow

Mach number = 0.85SubsonicNormal shockSupersonic flow

View C

Figure 5-79. Airflow with progressively greater Mach numbers.up and down is called the flap hinge, and movement around this

hinge is called flap. The hinge that allows the blades to move

fore and aft is called a drag or lag hinge. Movement around this

hinge is called dragging, lead/lag, or hunting. These hinges and

their associated movement are shown in Figure 5-82 . The main

rotor head of a Eurocopter model 725 is shown in Figure 5-83 ,

with the drag hinge and pitch change rods visible.

The semi-rigid rotor system is used with a two-blade main

rotor. The blades are rigidly attached to the hub, with the

hub and blades able to teeter like a seesaw. The teetering

action allows the blades to flap, with one blade dropping

down while the other blade rises. The blades are able to

change pitch independently of each other. Figure 5-84

shows a Bell Jet Ranger helicopter in flight. This helicopter

uses a semi-rigid rotor system, which is evident because

of the way the rotor is tilted forward when the helicopter

is in forward flight.

With a rigid rotor system, the blades are not hinged for

movement up and down, or flapping, or for movement fore

and aft, or drag. The blades are able to move around the pitch

change axis, with each blade being able to independently

change its blade angle. The rigid rotor system uses blades

that are very strong and yet flexible. They are flexible enough

to bend when they need to, without the use of hinges or a

teetering rotor, to compensate for the uneven lift that occurs

in forward flight. The Eurocopter model 135 uses a rigid

rotor system. [Figure 5-85]

Anti-Torque Systems

Any time a force is applied to make an object rotate;

there will be equal force acting in the opposite direction.

If the helicopter’s main rotor system rotates clockwise

when viewed from the top, the helicopter will try to rotate

counterclockwise. Earlier in this chapter, it was discovered

that torque is what tries to make something rotate. For this

reason, a helicopter uses what is called an anti-torque system

to counteract the force trying to make it rotate.

One method that is used on a helicopter to counteract torque

is to place a spinning set of blades at the end of the tail boom.

These blades are called a tail rotor or anti-torque rotor, and

their purpose is to create a force, or thrust that acts in the

opposite direction of the way the helicopter is trying to rotate.

The tail rotor force, in pounds, multiplied by the distance

from the tail rotor to the main rotor, in feet, creates a torque

in pound-feet that counteracts the main rotor torque.

Figure 5-86 shows a three-bladed tail rotor on an Aerospatiale

AS-315B helicopter. This tail rotor has open tipped blades

that are variable pitch, and the helicopter’s anti-torque pedals

that are positioned like rudder pedals on an airplane, control

the amount of thrust they create. Some potential problems

BiconvexOblique

shockOblique

shockOblique

shockExpansion

wave

Airflow

Oblique

shock

Double wedge

Expansion

wave

Main rotor

Cabin

Landing gearTransmissionPowerplantTail rotor

Tail boomFigure 5-80. Double wedge and biconvex supersonic wing design.

Figure 5-81. Main components of a helicopter.with this tail rotor system are as follows:

•The spinning blades are deadly if someone walks

into them.

• When the helicopter is in forward flight and a vertical

fin may be in use to counteract torque, the tail rotor

robs engine power and creates drag.

An alternative to the tail rotor seen in Figure 5-86 is a type of

anti-torque rotor known as a fenestron, or “fan-in-tail” design as seen in Figure 5-87. The rotating blades present less of a

hazard to personnel on the ground and they create less drag in flight, because they are enclosed in a shroud.

A third method of counteracting the torque of the helicopter’s

main rotor is a technique called the “no tail rotor” system, or NOTAR. This system uses a high volume of air at low pressure, which comes from a fan driven by the helicopter’s engine. The fan forces air into the tail boom, where a portion of it exits out of slots on the right side of the boom and, in conjunction with the main rotor downwash, creates a phenomenon called the “Coanda effect.” The air coming out of the slots on the right side of the boom causes a higher velocity, and therefore lower pressure, on that side of the boom. The higher pressure on the left side of the boom creates the primary force that counteracts the torque of the main rotor.

Lead or lag Flap hinge

Drag hinge Pitch

FlapAxis of rotation

Figure 5-82. Fully articulated main rotor head.

Pitch change rod Drag hinge

Semi-rigid main rotorFigure 5-83. Eurocopter 725 main rotor head.

Figure 5-84. Bell Jet Ranger with semi-rigid main rotor.The remainder of the air travels back to a controllable rotating

nozzle in the helicopter’s tail. The air exits the nozzle at a

high velocity, and creates an additional force, or thrust, that

helps counteracts the torque of the main rotor. A NOTAR

system is shown in Figures 5-88 and 5-89 .

For helicopters with two main rotors, such as the Chinook that

has a main rotor at each end, no anti-torque rotor is needed.

For this type of helicopter, the two main rotors turn in opposite

directions, and each one cancels out the torque of the other.

Helicopter Axes of Flight

Helicopters, like airplanes, have a vertical, lateral, and

longitudinal axis that passes through the helicopter’s center

of gravity. Helicopters yaw around the vertical axis, pitch

around the lateral axis, and rotate around the longitudinal

axis. Figure 5-90 shows the three axes of a helicopter and

how they relate to the helicopter’s movement. All three axes

will intersect at the helicopter’s center of gravity, and the

helicopter pivots around this point. Notice in the figure that

the vertical axis passes almost through the center of the main

rotor, because the helicopter’s center of gravity needs to be

very close to this point.

Control Around the Vertical Axis

For a single main rotor helicopter, control around the vertical

axis is handled by the anti-torque rotor, or tail rotor, or from

the fan’s airflow on a NOTAR type helicopter. Like in an

airplane, rotation around this axis is known as yaw. The pilot

controls yaw by pushing on the anti-torque pedals located on

the cockpit floor, in the same way the airplane pilot controls

yaw by pushing on the rudder pedals. To make the nose of

Figure 5-85. Eurocopter Model 135 rigid rotor system.

Figure 5-87. Fenestron on a Eurocopter Model 135.

Figure 5-86. Aerospatiale helicopter tail rotor.the helicopter yaw to the right, the pilot pushes on the right

anti-torque pedal. When viewed from the top, if the helicopter

tries to spin in a counterclockwise direction because of the

torque of the main rotor, the pilot will also push on the right

anti-torque pedal to counteract the main rotor torque. By

using the anti-torque pedals, the pilot can intentionally make

the helicopter rotate in either direction around the vertical

axis. The anti-torque pedals can be seen in Figure 5-91.

Some helicopters have a vertical stabilizer, such as those

shown in Figures 5-90 and 5-92 . In forward flight, the vertical

stabilizer creates a force that helps counteract the torque of

the main rotor, thereby reducing the power needed to drive

the anti-torque system located at the end of the tail boom.

Control Around the Longitudinal and Lateral Axes

Movement around the longitudinal and lateral axes is handled

by the helicopter’s main rotor. In the cockpit, there are two

levers that control the main rotor, known as the collective and

cyclic pitch controls. The collective pitch lever is on the side

of the pilot’s seat, and the cyclic pitch lever is at the front of

the seat in the middle. [Figure 5-91]When the collective pitch control lever is raised, the blade

angle of all the rotor blades increases uniformly and they

create the lift that allows the helicopter to take off vertically.

The grip on the end of the collective pitch control is the

throttle for the engine, which is rotated to increase engine

power as the lever is raised. On many helicopters, the throttle

automatically rotates and increases engine power as the

collective lever is raised. The collective pitch lever may have

adjustable friction built into it, so the pilot does not have to

hold upward pressure on it during flight.

The cyclic pitch control lever, like the yoke of an airplane, can

be pulled back or pushed forward, and can be moved left and

right. When the cyclic pitch lever is pushed forward, the rotor

blades create more lift as they pass through the back half of

their rotation and less lift as they pass through the front half.

The difference in lift is caused by changing the blade angle,

or pitch, of the rotor blades. The pitch change rods that were

seen earlier, in Figures 5-82 and 5-83 , are controlled by the

cyclic pitch lever and they are what change the pitch of the rotor

blades. The increased lift in the back either causes the main

rotor to tilt forward, the nose of the helicopter to tilt downward,

or both. The end result is the helicopter moves in the forward

direction. If the cyclic pitch lever is pulled back, the rotor blade

lift will be greater in the front and the helicopter will back up.

If the cyclic pitch lever is moved to the left or the right, the

helicopter will bank left or bank right. For the helicopter to

bank to the right, the main rotor blades must create more lift

as they pass by the left side of the helicopter. Just the opposite

is true if the helicopter is banking to the left. By creating

more lift in the back than in the front, and more lift on the

Lateral axisVertical axis

Longitudinal axis

Figure 5-90. Three axes of rotation for a helicopter.

Figure 5-88. McDonnell Douglas 520 NOTAR.

Low pressure side

Air exit slotsRotating nozzle

High pressure side

Figure 5-89. Airflow for a NOTAR.

left than on the right, the helicopter can be in forward flight

and banking to the right. In Figure 5-92 , an Agusta A-109

can be seen in forward flight and banking to the right. The

rotor blade in the rear and the one on the left are both in an

upward raised position, meaning they have both experienced

the condition called flap.

Some helicopters use a horizontal stabilizer, similar to what

is seen on an airplane, to help provide additional stability

around the lateral axis. A horizontal stabilizer can be seen

on the Agusta A-109 in Figure 5-92 .

Helicopters in Flight

Hovering

For a helicopter, hovering means that it is in flight at a constant

altitude, with no forward, aft, or sideways movement. In order

to hover, a helicopter must be producing enough lift in its

main rotor blades to equal the weight of the aircraft. The

engine of the helicopter must be producing enough power

to drive the main rotor, and also to drive whatever type of

anti-torque system is being used. The ability of a helicopter to hover is affected by many things, including whether or

not it is in ground effect, the density altitude of the air, the

available power from the engine, and how heavily loaded it is.

For a helicopter to experience ground effect, it typically needs

to be no higher off the ground than one half of its main rotor

system diameter. If a helicopter has a main rotor diameter of 40

ft., it will be in ground effect up to an altitude of approximately

20 ft. Being close to the ground affects the velocity of the

air through the rotor blades, causing the effective angle of

attack of the blades to increase and the lift to increase. So, if

a helicopter is in ground effect, it can hover at a higher gross

weight than it can when out of ground effect. On a windy day,

the positive influence of ground effect is lessened, and at a

forward speed of 5 to 10 mph the positive influence becomes

less. In Figure 5-93 , an Air Force CH-53 is seen in a hover, with

all the rotor blades flapping up as a result of creating equal lift.

Forward Flight

In the early days of helicopter development, the ability to

hover was mastered before there was success in attaining

forward flight. The early attempts at forward flight resulted

in the helicopter rolling over when it tried to depart from the

hover and move in any direction. The cause of the rollover

is what we now refer to as dissymmetry of lift.

When a helicopter is in a hover, all the rotor blades are

experiencing the same velocity of airflow and the velocity

of the airflow seen by the rotor blades changes when the

helicopter starts to move. For helicopters built in the United

States, the main rotor blades turn in a counterclockwise

direction when viewed from the top. Viewed from the top, as

the blades move around the right side of the helicopter, they

are moving toward the nose; as they move around the left side

of the helicopter, they are moving toward the tail. When the

helicopter starts moving forward, the blade on the right side

is moving toward the relative wind, and the blade on the left

Cyclic pitch control

Collective pitch control Anti-torque pedals Anti-torque pedals

Figure 5-92. Agusta A-109 banking to the right.Figure 5-91. Helicopter cockpit controls.

side is moving away from the relative wind. This causes the

blade on the right side to create more lift and the blade on the

left side to create less lift. Figure 5-94 shows how this occurs.

In Figure 5-94 , blade number 2 would be called the advancing

blade, and blade number 1 would be called the retreating

blade. The advancing blade is moving toward the relative

wind, and therefore experiences a greater velocity of airflow.

The increased lift created by the blade on the right side will

try to roll the helicopter to the left. If this condition is allowed

to exist, it will ultimately lead to the helicopter crashing.

Blade Flapping

To solve the problem of dissymmetry of lift, helicopter

designers came up with a hinged design that allows the rotor

blade to flap up when it experiences increased lift, and to flap

down when it experiences decreased lift. When a rotor blade

advances toward the front of the helicopter and experiences

an increased velocity of airflow, the increase in lift causes the

blade to flap up. This upward motion of the blade changes

the direction of the relative wind in relation to the chord

line of the blade, and causes the angle of attack to decrease.

The decrease in the angle of attack decreases the lift on the

blade. The retreating blade experiences a reduced velocity

of airflow and reduced lift, and flaps down. By flapping

down, the retreating blade ends up with an increased angle of attack and an increase in lift. The end result is the lift on

the blades is equalized, and the tendency for the helicopter

to roll never materializes.

The semi-rigid and fully articulated rotor systems have

flapping hinges that automatically allow the blades to move

Blade rotation

Blade rotation

Blade

Blade experiences 300 mph airfl ow (Tip speed – airspeed)

experiences 500 mph airflow (Tip speed + airspeed)Direction

of flight

(100 mph)Direction

of relative

wind

Blade tip

speed— 400 mph1

Figure 5-94. Dissymmetry of lift for rotor blades.

Figure 5-93. Air Force CH-53 in a hover.up or down with changes in lift. The rigid type of rotor system

has blades that are flexible enough to bend up or down with changes in lift.

Advancing Blade and Retreating Blade Problems

The blade advancing toward the relative wind sees the airflow

at an ever increasing velocity as a helicopter flies forward at higher and higher speeds. Eventually, the velocity of the air over the rotor blade will reach sonic velocity, much like the critical Mach number for the wing of an airplane. When this happens, a shock wave will form and the air will separate from the rotor blade, resulting in a high-speed stall.

As the helicopters forward speed increases, the relative wind

over the retreating blade decreases, resulting in a loss of lift. The loss of lift causes the blade to flap down and the effective angle of attack to increase. At a high enough forward speed, the angle of attack will increase to a point that the rotor blade stalls. The tip of the blade stalls first, and then progresses in toward the blade root.

When approximately 25 percent of the rotor system is stalled,

due to the problems with the advancing and retreating blades, control of the helicopter will be lost. Conditions that will lead to the rotor blades stalling include high forward speed, heavy gross weight, turbulent air, high-density altitude, and steep or abrupt turns.

Autorotation

The engine on a helicopter drives the main rotor system by way

of a clutch and a transmission. The clutch allows the engine to be running and the rotor system not to be turning, while the helicopter is on the ground, and it also allows the rotor system to disconnect from the engine while in flight, if the engine fails. Having the rotor system disconnect from the engine in the event of an engine failure is necessary if the helicopter is to be capable of a flight condition called autorotation.

Autorotation is a flight condition where the main rotor blades

are driven by the force of the relative wind passing through the blades, rather than by the engine. This flight condition is similar to an airplane gliding if its engine fails while in flight. As long as the helicopter maintains forward airspeed, while decreasing altitude and the pilot lowers the blade angle on the blades with the collective pitch, the rotor blades will continue to rotate. The altitude of the helicopter, which equals potential energy, is given up in order to have enough energy, which will then be kinetic energy, to keep the rotor blades turning. As the helicopter nears the ground, the cyclic pitch control is used to slow the forward speed and to flare the helicopter for landing. With the airspeed bled off, and the helicopter now close to the ground, the final step is to use the collective pitch control to cushion the landing. The airflow through the rotor blades in normal forward flight and in an autorotation flight condition are shown in Figure 5-95.

In Figure 5-96 , a Bell Jet Ranger is shown approaching the

ground in the final stage of an autorotation.

Weight-Shift Control, Flexible Wing Aircraft

Aerodynamics

A weight-shift control, flexible wing type aircraft consists of

a fabric-covered wing, often referred to as the sail, attached to a tubular structure that has wheels, seats, and an engine and propeller. The wing structure is also tubular, with the fabric covering creating the airfoil shape. The shape of the wing varies among the different models of weight-shift control aircraft being produced, but a delta shaped wing is a very popular design. Within the weight-shift control aircraft community, these aircraft are typically referred to as trikes. [Figure 5-97]

In Figure 5-97, the trike’s mast is attached to the wing at the

hang point on the keel of the wing with a hang point bolt and safety cable. There is also a support tube, known as a king post, extending up from the top of the wing, with cables running down and secured to the tubular wing structure. The cables

Forward flight in autorotationNormal forward fl ight under power

Direction of airflow

Direction of airflow

Figure 5-96. Bell Jet Ranger in final stage of autorotation.Figure 5-95. Rotor blade airflow during normal flight and during

autorotation.running down from the king post as part of the upper rigging

are there to support the wing when the aircraft is on the ground, and to handle negative loads when in flight. The lines that run from the king post to the trailing edge of the wing are known as reflex cables. These cables maintain the shape of the wing when it is in a stalled state by holding the trailing edge of the wing up which helps raise the nose during recovery from the stall. If the aircraft goes into an inadvertent stall, having the trailing edge of the wing in a slightly raised position helps raise the nose of the aircraft and get it out of the dive. The passenger seat is centered under the wing’s aerodynamic center, with the weight of the pilot being forward of this point and the weight of the engine and propeller being aft.

Unlike a traditional airplane, the trike does not have a rudder,

elevator, or ailerons. Instead, it has a wing that can be pivoted forward or aft, and left or right. In Figure 5-98, the pilot’s hand

is on a control bar that is connected to a pivot point just forward of where the wing attaches. There are cables attached to the ends of the bar that extend up to the wing’s leading and trailing edge, and to the left and right side of the cross bar. Running from the wing leading edge to trailing edge are support pieces known as battens. The battens fit into pockets, and they give the wing its cambered shape. The names of some of the primary parts of the trike are shown in Figure 5-98 , and these parts

will be referred to when the flight characteristics of the trike are described in the paragraphs that follow.

In order to fly the trike, engine power is applied to get the

aircraft moving. As the groundspeed of the aircraft reaches a point where flight is possible, the pilot pushes forward on the control bar, which causes the wing to pivot where it attaches to the mast and the leading edge of the wing tilts up. When the leading edge of the wing tilts up, the angle of attack and the lift of the wing increase. With sufficient lift, the trike rotates and starts climbing. Pulling back on the bar reduces the angle of attack, and allows the aircraft to stop climbing and to fly straight and level. Once the trike is in level flight, airspeed can be increased or decreased by adding engine power or taking away engine power by use of the throttle.

Stability in flight along the longitudinal axis, which is a

nose to tail measurement, for a typical airplane, is achieved by having the horizontal stabilizer and elevator generate a force that balances out the airplane’s nose heavy tendency.

It must create stability along the longitudinal axis in a different

way because the trike does not have a horizontal stabilizer or elevator. The trike has a sweptback delta wing, with the trailing edge of the wingtips located well aft of the aircraft center of gravity. Pressure acting on the tips of the delta wing creates the force that balances out the nose heavy tendency. The wings of weight-shift control aircraft are designed in a way that allows them to change their shape when subjected to an external force. This is possible because the frame leading edges and the sail are flexible, which is why they are sometimes referred to as flexible wing aircraft. This produces somewhat different aerodynamic effects when compared with

Figure 5-97. Weight-shift control aircraft in level flight.a normal fixed-wing aircraft. A traditional small airplane, like

a Cessna 172, turns or banks by using the ailerons, effectively

altering the camber of the wing and thereby generating

differential lift. By comparison, weight shift on a trike

actually causes the wing to twist, which changes the angle of

attack on the wing and causes the differential lift to exist that

banks the trike. The cross-bar, or wing spreader, of the wing

frame is allowed to float slightly with respect to the keel, and

this, along with some other geometric considerations allows

the sail to “billow shift.” Billow shift can be demonstrated

on the ground by grabbing the trailing edge of one end of

the wing and lifting up on it. If this was done, the fabric on

the other end of the wing would become slightly flatter and

tighter, and the wing’s angle of attack would increase.

If the pilot pushes the bar to the right, the wing pivots with

the left wingtip dropping down and the right wingtip rising

up, causing the aircraft to bank to the left. This motion is

depicted in Figure 5-99 , showing a hang glider as an example.

The shift in weight to the left increases the wing loading on

the left, and lessens it on the right. The increased loading on

the left wing increases its washout and reduces its angle of

attack and lift. The increased load on the left wing causes the

left wing to billow, which causes the fabric to tighten on the

right wing and the angle of attack and lift to increase. The

change in lift is what banks the aircraft to the left. Billow on

the left wing is depicted in Figure 5-100.

Shifting weight to the right causes the aircraft to bank right.

The weight of the trike and its occupants acts like a pendulum,

and helps keep the aircraft stable in flight. Pushing or pulling

on the bar while in flight causes the weight hanging below

the wing to shift its position relative to the wing, which is

why the trike is referred to as a weight-shift aircraft.

Once the trike is in flight and flying straight and level, the

pilot only needs to keep light pressure on the bar that controls the wing. If the trike is properly balanced and there is no air

turbulence, the aircraft will remain stable even if the pilot’s

hands are removed from the bar. The same as with any airplane,

increasing engine power will make the aircraft climb and

decreasing power will make it descend. The throttle is typically

controlled with a foot pedal, like a gas pedal in an automobile.

A trike lands in a manner very similar to an airplane. When it

is time to land, the pilot reduces engine power with the foot-

operated throttle; causing airspeed and wing lift to decrease.

As the trike descends, the rate of descent can be controlled by

pushing forward or pulling back on the bar, and varying engine

power. When the trike is almost to the point of touchdown, the

engine power will be reduced and the angle of attack of the

wing will be increased, to cushion the descent and provide a

smooth landing. If the aircraft is trying to land in a very strong

crosswind, the landing may not be so smooth. When landing in

a cross wind, the pilot will land in a crab to maintain direction

down the runway. Touchdown is done with the back wheels

first, then letting the front wheel down.

A trike getting ready to touch down can be seen in

Figure 5-101 . The control cables coming off the control bar

can be seen, and the support mast and the cables on top of

the wing, including the luff lines, can also be seen.

Powered Parachute Aerodynamics

A powered parachute has a carriage very similar to the

weight-shift control aircraft. Its wing, however, has no

support structure or rigidity and only takes on the shape of an

airfoil when it is inflated by the blast of air from the propeller

and the forward speed of the aircraft. In Figure 5-102 , a

powered parachute is on its approach to land with the wing

fully inflated and rising up above the aircraft. Each colored

section of the inflated wing is made up of cells that are open in

the front to allow air to ram in, and closed in the back to keep

the air trapped inside. In between all the cells there are holes

that allow the air to flow from one cell to the next, in order

to equalize the pressure within the inflated wing. The wing

is attached to the carriage of the aircraft by a large number of

nylon or Kevlar lines that run from the tips of the wing all the

way to the center. The weight of the aircraft acting on these

lines and their individual lengths cause the inflated wing to

take its shape. The lines attach to the body of the aircraft at a

location very close to where the center of gravity is located,

and this attachment point is adjustable to account for balance

changes with occupants of varying weights.

As in weight-shift control aircraft, the powered parachute

does not have the traditional flight controls of a fixed-wing

airplane. When the wing of the aircraft is inflated and the

aircraft starts moving forward, the wing starts generating lift.

Once the groundspeed is sufficient for the wing’s lift greater

than the weight of the aircraft, the aircraft lifts off the ground.

Nose strut

Control bar with cables attached to the wing

ThrottleMastWing keelWing attach pointWing batten

Crossbar

Brakes

Push outDirection of turn

Weight shifted to left

Aircraft rolls to leftAircraft banks to the left

because of increased lift

on the right wing

BillowPushing the bar to

the right shifts the

weight to the leftFigure 5-98. Weight-shift control aircraft getting ready for flight.

Figure 5-99. Direction of turn based on weight shift.Figure 5-100. Weight shift to the left causing a left-hand turn.Unlike an airplane, where the pilot has a lot of control over

when the airplane rotates by deciding when to pull back on the

yoke, the powered parachute will not take off until it reaches

a specific airspeed. The powered parachute will typically lift

off the ground at a speed somewhere between 28 and 30 mph,

and will have airspeed in flight of approximately 30 mph.

Once the powered parachute is in flight, control over climbing and descending is handled with engine power. Advancing

the throttle makes the aircraft climb, and retarding the

throttle makes it descend. The inflated wing creates a lot

of drag in flight, so reducing the engine power creates a

very controllable descent of the aircraft. The throttle, for

controlling engine power, is typically located on the right-

hand side of the pilot. [Figure 5-103]

Turning of the powered parachute in flight is handled by

foot-operated pedals, or steering bars, located at the front of

the aircraft. These bars can be seen in Figure 5-103 . Each

Figure 5-102. Powered parachute with the wing inflated.

Figure 5-101. Weight-shift control aircraft landing.foot-operated pedal controls a set of lines, usually made

from nylon that runs up to the trailing edge of each wingtip.

When the right foot pedal is pushed, the line pulls down on

the tailing edge of the 8 wingtip. As the trailing edge of the

right wing drop downs, drag is increased on the right side and

the aircraft turns right. When pressure is taken off the foot

pedal, the drag in the entire airfoil equalizes and the aircraft

resumes its straight-and-level flight.

To land a powered parachute, the first action the pilot takes

is to reduce engine power and allow the aircraft to descend.

With the power reduced to idle, the aircraft will descend at a

rate of approximately 5 to 10 fps. As the aircraft approaches

the ground, the descent rate can be lessened by increasing

the engine power. Just before touchdown, the pilot pushes on

both foot-operated pedals to drop the trailing edges on both

sides of the wing. This action increases the drag on the wing

uniformly, causing the wing to pivot aft, which raises the

wing leading edge and increases the angle of attack and lift.

In Figure 5-104 , the pilot is pushing on both foot pedals and

the left and right wing trailing edges are deflected downward.

The aircraft has just touched down and the wing is trailing

behind the aircraft, caused by the high angle of attack and

the additional drag on the wing. The increase in lift reduces

the descent rate to almost nothing, and provides for a gentle

landing. If the pilot pushes on the foot pedals too soon, the

wing may pivot too far aft before touchdown resulting in an

unacceptable descent rate. In that case, it might be a relatively

hard landing.

Figure 5-104. Powered parachute wing trailing edge.Figure 5-103. Two seat powered parachute.

Aircraft Weight & Balance

Chapter 6

Introduction

The weight of an aircraft and its balance are extremely

important for operating in a safe and efficient manner. When

a manufacturer designs an aircraft and the Federal Aviation

Administration (FAA) certifies it, the specifications identify

the aircraft’s maximum weight and the limits within which

it must balance. The weight and balance system commonly

employed among aircraft consists of three equally important

elements: the weighing of the aircraft, the maintaining of

the weight and balance records, and the proper loading of

the aircraft.

The maximum weight of an aircraft is based on the amount

of lift the wings or rotors can provide under the operating

conditions for which the aircraft is designed. For example,

if a small general aviation (GA) airplane required a takeoff

speed of 200 miles per hour (mph) to generate enough lift

to support its weight, that would not be safe. Taking off and

landing at lower airspeeds is certainly safer than doing so

at higher speeds.

Aircraft balance is also a significant factor in determining

if the aircraft is safe to operate. An aircraft that does not

have good balance can exhibit poor maneuverability and

controllability, making it difficult or impossible to fly. This

could result in an accident, causing damage to the aircraft and

injury to the people on board. Safety is the primary reason

for concern about an aircraft’s weight and balance.

Another important reason for concern about weight and

balance is the efficiency of the aircraft. Improper loading

reduces the efficiency of an aircraft from the standpoint

of ceiling, maneuverability, rate of climb, speed, and fuel

consumption. If an airplane is loaded in such a way that it is

extremely nose heavy, higher than normal forces are exerted

at the tail to keep the airplane in level flight. The higher than

normal forces at the tail create additional drag, which requires

additional engine power and therefore additional fuel flow

to maintain airspeed.

The most efficient condition for an aircraft is to have the point

where it balances fall close to, or exactly at, the aircraft’s

center of lift. If this were the case, little or no flight control

force would be needed to keep the aircraft flying straight and

level. In terms of stability and safety, however, this perfectly balanced condition might not be desirable. All factors that

affect aircraft safety and efficiency, in terms of its weight and

balance, are discussed in detail in this chapter.

Requirements for Aircraft Weighing

Every aircraft type certificated by the FAA receives a weight

and balance report as part of its required aircraft records

before leaving the factory for delivery to its new owner.

The weight and balance report identifies the empty weight

of the aircraft and the location at which the aircraft balances,

known as the center of gravity (CG). The weight and balance

report must include an equipment list showing weights and

moment arms of all required and optional items of equipment

included in the certificated empty weight. If the manufacturer

chooses to do so, it can weigh every aircraft it produces and

issue the weight and balance report based on that weighing.

As an alternative, the manufacturer is permitted to weigh

an agreed upon percentage of a particular model of aircraft

produced, perhaps 10 to 20 percent, and apply the average

to all the aircraft.

After the aircraft leaves the factory and is delivered to its

owner, the requirement for placing the aircraft on scales and

reweighing it varies depending on the type of aircraft and

how it is used. For a small, GA airplane being used privately,

such as a Cessna 172, there is no FAA requirement that it be

periodically reweighed; but after each annual, the mechanic

must ensure that the weight and balance data in the aircraft

records is correct. Additionally, there is an FAA requirement

that the airplane always have a current and accurate weight

and balance report. If the weight and balance report for an

aircraft is lost, the aircraft must be weighed and a new report

must be created. When an aircraft has undergone extensive

repair, major alteration, or has new equipment installed, such

as a radio or a global positioning system, a new weight and

balance report must be created. The equipment installer may

place the airplane on scales and weigh it after the installation,

which is an acceptable way of creating the new report. If

the installer knows the exact weight and location of the new

equipment, it is also possible to create a new report by doing

a series of mathematical calculations.

Over time, almost all aircraft tend to gain weight. Examples

of how this can happen include an airplane being repainted

without the old paint being removed and the accumulation of

6-2dirt, grease, and oil in parts of the aircraft that are not easily

accessible for cleaning. When new equipment is installed,

and its weight and location are mathematically accounted

for, some miscellaneous weight might be overlooked, such

as wire and hardware. For this reason, even if the FAA does

not require it, it is a good practice to periodically place an

aircraft on scales and confirm its actual empty weight and

empty weight center of gravity (EWCG).

Some aircraft are required to be weighed and have their

CG calculated on a periodic basis, typically every 3 years.

Examples of aircraft that fall under this requirement are:

1. Air taxi and charter twin-engine airplanes operating

under Title 14 of the Code of Federal Regulations

(14 CFR) part 135, section 135.185(a).

2. Airplanes with a seating capacity of 20 or more

passengers or a maximum payload of 6,000 pounds

or more, as identified in 14 CFR part 125, section

125.91(b).

Weight & Balance Terminology

Datum

The datum is an imaginary vertical plane from which all

horizontal measurements are taken for balance purposes, with

the aircraft in level flight attitude. If the datum is viewed on a

drawing of an aircraft, it would appear as a vertical line that is

perpendicular (90 degrees) to the aircraft’s longitudinal axis.

For each aircraft make and model, the location of all items

is identified in reference to the datum. For example, the fuel

in a tank might be 60 inches (60") behind the datum, and a

radio on the flight deck might be 90" forward of the datum.

The datum is determined by the manufacturer; it is often the

leading edge of the wing or some specific distance from an

easily identified location. Typical locations for the datum are

the aircraft nose, the leading edge of the wing, the helicopter’s

mast, or a specified distance from a known point. However,

most modern helicopters, like airplanes, have the datum

located at the nose of the aircraft or a specified distance

ahead of it. Figure 6-1 shows an aircraft with the leading

edge of the wing being the datum. The distance from this

datum is measured in inches and can be either positive or

negative depending upon where the equipment is located in

relation to the datum.

The location of the datum is identified in the Aircraft

Specifications or Type Certificate Data Sheet (TCDS).

Aircraft certified prior to 1958 fell under the Civil

Aeronautics Administration and had their weight and balance

information contained in a document known as Aircraft

Specifications. Aircraft certified since 1958 fall under

the FAA and have their weight and balance information contained in a document known as a Type Certificate Data

Sheet (TCDS). The Aircraft Specifications typically included

the aircraft equipment list. For aircraft with a TCDS, the

equipment list is a separate document.

Arm

The arm is the horizontal distance from the datum to any point

within the aircraft. The arm’s distance is always measured in

inches, and it is preceded by the algebraic sign for positive (+)

or negative (−), except for a location which might be exactly

on the datum. The positive sign indicates an item is located

aft of the datum, and the negative sign indicates an item is

located forward of the datum. If the manufacturer chooses

a datum that is at the most forward location on an aircraft,

all the arms will be positive numbers. Location of the datum

at any other point on the aircraft results in some arms being

positive numbers, or aft of the datum, and some arms being

negative numbers, or forward of the datum. Figure 6-1 shows

an aircraft where the datum is the leading edge of the wing.

For this aircraft, any item (fuel, seat, radio, etc.) located

forward of the wing leading edge has a negative arm, and

any item located aft of the wing leading edge has a positive

arm. If an item is located exactly at the wing leading edge, its

arm would be zero, and mathematically it would not matter

whether its arm was positive or negative.

The arm of each item is usually included in parentheses

immediately after the item’s name or weight in the Aircraft

Specifications, TCDS, or equipment list for the aircraft. For

example, in a TCDS, the fuel quantity might be identified

as 98 gallons (gal) (+93.6) and the forward baggage limit

as 100 pounds (lb) (–22.5). These numbers indicate that the

fuel is located 93.6" aft of the datum and the nose baggage is

located 22.6" forward of the datum. If the arm for a piece of

equipment is not known, its exact location must be accurately

measured. When the arm for a piece of equipment is being

determined, the measurement is taken from the datum to the

piece of equipment’s own CG.

Moment

To understand balance, it is necessary to have a working

knowledge of the principle of moments. For those unfamiliar

with weight and balance terms, the word moment is the

product of a force or weight times a distance. The distance

used in calculating a moment is referred to as the arm or

moment arm and is usually expressed in inches. To calculate

a moment, a force (or weight) and a distance must be known.

The weight is multiplied by the distance from the datum and

the result is the moment, which is expressed in inch-pounds

(in-lb), a point through which the force acts. For the purpose

of illustration, compare an aircraft to a seesaw. Like the

seesaw, for an aircraft to be in balance, or equilibrium, the

Negative arm

Positive armDatum (leading edge of wing)

Center of gravity

Figure 6-1. Datum location and its effect on positive and negative

arms.

Arm = 80"Datum 40 " forward

of the firewall Radio (5 lb)

Center of gravity

Moment = Weight (arm)

= 5 lb (80 ")

= 400 in-lb

Figure 6-2. Moment of a radio located aft of the datum.sum of the moments on each side of the balance point must be

equal. Therefore, the same weight that is different distances

(in inches) from the datum have greater moments.

A 5 lb radio located 80" from the datum would have a moment

of 400 in-lb (5 lb × 80"). A 10-pound radio located 12" from

the datum would have a moment of 120 in-lb. Whether the

moment is preceded by a positive (+) or negative (−) sign

depends on its location in relation to the datum. Figure 6-2

shows where the moment ends up being a positive number

because the weight and arm are both positive.

The algebraic sign of the moment, based on the datum

location and whether weight is being installed or removed

[Figure 6-3] , would be as follows:

• Weight being added aft of the datum produces a

positive moment (+weight, +arm).

• Weight being added forward of the datum produces a

negative moment (+weight, −arm).

• Weight being removed aft of the datum produces a

negative moment (−weight, +arm).

• Weight being removed forward of the datum produces

a positive moment (−weight, −arm).

When dealing with positive and negative numbers, remember

that the product of like signs produces a positive answer,

and the product of unlike signs produces a negative answer.

Center of Gravity (CG)

The CG is the point at which all the weight of the aircraft

is concentrated and balanced; therefore, the aircraft can

be supported at that point (the CG). The magnitude of the

nose-heavy and tail-heavy moments are exactly equal. It is

the balance point for the aircraft and, if suspended from this

point, there would be no tendency to rotate in a noseup or

nosedown attitude.

Figure 6-4 shows a lever with the pivot point (called a

fulcrum) located at the CG for the lever. Even though the weights on either side of the fulcrum are not equal, and the

distances from each weight to the fulcrum are not equal, the

product of the weights and arms (moments) are equal, and

that is what produces a balanced condition. Therefore, the

lever would be balanced much like two persons sitting on

a seesaw who are differing weights and located at different

distances from the fulcrum.

Maximum Weight

The maximum weight is the maximum authorized weight

of the aircraft and its contents, and is indicated in the

Aircraft Specifications or TCDS. For many aircraft, there

are variations to the maximum allowable weight depending

on the purpose and conditions under which the aircraft is to

be flown. For example, a certain aircraft may be allowed a

maximum gross weight of 2,750 lb when flown in the normal

category, but when flown in the utility category, which

allows for limited aerobatics, the same aircraft’s maximum

allowable gross weight might only be 2,175 lb. There are

other variations when dealing with the concept of maximum

weight, as follows:

• Maximum Ramp Weight—the heaviest weight to

which an aircraft can be loaded while it is sitting on the

ground. This is sometimes referred to as the maximum

taxi weight.

• Maximum Takeoff Weight—the heaviest weight an

aircraft can be when it starts the takeoff roll. The

difference between this weight and the maximum

ramp weight would equal the weight of the fuel that

would be consumed prior to takeoff.

• Maximum Landing Weight—the heaviest weight an

aircraft can be when it lands. For large, wide body

commercial airplanes, it can be 100,000 lb less than

maximum takeoff weight, or even more.

• Maximum Zero Fuel Weight—the heaviest weight an

aircraft can be loaded to without having any usable

fuel in the fuel tanks. Any weight loaded above this

value must be in the form of fuel.

6-4Weight

+

+

–Arm

+

+

–Moment

+

+Rotation

Noseup

Nosedown

Nosedown

Noseup

Figure 6-3. Relationship between the algebraic signs of weight,

arms, and moments.

Distance = 70 "

Distance = 90 "Force Force

Moment = 700 lb (90 ")

= 63,000 in-lb

Moment = 900 lb (70 ")

= 63,000 in-lb

Fulcrum and CG

Figure 6-4. Center of gravity and a first class lever.Empty Weight

The empty weight of an aircraft includes all operating

equipment that has a fixed location and is actually installed in

the aircraft. It includes the weight of the airframe, powerplant,

required equipment, optional or special equipment, fixed

ballast, hydraulic fluid, and residual fuel and oil. Residual fuel

and oil are the fluids that do not normally drain out because

they are trapped in the fuel lines, oil lines, and tanks. They must

be included in the aircraft’s empty weight. For most aircraft

certified after 1978, the full capacity of the engine oil system

is also included in the empty weight. Information regarding

residual fluids in aircraft systems that must be included in the

empty weight, and whether or not full oil is included, will be

indicated in the Aircraft Specifications or TCDS.

Other terms that are used when describing empty weight

include basic empty weight, licensed empty weight, and

standard empty weight. The term “basic empty weight”

applies when the full capacity of the engine oil system is

included in the value. The term “licensed empty weight”

applies when only the weight of residual oil is included in

the value, so it generally involves only aircraft certified prior

to 1978. Standard empty weight would be a value supplied

by the aircraft manufacturer, and it would not include any

optional equipment that might be installed in an aircraft. For

most people working in the aviation maintenance field, the

basic empty weight of the aircraft is the most important one.

Empty Weight Center of Gravity (EWCG)

The EWCG for an aircraft is the point at which it balances

when it is in an empty weight condition. The concepts of

empty weight and CG were discussed earlier in this chapter,

and now they are being combined into a single concept.

One of the most important reasons for weighing an aircraft

is to determine its EWCG. All other weight and balance

calculations, including loading the aircraft for flight,

performing an equipment change calculation, and performing

an adverse condition check, begin with knowing the empty

weight and EWCG. This crucial information is part of what

is contained in the aircraft weight and balance report.Useful Load

To determine the useful load of an aircraft, subtract the

empty weight from the maximum allowable gross weight.

For aircraft certificated in both normal and utility categories,

there may be two useful loads listed in the aircraft weight and

balance records. An aircraft with an empty weight of 3,100 lb

may have a useful load of 850 lb, if the normal category

maximum weight is listed as 3,950 lb. When the aircraft is

operated in the utility category, the maximum gross weight

may be reduced to 3,700 lb, with a corresponding decrease in

the useful load to 600 lb. Some aircraft have the same useful

load regardless of the category in which they are certificated.

The useful load consists of fuel, any other fluids that are not

part of empty weight, passengers, baggage, pilot, copilot, and

crewmembers. Whether the weight of engine oil is considered

part of the useful load depends on when the aircraft was

certificated and can be determined by looking at the Aircraft

Specifications or TCDS. The payload of an aircraft is like the

useful load, except it does not include fuel.

A reduction in the weight of an item, where possible, may be

necessary to remain within the maximum weight allowed for

the category in which an aircraft is operating. Determining

the distribution of these weights is called a weight check.

Minimum Fuel

Many modern aircraft have multiple rows of seats and often

more than one baggage compartment. The weight and balance

extreme conditions represent the maximum forward and

rearward CG position for the aircraft. An aircraft has certain

fixed points, fore and aft, beyond which the CG should not

be permitted at any time during flight. A check should be

made to ensure that the CG will not shift out of limits when

crew, passengers, cargo, and expendable weights are added

or removed. If the limits are exceeded and the aircraft is

flown in this condition, it may lead to insufficient stability,

with resulting difficulty in controlling the aircraft. After any

repair or alteration that changes the weight and balance, the

Airframe and Powerplant (A&P) mechanic or repairman

6-5must ensure that no legal condition of loading can move the

CG outside of its allowable limits. To determine this, the

mechanic will deliberately attempt to calculate the aircraft

loading in such a manner as to place the CG outside the

limits of the aircraft. This is called an adverse-loading check.

For example, in a forward adverse-loaded CG check, all

useful load in front of the forward CG limit is loaded, and

all useful load behind this limit is left empty. An exception

to leaving it empty is the fuel tank. If the fuel tank is located

behind the forward CG limit, it cannot be left empty because

the aircraft cannot fly without fuel. In this case, an amount

of fuel is accounted for, which is known as minimum fuel.

Minimum fuel is the amount needed for 30 minutes of flight

at cruise power.

For weight and balance purposes, the minimum fuel is no

more than the quantity needed for one half hour of operation

at rated maximum continuous power. This is 1⁄12 gallon

for each maximum except takeoff (METO) horsepower

(hp). Because aviation gasoline (Avgas) weighs 6 pounds

per gallon (lb/gal), determine the number of pounds of

the minimum fuel by dividing the METO hp by 2. For

instance, an aircraft having a METO hp of 200 hp will have

a minimum fuel of 16.65 gallons or 99.99 pounds. An even

simpler way is to take the METO hp divided by 2, which is

100 pounds. Both methods in determining minimum fuel

are valued and result in essentially the same answer. In the

latter computation, a piston engine in cruise flight burns 1

lb of fuel per hour for each hp, or 1⁄2 lb for 30 minutes, hence

dividing the METO by 2.

For example, if a forward adverse-loaded CG check was

performed on a piston engine aircraft, with the engine having

a METO hp of 200, the minimum fuel would be 100 lb (200

METO hp ÷ 2).

For turbine engine-powered aircraft, minimum fuel is not

based on engine hp. If an adverse-loaded CG check is being

performed on a turbine engine-powered aircraft, the aircraft

manufacturer would need to supply information on minimum

fuel.

Tare Weight

When aircraft are placed on scales and weighed, it is

sometimes necessary to use support equipment to aid in

the weighing process. For example, to weigh a tail dragger

airplane, it is necessary to raise the tail to get the airplane

level. To level the airplane, a jack might be placed on the

scale and used to raise the tail. Unfortunately, the scale is now

absorbing the weight of the jack in addition to the weight of

the airplane. This extra weight is known as tare weight and

must be subtracted from the scale reading. Other examples of tare weight are wheel chocks placed on the scales and ground

locks left in place on retractable landing gear.

Procedures for Weighing an Aircraft

General Concepts

The most important reason for weighing an aircraft is to find

out its empty weight (basic empty weight) and to find out

where it balances in the empty weight condition. When an

aircraft is to be flown, the pilot-in-command must know what

the loaded weight of the aircraft is and where its loaded CG

is. For the loaded weight and CG to be calculated, the pilot

or dispatcher handling the flight must first know the empty

weight and EWCG.

Earlier in this chapter it was identified that the CG for an

object is the point about which the nose heavy and tail heavy

moments are equal. One method that could be used to find

this point would involve lifting an object off the ground twice,

first suspending it from a point near the front, and on the

second lift suspending it from a point near the back. With each

lift, a perpendicular line (90 degrees) would be drawn from

the suspension point to the ground. The two perpendicular

lines would intersect somewhere in the object, and the point

of intersection would be the CG. This concept is shown in

Figure 6-5 , where an airplane is suspended from two different

points. The perpendicular line from the first suspension point

is shown in red, and the new suspension point line is shown

as a blue plumb bob. Where the red and blue lines intersect

is the CG. If an airplane were suspended from two points,

one at the nose and one at the tail, the perpendicular drop

lines would intersect at the CG. Suspending an airplane from

the ceiling by two hooks, however, is clearly not realistic.

Even if it could be done, determining where in the airplane

the lines intersect would be difficult.

A more realistic way to find the CG for an object, especially

an airplane, is to place it on a minimum of two scales and

calculate the moment value for each scale reading. In

Figure 6-6, there is a plank that is 200" long, with the left

end being the datum (zero arm), and 6 weights placed at

various locations along the length of the plank. The purpose

of Figure 6-6 is to show how the CG can be calculated when

the arms and weights for an object are known.

To calculate the CG for the object in Figure 6-6, the moments

for all the weights need to be calculated and then summed,

and the weights need to be summed. In the four-column

table in Figure 6-7, the item, weight, and arm are listed in

the first three columns, with the information coming from

Figure 6-6. The moment value in the fourth column is the

product of the weight and arm. The weight and moment

Suspended from this point

first, with red line dropping

perpendicular to the

groundSecond suspension,

with blue line dropping

perpendicular to the

ground

Center of gravity

Figure 6-5. Center of gravity determined by two suspension points.

CG0" 30" 60" 95" 200"

106.9"125" 145" 170"50 lb 50 lb125 lb100 lb90 lb 80 lb

Weight

(lb)

495Arm

(inches)

+30

+60

+95

+125

+145

+170

+106.9Moment

(in-lb)

1,500

7,500

7,600

6,250

13,050

17,000

52,900Item

50 pound weight

125 pound weight

80 pound weight

50 pound weight

90 pound weight

100 pound weight

Total× =

Figure 6-7. Center of gravity calculation for weights on a plank

with datum at one end.Figure 6-6. Center of gravity for weights on a plank with datum

at one end.columns are summed, with the CG being equal to the total

moment divided by the total weight. The arm column is not

summed. The number appearing at the bottom of that column

is the CG. The calculation is shown in Figure 6-7.

For the calculation in Figure 6-7, the total moment is 52,900

in-lb, and the total weight is 495 lb. The CG is calculated

as follows:

CG = Total Moment ÷ Total Weight

= 52,900 in-lb ÷ 495 lb

= 106.9" (106.87 rounded to tenths)

An interesting characteristic exists for the problem in

Figure 6-6 and the table showing the CG calculation. If the

datum (zero arm) for the object was in the middle of the 200"

long plank, with 100" of negative arm to the left and 100" of

positive arm to the right, the solution would show the CG to

be in the same location. The arm for the CG would not be the

same number, but its physical location would be the same.

Figures 6-8 and 6-9 show the new calculation.

CG = Total Moment ÷ Total Weight

= 3,400 in-lb ÷ 495 lb

= 6.9" (6.87 rounded to tenths)

In Figure 6-8, the CG is 6.9" to the right of the plank’s center.

Even though the arm is not the same number, in Figure 6-6 the

CG is also 6.9" to the right of center (CG location of 106.9

with the center being 100). Because both problems are the

same in these two figures, except for the datum location, the

CG must be the same.

The definition for CG states that it is the point about which

all the moments are equal. We can prove that the CG for

the object in Figure 6-8 is correct by showing that the total

moments on either side of this point are equal. Using 6.87 as

the CG location for slightly greater accuracy, instead of the

rounded off 6.9 number, the moments to the left of the CG are

shown in Figure 6-10. The moments to the right of the CG,

shown in Figure 6-8, would be as indicated in Figure 6-11.

Disregarding the slightly different decimal value, the moment

in both previous calculations is 10,651 in-lb. Showing that

the moments are equal is a good way of proving that the CG

has been properly calculated.

Weight and Balance Data

Before an aircraft can be properly weighed and its EWCG

computed, certain information must be known. This

information is furnished by the FAA to anyone for every

certificated aircraft in the TCDS or Aircraft Specifications.

When the design of an aircraft is approved by the FAA, an

Approved Type Certificate and TCDS are issued. The TCDS includes all the pertinent specifications for the aircraft, and

at each annual or 100-hour inspection, it is the responsibility

of the inspecting mechanic or repairman to ensure that the

aircraft adheres to them.

Manufacturer-Furnished Information

When an aircraft is initially certificated, its empty weight

and EWCG are determined and recorded in the weight and

balance record, such as the one in Figure 6-12. An equipment

list is furnished with the aircraft that specifies all the required

equipment and all equipment approved for installation in the

aircraft. The weight and arm of each item is included on the

6-7CG

6.9"–100" –70" –40" –5" 100" 0" 25" 45" 70"100 lb80 lb

50 lb 50 lb90 lb125 lb

Figure 6-8. Center of gravity for weights on a plank with datum

in the middle.Weight

(lb)

495Arm

(inches)

+25

+45

+70

+6.9Moment

(in-lb)

–3,500

–5,000

1,250

4,050

7,000

3,400Item

50 pound weight

125 pound weight

80 pound weight

50 pound weight

90 pound weight

100 pound weight

Total× =

Figure 6-9. Center of gravity calculation for weights on a plank

with datum in the middle.

Weight

(lb)

255Arm

(inches)

135.61Moment

(in-lb)

3,843.50

5,858.75

10,65 1.85Item

50 pound weight

125 pound weight

80 pound weight

Total× =

Figure 6-10. Moments to the left of the center of gravity.

Weight

(lb)

240Arm

(inches)

119.39Moment

(in-lb)

3,431.70

6,313.00

10,651.25Item

50 pound weight

90 pound weight

100 pound weight

Total× =

Figure 6-11. Moments to the right of the center of gravity.list, and all equipment installed when the aircraft left the

factory is checked. When an aircraft mechanic or repairman

adds or removes any item on the equipment list, they must

change the weight and balance record to indicate the new

empty weight and EWCG, and the equipment list is revised

to show what is installed.

Figure 6-13 is an excerpt from a comprehensive equipment

list that includes all the items of equipment approved for this

model of aircraft. The Pilot’s Operating Handbook (POH) or

Airplane Flight Manual (AFM) for each individual aircraft

includes an aircraft specific equipment list of the items

from this master list. When any item is added to or removed

from the aircraft, its weight and arm are determined in the

equipment list and used to update the weight and balance

record. The POH/AFM also contains CG moment envelopes

and loading graphs.

Figures 6-14 through 6-16 shows a TCDS for a Piper twin-

engine airplane known as the Seneca (PA-34-200). The

main headings for the information contained in a TCDS

are included, but much of the information contained under

these headings has been removed if it did not directly pertain

to weight and balance. Information on only one model of

Seneca is shown, because to show all the different models

would make the document excessively long. The portion of

the TCDS that has the most direct application to weight and

balance is highlighted in yellow.

Some of the important weight and balance information found

in a TCDS is as follows:

1. Engine

2. CG range

3. Maximum weight

4. Number of seats

5. Baggage capacity

6. Fuel capacity

7. Oil capacity

8. Datum information

9. Leveling means10. Amount of oil in empty weight

11. Amount of fuel in empty weight

Weight and Balance Equipment

Scales

Weighing GA aircraft, helicopters, turboprops, corporate

jets, UA V/UAS, or transport category airliners can be

accomplished in two ways: top of jack load cells and platform

scales. Equipment selection is dependent on the operator's

needs and or equipment currently on hand, as well as the

airframe manufacturer's recommendations. Top of jack load

cells, as the name implies, can be used on top of the current

wing jacks or can be used under axle for larger jets. Platforms

are very useful for small shops that do not have jacks for

every type of aircraft.

Both types of scales feature new technologies using wireless

6-8Item

Standard empty weight

Optional equipment

Special installation

Paint

Unusable fuel

Basic empty weight Weight (lb)

1,876

1,913.4CG Arm (in)

46.0Moment (in-lb)

67,798.6

1,380

69,452.6Weight and Balance Data

Aircraft Serial #: 18259080

FAA Registration #: N42565

Date: 04-22-2005

× =

Figure 6-12. Typical weight and balance data for 14 CFR part 23 airplane.

operations with computer-based indication and cable-based

wired digital indication. Mechanical or analog meter scales

have mostly been replaced with the new wireless systems and

or digital indicators. These systems and indicators are very

accurate and easy to use, making the weighing job faster to

accomplish and providing higher quality in readings.

Platforms are available in many weight ranges and sizes.

These systems either use ramps or the aircraft can be jacked

and lowered onto the platforms during regular maintenance.

Platforms are easy to use and are a choice for many shops

that do not have jacks for the many types of aircraft to be

serviced. The limiting factors for platforms are the weight

range and the tire size, some aircraft have large tires and the

platform may be too small for the specific aircraft tire. It is

important to always use the right size scale and platform for

the aircraft type and weighing job required.

The platform scale sits on the hangar floor in a level

condition. Ramps and a tug are used to position the airplane

tire on top of the platform and centered. Built into the

platform is an electronic load cell(s) that sense the weight

being applied to it, which generates a corresponding electrical

signal. Inside the load cell is an electronic strain gauge that

measures a proportional change in electrical resistance as

the weight being applied to it increases. An electrical cable

or wireless signal runs from the platform scale to a display

unit, computer, or tablet, which interprets the resistance

change of the load cell and equates it to a specific number of

pounds. A digital readout on the display shows the weight. In

Figure 6-17, a small Piper is being weighed using wireless

platform scales that incorporate electronic load cells.

In Figure 6-18, a Cessna 182 airplane is being weighed with

portable electronic platform scales. If an aircraft is weighed on platform scales, the only way to level the aircraft is to

deflate tires and landing gear struts accordingly. This type of

scale is easy to transport and can be powered by household

current or by a battery contained in the display unit.

The display unit for the standard wired platform scales is very

easy to use. [Figure 6-19] Turn on the power and the unit

runs through the software and displays the scales in a total

mode. Pressing on the ZERO KEY (blue key not the number

key) will ZERO the channels. Once completed, the unit will

read -0- and the scale is ready to use. Select the channels by

number and pressing the PRINT/SELECT KEY . All channels

can be returned to TOTAL MODE by entering the number 4

TOTAL followed by the PRINT/SELECT KEY . If all three

scale switches are turned on at the same time, the total weight

of the airplane is displayed.

The second type of aircraft scale is a top of jack, cell-based

scale, where each jack point receives a cell-based transducer

on the top of the jack. It is very easy to use and level the

aircraft during the weighing operation. The system is easy

to transport, light weight, and simple to set up. The operator

must have a jack capable of receiving and mounting the cell.

Cells come in many weight ranges and are dependent on the

weight required per point to accomplish the weighing and

receiving the actual jack point type.

The top of the load cell has a concave shape that matches up

with the jack pad on the aircraft, with the load cell absorbing

all the weight of the aircraft at each jacking point. Each load

cell either has an electrical cable attached to it or is wireless,

which connects to the display unit or computer read out that

shows the weight transmitted to each load cell. An important

advantage of weighing an aircraft this way is that it allows

the technician to level the aircraft easily. When an aircraft

6-9Comprehensive Equipment List

This is a comprehensive list of all Cessna equipment that is available for the Model 182S airplane. It should not be confused with the airplane-specific equipment list. An

airplane-specific list is provided with each individual airplane at delivery and is typically inserted at the rear of this Pilot’s Operating Handbook. The following comprehensive

equipment list and the airplane-specific list have a similar order of listing.

The comprehensive equipment list provides the following information in column form:

In the Item No column, each item is assigned a coded number. The first two digits of the code represent the assignment of item within the ATA iSpec 2200 breakdown

(Chapter 11 for Placards, Chapter 21 for Air Conditioning, Chapter 77 for Engine Indicating, etc.). These assignments also correspond to the Maintenance Manual chapter

breakdown for the airplane. After the first two digits (and hyphen), items receive a unique sequence number (01, 02, 03, etc...). After the sequence number (and hyphen),

a suffix letter is assigned to identify equipment as a required item, a standard item or an optional item. Suffix letters are as follows:

–R = required items or equipment for FAA certification

–S = standard equipment items

–O = optional equipment items replacing required or standard items

–A = optional equipment items which are in addition to required or standard items

In the Equipment List Description column, each item is assigned a descriptive name to help identify its function.

In the Ref Drawing column, a drawing number is provided which corresponds to the item.

Note

If additional equipment is to be installed, it must be done in accordance with the reference drawing, service bulletin or a separate FAA approval.

In the Wt Lbs and Arm Ins columns, information is provided on the weight (in pounds) and arm (in inches) of the equipment item.

Notes

Unless otherwise indicated, true values (not net change values) for the weight and arm are shown. Positive arms are distances aft of the airplane datum; negative

arms are distances forward of the datum.

Asterisks (*) in the weight and arm column indicate complete assembly installations. Some major components of the assembly are listed on the lines immediately

following. The sum of these major components does not necessarily equal the complete assembly installation.

Figure 6-13. Excerpt from a typical comprehensive equipment list.

Page No. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17

Rev No. 18 14 12 12 12 12 15 15 18 16 15 18 18 16 18 16 18 DEPARTMENT OF TRANSPORTATION

FEDERAL AVIATION ADMINISTRATION

A7SO

Revision 19

Piper Aircraft, Inc

PA-34-200

PA-34-200T

PA-34-220T

May 2, 2013

TYPE CERTIFICATE DATA SHEET NO. A7SO

This data sheet which is a part of type certificate No. A7 SO, prescribes conditions and limitations under which the product

for which the type certificate was issued meets the airwor thiness requirements of the Federal Aviation Regulations.

Type Certificate Holder Piper Aircraft, Inc.

2926 Piper Drive

Vero Beach, Florida 32960

Type Certificate Holder Record The New Piper Aircraft, Inc transferred TC A7SO to Piper Aircraft, Inc on August

7, 2006

I. - Model PA-34-200 (Seneca), 7 PCLM (Normal Category), Approved 7 May 1971.

Engines S/N 34-E4, 34-7250001 through 34-7250214:

1 Lycoming LIO-360-C1E6 with fuel injector,

Lycoming P/N LW-10409 or LW-12586 (right side); and

1 Lycoming IO-360-C1E6 with fuel injector,

Lycoming P/N LW-10409 or LW 12586 (left side).

S/N 34-7250215 through 34-7450220:

1 Lycoming LIO-360-C1E6 with fuel injector,

Lycoming P/N LW-12586 (right side); and

1 Lycoming IO-360-C1E6 with fuel injector,

Lycoming P/N LW-12586 (left side).

Fuel 100/130 minimum grade aviation gasoline

Engine Limits For all ope rations, 2700 r.p.m. (200 hp)

Propeller and Propeller Limits Left Engine

1 Hartzell, Hub Model HC-C2YK-2 ( ) E, Blade Model C7666A-0;

1 Hartzell, Hub Model HC-C2YK-2 ( ) EU, Blade Model C7666A-0;

1 Hartzell, Hub Model HC-C2YK-2 ( ) EF, Blade Model FC7666A-0;

1 Hartzell, Hub Model HC-C2YK-2 ( ) EFU, Blade Model FC7666A-0;

1 Hartzell, Hub Model HC-C2YK-2CG (F), Blade Model (F) C7666A

(This model includes the Hartzell damper); or

1 Hartzell, Hub Model HC-C2YK-2CGU (F), Blade Model (F) C7666A

(This model includes the Hartzell damper).

Note: HC-( )2YK-( ) may be substituted by HC-( )2YR-( ) per Hartzell

Service Advisory 61.

A7SO 2 of 17

Propeller and Propeller Limits Right Engine

(continued) 1 Hartzell, Hub Mode l HC-C2YK-2 ( ) LE, Blade Model JC7666A-0;

1 Hartzell, Hub Model HC-C2YK-2 ( ) LEU, Blade Model JC7666A-0;

1 Hartzell, Hub Model HC-C2YK-2 ( ) LEF, Blade Model FJC7666A-0;

1 Hartzell, Hub Model HC-C2 YK-2 ( ) LEFU, Blade Model FJC7666A-0;

1 Hartzell, Hub Model HC-C2 YK-2CLG (F), Blade Model (F) JC7666A

(This model includes the Hartzell damper); or

1 Hartzell, Hub Model HC-C2 YK-2CLGU (F), Blade Model (F) JC7666A

(This model includes the Hartzell damper).

Note: HC-( )2YK-( ) may be substituted by HC-( )2YR-( ) per Hartzell

Service Advisory 61.

Pitch setting: High 79 ° to 81 °, Low 13.5° at 30" station.

Diameter: Not over 76", not under 74".

No further reduction permitted.

Spinner: Piper P/N 96388 Spinner Assembly and P/N 96836 Cap Assembly, or

P/N 78359-0 Spinner Assembly and P/N 96836-2 Cap Assembly (See NOTE 4)

Governor Assembly:

1 Hartzell hydraulic governor, Model F-6-18AL (Right);

1 Hartzell hydraulic governor, Model F-6-18A (Left).

Avoid continuous operation between 2200 and 2400 r.p.m. unl ess aircraft is

equipped with Hartzell propellers whic h incorporates Hartzell damper on both left

and right engine as noted above.

Airspeed Limits VNE (Never exceed) 217 m.p.h. (188 knots)

VNO (Maximum structural cruise) 190 m.p.h (165 knots)

VA (Maneuvering, 4200 lb.) 146 m.p.h. (127 knots)

VA (Maneuvering, 4000 lb.) 146 m.p.h. (127 knots)

VA (Maneuvering, 2743 lb.) 133 m.p.h (115 knots)

VFE (Flaps extended) 125 m.p.h (109 knots)

VLO (Landing gear operating)

Extension 150 m.p.h. (130 knots)

Retract 125 m.p.h. (109 knots)

VLE (Landing gear extended) 150 m.p.h (130 knots)

VMC (Minimum control speed) 80 m.p.h. ( 69 knots)

C.G. Range (Gear Extended) S/N 34-E4, 34-7250001 through 34-7250214 (See NOTE 3):

(+86.4) to (+94.6) at 4000 lb.

(+82.0) to (+94.6) at 3400 lb.

(+80.7) to (+94.6) at 2780 lb.

S/N 34-7250215 through 34-7450220:

(+87.9) to (+94.6) at 4200 lb.

(+82.0) to (+94.6) at 3400 lb.

(+80.7) to (+94.6) at 2780 lb.

Straight line variation between points given.

Moment change due to gear retracting landing gear (-32 in.-lb.)

Empty Weight C.G. Range None

Maximum Weight S/N 34-E4, 34-7250001 through 34-7250214:

4000 lb.- Takeoff

4000 lb. - Landing

See NOTE 3.

Page No. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17

Rev No. 18 14 12 12 12 12 15 15 18 16 15 18 18 16 18 16 18 DEPARTMENT OF TRANSPORTATION

FEDERAL AVIATION ADMINISTRATION

A7SO

Revision 19

Piper Aircraft, Inc

PA-34-200

PA-34-200T

PA-34-220T

May 2, 2013

TYPE CERTIFICATE DATA SHEET NO. A7SO

This data sheet which is a part of type certificate No. A7 SO, prescribes conditions and limitations under which the product

for which the type certificate was issued meets the airwor thiness requirements of the Federal Aviation Regulations.

Type Certificate Holder Piper Aircraft, Inc.

2926 Piper Drive

Vero Beach, Florida 32960

Type Certificate Holder Record The New Piper Aircraft, Inc transferred TC A7SO to Piper Aircraft, Inc on August

7, 2006

I. - Model PA-34-200 (Seneca), 7 PCLM (Normal Category), Approved 7 May 1971.

Engines S/N 34-E4, 34-7250001 through 34-7250214:

1 Lycoming LIO-360-C1E6 with fuel injector,

Lycoming P/N LW-10409 or LW-12586 (right side); and

1 Lycoming IO-360-C1E6 with fuel injector,

Lycoming P/N LW-10409 or LW 12586 (left side).

S/N 34-7250215 through 34-7450220:

1 Lycoming LIO-360-C1E6 with fuel injector,

Lycoming P/N LW-12586 (right side); and

1 Lycoming IO-360-C1E6 with fuel injector,

Lycoming P/N LW-12586 (left side).

Fuel 100/130 minimum grade aviation gasoline

Engine Limits For all ope rations, 2700 r.p.m. (200 hp)

Propeller and Propeller Limits Left Engine

1 Hartzell, Hub Model HC-C2YK-2 ( ) E, Blade Model C7666A-0;

1 Hartzell, Hub Model HC-C2YK-2 ( ) EU, Blade Model C7666A-0;

1 Hartzell, Hub Model HC-C2YK-2 ( ) EF, Blade Model FC7666A-0;

1 Hartzell, Hub Model HC-C2YK-2 ( ) EFU, Blade Model FC7666A-0;

1 Hartzell, Hub Model HC-C2YK-2CG (F), Blade Model (F) C7666A

(This model includes the Hartzell damper); or

1 Hartzell, Hub Model HC-C2YK-2CGU (F), Blade Model (F) C7666A

(This model includes the Hartzell damper).

Note: HC-( )2YK-( ) may be substituted by HC-( )2YR-( ) per Hartzell

Service Advisory 61. Figure 6-14. The Type Certificate Data Sheet (TCDS) shows various information about an aircraft to include weight and balance

information.

5 of 17 A7SO

Maximum Weight 4570 lb. - Takeoff

4342 lb. - Landing (All weight in excess of 4000 lb. must be fuel)

Zero fuel weight may be increased up to a maximum of 4077.7 lb. when approved

wing options are installed.

See NOTE 11 for optional weights.

No. of Seats 7 (2 at +85.5, 3 at +118.1, 2 at +155.7)

7 (2 at +85.5, 3 at +118.1, 2 at +157.6)

6 (2 at +85.5, *2 at +119.1, 2 at +157.6)

* - Optional Club Seats

Maximum Baggage 200 lb. (100 lb. at +22.5, 100 lb. at +178)

Fuel Capacity 98 gallons (2 wing tanks) at (+93.6) (93 gallons usable)

* 128 gallons (2 wing tanks) at (+93.6) (123 gallons usable)

* - Optional for S/N 34-7570001, 34-7670114 through 34-8170092.

See NOTE 1 for data on system fuel.

Oil Capacity 8 qts. per engi ne (5 qts. per engine usable)

See NOTE 1 for data on system oil.

Maximum Operating Altitude 25,000 feet

Control Surface Movements Ailerons (±2°) Up 35° Down 20°

Stabilator Up 12.5° ( +0°,−1°) Down 7.5° (±1°)

Rudder (±1°) Left 35° Right 35°

Stabilator Trim

Tab(±1°) Down 10.5° Up 6.5°

(Stabilator neutral)

Wing Flaps (±2°) Up 0° Down 40°

Rudder Trim

Tab (±1°) Left 25° Right 25°

(Rudder neutral)

Nose Wheel

Travel (±1°) Left 27° Right 27°

Manufacturer's Serial Number 34-7570001 through 34-8170092 (See NOTE 7).

IIIA. - Model PA-34-220T (Seneca III), 7 PCLM (Normal Category), Approved December 17, 1980.

Same as model PA-34-200T series except engines, windshield, instru ment panel, landing gear, maximum gross weight and

other minor changes.

Engines 1 Teledyne Continental TSIO-360-KB (left engine),

1 Teledyne Continental LTSIO-360-KB (right engine).

Fuel 100/100LL minimum grade aviation gasoline

Engine Limits Takeoff, 5 minutes, 2800 r.p.m. and 40" Hg. ma nifold pressure (220 hp)

Max. Continuous, 2600 r.p.m. and 40" Hg. manifold pressure (200 hp)

Propeller and Propeller Limits Left Engine

1 Hartzell, Hub Model BHC-C2 YF-2 ( ) UF, Blade Model FC8459-8R.

Right Engine

1 Hartzell, Hub Model BHC-C2YF-2 ( )L ( )UF, Blade Model FJC8459-8R.

Page No. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17

Rev No. 18 14 12 12 12 12 15 15 18 16 15 18 18 16 18 16 18 DEPARTMENT OF TRANSPORTATION

FEDERAL AVIATION ADMINISTRATION

A7SO

Revision 19

Piper Aircraft, Inc

PA-34-200

PA-34-200T

PA-34-220T

May 2, 2013

TYPE CERTIFICATE DATA SHEET NO. A7SO

This data sheet which is a part of type certificate No. A7 SO, prescribes conditions and limitations under which the product

for which the type certificate was issued meets the airwor thiness requirements of the Federal Aviation Regulations.

Type Certificate Holder Piper Aircraft, Inc.

2926 Piper Drive

Vero Beach, Florida 32960

Type Certificate Holder Record The New Piper Aircraft, Inc transferred TC A7SO to Piper Aircraft, Inc on August

7, 2006

I. - Model PA-34-200 (Seneca), 7 PCLM (Normal Category), Approved 7 May 1971.

Engines S/N 34-E4, 34-7250001 through 34-7250214:

1 Lycoming LIO-360-C1E6 with fuel injector,

Lycoming P/N LW-10409 or LW-12586 (right side); and

1 Lycoming IO-360-C1E6 with fuel injector,

Lycoming P/N LW-10409 or LW 12586 (left side).

S/N 34-7250215 through 34-7450220:

1 Lycoming LIO-360-C1E6 with fuel injector,

Lycoming P/N LW-12586 (right side); and

1 Lycoming IO-360-C1E6 with fuel injector,

Lycoming P/N LW-12586 (left side).

Fuel 100/130 minimum grade aviation gasoline

Engine Limits For all ope rations, 2700 r.p.m. (200 hp)

Propeller and Propeller Limits Left Engine

1 Hartzell, Hub Model HC-C2YK-2 ( ) E, Blade Model C7666A-0;

1 Hartzell, Hub Model HC-C2YK-2 ( ) EU, Blade Model C7666A-0;

1 Hartzell, Hub Model HC-C2YK-2 ( ) EF, Blade Model FC7666A-0;

1 Hartzell, Hub Model HC-C2YK-2 ( ) EFU, Blade Model FC7666A-0;

1 Hartzell, Hub Model HC-C2YK-2CG (F), Blade Model (F) C7666A

(This model includes the Hartzell damper); or

1 Hartzell, Hub Model HC-C2YK-2CGU (F), Blade Model (F) C7666A

(This model includes the Hartzell damper).

Note: HC-( )2YK-( ) may be substituted by HC-( )2YR-( ) per Hartzell

Service Advisory 61.

A7SO 2 of 17

Propeller and Propeller Limits Right Engine

(continued) 1 Hartzell, Hub Mode l HC-C2YK-2 ( ) LE, Blade Model JC7666A-0;

1 Hartzell, Hub Model HC-C2 YK-2 ( ) LEU, Blade Model JC7666A-0;

1 Hartzell, Hub Model HC-C2 YK-2 ( ) LEF, Blade Model FJC7666A-0;

1 Hartzell, Hub Model HC-C2 YK-2 ( ) LEFU, Blade Model FJC7666A-0;

1 Hartzell, Hub Model HC -C2YK-2CLG (F), Blade Model (F) JC7666A

(This model includes the Hartzell damper); or

1 Hartzell, Hub Model HC-C2 YK-2CLGU (F), Blade Model (F) JC7666A

(This model includes the Hartzell dam per).

Note: HC-( )2YK-( ) may be substituted by HC-( )2YR-( ) per Hartz ell

Service Advisory 61.

Pitch setting: High 79 ° to 81 °, Low 13.5 ° at 30" station.

Diameter: Not over 76", not under 74".

No fur ther reduction permitted.

Spinner: Piper P/N 96388 Spin ner Assembly and P/N 96836 Cap Assembly, or

P/N 78359-0 Spinner A ssembly and P/N 96836-2 Cap Assembly (See NOTE 4)

Governor Assembly:

1 Hartzell hydraulic governor, Model F-6-18AL (Right);

1 Hartzell hydraulic governor, Model F-6-18A (Left).

Avoid continuous operation bet ween 2200 and 2400 r.p.m. unl ess aircraft is

equipped with Hartzell propellers whic h incorporates Hartzell damper on both left

and right engine as noted ab ove.

Airspeed Limits VNE (Never exceed) 217 m.p.h. (188 knots)

VNO (Maximum structural cruise) 190 m.p.h (165 knots)

VA (Maneuvering, 4200 lb.) 146 m.p.h. (127 knots )

VA (Maneuvering, 4000 lb.) 146 m.p.h. (127 knots)

VA (Maneuvering, 2743 lb.) 133 m.p.h (115 knots)

VFE (Flaps extended) 125 m.p.h (109 knots)

VLO (Landing gear operating)

Extension 150 m.p.h. (130 knots)

Retract 125 m.p.h. (109 knots)

VLE (Landing gear extended) 150 m.p.h (130 knots)

VMC (Minimum control speed) 80 m.p.h. ( 69 knots)

C.G. Range (Gear Extended) S/N 34-E4, 34-7250001 throug h 34-7250214 (See NOTE 3):

(+86.4) to (+94.6) at 4000 lb.

(+82.0) to (+94.6) at 3400 lb.

(+80.7) to (+94.6) at 2780 lb.

S/N 34-7250215 through 34- 7450220:

(+87.9) to (+94.6) at 4200 l b.

(+82.0) to (+94.6) at 3400 lb.

(+80.7) to (+94.6) at 2780 lb.

Straight line variation between po ints given.

Moment change due to gear retra cting landing gear (-32 in.-lb.)

Empty Weight C.G. Range None

Maximum Weight S/N 34-E4, 34-7250001 through 34-7250214:

4000 lb.- Takeoff

4000 lb. - Landing

See NOTE 3. A

3 of 17 A7SO

Maximum Weight S/N 34-7250215 through 34-7450220:

4200 lb. - Takeoff

4000 lb. - Landing

No. of Seats 7 (2 at +85.5, 3 at +118.1 , 2 at +155.7)

Maximum Baggage 200 lb. (100 lb . at +22.5, 100 lb. at +178.7)

Fuel Capacity 98 gallons (2 wing t anks) at (+93.6) (93 gallons usable)

See NOTE 1 for data on syst em fuel.

Oil Capacity 8 qts. per engi ne (6 qts. per engine usable)

See NOTE 1 for data on sys tem oil.

Control Surface Movements Ailerons (±2°) Up 30° Down 15°

Stabilator Up 12.5° ( +0,−1°) Down 7.5° (±1°)

Rudder (±1°) Left 35° Right 35°

Stabilator Trim

Tab(±1°) Down 10.5° Up 6.5°

(Stabilator neutral)

Wing Flaps (±2°) Up 0° Down 40°

Rudder Trim

Tab (±1°) Left 17° Right 22°

(Rudder neutral)

Nose Wheel S/N 34-E4, 34-7250001 through 34-7350353:

Travel (±1°) Left 21° Right 21°

Nose Wheel S/N 34-7450001 through 34-7450220:

Travel (±1°) Left 27° Right 27°

Manufacturer's Serial Number 34-E4, 34-7250001 through 3 4-7450220 (See NOTE 7).

II. - Model PA-34-200T (Seneca II), 7 PCLM (Normal Category), Approved July 18, 1974.

Same as Model PA-34-200 series except engine installa tion, maximum gross weight, and other minor changes.

Engines 1 Teledyne Continent al TS IO-360-E or TSIO-360-EB (left engine),

1 Teledyne Continental LT SIO-360-E or LTSIO-360-EB (right engine).

Fuel 100/130 minimum grade aviation gasoline

Engine Limits For all ope rations, 2575 r.p.m. and 40" Hg.

Manifold pressure, 200 hp @ S.L. and 215 hp @ 12,000 ft.

Propeller and Propeller Limits Left engine

1 Hartzell, Hub Model BHC-C2YF-2 ( )F (See NOTE 10)

or BHC-C2YF-2 ( )UF; Blade Model FC8459-8R or FC8459B-8R.

Right engine

1 Hartzell, Hub Model BHC- C2YF-2 ( )L ( )F (See NOTE 10)

or BHC-C2YF-2 ( )L ( )U F; Blade Model FJC8459-8R or FJC8459B-8R.

Pitch setting at 30" station:

Hub Serial Numbers prior t o AN3943:

High 79.3 °± 2.0°, Low 14.4 °± 0.2° or High 80.0 ° to 81.5 °, Low 14.4 °± 0.2°.

Hub Serial Numbers AN3943 an d subsequent:

High 80.0 ° to 81.5 °, Low 14.4 °± 0.2°.

Figure 6-15. Highlights of various specifications of the aircraft found within a TCDS. Note the fuel capacity of 98 gallons and its reference

to the datum (A).

15 of 17 A7SO

MODEL AFM/POH REPORT NO. APPROVED SERIAL EFFECTIVITY

PA-34-220T

(Seneca III) POH VB-1110 1/8/81 34-8133001 through

34-8633031, and

3433001 through 3433172

POH VB-1150 2/20/81 34-8133001 through

34-8633031, and

3433001 through 3433172

when Piper Kit

764-099V is installed

POH VB-1257 10/20/89 3448001 through 3448037

POH VB-1259 11/20/89 3448001 through 3448037

when Piper Kit

766-203 is installed

PA-34-220T POH VB-1556 11/5/93 3448038 through 3448079

(Seneca IV) POH VB-1558 12/6/93 3448038 through 3448079

when Piper Kit

766-283 is installed

POH VB-1615 7/12/95 3447001 through 3447029

POH VB-1620 7/12/95 3447001 through 3447029

when Piper Kit 766-608 is

installed

PA-34-220T POH VB-1638 12/6/96 3449001 and up

(Seneca V) POH VB-1649 1/23/97 3449001 and up when Piper

Kit 766-632 (or equivalent

88247-{ }) is installed

POH VB-1930 10/25/05 3449311 and 3449323 and up

when Avidyne Entegra System

is installed.

POH VB-1955 3/20/06 3449311 and 3449323 and up

when Piper kit 766-632

(or equivalent 88247-{ }) and

Avidyne Entegra System is

Installed.

POH VB-2186 9/2/2010 3449410 and up when Garmin

G600 System is installed

POH VB-2193 9/10/2010 3449410 and up when Piper

Kit 766-632 (or equivalent

88247-{ }) and Garmin G600

System is installed.

POH VB-2230 4/30/2013 3449459, 3449467 and up

when the Garmin G1000

system is installed

NOTE 1 Current Weight and Balanc e Report, incl uding list of equipment included in certificated

empty weight, and loading i nstructions when necessary, must be provided for each aircraf t at

the time of original certificatio n.

The certificated emp ty weight and corres ponding center of gravity locations must include

undrainable system oi l (not included in o il capacity) and unusable fuel as noted below:

Fuel: 30.0 lb. at (+103.0) for PA-34 series, except Model PA-34-220T

(Sen eca V), S/N 3449001 and up

Fuel: 36.0 lb. at (+103.0) for Model PA-34-220T (Seneca V), S/N 34490 01

and up

Oil: 6.2 lb. a t (+ 39.6) for Model PA-34-200

Oil: 12.0 lb. at (+ 43.7) for Models PA-34-200T and PA-34-220T

NOTE 2 All placards required in the approved Airp lane Flight Manual or Pilot's Operating Handbook

and approved Airplane Fligh t Manual of Pilot's Operating Handbook supplements must be

11 of 17 A7SO

Control Surface Movements Ailerons (±2°) Up 35° Down 20°

Stabilator Up 12.5° ( +0°,−1°) Down 7.5° (±1°)

Rudder (±1°) Left 35° Right 35°

Stabilator Trim

Tab(±1°) Down 10.5° Up 6.5°

(Stabilator neutral)

Wing Flaps Up 0° (±1°) Down 40° (±2°)

Rudder Trim

Tab (±1°) Left 26° Right 26°

(Rudder neutral)

Nose Wheel

Travel

(Maximum) Left 27° Right 27°

Manufacturer's Serial Number 3449001 and up.

DATA PERTINENT TO ALL MODELS

Datum 78.4" forward of wing leading edge from the inboard edge of the inboard fuel

tank.

Leveling Means Two screws le ft side fuselage below window.

Certification Basis Type Certificate No. A7SO issued May 7, 1971, obtained by the manufacturer

under the delegation option authorization.

Date of Type Certificate application July 23, 1968.

Model PA-34-200 (Seneca I):

FAR 23 as amended by Amendmen t 23-6 effective August 1, 1967; FAR

23.959 as amended by Amendment 23- 7 effective September 14, 1969; and

FAR 23.1557(c)(1) as amended by Amendment 23-18 effective May 2, 1977.

Compliance with FAR 23.1419 as am ended by Amendment 23-14 effective

December 20, 1973, has been esta blished with optional ice protection

provisions.

Model PA-34-200T (Seneca II):

FAR 23 as amended by Amendmen t 23-6 effective August 1, 1967; FAR

23.901, 23.909, 23.959, 23.1041, 23.1043, 23.1047, 23.1143, 23.1305(b)(c)(h)(p)

and 23.1527(b) as amended by Amendm ent 23-7 effective September 14, 1969;

and FAR 23.1557(c)(1) as amended by Amendment 23-18 effective May 2, 1977.

Model PA-34-220T (Seneca III and IV):

FAR 23 as amended by Amendmen t 23-6 effective August 1, 1967; FAR

23.207, 23.901, 23.909, 23.959, 23.1041, 23.1043, 23.1047, 23.1143,

23.1305(b)(c)(h)(p) and 23.1527 as am ended by Amendment 23-7 effective

September 14, 1969; FAR 23.201 and 23.203 as amended by Amendment

23-14 effective December 20, 1973; FAR 23.1557(c)(1) as amended by

Amendment 23-18 effective May 2, 1977; FAR 23.175(a) and 23.1581(b)(2) as

amended by Amendment 23-21 effec tive March 1, 1978; FAR 23.1545(a) as

amended by Amendment 23-23 effective December 1, 1978; and FAR 36

through Amendment 36-9 effective January 15, 1979.

Figure 6-17. Weighing a Piper Archer using electronic platform

scales.Figure 6-16. Highlights of various specifications of the aircraft found within a TCDS.

Plumb Bob

A plumb bob is a heavy metal object, cylinder or cone shape,

with a sharp point at one end and a string attached to the

other end. If the string is attached to a given point on an

aircraft, and the plumb bob can hang down so the tip just

touches the ground, the point where the tip touches will be

perpendicular to where the string is attached. An example

of the use of a plumb bob would be measuring the distance

from an aircraft’s datum to the center of the main landing

gear axle. If the leading edge of the wing was the datum, a

plumb bob could be dropped from the leading edge and a is weighed using load cells on jacks, leveling the aircraft is

done by adjusting the height with the jacks and checking the

level at the level point. Figure 6-20 shows a Gulfstream jet

on jacks with the load cells in place.

Always follow the aircraft manufacturer’s weighing and

leveling procedures and processes. All aircraft need to be

in a flight level attitude when they are weighed unless the

manufacturer’s manual specifically allows it or has a formula

in the manual to use accordingly.

Spirit Level

Before an aircraft can be weighed and reliable readings

obtained, it must be in a level flight attitude. One method that

can be used to check for a level condition is to use a spirit

level, sometimes thought of as a carpenter’s level, by placing

it on or against a specified place on the aircraft. Spirit levels

consist of a vial full of liquid, except for a small air bubble.

When the air bubble is centered between the two black lines,

a level condition is indicated.

In Figure 6-21, a spirit level is being used on a Mooney M20

to check for a flight level attitude. By looking in the TCDS,

it is determined that the leveling means is two screws on

the left side of the airplane fuselage, in line with the trailing

edge of the wing.

Figure 6-18. A Cessna 182 being weighed with portable electronic

platform scales.

Figure 6-19. M2000 platform scale digital indicator.

Figure 6-20. Airplane on jacks with load cells in use.chalk mark made on the hangar floor. The plumb bob could

also be dropped from the center of the axle on the main

landing gear, and a chalk mark made on the floor. With a tape

measure, the distance between the two chalk marks could be

determined, and the arm for the main landing gear would be

known. Plumb bobs can also be used to level an aircraft, as

described in the Helicopter Weight and Balance section of

this chapter. Figure 6-22 shows a plumb bob being dropped

from the leading edge of an aircraft wing.

Hydrometer

When an aircraft is weighed with full fuel in the tanks, the

weight of the fuel must be accounted for by mathematically

subtracting it from the scale readings. To subtract it, its

weight, arm, and moment must be known. Although the

standard weight for aviation gasoline (Avgas) is 6.0 lb/gal

and jet fuel is 6.7 lb/gal, these values are not exact for all

conditions. On a hot day versus a cold day, these values can

vary dramatically. On a hot summer day in the state of Florida,

Avgas checked with a hydrometer typically weighs between

5.85 and 5.9 lb/gal. If 100 gallons of fuel were involved in a calculation, using the actual weight versus the standard

weight would make a difference of 10 to 15 lb.

When an aircraft is weighed with fuel in the tanks, the weight

of fuel per gallon should be checked with a hydrometer. A

hydrometer consists of a weighted glass tube that is sealed

with a graduated set of markings on the side of the tube.

The graduated markings and their corresponding number

values represent units of pounds per gallon (lb/gal). When

placed in a flask with fuel in it, the glass tube floats at a

level dependent on the density of the fuel. Where the fuel

intersects the markings on the side of the tube indicates the

pounds per gallon.

Preparing an Aircraft for Weighing

Weighing an aircraft is a very important and exacting phase

of aircraft maintenance and must be carried out with accuracy

and good workmanship. Thoughtful preparation saves time

and prevents mistakes. The aircraft should be weighed inside

a hangar where wind cannot blow over the surface and cause

fluctuating or false scale readings. The aircraft should be

clean inside and out, with special attention paid to the bilge

area to be sure no water or debris is trapped. The outside of

the aircraft should be as free as possible of all mud and dirt.

To begin, assemble all the necessary equipment, such as:

1. Scales, hoisting equipment, jacks, and leveling

equipment.

2. Blocks, chocks, or sandbags for holding the airplane

Figure 6-21. Spirit level being used on a Mooney M20.

Figure 6-22. Plumb bob dropped from a wing leading edge.on the scales.

3. Straightedge, spirit level, plumb bobs, chalk line, and

a measuring tape.

4. Applicable Aircraft Specifications and weight and

balance computation forms.

Fuel System

When weighing an aircraft to determine its empty weight,

only the weight of residual (unusable) fuel should be

included. To ensure that only residual fuel is accounted for,

the aircraft should be weighed in one of the following three

conditions.

1. Weigh the aircraft with absolutely no fuel in the

aircraft tanks or fuel lines. If an aircraft is weighed in

this condition, the technician can mathematically add

the proper amount of residual fuel to the aircraft and

account for its arm and moment. The proper amount

of fuel can be determined by looking in the aircraft’s

TCDS.

2. Drain fuel from the tanks in the manner specified

by the aircraft manufacturer. If there are no specific

instructions, drain the fuel until the fuel quantity

gauges read empty and until fuel stops draining from

the tanks. The aircraft attitude may be a consideration

when draining the fuel tanks and the maintenance

manual should be consulted. In this case, the unusable

fuel will remain in the lines and system, and its

weight and arm can be determined by reference to the

aircraft’s TCDS.

3. Weigh the aircraft with the fuel tanks completely

full. If an aircraft is weighed in this condition, the

technician can mathematically subtract the weight of

usable fuel and account for its arm and moment. If

the weight of the fuel is in question, a hydrometer can also be used to determine the weight of each gallon of

fuel, while the Aircraft Specifications or TCDS can

be used to identify the fuel capacity of the aircraft. If

an aircraft is to be weighed with load cells attached to

jacks, the technician should check both the load cell

instruction manual and aircraft maintenance manual

to make sure it is permissible to jack the aircraft with

the fuel tanks full as this may add additional stress to

the aircraft structure.

Never weigh an aircraft with fuel tanks partially full, because

it will be impossible to determine exactly how much fuel to

account for.

Oil System

The empty weight for older aircraft certificated under the

Civil Air Regulations (CAR) part 3 does not include the

engine lubricating oil. The oil must be drained before the

aircraft is weighed, or its weight must be subtracted from the

scale readings to determine the empty weight.

To weigh an aircraft that does not include the engine

lubricating oil as part of the empty weight, place it in level

flight attitude, then open the drain valves and allow all the

oil that is able, to drain out. Any remaining is undrainable

oil and is part of the empty weight.

If it is impractical to drain the oil, the reservoir can be filled

to the specified level and the weight of the oil computed at 7.5

lb/gal. Then its weight and moment are subtracted from the

weight and moment of the aircraft as weighed. The amount

and arm of the undrainable oil are found in NOTE 1 of the

TCDS, and this must be added to the empty weight.

For aircraft certificated since 1978 under 14 CFR parts 23

and 25, full engine oil is typically included in an aircraft’s

6-14empty weight. This can be confirmed by looking at the TCDS.

If full oil is to be included, the oil level needs to be checked

and the oil system serviced if it is less than full.

Miscellaneous Fluids

The hydraulic fluid reservoir and all other reservoirs

containing fluids required for normal operation of the aircraft

should be full. Fluids not considered to be part of the empty

weight of the aircraft are potable (drinkable) water, lavatory

precharge water, and water for injection into the engines.

Flight Controls

The position of such items as spoilers, slats, flaps, and

helicopter rotor systems is an important factor when weighing

an aircraft. Always refer to the manufacturer’s instructions

for the proper position of these items.

Other Considerations

Inspect the aircraft to see that all items included in the

certificated empty weight are installed in the proper location.

Remove items that are not regularly carried in flight. Also,

look in the baggage compartments to make sure they are

empty. Replace all inspection plates, oil and fuel tank caps,

junction box covers, cowling, doors, emergency exits, and

other parts that have been removed during maintenance.

All doors, windows, and sliding canopies should be in the

normal flight position. Remove excessive dirt, oil, grease,

and moisture from the aircraft.

Some aircraft are not weighed with the wheels on the scales,

but are weighed with the scales placed either at the jacking

points or at special weighing points. Regardless of what

provisions are made for placing the aircraft on the scales

or jacks, be careful to prevent it from falling or rolling off,

thereby damaging the aircraft and equipment. When weighing

an aircraft with the wheels placed on the scales, release the

brakes to reduce the possibility of incorrect readings caused

by side loads on the scales.

All aircraft have leveling points or lugs, and care must be

taken to level the aircraft, especially along the longitudinal

axis. With light, fixed-wing airplanes, the lateral level is

not as critical as it is with heavier airplanes. However, a

reasonable effort should be made to level the light airplanes

along the lateral axis. Helicopters must be level longitudinally

and laterally when they are weighed. Accuracy in leveling all

aircraft longitudinally cannot be overemphasized.

Weighing Points

When an aircraft is being weighed, the arms must be known

for the points where the weight of the aircraft is being

transferred to the scales. If a tricycle gear small airplane has its three wheels sitting on floor scales, the weight transfer

to each scale happens through the center of the axle for each

wheel. If an airplane is weighed while it is on jacks, the

weight transfer happens through the center of the jack pad.

For a helicopter with skids for landing gear, determining the

arm for the weighing points can be difficult if the skids are

sitting directly on floor scales. The problem is that the skid

is in contact with the entire top portion of the scale, and it

is impossible to know exactly where the center of weight

transfer is occurring. In such a case, place a piece of pipe

between the skid and the scale, and the center of the pipe will

now be the known point of weight transfer.

The arm for each of the weighing points is the distance from

the center of the weight transfer point to the aircraft’s datum.

If the arms are not known, based on previous weighing of the

aircraft or some other source of data, they must be measured

when the aircraft is weighed. This involves dropping a

plumb bob from the center of each weighing point and from

the aircraft datum, and putting a chalk mark on the hangar

floor representing each point. The perpendicular distance

between the datum and each of the weighing points can then

be measured. In Figure 6-23, the distance from the nosewheel

centerline to the datum is being measured on an airplane.

The nosewheel sitting on an electronic scale can be seen in

the background.

Jacking the Aircraft

Aircraft are often weighed by rolling them onto ramps in

which load cells are embedded. This eliminates the problems

associated with jacking the aircraft off the ground. However,

many aircraft are weighed by jacking the aircraft up and then

lowering them onto scales or load cells. Extra care must be

used when raising an aircraft on jacks for weighing. If the

aircraft has spring steel landing gear and it is jacked at the

wheel, the landing gear will slide inward as the weight is

taken off the tire. Care must be taken to prevent the jack

from tipping over. For some aircraft, stress panels or plates

must be installed before they are raised with wing jacks to

distribute the weight over the jack pad. Be sure to follow

the recommendations of the aircraft manufacturer in detail

anytime an aircraft is jacked. When using two wing jacks,

take special care to raise them simultaneously, so the aircraft

does not slip off the jacks. As the jacks are raised, keep the

safety collars screwed down against the jack cylinder to

prevent the aircraft from tilting if one of the jacks should

lose hydraulic pressure.

Leveling the Aircraft

When an aircraft is weighed, it must be in its level flight

attitude so that all the components are at the correct distance

from the datum. This attitude is determined by information in

the TCDS. Some aircraft require a plumb line to be dropped

Figure 6-23. Measuring the nosewheel arm on an airplane.from a specified location so that the point of the weight, the

bob, hangs directly above an identifiable point. Others specify

that a spirit level be placed across two leveling lugs (special

screws on the outside of the fuselage). Other aircraft call for a

spirit level to be placed on the upper door sill. Lateral level is

not specified for all light aircraft, but provisions are normally

made on helicopters for determining both longitudinal

and lateral level. This may be done by built-in leveling

indicators or by a plumb bob that shows the conditions of

both longitudinal and lateral level. The actual adjustments

to level the aircraft using load cells are made with the jacks.

When weighing from the wheels, leveling is normally done

by adjusting the air pressure in the nosewheel shock strut.

Safety Considerations

Special precautions must be taken when raising an aircraft

on jacks.

1. Stress plates must be installed under the jack pads if

the manufacturer specifies them.

2. If anyone is required to be in the aircraft while it is

being jacked, there must be no movement.

3. The jacks must be straight under the jack pads before

beginning to raise the aircraft.

4. All jacks must be raised simultaneously and safety

devices placed against the jack cylinder to prevent the

aircraft from tipping if any jack should lose pressure.

Not all jacks have screw-down collars, some use drop

pins or friction locks.

CG Range

The CG range for an aircraft is the limits within which the

aircraft must balance. It is identified as a range and considered

an arm extending from the forward most limit to the aft most

limit usually expressed in inches. In the TCDS for the Piper

Seneca airplane, shown earlier in this chapter, the range is

given in Figure 6-24.

Because the Piper Seneca is a retractable gear airplane, the

specifications identify that the range applies when the landing

gear is extended, and that the airplane’s total moment is

decreased by 32 when the gear retracts. To know how much

the CG changes when the gear is retracted, the moment of

32 in-lb would need to be divided by the loaded weight of

the airplane. For example, if the airplane weighed 3,500 lb,

the CG would move forward 0.009" (32 ÷ 3,500).

Based on the numbers given, up to a loaded weight of

2,780 lb, the forward CG limit is +80.7" and the aft CG limit

is +94.6". As the loaded weight of the airplane increases to

3,400 lb, and eventually to the maximum of 4,000 lb, the

forward CG limit moves aft. In other words, as the loaded

weight of the airplane increases, the CG range gets smaller. The range gets smaller because of the forward limit moving

back, while the aft limit stays in the same place.

The data sheet identifies that there is a straight-line variation

between the points given. The points being referred to are

the forward and aft CG limits. From a weight of 2,780 lb to

a weight of 3,400 lb, the forward limit moves from +80.7"

to +82.0", and if plotted on a graph, that change would

form a straight line. From 3,400 lb to 4,000 lb, the forward

limit moves from +82 to +86.4", again forming a straight

line. Plotted on a graph, the CG limits would look like

Figure 6-25. When graphically plotted, the CG limits form

what is known as the CG envelope.

In Figure 6-25, the red line represents the forward limit up

to a weight of 2,780 lb. The blue and green lines represent

the straight-line variation that occurs for the forward limit

as the weight increases up to a maximum of 4,000 lb. The

yellow line represents the maximum weight for the airplane,

and the purple line represents the aft limit.

Empty Weight Center of Gravity (EWCG) Range

For some aircraft, a CG range is given for the aircraft in the

empty weight condition in the TCDS. This practice is not very

common with airplanes, but is often done for helicopters. This

range would only be listed for an airplane if the fuel tanks,

seats, and baggage compartments are so located that changes

in the fuel or occupant load have a very limited effect on the

balance of the aircraft. If the EWCG of an aircraft falls within

the EWCG limits, it is impossible to legally load the aircraft

so that its loaded CG falls outside of its allowable range. If the

TCDS lists an EWCG range and, after a repair or alteration

is completed, the EWCG falls within this range, then there is

no need to compute a fore and aft check for adverse loading.

But if the TCDS lists the EWCG range as “None” (and most

of them do), a check must be made to determine whether it

is possible by any combination of legal loading to cause the

6-16Figure 6-24. Piper Seneca airplane center of gravity range.CG Range: (Gear Extended)

S/N 34-E4, 34-7250001 through 34-7250214

(See NOTE 3)

(+86.4") to (+94.6") at 4,000 lb

(+82.0") to (+94.6") at 3,400 lb

(+80.7") to (+94.6") at 2,780 lb

Straight line variation between points given.

Moment change due to gear retracting

landing gear (–32 in-lb)aircraft CG to move outside of either its forward or aft limits.

Operating CG Range

All aircraft have CG limits identified for the operational

condition, with the aircraft loaded and ready for flight. If an

aircraft can operate in more than one category, such as normal

and utility, more than one set of limits might be listed. As

shown earlier for the Piper Seneca airplane, the limits can

change as the weight of the aircraft increases. To legally fly,

the CG for the aircraft must fall within the CG limits.

Standard Weights Used for Aircraft Weight and

Balance

Unless the specific weight for an item is known, the standard

weights used in aircraft weight and balance are as follows:

• Avgas 6 lb/gal

• Turbine fuel 6.7 lb/gal

• Lubricating oil 7.5 lb/gal

• Water 8.35 lb/gal

• Crew and passengers 170 lb per person

Example Weighing of an Airplane

In Figure 6-26, a tricycle gear airplane is being weighed by

using three floor scales. The specifications on the airplane

and the weighing specific data are shown in Figure 6-27.

By analyzing the data identified for the airplane being weighed

in Figure 6-26, the following information is determined.

• Because the airplane was weighed with the fuel tanks

full, the full weight of the fuel must be subtracted and

the unusable fuel added back in. The weight of the fuel

being subtracted is based on the pounds per gallon

determined by the hydrometer check (5.9 lb/gal).

• Because wheel chocks are used to keep the airplane

from rolling off the scales, their weight must be

subtracted from the scale readings as tare weight.

• Because the main wheel centerline is 70" behind the

datum, its arm is a +70".

• The arm for the nosewheel is the difference between

the wheelbase (100") and the distance from the datum

to the main wheel centerline (70"). Therefore, the arm

for the nosewheel is −30".

To calculate the airplane’s empty weight and EWCG, a six-

column chart is used. Figure 6-28 shows the calculation for

the airplane in Figure 6-26.

Based on the calculation shown in the chart, the CG is at

+50.1", which means it is 50.1" aft of the datum. This places the CG forward of the main landing gear, which must be the

case for a tricycle gear airplane. This number is the result of

dividing the total moment of 66,698 in-lb by the total weight

of 1,331.5 lb.

EWCG Formulas

The EWCG can be quickly calculated by using the following

formulas. There are four possible conditions and formulas

that relate the location of the CG to the datum. Notice that

the formula for each condition first determines the moment

of the noseF × L

Wwheel or tailR × L

Wwheel and then divides it

by the total weight of the airplane. The arm is then added

to or subtracted from the distance between the main wheels

and the datum (distance D).

Formula 1 Nosewheel airplanes with datum forward of

the main wheels.

F × L CG = D – () W

Formula 2 Nosewheel airplanes with the datum aft of

the main wheels.

F × L CG = – (D + ) W

Formula 3 Tail wheel airplanes with the datum forward

of the main wheels.

R × L CG = D + ( ) W

Formula 4 Tail wheel airplanes with the datum aft of

the main wheels.

R × L CG = – D + () W

Datum Forward of the Airplane–Nosewheel Landing

Gear

The datum of the airplane in Figure 6-29 is 100" forward

of the leading edge of the wing root, or 128" forward of the

6-174,200

4,100

4,000

3,900

3,800

3,700

3,600

3,500

3,400

3,200

3,000

2,900

2,800

2,700

2,600

78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98Weight (lb)

Center of Gravity (in)Forward

CG LimitAft

CG Limit

80.7 at 2,780 lb82 at 3,400 lb86.4 at 4,000 lb

Figure 6-25. Center of gravity envelope for the Piper Seneca.

main-wheel weighing points. This is distance (D). The weight

of the nosewheel (F) is 340 lb, and the distance between

main wheels and nosewheel (L) is 78". The total weight of

the airplane (W) is 2,006 lb.

The location of the CG may be determined by using this

formula:

F × L CG = D – ( ) W

340 × 78 = 128 – ( ) 2,006

= 114.8

The CG is 114.8" aft of the datum. This is 13.2" forward of

the main-wheel weighing points, which proves the location

of the datum has no effect on the location of the CG so long

as all measurements are made from the same location.

Datum Aft of the Main Wheels– Nosewheel Landing

Gear

The datum of some aircraft may be located aft of the main

wheels. The airplane in this example is the same one just

discussed, but the datum is at the intersection of the trailing

edge of the wing with the fuselage. The distance (D) between the datum of the airplane in Figure 6-30 and the main-wheel

weighing points is 75", the weight of the nosewheel (F) is 340

lb, and the distance between main wheels and nosewheel (L)

is 78". The total net weight of the airplane (W) is 2,006 lb.

The location of the CG may be determined by using this

formula:

F × L CG = – ( D + ) W

340 × 78 = – ( 75 + ) 2,006

= –88.2

The CG location is a negative value, which means it is 88.2"

forward of the datum. This places it 13.2" forward of the main

wheels, the same location as it was when it was measured

from other datum locations.

Location of Datum

It makes no difference where the datum is located if all

measurements are made from the same location.

Datum Forward of the Main Wheels–Tail Wheel

6-18Weight

(lb)

1,515Tare

(lb)

–12.5Net Wt.

(lb)

1,502.5

+6

Fu ll

1,331.5Arm

(inches)

+70

+70

+95

+98

+50.1Moment

(in-lb)

–6,675

45,150

44,450

82,925

–16,815

66,698Item

Nose

Left Main

Right Main

Subtotal

Fuel Total

Fuel Unuse

Oil

Total

Figure 6-28. Center of gravity calculation for airplane being

weighed.

Right scale reading 640 lbMain wheel centerline

Chocks

Wheel baseDatum

Left scale reading 650 lb70"

100"

Nosewheel centerlineNose scale reading 225 lb

Figure 6-26. Example airplane being weighed. The datum is 70" forward of the wing root leading edge.

Aircraft datum: Leading edge of the wing

Leveling means: Two screws, left side of fuselage

below window

Wheelbase: 100"

Fuel capacity: 30 gal aviation gasoline at +95"

Unusable fuel: 6 lb at +98"

Oil capacity: 8 qt at –38"

Note 1: Empty weight includes unusable

fuel and full oil

Left main scale reading: 650 lb

Right main scale reading: 640 lb

Nose scale reading: 225 lb

Tare weight: 5 lb chocks on left main

5 lb chocks on right main

2.5 lb chock on nose

During weighing: Fuel tanks full and oil full

Hydrometer check on

Fuel shows 5.9 lb/gal

Figure 6-27. Specifications and weighing specific data for tricycle

gear airplane.Landing Gear

Locating the CG of a tail wheel airplane is done in the

same way as locating it for a nosewheel airplane except the

formulas use R × L

W rather than F × L

W.

The distance (D) between the datum of the airplane in

Figure 6-31 and the main-gear weighing points is 7.5", the

weight of the tail wheel (R) is 67 lb, and the distance (L)

between the main-wheel and the tail wheel weighing points

is 222". The total weight of the airplane (W) is 1,218 lb.

Determine the CG by using this formula:

Datum

D = 128.0

L = 78.013.2

Figure 6-29. The datum is 100" forward of the wing root leading

edge.

Datum

D =75.0

L = 78.0

Figure 6-30. The datum is aft of the main wheels at the wing

trailing edge. R × L CG = D + ( ) W

67 × 222 = 7.5 + ( ) 1,218

= 19.7

The CG is 19.7 inches behind the datum.

Datum Aft of the Main Wheels–Tail Wheel Landing

Gear

The datum of the airplane in Figure 6-32 is located at the

intersection of the wing root trailing edge and the fuselage.

This places the arm of the main gear (D) at –80". The net

weight of the tail wheel (R) is 67 lb, the distance between

the main wheels and the tail wheel (L) is 222", and the total

net weight (W) of the airplane is 1,218 lb.

Since the datum is aft of the main wheels, use the formula:

R × L CG = – D + () W

67 × 222 = – 80 + ( ) 1,218

= –67.8

The CG is 67.8" forward of the datum, or 12.2" aft of the

main-gear weighing points. The CG is in the same location

relative to the main wheels, regardless of where the datum

is located.

Loading an Aircraft for Flight

The ultimate test of whether there is a problem with an

airplane’s weight and balance is when it is loaded and ready

to fly. The only real importance of an airplane’s empty weight

and EWCG is how it affects the loaded weight and balance

of the airplane, since an airplane does not fly when it is

empty. The pilot-in-command is responsible for the weight

and balance of the loaded airplane, and they make the final

decision on whether the airplane is safe to fly.

Example Loading of an Airplane

As an example of an airplane being loaded for flight, the

Piper Seneca twin will be used. The TCDS for this airplane

was shown earlier in this chapter, and its CG range and CG

envelope were also shown.

The information from the TCDS that pertains to this example

loading is shown in Figure 6-33.For the example loading of the airplane, the following

information applies:

• Airplane Serial Number: 34-7250816

• Airplane Empty Weight: 2,650 lb

• Airplane EWCG: +86.8"

For today’s flight, the following useful load items are

included:

• 1 pilot at 180 lb at an arm of +85.5"

• 1 passenger at 160 lb at an arm of +118.1"

• 1 passenger at 210 lb at an arm of +118.1"

• 1 passenger at 190 lb at an arm of +118.1"

• 1 passenger at 205 lb at an arm of +155.7"

• 50 lb of baggage at an arm of +22.5"

• 100 lb of baggage at an arm of +178.7"

• 80 gal of fuel at an arm of +93.6"

To calculate the loaded weight and CG of this airplane, a

four-column chart is used in Figure 6-34.

Based on the information in the TCDS, the maximum takeoff

weight of this airplane is 4,200 lb and the aft-most CG limit

Datum

142 D = –80

L = 222.0

Figure 6-32. The datum is aft of the main wheels, at the intersection

of the wing trailing edge and the fuselage.

Datum

D = 7.519.7

L = 222.0

Figure 6-31. The datum of this tail wheel airplane is the wing root

leading edge.is +94.6". The loaded airplane in Figure 6-34 is 25 lb too

heavy, and the CG is 1.82" too far aft. To make the airplane

safe to fly, the load needs to be reduced by 25 lb and some

of the load needs to be shifted forward. For example, the

baggage can be reduced by 25 lb, and a full 100 lb of it can

be placed in the more forward compartment. One passenger

can be moved to the forward seat next to the pilot, and the

aft-most passenger can then be moved forward.

With the changes made, the loaded weight is now at the

maximum allowable of 4,200 lb, and the CG has moved

forward 4.42". [Figure 6-35] The airplane is now safe to fly.

Adverse-Loaded CG Checks

Many modern aircraft have multiple rows of seats and often

more than one baggage compartment. After any repair or

alteration that changes the weight and balance, the A&P

mechanic or repairman must ensure that no legal condition of

loading can move the CG outside of its allowable limits. To

determine this, adverse-loaded CG checks must be performed

and the results noted in the weight and balance revision sheet.

During a forward adverse-loaded CG check, all useful load

items in front of the forward CG limit are loaded and all useful

load items behind the forward CG limit are left empty. So,

if there are two seats and a baggage compartment located in

front of the forward CG limit, two people weighing 170 lb

each are seated and the maximum allowable baggage is

placed in the baggage compartment. Any seat or baggage

compartment located behind the forward CG limit is left

empty. If the fuel is located behind the forward CG limit,

minimum fuel will be shown in the tank. Minimum fuel is

calculated by dividing the engine’s METO hp by 2.

During an aft adverse-loaded CG check, all useful load items

behind the aft CG limit are loaded and all useful load items

in front of the aft CG limit are left empty. Even though the

pilot’s seat will be in front of the aft CG limit, the pilot’s seat

cannot be left empty. If the fuel tank is located forward of

the aft CG limit, minimum fuel will be shown.

Example Forward & Aft Adverse-Loaded CG Checks

Using the stick airplane in Figure 6-36 as an example,

adverse forward and aft CG checks are calculated. Some

of the data for the airplane is shown in Figure 6-36 , such

as seat, baggage, and fuel information. The CG limits are

shown, with arrows pointing in the direction where maximum

and minimum weights are loaded. On the forward check,

any useful load item located in front of 89" is loaded, and

anything behind that location is left empty. On the aft check,

maximum weight is added behind 99" and minimum weight

in front of that location. For either of the checks, if fuel is not

located in a maximum weight location, minimum fuel must be accounted for. Notice that the front seats show a location

of 82" to 88", meaning they are adjustable fore and aft. In a

forward check, the pilot’s seat will be shown at 82", and in

the aft check it will be at 88". Additional specifications for

the airplane shown in Figure 6-36 are as follows:

• Airplane empty weight: 1,850 lb

• EWCG: +92.45"

• CG limits: +89" to +99"

• Maximum weight: 3,200 lb

• Fuel capacity: 45 gal at +95"

(44 usable)

40 gal at +102"

(39 usable)

In evaluating the two extreme condition checks, the following

key points should be recognized. [Figure 6-37]

• The total arm is the airplane CG and is found by

dividing the total moment by the total weight.

• For the forward check, the only thing loaded behind

the forward limit was minimum fuel.

• For the forward check, the pilot and passenger seats

were shown at the forward position of 82".

6-21Moment

(in-lb)

230,020.0

15,390.0

17,955.0

24,801.6

22,439.0

24,210.5

2,250.0

4,467.5

44,928.0

386,461.0Item

Empty Weight

Pilot

Passenger

Passenger

Passenger

Passenger

Baggage

Baggage

Fuel

TotalWeight

(lb)

2,650

4,200Arm

(inches)

+ 86.80

+85.50

+85.50

+155.01

+118.10

+118.10

+22.50

+178.70

+93.60

+92.01

Figure 6-35. Center of gravity calculation for Piper Seneca with

weights shifted.S/N 34-7250215 through 34-7450220:

(+87.9") to (+94.6") at 4,200 lb

(+82.0") to (+94.6") at 3,400 lb

(+80.7") to (+94.6") at 2,780 lb

Straight line variation between points given.

−32 in-lb moment change due to gear

retracting landing gear

None

S/N 34-7250215 through 34-7450220:

4,200 lb—Takeoff

4,000 lb—Landing

7 (2 at +85.5", 3 at +118.1", 2 at +155.7")

200 lb (100 lb at +22.5, 100 lb at +178.7)

98 gal (2 wing tanks) at (+93.6") (93 gal

usable). See NOTE 1 for data on system fuel.CG Range

(Gear Extended)

Empty Weight

CG Range

Maximum

Weight

No. of Seats

Maximum

Baggage

Fuel Capacity

Figure 6-33. Example loading information pertaining to TCDS.

Moment

(in-lb)

230,020.0

15,390.0

18,896.0

24,801.0

22,439.0

31,918.5

1,125.0

17,870.0

44,928.0

407 , 387.50Item

Empty Weight

Pilot

Passenger

Passenger

Passenger

Passenger

Baggage

Baggage

Fuel

TotalWeight

(lb)

2,650

4,225Arm

(inches)

+ 86.80

+85.50

+118.10

+118.10

+118.10

+155.70

+22.50

+178.70

+93.60

+96.42

Figure 6-34. Center of gravity calculation for Piper Seneca.• For the forward check, the CG was within limits, so

the airplane could be flown this way.

• For the aft check, the only thing loaded in front of the

aft limit was the pilot, at an arm of 88".

• For the aft check, the fuel tank at 102" was filled, which

more than accounted for the required minimum fuel.

• For the aft check, the CG was out of limits by 0.6",

so the airplane should not be flown this way.

Equipment Change & Aircraft Alteration

When the equipment in an aircraft is changed, such as the

installation of a new radar system or ground proximity warning system, or the removal of a radio or seat, the weight

and balance of an aircraft changes. An alteration performed

on an aircraft, such as a cargo door being installed or a

reinforcing plate being attached to the spar of a wing, also

changes the weight and balance of an aircraft. Any time the

equipment is changed or an alteration is performed, the new

empty weight and EWCG must be determined. This can be

accomplished by placing the aircraft on scales and weighing

it, or by mathematically calculating the new weight and

balance. The mathematical calculation is acceptable if the

exact weight and arm of all the changes are known.

Example Calculation After an Equipment Change

A small, twin-engine airplane has some new equipment

installed and some of its existing equipment removed. The

details of the equipment changes are shown in Figure 6-38.

To calculate the new empty weight and EWCG, a four-

column chart is used. [Figure 6-39] In evaluating the weight

and balance calculation shown in Figure 6-39, the following

key points should be recognized.

• The weight of the equipment needs to be identified

with a plus or minus to signify whether it is being

installed or removed.

• The sign of the moment (plus or minus) is determined

by the signs of the weight and arm.

• The strobe and the ADF are both being removed

(negative weight), but only the strobe has a negative

moment. This is because the arm for the ADF is

also negative, and two negatives multiplied together

produce a positive result.

• The total arm is the airplane’s CG and is found by

dividing the total moment by the total weight.

6-22Moment

(in-lb)

171,032.5

13,940.0

13,940.0

4,500.0

17,812.5

221,225.0Item

Empty Weight

Pilot

Passenger

Baggage

Fuel

TotalExtreme Condition Forward Check

Weight

(lb)

1,850.0

2,452.5Arm

(inches)

+ 92.45

+82.00

+82.00

+60.00

+95.00

+90.20

Moment

(in-lb)

171,032.5

14,960.0

35,700.0

42,500.0

14,000.0

23,868.0

302,060.5Item

Empty Weight

Pilot

2 Passengers

2 Passengers

Baggage

Fuel

TotalExtreme Condition Aft Check

Weight

(lb)

1,850

3,034Arm

(inches)

+ 92.45

+88.00

+105.00

+125.00

+140.00

+102.00

+99.60

Figure 6-37. Center of gravity extreme conditions check.

100 lb at 140 " 375 hp

FUEL FUEL

95" 102"2 at 125" 2 at 105" 2 at 82"–88"

Maximum weight

Forward limit 89 "Minimum weight

Aft limit 99"

Maximum weight Minimum weight75 lb at 60"

Figure 6-36. Example airplane for extreme condition checks.

• The result of the equipment change is that the

airplane’s weight was reduced by 22.5 lb and the CG

has moved forward 0.67".

Use of Ballast

Ballast is used in an aircraft to attain the desired CG balance,

when the CG is not within limits or is not at the location

desired by the operator. It is usually located as far aft or as

far forward as possible to bring the CG within limits, while

using a minimum amount of weight.

Temporary Ballast

Temporary ballast, in the form of lead bars, heavy canvas

bags of sand, or lead shot, is often carried in the baggage

compartments to adjust the balance for certain flight

conditions. The bags are marked “Ballast XX Pounds–

Removal Requires Weight and Balance Check.” Temporary

ballast must be secured so it cannot shift its location in flight,

and the structural limits of the baggage compartment must not

be exceeded. All temporary ballast must be removed before

the aircraft is weighed.

Temporary Ballast Formula

The CG of a loaded airplane can be moved into its allowable

range by shifting passengers or cargo or by adding temporary

ballast. To determine the amount of temporary ballast needed,

use this formula:

Total wt. × dist. needed to shift CG Ballast weight =

needed Dist. between ballast and desired CG

Figures 6-36 and 6-40 show an aft adverse-loaded CG check

being performed on an airplane. In this previous example,

the airplane’s CG was out of limits by 0.6". If there were a

need or a desire to fly the airplane loaded this way, one way

to make it possible would be the installation of temporary ballast in the front of the airplane. The logical choice for

placement of this ballast is the forward baggage compartment.

The CG for this airplane is 0.6" too far aft. If the forward

baggage compartment is used as a temporary ballast location,

the ballast calculation will be as shown in Figure 6-41.

Total wt. × dist. needed to shift CG Ballast weight =

needed Dist. between ballast and desired CG

6-23Moment

(in-lb)

58,045.0

–2,040.0

55,925.8Item

Empty Weight

Radio Install

GPS Install

ELT Install

Strobe Remove

ADF Remove

Seat Remove

TotalWeight

(lb)

2,350.0

+5.8

+7.3

+2.8

2,327.5Arm

(inches)

+ 24.70

+105.00

+75.00

+60.00

Figure 6-39. Center of gravity calculation after equipment change.Airplane empty weight: 2,350 lb

Airplane EWCG: +24.7"

Airplane datum: Leading edge of the wing

Radio installed: 5.8 lb at an arm of –28"

Global positioning

system installed: 7.3 lb at an arm of –26"

Emergency locater

transmitter installed: 2.8 lb at an arm of +105"

Strobe light removed: 1.4 lb at an arm of +75"

Automatic direction

finder (ADF) removed: 3 lb at an arm of –28"

Seat removed: 34 lb at an arm of +60"

Figure 6-38. Twin-engine airplane equipment changes. 3,034 lb × (0.6") = 39"

= 46.68 lb

When ballast is calculated, the answer should always be

rounded up to the next higher whole pound, or in this case, 47

lb of ballast would be used. To ensure the ballast calculation

is correct, the weight of the ballast should be plugged back

into the four-column calculation and a new CG calculated.

The aft limit for the airplane was 99", and the new CG is at

98.96", which puts it within acceptable limits. The new CG

did not fall exactly at 99" because the amount of needed

ballast was rounded up to the next whole pound. If the ballast

could have been placed farther forward, such as being bolted

to the engine firewall, less ballast would have been needed.

That is why ballast is always placed as far away from the

affected limit as possible.

In evaluating the ballast calculation shown above, the

following key points should be recognized.

• The loaded weight of the aircraft, as identified in the

formula, is what the airplane weighed when the CG

was out of limits.

• The distance the CG is out of limits is the difference

between the CG location and the CG limit, in this case

99.6" minus 99".

• The affected limit identified in the formula is the CG

limit which has been exceeded. If the CG is too far

aft, it is the aft limit that has been exceeded.

• The aft limit for this example is 99", and the ballast is being placed in the baggage compartment at

an arm of 60". The difference between the two

is 39", the quantity divided by in the formula.

Viewed as a first-class lever problem, Figure 6-42 shows

what this ballast calculation would look like. A ballast weight

of 46.68 lb on the left side of the lever multiplied by the arm

of 39" (99 minus 60) would equal the aircraft weight of 3,034

lb multiplied by the distance the CG is out of limits, which

is 0.6" (99.6 minus 99).

Permanent Ballast

If a repair or alteration causes the aircraft CG to fall outside

of its limit, permanent ballast can be installed. Usually,

permanent ballast is made of blocks of lead painted red and

marked “Permanent Ballast–Do Not Remove.” It should be

attached to the structure so that it does not interfere with any

control action, and attached rigidly enough that it cannot be

dislodged by any flight maneuvers or rough landing. The

installation of permanent ballast results in an increase in the

aircraft empty weight, and it reduces the useful load.

Three things must be known to determine the amount of

ballast needed to bring the CG within limits: the amount

the CG is out of limits, the distance between the location of

the ballast, and the limit that is affected. If an airplane with

an empty weight of 1,876 lb has been altered so its EWCG

is +32.2, and CG range for weights up to 2,250 lb is +33.0

to +46.0, permanent ballast must be installed to move the

EWCG from +32.2 to +33.0. There is a bulkhead at fuselage

station 228 strong enough to support the ballast. To determine

the amount of ballast needed, use this formula:

Aircraft empty wt. × dist. out of limits

Ballast weight = Dist. between ballast and desired CG

1,876 lb × 0.8" =

6-24Ballast weight of

46.68 lb at an

arm of 60 "

Distance out

of limits0.6"Aircraft weight of

3,034 lb at a

CG of 99.6 "

In order to balance at the aft limit of 99", the moment to the left of

the fulcrum must equal the moment to the right of the fulcrum. The

moment to the right is the weight of the airplane multiplied by 0.6".

The moment to the left is the ballast weight multiplied by 39".

Distance from aft limit to ballast = 39 "

Figure 6-42. Ballast calculation as a first class lever.Moment

(in-lb)

302,060.5

2,820.0

304,880.5Item

Loaded Weight

Ballast

TotalWeight

(lb)

3,034

3,081Arm

(inches)

+ 99.60

+ 60.00

+98.96

Figure 6-41. Ballast calculation.

Moment

(in-lb)

171,032.5

14,960.0

35,700.0

42,500.0

14,000.0

23,868.0

302,060.5Item

Empty Weight

Pilot

2 Passengers

2 Passengers

Baggage

Fuel

TotalWeight

(lb)

1,850

3,034Arm

(inches)

+ 92.45

+ 88.00

+105.00

+125.00

+140.00

+102.00

+99.60

Figure 6-40. Extreme condition check. 228 – 33

1,500.8 = 195

= 7.7 lb

A block of lead weighing 7.7 pounds attached to the bulkhead

at fuselage station 228, moves the EWCG back to its proper

forward limit of +33. This block should be painted red and

marked “Permanent Ballast– Do Not Remove.”

Loading Graphs & CG Envelopes

The weight and balance computation system, commonly

called the loading graph and CG envelope system, is an

excellent and rapid method for determining the CG location

for various loading arrangements. This method can be applied

to any make and model of aircraft, but is more often seen

with small GA aircraft.

Aircraft manufacturers using this method of weight and

balance computation prepare graphs like those shown in

Figures 6-43 and 6-44 for each make and model aircraft

at the time of original certification. The graphs become

a permanent part of the aircraft records and are typically

found in the AFM/POH. These graphs, used in conjunction

with the empty weight and EWCG data found in the weight

and balance report, allow the pilot to plot the CG for the

loaded aircraft.

The loading graph in Figure 6-43 is used to determine the

index number (moment value) of any item or weight that may

be involved in loading the aircraft. To use this graph, find the

point on the vertical scale that represents the known weight.

Project a horizontal line to the point where it intersects the

proper diagonal weight line (i.e., pilot, copilot, baggage).

Where the horizontal line intersects the diagonal, project

a vertical line downward to determine the loaded moment

(index number) for the weight being added.

After the moment for each item of weight has been determined, all weights are added and all moments are

added. The total weight and moment is then plotted on the

CG envelope. [Figure 6-44] The total weight is plotted on the

vertical scale of the graph, with a horizontal line projected out

from that point. The total moment is plotted on the horizontal

scale of the graph, with a vertical line projected up from that

point. Where the horizontal and vertical plot lines intersect

on the graph is the CG for the loaded aircraft. If the point

where the plot lines intersect falls inside the CG envelope,

the aircraft CG is within limits. In Figure 6-44, there are two

CG envelopes, one for the aircraft in the Normal Category

and one for the aircraft in the Utility Category.

The loading graph and CG envelope shown in Figures 6-43 and

6-44 are for an airplane with the following specifications and

weight and balance data.

• Number of seats: 4

• Fuel capacity (usable): 38 gal of Avgas

• Oil capacity: 8 qt (included in empty

weight)

• Baggage: 120 lb

• Empty weight: 1,400 lb

• EWCG: 38.5"

• Empty weight moment: 53,900 in-lb

An example of loading the airplane for flight and calculating

the total loaded weight and the total loaded moment is shown

−2 0 2 4 6 8 10 12 14 16 18 20 22 24 26 28Load Weight (lb)

Moment Index (Moment/1,000)Pilot & Front PassengerRear Passenger

Fuel

OilBaggage

Figure 6-43. Aircraft loading graph.in Figures 6-45 and 6-46. The use of the loading graph to

determine the moment for each of the useful load items is

shown in Figure 6-46. The color used for each useful load

item in Figure 6-45 matches the color used for the plot on

the loading graph.

The total loaded weight of the airplane is 2,258 lb and the

total loaded moment is 99,400 in-lb. These two numbers can

now be plotted on the CG envelope to see if the airplane is

within CG limits. Figure 6-47 shows the CG envelope with

the loaded weight and moment of the airplane plotted. The

CG location shown falls within the normal category envelope,

so the airplane is within CG limits for this category.

It is interesting to note that the lines that form the CG

envelope are graphic plots of the forward and aft CG limits.

In Figure 6-47, the red line is a graphic plot of the forward

limit, and the blue and green lines are graphic plots of the

aft limit for the two different categories.

Helicopter Weight & Balance

General Concepts

All the terminology and concepts that apply to airplane

weight and balance also apply generally to helicopter weight

and balance. However, there are some specific differences

that need to be identified.

Most helicopters have a much more restricted CG range

than airplanes. In some cases, this range is less than 3". The

exact location and length of the CG range is specified for

each helicopter and usually extends a short distance fore and aft of the main rotor mast or centered between the main

rotors of a dual rotor system. Whereas airplanes have a CG

range only along the longitudinal axis, helicopters have both

longitudinal and lateral CG ranges. Because the wings extend

outward from the CG, airplanes tend to have a great deal of

lateral stability. A helicopter, on the other hand, acts like a

pendulum, with the weight of the helicopter hanging from

the main rotor shaft.

Ideally, the helicopter should have such perfect balance

that the fuselage remains horizontal while in a hover. If

the helicopter is too nose heavy or tail heavy while it is

hovering, the cyclic pitch control is used to keep the fuselage

horizontal. If the CG location is too extreme, it may not be

possible to keep the fuselage horizontal or maintain control

of the helicopter.

Helicopter Weighing

When a helicopter is being weighed, the location of both

longitudinal and lateral weighing points must be known to

determine its empty weight and EWCG. This is because

helicopters have longitudinal and lateral CG limits. As with

the airplane, the longitudinal arms are measured from the

datum, with locations behind the datum being positive arms

and locations in front of the datum being negative arms.

Laterally, the arms are measured from the butt line, which is

a line from the nose to the tail running through the middle of

the helicopter. When facing forward, arms to the right of the

butt line are positive; to the left they are negative.

Before a helicopter is weighed, it must be leveled

longitudinally and laterally. This can be done with a spirit

6-26Weight (lb)

1,400

2,258Item

Aircraft Empty Weight

Pilot

Front Passengers

Rear Passengers

Baggage

Fu el

Tot alMoment (in-lb)

53,900

6,000

4,500

15,000

9,200

10,800

99,400

Figure 6-45. Aircraft load chart.2,400

2,300

2,200

2,100

2,000

1,900

1,800

1,700

1,600

1,500

50 55 60 65 70 75 80 85 90 95 100 105 110 115Load Aircraft Weight (lb)

Loaded Aircraft Moment/1,000 (in-lb)Normal Category

Utility Category

Figure 6-44. CG envelope.

level, but often it is done with a plumb bob. For example,

the Bell JetRanger has a location inside the aft cabin where a

plumb can be attached and allowed to hang down to the cabin

floor. On the cabin floor is a plate bearing cross hairs that

correspond to the horizontal and lateral axis of the helicopter.

When the point of the plumb bob falls in the middle of the

cross hairs, the helicopter is level along both axes. If the tip

of the plumb bob falls forward of this point, the nose of the

helicopter is too low; if it falls to the left of this point, the left

side of the helicopter is too low. In other words, the tip of the

plumb bob always moves toward the low point.

A Bell JetRanger helicopter is shown in Figure 6-48 with

the leveling plate depicted on the bottom right of the figure.

The helicopter has three jack pads, two at the front and one

in the back. To weigh this helicopter, three jacks would be

placed on floor scales, and the helicopter would be raised off

the hangar floor. To level the helicopter, the jacks would be

adjusted until the plumb bob point falls exactly in the middle

of the cross hairs.As an example of weighing a helicopter, consider the Bell

JetRanger in Figure 6-48 , and the following specifications

and weighing data shown in Figure 6-49.

Using six-column charts for the calculations, the empty

weight and the longitudinal and lateral CG for the helicopter

is shown in Figure 6-50. Based on the calculations in

Figure 6-50, it has been determined that the empty weight of

the helicopter is 1,985 lb, the longitudinal CG is at +108.73",

and the lateral CG is at –0.31".

Weight and Balance— Weight-Shift Control

Aircraft and Powered Parachutes

The terminology, theory, and concepts of weight and balance

that applies to airplanes also applies to weight-shift control

aircraft and powered parachutes. Weight is still weight, and

the balance point is still the balance point. However, there are

a few differences that need to be discussed. Before reading

about the specifics of weight and balance on weight-shift

control aircraft and powered parachutes, be sure to read

about their aerodynamic characteristics in Chapter 5, Physics.

Weight-shift control aircraft and powered parachutes do not

fall under the same Code of Federal Regulations that govern

certified airplanes and helicopters and, therefore, do not have

TCDS or the same type of FAA-mandated weight and balance

reports. Weight and balance information and guidelines are

left to the individual owners and the companies with which

they work in acquiring this type of aircraft. Overall, the

industry that is supplying these aircraft is regulating itself

well, and the safety record is good for those aircraft being

operated by experienced pilots.

6-272,400

2,300

2,200

2,100

2,000

1,900

1,800

1,700

1,600

1,500

50 55 60 65 70 75 80 85 90 95 100 105 110 115Load Aircraft Weight (lb)

Loaded Aircraft Moment/1,000 (in-lb)Normal Category

CG Location

Aft LimitForward Limit

Utility Category

Figure 6-47. CG envelope example plot.360

−2 0 2 4 6 8 10 12 14 16 18 20 22 24 26 28Load Weight (lb)

Moment Index (Moment/1,000)Pilot & Front PassengerRear Passenger

Fuel

OilBaggage

Figure 6-46. Example plots on a loading graph.

Weight-Shift Control Aircraft

Weight-shift control aircraft, commonly known by the name

“trikes,” have very few options for loading, because they have

very few places to put useful load items. Some trikes have

only one seat and a fuel tank, so the only variables for a flight

are amount of fuel and weight of the pilot. Some trikes have

two seats and a small storage bin in addition to the fuel tank.

The most significant factor affecting the weight and balance

of a trike is the weight of the pilot; if the aircraft has two seats,

the weight of the passenger must be considered. The trike

acts somewhat like a single main rotor helicopter because the weight of the aircraft is hanging like a pendulum under

the wing. Figure 6-51 shows a two-place trike, in which the

mast and the nose strut come together slightly below the

wing attach point. When the trike is in flight, the weight of

the aircraft is hanging from the wing attach point. The weight

of the engine and fuel is behind this point, the passenger is

almost directly below this point, and the pilot is forward of

this point. The balance of the aircraft is determined by how

all these weights compare.

The wing attach point, with respect to the wing keel, is an

adjustable location. The attach point can be loosened and

6-28moved slightly forward or slightly aft, depending on the

weight of the occupants. For example, if the aircraft is flown

by a person that weighs more, the attach point can be moved

a little farther aft, bringing the wing forward, to compensate

for the change in CG. Figure 6-52 shows a close-up of the

wing attach point, and the small amount of forward and aft

movement that is available.

Powered Parachutes

Powered parachutes have many of the same characteristics

as weight-shift aircraft when it comes to weight and balance.

They have the same limited loading, with only one or two seats

and a fuel tank. They also act like a pendulum, with the weight

of the aircraft hanging beneath the inflated wing (parachute).

The point at which the inflated wing attaches to the structure

of the aircraft is adjustable to compensate for pilots and

passengers of varying weights. With a very heavy pilot, the

wing attach point would be moved forward to prevent the

aircraft from being too nose heavy. Figure 6-53 shows the

structure of a powered parachute with the adjustable wing

attach points.

Weight & Balance for Large Airplanes

Weight and balance for large airplanes is almost identical

to what it is for small airplanes, on a much larger scale. If a

technician can weigh a small airplane and calculate its empty

weight and EWCG, that same technician should be able to

do it for a large airplane. The jacks and scales are larger, and

it may take more personnel to handle the equipment, but the

concepts and processes are the same.

Built-In Electronic Weighing

One difference that may be found with large airplanes is the

incorporation of electronic load cells in the aircraft’s landing

gear. With this type of system, the airplane can weigh itself as

it sits on the tarmac. The load cells are built into the axles of

the landing gear, or the landing gear strut, and they work in

the same manner as load cells used with jacks. This system is

currently in use on the Boeing 747-400, Boeing 777, Boeing

787, McDonnell Douglas MD-11, and the wide body Airbus

airplanes like the A-330, A-340, and A-380.

The Boeing 777 utilizes two independent systems that

provide information to the airplane’s flight management

system (FMS). If the two systems agree on the weight and

CG of the airplane, the data being provided are considered

accurate and the airplane can be dispatched based on that

information. The flight crew has access to the information

on the flight deck by accessing the FMS and bringing up the

weight and balance page.Mean Aerodynamic Chord

On small airplanes and on all helicopters, the CG location

is identified as being a specific number of inches from the

datum. The CG range is identified the same way. On larger

airplanes, from private business jets to large jumbo jets, the

CG and its range are typically identified in relation to the

width of the wing.

The width of the wing on an airplane is known as the chord.

If the leading edge and trailing edge of a wing are parallel to

each other, the chord of the wing is the same along the wing’s

length. Business jets and commercial transport airplanes

have wings that are tapered and that are swept back, so the

width of their wings is different along their entire length.

The width is greatest where the wing meets the fuselage

and progressively decreases toward the tip. In relation to the

aerodynamics of the wing, the average length of the chord

on these tapered swept-back wings is known as the mean

aerodynamic chord (MAC).

On these larger airplanes, the CG is identified as being at a

location that is a specific percent of the mean aerodynamic

chord (% MAC). For example, imagine that the MAC on

an airplane is 100", and the CG falls 20" behind the leading

edge of the MAC. That means it falls one-fifth of the way

back, or at 20 percent of the MAC.

Figure 6-54 shows a large twin-engine commercial transport

airplane. The datum is forward of the nose of the airplane,

and all the arms are being measured from that point. The CG

for the airplane is shown as an arm measured in inches. In

the lower left corner of the figure, a cross section of the wing

is shown, with the same CG information being presented.

To convert the CG location from inches to a percent of MAC,

for the airplane shown in Figure 6-54, the steps are as follows:

1. Identify the CG location, in inches from the datum.

2. Identify the leading edge of the MAC (LEMAC), in

inches from the datum.

3. Subtract LEMAC from the CG location.

4. Divide the difference by the length of the MAC.

5. Convert the result in decimals to a percentage by

multiplying by 100.

As a formula, the solution to solve for the percent of MAC

would be:

CG – LEMAC Percent of MAC = × 100 MAC

The result using the numbers shown in Figure 6-52 would be:

CG – LEMAC Percent of MAC = × 100 MAC

6-2955.16" forward of the front jack point

centerline

Plumb line from ceiling left rear cabin to

index plate on floor

+106" to +111.4" at 3,200 lb

+106" to +112.1" at 3,000 lb

+106" to +112.4" at 2,900 lb

+106" to +113.4" at 2,600 lb

+106" to +114.2" at 2,350 lb

+106" to +114.2" at 2,100 lb

Straight line variation between points

2.3" left to 3.0" right at longitudinal CG

+ 106.0"

3.0" left to 4.0" right at longitudinal CG

+108" to +114.2"

Straight line variation between points

Empty weight includes unusable fuel

and unusable oilDatum:

Leveling Means:

Longitudinal CG

Limits:

Lateral CG

Limits:

Fuel and Oil: Left Front

Scale Reading:

Left Front

Jack Point:

Right Front

Scale Reading:

Right Front

Jack Point:

After Scales

Reading:

Aft Jack Point:

Notes:650 lb

Longitudinal arm of +55.16"

Lateral arm of –25"

625 lb

Longitudinal arm of +55.16"

Lateral arm of +25"

710 lb

Longitudinal arm of +204.92"

Lateral arm of 0.0"

The helicopter was weighed with unusable

fuel and oil. Electronic scales were used

and zeroed with the jacks in place, so no

tare weight needs to be accounted for.

Figure 6-49. Specifications and weighing data for Bell JetRanger.

Forward ballast station

+13"

Forward jack point +55.16"

+25" and −25" laterally

Datum

Leveling plate

+117.7"Plumb bob

Leveling plate with crosshairsAft jack point

+204.92"Aft ballast station

+377"

Left sideRight side

NoseTail

Figure 6-48. Bell JetRanger.

Figure 6-51. Weight and balance for a weight-shift control aircraft.Longitudinal CG Calculation

Item Scale (lb) Tare Wt. (lb) Nt. Wt. (lb) Arm (inches) Moment (in-lb)

Left Front 650 0 650 +55.16 35,854.0

Right Front 625 0 625 +55.16 34,475.0

Aft 710 0 710 +204.92 145,493.2

Total 1,985 1,985 +108.73 215,822.2

Lateral CG Calculation

Item Scale (lb) Tare Wt. (lb) Nt. Wt. (lb) Arm (inches) Moment (in-lb)

Left Front 650 0 650 −25 −16,250

Right Front 625 0 625 +25 +15,625

Aft 710 0 710 0 0

Total 1,985 1,985 +.31 −625

Figure 6-50. Center of gravity calculation for Bell JetRanger.

Figure 6-52. Wing attach point for a weight-shift control aircraft.

Nosewheel steering

Throttle

Pivot bar

to control turningWing attachment point

adjustable for CG

Wing attachment point

adjustable for CG

Figure 6-53. Powered parachute structure with wing attach points.

945 – 900 = × 100 180

= 25 percent

If the CG is known in percent of MAC, and there is a need

to know the CG location in inches from the datum, the

conversion would be done as follows:

1. Convert the percent of MAC to a decimal by dividing

by 100.

2. Multiply the decimal by the length of the MAC.

Center of gravity

945"

CG at 945"Leading edge of MAC

900"

DatumTrailing edge of MAC

1,080"

LEMAC 900"

Chord line

MAC = 180"45"MAC=180"

Figure 6-54. Center of gravity location on a large commercial transport.

3. Add this number to LEMAC.

As a formula, the solution to convert a percent of MAC to

an inch value would be:

CG in inches = % MAC ÷ 100 × MAC + LEMAC

For the airplane in Figure 6-54, if the CG was at 32.5 percent

of the MAC, the solution would be:

CG in inches = % MAC ÷ 100 × MAC + LEMAC

= 32.5 ÷ 100 × 180 + 900

= 958.5

Weight & Balance Records

When a technician gets involved with the weight and balance

of an aircraft, it almost always involves a calculation of the

aircraft’s empty weight and EWCG. Only on rare occasions

are technicians involved in calculating adverse-loading CG checks, how much ballast is needed, or the loaded weight

and balance of the aircraft. Calculating the empty weight

and EWCG might involve putting the aircraft on scales and

weighing it, or a pencil and paper exercise after installing a

new piece of equipment.

The FAA requires that a current and accurate empty weight

and EWCG be known for an aircraft. This information must

be included in the weight and balance report, which is a part

of the aircraft permanent records. The weight and balance

report must be in the aircraft when it is being flown.

There is no required format for this report, but Figure 6-55

is a good example of recording the data obtained from

weighing an aircraft. As it is currently laid out, the form

would accommodate either a tricycle gear or tail dragger

airplane. Depending on the gear type, either the nose or the

tail row would be used. If an airplane is being weighed using

jacks and load cells, or if a helicopter is being weighed, the

6-32Aircraft Weight and Balanc e Rep ort

Results of A ircraft Weighing

Make Model

Serial # N#

Datum Location

Leveling Means

Scale Arms: Nose Tail Left Main Right Main

Scale Weights: Nose Tail Left Main Right Main

Tare Weights: Nose Tail Left Main Right Main

Weight and Balanc e Calcula tion

Aircraft Current Empty Weight:

Aircraft Current Empty Weight CG:

Aircraft Maximum Weight:

Aircraft Useful Load:

Computed By:

Certificate #: (print name)

(signature)

(A&P, Repair Station, etc.)

Date: Item

Nose

Tail

Left Main

Right Main

Subtotal

Fuel

Oil

Misc.

TotalScale (lb) Tare Wt. (lb) Net Wt. (lb) Arm (inches) Moment (in-lb)

Figure 6-55. Aircraft weight and balance report.

6-33item names must be changed to reflect the weight locations.

If an equipment change is being done on an aircraft, and the

new weight and balance is calculated mathematically instead

of weighing the aircraft, the same type of form shown in

Figure 6-55 can be used. The only change would be the use

of a four-column solution, instead of six columns, and there

would be no tare weight or involvement with fuel and oil.

Aircraft Materials, Hardware, &

Processes

Chapter 7

Aircraft Metals

Knowledge and understanding of the uses, strengths,

limitations, and other characteristics of structural metals

is vital to properly construct and maintain any equipment,

especially airframes. In aircraft maintenance and repair,

even a slight deviation from design specification, or the

substitution of inferior materials, may result in the loss of

both lives and equipment. The use of unsuitable materials can

readily erase the finest craftsmanship. The selection of the

correct material for a specific repair job demands familiarity

with the most common physical properties of various metals.

Properties of Metals

Of primary concern in aircraft maintenance are such general

properties of metals and their alloys as hardness, malleability,

ductility, elasticity, toughness, density, brittleness, fusibility,

conductivity contraction and expansion, and so forth. These

terms are explained to establish a basis for further discussion

of structural metals.

Hardness

Hardness refers to the ability of a material to resist abrasion,

penetration, cutting action, or permanent distortion. Hardness

may be increased by cold-working the metal and, in the case

of steel and certain aluminum alloys, by heat-treatment.

Structural parts are often formed from metals in their soft

state and are then heat-treated to harden them so that the

finished shape is retained. Hardness and strength are closely

associated properties of metals.

Strength

One of the most important properties of a material is strength.

Strength is the ability of a material to resist deformation.

Strength is also the ability of a material to resist stress without

breaking. The type of load or stress on the material affects

the strength it exhibits.

Density

Density is the weight of a unit volume of a material. In

aircraft work, the specified weight of a material per cubic

inch is preferred since this figure can be used in determining

the weight of a part before actual manufacture. Density is

an important consideration when choosing a material to be

used in the design of a part to maintain the proper weight

and balance of the aircraft.Malleability

A metal that can be hammered, rolled, or pressed into various

shapes without cracking, breaking, or leaving some other

detrimental effect, is said to be malleable. This property is

necessary in sheet metal that is worked into curved shapes,

such as cowlings, fairings, or wingtips. Copper is an example

of a malleable metal.

Ductility

Ductility is the property of a metal that permits it to be

permanently drawn, bent, or twisted into various shapes

without breaking. This property is essential for metals used in

making wire and tubing. Ductile metals are greatly preferred

for aircraft use because of their ease of forming and resistance

to failure under shock loads. For this reason, aluminum alloys

are used for cowl rings, fuselage and wing skin, and formed

or extruded parts, such as ribs, spars, and bulkheads. Chrome

molybdenum steel is also easily formed into desired shapes.

Ductility is similar to malleability.

Elasticity

Elasticity is a property that enables a metal to return to

its original size and shape when the force that causes the

change of shape is removed. This property is extremely

valuable, because it would be highly undesirable to have

a part permanently distorted after an applied load was

removed. Each metal has a point known as the elastic limit,

beyond which it cannot be loaded without causing permanent

distortion. In aircraft construction, members and parts are so

designed that the maximum loads to which they are subjected

do not stress them beyond their elastic limits. This desirable

property is present in spring steel.

Toughness

A material that possesses toughness withstands tearing or

shearing and may be stretched or otherwise deformed without

breaking. Toughness is a desirable property in aircraft metals.

Brittleness

Brittleness is the property of a metal that allows little bending

or deformation without shattering. A brittle metal is apt to

break or crack without change of shape. Because structural

metals are often subjected to shock loads, brittleness is not a

7-2very desirable property. Cast iron, cast aluminum, and very

hard steel are examples of brittle metals.

Fusibility

Fusibility is the ability of a metal to become liquid by

the application of heat. Metals are fused in welding.

Steels fuse around 2,600 °F and aluminum alloys at

approximately 1,100 °F.

Conductivity

Conductivity is the property that enables a metal to carry heat

or electricity. The heat conductivity of a metal is especially

important in welding, because it governs the amount of heat

that is required for proper fusion. Conductivity of the metal,

to a certain extent, determines the type of jig to be used to

control expansion and contraction. In aircraft, electrical

conductivity must also be considered in conjunction with

bonding to eliminate radio interference.

Thermal Expansion

Thermal expansion refers to contraction and expansion that

are reactions produced in metals as the result of heating or

cooling. Heat applied to a metal causes it to expand or become

larger. Cooling and heating affect the design of welding jigs,

castings, and tolerances necessary for hot rolled material.

Ferrous Aircraft Metals

Many different metals are required in the repair of aircraft.

This is a result of the varying needs with respect to strength,

weight, durability, and resistance to deterioration of specific

structures or parts. In addition, the particular shape or form of

the material plays an important role. In selecting materials for

aircraft repair, these factors (plus many others) are considered

in relation to the mechanical and physical properties. Among

the common materials used are ferrous metals. The term

“ferrous” applies to the group of metals having iron as their

principal element.

Iron

If carbon is added to iron in percentages ranging up to

approximately 1 percent, the product is vastly superior to iron

alone and is classified as carbon steel. Carbon steel forms

the base of those alloy steels produced by combining carbon

steel with other elements known to improve the properties of

steel. A base metal (such as iron) to which small quantities of

other metals have been added is called an alloy. The addition

of other metals changes or improves the chemical or physical

properties of the base metal for a particular use.

Steel and Steel Alloys

To facilitate the discussion of steels some familiarity with

their nomenclature is desirable. A numerical index, sponsored by the Society of Automotive Engineers (SAE) and the

American Iron and Steel Institute (AISI), is used to identify

the chemical compositions of the structural steels. In this

system, a four-numeral series is used to designate the plain

carbon and alloy steels; five numerals are used to designate

certain types of alloy steels. The first two digits indicate the

type of steel, the second digit also generally (but not always)

gives the approximate amount of the major alloying element,

and the last two (or three) digits are intended to indicate

the approximate middle of the carbon range. However, a

deviation from the rule of indicating the carbon range is

sometimes necessary.

Small quantities of certain elements are present in alloy

steels that are not specified as required. These elements are

considered as incidental and may be present to the maximum

amounts as follows: copper, 0.35 percent; nickel, 0.25

percent; chromium, 0.20 percent; molybdenum, 0.06 percent.

The list of standard steels is altered from time to time to

accommodate steels of proven merit and to provide for

changes in the metallurgical and engineering requirements

of industry. [Figure 7-1]

Metal stock is manufactured in several forms and shapes,

including sheets, bars, rods, tubing, extrusions, forgings,

and castings. Sheet metal is made in a number of sizes

and thicknesses. Specifications designate thicknesses in

thousandths of an inch. Bars and rods are supplied in a variety

of shapes, such as round, square, rectangular, hexagonal, and

octagonal. Tubing can be obtained in round, oval, rectangular,

or streamlined shapes. The size of tubing is generally

specified by outside diameter and wall thickness.

The sheet metal is usually formed cold in machines, such as

presses, bending brakes, draw benches, or rolls. Forgings are

shaped or formed by pressing or hammering heated metal

in dies. Pouring molten metal into molds produces castings.

Machining finishes the casting.

Spark testing is a common means of identifying various

ferrous metals. In this test, the piece of iron or steel is held

against a revolving grinding stone, and the metal is identified

by the sparks thrown off. Each ferrous metal has its own

peculiar spark characteristics. The spark streams vary from

a few tiny shafts to a shower of sparks several feet in length.

(Few nonferrous metals give off sparks when touched to a

grinding stone. Therefore, these metals cannot be successfully

identified by the spark test.)

Identification by spark testing is often inexact unless

performed by an experienced person or the test pieces differ

greatly in their carbon content and alloying elements.

7-3Wrought iron produces long shafts that are straw colored as

they leave the stone and white at the end. Cast iron sparks

are red as they leave the stone and turn to a straw color.

Low carbon steels give off long, straight shafts having a few

white sprigs. As the carbon content of the steel increases, the

number of sprigs along each shaft increases and the stream

becomes whiter in color. Nickel steel causes the spark stream

to contain small white blocks of light within the main burst.

Types, Characteristics, and Uses of Alloyed Steels

Steel containing carbon in percentages ranging from 0.10 to

0.30 percent is classed as low carbon steel. The equivalent

SAE numbers range from 1010 to 1030. Steels of this grade

are used for making items, such as safety wire, certain nuts,

cable bushings, or threaded rod ends. This steel in sheet

form is used for secondary structural parts and clamps and

in tubular form for moderately stressed structural parts.

Steel containing carbon in percentages ranging from 0.30 to

0.50 percent is classed as medium carbon steel. This steel

is especially adaptable for machining or forging and where

surface hardness is desirable. Certain rod ends and light

forgings are made from SAE 1035 steel.

Steel containing carbon in percentages ranging from 0.50 to

1.05 percent is classed as high carbon steel. The addition of

other elements in varying quantities adds to the hardness of

this steel. In the fully heat-treated condition, it is very hard,

withstands high shear and wear, and has little deformation. It

has limited use in aircraft. SAE 1095 in sheet form is used for

making flat springs and in wire form for making coil springs.

The various nickel steels are produced by combining nickel

with carbon steel. Steels containing from 3 to 3.75 percent

nickels are commonly used. Nickel increases the hardness,

tensile strength, and elastic limit of steel without appreciably

decreasing the ductility. It also intensifies the hardening effect

of heat-treatment. SAE 2330 steel is used extensively for

aircraft parts, such as bolts, terminals, keys, clevises, and pins.

Chromium steel is high in hardness, strength, and corrosion-

resistant properties and is particularly adaptable for heat-treated

forgings, which require greater toughness and strength than

may be obtained in plain carbon steel. It can be used for articles

such as the balls and rollers of antifriction bearings. Chrome-

nickel or stainless steels are the corrosion resistant metals.

The anticorrosive degree of this steel is determined by the

surface condition of the metal, as well as by the composition,

temperature, and concentration of the corrosive agent. The

principal alloy of stainless steel is chromium. The corrosion

resistant steel most often used in aircraft construction is known

as 18-8 steel because its content is 18 percent chromium and

8 percent nickel. One of the distinctive features of 18-8 steel is that cold-working may increase its strength.

Stainless steel may be rolled, drawn, bent, or formed to any

shape. Because these steels expand about 50 percent more

than mild steel and conduct heat only about 40 percent as

rapidly, they are more difficult to weld. Stainless steel can be

used for almost any part of an aircraft. Some of its common

applications are the fabrication of exhaust collectors, stacks

and manifolds, structural and machined parts, springs,

castings, tie rods, and control cables.

The chrome-vanadium steels are made of approximately

18 percent vanadium and about 1 percent chromium. When

heat-treated, they have strength, toughness, and resistance to

wear and fatigue. A special grade of this steel in sheet form

can be cold formed into intricate shapes. It can be folded and

flattened without signs of breaking or failure. SAE 6150 is

used for making springs; chrome-vanadium with high carbon

content, SAE 6195, is used for ball and roller bearings.

Molybdenum in small percentages is used in combination

with chromium to form chrome-molybdenum steel, which

has various uses in aircraft. Molybdenum is a strong alloying

element. It raises the ultimate strength of steel without

affecting ductility or workability. Molybdenum steels are

tough and wear resistant, and they harden throughout when

heat-treated. They are especially adaptable for welding and,

for this reason, are used principally for welded structural

parts and assemblies. This type steel has practically replaced

carbon steel in the fabrication of fuselage tubing, engine

mounts, landing gears, and other structural parts. For example,

a heat-treated SAE X4130 tube is approximately four times

as strong as an SAE 1025 tube of the same weight and size.

A series of chrome-molybdenum steel most used in aircraft

construction is that series containing 0.25 to 0.55 percent

carbon, 0.15 to 0.25 percent molybdenum, and 0.50 to 1.10

percent chromium. These steels, when suitably heat-treated,

are deep hardening, easily machined, readily welded by either

gas or electric methods, and are especially adapted to high

temperature service.

Inconel is a nickel-chromium-iron alloy closely resembling

stainless steel (corrosion resistant steel (CRES)) in

appearance. Aircraft exhaust systems use both alloys

interchangeably. Because the two alloys look very much

alike, a distinguishing test is often necessary. One method

of identification is to use an electrochemical technique, as

described in the following paragraph, to identify the nickel

(Ni) content of the alloy. Inconel has nickel content greater

than 50 percent, and the electrochemical test detects nickel.

The tensile strength of Inconel is 100,000 pounds per square

7-4 Series Designation Types

10xx Non-sulfurized carbon steels

11xx Resulfurized carbon steels (free machining)

12xx Rephosphorized and resulfurized carbon steels (free machining)

13xx Manganese 1.75%

*23xx Nickel 3.50%

*25xx Nickel 5.00%

31xx Nickel 1.25%, chromium 0.65%

33xx Nickel 3.50%, chromium 1.55%

40xx Molybdenum 0.20 or 0.25%

41xx Chromium 0.50% or 0.95%, molybdenum 0.12 or 0.20%

43xx Nickel 1.80%, chromium 0.5 or 0.80%, molybdenum 0.25%

44xx Molybdenum 0.40%

45xx Molybdenum 0.52%

46xx Nickel 1.80%, molybdenum 0.25%

47xx Nickel 1.05% chromium 0.45%, molybdenum 0.20 or 0.35%

48xx Nickel 3.50%, molybdenum 0.25%

50xx Chromium 0.25, or 0.40 or 0.50%

50xxx Carbon 1.00%, chromium 0.50%

51xx Chromium 0.80, 0.90, 0.95 or 1.00%

51xxx Carbon 1.00%, chromium 1.05%

52xxx Carbon 1.00%, chromium 1.45%

61xx Chromium 0.60, 0.80, 0.95%, vanadium 0.12%, 0.10% min., or 0.15% min.

81xx Nickel 0.30%, chromium 0.40%, molybdenum 0.12%

86xx Nickel 0.55%, chromium 0.50%, molybdenum 0.20%

87xx Nickel 0.55%, chromium 0.05%, molybdenum 0.25%

88xx Nickel 0.55%, chromium 0.05%, molybdenum 0.35%

92xx Manganese 0.85%, silicon 2.00%, chromium 0 or 0.35%

93xx Nickel 3.25%, chromium 1.20%, molybdenum 0.12%

94xx Nickel 0.45%, chromium 0.40%, molybdenum 0.12%

98xx Nickel 1.00%, chromium 0.80%, molybdenum 0.25%

*Not included in the current list of standard steels

Figure 7-1. SAE numerical index.

inch (psi) annealed, and 125,000 psi when hard rolled. It is

highly resistant to salt water and can withstand temperatures

as high as 1,600 °F. Inconel welds readily and has working

qualities like those of corrosion resistant steels.Electrochemical Test

Prepare a wiring assembly as shown in Figure 7-2 , and prepare

the two reagents (ammonium fluoride and dimethylglyoxime

solutions) placing them in separate dedicated dropper solution

7-5Aluminum rod stock9v battery

− +LED

Alligator clip

Figure 7-2. Wiring assembly schematic.bottles. Before testing, you must thoroughly clean the metal for

the electrolytic deposit to take place. You may use nonmetallic

hand scrubbing pads or 320–600 grit “crocus cloth” to remove

deposits and corrosion products (thermal oxide).

Connect the alligator clip of the wiring assembly to the bare

metal being tested. Place one drop of a 0.05 percent reagent

grade ammonium fluoride solution in deionized water on

the center of a 1 inch × 1 inch sheet of filter paper. Lay the

moistened filter paper over the bare metal alloy being tested.

Firmly press the end of the aluminum rod over the center

of the moist paper. Maintain connection for 10 seconds

while rocking the aluminum rod on the filter paper. Ensure

that the light emitting diode (LED) remains lit (indicating

good electrical contact and current flow) during this period.

Disconnect the wiring assembly and set it aside. Remove

the filter paper and examine it to determine that a light spot

appears where the connection was made.

Deposit one drop of 1.0 percent solution of reagent grade

dimethylglyoxime in ethyl alcohol on the filter paper (same

side that was in contact with the test metal). A bright,

distinctly pink spot will appear within seconds on the filter

paper if the metal being tested is Inconel. A brown spot will

appear if the test metal is stainless steel. Some stainless-steel

alloys may leave a very light pink color. However, the shade

and depth of color will be far less than would appear for

Inconel. For flat surfaces, the test spot will be circular while

for curved surfaces, such as the outside of a tube or pipe,

the test spot may appear as a streak. (Refer to Figure 7-3 for

sample test results.) This procedure should not be used in the

heat-affected zone of weldments or on nickel coated surfaces.

Nonferrous Aircraft Metals

The term “nonferrous” refers to all metals that have elements

other than iron as its base or principal constituent. This

group includes metals, such as aluminum, titanium, copper,

and magnesium, as well as alloyed metals, such as Monel

and Babbitt.

Aluminum & Aluminum Alloys

Commercially pure aluminum is a white lustrous metal,

which stands second in the scale of malleability, sixth

in ductility, and ranks high in its resistance to corrosion.

Aluminum combined with various percentages of other

metals forms alloys, which are used in aircraft construction.

Aluminum alloys with principal alloying ingredients are

manganese, chromium, or magnesium and silicon show

little attack in corrosive environments. Alloys with which

substantial percentages of copper are more susceptible to

corrosive action. The total percentage of alloying elements

is seldom more than 6 or 7 percent in the wrought alloys.Aluminum is one of the most widely used metals in modern

aircraft construction. It is vital to the aviation industry because

of its high strength-to-weight ratio and its comparative ease

of fabrication. The outstanding characteristic of aluminum

is its lightweight. Aluminum melts at the comparatively low

temperature of 1,250 °F. It is nonmagnetic and is an excellent

conductor.

Commercially pure aluminum has a tensile strength of about

13,000 psi, but rolling or other cold-working processes

may approximately double its strength. By alloying with

other metals, or by using heat-treating processes, the tensile

strength may be raised to as high as 65,000 psi or to within

the strength range of structural steel.

Aluminum alloys, although strong, are easily worked because

they are malleable and ductile. They may be rolled into

sheets as thin as 0.0017 inch or drawn into wire 0.004 inch

in diameter. Most aluminum alloy sheet stock used in aircraft

construction range from 0.016 to 0.096 inch in thickness;

however, some of the larger aircraft use sheet stock that may

be as thick as 0.356 inch.

The various types of aluminum may be divided into two

general classes:

• Casting alloys (those suitable for casting in sand,

permanent mold, or die castings)

• Wrought alloys (those which may be shaped by rolling,

drawing, or forging).

Of these two, the wrought alloys are the most widely used

in aircraft construction, being used for stringers, bulkheads,

skin, rivets, and extruded sections.

Aluminum casting alloys are divided into two basic groups.

In one, the physical properties of the alloys are determined

by the alloying elements and cannot be changed after the

metal is cast. In the other, the alloying elements make it

Figure 7-3. Electrochemical test results of Inconel (In) and stainless

steel (SS) alloys.possible to heat-treat the casting to produce the desired

physical properties.

A letter preceding the alloy number identifies the casting

alloys. When a letter precedes a number, it indicates a slight

variation in the composition of the original alloy. This

variation in composition is simply to impart some desirable

quality. For example, in casting alloy 214, the addition of zinc

to improve its pouring qualities is indicated by the letter A

in front of the number, thus creating the designation A214.

When castings have been heat-treated, the heat-treatment

and the composition of the casting is indicated by the letter

T, followed by an alloying number. An example of this

is the sand casting alloy 355, which has several different

compositions and tempers and is designated by 355-T6,

355-T51, or C355-T51.

Aluminum alloy castings are produced by one of three basic

methods: sand mold, permanent mold, or die cast. In casting

aluminum, it is important to note that in most cases different

types of alloys must be used for different types of castings.

Sand castings and die-castings require different types of

alloys than those used in permanent molds.

Sand and permanent mold castings are parts produced by

pouring molten metal into a previously prepared mold,

allowing the metal to solidify or freeze and then removing the

part. If the mold is made of sand, the part is a sand casting; if

it is a metallic mold (usually cast iron), the part is a permanent

mold casting. Sand and permanent castings are produced by

pouring liquid metal into the mold, the metal flowing under

the force of gravity alone.

The two principal types of sand casting alloys are 112 and

212. Little difference exists between the two metals in

mechanical properties, since both are adaptable to a wide

range of products.

The permanent mold process is a later development of the

sand casting process, the major difference being in the material from which the molds are made. The advantage of

this process is that there are fewer openings (called porosity)

than in sand castings. The sand and the binder, which is mixed

with the sand to hold it together, give off a certain amount of

gas, that causes porosity in a sand casting.

Permanent mold castings are used to obtain higher

mechanical properties, better surfaces, or more accurate

dimensions. There are two specific types of permanent

mold castings: permanent metal mold with metal cores, and

semi-permanent types containing sand cores. Because finer

grain structure is produced in alloys subjected to the rapid

cooling of metal molds, they are far superior to the sand type

castings. Alloys 122, A132, and 142 are commonly used in

permanent mold castings, the principal uses of which are in

internal combustion engines.

Die-castings used in aircraft are usually aluminum or

magnesium alloy. If weight is of primary importance,

magnesium alloy is used, because it is lighter than aluminum

alloy. However, aluminum alloy is frequently used because

it is stronger than most magnesium alloys.

Forcing molten metal under pressure into a metallic die and

allowing it to solidify produces a die-casting; then the die is

opened and the part removed. The basic difference between

permanent mold casting and die-casting is that in the permanent

mold process, the metal flows into the die under gravity. In the

die-casting operation, the metal is forced under great pressure.

Die-castings are used where relatively large production of

a given part is involved. Remember, any shape that can be

forged, can be cast.

Wrought aluminum and wrought aluminum alloys are divided

into two general classes: non-heat-treatable alloys and heat-

treatable alloys.

Non-heat-treatable alloys are those in which the mechanical

properties are determined by the amount of cold-work

introduced after the final annealing operation. The mechanical

properties obtained by cold-working are destroyed by any

subsequent heating and cannot be restored except by

additional cold-working, which is not always possible. The

“full hard” temper is produced by the maximum amount of

cold-work that is commercially practicable. Metal in the “as

fabricated” condition is produced from the ingot without any

subsequent controlled amount of cold-working or thermal

treatment. There is, consequently, a variable amount of strain

hardening depending upon the thickness of the section.

For heat-treatable aluminum alloys, the mechanical properties

are obtained by heat-treating to a suitable temperature,

7-7holding at that temperature long enough to allow the alloying

constituent to enter into solid solution, and then quenching

to hold the constituent in solution. The metal is left in a

supersaturated, unstable state and is then age hardened either

by natural aging at room temperature or by artificial aging at

some elevated temperature.

Wrought Aluminum

Wrought aluminum and wrought aluminum alloys are

designated by a four-digit index system. The system is broken

into three distinct groups: 1xxx group, 2xxx through 8xxx

group, and 9xxx group (which is currently unused).

The first digit of a designation identifies the alloy type. The

second digit indicates specific alloy modifications. Should the

second number be zero, it would indicate no special control

over individual impurities. Digits 1 through 9, however, when

assigned consecutively as needed for the second number in

this group, indicate the number of controls over individual

impurities in the metal.

The last two digits of the 1xxx group are used to indicate

the hundredths of 1 percent above the original 99 percent

designated by the first digit. Thus, if the last two digits were

30, the alloy would contain 99 percent plus 0.30 percent of

pure aluminum, or a total of 99.30 percent pure aluminum.

Examples of alloys in this group are:

• 1100—99.00 percent pure aluminum with one control

over individual impurities.

• 1130—99.30 percent pure aluminum with one control

over individual impurities.

• 1275—99.75 percent pure aluminum with two controls

over individual impurities.

In the 2xxx through 8xxx groups, the first digit indicates the major

alloying element used in the formation of the alloy as follows:

• 2xxx—copper

• 3xxx—manganese

• 4xxx—silicon

• 5xxx—magnesium

• 6xxx—magnesium and silicon

• 7xxx—zinc

• 8xxx—other elements

In the 2xxx through 8xxx alloy groups, the second digit in

the alloy designation indicates alloy modifications. If the

second digit is zero, it indicates the original alloy, while digits

1 through 9 indicate alloy modifications. The last two of the

four digits in the designation identify the different alloys in the group. [Figure 7-4]

Effect of Alloying Element

1000 series: 99 percent aluminum or higher, excellent

corrosion resistance, high thermal and electrical conductivity,

low mechanical properties, excellent workability. Iron and

silicon are major impurities.

2000 series: Copper is the principal alloying element.

Solution heat-treatment, optimum properties equal to mild

steel, poor corrosion resistance unclad. It is usually clad

with 6000 or high purity alloy. Its best-known alloy is 2024.

3000 series: Manganese is the principal alloying element

of this group, which is generally non-heat-treatable. The

percentage of manganese that is alloy effective is 1.5 percent.

The most popular is 3003, which is of moderate strength and

has good working characteristics.

4000 series: Silicon is the principal alloying element of

this group and lowers melting temperature. Its primary

use is in welding and brazing. When used in welding heat-

treatable alloys, this group responds to a limited amount

of heat-treatment.

5000 series: Magnesium is the principal alloying element.

It has good welding and corrosion resistant characteristics.

High temperatures (over 150 °F) or excessive cold-working

increases susceptibility to corrosion.

6000 series: Silicon and magnesium form magnesium

silicide, which makes alloys heat-treatable. It is of medium

strength, good forming qualities, and has corrosion

resistant characteristics.

7000 series: Zinc is the principal alloying element. The

most popular alloy of the series is 6061. When coupled with

magnesium, it results in heat-treatable alloys of very high

strength. It usually has copper and chromium added. The

principal alloy of this group is 7075.

Hardness Identification

Where used, the temper designation follows the alloy

designation and is separated from it by a dash (i.e., 7075-

T6, 2024-T4, and so forth). The temper designation consists

of a letter indicating the basic temper, which may be more

specifically defined by the addition of one or more digits.

These designations are as follows:

• F—as fabricated

• O—annealed, recrystallized (wrought products only)

• H—strain hardened

7-8AlloyPercentage of Alloying Elements

Aluminum and normal impurities constitute remainder

1100 — — — — — — — — —

3003 — — 1.2 — — — — — —

2011 5.5 — — — — — — 0.5 0.5

2014 4.4 0.8 0.8 0.4 — — — — —

2017 4.0 — 0.5 0.5 — — — — —

2117 2.5 — — 0.3 — — — — —

2018 4.0 — — 0.5 — 2.0 — — —

2024 4.5 — 0.6 1.5 — — — — —

2025 4.5 0.8 0.8 — — — — — —

4032 0.9 12.5 — 1.0 — 0.9 — — —

6151 — 1.0 — 0.6 — — 0.25 — —

5052 — — — 2.5 — — 0.25 — —

6053 — 0.7 — 1.3 — — 0.25 — —

6061 0.25 0.6 — 1.0 — — 0.25 — —

7075 1.6 — — 2.5 5.6 — 0.3 — —Copper Silicon Manganese Magnesium Zinc Nickel Chromium Lead Bismuth

Figure 7-4. Nominal composition of wrought aluminum alloys.• H1 (plus one or more digits)—strain hardened only

• H2 (plus one or more digits)—strain hardened and

partially annealed

• H3 (plus one or more digits)—strain hardened and

stabilized

The digit following the designations H1, H2, and H3 indicates

the degree of strain hardening, number 8 representing the

ultimate tensile strength equal to that achieved by a cold

reduction of approximately 75 percent following a full anneal,

0 representing the annealed state.

Magnesium & Magnesium Alloys

Magnesium, the world’s lightest structural metal, is a silvery

white material weighing only two-thirds as much as aluminum.

Magnesium does not possess sufficient strength in its pure state

for structural uses, but when alloyed with zinc, aluminum, and

manganese, it produces an alloy having the highest strength-

to-weight ratio of any of the commonly used metals.

Magnesium is probably more widely distributed in nature

than any other metal. It can be obtained from such ores

as dolomite and magnesite, as well as from seawater,

underground brines, and waste solutions of potash. With

about 10 million pounds of magnesium in one cubic mile of seawater, there is no danger of a dwindling supply.

Some of today’s aircraft require more than one-half ton of this

metal for use in hundreds of vital spots. Some wing panels are

fabricated entirely from magnesium alloys, weigh 18 percent

less than standard aluminum panels, and have flown hundreds

of satisfactory hours. Among the aircraft parts that have been

made from magnesium with a substantial savings in weight

are nosewheel doors, flap cover skin, aileron cover skin, oil

tanks, floorings, fuselage parts, wingtips, engine nacelles,

instrument panels, radio masts, hydraulic fluid tanks, oxygen

bottle cases, ducts, and seats.

Magnesium alloys possess good casting characteristics. Their

properties compare favorably with those of cast aluminum.

In forging, hydraulic presses are ordinarily used, although,

under certain conditions, forging can be accomplished in

mechanical presses or with drop hammers.

Magnesium alloys are subject to such treatments as annealing,

quenching, solution heat-treatment, aging, and stabilizing.

Sheet and plate magnesium are annealed at the rolling mill.

The solution heat-treatment is used to put as much of the

alloying ingredients as possible into solid solution, which

results in high tensile strength and maximum ductility.

Aging is applied to castings following heat-treatment where

7-9and liners, and miscellaneous hardware for turbine engines.

Titanium, in appearance, is like stainless steel. One quick

method used to identify titanium is the spark test. Titanium

gives off a brilliant white trace ending in a brilliant white

burst. Also, moistening the titanium and using it to draw a

line on a piece of glass can accomplish identification. This

leaves a dark line similar in appearance to a pencil mark.

Titanium falls between aluminum and stainless steel in terms

of elasticity, density, and elevated temperature strength. It

has a melting point from 2,730 °F to 3,155 °F, low thermal

conductivity, and a low coefficient of expansion. It is light,

strong, and resistant to stress corrosion cracking. Titanium is

approximately 60 percent heavier than aluminum and about

50 percent lighter than stainless steel.

Because of the high melting point of titanium, high

temperature properties are disappointing. The ultimate

yield strength of titanium drops rapidly above 800 °F.

The absorption of oxygen and nitrogen from the air at

temperatures above 1,000 °F makes the metal so brittle on

long exposure that it soon becomes worthless. However,

titanium does have some merit for short time exposure up to

3,000 °F where strength is not important. Aircraft firewalls

demand this requirement.

Titanium is nonmagnetic and has an electrical resistance

comparable to that of stainless steel. Some of the base alloys

of titanium are quite hard. Heat-treating and alloying do not

develop the hardness of titanium to the high levels of some

of the heat-treated alloys of steel. It was only recently that

a heat-treatable titanium alloy was developed. Prior to the

development of this alloy, heating and rolling was the only

method of forming that could be accomplished. However, it

is possible to form the new alloy in the soft condition and

heat-treat it for hardness.

Iron, molybdenum, and chromium are used to stabilize

titanium and produce alloys that quench-harden and age-

harden. The addition of these metals also adds ductility.

The fatigue resistance of titanium is greater than that of

aluminum or steel.

Titanium becomes softer as the degree of purity is increased.

It is not practical to distinguish between the various grades of

commercially pure or unalloyed titanium by chemical analysis;

therefore, the grades are determined by mechanical properties.

Titanium Designations

The A-B-C classification of titanium alloys was established

to provide a convenient and simple means of describing all

titanium alloys. Titanium and titanium alloys possess three maximum hardness and yield strength are desired.

Magnesium embodies fire hazards of an unpredictable nature.

When in large sections, its high thermal conductivity makes

it difficult to ignite and prevents it from burning. It does not

burn until the melting point of 1,204 °F is reached. However,

magnesium dust and fine chips are ignited easily. Precautions

must be taken to avoid this if possible. Should a fire occur, it

could be extinguished with an extinguishing powder, such as

soapstone or graphite. Water or any standard liquid or foam

fire extinguisher causes magnesium to burn more rapidly and

can cause explosions.

Magnesium alloys produced in the United States contain

varying proportions of aluminum, manganese, and zinc. A

letter of the alphabet designates these alloys, with the number

1 indicating high purity and maximum corrosion resistance.

Many of the magnesium alloys manufactured in the United

States are produced by the Dow Chemical Company and

have been given the trade name of Dow-metal™ alloys. To

distinguish between these alloys, each is assigned a letter.

Thus, we have Dow-metal™ J, Dow-metal™ M, and so forth.

Another manufacturer of magnesium alloys is the American

Magnesium Corporation, a subsidiary of the Aluminum

Company of America. This company uses an identification

system like that used for aluminum alloys, with the exception

that magnesium alloy numbers are preceded with the letters

AM. Thus, AM240C is a cast alloy, and AM240C4 is the

same alloy in the heat-treated state. AM3S0 is an annealed

wrought alloy, and AM3SRT is the same alloy rolled after

heat-treatment.

Titanium and Titanium Alloys

An English priest named Gregot discovered titanium. A crude

separation of titanium ore was accomplished in 1825. In 1906,

enough pure titanium was isolated in metallic form to permit

a study. Following this study, in 1932, an extraction process

was developed and became the first commercial method

for producing titanium. The United States Bureau of Mines

began making titanium sponge in 1946, and 4 years later the

melting process began.

The use of titanium is widespread. It is used in many

commercial enterprises and is in constant demand for such

items as pumps, screens, and other tools and fixtures where

corrosion attack is prevalent. In aircraft construction and

repair, titanium is used for fuselage skins, engine shrouds,

firewalls, longerons, frames, fittings, air ducts, and fasteners.

Titanium is used for making compressor disks, spacer rings,

compressor blades and vanes, through bolts, turbine housings

7-10currents on the surface of titanium and metallic couples are

naturally restricted. This partly accounts for good resistance

to many chemicals; also, the material may be used with some

dissimilar metals with no harmful galvanic effect on either.

Copper and Copper Alloys

Copper is one of the most widely distributed metals. It is

the only reddish-colored metal and is second only to silver

in electrical conductivity. Its use as a structural material is

limited because of its great weight. However, some of its

outstanding characteristics, such as its high electrical and heat

conductivity, in many cases overbalance the weight factor.

Because it is very malleable and ductile, copper is ideal for

making wire. It is corroded by salt water but is not affected

by fresh water. The ultimate tensile strength of copper varies

greatly. For cast copper, the tensile strength is about 25,000

psi, and when cold rolled or cold drawn, its tensile strength

increases to a range of 40,000 to 67,000 psi.

In aircraft, copper is used primarily in the electrical system

for bus bars, bonding, and as lock wire.

Beryllium copper is one of the most successful of all

the copper base alloys. It is a recently developed alloy

containing about 97 percent copper, 2 percent beryllium, and

sufficient nickel to increase the percentage of elongation.

The most valuable feature of this metal is that the physical

properties can be greatly stepped up by heat-treatment, the

tensile strength rising from 70,000 psi in the annealed state

to 200,000 psi in the heat-treated state. The resistance of

beryllium copper to fatigue and wear makes it suitable for

diaphragms, precision bearings and bushings, ball cages,

and spring washers.

Brass is a copper alloy containing zinc and small amounts

of aluminum, iron, lead, manganese, magnesium, nickel,

phosphorous, and tin. Brass with a zinc content of 30 to 35

percent is very ductile, but that containing 45 percent has

relatively high strength.

Muntz metal is a brass composed of 60 percent copper and 40

percent zinc. It has excellent corrosion-resistant qualities in

salt water. Its strength can be increased by heat-treatment. As

cast, this metal has an ultimate tensile strength of 50,000 psi,

and it can be elongated 18 percent. It is used in making bolts

and nuts, as well as parts that come in contact with salt water.

Red brass, sometimes termed “bronze” because of its tin

content, is used in fuel and oil line fittings. This metal has

good casting and finishing properties and machines freely.

Bronzes are copper alloys containing tin. The true bronzes have

up to 25 percent tin, but those with less than 11 percent are basic types of crystals: A (alpha), B (beta), and C (combined

alpha and beta). Their characteristics are:

• A (alpha)—all-around performance; good weld ability;

tough and strong both cold and hot; and resistant to

oxidation.

• B (beta)—bendability; excellent bend ductility; strong

both cold and hot, but vulnerable to contamination.

• C (combined alpha and beta for compromise

performances)—strong when cold and warm, but weak

when hot; good bendability; moderate contamination

resistance; excellent forge ability.

Titanium is manufactured for commercial use in two basic

compositions: commercially-pure titanium and alloyed

titanium. A-55 is an example of commercially-pure titanium.

It has yield strength of 55,000 to 80,000 psi and is a general-

purpose grade for moderate to severe forming. It is sometimes

used for nonstructural aircraft parts and for all types of

corrosion-resistant applications, such as tubing. Type A-70

titanium is closely related to type A-55 but has yield strength

of 70,000 to 95,000 psi. It is used where higher strength is

required, and it is specified for many moderately stressed

aircraft parts. For many corrosion applications, it is used

interchangeably with type A-55. Both type A-55 and type

A-70 is weldable.

One of the widely-used titanium base alloys is designated

as C-110M. It is used for primary structural members and

aircraft skin, has 110,000 psi minimum yield strength, and

contains 8 percent manganese.

Type A-110AT is a titanium alloy that contains 5 percent

aluminum and 2.5 percent tin. It also has high minimum yield

strength at elevated temperatures with the excellent welding

characteristics inherent in alpha-type titanium alloys.

Corrosion Characteristics

The corrosion resistance of titanium deserves special

mention. The resistance of the metal to corrosion is caused

by the formation of a protective surface film of stable oxide

or chemi-absorbed oxygen. Film is often produced by the

presence of oxygen and oxidizing agents.

Corrosion of titanium is uniform. There is little evidence of

pitting or other serious forms of localized attack. Normally,

it is not subject to stress corrosion, corrosion fatigue,

intergranular corrosion, or galvanic corrosion. Its corrosion

resistance is equal or superior to 18-8 stainless steel.

Laboratory tests with acid and saline solutions show titanium

polarizes readily. The net effect, in general, is to decrease

current flow in galvanic and corrosion cells. Corrosion

7-11most useful, especially for such items as tube fittings in aircraft.

Among the copper alloys are the copper aluminum alloys,

of which the aluminum bronzes rank very high in aircraft

usage. They would find greater usefulness in structures if

it were not for their strength-to-weight ratio as compared

with alloy steels. Wrought aluminum bronzes are almost as

strong and ductile as medium carbon steel, and they possess

a high degree of resistance to corrosion by air, salt water, and

chemicals. They are readily forged, hot or cold rolled, and

many react to heat-treatment.

These copper base alloys contain up to 16 percent of aluminum

(usually 5 to 11 percent), to which other metals, such as iron,

nickel, or manganese, may be added. Aluminum bronzes have

good tearing qualities, great strength, hardness, and resistance

to both shock and fatigue. Because of these properties, they are

used for diaphragms, gears, and pumps. Aluminum bronzes

are available in rods, bars, plates, sheets, strips, and forgings.

Cast aluminum bronzes, using about 89 percent copper, 9

percent aluminum, and 2 percent of other elements, have

high strength combined with ductility and are resistant to

corrosion, shock, and fatigue. Because of these properties,

cast aluminum bronze is used in bearings and pump parts.

These alloys are useful in areas exposed to salt water and

corrosive gases.

Manganese bronze is an exceptionally high strength, tough,

corrosion-resistant copper zinc alloy containing aluminum,

manganese, iron, and occasionally, nickel or tin. This metal

can be formed, extruded, drawn, or rolled to any desired

shape. In rod form, it is generally used for machined parts

for aircraft landing gears and brackets.

Silicon bronze is a more recent development composed of

about 95 percent copper, 3 percent silicon, and 2 percent

manganese, zinc, iron, tin, and aluminum. Although not a

bronze in the true sense because of its small tin content, silicon

bronze has high strength and great corrosion resistance.

Monel

Monel, the leading high nickel alloy, combines the properties

of high strength and excellent corrosion resistance. This metal

consists of 68 percent nickel, 29 percent copper, 0.2 percent

iron, 1 percent manganese, and 1.8 percent of other elements.

It cannot be hardened by heat-treatment.

Monel, adaptable to casting and hot or cold-working, can be

successfully welded. It has working properties like those of

steel. When forged and annealed, it has a tensile strength of

80,000 psi. This can be increased by cold-working to 125,000

psi, sufficient for classification among the tough alloys.Monel has been successfully used for gears and chains to

operate retractable landing gears and for structural parts subject

to corrosion. In aircraft, Monel is used for parts demanding

both strength and high resistance to corrosion, such as exhaust

manifolds and carburetor needle valves and sleeves.

K-Monel

K-Monel is a nonferrous alloy containing mainly nickel,

copper, and aluminum. Adding a small amount of aluminum

to the Monel formula produces it. It is corrosion resistant and

capable of being hardened by heat-treatment.

K-Monel has been successfully used for gears and structural

members in aircraft, which are subjected to corrosive

attacks. This alloy is nonmagnetic at all temperatures. Both

oxyacetylene and electric arc welding have successfully

welded K-Monel sheet.

Nickel & Nickel Alloys

There are basically two nickel alloys used in aircraft: Monel

and Inconel. Monel contains about 68 percent nickel and 29

percent copper, plus small amounts of iron and manganese.

Nickel alloys can be welded or easily machined. Some of the

nickel Monel, especially the nickel Monels containing small

amounts of aluminum, are heat-treatable to similar tensile

strengths of steel. Nickel Monel is used in gears and parts

that require high strength and toughness, such as exhaust

systems that require high strength and corrosion resistance

at elevated temperatures.

Inconel alloys of nickel produce a high strength, high

temperature alloy containing approximately 80 percent

nickel, 14 percent chromium, and small amounts of iron

and other elements. The nickel Inconel alloys are frequently

used in turbine engines because of their ability to maintain

their strength and corrosion resistance under extremely high-

temperature conditions.

Inconel and stainless steel are similar in appearance and are

frequently found in the same areas of the engine. Sometimes

it is important to identify the difference between the metal

samples. A common test is to apply one drop of cupric

chloride and hydrochloric acid solution to the unknown metal

and allow it to remain for 2 minutes. At the end of the soak

period, a shiny spot indicates the material is nickel Inconel,

and a copper-colored spot indicates stainless steel.

Substitution of Aircraft Metals

In selecting substitute metals for the repair and maintenance

of aircraft, it is very important to check the appropriate

structural repair manual. Aircraft manufacturers design

structural members to meet a specific load requirement for an

7-12aircraft. The methods of repairing these members, apparently

similar in construction, vary with different aircraft.

Four requirements must be kept in mind when selecting

substitute metals. The first and most important of these is

maintaining the original strength of the structure. The other

three are maintaining contour or aerodynamic smoothness;

maintaining original weight, if possible, or keeping added

weight to a minimum; and maintaining the original corrosion-

resistant properties of the metal.

Metalworking Processes

There are three methods of metalworking: hot-working,

cold-working, and extruding. The method used depends on

the metal involved and the part required, although in some

instances both hot and cold-working methods may be used

to make a single part.

Hot-Working

Almost all steel is hot-worked from the ingot into some form

from which it is either hot or cold-worked to the finished

shape. When an ingot is stripped from its mold, its surface is

solid, but the interior is still molten. The ingot is then placed

in a soaking pit, which retards loss of heat, and the molten

interior gradually solidifies. After soaking, the temperature

is equalized throughout the ingot, then it is reduced to

intermediate size by rolling, making it more readily handled.

The rolled shape is called a bloom when its section

dimensions are 6 inches × 6 inches or larger and square. The

section is called a billet when it is square and less than 6

inches × 6 inches. Rectangular sections, which have a width

greater than twice their thickness, are called slabs. The slab

is the intermediate shape from which sheets are rolled.

Blooms, billets, or slabs are heated above the critical range

and rolled into a variety of shapes of uniform cross section.

Common rolled shapes are sheet, bar, channel, angle, and

I-beam. As discussed later in this chapter, hot-rolled material

is frequently finished by cold rolling or drawing to obtain

accurate finish dimensions and a bright, smooth surface.

Complicated sections, which cannot be rolled, or sections of

which only a small quantity is required, are usually forged.

Forging of steel is a mechanical working at temperatures

above the critical range to shape the metal as desired. Forging

is done either by pressing or hammering the heated steel until

the desired shape is obtained.

Pressing is used when the parts to be forged are large and

heavy; this process also replaces hammering where high-

grade steel is required. Since a press is slow acting, its force

is uniformly transmitted to the center of the section, thus affecting the interior grain structure, as well as the exterior

to give the best possible structure throughout.

Hammering can be used only on relatively small pieces. Since

hammering transmits its force almost instantly, its effect is

limited to a small depth. Thus, it is necessary to use a very

heavy hammer or to subject the part to repeated blows to

ensure complete working of the section. If the force applied

is too weak to reach the center, the finished forged surface

is concave. If the center was properly worked, the surface is

convex or bulged. The advantage of hammering is that the

operator has control over both the amount of pressure applied

and the finishing temperature and can produce small parts

of the highest grade. This type of forging is usually referred

to as smith forging. It is used extensively where only a

small number of parts are needed. Considerable machining

time and material are saved when a part is smith forged to

approximately the finished shape.

Steel is often harder than necessary and too brittle for most

practical uses when put under severe internal strain. To relieve

such strain and reduce brittleness, it is tempered after being

hardened. This consists of heating the steel in a furnace to a

specified temperature and then cooling it in air, oil, water, or

a special solution. Temper condition refers to the condition of

metal or metal alloys with respect to hardness or toughness.

Rolling, hammering, or bending these alloys, or heat-treating

and aging them, causes them to become tougher and harder.

At times, these alloys become too hard for forming and must

be re-heat-treated or annealed.

Metals are annealed to relieve internal stresses, soften the metal,

make it more ductile, and refine the grain structure. Annealing

consists of heating the metal to a prescribed temperature,

holding it there for a specified length of time, and then cooling

the metal back to room temperature. To produce maximum

softness, the metal must be cooled very slowly. Some metals

must be furnace cooled; others may be cooled in air.

Normalizing applies to iron base metals only. Normalizing

consists of heating the part to the proper temperature, holding it

at that temperature until it is uniformly heated, and then cooling

it in still air. Normalizing is used to relieve stresses in metals.

Strength, weight, and reliability are three factors that

determine the requirements to be met by any material used in

airframe construction and repair. Airframes must be strong and

yet as lightweight as possible. There are very definite limits to

which increases in strength can be accompanied by increases

in weight. An airframe so heavy that it could not support a few

hundred pounds of additional weight would be of little use.

All metals, in addition to having a good strength-to-

7-13weight ratio, must be thoroughly reliable, thus minimizing

the possibility of dangerous and unexpected failures. In

addition to these general properties, the material selected

for a definite application must possess specific qualities

suitable for the purpose.

The material must possess the strength required by the

dimensions, weight, and use. The five basic stresses that

metals may be required to withstand are tension, compression,

shear, bending, and torsion.

The tensile strength of a material is its resistance to a force,

which tends to pull it apart. Tensile strength is measured in

pounds per square inch (psi) and is calculated by dividing

the load in pounds required to pull the material apart by its

cross-sectional area in square inches.

The compression strength of a material is its resistance to

a crushing force, which is the opposite of tensile strength.

Compression strength is also measured in psi. When a piece

of metal is cut, the material is subjected, as it comes in contact

with the cutting edge, to a force known as shear. Shear is the

tendency on the part of parallel members to slide in opposite

directions. It is like placing a cord or thread between the

blades of a pair of scissors (shears). The shear strength is

the shear force in psi at which a material fails. It is the load

divided by the shear area.

Bending can be described as the deflection or curving of a

member due to forces acting upon it. The bending strength of

material is the resistance it offers to deflecting forces. Torsion

is a twisting force. Such action would occur in a member fixed

at one end and twisted at the other. The torsional strength of

material is its resistance to twisting.

The relationship between the strength of a material and its

weight per cubic inch, expressed as a ratio, is known as

the strength-to-weight ratio. This ratio forms the basis for

comparing the desirability of various materials for use in

airframe construction and repair. Neither strength nor weight

alone can be used as a means of true comparison. In some

applications, such as the skin of monocoque structures,

thickness is more important than strength. In this instance,

the material with the lightest weight for a given thickness

or gauge is best. Thickness or bulk is necessary to prevent

bucking or damage caused by careless handling.

Corrosion is the eating away or pitting of the surface or the

internal structure of metals. Because of the thin sections and

the safety factors used in aircraft design and construction,

it would be dangerous to select a material possessing poor

corrosion-resistant characteristics.Another significant factor to consider in maintenance and

repair is the ability of a material to be formed, bent, or

machined to required shapes. The hardening of metals by

cold-working or forming is termed work hardening. If a piece

of metal is formed (shaped or bent) while cold, it is said to be

cold-worked. Practically all the work an aviation mechanic

does on metal is cold-work. While this is convenient, it causes

the metal to become harder and more brittle.

If the metal is cold-worked too much, that is, if it is bent

back and forth or hammered at the same place too often, it

will crack or break. Usually, the more malleable and ductile

a metal is, the more cold-working it can stand. Any process

that involves controlled heating and cooling of metals to

develop certain desirable characteristics (such as hardness,

softness, ductility, tensile strength, or refined grain structure)

is called heat-treatment or heat-treating. With steels, the term

“heat-treating” has a broad meaning and includes processes

such as annealing, normalizing, hardening, and tempering.

In the heat-treatment of aluminum alloys, only two processes

are included: the hardening and toughening process and the

softening process. The hardening and toughening process

is called heat-treating, and the softening process is called

annealing. Aircraft metals are subjected to both shock and

fatigue (vibrational) stresses. Fatigue occurs in materials that

are exposed to frequent reversals of loading or repeatedly

applied loads, if the fatigue limit is reached or exceeded.

Repeated vibration or bending ultimately causes a minute crack

to occur at the weakest point. As vibration or bending continues,

the crack lengthens until the part completely fails. This is

termed “shock and fatigue failure.” Resistance to this condition

is known as shock and fatigue resistance. It is essential that

materials used for critical parts be resistant to these stresses.

Heat-treatment is a series of operations involving the heating

and cooling of metals in the solid state. Its purpose is to

change a mechanical property, or combination of mechanical

properties, so that the metal is more useful, serviceable, and

safe for a definite purpose. By heat-treating, a metal can be

made harder, stronger, and more resistant to impact. Heat-

treating can also make a metal softer and more ductile. No one

heat-treating operation can produce all these characteristics.

In fact, some properties are often improved at the expense

of others. In being hardened, for example, a metal may

become brittle.

The various heat-treating processes are similar in that they

all involve the heating and cooling of metals. They differ,

however, in the temperatures to which the metal is heated,

the rate at which it is cooled, and, of course, in the result.

The most common forms of heat-treatment for ferrous metals

7-14are hardening, tempering, normalizing, annealing, and case

hardening. Most nonferrous metals can be annealed and

many of them can be hardened by heat-treatment. However,

there is only one nonferrous metal, titanium, that can be case

hardened, and none can be tempered or normalized.

Internal Structure of Metals

The results obtained by heat-treatment depend on the

structure of the metal and on the way the structure changes

when the metal is heated and cooled. A pure metal cannot

be hardened by heat-treatment, because there is little change

in its structure when heated. On the other hand, most alloys

respond to heat-treatment since their structures change with

heating and cooling.

An alloy may be in the form of a solid solution, a mechanical

mixture, or a combination of a solid solution and a mechanical

mixture. When an alloy is in the form of a solid solution, the

elements and compounds that form the alloy are absorbed,

one into the other, in much the same way that salt is dissolved

in a glass of water, and the constituents cannot be identified

even under a microscope.

When two or more elements or compounds are mixed but

can be identified by microscopic examination, a mechanical

mixture is formed. A mechanical mixture can be compared to

the mixture of sand and gravel in concrete. The sand and gravel

are both visible. Just as the sand and gravel are held together and

kept in place by the matrix of cement, the other constituents of

an alloy are embedded in the matrix formed by the base metal.

An alloy in the form of a mechanical mixture at ordinary

temperatures may change to a solid solution when heated.

When cooled back to normal temperature, the alloy may

return to its original structure. On the other hand, it may

remain a solid solution or form a combination of a solid

solution and mechanical mixture. An alloy, which consists

of a combination of solid solution and mechanical mixture

at normal temperatures, may change to a solid solution when

heated. When cooled, the alloy may remain a solid solution,

return to its original structure, or form a complex solution.

Heat-Treating Equipment

Successful heat-treating requires close control over all factors

affecting the heating and cooling of metals. Such control is

possible only when the proper equipment is available and

the equipment is selected to fit the job. Thus, the furnace

must be of the proper size and type and must be controlled

so that temperatures are kept within the limits prescribed

for each operation. Even the atmosphere within the furnace

affects the condition of the part being heat-treated. Further,

the quenching equipment and the quenching medium must

be selected to fit the metal and the heat-treating operation. Finally, there must be equipment for handling parts and

materials, for cleaning metals, and for straightening parts.

Furnaces & Salt Baths

There are many different types and sizes of furnaces used in

heat-treatment. As a rule, furnaces are designed to operate in

certain specific temperature ranges and attempted use in other

ranges frequently results in work of inferior quality.

In addition, using a furnace beyond its rated maximum

temperature shortens its life and may necessitate costly and

time-consuming repairs.

Fuel-fired furnaces (gas or oil) require air for proper

combustion, and an air compressor or blower is therefore

necessary. These furnaces are usually of the muffler type;

that is, the combustion of the fuel takes place outside of and

around the chamber in which the work is placed. If an open

muffler is used, the furnace should be designed to prevent

the direct impingement of flame on the work.

In furnaces heated by electricity, the heating elements are

generally in the form of wire or ribbon. Good design requires

incorporation of additional heating elements at locations

where maximum heat loss may be expected. Such furnaces

commonly operate at up to a maximum temperature of about

2,000 °F. Furnaces operating at temperatures up to about

2,500 °F usually employ resistor bars of sintered carbides.

Temperature Measurement and Control

A thermoelectric instrument, known as a pyrometer, measures

temperature in the heat-treating furnace. This instrument

measures the electrical effect of a thermocouple and, hence,

the temperature of the metal being treated. A complete

pyrometer consists of three parts: a thermocouple, extension

leads, and meter.

Furnaces intended primarily for tempering may be heated by

gas or electricity and are frequently equipped with a fan for

circulating the hot air.

Salt baths are available for operating at either tempering or

hardening temperatures. Depending on the composition of the

salt bath, heating can be conducted at temperatures as low as

325 °F to as high as 2,450 °F. Lead baths can be used in the

temperature range of 650 °F to 1,700 °F. The rate of heating

in lead or salt baths is much faster in furnaces.

Heat-treating furnaces differ in size, shape, capacity,

construction, operation, and control. They may be circular

or rectangular and may rest on pedestals or directly on the

floor. There are also pit-type furnaces, which are below the

surface of the floor. When metal is to be heated in a bath of

7-15molten salt or lead, the furnace must contain a pot or crucible

for the molten bath.

The size and capacity of a heat-treating furnace depends

on the intended use. A furnace must be capable of heating

rapidly and uniformly, regardless of the desired maximum

temperature or the mass of the charge. An oven-type furnace

should have a working space (hearth) about twice as long and

three times as wide as any part that is heated in the furnace.

Accurate temperature measurement is essential to good heat-

treating. The usual method is by means of thermocouples: the

most common base metal couples are copper-constantan (up

to about 700 °F), iron-constantan (up to about 1,400 °F), and

chromel-alumel (up to about 2,200 °F). The most common

noble metal couples (which can be used up to about 2,800 °F)

are platinum coupled with either the alloy 87 percent platinum

(13 percent rhodium) or the alloy 90 percent platinum (10

percent rhodium). The temperatures quoted are for continuous

operation.

The life of thermocouples is affected by the maximum

temperature (which may frequently exceed those given

above) and by the furnace atmosphere. Iron-constantan

is more suited for use in reducing and chromel-alumel in

oxidizing atmospheres. Thermocouples are usually encased

in metallic or ceramic tubes closed at the hot end to protect

them from the furnace gases. A necessary attachment is

an instrument, such as a millivoltmeter or potentiometer,

for measuring the electromotive force generated by the

thermocouple. In the interest of accurate control, place the

hot junction of the thermocouple as close to the work as

possible. The use of an automatic controller is valuable in

controlling the temperature at the desired value.

Pyrometers may have meters either of the indicating type

or recording type. Indicating pyrometers give direct reading

of the furnace temperature. The recording type produces a

permanent record of the temperature range throughout the

heating operation by means of an inked stylus attached to

an arm, which traces a line on a sheet of calibrated paper or

temperature chart.

Pyrometer installations on all modern furnaces provide

automatic regulation of the temperature at any desired setting.

Instruments of this type are called controlling potentiometer

pyrometers. They include a current regulator and an operating

mechanism, such as a relay.

Heating

The object in heating is to transform pearlite (a mixture of

alternate strips of ferrite and iron carbide in a single grain) to

austenite as the steel is heated through the critical range. Since this transition takes time, a relatively slow rate of heating

must be used. Ordinarily, the cold steel is inserted when the

temperature in the furnace is from 300 °F to 500 °F below

the hardening temperature. In this way, too rapid heating

through the critical range is prevented.

If temperature-measuring equipment is not available, it

becomes necessary to estimate temperatures by some other

means. An inexpensive, yet accurate method involves the

use of commercial crayons, pellets, or paints that melt at

various temperatures within the range of 125 °F to 1,600 °F.

The least accurate method of temperature estimation is by

observation of the color of the hot hearth of the furnace or

of the work. The heat colors observed are affected by many

factors, such as the conditions of artificial or natural light, the

character of the scale on the work, and so forth. Steel begins

to appear dull red at about 1,000 °F, and as the temperature

increases, the color changes gradually through various shades

of red to orange, to yellow, and finally to white. A rough

approximation of the correspondence between color and

temperature is indicated in Figure 7-5 .

It is also possible to secure some idea of the temperature of

a piece of carbon or low alloy steel, in the low temperature

range used for tempering, from the color of the thin oxide film

that forms on the cleaned surface of the steel when heated in

this range. The approximate temperature/color relationship

is indicated on the lower portion of the scale in Figure 7-5 .

It is often necessary or desirable to protect steel or cast iron

from surface oxidation (scaling) and loss of carbon from

the surface layers (decarburization). Commercial furnaces,

therefore, are generally equipped with some means of

atmosphere control. This usually is in the form of a burner for

burning controlled amounts of gas and air and directing the

products of combustion into the furnace muffle. Water vapor, a

product of this combustion, is detrimental and many furnaces

are equipped with a means for eliminating it. For furnaces

not equipped with atmosphere control, a variety of external

atmosphere generators are available. The gas so generated is

piped into the furnace and one generator may supply several

furnaces. If no method of atmosphere control is available,

some degree of protection may be secured by covering the

work with cast iron borings or chips. Since the liquid heating

medium surrounds the work in salt or lead baths, the problem

of preventing scaling or decarburization is simplified. Vacuum

furnaces also are used for annealing steels, especially when a

bright non-oxidized surface is a prime consideration.

Soaking

The temperature of the furnace must be held constant

during the soaking period, since it is during this period that

rearrangement of the internal structure of the steel takes place.

7-16Soaking temperatures for various types of steel are specified

in ranges varying as much as 100 °F. [Figure 7-6] Small parts

are soaked in the lower part of the specified range and heavy

parts in the upper part of the specified range. The length of

the soaking period depends upon the type of steel and the size

of the part. Naturally, heavier parts require longer soaking to

ensure equal heating throughout. As a general rule, a soaking

period of 30 minutes to 1 hour is sufficient for the average

heat-treating operation.

Cooling

The rate of cooling through the critical range determines the

form that the steel retains. Various rates of cooling are used to

produce the desired results. Still air is a slow cooling medium

but is much faster than furnace cooling. Liquids are the fastest

cooling media and are therefore used in hardening steels.

There are three commonly used quenching liquids: brine,

water, and oil. Brine is the strongest quenching medium,

water is next, and oil is the least. Generally, an oil quench

is used for alloy steels and brine or water for carbon steels.

Quenching Media

Quenching solutions act only through their ability to cool

the steel. They have no beneficial chemical action on

the quenched steel and in themselves impart no unusual

properties. Most requirements for quenching media are met

satisfactorily by water or aqueous solutions of inorganic salts,

such as table salt or caustic soda, or by some type of oil. The

rate of cooling is relatively rapid during quenching in brine,

somewhat less rapid in water, and slow in oil.

Brine usually is made of a 5 to 10 percent solution of salt

(sodium chloride) in water. In addition to its greater cooling

speed, brine has the ability to “throw” the scale from steel

during quenching. Their temperature considerably affects the

cooling ability of both water and brine, particularly water.

Both should be kept cold—well below 60 °F. If the volume

of steel being quenched tends to raise the temperature of the

bath appreciably, add ice or use some means of refrigeration

to cool the quenching bath.

There are many specially prepared quenching oils on the

market; their cooling rates do not vary widely. A straight

mineral oil with a Saybolt viscosity of about 100 at 100 °F

is generally used. Unlike brine and water, the oils have the

greatest cooling velocity at a slightly elevated temperature—

about 100–140 °F—because of their decreased viscosity at

these temperatures.

When steel is quenched, the liquid in immediate contact with

the hot surface vaporizes; this vapor reduces the rate of heat abstraction markedly. Vigorous agitation of the steel or the

use of a pressure spray quench is necessary to dislodge these

vapor films and thus permit the desired rate of cooling.

The tendency of steel to warp and crack during the quenching

process is difficult to overcome because certain parts of

the article cool more rapidly than others. The following

recommendations greatly reduce the warping tendency.

1. Never throw a part into the quenching bath. By

permitting it to lie on the bottom of the bath, it is apt

to cool faster on the topside than on the bottom side,

thus causing it to warp or crack.

2. Agitate the part slightly to destroy the coating of

vapor that could prevent it from cooling evenly and

rapidly. This allows the bath to dissipate its heat to the

atmosphere.

3. Immerse irregular shaped parts so that the heavy end

enters the bath first.

Quenching Equipment

The quenching tank should be of the proper size to handle

the material being quenched. Use circulating pumps and

coolers to maintain approximately constant temperatures

when doing a large amount of quenching. To avoid building

up a high concentration of salt in the quenching tank, make

provisions for adding fresh water to the quench tank used

for molten salt baths.

Tank location in reference to the heat-treating furnace is very

important. Situate the tank to permit rapid transfer of the part

from the furnace to the quenching medium. A delay of more

than a few seconds, in many instances, proves detrimental to

the effectiveness of the heat-treatment. During transfer to the

quench tank, employ guard sheets to retard the loss of heat

when heat-treating material of thin section. Provide a rinse

tank to remove all salt from the material after quenching if

the salt is not adequately removed in the quenching tank.

Heat-Treatment of Ferrous Metals

The first important consideration in the heat-treatment of a

steel part is to know its chemical composition. This, in turn,

determines its upper critical point. When the upper critical

point is known, the next consideration is the rate of heating

and cooling to be used. Carrying out these operations involves

the use of uniform heating furnaces, proper temperature

controls, and suitable quenching mediums.

Behavior of Steel During Heating & Cooling

Changing the internal structure of a ferrous metal is

accomplished by heating to a temperature above its upper

critical point, holding it at that temperature for a time

sufficient to permit certain internal changes to occur, and then

°Fahrenheit °Centigrade

°F °C

°F °CColor of Hot Body

Temper Colors2,700

2,600

2,500

2,400

2,300

2,200

2,100

2,000

1,900

1,800

1,700

1,600

1,500

1,400

1,300

1,200

1,100

1,000

1001,500

1,400

1,300

1,200

1,100

1,000

0Straw 220 430Dark Blue 290 550

Purple 270 520

Y ellow Brown 250 460White 1200 2192

Light Y ellow 1100 2012

Y ellow 1050 1922

Light Orange 980 1796

Orange 930 1706

Light Red 870 1598

810 Light cherry 1490

Cherry 760 1400

Dark Cherry 700 1292

Blood Red 650 1202

Brown Red 600 1112Approximate Temperature Colors

Figure 7-5. Temperature chart indicating conversion of Centigrade

to Fahrenheit or vice versa, color temperature scale for hardening

temperature range, and tempering temperature range.cooling to atmospheric temperature under predetermined,

controlled conditions.

At ordinary temperatures, the carbon in steel exists in the

form of particles of iron carbide scattered throughout an iron

matrix known as “ferrite.” The number, size, and distribution

of these particles determine the hardness of the steel. At

elevated temperatures, the carbon is dissolved in the iron

matrix in the form of a solid solution called “austenite,”

and the carbide particles appear only after the steel has

been cooled. If the cooling is slow, the carbide particles are

relatively coarse and few. In this condition, the steel is soft.

If the cooling is rapid, as by quenching in oil or water, the

carbon precipitates as a cloud of very fine carbide particles,

and the steel is hard. The fact that the carbide particles can

be dissolved in austenite is the basis of the heat-treatment

of steel. The temperatures at which this transformation

takes place are called the critical points and vary with the

composition of the steel. The percent of carbon in the steel has

the greatest influence on the critical points of heat-treatment.

Hardening

Pure iron, wrought iron, and extremely low carbon steels

cannot be appreciably hardened by heat-treatment, since they

contain no hardening element. Cast iron can be hardened, but

its heat-treatment is limited. When cast iron is cooled rapidly,

it forms white iron, which is hard and brittle. When cooled

slowly, it forms gray iron, which is soft but brittle under impact.

In plain carbon steel, the maximum hardness depends

almost entirely on the carbon content of the steel. As carbon

content increases, the ability of steel to harden also increases.

However, this increase in the ability to harden with an

increase in carbon content continues only to a certain point.

In practice, that point is 0.85 percent carbon content. When

the carbon content is increased beyond 0.85 percent, there

is no increase in wear resistance.

For most steels, the hardening treatment consists of heating

the steel to a temperature just above the upper critical point,

soaking or holding for the required length of time, and then

cooling it rapidly by plunging the hot steel into oil, water,

or brine. Although most steels must be cooled rapidly for

hardening, a few may be cooled in still air. Hardening increases

the hardness and strength of the steel but makes it less ductile.

Carbon steel must be cooled to below 1,000 °F in less than

1 second when hardening. Should the time required for the

temperature to drop to 1,000 °F exceed 1 second, the austenite

begins to transform into fine pearlite. This pearlite varies

in hardness, but is much harder than the pearlite formed by

annealing and much softer than the martensite desired. After

the 1,000 °F temperature is reached, the rapid cooling must

7-18Steel

NumberQuenching

Medium (n)TemperaturesTempering (drawing) Temperature for

Tensile Strength (psi)

1020 1,650–1,750 1,600–1,700 1,575–1,675 Water — — — — —

1022 (x1020) 1,650–1,750 1,600–1,700 1,575–1,675 Water — — — — —

1025 1,600–1,700 1,575–1,650 1,575–1,675 Water (a) — — — —

1035 1,575–1,650 1,575–1,625 1,525–1,600 Water 875 — — — —

1045 1,550–1,600 1,550–1,600 1,475–1,550 Oil or water 1,150 — — (n) —

1095 1,475–1,550 1,450–1,500 1,425–1,500 Oil (b) — 1,100 850 750

2330 1,475–1,525 1,425–1,475 1,450–1,500 Oil or water 1,100 950 800 — —

3135 1,600–1,650 1,500–1,550 1,475–1,525 Oil 1,250 1,050 900 750 650

3140 1,600–1,650 1,500–1,550 1,475–1,525 Oil 1,325 1,075 925 775 700

4037 1,600 1,525–1,575 1,525–1,575 Oil or water 1,225 1,100 975 — —

4130 (x4130) 1,600–1,700 1,525–1,575 1,525–1,625 Oil (c) (d) 1,050 900 700 575

4140 1,600–1,650 1,525–1,575 1,525–1,575 Oil 1,350 1,100 1,025 825 675

4150 1,550–1,600 1,475–1,525 1,550–1,550 Oil — 1,275 1,175 1,050 950

4340 (x4340) 1,550–1,625 1,525–1,575 1,475–1,550 Oil — 1,200 1,050 950 850

4640 1,675–1,700 1,525–1,575 1,500–1,550 Oil — 1,200 1,050 750 625

6135 1,600–1,700 1,550–1,600 1,575–1,625 Oil 1,300 1,075 925 800 750

6150 1,600–1,650 1,525–1,575 1,550–1,625 Oil (d)(e) 1,200 1,000 900 800

6195 1,600–1,650 1,525–1,575 1,500–1,550 Oil (f ) — — — —

NE8620 — — 1,525–1,575 Oil — 1,000 — — —

NE8630 1,650 1,525–1,575 1,525–1,575 Oil — 1,125 975 775 675

NE8735 1,650 1,525–1,575 1,525–1,575 Oil — 1,175 1,025 875 775

NE8740 1,625 1,500–1,550 1,500–1,550 Oil — 1,200 1,075 925 850

30905 — (g)(h) (i) — — — — — —

51210 1,525–1,575 1,525–1,575 1,775–1,825 (j) Oil 1,200 1,100 (k) 750 —

51335 — 1,525–1,575 1,775–1,850 Oil — — — — —

52100 1,625–1,700 1,400–1,450 1,525–1,550 Oil (f ) — — — —

Corrosion

resisting — — — — (m) — — — —

(16-2)(1)

Silicon

chromium — — 1,700–1,725 Oil — — — — —

(for springs)Normalizing

Air Cool (°F)Annealing

(°F)Hardening

(°F)100,000

(°F)125,000

(°F)150,000

(°F)180,000

(°F)200,000

(°F)

NOTES:

(a) Draw at 1,150 °F for tensile strength of 70,000 psi.

(b) For spring temper draw at 800–900 °F. Rockwell hardness C-40–45.(c) Bars or forgings may be quenched in water from 1,500–1,600 °F.(d) Air cooling from the normalizing temperature produces a tensile

strength of approximately 90,000 psi.

(e) For spring temper draw at 850–950 °F. Rockwell hardness C-40–45.(f ) Draw at 350–450 °F to remove quenching strains. Rockwell hardness

C-60–65.

(g) Anneal at 1,600–1,700 °F to remove residual stresses due to welding or

cold-work. May be applied only to steel containing titanium or

columbium.

(h) Anneal at 1,900–2,100 °F to produce maximum softness and corrosion

resistance. Cool in air or quench in water.

(i)

Harden by cold-work only.(j) Lower side of range for sheet 0.06 inch and under. Middle of range for

sheet and wire 0.125 inch. Upper side of range for forgings.

(k) Not recommended for intermediate tensile strengths because of low

impact.

(l) AN-QQ-S-770—It is recommended that, prior to tempering,

corrosion-resisting (16 Cr-2 Ni) steel be quenched in oil from a temperature of 1,875–1,900 °F, after a soaking period of 30 minutes at this temperature. To obtain a tensile strength at 115,000 psi, the tempering temperature should be approximately 525 °F. A holding time at these temperatures of about 2 hours is recommended. Tempering temperatures between 700 °F and 1,100 °F is not approved.

(m) Draw at approximately 800 °F and cool in air for Rockwell hardness of C-50.

(n) Water used for quenching shall be within the temperature range of

80–150 °F.

Figure 7-6. Heat-treatment procedures for steels.

7-19continue if the final structure is to be all martensite.

The time limit for the temperature drop to 1,000 °F increases

above the 1 second limit for carbon steels when alloys are

added to steel. Therefore, a slower quenching medium

produces hardness in alloy steels.

Because of the high internal stresses in the “as quenched”

condition, steel must be tempered just before it becomes

cold. The part should be removed from the quenching

bath at a temperature of approximately 200 °F, since the

temperature range from 200 °F down to room temperature

is the cracking range.

Hardening temperatures and quenching mediums for the

various types of steel are listed in Figure 7-6 .

Hardening Precautions

A variety of different shapes and sizes of tongs for handling

hot steels is necessary. It should be remembered that cooling

of the area contacted by the tongs is retarded and that such

areas may not harden, particularly if the steel being treated is

very shallow hardening. Small parts may be wired together

or quenched in baskets made of wire mesh.

Special quenching jigs and fixtures are frequently used to hold

steels during quenching in a manner to restrain distortion.

When selective hardening is desired, covering with alundum

cement or some other insulating material may protect portions

of the steel. Selective hardening may be accomplished by

using water or oil jets designed to direct quenching medium

on the areas to be hardened. This also is accomplished by

the induction and flame hardening procedures previously

described, particularly on large production jobs.

Shallow hardening steels, such as plain carbon and certain

varieties of alloy steels, have such a high critical cooling

rate that they must be quenched in brine or water to effect

hardening. In general, intricately-shaped sections should not

be made of shallow hardening steels because of the tendency

of these steels to warp and crack during hardening. Such

items should be made of deeper hardening steels capable of

being hardened by quenching in oil or air.

Tempering

Tempering reduces the brittleness imparted by hardening

and produces definite physical properties within the steel.

Tempering always follows, never precedes, the hardening

operation. In addition to reducing brittleness, tempering

softens the steel.

Tempering is always conducted at temperatures below the low critical point of the steel. In this respect, tempering

differs from annealing, normalizing, or hardening, all of

which require temperatures above the upper critical point.

When hardened steel is reheated, tempering begins at 212 °F

and continues as the temperature increases toward the low

critical point. By selecting a definite tempering temperature,

the resulting hardness and strength can be predetermined.

Approximate temperatures for various tensile strengths are

listed in Figure 7-6 . The minimum time at the tempering

temperature should be 1 hour. If the part is over one inch in

thickness, increase the time by 1 hour for each additional inch

of thickness. Tempered steels used in aircraft work have from

125,000 to 200,000 psi ultimate tensile strength.

Generally, the rate of cooling from the tempering temperature

has no effect on the resulting structure; therefore, the steel is

usually cooled in still air after being removed from the furnace.

Annealing

Annealing of steel produces a fine-grained, soft, ductile metal

without internal stresses or strains. In the annealed state, steel

has its lowest strength. In general, annealing is the opposite

of hardening.

Heating the metal to just above the upper critical point,

soaking at that temperature, and cooling very slowly in

the furnace accomplishes annealing of steel. (Refer to

Figure 7-6 for recommended temperatures.) Soaking time is

approximately 1 hour per inch of thickness of the material.

To produce maximum softness in steel, the metal must be

cooled very slowly. Slow cooling is obtained by shutting off

the heat and allowing the furnace and metal to cool together

to 900 °F or lower, then removing the metal from the furnace

and cooling in still air. Another method is to bury the heated

steel in ashes, sand, or other substance that does not conduct

heat readily.

Normalizing

The normalizing of steel removes the internal stresses set up

by heat-treating, welding, casting, forming, or machining.

Stress, if not controlled, leads to failure. Because of the

better physical properties, aircraft steels are often used in the

normalized state, but seldom, if ever, in the annealed state.

One of the most important uses of normalizing in aircraft work

is in welded parts. Welding causes strains to be set up in the

adjacent material. In addition, the weld itself is a cast structure

as opposed to the wrought structure of the rest of the material.

These two types of structures have different grain sizes, and

to refine the grain as well as to relieve the internal stresses, all

welded parts should be normalized after fabrication.

Heating the steel above the upper critical point and cooling in

7-20still air accomplish normalizing. The more rapid quenching

obtained by air-cooling, as compared to furnace cooling,

results in a harder and stronger material than that obtained

by annealing. Recommended normalizing temperatures for

the various types of aircraft steels are listed in Figure 7-6 .

Case Hardening

Case hardening produces a hard, wear-resistant surface or

case over a strong, tough core. Case hardening is ideal for

parts that require a wear-resistant surface and, at the same

time, must be tough enough internally to withstand the

applied loads. The steels best suited to case hardening are

the low carbon and low-alloy steels. If high-carbon steel is

case hardened, the hardness penetrates the core and causes

brittleness. In case hardening, the surface of the metal is

changed chemically by introducing a high carbide or nitride

content. The core is unaffected chemically.

When heat-treated, the surface responds to hardening while

the core toughens. The common forms of case hardening

are carburizing, cyaniding, and nitriding. Since cyaniding is

not used in aircraft work, only carburizing and nitriding are

discussed in this section.

Carburizing

Carburizing is a case hardening process in which carbon is

added to the surface of low-carbon steel. Thus, carburized

steel has a high-carbon surface and a low-carbon interior.

When the carburized steel is heat-treated, the case is hardened

while the core remains soft and tough.

A common method of carburizing is called “pack carburizing.”

When carburizing is to be done by this method, the steel

parts are packed in a container with charcoal or some other

material rich in carbon. The container is then sealed with fire

clay, placed in a furnace, heated to approximately 1,700 °F,

and soaked at that temperature for several hours. As the

temperature increases, carbon monoxide gas forms inside

the container and, being unable to escape, combines with the

gamma iron in the surface of the steel. The depth to which

the carbon penetrates depends on the length of the soaking

period. For example, when carbon steel is soaked for 8 hours,

the carbon penetrates to a depth of about 0.062 inch.

In another method of carburizing, called “gas carburizing,”

a material rich in carbon is introduced into the furnace

atmosphere. The carburizing atmosphere is produced by

using various gases or by the burning of oil, wood, or other

materials. When the steel parts are heated in this atmosphere,

carbon monoxide combines with the gamma iron to produce

practically the same results as those described under the pack

carburizing process.A third method of carburizing is that of “liquid carburizing.”

In this method, the steel is placed in a molten salt bath that

contains the chemicals required to produce a case comparable

with one resulting from pack or gas carburizing.

Alloy steels with low-carbon content, as well as low-carbon

steels, may be carburized by any of the three processes.

However, some alloys, such as nickel, tend to retard the

absorption of carbon. Thus, the time required to produce

a given thickness of case varies with the composition of

the metal.

Nitriding

Nitriding is unlike other case hardening processes in that,

before nitriding, the part is heat-treated to produce definite

physical properties. Thus, parts are hardened and tempered

before being nitrided. Most steels can be nitrided, but special

alloys are required for best results. These special alloys

contain aluminum as one of the alloying elements and are

called “nitralloys.”

In nitriding, the part is placed in a special nitriding furnace and

heated to a temperature of approximately 1,000 °F. With the

part at this temperature, ammonia gas is circulated within the

specially constructed furnace chamber. The high temperature

cracks the ammonia gas into nitrogen and hydrogen. The

ammonia, which does not break down, is caught in a water trap

below the regions of the other two gases. The nitrogen reacts

with the iron to form nitride. The iron nitride is dispersed in

minute particles at the surface and works inward. The depth

of penetration depends on the length of the treatment. Soaking

periods (as long as 72 hours) are frequently required to produce

the desired thickness during nitriding.

Nitriding can be accomplished with a minimum of distortion,

because of the low temperature at which parts are case

hardened and because no quenching is required after exposure

to the ammonia gas.

Heat-Treatment of Nonferrous Metals

Aluminum Alloys

In the wrought form, commercially-pure aluminum is known

as 1100. It has a high degree of resistance to corrosion and

is easily formed into intricate shapes. It is relatively low

in strength and does not have the properties required for

structural aircraft parts. The process of alloying generally

obtains high strengths. The resulting alloys are less easily

formed and, with some exceptions, have lower resistance to

corrosion than 1100 aluminum.

Alloying is not the only method of increasing the strength of

aluminum. Like other materials, aluminum becomes stronger

and harder as it is rolled, formed, or otherwise cold-worked.

7-21Since the hardness depends on the amount of cold-working

done, 1100 and some wrought aluminum alloys are available

in several strain-hardened tempers. The soft or annealed

condition is designated O. If the material is strain hardened,

it is said to be in the H condition.

The most widely used alloys in aircraft construction are

hardened by heat-treatment rather than by cold-work.

These alloys are designated by a somewhat different set

of symbols: T4 and W indicate solution heat-treated and

quenched but not aged, and T6 indicates an alloy in the

heat-treated, hardened condition.

• W—solution heat-treated, unstable temper

• T—treated to produce stable tempers other than F, O,

or H

• T2—annealed (cast products only)

• T3—solution heat-treated and then cold-worked

• T4—solution heat-treated

• T5—artificially aged only

• T6—solution heat-treated and then artificially aged

• T7—solution heat-treated and then stabilized

• T8—solution heat-treated, cold-worked, and then

artificially aged

• T9—solution heat-treated, artificially aged, and then

cold-worked

• T10—artificially aged and then cold-worked

Additional digits may be added to T1 through T10 to indicate

a variation in treatment, which significantly alters the

characteristics of the product.

Aluminum-alloy sheets are marked with the specification

number on approximately every square foot of material. If

for any reason this identification is not on the material, it is

possible to separate the heat-treatable alloys from the non-

heat-treatable alloys by immersing a sample of the material

in a 10 percent solution of caustic soda (sodium hydroxide).

The heat-treatable alloys turn black due to the copper content,

whereas the others remain bright. In the case of clad material,

the surface remains bright, but there is a dark area in the

middle when viewed from the edge.

Alclad Aluminum

The terms “Alclad and Pureclad” are used to designate sheets

that consist of an aluminum-alloy core coated with a layer

of pure aluminum to a depth of approximately 51⁄2 percent

on each side. The pure aluminum coating affords a dual

protection for the core, preventing contact with any corrosive

agents, and protecting the core electrolytically by preventing any attack caused by scratching or from other abrasions.

There are two types of heat-treatments applicable to

aluminum alloys: solution heat-treatment and precipitation

heat-treatment. Some alloys, such as 2017 and 2024, develop

their full properties as a result of solution heat-treatment

followed by about 4 days of aging at room temperature. Other

alloys, such as 2014 and 7075, require both heat-treatments.

The alloys that require precipitation heat-treatment (artificial

aging) to develop their full strength also age to a limited extent

at room temperature; the rate and amount of strengthening

depends upon the alloy. Some reach their maximum natural

or room temperature aging strength in a few days, and are

designated as –T4 or –T3 temper. Others continue to age

appreciably over a long period of time.

Because of this natural aging, the –W designation is specified

only when the period of aging is indicated, for example,

7075–W (1⁄2 hour). Thus, there is considerable difference in

the mechanical and physical properties of freshly quenched

(–W) material and material that is in the –T3 or –T4 temper.

The hardening of an aluminum alloy by heat-treatment

consists of four distinct steps:

1. Heating to a predetermined temperature.

2. Soaking at temperature for a specified length of time.

3. Rapidly quenching to a relatively low temperature.

4. Aging or precipitation-hardening either spontaneously

at room temperature, or because of a low temperature

thermal treatment.

The first three steps above are known as solution heat-treatment,

although it has become common practice to use the shorter term,

“heat-treatment.” Room temperature hardening is known as

natural aging, while hardening done at moderate temperatures

is called artificial aging, or precipitation heat-treatment.

Solution Heat-Treatment

Temperature

The temperatures used for solution heat-treating vary with

different alloys and range from 825 °F to 980 °F. As a rule,

they must be controlled within a very narrow range (±10 °F)

to obtain specified properties.

If the temperature is too low, maximum strength is not

obtained. When excessive temperatures are used, there is

danger of melting the low melting constituents of some

alloys with consequent lowering of the physical properties

of the alloy. Even if melting does not occur, the use of higher

than recommended temperatures promotes discoloration and

increases quenching strains.

7-22Time at Temperature

The time at temperature, referred to as soaking time, is

measured from the time the coldest metal reaches the minimum

limit of the desired temperature range. The soaking time varies,

depending upon the alloy and thickness, from 10 minutes for

thin sheets to approximately 12 hours for heavy forgings. For

the heavy sections, the nominal soaking time is approximately

1 hour for each inch of cross-sectional thickness. [Figure 7-7]

Choose the minimum soaking time necessary to develop the

required physical properties. The effect of an abbreviated

soaking time is obvious. An excessive soaking period

aggravates high-temperature oxidation. With clad material,

prolonged heating results in excessive diffusion of copper

and other soluble constituents into the protective cladding

and may defeat the purpose of cladding.

Quenching

After the soluble constituents are in solid solution, the material

is quenched to prevent or retard immediate re-precipitation.

Three distinct quenching methods are employed. The one to

be used in any instance depends upon the part, the alloy, and

the properties desired.

Cold Water Quenching

Parts produced from sheet, extrusions, tubing, small forgings,

and similar type material are generally quenched in a cold

water bath. The temperature of the water before quenching

should not exceed 85 °F.

Using a sufficient quantity of water keeps the temperature

rise under 20 °F. Such a drastic quench ensures maximum

resistance to corrosion. This is particularly important when

working with alloys, such as 2017, 2024, and 7075. This is

the reason a drastic quench is preferred, even though a slower

quench may produce the required mechanical properties.

Hot Water Quenching

Large forgings and heavy sections can be quenched in hot or

boiling water. This type of quench minimizes distortion and

alleviates cracking, which may be produced by the unequal

temperatures obtained during the quench. The use of a hot

water quench is permitted with these parts, because the

temperature of the quench water does not critically affect the

resistance to corrosion of the forging alloys. In addition, the

resistance to corrosion of heavy sections is not as critical a

factor as for thin sections.

Spray Quenching

High-velocity water sprays are useful for parts formed from

clad sheet and for large sections of almost all alloys. This type of quench also minimizes distortion and alleviates quench

cracking. However, many specifications forbid the use of

spray quenching for bare 2017 and 2024 sheet materials

because of the effect on their resistance to corrosion.

Lag Between Soaking & Quenching

The time interval between the removal of the material from

the furnace and quenching is critical for some alloys and

should be held to a minimum. The elapsed time must not

exceed 10 seconds when solution heat-treating 2017 or 2024

sheet material. The allowable time for heavy sections may

be slightly greater.

Allowing the metal to cool slightly before quenching promotes

re-precipitation from the solid solution. The precipitation

occurs along grain boundaries and in certain slip planes causing

poorer formability. In the case of 2017, 2024, and 7075 alloys,

their resistance to intergranular corrosion is adversely affected.

Reheat-Treatment

The treatment of material, which has been previously

heat-treated, is considered a reheat-treatment. The unclad

heat-treatable alloys can be solution heat-treated repeatedly

without harmful effects.

The number of solution heat-treatments allowed for clad

sheet is limited due to increased diffusion of core and

cladding with each reheating. Existing specifications allow

one to three reheat-treatments of clad sheet depending upon

cladding thickness.

Straightening After Solution Heat-Treatment

Some warping occurs during solution heat-treatment,

producing kinks, buckles, waves, and twists. Straightening and

flattening operations generally remove these imperfections.

Where the straightening operations produce an appreciable

increase in the tensile and yield strengths and a slight decrease

in the percent of elongation, the material is designated –T3

temper. When the above values are not materially affected,

the material is designated –T4 temper.

Precipitation Heat-Treating

As previously stated, the aluminum alloys are in a

comparatively soft state immediately after quenching

from a solution heat-treating temperature. To obtain their

maximum strengths, they must be either naturally aged or

precipitation-hardened.

During this hardening and strengthening operation,

precipitation of the soluble constituents from the super-

saturated solid solution takes place. The strength of the

material increases (often by a series of peaks) until a maximum

is reached, as precipitation progresses. Further aging, or over-

7-23Thickness (inch) Time (minutes)

Up to 0.032 30

0.032 to 1⁄8 30

Over ¼ 60

NOTE: Soaking time starts when the metal (or the molten bath)

reaches a temperature within the range specified above.

Figure 7-7. Typical soaking times for heat-treatment.

aging, causes the strength to steadily decline until a somewhat

stable condition is obtained. The submicroscopic particles that are precipitated provide the keys or locks within the grain structure and between the grains to resist internal slippage and distortion when a load of any type is applied. In this manner, the strength and hardness of the alloy are increased.

Precipitation-hardening produces a great increase in the

strength and hardness of the material with corresponding decreases in the ductile properties. The process used to obtain the desired increase in strength is therefore known as aging or precipitation-hardening.

The strengthening of the heat-treatable alloys by aging is

not due merely to the presence of a precipitate. The strength is due to both the uniform distribution of a finely dispersed submicroscopic precipitate and its effects upon the crystal structure of the alloy.

The aging practices used depend upon many properties

other than strength. As a rule, the artificially-aged alloys are slightly over-aged to increase their resistance to corrosion. This is especially true with the artificially-aged, high-copper content alloys that are susceptible to intergranular corrosion when inadequately aged.

The heat-treatable aluminum alloys are subdivided into

two classes: those that obtain their full strength at room temperature and those that require artificial aging.

The alloys that obtain their full strength after 4 or 5 days

at room temperature are known as natural-aging alloys. Precipitation from the supersaturated solid solution starts soon after quenching, with 90 percent of the maximum strength generally being obtained in 24 hours. Alloys 2017 and 2024 are natural-aging alloys.

The alloys that require precipitation thermal treatment

to develop their full strength are artificially-aged alloys. However, these alloys also age a limited amount at room temperature, the rate and extent of the strengthening depending upon the alloys.

Many of the artificially-aged alloys reach their maximum

natural or room temperature aging strengths after a few days. These can be stocked for fabrication in the –T4 or –T3 tempers. High zinc content alloys, such as 7075, continue to age appreciably over a long period of time. Their mechanical property changes being sufficient to reduce their formability.

The advantage of –W temper formability can be utilized;

however, in the same manner as with natural-aging alloys; that is, by fabricating shortly after solution heat-treatment or retaining formability by using refrigeration.

Refrigeration retards the rate of natural aging. At 32 °F,

the beginning of the aging process is delayed for several hours, while dry ice (−50 °F to −100 °F) retards aging for an extended period of time.

Precipitation Practices

The temperatures used for precipitation-hardening depend

upon the alloy and the properties desired, ranging from 250 °F

to 375 °F. They should be controlled within a very narrow range (±5 °F) to obtain best results. [Figure 7-8]

The time at temperature is dependent upon the temperature used, the properties desired, and the alloy. It ranges from 8 to 96 hours. Increasing the aging temperature decreases the soaking period necessary for proper aging. However, a closer control of both time and temperature is necessary when using the higher temperatures.

After receiving the thermal precipitation treatment, the

material should be air cooled to room temperature. Water quenching, while not necessary, produces no ill effects. Furnace cooling tends to produce over-aging.

Annealing of Aluminum Alloys

The annealing procedure for aluminum alloys consists

of heating the alloys to an elevated temperature, holding or soaking them at this temperature for a length of time depending upon the mass of the metal, and then cooling in still air. Annealing leaves the metal in the best condition for cold-working. However, when prolonged forming operations are involved, the metal takes on a condition known as “mechanical hardness” and resists further working. It may be necessary to anneal a part several times during the forming process to avoid cracking. Aluminum alloys should not be used in the annealed state for parts or fittings.

Clad parts should be heated as quickly and carefully as

possible, since long exposure to heat tends to cause some of the constituents of the core to diffuse into the cladding. This 1⁄8 to 1/4

7-24reduces the corrosion resistance of the cladding.

Heat-Treatment of Aluminum Alloy Rivets

Aluminum alloy rivets are furnished in the following

compositions: alloys 1100, 5056, 2117, 2017, and 2024.

Alloy 1100 rivets are used in the “as fabricated” condition

for riveting aluminum alloy sheets where a low-strength rivet

is suitable. Alloy 5056 rivets are used in the “as fabricated”

condition for riveting magnesium alloy sheets.

Alloy 2117 rivets have moderately high strength and are

suitable for riveting aluminum alloy sheets. These rivets

receive only one heat-treatment, which is performed by the

manufacturer, and are anodized after being heat-treated.

They require no further heat-treatment before they are used.

Alloy 2117 rivets retain their characteristics indefinitely after

heat-treatment and can be driven anytime. Rivets made of

this alloy are the most widely used in aircraft construction.

Alloy 2017 and 2024 rivets are high-strength rivets suitable

for use with aluminum alloy structures. They are purchased

from the manufacturer in the heat-treated condition. Since

the aging characteristics of these alloys at room temperatures

are such that the rivets are unfit for driving, they must be

reheat-treated just before they are to be used. Alloy 2017

rivets become too hard for driving in approximately 1 hour

after quenching. Alloy 2024 rivets become hardened in 10

minutes after quenching. Both alloys may be reheat-treated

as often as required; however, they must be anodized before

the first reheat-treatment to prevent intergranular oxidation

of the material. If these rivets are stored in a refrigerator at a

temperature lower than 32 °F immediately after quenching,

they remain soft enough to be usable for several days.

Rivets requiring heat-treatment are heated either in tubular

containers in a salt bath or in small screen wire baskets

in an air furnace. The heat-treatment of alloy 2017 rivets

consists of subjecting the rivets to a temperature between

930 °F to 950 °F for approximately 30 minutes and

immediately quenching in cold water. These rivets reach

maximum strength in about 9 days after being driven. Alloy

2024 rivets should be heated to a temperature of 910 °F

to 930 °F and immediately quenched in cold water. These

rivets develop greater shear strength than 2017 rivets and

are used in locations where extra strength is required. Alloy

2024 rivets develop their maximum shear strength in 1 day

after being driven.

The 2017 rivet should be driven within approximately 1 hour

and the 2024 rivet within 10 to 20 minutes after heat-treating

or removal from refrigeration. If not used within these times,

the rivets should be reheat-treated before being refrigerated.Heat-Treatment of Magnesium Alloys

Magnesium alloy castings respond readily to heat-treatment,

and about 95 percent of the magnesium used in aircraft

construction is in the cast form. The heat-treatment of

magnesium alloy castings is like the heat-treatment of

aluminum alloys in that there are two types of heat-treatment:

solution heat-treatment and precipitation (aging) heat-

treatment. Magnesium, however, develops a negligible

change in its properties when allowed to age naturally at

room temperatures.

Solution Heat-Treatment

Magnesium alloy castings are solution heat-treated to

improve tensile strength, ductility, and shock resistance. This

heat-treatment condition is indicated by using the symbol –T4

following the alloy designation. Solution heat-treatment plus

artificial aging is designated –T6. Artificial aging is necessary

to develop the full properties of the metal.

Solution heat-treatment temperatures for magnesium alloy

castings range from 730 °F to 780 °F, the exact range

depending upon the type of alloy. The temperature range

for each type of alloy is listed in Specification MIL-H-6857.

The upper limit of each range listed in the specification is

the maximum temperature to which the alloy may be heated

without danger of melting the metal.

The soaking time ranges from 10 to 18 hours, the exact time

depending upon the type of alloy as well as the thickness of the

part. Soaking periods longer than 18 hours may be necessary

for castings over 2 inches in thickness. Never heat magnesium

alloys in a salt bath as this may result in an explosion.

A serious potential fire hazard exists in the heat-treatment

of magnesium alloys. If through oversight or malfunctioning

of equipment the maximum temperatures are exceeded, the

casting may ignite and burn freely. For this reason, the furnace

used should be equipped with a safety cutoff that turns off

the power to the heating elements and blowers if the regular

control equipment malfunctions or fails. Some magnesium

alloys require a protective atmosphere of sulfur dioxide

gas during solution heat-treatment. This aids in preventing

the start of a fire even if the temperature limits are slightly

exceeded.

Air quenching is used after solution heat-treatment of

magnesium alloys since there appears to be no advantage

in liquid cooling.

Precipitation Heat-Treatment

After solution treatment, magnesium alloys may be given

an aging treatment to increase hardness and yield strength.

7-25Alloy

Temperature

(°F)Temperature

DesignationQuenchTemperature

(°F)Temperature

DesignationTime of AgingSolution Heat—Treatment Precipitation Heat—Treatment

2017 930–950 Cold water T4 T

2117 930–950 Cold water T4 T

2024 910–930 Cold water T4 T

6053 960–980 Water T4 445–455 1–2 hours T5

or

345–355 8 hours T6

6061 960–980 Water T4 315–325 18 hours T6

or

345–355 8 hours T6

7075 870 Water 250 24 hours T6

Figure 7-8. Conditions for heat-treatment of aluminum alloys.

Generally, the aging treatments are used merely to relieve

stress and stabilize the alloys to prevent dimensional changes

later, especially during or after machining. Both yield strength

and hardness are improved somewhat by this treatment at

the expense of a slight amount of ductility. The corrosion

resistance is also improved, making it closer to the “as cast”

alloy.

Precipitation heat-treatment temperatures are considerably

lower than solution heat-treatment temperatures and range

from 325 °F to 500 °F. Soaking time ranges from 4 to 18 hours.

Heat-Treatment of Titanium

Titanium is heat-treated for the following purposes:

• Relief of stresses set up during cold forming or

machining.

• Annealing after hot-working or cold-working, or

to provide maximum ductility for subsequent cold-

working.

• Thermal hardening to improve strength.

Stress Relieving

Stress relieving is generally used to remove stress concentrations

resulting from forming of titanium sheet. It is performed at

temperatures ranging from 650 °F to 1,000 °F. The time at

temperature varies from a few minutes for a very thin sheet to

an hour or more for heavier sections. A typical stress relieving

treatment is 900 °F for 30 minutes, followed by an air cool.

The discoloration or scale that forms on the surface of the

metal during stress relieving is easily removed by pickling

in acid solutions. The recommended solution contains 10 to

20 percent nitric acid and 1 to 3 percent hydrofluoric acid.

The solution should be at room temperature or slightly above.Full Annealing

The annealing of titanium and titanium alloys provides

toughness, ductility at room temperature, dimensional

and structural stability at elevated temperatures, and

improved machinability.

The full anneal is usually called for as preparation for further

working. It is performed at 1,200 to 1,650 °F. The time at

temperature varies from 16 minutes to several hours, depending

on the thickness of the material and the amount of cold-work

to be performed. The usual treatment for the commonly used

alloys is 1,300 °F for 1 hour, followed by an air cool. A full

anneal generally results in sufficient scale formation to require

the use of caustic descaling, such as sodium hydride salt bath.

Thermal Hardening

Unalloyed titanium cannot be heat-treated, but the alloys

commonly used in aircraft construction can be strengthened

by thermal treatment, usually at some sacrifice in ductility.

For best results, a water quench from 1,450 °F, followed by

reheating to 900 °F for 8 hours is recommended.

Case Hardening

The chemical activity of titanium and its rapid absorption of

oxygen, nitrogen, and carbon at relatively low temperatures

make case hardening advantageous for special applications.

Nitriding, carburizing, or carbonitriding can be used to produce

a wear-resistant case of 0.0001 to 0.0002 inch in depth.

Hardness Testing

Hardness testing is a method of determining the results of heat-

treatment, as well as the state of a metal prior to heat-treatment.

Since hardness values can be tied in with tensile strength values

and, in part, with wear resistance. Hardness tests are a valuable

7-26check of heat-treat control and of material properties.

Practically all hardness testing equipment now uses the

resistance to penetration as a measure of hardness. Included

among the better-known hardness testers are the Brinell and

Rockwell, both of which are described and illustrated in this

section. Also included is the Barcol tester, a popular portable-

type hardness tester currently in use.

Brinell Tester

The Brinell hardness tester uses a hardened spherical ball

that is forced into the surface of the metal. [Figure 7-9] This

ball is 10 millimeters (0.3937 inch) in diameter. A pressure of

3,000 kilograms is used for ferrous metals and 500 kilograms

for nonferrous metals. The pressure must be maintained at

least 10 seconds for ferrous metals and at least 30 seconds

for nonferrous metals. The load is applied by hydraulic

pressure. A hand pump or an electric motor, depending on the

model of tester, builds up the hydraulic pressure. A pressure

gauge indicates the amount of pressure. There is a release

mechanism for relieving the pressure after the test has been

made, and a calibrated microscope is provided for measuring

the diameter of the impression in millimeters. The machine

has various shaped anvils for supporting the specimen and

an elevating screw for bringing the specimen in contact with

the ball penetrator. These are attachments for special tests.

To determine the Brinell hardness number for a metal,

measure the diameter of the impression using the calibrated

microscope furnished with the tester. Then convert the

measurement into the Brinell hardness number on the

conversion table furnished with the tester.

Rockwell Tester

The Rockwell hardness tester measures the resistance to

penetration, as does the Brinell tester. [Figure 7-10] Instead

of measuring the diameter of the impression, the Rockwell

tester measures the depth, and the hardness is indicated

directly on a dial attached to the machine. The dial numbers

in the outer circle are black and the inner numbers are red.

Rockwell hardness numbers are based on the difference

between the depth of penetration at major and minor loads.

The greater this difference, the lower the hardness number

and the softer the material.

Two types of penetrators are used with the Rockwell tester:

a diamond cone and a hardened steel ball. The load, which

forces the penetrator into the metal, is called the major load

and is measured in kilograms. The results of each penetrator

and load combination are reported on separate scales

designated by letters. The penetrator, the major load, and the

scale vary with the kind of metal being tested.For hardened steels, the diamond penetrator is used; the

major load is 150 kilograms; and the hardness is read on the

“C” scale. When this reading is recorded, the letter “C” must

precede the number indicated by the pointer. The C-scale

setup is used for testing metals ranging in hardness from

C-20 to the hardest steel (usually about C-70). If the metal is

softer than C-20, the B-scale setup is used. With this setup,

the 1⁄16-inch ball is used as a penetrator; the major load is 100

kilograms; and the hardness is read on the B-scale.

In addition to the C and B scales, there are other setups for

special testing. The scales, penetrators, major loads, and dial

numbers to be read are listed in Figure 7-11 .

The Rockwell tester is equipped with a weight pan, and

two weights are supplied with the machine. One weight

is marked in red. The other weight is marked in black.

With no weight in the weight pan, the machine applies

a major load of 60 kilograms. If the scale setup calls for

a 100-kilogram load, the red weight is placed in the pan.

For a 150-kilogram load, the black weight is added to the

red weight. The black weight is always used with the red

weight; it is never used alone.

Practically all testing is done with either the B-scale setup or

the C-scale setup. For these scales, the colors may be used as

a guide in selecting the weight (or weights) and in reading

the dial. For the B-scale test, use the red weight and read the

red numbers. For a C-scale test, add the black weight to the

red weight and read the black numbers.

In setting up the Rockwell machine, use the diamond

penetrator for testing materials known to be hard. If the

hardness is unknown, try the diamond, since the steel ball

may be deformed if used for testing hard materials. If the

metal tests below C-22, then change to the steel ball.

Use the steel ball for all soft materials, those testing less than

B-100. Should an overlap occur at the top of the B-scale and

the bottom of the C-scale, use the C-scale setup.

Before the major load is applied, securely lock the test specimen

in place to prevent slipping and to seat the anvil and penetrator

properly. To do this, apply a load of 10 kilograms before the

lever is tripped. This preliminary load is called the minor load.

The minor load is 10 kilograms regardless of the scale setup.

The metal to be tested in the Rockwell tester must be ground

smooth on two opposite sides and be free of scratches and

foreign matter. The surface should be perpendicular to the

axis of penetration, and the two opposite ground surfaces

should be parallel. If the specimen is tapered, the amount of

error depends on the taper. A curved surface also causes a

slight error in the hardness test. The amount of error depends

Pressure gauge

Hydraulic

actuating unit

Penetrator

Elevating screwHand pump

Microscope0500100015002000 3000

Figure 7-9. Brinell hardness tester.ZEROMNDER

FOR RAP TESTINGc0

c5090

40c c

c

c

cc

c

cB30

B B

B

B

BB

B

B4020

ZEROMNDER

FOR RAP TESTINGc0

c5090

40c c

c

c

c

cc

c

cB30 B

B

B

B

BB

B

B40

Weights

Weight pan

Trip leverZero adjusterHand wheelElevating screwPenetrator

Specimen

Anvil

Figure 7-10. Rockwell hardness tester.on the curvature (i.e., the smaller the radius of curvature, the

greater the error). To eliminate such error, a small flat should

be ground on the curved surface if possible.

Clad aluminum alloy sheets cannot be tested directly

with any accuracy with a Rockwell hardness tester. If

the hardness value of the base metal is desired, the pure

aluminum coating must be removed from the area to be

checked prior to testing.

Barcol Tester

The Barcol tester is a portable unit designed for testing

aluminum alloys, copper, brass, or other relatively soft

materials. [Figure 7-12] It should not be used on aircraft

steels. Approximate range of the tester is 25 to 100 Brinell.

The unit can be used in any position and in any space that

allows for the operator’s hand. It is of great value in the

hardness testing of assembled or installed parts, especially

to check for proper heat-treatment. The hardness is indicated

on a dial conveniently divided into 100 graduations.The design of the Barcol tester is such that operating

experience is not necessary. It is only necessary to exert

a light pressure against the instrument to drive the spring-

loaded indenter into the material to be tested. The hardness

reading is instantly indicated on the dial.

Several typical readings for aluminum alloys are listed in

Figure 7-13 . Note that the harder the material is, the higher

the Barcol number. To prevent damage to the point, avoid

sliding or scraping when it is in contact with the material

being tested. If the point should become damaged, it must be

replaced with a new one. Do not attempt to grind the point.

Each tester is supplied with a test disk for checking the

condition of the point. To check the point, press the instrument

down on the test disk. When the downward pressure brings

the end of the lower plunger guide against the surface of the

disk, the indicator reading should be within the range shown

on the test disk.

Forging

Forging is the process of forming a product by hammering

or pressing. When the material is forged below the

recrystallization temperature, it is called cold forged. When

worked above the recrystallization temperature, it is referred

7-28A Diamond 60 Black

B 100 Red

C Diamond 150 Black

D Diamond 100 Black

E 100 Red

F 60 Red

G 150 Red

H 60 Red

K 150 RedScale

SymbolPenetratorMajor

Load (kg)Dial

Color⁄Number

Figure 7-11. Standard Rockwell hardness scales.

Figure 7-12. Barcol portable hardness tester.to as hot forged. Drop forging is a hammering process that

uses a hot ingot that is placed between a pair of formed dies in a machine called a drop hammer and a weight of several tons is dropped on the upper die. This results in the hot metal being forced to take the form of the dies. Because the process is very rapid, the grain structure of the metal is altered, resulting in a significant increase in the strength of the finished part.

Casting

Melting the metal and pouring it into a mold of the desired

shape forms casting. Since plastic deformation of the metal does not occur, no alteration of the grain shape or orientation is possible. The cooling rate, the alloys of the metal, and the thermal treatment can control the gain size of the metal. Castings are normally lower in strength and are more brittle than a wrought product of the same material. For intricate shapes or items with internal passages, such as turbine blades, casting may be the most economical process. Except for engine parts, most metal components found on an aircraft are wrought instead of cast.

All metal products start in the form of casting. Wrought

metals are converted from cast ingots by plastic deformation. For high-strength aluminum alloys, an 80 to 90 percent reduction (dimensional change in thickness) of the material is required to obtain the high mechanical properties of a fully wrought structure.

Both iron and aluminum alloys are cast for aircraft uses. Cast

iron contains 6 to 8 percent carbon and silicon.

Cast iron is a hard un-malleable pig iron made by casting or

pouring into a mold. Cast aluminum alloy has been heated to its molten state and poured into a mold to give it the desired shape.Extruding

The extrusion process involves the forcing of metal through

an opening in a die, thus causing the metal to take the shape of the die opening. The shape of the die will be the cross section of an angle, channel, tube, or some other shape. Some metals, such as lead, tin, and aluminum, may be extruded cold; however, most metals are heated before extrusion. The main advantage of the extrusion process is its flexibility. For example, because of its workability, aluminum can be economically extruded to more intricate shapes and larger sizes than is practical with other metals.

Extruded shapes are produced in very simple, as well as

extremely complex, sections. In this process, a cylinder of aluminum, for instance, is heated to 750–850 °F and is then forced through the opening of a die by a hydraulic ram. The opening is the shape desired for the cross section of the finished extrusion. The extrusion process forms many structural parts, such as channels, angles, T-sections, and Z-sections.

Aluminum is the most extruded metal used in aircraft.

Aluminum is extruded at a temperature of 700–900 °F (371–482 °C) and requires pressure of up to 80,000 psi (552 MPa). After extrusion, the product frequently is subjected to both thermal and mechanical processes to obtain the desired properties. Extrusion processes are limited to the more ductile materials.

1/16" ball

1/16" ball

1/8" ball

1/8" ball1/16" ball

1/8" ball

7-29 Alloy and Temper Barcol Number

1100-O 35

3003-O 42

3003-H14 56

2024-O 60

5052-O 62

5052-H34 75

6061-T 78

2024-T 85

Figure 7-13. Typical Barcol readings for aluminum alloy.Cold-Working/Hardening

Cold-working applies to mechanical working performed at

temperatures below the critical range. It results in a strain

hardening of the metal. In fact, the metal often becomes so

hard that it is difficult to continue the forming process without

softening the metal by annealing.

Since the errors attending shrinkage are eliminated in cold-

working, a much more compact and better metal is obtained.

The strength and hardness, as well as the elastic limit, are

increased; but the ductility decreases. Since this makes

the metal more brittle, it must be heated from time to time

during certain operations to remove the undesirable effects

of the working.

While there are several cold-working processes, the two with

which the aviation mechanic is principally concerned are cold

rolling and cold drawing. These processes give the metals

desirable qualities that cannot be obtained by hot working.

Cold rolling usually refers to the working of metal at room

temperature. In this operation, the materials that have been

rolled to approximate sizes are pickled to remove the scale,

after which they are passed through chilled finishing rolls.

This gives a smooth surface and brings the pieces to accurate

dimensions. The principal forms of cold-rolled stocks are

sheets, bars, and rods.

Cold drawing is used in making seamless tubing, wire,

streamlined tie rods, and other forms of stock. Wire is made

from hot-rolled rods of various diameters. These rods are

pickled in acid to remove scale, dipped in limewater, and

then dried in a steam room where they remain until ready

for drawing. The lime coating adhering to the metal serves

as a lubricant during the drawing operation.

The size of the rod used for drawing depends upon the

diameter wanted in the finished wire. To reduce the rod to the desired size, it is drawn cold through a die. One end of

the rod is filed or hammered to a point and slipped through

the die opening. Here it is gripped by the jaws of the drawing

block and pulled through the die. This series of operations is

done by a mechanism known as a draw bench.

To reduce the rod gradually to the desired size, it is necessary

to draw the wire through successively smaller dies. Because

each of these drawings reduces the ductility of the wire, it

must be annealed from time to time before further drawings

can be accomplished. Although cold-working reduces the

ductility, it increases the tensile strength of the wire.

In making seamless steel aircraft tubing, the tubing is cold

drawn through a ring-shaped die with a mandrel or metal bar

inside the tubing to support it while the drawing operations

are being performed. This forces the metal to flow between

the die and the mandrel and affords a means of controlling

the wall thickness and the inside and outside diameters.

Nonmetallic Aircraft Materials

The use of magnesium, plastic, fabric, and wood in aircraft

construction has nearly disappeared since the mid-1950s.

Aluminum has also greatly diminished in use, from 80 percent

of airframes in 1950 to about 15 percent aluminum and

aluminum alloys today for airframe construction. Replacing

those materials are nonmetallic aircraft materials, such as

reinforced plastics and advanced composites.

Wood

The earliest aircraft were constructed of wood and cloth.

Today, except for restorations and some home-built aircraft,

very little wood is used in aircraft construction.

Plastics

Plastics are used in many applications throughout modern

aircraft. These applications range from structural components

of thermosetting plastics reinforced with fiberglass to

decorative trim of thermoplastic materials to windows.

Transparent Plastics

Transparent plastic materials used in aircraft canopies,

such as windshields, windows and other similar transparent

enclosures, may be divided into two major classes or groups:

thermoplastic and thermosetting. These plastics are classified

according to their reaction to heat. Thermoplastic materials

soften when heated and harden when cooled. These materials

can be heated until soft and then formed into the desired

shape. When cooled, they retain this shape. The same piece

of plastic can be reheated and reshaped any number of times

without changing the chemical composition of the materials.

Thermosetting plastics harden upon heating, and reheating

7-30has no softening effect. These plastics cannot be reshaped

once being fully cured by the application of heat.

In addition to the above classes, transparent plastics are

manufactured in two forms: monolithic (solid) and laminated.

Laminated transparent plastics are made from transparent

plastic face sheets bonded by an inner layer material, usually

polyvinyl butyryl. Because of its shatter resistant qualities,

laminated plastic is superior to solid plastics and is used in

many pressurized aircraft.

Most of the transparent sheet used in aviation is manufactured

in accordance with various military specifications. A new

development in transparent plastics is stretched acrylic.

Stretched acrylic is a type of plastic, which before being

shaped, is pulled in both directions to rearrange its molecular

structure. Stretched acrylic panels have a greater resistance to

impact and are less subject to shatter; its chemical resistance

is greater, edging is simpler, and crazing and scratches are

less detrimental.

Individual sheets of plastic are covered with a heavy masking

paper to which a pressure sensitive adhesive has been added.

This paper helps to prevent accidental scratching during

storage and handling. Be careful to avoid scratches and

gouges which may be caused by sliding sheets against one

another or across rough or dirty tables.

If possible, store sheets in bins that are tilted at approximately

10° from vertical. If they must be stored horizontally, piles

should not be over 18 inches high, and small sheets should

be stacked on the larger ones to avoid unsupported overhang.

Store in a cool, dry place away from solvent fumes, heating

coils, radiators, and steam pipes. The temperature in the

storage room should not exceed 120 °F.

While direct sunlight does not harm acrylic plastic, it causes

drying and hardening of the masking adhesive, making

removal of the paper difficult. If the paper does not roll off

easily, place the sheet in an oven at 250 °F for 1 minute,

maximum. The heat softens the masking adhesive for easy

removal of the paper.

If an oven is not available, remove hardened masking paper

by softening the adhesive with aliphatic naphtha. Rub the

masking paper with a cloth saturated with naphtha. This

softens the adhesive and frees the paper from the plastic.

Sheets so treated must be washed immediately with clean

water, taking care not to scratch the surfaces.

Note: Aliphatic naphtha is not to be confused with aromatic

naphtha and other dry cleaning solvents, which have harmful

effects on plastic. However, aliphatic naphtha is flammable and all precautions regarding the use of flammable liquids

must be observed.

Composite Materials

In the 1940s, the aircraft industry began to develop synthetic

fibers to enhance aircraft design. Since that time, composite

materials have been used more and more. When composites

are mentioned, most people think of only fiberglass, or maybe

graphite or aramids (Kevlar). Composites began in aviation,

but now are being embraced by many other industries,

including auto racing, sporting goods, and boating, as well

as defense industry uses.

A “composite” material is defined as a mixture of different

materials or things. This definition is so general that it could

refer to metal alloys made from several different metals to

enhance the strength, ductility, conductivity, or whatever

characteristics are desired. Likewise, the composition of

composite materials is a combination of reinforcement, such

as a fiber, whisker, or particle, surrounded and held in place by

a resin forming a structure. Separately, the reinforcement and

the resin are very different from their combined state. Even in

their combined state, they can still be individually identified

and mechanically separated. One composite, concrete, is

composed of cement (resin) and gravel or reinforcement rods

for the reinforcement to create the concrete.

Advantages/Disadvantages of Composites

Some of the many advantages for using composite materials

are:

• High strength-to-weight ratio

• Fiber-to-fiber transfer of stress allowed by chemical

bonding

• Modulus (stiffness-to-density ratio) 3.5 to 5 times that

of steel or aluminum

• Longer life than metals

• Higher corrosion resistance

• Tensile strength 4 to 6 times that of steel or aluminum

• Greater design flexibility

• Bonded construction eliminates joints and fasteners

• Easily repairable

The disadvantages of composites include:

• Inspection methods difficult to conduct, especially

delamination detection (Advancements in technology

will eventually correct this problem.)

• Lack of long-term design database, relatively new

technology methods

• Cost

7-31• Very expensive processing equipment

• Lack of standardized system of methodology

• Great variety of materials, processes, and techniques

• General lack of repair knowledge and expertise

• Products often toxic and hazardous

• Lack of standardized methodology for construction

and repairs

The increased strength and the ability to design for the

performance needs of the product makes composites much

superior to the traditional materials used in today’s aircraft.

As more and more composites are used, the costs, design,

inspection ease, and information about strength-to-weight

advantages help composites become the material of choice

for aircraft construction.

Composite Safety

Composite products can be very harmful to the skin, eyes,

and lungs. In the long or short term, people can become

sensitized to the materials with serious irritation and health

issues. Personal protection is often uncomfortable, hot, and

difficult to wear; however, a little discomfort while working

with the composite materials can prevent serious health issues

or even death.

Respirator particle protection is very important to protecting

the lungs from permanent damage from tiny glass bubbles

and fiber pieces. At a minimum, a dust mask approved for

fiberglass is a necessity. The best protection is a respirator

with dust filters. The proper fit of a respirator or dust mask is

very important, because if the air around the seal is breathed,

the mask cannot protect the wearer’s lungs. When working

with resins, it is important to use vapor protection. Charcoal

filters in a respirator remove the vapors for a period of time.

When removing the respirator for breaks, and upon placing

the mask back on, if you can smell the resin vapors, replace

the filters immediately. Sometimes, charcoal filters last less

than 4 hours. Store the respirator in a sealed bag when not in

use. If working with toxic materials for an extended period,

a supplied air mask and hood are recommended.

Avoid skin contact with the fibers and other particles by

wearing long pants and long sleeves along with gloves or

barrier creams. The eyes must be protected using leak-proof

goggles (no vent holes) when working with resins or solvents,

because chemical damage to the eyes is usually irreversible.

Fiber Reinforced Materials

The purpose of reinforcement in reinforced plastics is to

provide most of the strength. The three main forms of fiber

reinforcements are particles, whiskers, and fibers.A particle is a square piece of material. Glass bubbles (Q-cell)

are hollow glass spheres, and since their dimensions are equal

on all axes, they are called a particle.

A whisker is a piece of material that is longer than it is wide.

Whiskers are usually single crystals. They are very strong

and used to reinforce ceramics and metals.

Fibers are single filaments that are much longer than they

are wide. Fibers can be made of almost any material and are

not crystalline like whiskers. Fibers are the base for most

composites. Fibers are smaller than the finest human hair

and are normally woven into cloth-like materials.

Laminated Structures

Composites can be made with or without an inner core of

material. Laminated structure with a core center is called

a sandwich structure. Laminate construction is strong and

stiff, but heavy. The sandwich laminate is equal in strength,

and its weight is much less; less weight is very important to

aerospace products.

The core of a laminate can be made from nearly anything. The

decision is normally based on use, strength, and fabricating

methods to be used.

Various types of cores for laminated structures include rigid

foam, wood, metal, or the aerospace preference of honeycomb

made from paper, Nomex®, carbon, fiberglass, or metal.

Figure 7-14 shows a typical sandwich structure. It is very

important to follow proper techniques to construct or repair

laminated structures to ensure the strength is not compromised.

Taking a high-density laminate or solid face and back plate and

sandwiching a core in the middle make a sandwich assembly.

The design engineer, depending on the intended application

of the part, decides the selection of materials for the face

and the back plate. It is important to follow manufacturers’

maintenance manual specific instructions regarding testing

and repair procedures as they apply to a particular aircraft.

Reinforced Plastic

Reinforced plastic is a thermosetting material used in the

manufacture of radomes, antenna covers, and wingtips, and as

insulation for various pieces of electrical equipment and fuel

cells. It has excellent dielectric characteristics that make it

ideal for radomes; however, its high strength-to-weight ratio,

resistance to mildew, rust, and rot, and ease of fabrication

make it equally suited for other parts of the aircraft.

Reinforced plastic components of aircraft are formed of either

solid laminates or sandwich-type laminates. Resins used

to impregnate glass cloths are of the contact pressure type

7-32(requiring little or no pressure during cure). These resins are

supplied as a liquid, which can vary in viscosity from water

like consistency to thick syrup. Cure or polymerization is

affected by the use of a catalyst, usually benzoyl peroxide.

Solid laminates are constructed of three or more layers of

resin impregnated cloths “wet laminated” together to form

a solid sheet facing or molded shape.

Sandwich-type laminates are constructed of two or more

solid sheet facings or a molded shape enclosing a fiberglass

honeycomb or foam-type core. Honeycomb cores are made

of glass cloths impregnated with polyester or a combination

of nylon and phenolic resins. The specific density and cell

size of honeycomb cores varies over considerable latitude.

Honeycomb cores are normally fabricated in blocks that are

later cut to the desired thickness on a band saw.

Foam-type cores are formulated from combinations of

alkyd resins and metatoluene di-isocyanate. Sandwich-

type fiberglass components filled with foam-type cores are

manufactured to exceedingly close tolerances on overall

thickness of the molded facing and core material. To achieve

this accuracy, the resin is poured into a close tolerance,

molded shape. The resin formulation immediately foams up

to fill the void in the molded shape and forms a bond between

the facing and the core.

Rubber

Rubber is used to prevent the entrance of dirt, water, or air,

and to prevent the loss of fluids, gases, or air. It is also used

to absorb vibration, reduce noise, and cushion impact loads.

The term “rubber” is as all-inclusive as the term “metal.” It is

used to include not only natural rubber, but also all synthetic

and silicone rubbers.

Natural Rubber

Natural rubber has better processing and physical properties

than synthetic or silicone rubber. These properties include

flexibility, elasticity, tensile strength, tear strength, and low

heat buildup due to flexing (hysteresis). Natural rubber is a

general-purpose product; however, its suitability for aircraft

use is somewhat limited because of its inferior resistance

to most influences that cause deterioration. Although it

provides an excellent seal for many applications, it swells

and often softens in all aircraft fuels and in many solvents

(naphthas and so forth). Natural rubber deteriorates more

rapidly than synthetic rubber. It is used as a sealing material

for water/methanol systems.

Synthetic Rubber

Synthetic rubber is available in several types, each of which

is compounded of different materials to give the desired properties. The most widely used are the butyls, Bunas,

and neoprene.

Butyl is a hydrocarbon rubber with superior resistance to gas

permeation. It is also resistant to deterioration; however, its

comparative physical properties are significantly less than

those of natural rubber. Butyl resists oxygen, vegetable oils,

animal fats, alkalies, ozone, and weathering.

Like natural rubber, butyl swells in petroleum or coal

tar solvents. It has a low water absorption rate and good

resistance to heat and low temperature. Depending on

the grade, it is suitable for use in temperatures ranging

from −65 °F to 300 °F. Butyl is used with phosphate ester

hydraulic fluids (Skydrol™), silicone fluids, gases, ketones,

and acetones.

Buna-S rubber resembles natural rubber both in processing and

performance characteristics. Buna-S is as water resistant as

natural rubber, but has somewhat better aging characteristics.

It has good resistance to heat, but only in the absence of severe

flexing. Generally, Buna-S has poor resistance to gasoline, oil,

concentrated acids, and solvents. Buna-S is normally used for

tires and tubes as a substitute for natural rubber.

Buna-N is outstanding in its resistance to hydrocarbons and

other solvents; however, it has poor resilience in solvents at

low temperature. Buna-N compounds have good resistance

to temperatures up to 300 °F and may be procured for low

temperature applications down to −75 °F. Buna-N has fair

tear, sunlight, and ozone resistance. It has good abrasion

resistance and good breakaway properties when used in

contact with metal. When used as a seal on a hydraulic piston,

it does not stick to the cylinder wall. Buna-N is used for oil

and gasoline hoses, tank linings, gaskets, and seals.

Neoprene can take more punishment than natural rubber

and has better low-temperature characteristics. It possesses

exceptional resistance to ozone, sunlight, heat, and aging.

Neoprene looks and feels like rubber. Neoprene, however,

is less like rubber in some of its characteristics than butyl

or Buna. The physical characteristics of neoprene, such as

tensile strength and elongation, are not equal to natural rubber

but do have a definite similarity. Its tear resistance, as well

as its abrasion resistance, is slightly less than that of natural

rubber. Although its distortion recovery is complete, it is not

as rapid as natural rubber.

Neoprene has superior resistance to oil. Although it is good

material for use in nonaromatic gasoline systems, it has poor

resistance to aromatic gasoline. Neoprene is used primarily

for weather seals, window channels, bumper pads, oil resistant

hose, and carburetor diaphragms. It is also recommended for

Face sheet

Honeycomb

Fabricated sandwich panelAdhesive

Face sheet

Figure 7-14. Sandwich structure.

use with Freon™ and silicate ester lubricants.

Thiokol, known also as polysulfide rubber, has the highest

resistance to deterioration but ranks the lowest in physical

properties. Petroleum, hydrocarbons, esters, alcohols,

gasoline, or water, in general, does not seriously affect

Thiokols. Thiokols are ranked low in such physical properties

as compression set, tensile strength, elasticity, and tear

abrasion resistance. Thiokol is used for oil hoses, tank linings

for aromatic aviation gasoline, gaskets, and seals.

Silicone rubbers are a group of plastic rubber materials made

from silicon, oxygen, hydrogen, and carbon. The silicones have

excellent heat stability and very low temperature flexibility.

They are suitable for gaskets, seals, or other applications where

elevated temperatures up to 600 °F are prevalent. Silicone

rubbers are also resistant to temperatures down to −150 °F.

Throughout this temperature range, silicone rubber remains

extremely flexible and useful with no hardness or gumminess.

Although this material has good resistance to oils, it reacts

unfavorably to both aromatic and nonaromatic gasoline.

Silastic, one of the best-known silicones, is used to insulate

electrical and electronic equipment. Because of its dielectric

properties over a wide range of temperatures, it remains

flexible and free from crazing and cracking. Silastic is also

used for gaskets and seals in certain oil systems.

Shock Absorber Cord

Shock absorber cord is made from natural rubber strands

encased in a braided cover of woven cotton cords treated to

resist oxidation and wear. Great tension and elongation are

obtained by weaving the jacket upon the bundle of rubber

strands while they are stretched about three times their

original length.There are two types of elastic shock absorbing cord. Type I

is a straight cord, and type II is a continuous ring known as

a “bungee.” The advantages of the type II cord are that it is

easily and quickly replaced and does not need to be secured

by stretching and whipping. Shock cord is available in

standard diameters from 1⁄4 inch to 13⁄16 inch.

Three colored threads are braided into the outer cover for

the entire length of the cord. Two of these threads are of the

same color and represent the year of manufacture; the third

thread, a different color, represents the quarter of the year in

which the cord was made. The code covers a 5-year period

and then repeats itself. This makes it easy to figure forward

or backward from the years shown in Figure 7-15 .

Seals

Seals are used to prevent fluid from passing a certain point,

as well as to keep air and dirt out of the system in which they

are used. The increased use of hydraulics and pneumatics in

aircraft systems has created a need for packings and gaskets

of varying characteristics and design to meet the many

variations of operating speeds and temperatures to which they

are subjected. No one style or type of seal is satisfactory for

all installations. Some of the reasons for this are:

• Pressure at which the system operates

• Type fluid used in the system

• Metal finish and the clearance between adjacent parts

• Type motion (rotary or reciprocating), if any

Seals are divided into three main classes: packings, gaskets,

and wipers.

7-34 Y ear Threads Color

2000 2 Black

2001 2 Green

2002 2 Red

2003 2 Blue

2004 2 Yellow

2005 2 Black

2006 2 Green

2007 2 Red

2008 2 Blue

2009 2 Yellow

2010 2 Black

Quarter Marking

Quarter Threads Color

January, February, March 1 Red

April, May, June 1 Blue

July, August, September 1 Green

October, November, December 1 Yellow

Figure 7-15. Shock absorber cord color coding.Packings

Packings are made of synthetic or natural rubber. They

are generally used as “running seals,” that is, in units that

contain moving parts, such as actuating cylinders, pumps,

selector valves, and so forth. Packings are made in the form

of O-rings, V-rings, and U-rings, each designed for a specific

purpose. [Figure 7-16]

O-Ring Packings

O-ring packings are used to prevent both internal and

external leakage. This type of packing ring seals effectively

in both directions and is the type most commonly used. In

installations subject to pressures above 1,500 psi, backup

rings are used with O-rings to prevent extrusion.

When O-ring packing is subjected to pressure from both sides,

as in actuating cylinders, two backup rings must be used (one

on either side of the O-ring). When an O-ring is subject to

pressure on only one side, a single backup ring is generally

used. In this case, the backup ring is always placed on the

side of the O-ring away from the pressure.

The materials from which O-rings are manufactured have been

compounded for various operating conditions, temperatures,

and fluids. An O-ring designed specifically for use as a static

(stationary) seal, probably will not do the job when installed

on a moving part, such as a hydraulic piston. Most O-rings

are similar in appearance and texture, but their characteristics

may differ widely. An O-ring is useless if it is not compatible

with the system fluid and operating temperature.

Advances in aircraft design have necessitated new O-ring

compositions to meet changed operating conditions. Hydraulic

O-rings were originally established under AN specification

numbers (6227, 6230, and 6290) for use in MIL-H-5606 fluid

at temperatures ranging from −65 °F to +160 °F. When new

designs raised operating temperatures to a possible 275 °F,

more compounds were developed and perfected.

Recently, a compound was developed that offered improved

low-temperature performance without sacrificing high-

temperature performance, rendering the other series obsolete.

This superior material was adopted in the MS28775 series.

This series is now the standard for MIL-H-5606 systems in

which the temperature may vary from −65 °F to +275 °F.

Manufacturers provide color-coding on some O-rings, but this

is not a reliable or complete means of identification. The color-

coding system does not identify sizes but only system fluid

or vapor compatibility and, in some cases, the manufacturer.

Color codes on O-rings that are compatible with MIL-H-5606

fluid always contains blue but may also contain red or other

colors. Packings and gaskets suitable for use with Skydrol™ fluid is always coded with a green stripe, but may also have a

blue, grey, red, green, or yellow dot as a part of the color code.

Color codes on O-rings that are compatible with hydrocarbon

fluid always contains red but never contain blue. A colored

stripe around the circumference indicates that the O-ring

is a boss gasket seal. The color of the stripe indicates fluid

compatibility: red for fuel, blue for hydraulic fluid.

The coding on some rings is not permanent. On others

it may be omitted due to manufacturing difficulties or

interference with operation. Furthermore, the color-coding

system provides no means to establish the age of the O-ring

or its temperature limitations.

Because of the difficulties with color-coding, O-rings

are available in individual hermetically-sealed envelopes

labeled with all pertinent data. When selecting an O-ring for

installation, the basic part number on the sealed envelope

provides the most reliable compound identification.

Although an O-ring may appear perfect at first glance, slight

surface flaws may exist. These flaws are often capable of

preventing satisfactory O-ring performance under the variable

operating pressures of aircraft systems; therefore, O-rings

U-ring

V-ring

MaleO-ring

U-cup

Female

Figure 7-16. Packing rings.should be rejected for flaws that affect their performance.

Such flaws are difficult to detect, and one aircraft manufacturer

recommends using a 4-power magnifying glass with adequate

lighting to inspect each ring before it is installed.

By rolling the ring on an inspection cone or dowel, the

inner diameter surface can also be checked for small cracks,

particles of foreign material, or other irregularities that cause

leakage or shorten the life of the O-ring. The slight stretching

of the ring when it is rolled inside out helps to reveal some

defects not otherwise visible.

Backup Rings

Backup rings (MS28782) made of Teflon™ do not deteriorate

with age, are unaffected by any system fluid or vapor, and can

tolerate temperature extremes in excess of those encountered

in high-pressure hydraulic systems. Their dash numbers

indicate not only their size but also relate directly to the dash

number of the O-ring for which they are dimensionally suited.

They are procurable under several basic part numbers, but

they are interchangeable; that is, any Teflon™ backup ring

may be used to replace any other Teflon™ backup ring if it is

of proper overall dimension to support the applicable O-ring.

Backup rings are not color-coded or otherwise marked and

must be identified from package labels.

The inspection of backup rings should include a check to

ensure that surfaces are free from irregularities, that the edges

are clean cut and sharp, and that scarf cuts are parallel. When

checking Teflon™ spiral backup rings, make sure that the

coils do not separate more than 1⁄4 inch when unrestrained.V-Ring Packings

V-ring packings (AN6225) are one-way seals and are always

installed with the open end of the “V” facing the pressure.

V-ring packings must have a male and female adapter to

hold them in the proper position after installation. It is also

necessary to torque the seal retainer to the value specified

by the manufacturer of the component being serviced, or the

seal may not give satisfactory service. An installation using

V-rings is shown in Figure 7-17 .

U-Ring Packings

U-ring packings (AN6226) and U-cup packings are used in

brake assemblies and brake master cylinders. The U-ring and

U-cup seal pressure in only one direction; therefore, the lip of

the packings must face toward the pressure. U-ring packings

are primarily low-pressure packings to be used with pressures

of less than 1,000 psi.

Gaskets

Gaskets are used as static (stationary) seals between two

flat surfaces. Some of the more common gasket materials

are asbestos, copper, cork, and rubber. Asbestos sheeting

is used wherever a heat-resistant gasket is needed. It is

used extensively for exhaust system gaskets. Most asbestos

exhaust gaskets have a thin sheet of copper edging to

prolong their life.

A solid copper washer is used for spark plug gaskets where it

is essential to have a non-compressible, yet semisoft gasket.

Cork gaskets can be used as an oil seal between the engine

crankcase and accessories, and where a gasket is required that

can occupy an uneven or varying space caused by a rough

surface or expansion and contraction.

Rubber sheeting can be used where there is a need for a

compressible gasket. It should not be used in any place

where it may come in contact with gasoline or oil because

the rubber deteriorates very rapidly when exposed to these

substances. Gaskets are used in fluid systems around the

end caps of actuating cylinders, valves, and other units. The

gasket generally used for this purpose is in the shape of an

O-ring, similar to O-ring packings.

Wipers

Wipers are used to clean and lubricate the exposed portions

of piston shafts. They prevent dirt from entering the system

and help protect the piston shaft against scoring. Wipers may

be either metallic or felt. They are sometimes used together,

a felt wiper installed behind a metallic wiper.

Sealing Compounds

Certain areas of all aircraft are sealed to withstand

pressurization by air, to prevent leakage of fuel, to prevent

Male V-ring adapter

Female V-ring adapter V-ring packingAdjustment nuts

Figure 7-17. V-ring installation.passage of fumes, or to prevent corrosion by sealing against

the weather. Most sealants consist of two or more ingredients

properly proportioned and compounded to obtain the best

results. Some materials are ready for use as packaged, but

others require mixing before application.

One Part Sealants

One part sealants are prepared by the manufacturer and are

ready for application as packaged. However, the consistency

of some of these compounds may be altered to satisfy a

particular method of application. If thinning is desired, use

the thinner recommended by the sealant manufacturer.

Two Part Sealants

Two part sealants are compounds requiring separate

packaging to prevent cure prior to application and are

identified as the base sealing compound and the accelerator.

Any alteration of the prescribed ratios reduces the quality of

the material. Combining equal portions, by weight, of base

compound and accelerator, mixes two part sealants.

All sealant material should be carefully weighed in accordance

with the sealant manufacturer’s recommendations. Sealant

material is usually weighed with a balance scale equipped

with weights specially prepared for various quantities of

sealant and accelerator.

Before weighing the sealant materials, thoroughly stir both

the base sealant compound and the accelerator. Do not use

accelerator, which is dried out, lumpy, or flaky. Pre-weighed

sealant kits do not require weighing of the sealant and

accelerator before mixing when the entire quantity is to be

mixed.

After determining the proper amount of base sealant

compound and accelerator, add the accelerator to the

base sealant compound. Immediately after adding the

accelerator, thoroughly mix the two parts by stirring or

folding, depending on the consistency of the material.

Carefully mix the material to prevent entrapment of air in

the mixture. Overly rapid or prolonged stirring builds up

heat in the mixture and shortens the normal application time

(working life) of the mixed sealant.

To ensure a well-mixed compound, test by smearing a small

portion on a clean, flat metal, or glass surface. If flecks or

lumps are found, continue mixing. If the flecks or lumps

cannot be eliminated, reject the batch.

The working life of mixed sealant is from 1⁄2 hour to 4 hours

(depending upon the class of sealant); therefore, apply

mixed sealant as soon as possible or place in refrigerated

storage. Figure 7-18 presents general information concerning various sealants.

The curing rate of mixed sealants varies with changes in

temperature and humidity. Curing of sealants is extremely slow

if the temperature is below 60 °F. A temperature of 77 °F with

50 percent relative humidity is the ideal condition for curing

most sealants.

Curing may be accelerated by increasing the temperature, but

the temperature should never be allowed to exceed 120 °F at

any time in the curing cycle. Heat may be applied by using

infrared lamps or heated air. If heated air is used, it must be

properly filtered to remove moisture and dirt.

Heat should not be applied to any faying surface sealant

installation until all work is completed. All faying surface

applications must have all attachments, permanent or

temporary, completed within the application limitations of

the sealant.

Sealant must be cured to a tack-free condition before applying

brush top coatings. (Tack-free consistency is the point at

which a sheet of cellophane pressed onto the sealant no

longer adheres.)

Aircraft Hardware

Aircraft hardware is the term used to describe the various

types of fasteners and miscellaneous small items used in

the manufacture and repair of aircraft. The importance of

aircraft hardware is often overlooked because of its small

size; however, the safe and efficient operation of any aircraft

is greatly dependent upon the correct selection and use of

aircraft hardware.

An aircraft, even though made of the best materials and

strongest parts, would be of doubtful value unless those parts

7-37were firmly held together. Several methods are used to hold

metal parts together; they include riveting, bolting, brazing,

and welding. The process used must produce a union that is

as strong as the parts that are joined.

Identification

Their specification number or trade name identifies most

items of aircraft hardware. Threaded fasteners and rivets are

identified by AN (Air Force-Navy) numbers, NAS (National

Aircraft Standard) numbers, or MS (Military Standard)

numbers. Quick-release fasteners are usually identified by

factory trade names and size designations.

Threaded Fasteners

Various types of fastening devices allow quick dismantling

or replacement of aircraft parts that must be taken apart and

put back together at frequent intervals. Riveting or welding

these parts each time they are serviced would soon weaken

or ruin the joint. Furthermore, some joints require greater

tensile strength and stiffness than rivets can provide. Bolts

and screws are two types of fastening devices that give the

required security of attachment and rigidity. Generally, bolts

are used where great strength is required, and screws are used

where strength is not the deciding factor. Bolts and screws

are similar in many ways. They are both used for fastening

or holding, and each has a head on one end and screw threads

on the other. Regardless of these similarities, there are several

distinct differences between the two types of fasteners. The

threaded end of a bolt is always blunt while that of a screw

may be either blunt or pointed.

The threaded end of a bolt usually has a nut screwed onto it

to complete the assembly. The threaded end of a screw may

fit into a female receptacle, or it may fit directly into the

material being secured. A bolt has a short threaded section

and a comparatively long grip length or unthreaded portion,

whereas a screw has a longer threaded section and may have

no clearly defined grip length. Turning the nut on the bolt

generally tightens a bolt assembly; the head of the bolt may

or may not be designed for turning. Turning its head always

tightens a screw.

When it becomes necessary to replace aircraft fasteners, a

duplicate of the original fastener should be used if possible.

If duplicate fasteners are not available, extreme care and

caution must be used in selecting substitutes.

Classification of Threads

Aircraft bolts, screws, and nuts are threaded in the American

National Coarse (NC) thread series, the American National

Fine (NF) thread series, the American Standard Unified

Coarse (UNC) thread series, or the American Standard

Unified Fine (UNF) thread series. There is one difference between the American National series and the American

Standard Unified series that should be pointed out. In the

1-inch diameter size, the NF thread specifies 14 threads per

inch (1-14 NF), while the UNF thread specifies 12 threads

per inch (1-12 UNF). Both types of threads are designated

by the number of times the incline (threads) rotates around a

1-inch length of a given diameter bolt or screw. For example,

a 1/4-28 thread indicates that a 1⁄4-inch (4⁄16 inch) diameter bolt

has 28 threads in 1 inch of its threaded length.

Class of fit also designates threads. The Class of a thread

indicates the tolerance allowed in manufacturing:

• Class 1 is a loose fit

• Class 2 is a free fit

• Class 3 is a medium fit

• Class 4 is a close fit

Aircraft bolts are almost always manufactured in the Class

3, medium fit.

A Class 4 fit requires a wrench to turn the nut onto a bolt,

whereas a Class 1 fit can easily be turned by hand. Generally,

aircraft screws are manufactured with a Class 2 thread fit for

ease of assembly.

Bolts and nuts are also produced with right-hand and left-hand

threads. A right-hand thread tightens when turned clockwise;

a left-hand thread tightens when turned counterclockwise.

Aircraft Bolts

Aircraft bolts are fabricated from cadmium- or zinc-plated

corrosion-resistant steel, un-plated corrosion-resistant steel,

or anodized-aluminum alloys. Most bolts used in aircraft

structures are either general purpose, AN bolts, NAS

internal wrenching or close tolerance bolts, or MS bolts. In

certain cases, aircraft manufacturers make bolts of different

dimensions or greater strength than the standard types. Such

bolts are made for a particular application, and it is of extreme

importance to use like bolts in replacement. The letter “S”

stamped on the head usually identifies special bolts.

AN bolts come in three head styles: hex head, Clevis, and

eyebolt. [Figure 7-19] NAS bolts are available in hex head,

internal wrenching, and countersunk head styles. MS bolts

come in hex head and internal wrenching styles.

General Purpose Bolts

The hex head aircraft bolt (AN-3 through AN-20) is an

all-purpose structural bolt used for general applications

involving tension or shear loads where a light drive fit is

permissible (0.006-inch clearance for a 5⁄8-inch hole and

7-38EC-801 (black)

MIL-S-7502A

Class B-2

EC-800 (red)

EC-612 P

(pink)

MIL-P-20628

PR-1302HT

(red)

MIL-S-8784

PR-727

potting

compound

MIL-S-8516B

HT-3

(grey–green)

EC-776

(clear amber)

MIL-S-4383B12 parts of

EC-807 to 100

parts of

EC-801

Use as is

Use as is

10 parts of

PR-1302HT-A

to 100 parts

of PR-1302HT

12 parts of

PR-727A to

100 parts of

PR-727

Use as isUse as is2–4 hours

8–12 hours

Indefi nite

non-drying

2–4 hours

1½ hours

minimum

Solvent

release, sets

up in 2–4

hours

8–12 hours6 months

6–9 months

6–9 months

6 months

6 months

6–9 months

Indefinite

in airtight

containers5 days at

−20 °F after

flash freeze

at −65 °F

Not applicable

Not applicable

5 days at

−20 °F after

flash freeze

at −65 °F

5 days at

−20 °F after

flash freeze

at −65 °F

Not applicable

Not applicableFaying surfaces,

fillet seals, and

packing gaps

Coating rivet

Packing voids

up to ¼"

Sealing access

door gaskets

Potting electrical

connections and

bulkhead seals

Sealing hot air

ducts passing

through

bulkheads

Top coating−65 °F to 200 °F

−65 °F to 200 °F

−40 °F to 200 °F

−65 °F to 200 °F

−65 °F to 200 °F

−60 °F to 200 °F

−65 °F to 200 °FEC-807

None

None

PR-1302HT-A

PR-727A

NoneNoneSealant BaseAccelerator

(Catalyst)Mixing Ratio

by WeightApplication

Life (Work)Storage

(Shelf) Life

After MixingStorage

(Shelf) Life

UnmixedTemperature

RangeApplication

and Limitations

Figure 7-18. General sealant information.

other sizes in proportion).

Alloy-steel bolts smaller than No. 10-32 and aluminum-

alloy bolts smaller than 1⁄4 inch in diameter are not used in

primary structures. Aluminum-alloy bolts and nuts are not used where they are repeatedly removed for purposes of maintenance and inspection. Aluminum-alloy nuts may be used with cadmium-plated steel bolts loaded in shear on land airplanes, but are not used on seaplanes due to the increased possibility of dissimilar metal corrosion.The AN-73 drilled head bolt is like the standard hex bolt, but has a deeper head, which is drilled to receive wire for safetying. The AN-3 and the AN-73 series bolts are interchangeable, for all practical purposes, from the standpoint of tension and shear strengths.

Close Tolerance Bolts

Close tolerance bolts are machined more accurately than the general-purpose bolt. Close tolerance bolts may be hex headed (AN-173 through AN-186) or have a 100° countersunk head (NAS-80 through NAS-86). They are used in applications where a tight drive fit is required. (The bolt moves into position only when struck with a 12- to 14-ounce hammer.)

Internal Wrenching Bolts

Internal wrenching bolts, (MS-20004 through MS-20024 or NAS-495) are fabricated from high-strength steel and are suitable for use in both tension and shear applications. When they are used in steel parts, the bolt hole must be slightly countersunk to seat the large corner radius of the shank at the head. In Dural material, a special heat-treated washer must be used to provide an adequate bearing surface for the head. The head of the internal wrenching bolt is recessed to allow the insertion of an internal wrench when installing or removing the bolt. Special high-strength nuts are used on these bolts. Replace an internal wrenching bolt with another internal wrenching bolt. Standard AN hex head bolts and washers cannot be substituted for them, as they do not have the required strength.

Identification and Coding

Bolts are manufactured in many shapes and varieties. A clear-cut method of classification is difficult. The shape of the head, method of securing, material used in fabrication, or the expected usage can identify bolts.

AN-type aircraft bolts can be identified by the code markings

on the bolt heads. The markings generally denote the bolt manufacturer, the material used to make the bolt, and whether the bolt is a standard AN-type or a special purpose bolt.

• AN st andard steel bolts are marked with either a raised

7-39dash or asterisk or a single raised dash.

• AN aluminum-alloy bolts are marked with two raised

dashes to indicate corrosion-resistant steel.

• Additional information, such as bolt diameter, bolt

length, and grip length, may be obtained from the bolt

part number.

For example, in the bolt part number AN3DD5A,

• The “AN” designates that it is an Air Force-Navy

standard bolt.

• The “3” indicates the diameter in sixteenths of an inch

(3⁄16).

• The “DD” indicates the material is 2024 aluminum

alloy.

• The letter “C” in place of the “DD” would indicate

corrosion-resistant steel, and the absence of the letters

would indicate cadmium-plated steel.

• The “5” indicates the length in eighths of an inch (5⁄8).

• the “A” indicates that the shank is undrilled. If the

letter “H” preceded the “5” in addition to the “A”

following it, the head would be drilled for safetying.

Close tolerance NAS bolts are marked with either a raised

or recessed triangle. The material markings for NAS bolts

are the same as for AN bolts, except that they may be either

raised or recessed. Bolts inspected magnetically (Magnaflux)

or by fluorescent means (Zyglo) are identified by means of

colored lacquer or a head marking of a distinctive type.

Special-Purpose Bolts

Bolts designed for a particular application or use is classified

as special-purpose bolts. Clevis bolts, eyebolts, Jo-bolts, and

lockbolts are special-purpose bolts.

Clevis Bolts

The head of a Clevis bolt is round and is either slotted to

receive a common screwdriver or recessed to receive a cross

point screwdriver. This type of bolt is used only where shear

loads occur and never in tension. It is often inserted as a

mechanical pin in a control system.

Eyebolt

The eyebolt is a special-purpose bolt used where external

tension loads are to be applied. The eyebolt is designed for

the attachment of devices, such as the fork of a turnbuckle,

a Clevis, or a cable shackle. The threaded end may or may

not be drilled for safetying.

Jo-Bolt

Jo-bolt is a trade name for an internally threaded three-piece rivet. The Jo-bolt consists of three parts: a threaded steel-alloy

bolt, a threaded steel nut, and an expandable stainless steel

sleeve. The parts are factory preassembled. As the Jo-bolt is

installed, the bolt is turned while the nut is held. This causes

the sleeve to expand over the end of the nut, forming the

blind head and clamping against the work. When driving is

complete, a portion of the bolt breaks off. The high shear and

tensile strength of the Jo-bolt makes it suitable for use in cases

of high stresses where some of the other blind fasteners would

not be practical. Jo-bolts are often a part of the permanent

structure of late model aircraft. They are used in areas that are

not often subjected to replacement or servicing. (Because it is

a three-part fastener, it should not be used where any part, in

becoming loose, could be drawn into the engine air intake.)

Other advantages of using Jo-bolts are their excellent resistance

to vibration, weight saving, and fast installation by one person.

Presently, Jo-bolts are available in four diameters:

• 200 series, approximately 3⁄16 inch in diameter

• 260 series, approximately 1⁄4 inch in diameter

• 312 series, approximately 5⁄16 inch in diameter

• 375 series, approximately 3⁄8 inch in diameter.

Jo-bolts are available in three head styles: F (flush), P (hex

head), and FA (flush millable).

Lockbolts

Lockbolts are used to attach two materials permanently. They

are lightweight and are equal in strength to standard bolts.

Lockbolts are manufactured by several companies and conform

to Military Standards, which specify the size of a lockbolt’s

head in relation to the shank diameter, plus the alloy used in

its construction. The only drawback to lockbolt installations is

that they are not easily removable compared to nuts and bolts.

The lockbolt combines the features of a high-strength bolt and

rivet, but it has advantages over both. The lockbolt is generally

used in wing splice fittings, landing gear fittings, fuel cell

fittings, longerons, beams, skin splice plates, and other major

structural attachments. It is more easily and quickly installed

than the conventional rivets or bolts and eliminates the use

of lock washers, cotter pins, and special nuts. Like the rivet,

the lockbolt requires a pneumatic hammer or “pull gun” for

installation. When installed, it is rigidly and permanently

locked in place. Three types of lockbolts are commonly used:

the pull type, the stump type, and the blind type. [Figure 7-20]

Pull Type

Pull-type lockbolts are used mainly in aircraft primary and

secondary structures. They are installed very rapidly and have

approximately one-half the weight of equivalent AN steel

AIR

ASSOCIATES

A RE

O

N MS

COOPERA037

4AN

C

SPEC

W

F O

X

S

Magnetically inspectedSpecial boltSpecial bolt

Drilled head bolt Special bolt NAS close tolerance bolt

Clevis bolt Reworked bolt Low strength

material boltAluminum alloy

(2024) boltAN standard steel boltAN standard steel bolt AN standard steel boltEyebolt Clevis boltCountersunk head bolt Internal hex head boltStandard head bolt Drilled hex head bolt

AN standard steel bolt AN standard steel bolt

AN standard steel bolt AN standard steel bolt AN standard steel boltAN standard steel bolt

(corrosion resistant)

Orange-dyed

magnetically inspected

AN

Figure 7-19. Aircraft bolt identification.

bolts and nuts. A special pneumatic “pull gun” is required

to install this type of lockbolt. One person can accomplish

installation since bucking is not required.

Stump Type

Stump-type lockbolts, although they do not have the extended

stem with pull grooves, are companion fasteners to pull-type lockbolts. They are used primarily where clearance does

not permit installation of the pull-type lockbolt. A standard

pneumatic riveting hammer (with a hammer set attached

for swaging the collar into the pin locking grooves) and a

bucking bar are tools necessary for the installation of stump-

type lockbolts.

Pull type Stump type Blind type

Figure 7-20. Lockbolt types.Blind Type

Blind-type lockbolts come as complete units or assemblies.

They have exceptional strength and sheet pull-together

characteristics. Blind lockbolts are used where only one side

of the work is accessible and, generally, where it is difficult

to drive a conventional rivet. This type of lockbolt is installed

in the same manner as the pull-type lockbolt.

Common Features

Common features of the three types of lockbolts are the

annular locking grooves on the pin and the locking collar,

which is swaged into the pin’s lock grooves to lock the pin

in tension. The pins of the pull- and blind-type lockbolts are

extended for pull installation. The extension is provided with

pulling grooves and a tension breakoff groove.

Composition

The pins of pull- and stump-type lockbolts are made of heat-

treated alloy steel or high-strength aluminum alloy. Companion

collars are made of aluminum alloy or mild steel. The blind

lockbolt consists of a heat-treated alloy steel pin, blind sleeve

and filler sleeve, mild steel collar, and carbon steel washer.

Substitution

Alloy-steel lockbolts may be used to replace steel high-shear

rivets, solid steel rivets, or AN bolts of the same diameter and

head type. Aluminum-alloy lockbolts may be used to replace

solid aluminum-alloy rivets of the same diameter and head

type. Steel and aluminum-alloy lockbolts may also be used to

replace steel and 2024T aluminum-alloy bolts, respectively,

of the same diameter. Blind lockbolts may be used to replace

solid aluminum-alloy rivets, stainless steel rivets, or all blind

rivets of the same diameter.

Numbering System

The numbering systems for the various types of lockbolts are

explained by the break-outs in Figure 7-21 .

Grip Range

To determine the bolt grip range required for any application,

measure the thickness of the material with a hook scale

inserted through the hole. Once this measurement is

determined, select the correct grip range by referring to the

charts provided by the rivet manufacturer. Examples of grip

range charts are shown in Figures 7-22 and 7-23.

When installed, the lockbolt collar should be swaged

substantially throughout the complete length of the collar. The

tolerance of the broken end of the pin relative to the top of the

collar must be within the dimensions given in Figure 7-24 .

When removal of a lockbolt becomes necessary, remove the collar by splitting it axially with a sharp, cold chisel. Be careful

not to break out or deform the hole. The use of a backup bar

on the opposite side of the collar being split is recommended.

The pin may then be driven out with a drift punch.

Aircraft Nuts

Aircraft nuts are made in a variety of shapes and sizes. They

are made of cadmium-plated carbon steel, stainless steel, or

anodized 2024T aluminum alloy and may be obtained with

either right- or left-hand threads. No identifying marking or

lettering appears on nuts. Only the characteristic metallic

luster or color of the aluminum, brass, or the insert can

identify them when the nut is of the self-locking type. They

can be further identified by their construction.

Aircraft nuts can be divided into two general groups: non-

self-locking and self-locking nuts. Non-self-locking nuts

are those that must be safetied by external locking devices,

such as cotter pins, safety wire, or locknuts. Self-locking nuts

contain the locking feature as an integral part.

Non-Self-Locking Nuts

Most of the familiar types of nuts, including the plain nut,

the castle nut, the castellated shear nut, the plain hex nut, the

light hex nut, and the plain check nut are the non-self-locking

type. [Figure 7-25]

7-42LC Lockbolt collar

C Material

C = 24ST aluminum alloy (green color). Use with heat-treated alloy lockbolts only.F = 61ST aluminum alloy (plain color). Use with 75ST aluminum alloy lockbolts only.R = mild steel (cadmium plated). Use with heat-treated alloy steel

lockbolts for high temperature applications only.

Diameter of a pin in 32nds of an inch

CLockbolt collar

LC C C

ALSF Head type

ASCT509 = close tolerance AN-509 C-sink head

ALSF = f lathead type

ALS509 = standard AN-509 C-sink head

ALS426 = standard AN-426 C-sink head

Pin materials

E = 75S-T6 aluminum alloy

T = heat-treated alloy steel

Body diameter in 32nds of an inch

Grip length in 16ths of an inchE

8Stump-type lockbolt

ALSF E 8 8 ALPP

H

THead type

ACT509 = close tolerance AN-509 C-sink head

ALPP = pan head

ALPB = brazier head

ALP509 = standard AN-509 C-sink head

ALP426 = standard AN-426 C-sink head

Class fit

H = hole fi lling (interference fi t)

N = non-hole filling (clearance fi t)

Pin Materials

E = 75S-T6 aluminum alloy

T = heat-treated alloy steel

Body diameter in 32nds of an inch

Grip length in 16ths of an inch8

8Pull-type lockbolt

ALPP H T 8 8

BL Blind lockbolt

Diameter in 32nds of an inch

Grip length in 16ths of an inch, ± 1⁄32 inch 8

4Blind-type lockbolt

BL 8 4

Figure 7-21. Lockbolt numbering system.The castle nut, AN310, is used with drilled shank AN hex

head bolts, Clevis bolts, eyebolts, drilled head bolts, or studs. It is rugged and can withstand large tensional loads. Slots (called castellations) in the nut are designed to accommodate a cotter pin or lock wire for safety.

The castellated shear nut, AN320, is designed for use with

devices, such as drilled Clevis bolts and threaded taper pins, which are normally subjected to shearing stress only. Like the castle nut, it is castellated for safetying. Note, however, that the nut is not as deep or as strong as the castle nut; also, that the castellations are not as deep as those in the castle nut.

The plain hex nut, AN315 and AN335 (fine and coarse

thread), is of rugged construction. This makes it suitable for carrying large tensional loads. However, since it requires an auxiliary locking device, such as a check nut or lock washer, its use on aircraft structures is somewhat limited.

The light hex nut, AN340 and AN345 (fine and coarse

thread), is a much lighter nut than the plain hex nut and must be locked by an auxiliary device. It is used for miscellaneous light tension requirements.

The plain check nut, AN316, is employed as a locking device

for plain nuts, set screws, threaded rod ends, and other devices.The wing nut, AN350, is intended for use where the desired tightness can be obtained by hand and where the assembly is frequently removed.

Self-Locking Nuts

As their name implies, self-locking nuts need no auxiliary means of safetying but have a safetying feature included as an integral part of their construction. Many types of self-locking nuts have been designed and their use has become quite widespread. Common applications are:

• At tachment of antifriction bearings and control pulleys

•Attachment of accessories, anchor nuts around

inspection holes, and small tank installation openings

•Attachment of rocker box covers and exhaust stacks

Self-locking nuts are acceptable for use on certificated aircraft subject to the restrictions of the manufacturer. Self-locking nuts are used on aircraft to provide tight connections that do not shake loose under severe vibration. Do not use self-locking nuts at joints, which subject either the nut or bolt to rotation. They may be used with antifriction bearings and control pulleys, provided the inner race of the bearing is clamped to the supporting structure by the nut and bolt. Plates must be attached to the structure in a positive manner to eliminate rotation or misalignment when tightening the bolts or screws.

7-43Grip

NumberGrip RangeGrip

NumberGrip Range

Minimum Maximum Minimum Maximum

10111213141516170.0310.0940.1560.2190.2810.3440.4060.4690.5310.5940.6560.7180.7810.8430.9060.9681.0310.0940.1560.2190.2810.3440.4060.4690.5310.5940.6560.7180.7810.8430.9060.9681.0311.094181920212223242526272829303132331.0941.1561.2191.2811.3441.4061.4691.5311.5941.6561.7181.7811.8431.9061.9682.0311.1561.2191.2811.3441.4061.4691.5311.5941.6561.7181.7811.8431.9061.9682.0312.094

Figure 7-22. Pull-and stump-type lockbolt grip ranges.¼" Diameter

Grip

NumberGrip Range Grip

NumberGrip Range

1011121314151617181920212223242523456789

1011121314151617181920212223240.0310.0940.1560.2190.2810.3440.4060.4690.5310.5940.6560.7180.7810.8430.9060.9681.0311.0941.1561.2191.2811.3441.4061.4691.5310.0940.1560.2190.2810.3440.4060.4690.5310.5940.6560.7180.7810.8430.9060.9681.0311.0941.1561.2191.2811.3431.4061.4600.1560.2190.2810.3440.4060.4690.5310.5940.6560.7180.7810.8430.9060.9681.0311.0941.1561.2191.2811.3431.4061.4691.5310.0940.1560.2190.2810.3440.4060.4690.5310.5940.6560.7180.7810.8430.9060.9681.0311.0941.1561.2191.2811.3431.4061.4691.5311.594

Minimum Maximum Minimum Maximum

Figure 7-23. Blind-type lockbolt grip ranges.

Pin diameterTolerance

Below Above

0.079 to 0.032

0.079 to 0.0500.079 to 0.0500.079 to 0.060

Figure 7-24. Pin tolerance ranges.The two general types of self-locking nuts currently in use

are the all-metal type and the fiber lock type. For the sake of simplicity, only three typical kinds of self-locking nuts are considered in this handbook: the Boots self-locking and the stainless steel self-locking nuts, representing the all-metal types; and the elastic stop nut, representing the fiber insert type.

Boots Self-Locking Nut

The Boots self-locking nut is of one piece, all-metal

construction designed to hold tight despite severe vibration. Note in Figure 7-26 that it has two sections and is essentially

two nuts in one: a locking nut and a load-carrying nut. The two sections are connected with a spring, which is an integral part of the nut.

The spring keeps the locking and load-carrying sections such

a distance apart that the two sets of threads are out of phase or spaced so that a bolt, which has been screwed through the load-carrying section, must push the locking section outward against the force of the spring to engage the threads of the locking section properly.

The spring, through the medium of the locking section, exerts

a constant locking force on the bolt in the same direction as a force that would tighten the nut. In this nut, the load-carrying section has the thread strength of a standard nut of comparable

size, while the locking section presses against the threads of the bolt and locks the nut firmly in position. Only a wrench applied to the nut loosens it. The nut can be removed and reused without impairing its efficiency.

Boots self-locking nuts are made with three different spring

styles and in various shapes and sizes. The wing type that is the most common ranges in size for No. 6 up to

1⁄4 inch, the

Rol-top ranges from 1⁄4 inch to 1⁄6 inch, and the bellows type

ranges in size from No. 8 up to 3⁄8 inch. Wing-type nuts are

made of anodized aluminum alloy, cadmium-plated carbon 5/16" Diameter

3/16

¼

5/16

3/8

7-44Top view Profile view Top view Profile view

AN310

AN320

AN315

AN335AN340

AN345

AN316

AN350Top view Profile view Top view Profile view

AN310

AN320

AN315

AN335AN340

AN345

AN316

AN350

Figure 7-25. Non-self-locking nuts.steel, or stainless steel. The Rol-top nut is cadmium-plated

steel, and the bellows type is made of aluminum alloy only.

Stainless Steel Self-Locking Nut

The stainless steel self-locking nut may be spun on and off

by hand as its locking action takes places only when the

nut is seated against a solid surface and tightened. The nut

consists of two parts: a case with a beveled locking shoulder

and key and a thread insert with a locking shoulder and

slotted keyway. Until the nut is tightened, it spins on the

bolt easily, because the threaded insert is the proper size

for the bolt. However, when the nut is seated against a solid

surface and tightened, the locking shoulder of the insert is

pulled downward and wedged against the locking shoulder

of the case. This action compresses the threaded insert and

causes it to clench the bolt tightly. The cross-sectional view

in Figure 7-27 shows how the key of the case fits into the

slotted keyway of the insert so that when the case is turned,

the threaded insert is turned with it. Note that the slot is wider

than the key. This permits the slot to be narrowed and the

insert to be compressed when the nut is tightened.

Elastic Stop Nut

The elastic stop nut is a standard nut with the height

increased to accommodate a fiber locking collar. This

fiber collar is very tough and durable and is unaffected by

immersion in hot or cold water or ordinary solvents, such

as ether, carbon tetrachloride, oils, and gasoline. It will not damage bolt threads or plating.

As shown in Figure 7-28 , the fiber locking collar is not

threaded, and its inside diameter is smaller than the largest

diameter of the threaded portion or the outside diameter of

a corresponding bolt. When the nut is screwed onto a bolt, it

acts as an ordinary nut until the bolt reaches the fiber collar.

When the bolt is screwed into the fiber collar, however,

friction (or drag) causes the fiber to be pushed upward. This

creates a heavy downward pressure on the load carrying part

and automatically throws the load carrying sides of the nut

and bolt threads into positive contact. After the bolt has been

forced all the way through the fiber collar, the downward

pressure remains constant. This pressure locks and holds the

nut securely in place even under severe vibration.

Nearly all elastic stop nuts are steel or aluminum alloy.

However, such nuts are available in practically any kind of

metal. Aluminum-alloy elastic stop nuts are supplied with an

anodized finish. Steel nuts are cadmium plated.

Normally, elastic stop nuts can be used many times with

complete safety and without detriment to their locking

efficiency. When reusing elastic stop nuts, be sure the fiber

has not lost its locking friction or become brittle. If a nut can

be turned with the fingers, replace it.

After the nut has been tightened, make sure the rounded or

Boots aircraft nut

Flexloc nut Fiber locknut Elastic stop nutElastic anchor nut

Figure 7-26. Self-locking nuts.

Tightened nutUntightened nutNut case

Threaded nut coreLocking shoulder

Keyway

Figure 7-27. Stainless steel self-locking nut.chamfered end of the bolts, studs, or screws extends at least

the full round or chamfer through the nut. Flat end bolts,

studs, or screws should extend at least 1⁄32 inch through the

nut. Bolts of 5⁄16-inch diameter and over with cotter pin holes

may be used with self-locking nuts, but only if free from

burrs around the holes. Bolts with damaged threads and

rough ends are not acceptable. Do not tap the fiber locking

insert. The self-locking action of the elastic stop nut is the

result of having the bolt threads impress themselves into the

untapped fiber.

Do not install elastic stop nuts in places where the temperature

is higher than 250 °F, because the effectiveness of the self-

locking action is reduced beyond this point. Self-locking

nuts may be used on aircraft engines and accessories when

the engine manufacturer specifies their use.

Self-locking nut bases are made in several forms and

materials for riveting and welding to aircraft structure

or parts. [Figure 7-29] Certain applications require the

installation of self-locking nuts in channels, an arrangement

that permits the attachment of many nuts with only a few

rivets. These channels are track-like bases with regularly

spaced nuts, which are either removable or non-removable.

The removable type carries a floating nut that can be snapped

in or out of the channel, thus making possible the easy

removal of damaged nuts. Nuts, such as the clinch-type and

spline-type, depend on friction for their anchorage and are

not acceptable for use in aircraft structures.

Sheet Spring Nuts

Sheet spring nuts, such as speed nuts, are used with standard

and sheet metal self-tapping screws in non-structural

locations. They find various uses in supporting line clamps,

conduit clamps, electrical equipment, access doors, and the

like and are available in several types. Speed nuts are made

from spring steel and are arched prior to tightening. This

arched spring lock prevents the screw from working loose. These nuts should be used only where originally used in the

fabrication of the aircraft.

Internal & External Wrenching Nuts

Two commercial types of high-strength internal or external

wrenching nuts are available; they are the internal and

external wrenching elastic stop nut and the Unbrako internal

and external wrenching nut. Both are of the self-locking

type, are heat-treated, and can carry high-strength bolt

tension loads.

Identification & Coding

Part numbers designate the type of nut. The common types

and their respective part numbers are:

• Plain, AN315 and AN335

• Castle, AN310

• Plain check, AN316

• Light hex, AN340 and AN345

• Castellated shear, AN320

The patented self-locking types are assigned part numbers

ranging from MS20363 through MS20367. The Boots, the

Flexloc, the fiber locknut, the elastic stop nut, and the self-

locking nut belong to this group. Part number AN350 is

assigned to the wing nut.

Letters and digits following the part number indicate such

Nut Fiber collar

Figure 7-28. Elastic stop nut.items as material, size, threads per inch, and whether the

thread is right or left hand. The letter “B” following the part

number indicates the nut material to be brass, a “D” indicates

2017-T aluminum alloy, a “DD” indicates 2024-T aluminum

alloy, a “C” indicates stainless steel, and a dash in place of

a letter indicates cadmium-plated carbon steel.

The digit (or two digits) following the dash or the material

code letter is the dash number of the nut, and it indicates the

size of the shank and threads per inch of the bolt on which

the nut fits. The dash number corresponds to the first figure

appearing in the part number coding of general purpose bolts.

A dash and the number 3, for example, indicate that the nut

fits an AN3 bolt (10-32); a dash and the number 4 means it

fits an AN4 bolt (1⁄4-28); a dash and the number 5, an AN5

bolt (5⁄16-24); and so on.

The code numbers for self-locking nuts end in three or four

digit numbers. The last two digits refer to threads per inch,

and the one or two preceding digits stand for the nut size in

16ths of an inch.

Some other common nuts and their code numbers are:

Code Number AN310D5R:

AN310 = aircraft castle nut D = 2024-T aluminum alloy

5 = 5⁄16 inch diameter

R = right-hand thread (usually 24 threads per inch)

Code Number AN320-10:

AN320 = aircraft castellated shear nut, cadmium-plated

carbon steel

10 = 5⁄8 inch diameter, 18 threads per inch (this nut is usually

right-hand thread)

Code Number AN350B1032:

AN350 = aircraft wing nut

B = brass

10 = number 10 bolt

32 = threads per inch

Aircraft Washers

Aircraft washers used in airframe repair are either plain, lock,

or special type washers.

Plain Washers

Plain washers, both the AN960 and AN970, are used under

hex nuts. [Figure 7-30] They provide a smooth bearing

surface and act as a shim in obtaining correct grip length for a

bolt and nut assembly. They are used to adjust the position of

castellated nuts in respect to drilled cotter pin holes in bolts.

Use plain washers under lock washers to prevent damage to

the surface material.

Aluminum and aluminum-alloy washers may be used under

bolt heads or nuts on aluminum alloy or magnesium structures

where corrosion caused by dissimilar metals is a factor. When

used in this manner, any electric current flow is between the

washer and the steel bolt. However, it is common practice

to use a cadmium-plated steel washer under a nut bearing

directly against a structure as this washer resists the cutting

action of a nut better than an aluminum-alloy washer.

The AN970 steel washer provides a greater bearing area than

the AN960 washer and is used on wooden structures under both

the head and the nut of a bolt to prevent crushing the surface.

Lock Washers

Lock washers, both the AN935 and AN936, are used with

machine screws or bolts where the self-locking or castellated-

type nut is not appropriate. The spring action of the washer

(AN935) provides enough friction to prevent loosening of

the nut from vibration. [Figure 7-30]

Lock washers should never be used under the following

conditions:

Boots aircraft channel assembly

Elastic stopnut channel assembly

Figure 7-29. Self-locking nut bases.

• With fasteners to primary or secondary structures

• With fasteners on any part of the aircraft where failure

might result in damage or danger to the aircraft or

personnel

• Where failure would permit the opening of a joint to

the airflow

• Where the screw is subject to frequent removal

• Where the washers are exposed to the airflow

• Where the washers are subject to corrosive conditions

• Where the washer is against soft material without a

plain washer underneath to prevent gouging the surface

Shake-Proof Lock Washers

Shake-proof lock washers are round washers designed with

tabs or lips that are bent upward across the sides of a hex nut

or bolt to lock the nut in place. There are various methods

of securing the lock washer to prevent it from turning, such

as an external tab bent downward 90° into a small hole in

the face of the unit or an internal tab that fits a keyed bolt.

Shake-proof lock washers can withstand higher heat than

other methods of safetying and can be used under high

vibration conditions safely. They should be used only once,

because the tabs tend to break when bent a second time.

Special Washers

The ball socket and seat washers, AC950 and AC955, are

special washers used where a bolt is installed at an angle to a surface or where perfect alignment with a surface is required.

These washers are used together. [Figure 7-30]

The NAS143 and MS20002 washers are used for internal

wrenching bolts of the NAS144 through NAS158 series.

This washer is either plain or countersunk. The countersunk

washer (designated as NAS143C and MS20002C) is used

to seat the bolt head shank radius, and the plain washer is

used under the nut.

Installation of Nuts, Washers, & Bolts

Bolt & Hole Sizes

Slight clearances in bolt holes are permissible wherever bolts

are used in tension and are not subject to reversal of load. A

few of the applications in which clearance of holes may be

permitted are in pulley brackets, conduit boxes, lining trim,

and miscellaneous supports and brackets.

Bolt holes are to be normal to the surface involved to provide

full bearing surface for the bolt head and nut and must not be

oversized or elongated. A bolt in such a hole carries none of

its shear load until parts have yielded or deformed enough

to allow the bearing surface of the oversized hole to contact

the bolt. In this respect, remember that bolts do not become

swaged to fill up the holes, as do rivets.

In cases of oversized or elongated holes in critical members,

obtain advice from the aircraft or engine manufacturer before

drilling or reaming the hole to take the next larger bolt.

Usually such factors as edge distance, clearance, or load

Plain AN 960

Split-Lock Internal toothlock External toothlockBall seat & socket

AC9950 & AC955Taper pin AN975

Plain AN 935 Star lock washersSpecial washers

Figure 7-30. Various types of washers.factor must be considered. Oversized or elongated holes in

noncritical members can usually be drilled or reamed to the

next larger size.

Many bolt holes, particularly those in primary connecting

elements, have close tolerances. Generally, it is permissible

to use the first lettered drill size larger than the normal bolt

diameter, except where the AN hexagon bolts are used in

light-drive fit (reamed) applications and where NAS close

tolerance bolts or AN Clevis bolts are used.

Light-drive fits for bolts (specified on the repair drawings as

0.0015 inch maximum clearance between bolt and hole) are

required in places where bolts are used in repair, or where

they are placed in the original structure.

The fit of holes and bolts cannot be defined in terms of shaft

and hole diameters; it is defined in terms of the friction between

bolt and hole when sliding the bolt into place. A tight drive fit,

for example, is one in which a sharp blow of a 12- or 14-ounce

hammer is required to move the bolt. A bolt that requires a hard

blow and sounds tight is considered too tight a fit. A light-drive

fit is one in which a bolt moves when a hammer handle is held

against its head and pressed by the weight of the body.

Installation Practices

Examine the markings on the bolt head to determine that

each bolt is of the correct material. It is extremely important

to use like bolts in replacement. In every case, refer to the

applicable Maintenance Instructions Manual and Illustrated

Parts Breakdown.

Be sure that washers are used under both the heads of bolts

and nuts unless their omission is specified. A washer guards

against mechanical damage to the material being bolted and

prevents corrosion of the structural members. An aluminum-

alloy washer should be used under the head and nut of a steel

bolt securing aluminum alloy or magnesium alloy members.

Any corrosion that occurs attacks the washer rather than the

members. Steel washers should be used when joining steel

members with steel bolts.

Whenever possible, place the bolt with the head on top or in

the forward position. This positioning tends to prevent the

bolt from slipping out if the nut is accidentally lost.

Be certain that the bolt grip length is correct. Grip length is

the length of the unthreaded portion of the bolt shank. The

grip length should equal the thickness of the material being

bolted together. However, bolts of slightly greater grip length

may be used if washers are placed under the nut or the bolt

head. In the case of plate nuts, add shims under the plate.Safetying of Bolts & Nuts

It is very important that all bolts or nuts, except the self-

locking type, be safetied after installation. This prevents

them from loosening in flight due to vibration. Methods of

safetying are discussed later in this chapter.

Repair of Damaged Internal Threads

Installation or replacement of bolts is simple when compared

to the installation or replacement of studs. Bolt heads and nuts

are cut in the open, whereas studs are installed into internal

threads in a casting or built-up assembly. Damaged threads

on bolts or nuts can be seen and only require replacement

of the defective part. If internal threads are damaged, two

alternatives are apparent: the part may be replaced or the

threads repaired or replaced. Correction of the thread problem

is usually cheaper and more convenient. Two methods of

repairing are by replacement bushings or helicoils.

Replacement Bushings

Bushings are usually special material (steel or brass spark

plug bushings into aluminum cylinder heads). A material

that resists wear is used where removal and replacement is

frequent. The external threads on the bushing are usually

coarse. The bushing is installed, a thread lock compound

may or may not be used, and staked to prevent loosening.

Many bushings have left-hand threads external and right-

hand threads internal. With this installation, removal of the

7-49bolt or stud (right-hand threads) tends to tighten the bushing.

Bushings for common installations, such as spark plugs, may

be up to 0.040 oversize (in increments of 0.005). Original

installation and overhaul shop replacements are shrunk fit:

a heated cylinder head and a frozen bushing.

Helicoils

Helicoils are precision-formed screw thread coils of 18-8

stainless steel wire having a diamond-shaped cross section.

[Figure 7-31] They form unified coarse or unified fine thread

classes 2-band 3B when assembled into (helicoil) threaded

holes. The assembled insert accommodates UNJ (controlled

radius root) male threaded members. Each insert has a driving

tang with a notch to facilitate removal of the tang after the

insert is screwed into a helicoil tapped hole.

They are used as screw thread bushings. In addition to being

used to restore damaged threads, they are used in the original

design of missiles, aircraft engines, and all types of mechanical

equipment and accessories to protect and strengthen tapped

threads in light materials, metals, and plastics, particularly in

locations that require frequent assembly and disassembly and/

or where a screw locking action is desired.

Helicoil installation is a 5 or 6 step operation, depending

upon how the last step is classed. [Figure 7-32]

Step 1: Determine what threads are damaged.

Step 2: (a) New installation of helicoil—drill out

damaged threads to minimum depth

specified.

(b) Previously installed helicoil—using proper

size extracting tool, place edge of blade in

90° from the edge of the insert. Tap with

hammer to seat tool. Turn to left, applying

pressure, until insert backs out. Threads are

not damaged if insert is properly removed.

Step 3: Tap—use the tap of required nominal thread size.

The tapping procedure is the same as standard

thread tapping. Tap length must be equal to or

exceed the requirement.

Step 4: Gauge—threads may be checked with a helicoil

thread gauge.

Step 5: Insert assembly—using proper tool, install insert

to a depth that puts end of top coil 1⁄4 to 1⁄2 turn

below the top surface of the tapped hole.

Step 6: Tang breakoff—select proper breakoff tool.

Tangs should be removed from all drilled

through holes. In blind holes, the tangs may be

removed when necessary if enough hole-depth

is provided below the tang of the installed insert.These are not to be considered specific instructions on helicoil

installation. The manufacturer’s instruction must be followed

when making an installation.

Helicoils are available for the following threads: unified

coarse, unified fine, metric, spark plug, and national taper

pipe threads.

Fastener Torque

Torque

As the speed of an aircraft increases, each structural member

becomes more highly stressed. It is therefore extremely

important that each member carry no more and no less than

the load for which it was designed. To distribute the loads

safely throughout a structure, it is necessary that proper

torque be applied to all nuts, bolts, studs, and screws.

Using the proper torque allows the structure to develop

its designed strength and greatly reduces the possibility of

failure due to fatigue.

Torque Wrenches

The three most commonly used torque wrenches are

the flexible beam, rigid frame, and the ratchet types.

[Figure 7-33] When using the flexible beam and the rigid

frame torque wrenches, the torque value is read visually on

a dial or scale mounted on the handle of the wrench.

To use the ratchet type, unlock the grip and adjust the handle

to the desired setting on the micrometer-type scale, then

relock the grip. Install the required socket or adapter to the

square drive of the handle. Place the wrench assembly on the

nut or bolt, and pull the wrench assembly on the nut or bolt

in a clockwise direction with a smooth, steady motion. (A

fast or jerky motion results in an improperly torqued unit.)

When the applied torque reaches the torque value indicated

on the handle setting, the handle automatically releases or

“breaks” and moves freely for a short distance. The release

and free travel is easily felt, so there is no doubt about when

the torqueing process is completed.

To assure getting the correct amount of torque on the

fasteners, all torque wrenches must be tested at least once a

month or more often if necessary.

Note: It is not advisable to use a handle length extension on

a flexible beam-type torque wrench at any time. A handle

extension alone has no effect on the reading of the other types.

The use of a drive end extension on any type of torque wrench

makes the use of the formula mandatory. When applying the

formula, force must be applied to the handle of the torque

wrench at the point from which the measurements were taken.

If this is not done, the torque obtained is incorrect.

Figure 7-31. Helicoil insert.

Drill Tap Gauge Install

Figure 7-32. Helicoil installation.Torque Tables

Use the standard torque table as a guide in tightening nuts,

studs, bolts, and screws whenever specific torque values are

not called out in maintenance procedures. The following

rules apply for correct use of the torque table: [Figure 7-34]

1. To obtain values in foot-pounds, divide inch-pounds

by 12.

2. Do not lubricate nuts or bolts except for corrosion-

resistant steel parts or where specifically instructed

to do so.

3. Always tighten by rotating the nut first if possible.

When space considerations make it necessary to

tighten by rotating the bolt head, approach the high

side of the indicated torque range. Do not exceed the

maximum allowable torque value.

4. Maximum torque ranges should be used only when

materials and surfaces being joined are of sufficient

thickness, area, and strength to resist breaking,

warping, or other damage.

5. For corrosion-resisting steel nuts, use torque values

given for shear-type nuts.

6. The use of any type of drive end extension on a torque

wrench changes the dial reading required to obtain

the actual values indicated in the standard torque

range tables. When using a drive end extension, the

torque wrench reading must be computed by use of

the proper formula, which is included in the handbook

accompanying the torque wrench.

Cotter Pin Hole Line Up

When tightening castellated nuts on bolts, the cotter pin holes may not line up with the slots in the nuts for the range

of recommended values. Except in cases of highly-stressed

engine parts, the nut may not be over torque. Remove

hardware and realign the holes. The torque loads specified

may be used for all unlubricated cadmium-plated steel nuts

of the fine or coarse thread series, which have approximately

equal number of threads and equal face bearing areas. These

values do not apply where special torque requirements are

specified in the maintenance manual.

If the head end, rather than the nut, must be turned in the

tightening operation, maximum torque values may be

increased by an amount equal to shank friction, provided the

latter is first measured by a torque wrench.

Basic formula F x L = T

F = Applied force

L = Lever length between centerline of drive and centerline of

applied force (F must be 90° to L)

T = Torque

Formula for use with extensions Tw =

A = Lever length of wrench

B = Lever length of wrench plus extension

Te = Required torque on bolt

Tw = Torque reading on wrench dialA

B90°

LF

T

Flexible beamRatchet type

Rigid frame90°

Te x A

B

Figure 7-33. Common torque wrenches.Aircraft Rivets

Sheets of metal must be fastened together to form the aircraft

structure, and this is usually done with solid aluminum-alloy

rivets. A rivet is a metal pin with a formed head on one

end when the rivet is manufactured. The shank of the rivet

is inserted into a drilled hole, and its shank is then upset

(deformed) by a hand or pneumatic tool. The second head,

formed either by hand or by pneumatic equipment, is called

a “shop head.” The shop head functions in the same manner

as a nut on a bolt. In addition to their use for joining aircraft

skin sections, rivets are also used for joining spar sections, for

holding rib sections in place, for securing fittings to various

parts of the aircraft, and for fastening innumerable bracing

members and other parts together. The rivet creates a bond

that is at least as strong as the material being joined.

Two of the major types of rivets used in aircraft are the

common solid shank type, which must be driven using a

bucking bar, and the special (blind) rivets, which may be

installed where it is impossible to use a bucking bar.

Aircraft rivets are not hardware store rivets. Rivets purchased

at a hardware store should never be used as a substitute for

aircraft quality rivets. The rivets may be made from very

different materials, the strength of the rivets differs greatly,

and their shear strength qualities are very different. The

countersunk heads on hardware store rivets are 78°, whereas

countersunk aircraft rivets have 100° angle heads for more

surface contact to hold it in place.

Standards and Specifications

The FAA requires that the structural strength and

integrity of type-certificated aircraft conform to all

airworthiness requirements. These requirements apply to

performance, structural strength, and integrity as well as

flight characteristics. To meet these requirements, each

aircraft must meet the same standards. To accomplish

standardization, all materials and hardware must be

manufactured to a standard of quality. Specifications and

standards for aircraft hardware are usually identified by the

organization that originated them. Some of the common

standardizing organizations include:

AMS Aeronautical Material Specifications

AN Air Force-Navy

AND Air Force-Navy Design

AS Aeronautical Standard

ASA American Standards Association

ASTM American Society for Testing Materials

MS Military Standard

NAF Naval Aircraft Factory

7-52NAS National Aerospace Standard

SAE Society of Automotive Engineers

When a MS20426-AD4-6 rivet is required, the specifications

have already been written for it in the Military Standard (MS)

specifications. That information is available to the aircraft

manufacturers, the rivet manufacturers and the mechanic.

The specifications designate the material to be used as well

as the head type, diameter, and length of the rivet. The use

of standardized materials in the production of aircraft makes

each aircraft exactly the same as the previous one and makes

them less expensive to build.

Aircraft rivets are manufactured to much higher standards and

specifications than rivets manufactured for general use. When

aircraft manufacturers started building all-metal aircraft in

the 1930s, different manufacturers had different rivet head

designs. Brazier heads, modified brazier heads, button heads,

mushroom heads, flatheads, and 78° countersunk heads

were used. As aircraft standardized, four rivet head designs

almost completely replaced all the others. Rivets exposed

to the airflow over the top of the structure are usually either

universal head MS20470 or 100° countersunk head MS20426

rivets. For rivets used in internal structures, the roundhead

MS20430 and the flathead MS20442 are generally used.

Solid Shank Rivets

Solid shank rivets are generally used in repair work. They

are identified by the kind of material of which they are made,

their head type, size of shank, and their temper condition.

The designation of the solid shank rivet head type, such as

universal head, roundhead, flathead, countersunk head, and

brazier head, depends on the cross-sectional shape of the

head. [Figure 7-35] The temper designation and strength

are indicated by special markings on the head of the rivet.

The material used for most aircraft solid shank rivets is

aluminum alloy. The strength and temper conditions of

aluminum-alloy rivets are identified by digits and letters

similar to those adopted for the identification of strength and

temper conditions of aluminum and aluminum-alloy stock.

The 1100, 2017-T, 2024-T, 2117-T, and 5056 rivets are the

five grades usually available.

The 1100 rivet, which is composed of 99.45 percent pure

aluminum, is very soft. It is for riveting the softer aluminum

alloys, such as 1100, 3003, and 5052, which are used for

nonstructural parts (all parts where strength is not a factor).

The riveting of map cases is a good example of where a rivet

of 1100 aluminum alloy may be used.

The 2117-T rivet, known as the field rivet, is used more

than any other for riveting aluminum alloy structures. The field rivet is in wide demand, because it is ready for use as

received and needs no further heat-treating or annealing. It

also has a high resistance to corrosion.

The 2017-T and 2024-T rivets are used in aluminum-alloy

structures where more strength is needed than is obtainable

with the same size 2217-T rivet. These rivets are known as

“ice box rivets,” are annealed and must be kept refrigerated

until they are to be driven. The 2017-T rivet should be driven

within approximately 1 hour and the 2024-T rivet within 10

to 20 minutes after removal from refrigeration.

The 5056 rivet is used for riveting magnesium-alloy

structures because of its corrosion-resistant qualities in

combination with magnesium.

Mild steel rivets are used for riveting steel parts. The corrosion-

resistant steel rivets are for riveting corrosion-resistant steels

in firewalls, exhaust stack brackets, and similar structures.

Monel rivets are used for riveting nickel-steel alloys. They

can be substituted for those made of corrosion-resistant steel

in some cases.

The use of copper rivets in aircraft repair is limited. Copper

rivets can be used only on copper alloys or nonmetallic

materials, such as leather.

Metal temper is an important factor in the riveting process,

especially with aluminum alloy rivets. Aluminum-alloy rivets

have the same heat-treating characteristics as aluminum-alloy

stock. They can be hardened and annealed in the same manner

as aluminum. The rivet must be soft, or comparatively soft,

before a good head can be formed. The 2017-T and 2024-T

rivets are annealed before being driven. They harden with age.

The process of heat-treating (annealing) rivets is much the

same as that for stock. Either an electric air furnace, a salt bath,

or a hot oil bath is needed. The heat-treating range, depending

on the alloy, is 625 °F to 950 °F. For convenient handling, rivets

are heated in a tray or a wire basket. They are quenched in cold

water (70 °F) immediately after heat-treating.

The 2017-T and 2024-T rivets, which are heat-treatable

rivets, begin to age harden within a few minutes after being

exposed to room temperature. Therefore, they must be used

immediately after quenching or else be placed in cold storage.

The most commonly used means for holding heat-treatable

rivets at low temperature (below 32 °F) is to keep them in a

refrigerator. They are referred to as “icebox” rivets. Under

this storage condition, they remain soft enough for driving

for up to 2 weeks. Any rivets not used within that time should

be removed for reheat-treating.

7-53Bolt, Stud, or

Screw Size On standard bolts, studs, and

screws having a tensile strength of

125,000 to 140,000 psi On bolts, studs,

and screws having a

tensile strength

of 140,000 to

160,000 psi On high-strength

bolts, studs, and

screws having a

tensile strength of

160,000 psi and over

Shear-type nuts

(AN320, AN364, or

equivalent) Tension-type nuts and

threaded machine

parts (AN-310, AN365,

or equivalent) Any nut, except shear

type Any nut, except shear

type TORQUE VALUES FOR TIGHTENING NUTS

¼–20

½–13

¾–10

7⁄8–9

11⁄8–8

1¼–88–36

¼–28

3⁄8–24

7/16–20

½–20

¾–16

11⁄8–12

1¼–127–9

140–155270–300240–290290–410300–420480–600420–540660–780700–950

1,300–1,5001,300–1,8001,500–1,80022,00–3,0002,200–3,3003,300–4,0003,000–4,2004,000–5,0005,400–6,60012–1520–2540–5050–7080–90

100–140160–185160–190235–255450–500400–480480–690500–700

800–1,000

1,100–1,3001,150–1,6002,300–2,5002,200–3,0002,500–3,0003,700–5,0003,700–5,5005,500–6,5005,000–7,0006,500–8,000

9,000–11,00014–1723–3045–4960–80

120–172173–217175–271245–342475–628440–636585–840600–845

900–1,220800–1,125

1,200–1,7301,380–1,9252,400–3,5002,600–3,5702,750–4,6504,350–5,9204,600–7,2506,000–8,650

6,000–10,2507,250–11,000

10,000–16,75015–1825–3550–6870–90

140–203185–248190–351255–428500–756480–792690–990700–990

1,000–1,440

900–1,350

1,300–2,1601,600–2,2502,500–4,5003,000–4,1403,000–6,3005,000–6,8405,500–9,000

6,500–10,8007,000–13,5008,000–14,000

11,000–22,500

Figure 7-34. Standard torque table (inch-pounds).(INCH-POUNDS)

5/16–18

3/8–16

7/16–14

9/16–12

5/8–115/16–24

9/16–18

5/8–18

7/8–14

7-54Icebox rivets attain about one-half their maximum strength

in approximately 1 hour after driving and full strength in

about 4 days. When 2017-T rivets are exposed to room

temperature for 1 hour or longer, they must be subject to

reheat-treatment. This also applies to 2024-T rivets exposed

to room temperature for a period exceeding 10 minutes.

Once an icebox rivet has been taken from the refrigerator, it

should not be mixed with the rivets still in cold storage. If

more rivets are removed from the refrigerator than can be used

in 15 minutes, they should be placed in a separate container

and stored for reheat-treatment. Heat-treatment of rivets

may be repeated a number of times if done properly. Proper

heating times and temperatures are shown in Figure 7-36 .

Most metals, and therefore aircraft rivet stock, are subject

to corrosion. Corrosion may be the result of local climatic

conditions or the fabrication process used. It is reduced

to a minimum by using metals that are highly resistant to

corrosion and possess the correct strength-to-weight ratio.

Ferrous metals placed in contact with moist salt air rust if not

properly protected. Nonferrous metals, those without an iron

base, do not rust, but a similar process known as corrosion

takes place. The salt in moist air (found in the coastal areas)

attacks the aluminum alloys. It is a common experience to

inspect the rivets of an aircraft, which has been operated near

salt water, and find them badly corroded.

If a copper rivet is inserted into an aluminum-alloy structure,

two dissimilar metals are brought in contact with each other.

Remember, all metals possess a small electrical potential.

Dissimilar metals in contact with each other in the presence of

moisture cause an electrical current to flow between them and

chemical byproducts to be formed. Principally, this results

in the deterioration of one of the metals.

Certain aluminum alloys react to each other and, therefore,

must be thought of as dissimilar metals. The commonly used

aluminum alloys may be divided into the two groups shown

in Figure 7-37 .

Members within either group A or group B can be considered

as similar to each other and will not react to others within the

same group. A corroding action will take place, however, if

any metal of group A comes in contact with a metal in group

B in the presence of moisture.

Avoid the use of dissimilar metals whenever possible. Their

incompatibility is a factor that was considered when the AN

Standards were adopted. To comply with AN Standards,

the manufacturers must put a protective surface coating on the rivets. This may be zinc chromate, metal spray, or an

anodized finish.

The protective coating on a rivet is identified by its color. A

rivet coated with zinc chromate is yellow, an anodized surface

is pearl gray, and the metal sprayed rivet is identified by a

silvery gray color. If a situation arises in which a protective

coating must be applied on the job, paint the rivet with zinc

chromate before it is used and again after it is driven.

Identification

Markings on the heads of rivets are used to classify their

characteristics. These markings may be either a raised teat,

two raised teats, a dimple, a pair of raised dashes, a raised

cross, a single triangle, or a raised dash; some other heads

have no markings.

The different markings indicate the composition of the rivet

stock. As explained previously, the rivets have different colors

to identify the manufacturers’ protective surface coating.

Roundhead rivets are used in the interior of the aircraft,

except where clearance is required for adjacent members.

The roundhead rivet has a deep, rounded top surface. The

head is large enough to strengthen the sheet around the hole

and, at the same time, resists tension.

The flathead rivet, like the roundhead rivet, is used on interior

structures. It is used where maximum strength is needed and

where there is not sufficient clearance to use a roundhead

rivet. It is seldom, if ever, used on external surfaces. The

brazier head rivet has a head of large diameter, which makes it

particularly adaptable for riveting thin sheet stock (skin). The

brazier head rivet offers only slight resistance to the airflow,

and because of this factor, it is frequently used for riveting skin

on exterior surfaces, especially on aft sections of the fuselage

and empennage. It is used for riveting thin sheets exposed to the

slipstream. A modified brazier head rivet is also manufactured;

it is simply a brazier head of reduced diameter.

The universal head rivet is a combination of the roundhead,

flathead, and brazier head. It is used in aircraft construction

and repair in both interior and exterior locations. When

replacement is necessary for protruding head rivets—

roundhead, flathead, or brazier head—they can be replaced

by universal head rivets.

The countersunk head rivet is flat topped and beveled toward

the shank so that it fits into a countersunk or dimpled hole

and is flush with the material’s surface. The angle at which

the head slopes may vary from 78° to 120°. The 100° rivet

is the most commonly used type. These rivets are used to

fasten sheets over which other sheets must fit. They are also

7-55* New specifications are for design purposes.Head Marking MaterialAN

Material

Code AN425

78°

Counter-

sunk

Head AN426

100°

Counter-

sunk Head

MS20426*AN427

100°

Counter-

sunk Head

MS20427*AN430

Round

Head

MS20470* AN435

Round

Head

MS20613*

MS20615* AN441

Flat

HeadAN442

Flat

Head

MS20470*AN455

Brazier

Head

MS20470*AN456

Brazier

Head

MS20470*AN470

Universal

Head

MS20470*Heat

Treat

Before

Use Shear

Strength

psi Bearing

Strength

psi

X

X

X

X

X

XX

X

X

X

X

X

XX

X

X

X

X

X

XX

X

X

X

X

X

XX

X

X

X

X

X

XX

X

X

X

X

X

X25,000

100,000

113,000

126,000

136,000

90,000

90,000

90,000X

X

X

XX

X

XA

AD

D

D

DD

B

F

C

M

CX

MS20613*

X

MS20613*

X

X

MS20615*

X

MS20615*X

X

X

X

X

X

X

MS20426No

No

Yes

No

Yes

No

No

No

No

No

No

No

No

No10,000

30,000

34,000

38,000

41,000

27,000

35,000

65,000

23,000

49,000

49,000

95,000

Plain

Recessed

Dot

Raised

Dot

Raised

Dot

Raised

Double Dash

Raised

Cross

Three Raised

Dashes

Recessed

Triangle

Recessed

Dash

Plain

Plain

Plain

Recessed

Large and

Small DotRecessed

Double Dots1100

2117T

2017T

2024T

5056T2017T-HD

7075-T73

Carbon Steel

Copper

Brass

TitaniumMonel (Nickel-

Copper Alloy)Corrosion

Resistant Steel

Monel

Figure 7-35. Rivet identification chart.

7-56Heating Time—A ir Furnac e

Rivet A lloyTime a t

Temper ature Hea t-Treating

Temper ature

910 °F –930 °F

925 °F –950 °F2024

20171 hour

1 hour

Heating Time—S alt B ath

201730 minut es

30 minut esRivet A lloyTime a t

Temper ature Hea t-Treating

Temper ature

910 °F –930 °F

925 °F –950 °F

Figure 7-36. Rivet heating times and temperatures.Group A

6053Group B

Figure 7-37. Aluminum groupings.used on exterior surfaces of the aircraft, because they offer

only slight resistance to the slipstream and help to minimize

turbulent airflow.

The markings on the heads of rivets indicate the material

of which they are made and, therefore, their strength.

Figure 7-37 identifies the rivet head markings and the

materials indicated by them. Although there are three

materials indicated by a plain head, it is possible to

distinguish their difference by color. The 1100 is an

aluminum color; the mild steel is a typical steel color; and

the copper rivet is a copper color. Any head marking can

appear on any head style of the same material.

A part number identifies each type of rivet so that the user

can select the correct rivet for the job. The type of rivet head

is identified by AN or MS standard numbers. The numbers

selected are in series and each series represents a particular

type of head.

The most common numbers and the types of heads they

represent are:

AN426 or MS20426—countersunk head rivets (100°)

AN430 or MS20430—roundhead rivets

AN441—flathead rivets

AN456—brazier head rivets

AN470 or MS20470—universal head rivets

There are also letters and numbers added to a part number.

The letters designate alloy content; the numbers designate

rivet diameter and length. The letters in common uses for

alloy designation are:

A—Aluminum alloy, 1100 or 3003 composition

AD—Aluminum alloy, 2117-T compositionD—Aluminum alloy, 2017-T composition

DD—Aluminum alloy, 2024-T composition

B—Aluminum alloy, 5056 composition

C—Copper

M—Monel

The absence of a letter following the AN standard number

indicates a rivet manufactured from mild steel.

The first number following the material composition letters

expresses the diameter of the rivet shank in 32nds of an inch.

For example, 3 indicates 3⁄32, 5 indicates 5⁄32, and so forth.

[Figure 7-38]

The last number(s), separated by a dash from the preceding

number, expresses the length of the rivet shank in 16ths of an

inch. For example, 3 indicates 3⁄16, 7 indicates 7⁄16, 11 indicates

11⁄16, and so forth. [Figure 7-38]

An example of identification marking of a rivet is:

AN470AD3-5—complete part number

AN—Air Force-Navy standard number

470—universal head rivet

AD—2117-T aluminum alloy

3—3⁄32 in diameter

5—5⁄16 in length

Blind Rivets

There are many places on an aircraft where access to both

sides of a riveted structure or structural part is impossible, or

where limited space does not permit the use of a bucking bar.

Also, in the attachment of many non-structural parts, such as

aircraft interior furnishings, flooring, deicing boots, and the

like, the full strength of solid shank rivets is not necessary.

For use in such places, special rivets have been designed that

can be bucked from the front. Special rivets are sometimes

lighter than solid shank rivets, yet amply strong for intended

use. These rivets are produced by several manufacturers and

7-57have unique characteristics that require special installation

tools, special installation procedures, and special removal

procedures. That is why they are called special rivets.

Because these rivets are often inserted in locations where

one head (usually the shop head) cannot be seen, they are

also called blind rivets.

Mechanically-Expanded Rivets

Two classes of mechanically-expanded rivets are discussed here:

• Non-structural—self-plugging (friction lock) rivets,

pull-thru rivets

• Mechanical lock—flush fracturing, self-plugging rivets

Self-Plugging Rivets (Friction Lock)

The self-plugging (friction lock) blind rivets are manufactured

by several companies. The same general basic information

about their fabrication, composition, uses, selection,

installation, inspection, and removal procedures apply to

all of them.

Self-plugging (friction lock) rivets are fabricated in two parts:

a rivet head with a hollow shank or sleeve, and a stem that

extends through the hollow shank. Figure 7-39 illustrates a

protruding head and a countersunk head self-plugging rivet

produced by one manufacturer.

Several events, in their proper sequence, occur when a pulling

force is applied to the stem of the rivet:

1. The stem is pulled into the rivet shank.

2. The mandrel portion of the stem forces the rivet shank

to expand.

3. When friction (or pulling action pressure) becomes

great enough, it causes the stem to snap at a breakoff

groove on the stem.

The plug portion (bottom end of the stem) is retained in the

shank of the rivet giving the rivet much greater shear strength

than could be obtained from a hollow rivet.

Self-plugging (friction lock) rivets are fabricated in two

common head styles: a protruding head like the MS20470

or universal head, and a 100° countersunk head. Other head

styles are available from some manufacturers.

The stem of the self-plugging (friction lock) rivet may have a

knot or knob on the upper portion, or it may have a serrated

portion. [Figure 7-39]

Self-plugging (friction lock) rivets are fabricated from several

materials. Rivets are available in the following material

combinations: stem 2017 aluminum alloy and sleeve 2117 aluminum alloy; stem 2017 aluminum alloy and sleeve 5056

aluminum alloy; and stem steel and sleeve steel.

Self-plugging (friction lock) rivets are designed so that

installation requires only one person; it is not necessary

to have the work accessible from both sides. The pulling

strength of the rivet stem is such that a uniform job can always

be assured. Because it is not necessary to have access to the

opposite side of the work, self- plugging (friction lock) rivets

can be used to attach assemblies to hollow tubes, corrugated

sheet, hollow boxes, and so forth. Because a hammering force

is not necessary to install the rivet, it can be used to attach

assemblies to plywood or plastics.

Factors to consider in the selection of the correct rivet for

installation are: installation location, composition of the

material being riveted, thickness of the material being riveted,

and strength desired.

If the rivet is to be installed on an aerodynamically

smooth surface, or if clearance for an assembly is needed,

countersunk head rivets should be selected. In other areas

where clearance or smoothness is not a factor, the protruding

head type rivet may be utilized.

Material composition of the rivet shank depends upon the

type of material being riveted. Aluminum alloy 2117 shank

rivets can be used on most aluminum alloys. Aluminum alloy

5056 shank rivets should be used when the material being

riveted is magnesium. Steel rivets should always be selected

for riveting assemblies fabricated from steel.

The thickness of the material being riveted determines the

overall length of the shank of the rivet. As a general rule,

the shank of the rivet should extend beyond the material

thickness approximately 3⁄64 inch to 1⁄8 inch before the stem

is pulled. [Figure 7-40]

Pull-Thru Rivets

Several companies manufacture the pull-thru blind rivets.

The same general basic information about their fabrication,

composition, uses, selection, installation, inspection, and

removal procedures apply to all of them.

Pull-thru rivets are fabricated in two parts: a rivet head with

a hollow shank or sleeve and a stem that extends through the

hollow shank. Figure 7-41 illustrates a protruding head and

a countersunk head pull-thru rivet.

Several events, in their proper sequence, occur when a pulling

force is applied to the stem of the rivet:

1. The stem is pulled through the rivet shank.

Length of rivet

Diameter of shank Diameter of shankCountersunk angle

Figure 7-38. Methods of measuring rivets.

Protruding head Countersunk head

Figure 7-39. Self-plugging (friction lock) rivets.2. The mandrel portion of the stem forces the shank to

expand forming the blind head and filling the hole.

Pull-thru rivets are fabricated in two common head styles:

protruding head like the MS20470 or universal head and a

100° countersunk head. Other head styles are available from

some manufacturers.

Pull-thru rivets are fabricated from several materials. The

most commonly used are 2117-T4 aluminum alloy, 5056

aluminum alloy, Monel. Pull-thru rivets are designed so that

installation requires only one person; it is not necessary to

have the work accessible from both sides.

Factors to consider in the selection of the correct rivet for

installation are: installation location, composition of the

material being riveted, thickness of the material being riveted,

and strength desired.

The thickness of the material being riveted determines the

overall length of the shank of the rivet. As a general rule,

the shank of the rivet should extend beyond the material

thickness approximately 3⁄64 inch to 1⁄8 inch before the stem

is pulled. [Figure 7-42]

Each company that manufactures pull-thru rivets has a code

number to help users obtain correct rivet for the grip range of

a particular installation. In addition, MS numbers are used for

identification purposes. Numbers are similar to those shown

on the preceding pages.

Self-Plugging Rivets (Mechanical Lock)

Self-plugging (mechanical lock) rivets are like self-plugging

(friction lock) rivets, except for the way the stem is retained in

the rivet sleeve. This type of rivet has a positive mechanical

locking collar to resist vibrations that cause the friction lock

rivets to loosen and possibly fall out. [Figure 7-43] Also,

the mechanical locking-type rivet stem breaks off flush with the head and usually does not require further stem trimming

when properly installed. Self-plugging (mechanical lock)

rivets display all the strength characteristics of solid shank

rivets and, in most cases, can be substituted rivet for rivet.

Bulbed CherryLOCK® Rivets

The large blind head of this fastener introduced the word

“bulb” to blind rivet terminology. In conjunction with the

unique residual preload developed by the high stem break

load, its proven fatigue strength makes it the only blind rivet

interchangeable structurally with solid rivets. [Figure 7-44]

Wiredraw CherryLOCK® Rivets

There is a wide range of sizes, materials, and strength levels

from which to select. This fastener is especially suited for

sealing applications and joints requiring an excessive amount

of sheet take-up. [Figure 7-45]

Huck® Mechanical Locked Rivets

Self-plugging (mechanical lock) rivets are fabricated in two

sections: a head and shank (including a conical recess and

locking collar in the head) and a serrated stem that extends

through the shank. Unlike the friction lock rivet, the Huck®

mechanical lock rivet has a locking collar that forms a positive

lock for retention of the stem in the shank of the rivet. This

collar is seated in position during the installation of the rivet.

Material

Self-plugging (mechanical lock) rivets are fabricated with

CA

B

A = Thickness of material (grip range)

B = 3⁄64 –1⁄8"

C = Total rivet shank length

Figure 7-40. Determining length of friction lock rivets.

Protruding head Countersunk head

Figure 7-41. Pull-thru rivets.sleeves (rivet shanks) of 2017 and 5056 aluminum alloys,

Monel, or stainless steel.

The mechanical lock type of self-plugging rivet can be

used in the same applications as the friction lock type of rivet. In addition, because of its greater stem retention characteristic, installation in areas subject to considerable vibration is recommended.

The same general requirements must be met in the

selection of the mechanical lock rivet as for the friction lock rivet. Composition of the material being joined together determines the composition of the rivet sleeve.

For example, 2017 aluminum alloy rivets for most aluminum alloys and 5056 aluminum rivets for magnesium.

Figure 7-46 depicts the sequences of a typical mechanically-

locked blind rivet. The form and function may vary slightly

between blind rivet styles and specifics should be obtained from manufacturers.

Head Styles

Self-plugging mechanical locked blind rivets are available in several head styles depending on the installation requirements. [Figure 7-47]

Diameters

Shank diameters are measured in 1⁄32-inch increments and are

generally identified by the first dash number: -3 indicates 3⁄32

inch diameter, -4 indicates 1⁄8 diameter, and so forth. Both

nominal and 1⁄64-inch oversize diameters are available.

Grip Length

Grip length refers to the maximum total sheet thickness to be riveted and is measured in

1⁄16 of an inch. This is

generally identified by the second dash number. Unless otherwise noted, most blind rivets have their grip lengths (maximum grip) marked on the rivet head and have a total grip range of

1⁄16 inch. For example, –04 grip rivet has a grip

range of 3⁄16" to 1⁄4". [Figure 7-48]

To determine the proper grip rivet to use, measure the material thickness with a grip selection gauge (available from blind rivet manufacturers). The proper use of a grip selector gauge is shown in Figure 7-49.

The thickness of the material being riveted determines the

overall length of the shank of the rivet. As a general rule, the shank of the rivet should extend beyond the material thickness approximately

3⁄64 inch to 1⁄8 inch before the stem

is pulled. [Figure 7-50]Rivet Identification

Each company that manufactures self-plugging (friction lock) rivets has a code number to help users obtain the correct rivet for the grip range or material thickness of a particular installation. In addition, MS numbers are used for identification purposes. Figures 7-51 through 7-54 contain examples of part numbers for self-plugging (friction lock) rivets that are representative of each.

CA

B

A = Thickness of material (grip range)

B = 3/64 – 1/8"

C = Total rivet shank length

Figure 7-42. Determining length of pull-thru rivets.

(Minimum grip illustrated)

Figure 7-44. Bulbed CherryLOCK® rivet.

Before installation After installation

Figure 7-43. Self-plugging (mechanical lock) rivets.Special Shear and Bearing Load Fasteners

Many special fasteners produce high strength with

lightweight and can be used in place of conventional AN

bolts and nuts. When AN bolts are tightened with the nut, the

bolt stretches, narrowing the diameter and then the bolt is no

longer tight in the hole. Special fasteners eliminate this loose

fit, because they are held in place by a collar that is squeezed

into position. These fasteners are not under the same tensile

loads as a bolt during installation. Special fasteners are also

used extensively for light sport aircraft (LSA). Always follow

the aircraft manufacturer’s recommendations.

Pin Rivets

Pin (Hi-Shear) rivets are classified as special rivets but are

not of the blind type. Access to both sides of the material

is required to install this type of rivet. Pin rivets have the

same shear strength as bolts of equal diameters, are about 40

percent of the weight of a bolt, and require only about one-

fifth as much time for installation as a bolt, nut, and washer

combination. They are approximately three times as strong

as solid shank rivets.

Pin rivets are essentially threadless bolts. The pin is headed at

one end and is grooved about the circumference at the other. A

metal collar is swaged onto the grooved end effecting a firm,

tight fit. [Figure 7-55] Pin rivets are fabricated in a variety

of materials but should be used only in shear applications.

They should never be used where the grip length is less than the shank diameter.

Part numbers for pin rivets can be interpreted to give the

diameter and grip length of the individual rivets. A typical

part number breakdown would be:

NAS177-14-17

Figure 7-45. Wiredraw CherryLOCK® rivet.

Before pulling begins 1 Stem is pulled into rivet

sleeve and starts to formbulbed blind head.2

Formation of blind head

and hole filling are completed.

Shear ring now begins to

shear from stem cone to allow

stem to pull further into rivet.4Completely installed bulbed

CherryLOCK® rivet6Clamp-up completed as

stem continues to bulbout blind head.3

Shear ring has moved down

stem cone until pulling head

automatically stops stem

break notch flush with top of

rivet head.Pulling head has inserted locking

collar, and stem has fractured flush with rivet head.5

Sheet gapStem

Rivet sleeveLocking collar

Rivet head

Shear ring

Shear ring guarantees

blind side bulbed headClamp-up and hole fill action begin.

Locking collar is now ready to be inserted.

(Maximum grip illustrated)Rivet head firmly seated

Blind side bulb head is

formed below minimum grip.

Blind side bulbed head

(In minimum grip, shear ring may not shear)

Figure 7-46. CherryLOCK® rivet installation.NAS = National Aircraft Standard

177 = 100° countersunk head rivet OR 178 = flathead rivet14 = Nominal diameter in 32nds of an inch17 = Maximum grip length in 16ths of an inch

Taper-Lok

Taper-Loks are the strongest special fasteners used in aircraft

construction. The Taper-Lok exerts a force on the walls of the hole because of its tapered shape. The Taper-Lok is designed to completely fill the hole, but unlike the rivet, it fills the hole without deforming the shank. Instead, the washer head nut squeezes the metal with tremendous force against the tapered walls of the hole. This creates radial compression around the shank and vertical compression lines as the metals are squeezed together. The combination of these forces generates

strength unequaled by any other fastener. [Figure 7-56]

HI-LOK™ Fastening System

The threaded end of the HI-LOK™ two-piece fastener

contains a hexagonal shaped recess. The hex tip of an Allen wrench engages the recess to prevent rotation of the pin while the collar is being installed. The pin is designed in two basic head styles. For shear applications, the pin is made in countersunk style and in a compact protruding head style. For tension applications, the MS24694 countersunk and regular protruding head styles are available.

The self-locking, threaded HI-LOK™ collar has an internal

counterbore at the base to accommodate variations in material thickness. At the opposite end of the collar is a wrenching device that is torqued by the driving tool until it shears off during installation, leaving the lower portion of the collar seated with the proper torque without additional torque inspection. This shear-off point occurs when a predetermined preload or clamp-up is attained in the fastener during installation.

Note: For these fasteners, “Preload” is defined as the

maximum tensile load experienced by a fastener in a joint during the fastener installation sequence. Consequently, the

100° Countersunk (MS20426)

For countersunk applications

100° Countersunk NAS 1097

For thin top sheet machine countersunk applicationsUniversal (MS20470)

For protruding head applications

Unisink

A combination of flush and protruding head

for use in very thin top sheets. Eliminates need for

double-dimpling. Not covered by NAS Standard.

156° Countersunk NAS 1097

A large diameter, shallow countersunk head providing wide

area for honeycomb applications. Not covered by NAS Standard.

Figure 7-47. CherryLOCK® rivet heads.

term “Residual Tension” is defined as the remaining tensile

load experienced by a fastener in a joint after the fastener

installation sequence is complete, and after any residual

relaxation of the joint assembly.

The advantages of HI-LOK™ two-piece fastener include its

lightweight, high fatigue resistance, high strength, and its

inability to be over-torqued. The pins, made from alloy steel,

corrosion-resistant steel, nickel, or titanium alloy, come in

many standard and oversized shank diameters. The collars are

made of aluminum alloy, corrosion-resistant steel, titanium,

or alloy steel. The collars have wrenching flats, fracture point, threads, and a recess. The wrenching flats are used to install

the collar. The fracture point has been designed to allow the

wrenching flats to shear when the proper torque has been

reached. The threads match the threads of the pins and have

been formed into an ellipse that is distorted to provide the

locking action. The recess serves as a built-in washer. This

area contains a portion of the shank and the transition area

of the fastener.

The hole shall typically be prepared so that the maximum

interference fit does not exceed 0.002-inch. This avoids

build up of excessive internal stresses in the work adjacent

¼"

Grip Min.

grip Max.

grip

Diameter3/16 "

Rivet grip number to be used: −04Read2 4 6 8

Read269C3 GaugeFigure 7-48. Typical grip length.

Figure 7-49. Grip gauge use.

CA

B

A = Thickness of material (grip range)

B = 3/64 – 1/8"C = Total rivet shank length

Figure 7-50. Determining rivet length.9SP-B Head Style9SP-B = brazier or universal head9SP-100 = 100º countersunk head

Material composition of shank

A = 2017 aluminum alloyB = 5056 aluminum alloyR = mild steel

Shank diameter in 32nds of an inch:

4 = 1⁄8" 6 = 3⁄16"

5 = 5⁄32" 8 = ¼"

Grip range (material thickness) in 16ths of an inchA

3 Huck Manufacturing Company

9S P-B A 6 3

RV ManufacturerOlympic Screw and Rivet Corporation

Rivet type

2 = self plugging (friction lock)5 = hollow pull through

Material composition of shank

0 = 2017 aluminum alloy5 = 5056 aluminum alloy7 = mild steel

Head style

0 = universal head1 = 100° countersunk

Shank diameter in 32nds of an inch:

4 = 1⁄8" 6 = 3⁄16"

5 = 5⁄32" 8 = ¼"

Grip range in 16ths of an inch2

2Olympic Screw and R ivet Corporation

RV 2 0 0 4 2 Figure 7-51. Huck Manufacturing Company codes.

Figure 7-52. Olympic Screw and Rivet Corporation codes.

CR Cherry rivet

Series number

Designates rivet material, type of rivet, and head style(163 = 2117 aluminum alloy, self-plugging(friction lock) rivet, protruding head)

Shank diameter in 32nds of an inch:

4 = 1⁄8" 6 = 3⁄16"

5 = 5⁄32" 8 = ¼"

Grip range (material thickness):Knob stem in 32nds of an inch; serrated stem in 16ths of an inch 163

6Townsend Company, Cherry Rivet Division

CR 163 6 6

Figure 7-53. Townsend Company, Cherry Rivet Division codes.to the hole. The HI-LOK™ pin has a slight radius under its

head to increase fatigue life. After drilling, deburr the edge of the hole to allow the head to seat fully in the hole. The HI-LOK™ is typically installed in interference fit holes for aluminum structure and a clearance fit for steel, titanium, and composite materials.

HI-TIGUE™ Fastening System

The HI-TIGUE™ fastener offers all the benefits of the HI-LOK™ fastening system along with a unique radius contour on the thread lead-in, or a raised bead design that enhances the fatigue performance of the structure making it ideal for situations that require a controlled interference fit. The HI-TIGUE™ fastener assembly consists of a pin and

PreloadManufacturing head

Washer nutRadial compressionLines of force

Pin

Driven collarCollar

Figure 7-56. Taper-Lok special fastenersFigure 7-55. Pin (Hi-Shear) rivet.Military Standard

Type of rivet and head style:

20600 = self-plugging (friction lock) protruding head

20600 = self-plugging (friction lock) 100º

countersunk head

Material composition of sleeve:

AD = 2117 aluminum alloy

B = 5056 aluminum alloy

Shank diameter in 32nds of an inch:

Type of stem:

K = knot head stem

W = serrated stem

Grip range (material thickness) in 16ths of an inchMilitary Standard Number

MS 20600 B 4 K 2

MS

B

K

Figure 7-54. Military Standard Numbers.

collar. These pin rivets have a radius at the transition area.

During installation in an interference fit hole, the radius area will “cold-work” the hole. These fastening systems can be easily confused, and visual reference should not be used for identification. Use part numbers to identify these fasteners. [Figure 7-57]

HI-LITE™ Fastening System

The HI-LITE™ fastener is similar in design and principle to the HI-LOK™ fastener, has the controlled radius from full diameter section to the threaded area of the HI-TIGUE™ fastener, and has a shorter transition area between the shank and the first load-bearing thread. HI-LITE™ fasteners have approximately one less thread. These differences reduce the weight of the HI-LITE™ fastener without lessening the shear strength. HI-LITE™ fasteners are available in the same materials and head configurations as the HI-LOK™ system, and can also be installed in high interference like the HI-TIGUE™ fastener. HI-LITE™ collars are also different and thus are not interchangeable with HI-LOK™ collars or HI-TIGUE™ collars.

Captive Fasteners

Captive fasteners are used for quick removal of engine nacelles, inspection panels, and areas where fast and easy access is important. A captive fastener can turn in the body in which it is mounted, but will not drop out when it is unscrewed from the part it is holding. Some of the most commonly used are the Dzus, Camloc, and Airloc.

Turn Lock Fasteners

Turn lock fasteners are used to secure inspection plates, doors, and other removable panels on aircraft. Turn lock fasteners are also referred to by such terms as quick opening, quick action, and stressed panel fasteners. The most desirable feature of these fasteners is that they permit quick and easy removal of access panels for inspection and servicing purposes. Turn lock fasteners are manufactured and supplied by several manufacturers under various trade names.

Dzus Fasteners

The Dzus turn lock fastener consists of a stud, grommet, and receptacle. Figure 7-58 illustrates an installed Dzus fastener

and the various parts.

The grommet is made of aluminum or aluminum alloy

material. It acts as a holding device for the stud. Grommets can be fabricated from 1100 aluminum tubing, if none are available from normal sources.4 = 1⁄8" 6 = 3⁄16"

5 = 5⁄32" 8 = 1⁄4"

CollarThe hex portion

breaks away once

the correct seating

torque is reached

Pin

Figure 7-57. HI-TIGUETM special fasteners.

Stud

Detachable part

Grommet

Cut-away view of complete Dzus assembly

Fixed part

Spring and rivetsStud assembly

Spring assembly

Figure 7-58. Dzus fastener.The spring is made of steel, which is cadmium plated to

prevent corrosion. The spring supplies the force that locks

or secures the stud in place when two assemblies are joined.

The studs are fabricated from steel and are cadmium plated.

They are available in three head styles: wing, flush, and oval.

Body diameter, length, and head type may be identified or

determined by the markings found on the head of the stud.

[Figure 7-59] The diameter is always measured in sixteenths

of an inch. Stud length is measured in hundredths of an inch

and is the distance from the head of the stud to the bottom

of the spring hole.

A quarter of a turn of the stud (clockwise) locks the

fastener. The fastener may be unlocked only by turning the

stud counterclockwise. A Dzus key or a specially ground

screwdriver locks or unlocks the fastener.

Camloc Fasteners

Camloc fasteners are made in a variety of styles and designs.

Included among the most commonly used are the 2600, 2700,

40S51, and 4002 series in the regular line, and the stressed

panel fastener in the heavy-duty line. The latter is used in

stressed panels, which carry structural loads.

The Camloc fastener is used to secure aircraft cowlings and fairings. It consists of three parts: a stud assembly, a grommet,

and a receptacle. Two types of receptacles are available: rigid

and floating. [Figure 7-60]

The stud and grommet are installed in the removable portion;

the receptacle is riveted to the structure of the aircraft. The

stud and grommet are installed in either a plain, dimpled,

countersunk, or counter bored hole, depending upon the

location and thickness of the material involved.

A quarter turn (clockwise) of the stud locks the fastener.

The fastener can be unlocked only by turning the stud

DZUS

6½F 0.50F = flush head

61/2= body diameter in 16ths of an inch

0.50 = length (50⁄100 of an inch)

Stud assembly

Grommet

Receptacle

Figure 7-59. Dzus identification.Figure 7-60. Camloc fastener.counterclockwise.

Airloc Fasteners

The Airloc fastener consists of three parts: a stud, a cross pin,

and a stud receptacle. [Figure 7-61] The studs are manufactured

from steel and case hardened to prevent excessive wear. The stud hole is reamed for a press fit of the cross pin.

The total amount of material thickness to be secured with

the Airloc fastener must be known before the correct length of stud can be selected for installation. The total thickness of material that each stud satisfactorily locks together is stamped on the head of the stud in thousandths of an inch (0.040, 0.070, 0.190, and so forth). Studs are manufactured in three head styles: flush, oval, and wing.

The cross pin is manufactured from chrome-vanadium steel

and heat-treated to provide maximum strength, wear, and holding power. [Figure 7-61] It should never be used the second time; once removed from the stud, replace it with a new pin.

Receptacles for Airloc fasteners are manufactured in two

types: rigid and floating. Number—No. 2, No. 5, and No. 7, classifies sizes. They are also classified by the center-to-center distance between the rivet holes of the receptacle: No. 2 is

3⁄4 inch; No. 5 is 1 inch; and No. 7 is 13⁄8 inch. Receptacles

are fabricated from high-carbon, heat-treated steel. An upper wing assures ejection of the stud when unlocked and enables the cross pin to be held in a locked position between the upper wing, cam, stop, and wing detent, regardless of the tension to which the receptacle is subjected.

Screws

Screws are the most commonly used threaded fastening

devices on aircraft. They differ from bolts because as they are generally made of lower strength materials. They can be installed with a loose-fitting thread, and the head shapes are made to engage a screwdriver or wrench. Some screws have a clearly defined grip or unthreaded portion, while others are threaded along their entire length.

Several types of structural screws differ from the standard

structural bolts only in head style. The material in them is the same, and a definite grip length is provided. The AN525 washer head screw and the NAS220 through NAS227 series are such screws.

Commonly used screws are classified in four groups:

1.Structural screws, which have the same strength as

equal size bolts.

2.Machine screws, which include most types used for

general repair.

3.Se lf-tapping screws, which are used for attaching

lighter parts.

4. Drive screws, which are not actually screws but nails.

They are driven into metal parts with a mallet or

hammer and their heads are not slotted or recessed.

Structural Screws

Structural screws are made of alloy steel, are properly heat-treated, and can be used as structural bolts. These screws

Studs

Installed fastener

Stud receptacles

Airloc cross pinCross pin Receptacle

Panel Stud

Figure 7-61. Airloc fastener.

are found in the NAS204 through NAS235 and AN509 and

AN525 series. They have a definite grip and the same shear

strength as a bolt of the same size. Shank tolerances are

similar to AN hex head bolts, and the threads are National

Fine. Structural screws are available with round, brazier,

or countersunk heads. Either a Phillips or a Reed & Prince

screwdriver drives the recessed head screws.

The AN509 (100°) flathead screw is used in countersunk

holes where a flush surface is necessary.

The AN525 washer head structural screw is used where raised

heads are not objectionable. The washer head screw provides

a large contact area.

Machine Screws

Machine screws are usually of the flathead (countersunk),

roundhead, or washer head types. These are general purpose

screws and are available in low-carbon steel, brass, corrosion-

resistant steel, and aluminum alloy.Roundhead screws, AN515 and AN520, have either slotted

or recessed heads. The AN515 screw has coarse threads, and

the AN520 has fine threads.

Countersunk machine screws are listed as AN505 and

AN510 for 82° and AN507 for 100°. The AN505 and AN510

correspond to the AN515 and AN520 roundhead in material

and usage.

The fillister head screw, AN500 through AN503, is a general

purpose screw and is used as a cap screw in light mechanisms.

This could include attachments of cast aluminum parts, such

as gearbox cover plates.

The AN500 and AN501 screws are available in low-carbon

steel, corrosion-resistant steel, and brass. The AN500 has

coarse threads, while the AN501 has fine threads. They have

no clearly defined grip length.

Screws larger than No. 6 have a hole drilled through the head

for safetying purposes.

The AN502 and AN503 fillister head screws are made of

heat-treated alloy steel, have a small grip, and are available in

fine and coarse threads. These screws are used as cap screws

where great strength is required. The coarse threaded screws

are commonly used as cap screws in tapped aluminum alloy

and magnesium castings because of the softness of the metal.

Self-Tapping Screws

Machine self-tapping screws are listed as AN504 and AN506.

The AN504 screw has a roundhead, and the AN506 is 82°

countersunk. These screws are used for attaching removable

parts, such as nameplates, to castings and parts in which the

screw cuts its own threads.

AN530 and AN531 self-tapping sheet metal screws, such

as the Parker-Kalon Z-type sheet metal screw, are blunt on

the end. They are used in the temporary attachment of metal

for riveting, and in the permanent assembly of nonstructural

assemblies. Self-tapping screws should not be used to replace

standard screws, nuts, bolts, or rivets.

Drive Screws

Drive screws, AN535, correspond to the Parker-Kalon

U-type. They are plain head self-tapping screws used as cap

screws for attaching nameplates in castings and for sealing

drain holes in corrosion proofing tubular structures. They are

not intended to be removed after installation.

Identification & Coding for Screws

The coding system used to identify screws is similar to that

used for bolts. There are AN and NAS screws. NAS screws

7-68are structural screws. Part numbers 510, 515, 550, and so

on, catalog screws into classes, such as roundhead, flathead,

washer head, and so forth. Letters and digits indicate their

material composition, length, and thickness. Examples of

AN and NAS code numbers follow.

AN501B-416-7

AN = Air Force-Navy standard

501 = fillister head, fine thread

B = brass

416 = 4⁄16-inch diameter

7 = 7⁄16-inch length

The letter “D” in place of the “B” would indicate that the

material is 2017-T aluminum alloy. The letter “C” would

designate corrosion resistant steel. An “A” placed before the

material code letter would indicate that the head is drilled

for safetying.

NAS144DH-22

NAS = National Aircraft Standard

144 = head style; diameter and thread—1⁄4-28 bolt, internal

wrenching

DH = drilled head

22 = screw length in 16ths of an inch—13⁄8 inches long

The basic NAS number identifies the part. The suffix letters

and dash numbers separate different sizes, plating material,

drilling specifications, and so forth. The dash numbers and

suffix letters do not have standard meanings. It is necessary

to refer to a specific NAS page in the Standards book for

the legend.

Riveted & Rivetless Nut Plates

When access to the back of a screw or bolt installation is

impractical, riveted or rivetless nut plates are used to secure

the connection of panels. One example in aircraft this

technique is especially useful is to secure the floorboards to

the stringers and to each other.

Nut Plates

Nuts that are made to be riveted in place in aircraft are called

nut plates. Their purpose is to allow bolts and screws to be

inserted without having to hold the nut. They are permanently

mounted to enable inspection panels and access doors to be

easily removed and installed. When many screws are used on

a panel, to make installation easier, normally floating anchor

nuts are used. The floating anchor nut fits into a small bracket,

which is riveted to the aircraft skin. The nut is free to move,

which makes it much easier to align it with the screw. For

production ease, sometimes ganged anchor nuts are used for inspection panels. Ganged anchor nuts allow the nuts to float

in a channel, making alignment with the screw easy.

Self-locking nut plates are made under several standards

and come in several shapes and sizes. Figure 7-62 shows an

MS21078 two-lug nut plate with a nonmetallic insert and an

MS21047 lightweight, all-metal, 450 °F (232 °C) nut plate.

Nut plates can also have three riveting points if the added

strength is required.

Rivnuts

This is the trade name of a hollow, blind rivet made of 6053

aluminum alloy, counter bored and threaded on the inside.

One person using a special tool, which heads the rivet on the

blind side of the material, can install Rivnuts. The Rivnut is

threaded on the mandrel of the heading tool and inserted in

the rivet hole. The heading tool is held at right angles to the

material, the handle is squeezed, and the mandrel crank is

turned clockwise after each stroke. Continue squeezing the

handle and turning the mandrel crank of the heading tool until

a solid resistance is felt, which indicates that the rivet is set.

The Rivnut is used primarily as a nut plate and in the

attachment of deicer boots to the leading edges of wings.

It may be used as a rivet in secondary structures or for

the attachment of accessories, such as brackets, fairings,

instruments, or soundproofing materials.

Rivnuts are manufactured in two head types, each with

two ends: the flathead with open or closed end and the

countersunk head with open or closed end. All Rivnuts,

except the thin head countersunk type, are available with

or without small projections (keys) attached to the head to

keep the Rivnut from turning. Keyed Rivnuts are used as a

nut plate, while those without keys are used for straight blind

riveting repairs where no torque loads are imposed. A keyway

cutter is needed when installing Rivnuts that have keys.

The countersunk style Rivnut is made with two different head

angles: the 100° with 0.048 and 0.063 inch head thickness and

the 115° with 0.063 inch head thickness. Each of these head

styles is made in three sizes: 6-32, 8-32, and 10-32. These

numbers represent the machine screw size of the threads on

the inside of the Rivnut. The actual outside diameters of the

shanks are 3⁄16 inch for the 6-32 size, 7⁄32 inch for the 8-32 size,

and 1⁄4 inch for the 10-32 size.

Open-end Rivnuts are the most widely used and are

recommended in preference to the closed end type wherever

possible. However, closed-end Rivnuts must be used in

pressurized compartments.

Rivnuts are manufactured in six grip ranges. The minimum

Two-lug anchor nutMS21078 MS21051 MS21055

NAS444 or A6195NAS680A

A1777, A1789, or A1794MS21047 MS21059One-lug anchor nut Corner anchor nut

Right-angle anchor nut

Ganged anchor nuts

U-type tinnerman nuts provide convenient

anchor points for cowlings, fairings, and panels.High-temperature

two-lug anchor nutTwo-lug floating anchor nut

Anchor type tinnerman

nuts are suitable for

nonstructural applicationsMS33737

Instrument nut

To reduce magnetic

influences in the flightdeck,

nonmagnetic mounting

nuts secure instruments

in a control panel.

Figure 7-62. Various nut plates.

grip length is indicated by a plain head and the next higher

grip length by one radial dash mark on the head. Each

succeeding grip range is indicated by an additional radial

dash mark until five marks indicate the maximum range.

Notice in Figure 7-63 that some part number codes consist

of a “6,” an “8,” or a “10,” a “dash,” and two or three more

numbers. In some, the letters “K” or “KB” replaces the

dash. The first number indicates the machine screw size of

the thread, and the last two or three numbers indicate the

maximum grip length in thousandths of an inch. A dash

between the figures indicates that the Rivnut has an open

end and is keyless; a “B” in place of the dash means it has

a closed end and is keyless; a “K” means it has an open end

and has a key; and a “KB” indicates that it has a closed end

and a key. If the last two or three numbers are divisible by

five, the Rivnut has a flathead; if they are not divisible by

five, the Rivnut has a countersunk head.

An example of a part number code is:

10KB106

10 = Grip lengthKB = Closed end and key

106 = Screw and thread size

Dill Lok-Skrus and Dill Lok-Rivets

Dill “Lok-Skru” and “Lok-Rivet” are trade names for

internally-threaded rivets. They are used for blind attachment

of accessories, such as fairings, fillets, access door covers,

door and window frames, floor panels, and the like. Lok-

Skrus and Lok-Rivets are like the Rivnut in appearance

and application; however, they come in two parts and

require more clearance on the blind side than the Rivnut to

accommodate the barrel. [Figure 7-64]

The Lok-Rivet and the Lok-Skru are alike in construction,

except the Lok-Skru is tapped internally for fastening an

accessory by using an attaching screw, whereas the Lok-Rivet is

not tapped and can be used only as a rivet. Since both Lok-Skrus

and Lok-Rivets are installed in the same manner, the following

discussion for the Lok-Skru also applies to the Lok-Rivet.

The main parts of a Lok-Skru are the barrel, the head, and

an attachment screw. The barrel is made of aluminum alloy

6B45

8B45

10B45

6K45

8K45

10K45

6KB45

8KB45

10KB456-75

6B75

8B75

10B75

6K75

8K75

10K75

6KB75

8KB75

10KB756-100

6B100

8B100

10B100

6K100

8K100

10K100

6KB100

8KB100

10KB100

6B91

8B91

10B916-121

6B121

8B121

10B1216-146

6B146

8B146

10B146

6B106

8B106

10B106

6K106

8K106

10K106

6KB106

8KB106

10KB1066-136

6B136

8B136

10B136

6K136

8K136

10K136

6KB136

8KB136

10KB1366-161

6B161

8B161

10B161

6K161

8K161

10K161

6KB161

8KB161

10KB161

Flat—0.32 H ead Thick ness

100° —0.48 H ead Thick ness

100° —0.63 H ead Thick ness

Figure 7-63. Rivnut data chart.and comes in either closed or open ends. The head is either

aluminum alloy or steel, and the attachment screw is made

of steel. All the steel parts are cadmium plated, and all of

aluminum parts are anodized to resist corrosion. When

installed, the barrel screws up over the head and grips the

metal on the blind side. The attaching screw is then inserted

if needed. There are two head types: the flathead and the

countersunk head. The Lok-Skru is tapped for 7-32, 8-32,

10-32, or 10-24 screws, and the diameters vary from 0.230

inch for 6-32 screws, to 0.292 inch for 10-32 screws. Grip

ranges vary from 0.010 inch to 0.225 inch.

Deutsch Rivets

This rivet is a high-strength blind rivet used on late model

aircraft. It has a minimum shear strength of 75,000 psi and

can be installed by one person. The Deutsch rivet consists

of two parts: the stainless-steel sleeve and the hardened steel

drive pin. [Figure 7-65] The pin and sleeve are coated with

a lubricant and a corrosion inhibitor.

The Deutsch rivet is available in diameters of 3⁄16, 1⁄4, or 3⁄8

inch. Grip lengths for this rivet range from 3⁄16 to 1 inch.

Some variation is allowed in grip length when installing the

rivet. For example, a rivet with a grip length of 3⁄16 inch can

be used where the total thickness of materials is between

0.198 and 0.228 inch.

When driving a Deutsch rivet, an ordinary hammer or a

pneumatic rivet gun and a flathead set are used. The rivet

is seated in the previously drilled hole, and then the pin is

driven into the sleeve. The driving action causes the pin to

exert pressure against the sleeve and forces the sides of the

sleeve out. This stretching forms a shop head on the end of

the rivet and provides positive fastening. The ridge on the

top of the rivet head locks the pin into the rivet as the last

few blows are struck.

Sealing Nut Plates

When securing nut plates in pressurized aircraft and in fuel

cells, a sealing nut plate is used instead of the open-ended

variety previously described. Care must be taken to use

exactly the correct length of bolt or screw. If a bolt or screw

is too short, there is not enough threads to hold the device in

place. If the bolt or screw is too long, it penetrates the back

side of the nut plate and compromises the seal. Normally, a

sealant is also used to ensure complete sealing of the nut plate.

Check the manufacturer’s specifications for the acceptable

sealant to be used for sealing nut plates.

Hole Repair & Hole Repair Hardware

Many of the blind fasteners are manufactured in oversized

diameters to accommodate slightly enlarged holes resulting

from drilling out the original fastener. When using rivets

Figure 7-64. Internally-threaded rivet (Rivnut).

Figure 7-65. Deutsch rivet.or even bolts, care must be taken to ensure the hole is not

elongated or slanted.

To reduce the chances of an incorrectly drilled rivet or bolt

hole, use a slightly smaller drill bit first, then enlarge to the

correct diameter. The last step to prepare the hole for the

fastener is to deburr the hole using either a very large drill

bit or a special deburring tool. This practice also works well

when drilling out a previously attached fastener. If the drill

bit does not exactly find the center of the rivet, bolt, or screw,

the hole can easily be elongated, but when using a smaller

drill bit, drill the head only off the fastener. Then the ring and

stem that is left can be pushed out with a pin punch of the

appropriate diameter. If an incorrectly drilled hole is found,

the options are to re-drill the hole to the next larger diameter

for an acceptable fastener or repair the hole using an Acres

fastener sleeve.

Repair of Damaged Holes with Acres Fastener

Sleeves

Acres fastener sleeves are thin-wall tubular elements with

a flared end. The sleeves are installed in holes to accept

standard bolts and rivet-type fasteners. The existing fastener

holes are drilled 1⁄64 inch oversize for installation of the sleeves. The sleeves are manufactured in 1-inch increments.

Along their length, grooves provide a place to break or cut

off excess length to match fastener grip range. The grooves

also provide a place to hold adhesive or sealing agents when

bonding the sleeve into the hole.

Advantages & Limitations

The sleeves are used in holes that must be drilled 1⁄64 inch

oversize to clean up corrosion or other damage. The oversize

hole with the sleeve installed allows the use of the original

diameter fastener in the repaired hole. The sleeves can be

used in areas of high galvanic corrosion where the corrosion

must be confined to a readily replaceable part. Oversizing of

holes reduces the net cross-sectional area of a part and should

not be done unless absolutely required.

Consult the manufacturer of the aircraft, aircraft engine, or

aircraft component prior to repair have damaged holes with

Acres sleeves.

Identification

The sleeve is identified by a standard code number that

represents the type and style of sleeve, a material code,

the fastener shank diameter, and surface finish code letter,

and grip tang for the sleeve. [Figure 7-66] The basic code

number represents the type and material of the sleeve. The

first dash number represents the diameter of the sleeve for

the fastener installed, and the second dash represents the

grip length of the sleeve. The required length of the sleeve

is determined on installation and the excess is broken off the

sleeve. A JK5512A-05N-10 is a 100° low profile head sleeve

of aluminum alloy. The diameter is for a 5⁄32-inch fastener

with no surface finish and is 5⁄8 inch in length.

Hole Preparation

Refer to Figure 7-67 for drill number for standard or close

fit holes. Inspect hole after drilling to assure all corrosion is

removed before installing the sleeve. The hole must also be

the correct shape and free from burrs. The countersink must

be enlarged to receive the flare of the sleeve, so the sleeve

is flush with the surrounding surface.

Installation

After selecting the correct type and diameter sleeve, use the

6501 sleeve breakoff tool for final installation length. Refer

to Figure 7-67 for the sleeve breakoff procedure. The sleeve

may be installed with or without being bonded in the hole.

When bonding the sleeve in a hole, use MIL-S-8802A 1⁄2

sealant. Reinstall original size fastener and torque as required.

Sleeve Removal

Sleeves not bonded in the hole may be removed by either

7-72driving them out with a drift pin of the same diameter as

the outside diameter of the sleeve, or they may be deformed

and removed with a pointed tool. Bonded sleeves may be

removed by this method, but care should be used not to

damage the structure hole. If this method cannot be used,

drill the sleeves out with a drill 0.004 to 0.008 inch smaller

than the installation drill size. The remaining portion of the

sleeve after drilling can be removed using a pointed tool and

applying an adhesive solvent to the sealant.

Control Cables & Terminals

Cables are the most widely used linkage in primary flight

control systems. Cable-type linkage is also used in engine

controls, emergency extension systems for the landing gear,

and various other systems throughout the aircraft.

Cable-type linkage has several advantages over the other

types. It is strong and lightweight, and its flexibility makes it

easy to route through the aircraft. An aircraft cable has a high

mechanical efficiency and can be set up without backlash,

which is very important for precise control.

Cable linkage also has some disadvantages. Tension must be

adjusted frequently due to stretching and temperature changes.

Aircraft control cables are fabricated from carbon steel or

stainless steel.

Cable Construction

The basic component of a cable is a wire. The diameter of

the wire determines the total diameter of the cable. Several

wires are preformed into a helical or spiral shape and then

formed into a strand. These preformed strands are laid around

a straight center strand to form a cable.

Cable designations are based on the number of strands and the

number of wires in each strand. The most common aircraft

cables are the 7 × 7 and 7 × 19.

The 7 × 7 cable consists of seven strands of seven wires

each. Six of these strands are laid around the center strand.

[Figure 7-68] This is a cable of medium flexibility and is used

for trim tab controls, engine controls, and indicator controls.

The 7 × 19 cable is made up of seven strands of 19 wires

each. Six of these strands are laid around the center strand.

[Figure 7-68] This cable is extra flexible and is used in

primary control systems and in other places where operation

over pulleys is frequent.

Aircraft control cables vary in diameter, ranging from 1⁄16 to

3⁄8 inch. The diameter is measured as shown in Figure 7-68 .Cable Fittings

Cables may be equipped with several different types of

fittings, such as terminals, thimbles, bushings, and shackles.

Terminal fittings are generally of the swaged type. They are

available in the threaded end, fork end, eye end, single shank

ball end, and double shank ball end. The threaded end, fork

end, and eye end terminals are used to connect the cable to

a turnbuckle, bell crank, or other linkage in the system. The

ball end terminals are used for attaching cables to quadrants

and special connections where space is limited. Figure 7-69

illustrates the various types of terminal fittings.

The thimble, bushing, and shackle fittings may be used

in place of some types of terminal fittings when facilities

and supplies are limited and immediate replacement of the

cable is necessary.

Turnbuckles

A turnbuckle assembly is a mechanical screw device

consisting of two threaded terminals and a threaded barrel.

[Figure 7-70]

Turnbuckles are fitted in the cable assembly for making

minor adjustments in cable length and for adjusting cable

tension. One of the terminals has right-hand threads and the

other has left-hand threads. The barrel has matching right-

and left-hand internal threads. The end of the barrel with the

left-hand threads can usually be identified by a groove or

knurl around that end of the barrel.

When installing a turnbuckle in a control system, it is

necessary to screw both terminals an equal number of turns

into the barrel. It is also essential that all turnbuckle terminals

be screwed into the barrel until not more than three threads

are exposed on either side of the turnbuckle barrel.

After a turnbuckle is properly adjusted, it must be safetied.

The methods of safetying turnbuckles are discussed later in

this chapter.

Push-Pull Tube Linkage

Push-pull tubes are used as linkage in various types of

mechanically-operated systems. This type linkage eliminates

the problem of varying tension and permits the transfer of

either compression or tension stress through a single tube.

A push-pull tube assembly consists of a hollow aluminum

alloy or steel tube with an adjustable end fitting and a check

nut at either end. [Figure 7-71] The check nuts secure the end

fittings after the tube assembly has been adjusted to its correct

length. Push-pull tubes are generally made in short lengths

to prevent vibration and bending under compression loads.

7-73Acres Sleeve TypeBasic Part

Number

JK5610

JK5511

JK5512

JK5516

JK5517

JK5533100°

509 tension head plus flange

Protruding head (shear)

100°

Low profile head

100°

Standard profile head

(509 type)

Protruding head (tension)

100°

Oversize tension head

(1⁄64 oversize bolt) 2Sleeve

Part N umberBoltSize SleeveLength

161⁄8

#6

5⁄32

#8

#10

¼

5⁄16

3⁄8JK5511( )04( )( )

JK5512( )04( )( )JK5516( )04( )( )JK5517( )04( )( )

JK5511( )45( )( )

JK5512JK5516( )45( )( )JK5517( )45( )( )

JK5511( )05( )( )

JK5512( )05( )( )JK5516( )05( )( )JK5517( )05( )( )

JK5511( )55( )( )

JK5512( )55( )( )JK5516( )55( )( )JK5517( )55( )( )JK5610( )55( )( )

JK5511( )06( )( )

JK5512( )06( )( )JK5516( )06( )( )JK5517( )06( )( )JK5610( )06( )( )

JK5511( )08( )( )

JK5512( )08( )( )JK5516( )08( )( )JK5517( )08( )( )JK5610( )08( )( )

JK5511( )10( )( )

JK5512( )10( )( )JK5516( )10( )( )JK5517( )10( )( )JK5610( )10( )( )

JK5511( )12( )( )

JK5512( )12( )( )JK5516( )12( )( )JK5517( )12( )( )JK5610( )12( )( )

SleevePart N umber BoltSize SleeveLength Acres Sleeve for 1⁄64 Oversize Bolt

JK5533( )06( )( )

JK5533( )08( )( )JK5533( )10( )( )JK5533( )12( )( )13⁄64

17⁄64

21⁄64

25⁄6412

NOTES:

Acre s sleeve, JK5533 1⁄64 ove rsize avai lable in

A286 ste el only

Acres sleeve length in sixteenth-inch increments 1

2Material Material Code

5052 Aluminum alloy ½ hard

6061 Aluminum alloy (T6 condition)

A286 Stainless steel (passivate) CBAPart N umber Breakdown

JK5511 A 04 N 08 L

JK5511

A

N

L Basic part number

Material code 1

Fastener shank diameter in 32 nds

Surface finish

N = No finish

C = C hemical film per MIL-C-554

Length in sixteenth inch increments

(Required installation length by breaking off at proper groove)

“L” at end of part number indicates cetyl alcohol lubricant

Figure 7-66. Acres sleeve identification.

DiameterDiameter

7 strands, 7 wires to each strand7 strands, 19 wires to each strand

Figure 7-68. Cable cross-sections.

A. Drill out corrosion or damage to existing hole to 1/64 oversize.

B. Select proper type and length acres sleeve for existing fastener.C. Bond sleeve in structure hole with MIL-S-8802 class A ½ sealant.Installation Procedure 1/8

#6

5/32

#8

#10

¼

5/16

3/89/64

11/64

21/64

25/640.14060.15400.17190.18000.20550.26600.32810.390828241816

17/640.14050.15200.16950.17700.20400.2656Bolt SizeStandard Fit Close Fit

Drill N umberDrill

DiameterDrill N umberDrill

DiameterHole Preparation

7/329/3211/3213/3213/6417/6421/6425/640.21870.28120.34370.4062Bolt Size Drill N umber Drill Diameter

Hole Preparation for 1⁄64 Oversize Bolt

Existing fastener

Acres sleeve

Structure 1/64 Oversize hole

Acres sleeve installation

Figure 7-67. Acres sleeve identification, installation, and breakoff procedure.

1/8 — 3/8 diameter 7 x 19

1/16 — 3/32 diameter 7 x 7

MS20663 Double shank ball end terminal

MS20664 Single shank ball end terminal

AN665 Rod end terminal

AN666 Threaded cable terminal

MS20667 Fork end cable terminal

AN668/MS20668 Eye end cable terminal

Figure 7-69. Types of terminal fittings.

Pin eye Swaged terminal BarrelLength (threads flush with ends of barrel)

Figure 7-70. Typical turnbuckle assembly.Safetying Methods

To ensure fasteners do not separate from their nuts or holding

ends, various safetying methods are used in aircraft from

heavy aircraft to gliders to recreational aircraft. Safetying is

the process of securing all aircraft, bolts, nuts, screws, pins,

and other fasteners so that they do not work loose due to

vibration. A familiarity with the various methods and means of safetying equipment on an aircraft is necessary to perform

maintenance and inspection.

There are various methods of safetying aircraft parts. The

most widely used methods are safety wire, cotter pins, lock

washers, snap rings, and special nuts, such as self-locking

nuts, pal nuts, and jam nuts. Some of these nuts and washers

have been previously described in this chapter.

Pins

The three main types of pins used in aircraft structures are

the taper pin, flathead pin, and cotter pin. Pins are used in

shear applications and for safetying. Roll pins are finding

increasing uses in aircraft construction.

Taper Pins

Plain and threaded taper pins (AN385 and AN386) are used

in joints that carry shear loads and where absence of play is

essential. The plain taper pin is drilled and usually safetied

with wire. The threaded taper pin is used with a taper pin

washer (AN975) and shear nut (safetied with a cotter pin or

safety clip) or self-locking nut.

Flathead Pin

Commonly called a Clevis pin, the flathead pin (MS20392)

is used with tie rod terminals and in secondary controls,

which are not subject to continuous operation. The pin is

customarily installed with the head up so that if the cotter

pin fails or works out, the pin remains in place.

Cotter Pins

The AN380 cadmium-plated, low-carbon steel cotter pin

is used for safetying bolts, screws, nuts, other pins, and in

various applications where such safetying is necessary. The

AN381 corrosion-resistant steel cotter pin is used in locations

where nonmagnetic material is required or in locations where

resistance to corrosion is desired.

Roll Pins

The roll pin is a pressed fit pin with chamfered ends. It is

Clevis, rod end, adjustableTube, steel, or aluminum alloy

Self-aligning, anti-friction rod

end assembly, adjustableCheck nut Rod end, threaded

Figure 7-71. Push-pull tube assembly.

Figure 7-72. Safety wiring methods.

NOTE:

The safety wire is shown

installed for right-hand

threads. The safety wire

is routed in the opposite

direction for left-hand

threads.

ValvesOil caps Drain cocks

Figure 7-73. Safety wiring attachment for plug connectors.

AN standard fillister head screw (drilled head)

BulkheadAN3102 receptacle

AN3057 adapter AN3106 plug

Figure 7-74. Safety wiring attachment for plug connectors.

tubular in shape and is slotted the full length of the tube.

The pin is inserted with hand tools and is compressed as it

is driven into place. Pressure exerted by the roll pin against

the hole-walls keeps it in place until deliberately removed

with a drift punch or pin punch.

Safety Wiring

Safety wiring is the most positive and satisfactory method of

safetying cap screws, studs, nuts, bolt heads, and turnbuckle

barrels, which cannot be safetied by any other practical

means. It is a method of wiring together two or more units

in such a manner that any tendency of one to loosen is

counteracted by the tightening of the wire.

Nuts, Bolts, & Screws

Nuts, bolts, and screws are safety wired by the single wire

or double twist method. The double twist method is the

most common method of safety wiring. The single wire

method may be used on small screws in a closely spaced

closed geometrical pattern, on parts in electrical systems,

and in places that are extremely difficult to reach. Safety

wiring should always be per conventional methods or as

required by the manufacturer, especially for Light Sport

Aircraft (LSA).

Figure 7-72 is an illustration of various methods that are

commonly used in safety wiring nuts, bolts, and screws.

Careful study of Figure 7-72 shows that:

• Examples 1, 2, and 5 illustrate the proper method of

safety wiring bolts, screws, square-head plugs, and

similar parts when wired in pairs.

• Example 3 illustrates several components wired in series.• Example 4 illustrates the proper method of wiring

castellated nuts and studs. (Note that there is no loop

around the nut.)

• Examples 6 and 7 illustrate a single-threaded component

wired to a housing or lug.

• Example 8 illustrates several components in a closely

spaced closed geometrical pattern using a single wire

method.

When drilled head bolts, screws, or other parts are grouped

together, they are more conveniently safety wired to each

other in a series rather than individually. The number of

nuts, bolts, or screws that may be safety wired together is

dependent on the application. For instance, when safety

wiring widely spaced bolts by the double twist method, a

group of three should be the maximum number in a series.

When safety wiring closely spaced bolts, the number that can

be safety wired by a 24-inch length of wire is the maximum

in a series. The wire is arranged so that if the bolt or screw

begins to loosen, the force applied to the wire is in the

tightening direction.

Parts being safety wired should be torqued to recommend

values and the holes aligned before attempting the safetying

operation. Never over torque or loosen a torqued nut to align

safety wire holes.

Oil Caps, Drain Cocks, & Valves

These units are safety wired as shown in Figure 7-73 . In

the case of the oil cap, the wire is anchored to an adjacent

fillister head screw.

A Clip-locking method

B Wire-wrapping methodStraight end

Hook lip

Hook loop

Hook endLoop endHook shoulder

Direction of pull for inspection

4 turn (min)

This applies to all

turnbuckle wrappings

Double wrap (spiral)

Double wrap

Single wrap (spiral)

Single wrap

Figure 7-75. Safetying turnbuckles: (A) clip-locking method and (B) wire-wrapping method.

7-79Cable size

(inch)Type of WrapDiameter of Safety Wire

(inch)Material

(Annealed Condition)

Single

SingleSingle

Double

SingleSingle0.0200.0400.0400.0400.0570.057Stainless steelCopper, brass

Stainless steelCopper, brass

Copper, brass1

Stainless steel

1Galvanized or tinned steel, or soft iron wires are also acceptable.5⁄32 and greater

Figure 7-76. Turnbuckle safetying guide.

Preferred Optional

Figure 7-77. Cotter pin installation.This system applies to any other unit that must be safety wired

individually. Ordinarily, anchorage lips are conveniently located near these individual parts. When such provision is not made, the safety wire is fastened to some adjacent part of the assembly.

Electrical Connectors

Under conditions of severe vibration, the coupling nut of a connector may vibrate loose and, with sufficient vibration, the connector may come apart. When this occurs, the circuit carried by the cable opens. The proper protective measure to prevent this occurrence is by safety wiring as shown in Figure 7-74. The safety wire should be as short as practicable and must be installed in such a manner that the pull on the wire is in the direction that tightens the nut on the plug.

Turnbuckles

After a turnbuckle has been properly adjusted, it must be safetied. There are several methods of safetying turnbuckles; however, only two methods are discussed in this section. These methods are illustrated in Figure 7-75 . The clip locking

method is used only on the most modern aircraft. The older type aircraft still use the type turnbuckles that require the wire wrapping method.

Double Wrap Method

Of the methods using safety wire for safetying turnbuckles,

the double wrap method is preferred, although the single wrap methods described are satisfactory. The method of double wrap safetying is shown in Figure 7-75. Use two separate lengths of the proper wire as shown in Figure 7-76.

Run one end of the wire through the hole in the barrel of the turnbuckle and bend the ends of the wire toward opposite ends of the turnbuckle. Then pass the second length of the wire into the hole in the barrel and bend the ends along the barrel on the side opposite the first. Then pass the wires at the end of the turnbuckle in opposite directions through the holes in the turnbuckle eyes or between the jaws of the turnbuckle fork, as applicable. Bend the laid wires in place before cutting off the wrapped wire. Wrap the remaining length of safety wire at least four turns around the shank and cut it off. Repeat the procedure at the opposite end of the turnbuckle.

When a swaged terminal is being safetied, pass the ends

of both wires, if possible, through the hole provided in the terminal for this purpose and wrap both ends around the shank as described above.

If the hole is not large enough to allow passage of both wires,

pass the wire through the hole, and loop it over the free end of the other wire, and then wrap both ends around the shank as described.

Single Wrap Method

The single wrap safetying methods described in the following

paragraphs are acceptable but are not the equal of the double wrap methods.

Pass a single length of wire through the cable eye or fork or

through the hole in the swaged terminal at either end of the 1⁄16

3⁄32

1⁄8

1⁄8

1⁄8

Shaft Snap ring

Single-wire method

Figure 7-78. External type snap ring with safety wire installation.turnbuckle assembly. Spiral each of the wire ends in opposite

directions around the first half of the turnbuckle barrel so

that the wires cross each other twice. Thread both wire ends

through the hole in the middle of the barrel so that the third

crossing of the wire ends is in the hole. Again, spiral the two

wire ends in opposite directions around the remaining half

of the turnbuckle, crossing them twice. Then, pass one wire

end through the cable eye or fork, or through the hole in the

swaged terminal. In the manner described above, wrap both

wire ends around the shank for at least four turns each, cutting

off the excess wire.

An alternate to the above method is to pass one length of

wire through the center hole of the turnbuckle and bend the

wire ends toward opposite ends of the turnbuckle. Then pass

each wire end through the cable eye or fork, or through the

hole in the swaged terminal and wrap each wire end around

the shank for at least four turns, cutting off the excess wire.

After safetying, no more than three threads of the turnbuckle

threaded terminal should be exposed.

General Safety Wiring Rules

When using the safety wire method of safetying, the

following general rules should be followed:1. Pigtail of 1⁄4 to 1⁄2 inch (three to six twists) should be

made at the end of the wiring. This pigtail must be bent

back or under to prevent it from becoming a snag.

2. The safety wire must be new upon each application.

3. When castellated nuts are to be secured with safety wire,

tighten the nut to the low side of the selected torque

range, unless otherwise specified, and if necessary,

continue tightening until a slot aligns with the hole.

4. All safety wires must be tight after installation, but not

under such tension that normal handling or vibration

breaks the wire.

5. The wire must be applied so that all pull exerted by

the wire tends to tighten the nut.

6. Twists should be tight and even, and the wire between

the nuts as taut as possible without over twisting.

7. The safety wire should always be installed and

twisted so that the loop around the head stays down

and does not tend to come up over the bolt head,

causing a slack loop.

Cotter Pin Safetying

Cotter pin installation is shown in Figure 7-77 . Castellated

nuts are used with bolts that have been drilled for cotter pins.

The cotter pin should fit neatly into the hole with very little

side play.

The following general rules apply to cotter pin safetying:

1. The prong bent over the bolt end should not extend

beyond the bolt diameter. (Cut it off if necessary.)

2. The prong bent down should not rest against the

surface of the washer. (Again, cut it off if necessary.)

3. If the optional wraparound method is used, the prongs

should not extend outward from the sides of the nut.

4. All prongs should be bent over a reasonable radius.

Sharp angled bends invite breakage. Tapping lightly

with a mallet is the best method of bending the prongs.

Snap Rings

A snap ring is a ring of metal, either round or flat in cross

section, which is tempered to have spring like action. This

spring like action holds the snap ring firmly seated in a groove.

The external types are designed to fit in a groove around the

outside of a shaft or cylinder and may be safety wired. Safety

wiring of an external type snap ring is shown in Figure 7-78 .

The internal types fit in a groove inside a cylinder and are

never safetied. A special type of pliers is designed to install

each type of snap ring. Snap rings can be reused as long as

they retain their shape and spring-like action.

Cleaning & Corrosion Control

Chapter 8

Corrosion

Many aircraft structures are made of metal, and the most

insidious form of damage to those structures is corrosion.

From the moment the metal is manufactured, it must be

protected from the deleterious effects of the environment that

surrounds it. This protection can be the introduction of certain

elements into the base metal, creating a corrosion-resistant

alloy, or the addition of a surface coating of a chemical

conversion coating, metal, or paint. While in use, additional

moisture barriers, such as viscous lubricants and protectants,

may be added to the surface.

The introduction of airframes built primarily of composite

components has not eliminated the need for careful

monitoring of aircraft with regard to corrosion. The airframe

itself may not be subject to corrosion; however, the use

of metal components and accessories within the airframe

means the aviation maintenance technician (AMT) must be

on the alert for the evidence of corrosion when inspecting

any aircraft.

This chapter provides an overview to the problems associated

with aircraft corrosion. For more in-depth information on

the subject, refer to the latest edition of the Federal Aviation

Administration (FAA) Advisory Circular (AC) 43-4, Corrosion

Control for Aircraft. The AC is an extensive handbook that

deals with the sources of corrosion particular to aircraft

structures, as well as steps the AMT can take in the course

of maintaining aircraft that have been attacked by corrosion.

Metal corrosion is the deterioration of the metal by chemical

or electrochemical attack. This type of damage can take place

internally, as well as on the surface. As in the rotting of wood,

this deterioration may change the smooth surface, weaken

the interior, or damage or loosen adjacent parts.

Water or water vapor containing salt combines with oxygen

in the atmosphere to produce the main source of corrosion

in aircraft. Aircraft operating in a marine environment, or

in areas where the atmosphere contains industrial fumes

that are corrosive, are particularly susceptible to corrosive

attacks. [Figure 8-1]

If left unchecked, corrosion can cause eventual structural

failure. The appearance of corrosion varies with the metal. [Figure 8-2] On the surface of aluminum alloys and

magnesium, it appears as pitting and etching and is often

combined with a gray or white powdery deposit. On copper

and copper alloys, the corrosion forms a greenish film; on

steel, a reddish corrosion byproduct commonly referred to

as rust. When the gray, white, green, or reddish deposits

are removed, each of the surfaces may appear etched and

pitted, depending upon the length of exposure and severity

of attack. If these surface pits are not too deep, they may not

significantly alter the strength of the metal; however, the

pits may become sites for crack development, particularly if

the part is highly stressed. Some types of corrosion burrow

between the inside of surface coatings and the metal surface,

spreading until the part fails.

Factors Affecting Corrosion

Many factors affect the type, speed, cause, and seriousness of

metal corrosion. Some of these factors that influence metal

corrosion and the rate of corrosion are:

1. Type of metal

2. Heat-treatment and grain direction

3. Presence of a dissimilar, less corrodible metal

4. Anodic and cathodic surface areas (in galvanic

corrosion)

5. Temperature

6. Presence of electrolytes (hard water, salt water, battery

fluids, etc.)

7. Availability of oxygen

8. Presence of biological organisms

9. Mechanical stress on the corroding metal

10. Time of exposure to a corrosive environment

11. Lead/graphite pencil marks on aircraft surface metals

Pure Metals

Most pure metals are not suitable for aircraft construction and

are used only in combination with other metals to form alloys.

Most alloys are made up entirely of small crystalline regions

called grains. Corrosion can occur on surfaces of those

regions that are less resistant and also at boundaries between

regions, resulting in the formation of pits and intergranular

corrosion. Metals have a wide range of corrosion resistance.

Figure 8-1. Seaplane operations.The most active metals (those that lose electrons easily), such

as magnesium and aluminum, corrode easily. The most noble

metals (those that do not lose electrons easily), such as gold

and silver, do not corrode easily.

Climate

The environmental conditions that an aircraft is maintained

and operated under greatly affects corrosion characteristics.

In a predominately marine environment (with exposure to sea

water and salt air), moisture-laden air is considerably more

detrimental to an aircraft than it would be if all operations

were conducted in a dry climate. Temperature considerations

are important, because the speed of electrochemical attack is

increased in a hot, moist climate.

Geographical Location

The flight routes and bases of operation expose some

airplanes to more corrosive conditions than others. The

operational environment of an aircraft may be categorized

as mild, moderate, or severe with respect to the corrosion

severity of the operational environment. The corrosion

severity of the operational environments in North America are

identified in Figure 8-3. Additional maps for other locations

around the world are published in AC 43-4.

The corrosion severity of any particular area may be increased

by many factors, including airborne industrial pollutants,

chemicals used on runways and taxiways to prevent ice

formation, humidity, temperatures, prevailing winds from a

corrosive environment, etc. Suggested intervals for cleaning,

inspection, lubrication, and preservation when located in mild

zones are every 90 days, moderate zones every 45 days, and

severe zones every 15 days.

Foreign Material

Among the controllable factors that affect the onset and

spread of corrosive attack is foreign material that adheres to

the metal surfaces. Such foreign material includes:• Soil and atmospheric dust

• Oil, grease, and engine exhaust residues

• Salt water and salt moisture condensation

• Spilled battery acids and caustic cleaning solutions

• Welding and brazing flux residues

Micro-organisms

Slimes, molds, fungi and other living organisms (some

microscopic) can grow on damp surfaces. Once they are

established, the area tends to remain damp, increasing the

possibility of corrosion.

Manufacturing Processes

Manufacturing processes, such as machining, forming, welding,

or heat-treatment, can leave stresses in aircraft parts. The

residual stress can cause cracking in a corrosive environment

when the threshold for stress corrosion is exceeded.

It is important that aircraft be kept clean. How often and to

what extent an aircraft must be cleaned depends on several

factors, including geographic location, model of aircraft, and

type of operation.

Types of Corrosion

There are two general classifications of corrosion that

cover most of the specific forms: direct chemical attack and

electrochemical attack. In both types of corrosion, the metal

is converted into a metallic compound, such as an oxide,

hydroxide, or sulfate. The corrosion process involves two

simultaneous changes: the metal that is attacked or oxidized

suffers what is called anodic change, and the corrosive agent

is reduced and is considered as undergoing cathodic change.

Direct Chemical Attack

Direct chemical attack, or pure chemical corrosion, is an

attack resulting from direct exposure of a bare surface to

caustic liquid or gaseous agents. Unlike electrochemical

attack where anodic and cathodic changes take place a

measurable distance apart, the changes in direct chemical

attack occur simultaneously at the same point. The most

common agents causing direct chemical attack on aircraft

are: spilled battery acid or fumes from batteries; residual

flux deposits resulting from inadequately cleaned, welded,

brazed, or soldered joints; and entrapped caustic cleaning

solutions. [Figure 8-4]

With the introduction of sealed lead-acid batteries and the use

of nickel-cadmium batteries, spilled battery acid is becoming

less of a problem. The use of these closed units lessens the

hazards of acid spillage and battery fumes.

Many types of fluxes used in brazing, soldering, and welding

8-3Alloy Type of attack to which alloy is susceptible

Highly susceptible to pitting

Surface oxidation and pitting, surface, and intergranular

Surface pitting, intergranular, exfoliation stress–

corrosion and fatigue cracking, and fretting

Highly corrosion resistant; extended or repeated

contact with chlorinated solvents may result in degradation of the metal’s structural properties at high temperature

Uniform surface corrosion; used as sacrificial plating

to protect steel

Crevice corrosion; some pitting in marine environments;

corrosion cracking; intergranular corrosion (300 series); surface corrosion (400 series)

Generally has good corrosion resistant qualities;

susceptible to pitting in sea water

Surface and intergranular corrosionPitting (promotes rusting of steel where pits occur in

plating)

Will tarnish in the presence of sulfurHighly corrosion resistantSubject to whisker growthMagnesium

Low alloy steel

(4,000–8,000 series)

Aluminum

Titanium

Cadmium

Stainless steels

(300–400 series)

Nickel–base

(Inconel, Monel)

Copper–base Brass,

Bronze

Chromium (Plate)

Silver

Gold

TinAppearance of corrosion product

White, powdery, snow-like mounds and white spots on

surface

Reddish–brown oxide (rust)

White–to–grey powder

No visible corrosion products at low temperature.

Colored surface oxides develop above 700 °F (370 °C)

From white powdery deposit to brown or black mottling

of the surface

Rough surface; sometimes a uniform red, brown, stain

Green powdery deposit

Blue or blue–green powdery deposit

No visible corrosion products; blistering of plating due to

rusting and lifting

Brown–to–black fi lm

Deposits cause darkening of refl ective surfaces

Whisker–like deposit

Figure 8-2. Corrosion of metals.

are corrosive, chemically attacking the metals or alloys that

they are used with. Therefore, it is important to remove residual flux from the metal surface immediately after the joining operation. Flux residues are hygroscopic in nature, absorbing moisture, and unless carefully removed, tend to cause severe pitting.

Caustic cleaning solutions in concentrated form are

kept tightly capped and as far from aircraft as possible. Some cleaning solutions used in corrosion removal are, in themselves, potentially corrosive agents. Therefore, particular attention must be directed toward their complete removal after use on aircraft. Where entrapment of the cleaning solution is likely to occur, use a noncorrosive cleaning agent, even though it is less efficient.

Electrochemical Attack

Corrosion is a natural occurrence that attacks metal by chemical or electrochemical action, converting it back to a metallic compound. The following four conditions must exist before electrochemical corrosion can occur. [Figure 8-5]

1.A metal subject to corrosion (anode)

2.A dissimilar conductive material (cathode) that has

less tendency to corrode3.Presence of a continuous, conductive liquid path

(electrolyte)

4.Electrical contact between the anode and the cathode

(usually in the form of metal to metal contact, suchas rivets, bolts, and corrosion)

Elimination of any one of these conditions stops electrochemical corrosion.

NOTE: Paint can mask the initial stages of corrosion.

Since corrosion products occupy more volume than the original metal, painted surfaces must be inspected often for irregularities, such as blisters, flakes, chips, and lumps.

An electrochemical attack may be likened chemically to

the electrolytic reaction that takes place in electroplating, anodizing, or in a dry cell battery. The reaction in this corrosive attack requires a medium, usually water, that is capable of conducting a tiny current of electricity. When a metal comes in contact with a corrosive agent and is also connected by a liquid or gaseous path that electrons flow through, corrosion begins as the metal decays by oxidation. [Figure 8-5] During

the attack, the quantity of corrosive agent is reduced and, if not renewed or removed, may completely react with the

Figure 8-4. Direct chemical attack in a battery compartment.

CORROSION SEVERITY ZONE

MILD

MODERATE

SEVEREANCHORAGEFAIRBANKS

MONTREAL

NEW YORK

ATLANTA

MIAMI

HAVANA

JAMAICAHAITI

ST. DOMINGOPUERTO RICOCHICAGO

DENVERSEATTLE

LOS ANGELES

MEXICOHOUSTONDALLAS

Figure 8-3. North America corrosion severity chart.

metal becoming neutralized. Different areas of the same

metal surface have varying levels of electrical potential and,

if connected by a conductor such as salt water, sets up a series

of corrosion cells and corrosion will commence.

All metals and alloys are electrically active and have a

specific electrical potential in a given chemical environment.

This potential is commonly referred to as the metal’s

“nobility.” [Figure 8-6] The less noble a metal is, the more

easily it can be corroded. The metals chosen for use in aircraft

structures are a studied compromise with strength, weight,

corrosion resistance, workability, and cost balanced against

the structure’s needs.

The constituents in an alloy also have specific electrical

potentials that are generally different from each other.

Exposure of the alloy surface to a conductive, corrosive

medium causes the more active metal to become anodic and

the less active metal to become cathodic, thereby establishing

conditions for corrosion. These are called local cells. The

greater the difference in electrical potential between the two

metals, the greater the severity of a corrosive attack if the

proper conditions are allowed to develop.

8-5Anodic area Cathodic areaSimplified corrosion cell showing conditions that must exist for electrochemical corrosion.

Elimination of corrosion by application of an organic film to metal surface.

Anodic areaCathodic areaNo contact between electrolyte

and anode and cathodeContinuous liquid path (electrolyte)

Current fl ow

Continuous liquid path (electrolyte)Electron flow

Electron conductor metal

Electron conductor metalUnbroken paint film

Figure 8-5. Electrochemical attack.The conditions for these corrosion reactions are the presence

of a conductive fluid and metals having a difference in potential. If, by regular cleaning and surface refinishing, the medium is removed and the minute electrical circuit eliminated, corrosion cannot occur. This is the basis for effective corrosion control. The electrochemical attack is responsible for most forms of corrosion on aircraft structure and component parts.

Forms of Corrosion

There are many forms of corrosion. The form of corrosion

depends on the metal involved, its size and shape, its specific function, atmospheric conditions, and the corrosion producing agents present. Those described in this section are the more common forms found on airframe structures.

Surface Corrosion

General surface corrosion (also referred to as uniform etch or uniform attack corrosion) is the most common form of corrosion. Surface corrosion appears as a general roughening, etching, or pitting of the surface of a metal, frequently accompanied by a powdery deposit of corrosion products. Surface corrosion may be caused by either direct chemical or electrochemical attack. Sometimes corrosion spreads under the surface coating and cannot be recognized by either the roughening of the surface or the powdery deposit. Instead, closer inspection reveals the paint or plating is lifted off the surface in small blisters that result from the pressure of the underlying accumulation of corrosion products. [Figure 8-7]

Filiform Corrosion

Filiform corrosion is a special form of oxygen concentration cell that occurs on metal surfaces having an organic coating system. It is recognized by its characteristic worm-like trace of corrosion products beneath the paint film. [Figure 8-8] Polyurethane finishes are especially susceptible

to filiform corrosion. Filiform occurs when the relative humidity of the air is between 78–90 percent, and the surface is slightly acidic. This corrosion usually attacks steel and aluminum surfaces. The traces never cross on steel, but they

8-6Metal most

likely to corrode

(anodic)

Metal least likely

to corrode

(cathodic)

Magnesium

Magnesium alloy

Zinc

Aluminum (1100)

Cadmium

Aluminum 2024-T4

Steel or iron

Cast iron

Chromium-iron (active)

Ni-Resist cast iron

Type 304 stainless steel (active)

Type 316 stainless steel (active)

Lead-tin solder

Lead

Tin

Nickel (active)

Inconel nickel-chromium alloy

(active)

Hastelloy alloy C (active)

Brass

Copper

Bronze

Copper-nickel alloy

Monel nickel-copper alloy

Silver solder

Nickel (passive)

Inconel nickel-chromium alloy

(passive)

Chromium-iron (passive)

Type 304 stainless steel (passive)

Type 316 stainless steel (passive)

Hastelloy alloy C (passive)

Silver

Titanium

Graphite

Gold

Platinum

Figure 8-6. The galvanic series of metals and alloys.cross under one another on aluminum, making the damage

deeper and more severe for aluminum. If the corrosion is not

removed, the area treated, and a protective finish applied,

the corrosion can lead to intergranular corrosion, especially

around fasteners and at seams.

Filiform corrosion can be removed using glass bead blasting

material with portable abrasive blasting equipment or

sanding. Filiform corrosion can be prevented by storing

aircraft in an environment with a relative humidity below 70

percent, using coating systems having a low rate of diffusion

for oxygen and water vapors, and by washing the aircraft to

remove acidic contaminants from the surface, such as those

created by pollutants in the air.

Pitting Corrosion

Pitting corrosion is one of the most destructive and intense

forms of corrosion. It can occur in any metal but is most

common on metals that form protective oxide films, such

as aluminum and magnesium alloys. It is first noticeable

as a white or gray powdery deposit, similar to dust, which

blotches the surface. When the deposit is cleaned away, tiny

holes or pits can be seen in the surface. These small surface

openings may penetrate deeply into structural members and

cause damage completely out of proportion to its surface

appearance. [Figure 8-9]

Dissimilar Metal Corrosion

Extensive pitting damage may result from contact between

dissimilar metal parts in the presence of a conductor. While

surface corrosion may or may not be taking place, a galvanic

action, not unlike electroplating, occurs at the points or areas

of contact where the insulation between the surfaces has

broken down or been omitted. This electrochemical attack

can be very serious because, in many instances, the action

is taking place out of sight, and the only way to detect it

prior to structural failure is by disassembly and inspection.

[Figure 8-10]

The contamination of a metal’s surface by mechanical means

can also induce dissimilar metal corrosion. The improper use

of steel cleaning products, such as steel wool or a steel wire

brush on aluminum or magnesium, can force small pieces

of steel into the metal being cleaned, causing corrosion and

ruining the adjoining surface. Carefully monitor the use of

nonwoven abrasive pads, so that pads used on one type of

metal are not used again on a different metal surface.

Concentration Cell Corrosion

Concentration cell corrosion, (also known as crevice

corrosion) is corrosion of metals in a metal-to-metal joint,

corrosion at the edge of a joint even though the joined metals

are identical, or corrosion of a spot on the metal surface

covered by a foreign material. Metal ion concentration cells,

Figure 8-8. Filiform corrosion.

Figure 8-7. Surface corrosion.oxygen concentration cells, and active-passive cells are three

general types of concentration cell corrosion.

Metal Ion Concentration Cells

The solution may consist of water and ions of the metal that

are in contact with water. A high concentration of metal ions

normally exists under faying surfaces where the solution is

stagnant and a low concentration of metal ions exist adjacent

to the crevice, created by the faying surface. [Figure 8-11] An

electrical potential exists between the two points: the area

of the metal in contact with the low concentration of metal

ions is anodic and corrodes; the area in contact with the high

metal ion concentration is cathodic and does not show signs

of corrosion.

Oxygen Concentration Cells

The solution in contact with the metal surface normally

contains dissolved oxygen. An oxygen cell can develop

at any point where the oxygen in the air is not allowed to

diffuse into the solution, thereby creating a difference in

oxygen concentration between two points. Typical locations

of oxygen concentration cells are under gaskets, wood,

rubber, and other materials in contact with the metal surface.

Corrosion occurs at the area of low oxygen concentration

(anode). Alloys such as stainless steel are particularly

susceptible to this type of crevice corrosion. [Figure 8-12]

Active-Passive Cells

Metals that depend on a tightly adhering passive film, usually

an oxide for corrosion protection, are prone to rapid corrosive

attack by active-passive cells. The corrosive action usually

starts as an oxygen concentration cell. The passive film is

broken beneath the dirt particle exposing the active metal to

corrosive attack. An electrical potential will develop between

the large area of the passive film and the small area of the

active metal, resulting in rapid pitting. [Figure 8-13]Intergranular Corrosion

This type of corrosion is an attack along the grain boundaries of

an alloy and commonly results from a lack of uniformity in the

alloy structure. Aluminum alloys and some stainless steels are

particularly susceptible to this form of electrochemical attack.

[Figure 8-14] The lack of uniformity is caused by changes

that occur in the alloy during the heating and cooling process

of the material’s manufacturing. Intergranular corrosion

may exist without visible surface evidence. High-strength

aluminum alloys, such as 2014 and 7075, are more susceptible

to intergranular corrosion if they have been improperly heat-

treated and then exposed to a corrosive environment.

Exfoliation Corrosion

Exfoliation corrosion is an advanced form of intergranular

corrosion and shows itself by lifting up the surface grains

of a metal by the force of expanding corrosion products

occurring at the grain boundaries just below the surface.

[Figure 8-15] It is visible evidence of intergranular corrosion

and is most often seen on extruded sections where grain

thickness is usually less than in rolled forms. This type of

corrosion is difficult to detect in its initial stage. Extruded

components, such as spars, can be subject to this type of

corrosion. Ultrasonic and eddy current inspection methods

are being used with a great deal of success.

Stress-Corrosion/Cracking

This form of corrosion involves a constant or cyclic stress

acting in conjunction with a damaging chemical environment.

The stress may be caused by internal or external loading.

[Figure 8-16] Internal stress may be trapped in a part of

structure during manufacturing processes, such as cold-

working or by unequal cooling from high temperatures.

Most manufacturers follow these processes with a stress

relief operation. Even so, sometimes stress remains trapped.

The stress may be externally introduced in part structure by

riveting, welding, bolting, clamping, press fit, etc. If a slight

mismatch occurs or a fastener is over-torqued, internal stress

8-8High oxygen concentration

Low oxygen concentration

OXYGEN CONCENTRATION CELL

Figure 8-12. Oxygen concentration cell.

Low metal ion concentration

High metal ion concentration

METAL ION CONCENTRATION CELL

Figure 8-11. Metal ion concentration cell. TROUGH PITS

SIDEWAY PITSNarrow, deep

Wide, shallow

Elliptical

Vertical

Subsurface

Undercutting

Horizontal

Figure 8-9. Types of pitting corrosion.

Figure 8-10. Dissimilar metal corrosion.is present. Internal stress is more important than design stress,

because stress corrosion is difficult to recognize before it has

overcome the design safety factor. The level of stress varies

from point to point within the metal. Stresses near the yield

strength are generally necessary to promote stress corrosion

cracking. However, failures may occur at lower stresses.

Specific environments have been identified that cause stress

corrosion cracking of certain alloys.

1. Salt solutions and sea water cause stress corrosion

cracking of high-strength, heat-treated steel and

aluminum alloys.

2. Methyl alcohol-hydrochloric acid solutions cause

stress corrosion cracking of some titanium alloys.

3. Magnesium alloys may stress corrode in moist air.

Stress corrosion may be reduced by applying protective

coatings, stress relief heat-treatments, using corrosion

inhibitors, or controlling the environment. Shot peening a

metal surface increases resistance to stress corrosion cracking

by creating compressive stresses on the surface which should

be overcome by applied tensile stress before the surface

sees any tension load. Therefore, the threshold stress level

is increased.

Figure 8-15. Exfoliation corrosion.

Cathode AnodeElectrolyte enters through cracks in paint fi lm

Cladding Cladding

7075-T6 Aluminum Steel fastenerPaint fi lm

Preferential

corrosion along grain boundaries

Intergranular corrosion

Figure 8-14. Intergranular corrosion of 7075-T6 aluminum adjacent to steel fastener.Foreign material

creates a low oxygen

region that prevents

the re-formation of

passive film

ACTIVE – PASSIVE CELLPassive film protects

exposed surface

Active metal

Figure 8-13. Active-passive cell.

environment. Metals may withstand cyclic stress for an

infinite number of cycles so long as the stress is below the endurance limit of the metal. Once the limit has been exceeded, the metal eventually cracks and fails from metal fatigue. However, when the part or structure undergoing cyclic stress is also exposed to a corrosive environment, the stress level for failure may be reduced many times. Thus, failure occurs at stress levels that can be dangerously low depending on the number of cycles assigned to the life-limited part.

Fatigue corrosion failure occurs in two stages. During the

first stage, the combined action of corrosion and cyclic stress damages the metal by pitting and crack formations to such a degree that fracture by cyclic stress occurs, even if the corrosive environment is completely removed. The second stage is essentially a fatigue stage where failure proceeds by propagation of the crack (often from a corrosion pit or pits). It is controlled primarily by stress concentration effects and the physical properties of the metal. Fracture of a metal part due to fatigue corrosion generally occurs at a stress level far Fretting Corrosion

Fretting corrosion is a particularly damaging form of corrosive attack that occurs when two mating surfaces, normally at rest with respect to one another, are subject to slight relative motion. It is characterized by pitting of the surfaces and the generation of considerable quantities of finely divided debris. Since the restricted movements of the two surfaces prevent the debris from escaping very easily, an extremely localized abrasion occurs. [Figure 8-17]

The presence of water vapor greatly increases this type of deterioration. If the contact areas are small and sharp, deep grooves resembling brinell markings or pressure indentations may be worn in the rubbing surface. As a result, this type of corrosion on bearing surfaces has also been called false brinelling. The most common example of fretting corrosion is the smoking rivet found on engine cowling and wing skins. This is one corrosion reaction that is not driven by an electrolyte, and in fact, moisture may inhibit the reaction. A smoking rivet is identified by a black ring around the rivet.

Fatigue Corrosion

Fatigue corrosion involves cyclic stress and a corrosive

Figure 8-17. Fretting corrosion.

Figure 8-16. Stress corrosion cracking.

extremely vulnerable. Exposure of airframe materials

to salts or their solutions is extremely undesirable.

• Atmosphere—the major atmospheric corrosive agents

are oxygen and airborne moisture. Corrosion often

results from the direct action of atmospheric oxygen

and moisture on metal, and the presence of additional

moisture often accelerates corrosive attack, particularly

on ferrous alloys. However, the atmosphere may

also contain other corrosive gases and contaminants,

particularly industrial and marine salt spray.

• Water—the corrosiveness of water depends on the

type and quantity of dissolved mineral and organic

impurities and dissolved gasses (particularly oxygen)

in the water. One characteristic of water that determines

its corrosiveness is the conductivity or ability to act as

an electrolyte and conduct a current. Physical factors,

such as water temperature and velocity, also have a

direct bearing on its corrosiveness.

Preventive Maintenance

Much has been done to improve the corrosion resistance

of aircraft, such as improvements in materials, surface

treatments, insulation, and modern protective finishes. All of

these have been aimed at reducing the overall maintenance

effort, as well as improving reliability. In spite of these

improvements, corrosion and its control is a very real problem

that requires continuous preventive maintenance. During any

corrosion control maintenance, consult the Safety Data Sheet

(SDS) for information on any chemicals used in the process.

Corrosion preventive maintenance includes the following

specific functions:

1. Adequate cleaning

2. Thorough periodic lubrication

3. Detailed inspection for corrosion and failure of below the fatigue limit of an uncorroded part, even though

the amount of corrosion is relatively small.

Galvanic Corrosion

Galvanic corrosion occurs when two dissimilar metals

make electrical contact in the presence of an electrolyte.

[Figure 8-18] The rate which corrosion occurs depends on

the difference in the activities. The greater the difference

in activity, the faster corrosion occurs. The rate of galvanic

corrosion also depends on the size of the parts in contact. If

the surface area of the corroding metal is smaller than the

surface area of the less active metal, corrosion is rapid and

severe. When the corroding metal is larger than the less active

metal, corrosion is slow and superficial.

Common Corrosive Agents

Substances that cause corrosion of metals are called corrosive

agents. The most common corrosive agents are acids, alkalies,

and salts. The atmosphere and water, the two most common

media for these agents, may also act as corrosive agents.

• Acids—moderately strong acids severely corrode

most of the alloys used in airframes. The most

destructive are sulfuric acid (battery acid), halogen

acids (hydrochloric, hydrofluoric, and hydrobromic),

nitrous oxide compounds, and organic acids found in

the wastes of humans and animals.

• Alkalies—as a group, alkalies are not as corrosive

as acids. Aluminum and magnesium alloys are

exceedingly prone to corrosive attack by many

alkaline solutions unless the solutions contain a

corrosion inhibitor. Substances particularly corrosive

to aluminum are washing soda, potash (wood ashes),

and lime (cement dust). Ammonia, an alkali, is

an exception because aluminum alloys are highly

resistant to it.

• Salts—most salt solutions are good electrolytes and

can promote corrosive attack. Some stainless-steel

alloys are resistant to attack by salt solutions but

aluminum alloy, magnesium alloys, and other steels are

Figure 8-18. Galvanic corrosion.protective systems

4. Prompt treatment of corrosion and touch up of

damaged paint areas

5. Accurate record keeping and reporting of material or

design deficiencies to the manufacturer and the FAA

6. Use of appropriate materials, equipment, technical

publications, and adequately-training personnel

7. Maintenance of the basic finish systems

8. Keeping drain holes free of obstructions

9. Daily draining of fuel cell sumps

10. Daily wipe down of exposed critical areas

11. Sealing of aircraft against water during foul weather

and proper ventilation on warm, sunny days

12. Replacing deteriorated or damaged gaskets and

sealants to avoid water intrusion and/or entrapment

13. Maximum use of protective covers on parked aircraft

After any period where regular corrosion preventive

maintenance is interrupted, the amount of maintenance

required to repair accumulated corrosion damage and bring

the aircraft back up to standard is usually quite high.

Inspection

Inspection for corrosion is a continuing problem and must

be handled daily. Overemphasizing a particular corrosion

problem when it is discovered and then forgetting about

corrosion until the next crisis is an unsafe, costly, and

troublesome practice. Most scheduled maintenance checklists

are complete enough to cover all parts of the aircraft or

engine, thus no part of the aircraft goes uninspected. Use these

checklists as a general guide when an area is to be inspected

for corrosion. Through experience, one learns that most

aircraft have trouble areas where, despite routine inspection

and maintenance, corrosion still sets in.

All corrosion inspections start with a thorough cleaning of the area to be inspected. A general visual inspection of the

area follows using a flashlight, inspection mirror, and a 5–

l0X magnifying glass. The general inspection is to look for

obvious defects and suspected areas. A detailed inspection

of damage or suspected areas found during the general

inspection follows.

Visual inspection is the most widely used technique and

is an effective method for the detection and evaluation of

corrosion. Visual inspection employs the eyes to look directly

at an aircraft surface or at a low angle of incidence to detect

corrosion. Using the sense of touch is also an effective

inspection method for the detection of hidden, well-developed

corrosion. Other tools used during the visual inspection are

mirrors, optical micrometers, and depth gauges.

Sometimes the inspection areas are obscured by structural

members, equipment installations, or for some reason are

awkward to check visually. Adequate access for inspection

must be obtained by removing access panels and adjacent

equipment, cleaning the area as necessary, and removing

loose or cracked sealants and paints. Mirrors, borescopes, and

fiber optics are useful in providing the means of observing

obscure areas.

In addition to visual inspection, there are several NDI

methods, such as liquid penetrant, magnetic particle, eddy

current, x-ray, ultrasonic, and acoustical emission, that may

be of value in the detection of corrosion. These methods have

limitations and must be performed only by qualified and

certified NDI personnel. Eddy current, x-ray, and ultrasonic

inspection methods require properly calibrated (each time

used) equipment and a controlling reference standard to

obtain reliable results.

In addition to routine maintenance inspections, amphibians

or seaplanes must be checked daily and critical areas cleaned

or treated, as necessary.

Corrosion Prone Areas

Discussed briefly in this section are most of the corrosion

problem areas common to all aircraft. These areas should

be cleaned, inspected, and treated more frequently than less

corrosion prone areas. This information is not necessarily

complete and may be amplified and expanded to cover

the special characteristics of the particular aircraft model

involved by referring to the applicable maintenance manual.

Exhaust Trail Areas

Both jet and reciprocating engine exhaust deposits are very

corrosive and give particular trouble where gaps, seams,

hinges, and fairings are located downstream from the exhaust

pipes or nozzles. [Figure 8-19] Deposits may be trapped

Figure 8-19. Exhaust nozzle area.and not reached by normal cleaning methods. Pay special

attention to areas around rivet heads and in skin lap joints

and other crevices. Remove and inspect fairings and access

plates in the exhaust areas. Do not overlook exhaust deposit

buildup in remote areas, such as the empennage surfaces.

Buildup in these areas is slower and may not be noticed until

corrosive damage has begun.

Battery Compartments and Battery Vent Openings

Despite improvements in protective paint finishes and in

methods of sealing and venting, battery compartments

continue to be corrosion prone areas. Fumes from overheated

electrolyte are difficult to contain and spread to adjacent

cavities, causing a rapid corrosive attack on all unprotected

metal surfaces. Battery vent openings on the aircraft skin

should be included in the battery compartment inspection and

maintenance procedure. If aircraft batteries with electrolytes,

sulfuric acid, or potassium hydroxide are in use, their leakage

will cause corrosion. Regular cleaning and neutralization of

acid deposits minimizes corrosion from this cause. Consult

the applicable maintenance manuals for the particular

aircraft to determine the type of battery installed and the

recommended maintenance.

Bilge Areas

These are natural collection points for waste hydraulic fluids,

water, dirt, and odds and ends of debris. Residual oil quite

often masks small quantities of water that settle to the bottom

and set up a hidden chemical cell.

Instead of using chemical treatments for the bilge water,

current float manufacturers recommend the diligent

maintenance of the internal coatings applied to the float’s

interior during manufacture. In addition to chemical

conversion coatings applied to the surface of the sheet metal

and other structural components and to sealants installed in

lap joints during construction, the interior compartments are

painted to protect the bilge areas. When seaplane structures

are repaired or restored, this level of corrosion protection

must be maintained.

Lavatories, Buffets, & Galleys

These areas, particularly deck areas behind lavatories,

sinks, and ranges, where spilled food and waste products

may collect if not kept clean, are potential trouble spots.

Even if some contaminants are not corrosive in themselves,

they attract and retain moisture and, in turn, cause corrosive

attack. Pay attention to bilge areas located under galleys and

lavatories. Clean these areas frequently and maintain the

protective sealant and paint finishes.Wheel Well and Landing Gear

More than any other area on the aircraft, this area probably

receives more punishment due to mud, water, salt, gravel,

and other flying debris. [Figure 8-20] Because of the many

complicated shapes, assemblies, and fittings, complete

area paint film coverage is difficult to attain and maintain.

A partially applied preservative tends to mask corrosion

rather than prevent it. Due to heat generated by braking

action, preservatives cannot be used on some main landing

gear wheels.

During inspection of this area, pay particular attention to the

following trouble spots:

1. Magnesium wheels, especially around bolt heads, lugs,

and wheel web areas, for the presence of entrapped

water or its effects

2. Exposed rigid tubing, especially at B-nuts and ferrules,

under clamps and tubing identification tapes

3. Exposed position indicator switches and other

electrical equipment

4. Crevices between stiffeners, ribs, and lower skin

surfaces that are typical water and debris traps

5. Axle interiors

6. Exposed surfaces of struts, oleos, arms, links, and

attaching hardware (bolts, pins, etc.)

Water Entrapment Areas

Design specifications require that aircraft have drains installed

in all areas where water may collect. Daily inspection of low

point drains is a standard requirement. If this inspection is

neglected, the drains may become ineffective because of

accumulated debris, grease, or sealants.

Figure 8-20. The landing gear area should be cleaned and inspected

more frequently than other areas.Engine Frontal Areas & Cooling Air Vents

These areas are being constantly abraded with airborne dirt

and dust, bits of gravel from runways, and rain erosion,

leading to removal of the protective finish. Furthermore,

cores of radiator coolers, reciprocating engine cylinder

fins, etc., may not be painted due to the requirement for

heat dissipation. Engine accessory mounting bases usually

have small area of unpainted magnesium or aluminum on

the machined-mounted surfaces. Inspection of these areas

must include all sections in the cooling air path, with special

attention to places where salt deposits may be built up during

marine operations. It is imperative that incipient corrosion be

inhibited and that paint touchup and hard film preservative

coatings are maintained on seaplane and amphibian engine

surfaces at all times.

Wing Flap & Spoiler Recesses

Dirt and water may collect in flap and spoiler recesses

unnoticed, because they are normally retracted. For this

reason, these recesses are potential corrosion problem areas.

Inspect these areas with the spoilers and flaps in the fully

deployed position.

External Skin Areas

External aircraft surfaces are readily visible and accessible

for inspection and maintenance. Even here, certain types

of configurations or combinations of materials become

troublesome under certain operating conditions and require

special attention.

Relatively little corrosion trouble is experienced with

magnesium skins if the original surface finish and insulation

are adequately maintained. Trimming, drilling, and riveting

destroy some of the original surface treatment and can

never be completely restored by touchup procedures. Any

inspection for corrosion must include all magnesium skin

surfaces with special attention to edges, areas around

fasteners, and cracked, chipped, or missing paint.

Piano-type hinges are prime spots for corrosion due to the

dissimilar metal contact between the steel pin and aluminum

hinge. They are also natural traps for dirt, salt, and moisture.

Inspection of hinges must include lubrication and actuation

through several cycles to ensure complete lubricant

penetration. Use water-displacing lubricants when servicing

piano hinges. [Figures 8-21 and 8-22]

Corrosion of metal skins joined by spot welding is the result

of the entrance and entrapment of corrosive agents between

the layers of metal. This type of corrosion is evidenced

by corrosion products appearing at the crevices where the

corrosive agents enter. More advanced corrosive attack

causes skin buckling and eventual spot weld fracture. Skin buckling in its early stages may be detected by sighting along

spot welded seams or by using a straightedge. The only

technique for preventing this condition is to keep potential

moisture entry points, including seams and holes created

by broken spot welds, filled with a sealant or a suitable

preservative compound.

Electronic & Electrical Compartments

Electronic and electrical compartments cooled by ram air or

compressor bleed air are subjected to the same conditions

common to engine and accessory cooling vents and engine

frontal areas. While the degree of exposure is less, because

a lower volume of air passing through and special design

features incorporated to prevent water formation in enclosed

spaces, this is still a trouble area that requires special attention.

Circuit breakers, contact points, and switches are extremely

sensitive to moisture and corrosive attack, thus inspection is

required for these conditions as thoroughly as design permits.

If design features hinder examination of these items while

in the installed condition, inspection is accomplished after

component removal for other reasons.

Miscellaneous Trouble Areas

Helicopter rotor heads and gearboxes, in addition to being

constantly exposed to the elements, contain bare steel

surfaces, many external working parts, and dissimilar metal

contacts. Inspect these areas frequently for evidence of

corrosion. The proper maintenance, lubrication, and the use

of preservative coatings can prevent corrosion in these areas.

All control cables, whether plain carbon steel or corrosion-

resistant steel, are to be inspected to determine their condition

at each inspection period. In this process, inspect cables for

corrosion by random cleaning of short sections with solvent

soaked cloths. If external corrosion is evident, relieve tension

Bare steel hinge pin Al alloy extrusions

Hidden corrosion occurs here. Joint freezes and lugs

break off when hinge is actuated.

Figure 8-22. Hinge corrosion points.

Figure 8-21. Piano hinge.and check the cable for internal corrosion. Replace cables

that have internal corrosion. Remove light external corrosion with a nonwoven abrasive pad lightly soaked in oil or, alternatively, a steel wire brush. When corrosion products have been removed, recoat the cable with preservative.

Corrosion Removal

In general, any complete corrosion treatment involves cleaning and stripping of the corroded area, removing as much of the corrosion products as practicable, neutralizing any residual materials remaining in pits and crevices, restoring protective surface films, and applying temporary or permanent coatings or paint finishes.

Repair of corrosion damage includes removal of all corrosion

and corrosion products. When the corrosion damage is severe and exceeds the damage limits set by the aircraft or parts manufacturer, the part must be replaced. The following paragraphs deal with the correction of corrosive attack on aircraft surface and components where deterioration has not progressed to the point requiring rework or structural repair of the part involved.

Several standard methods are available for corrosion

removal. The methods normally used to remove corrosion are mechanical and chemical. Mechanical methods include hand sanding using abrasive mat, abrasive paper, or metal wool, and powered mechanical sanding, grinding, and buffing, using abrasive mat, grinding wheels, sanding discs, and abrasive rubber mats. However, the method used depends upon the metal and the degree of corrosion.

Surface Cleaning and Paint Removal

The removal of corrosion includes removal of surface finishes

covering the attacked or suspected area. To assure maximum efficiency of the stripping compound, the area must be cleaned of grease, oil, dirt, or preservatives. This preliminary cleaning operation is also an aid in determining the extent of the spread of the corrosion, since the stripping operation is held to the minimum consistent with full exposure of the corrosion damage. Extensive corrosion spread on any panel is to be corrected by fully treating the entire section.

The selection of the type of materials to be used in cleaning

depends on the nature of the matter to be removed. Modern environmental standards encourage the use of water-based, non-toxic cleaning compounds whenever possible. In some locations, local or state laws may require the use of such products, and prohibit the use of solvents that contain volatile organic compounds (VOCs). Where permitted, dry cleaning solvent (P-D-680) may be used for removing oil, grease, or soft preservative compounds. For heavy-duty removal of thick or dried preservatives, other compounds of the solvent emulsion type are available.

The use of a general purpose, water soluble stripper can be

used for most applications. There are other methods for paint removal that have minimal impact upon the aircraft structure, and are considered “environmentally friendly.”

Wherever practicable, chemical paint removal from any

large area is to be accomplished outside (in open air) and preferably in shaded areas. If inside removal is necessary, adequate ventilation must be assured. Synthetic rubber surfaces, including aircraft tires, fabric, and acrylics, must be thoroughly protected against possible contact with paint remover. Care must be exercised in using paint remover, especially around gas or watertight seam sealants, since the stripper tends to soften and destroy the integrity of these sealants.

8-15Mask off any opening that would permit the stripping

compound to get into aircraft interiors or critical cavities.

Paint stripper is toxic and contains ingredients harmful to

both skin and eyes. Therefore, wear rubber gloves, aprons

of acid repellent material, and goggle type eyeglasses. The

following is a general stripping procedure:

1. Brush the entire area to be stripped with a cover of

stripper to a depth of 1⁄32" to 1⁄16". Any paintbrush makes

a satisfactory applicator, except that the bristles will be

loosened by the effect of paint remover on the binder,

and the brush must not be used for other purposes after

being exposed to paint remover.

2. Allow the stripper to remain on the surface for a

sufficient length of time to wrinkle and lift the paint.

This may be from 10 minutes to several hours,

depending on temperature, humidity, and the condition

of the paint coat being removed. Scrub the surface with

a bristle brush saturated with paint remover to further

loosen finish that may still be adhering to the metal.

3. Reapply the stripper as necessary in areas where the

paint remains tightly adhered or where the stripper has

dried, and repeat the above process. Only nonmetallic

scrapers are to be used to assist in removing persistent

paint finishes. Nonwoven abrasive pads intended for

paint stripping may also prove to be useful in removing

the loosened paint.

4. Remove the loosened paint and residual stripper by

washing and scrubbing the surface with water and

a broom, brush, or fresh nonwoven abrasive pad. If

water spray is available, use a low to medium pressure

stream of water directly on the area being scrubbed.

If steam-cleaning equipment is available and the area

is sufficiently large, cleaning may be accomplished

using this equipment together with a solution of steam-

cleaning compound. On small areas, any method may

be used that assures complete rinsing of the cleaned

area. Use care to dispose of the stripped residue in

accordance with environmental laws.

Fairing or Blending Reworked Areas

All depressions resulting from corrosion rework must be

faired or blended with the surrounding surface. Fairing can

be accomplished as follows:

1. Remove rough edges and all corrosion from the

damaged area. All dish-outs must be elliptically

shaped with the major axis running spanwise on wings

and horizontal stabilizers, longitudinally on fuselages,

and vertically on vertical stabilizers.

2. In critical and highly stressed areas, all pits remaining

after the removal of corrosion products must be

blended out to prevent stress risers that may cause stress corrosion cracking. [Figure 8-23] On a non-

critical structure, it is not necessary to blend out pits

remaining after removal of corrosion products by

abrasive blasting, since this results in unnecessary

metal removal.

Rework depressions by forming smoothly blended dish-outs,

using a ratio of 20:1, length to depth. [Figure 8-24] In areas

having closely-spaced, multiple pits, intervening material

must be removed to minimize surface irregularity or

waviness. [Figure 8-25] Steel nut-plates and steel fasteners

are to be removed before blending corrosion out of aluminum

structure. Steel or copper particles embedded in aluminum

can become a point of future corrosion. All corrosion products

must be removed during blending to prevent reoccurrence

of corrosion.

Corrosion of Ferrous Metals

One of the most familiar types of corrosion is ferrous oxide

(rust), generally resulting from atmospheric oxidation of

steel surfaces. Some metal-oxides protect the underlying

base metal, but rust is not a protective coating in any sense

of the word. Its presence actually promotes additional attack

by attracting moisture from the air and acting as a catalyst

for additional corrosion. If complete control of the corrosive

attack is to be realized, all rust must be removed from steel

surfaces.

Rust first appears on bolt heads, hold-down nuts, or other

unprotected aircraft hardware. [Figure 8-26] Its presence in

these areas is generally not dangerous and has no immediate

effect on the structural strength of any major components.

The residue from the rust may also contaminate other ferrous

components, promoting corrosion of those parts. The rust is

indicative of a need for maintenance and of possible corrosive

attack in more critical areas. It is also a factor in the general

appearance of the equipment. When paint failures occur or

mechanical damage exposes highly-stressed steel surfaces

to the atmosphere, even the smallest amount of rusting is

potentially dangerous in these areas and must be removed

and controlled. Rust removal from structural components,

followed by an inspection and damage assessment, must be

done as soon as feasible. [Figure 8-27]

Mechanical Removal of Iron Rust

The most practicable means of controlling the corrosion

of steel is the complete removal of corrosion products

by mechanical means and restoring corrosion preventive

coatings. Except on highly-stressed steel surfaces, the use

of abrasive papers and compounds, small power buffers and

buffing compounds, hand wire brushing, or steel wool are

all acceptable cleanup procedures. However, it should be

recognized that in any such use of abrasives, residual rust

ACCEPTABLE NOT ACCEPTABLECROSS SECTIONTOP VIEW

TRUE PERSPECTIVELocation of corrosion pitsWidth of cleaned up area

(10 times depth min)

Length of cleaned up area

(20 times depth min)

Depth of cleaned up of corrosion

Figure 8-23. Blending or blending corrosion damage.

LONGITUDINALCORROSION DAMAGE BEFORE REWORKPit has been cleaned up to the

extent that all loose corrosion

products have been removed.

Rough edges have been

smoothed and all corrosion

has been removed. However,

depression has not been shaped.Dish-out

after blending

Figure 8-24. Blend of corrosion as a single depression. usually remains in the bottom of small pits and other crevices.

It is practically impossible to remove all corrosion products

by abrasive or polishing methods alone. As a result, once a

part cleaned in such a manner has rusted, it usually corrodes

again more easily than it did the first time.

The introduction of variations of the nonwoven abrasive pad

has also increased the options available for the removal of

surface rust. [Figure 8-28] Flap wheels, pads intended for

use with rotary or oscillating power tools, and hand-held

nonwoven abrasive pads all can be used alone or with light

oils to remove corrosion from ferrous components.

Chemical Removal of Rust

As environmental concerns have been addressed in recent

years, interest in noncaustic chemical rust removal has

increased. A variety of commercial products that actively

remove the iron oxide without chemically etching the

base metal are available and can be considered for use. If

at all possible, the steel part is removed from the airframe

for treatment, as it can be nearly impossible to remove all

residue. The use of any caustic rust removal product requires

the isolation of the part from any nonferrous metals during

treatment and probably inspection for proper dimensions. Chemical Surface Treatment of Steel

There are approved methods for converting active rust to

phosphates and other protective coatings. Other commercial

preparations are effective rust converters where tolerances

are not critical and where thorough rinsing and neutralizing

of residual acid is possible. These situations are generally

not applicable to assembled aircraft, and the use of chemical

Figure 8-26. Rust. Figure 8-27. Rust on structural components.

Damage removed and surface smoothed

with shallow elliptical dish-out Bottom of depression

after corrosion removalCorrosion damage

before removal

LONGITUDINALTRANSVERSE

5D MIN10D MIN

Figure 8-25. Blend out of multiple pits in a corroded area.

inhibitors on installed steel parts is not only undesirable, but

also very dangerous. The danger of entrapment of corrosive

solutions and the resulting uncontrolled attack, that could

occur when such materials are used under field conditions,

outweigh any advantages to be gained from their use.

Removal of Corrosion from Highly Stressed Steel

Parts

Any corrosion on the surface of a highly-stressed steel part is

potentially dangerous, and the careful removal of corrosion

products is required. Surface scratches or change in surface

structure from overheating can also cause sudden failure of

these parts. Corrosion products must be removed by careful

processing, using mild abrasive papers, such as rouge or fine

grit aluminum oxide or fine buffing compounds on cloth

buffing wheels. Nonwoven abrasive pads can also be used.

It is essential that steel surfaces not be overheated during

buffing. After careful removal of surface corrosion, reapply

protective paint finishes immediately. The use of chemical

corrosion removers is prohibited without engineering

authorization, because high-strength steel parts are subject

to hydrogen embrittlement.Corrosion of Aluminum & Aluminum Alloys

Aluminum and aluminum alloys are the most widely used

material for aircraft construction. Aluminum appears high

in the electro-chemical series of elements and corrodes

very easily. However, the formation of a tightly-adhering

oxide film offers increased resistance under most corrosive

conditions. Most metals in contact with aluminum form

couples that undergo galvanic corrosion attack. The alloys

of aluminum are subject to pitting, intergranular corrosion,

and intergranular stress corrosion cracking. In some cases,

the corrosion products of metal in contact with aluminum are

corrosive to aluminum. Therefore, aluminum and its alloys

must be cleaned and protected.

Corrosion on aluminum surfaces is usually quite obvious,

since the products of corrosion are white and generally more

voluminous than the original base metal. Even in its early

stages, aluminum corrosion is evident as general etching,

pitting, or roughness of the aluminum surfaces.

NOTE: Aluminum alloys commonly form a smooth surface

oxidation that is from 0.001" to 0.0025" thick. This is not

considered detrimental. The coating provides a hard-shell

barrier to the introduction of corrosive elements. Such

oxidation is not to be confused with the severe corrosion

discussed in this paragraph.

General surface attack of aluminum penetrates relatively

slowly, but speeds up in the presence of dissolved salts.

Considerable attack can usually take place before serious

loss of structural strength develops.

At least three forms of attack on aluminum alloys are

particularly serious: the penetrating pit-type corrosion

through the walls of aluminum tubing, stress-corrosion

cracking of materials under sustained stress, and intergranular

corrosion, which is characteristic of certain improperly heat-

treated aluminum alloys.

In general, corrosion of aluminum can be more effectively

Figure 8-28. Nonwoven abrasive pads.

treated in place compared to corrosion occurring on other

structural materials used in aircraft. Treatment includes the

mechanical removal of as much of the corrosion products

as practicable and the inhibition of residual materials by

chemical means, followed by the restoration of permanent

surface coatings.

Treatment of Unpainted Aluminum Surfaces

Relatively pure aluminum has considerably more corrosion

resistance when compared with the stronger aluminum alloys.

To take advantage of this characteristic, a thin coating of

relatively pure aluminum is applied over the base aluminum

alloy. The protection obtained is good and the pure-aluminum

clad surface, commonly called “Alclad,” can be maintained in

a polished condition. In cleaning such surfaces, however, care

must be taken to prevent staining and marring of the exposed

aluminum. More important from a protection standpoint,

avoid unnecessary mechanical removal of the protective

Alclad layer and the exposure of the more susceptible

aluminum alloy base material. A typical aluminum corrosion

treatment sequence follows:

1. Remove oil and surface dirt from the aluminum

surface using any suitable mild cleaner. Use caution

when choosing a cleaner. Many commercial consumer

products are actually caustic enough to induce

corrosion if trapped between aluminum lap joints.

Choose a neutral pH product.

2. Hand polish the corroded areas with fine abrasives

or with metal polish. Metal polish intended for use

on clad aluminum aircraft surfaces must not be used

on anodized aluminum, since it is abrasive enough

to actually remove the protective anodized film. It

effectively removes stains and produces a highly

polished, lasting surface on unpainted Alclad. If a

surface is particularly difficult to clean, a cleaner

and brightener compound for aluminum can be used before polishing to shorten the time and lessen the

effort necessary to get a clean surface.

3. Treat any superficial corrosion present using an

inhibitive wipe down material. An alternate treatment

is processing with a solution of sodium dichromate and

chromium trioxide. Allow these solutions to remain

on the corroded area for 5 to 20 minutes, and then

remove the excess by rinsing and wiping the surface

dry with a clean cloth.

4. Overcoat the polished surfaces with waterproof wax.

Aluminum surfaces that are to be subsequently painted can be

exposed to more severe cleaning procedures and can also be

given more thorough corrective treatment prior to painting.

The following sequence is generally used:

1. Thoroughly clean the affected surfaces of all soil

and grease residues prior to processing. Any general

aircraft cleaning procedure may be used.

2. If residual paint film remains, strip the area to be

treated. Procedures for the use of paint removers and

the precautions to observe were previously mentioned

in this chapter under “Surface Cleaning and Paint

Removal.”

3. Treat superficially corroded areas with a 10 percent

solution of chromic acid and sulfuric acid. Apply the

solution by swab or brush. Scrub the corroded area

with the brush while it is still damp. While chromic

acid is a good inhibitor for aluminum alloys, even

when corrosion products have not been completely

removed, it is important that the solution penetrate to

the bottom of all pits and underneath any corrosion

that may be present. Thorough brushing with a stiff

fiber brush loosens or removes most existing corrosion

and assures complete penetration of the inhibitor into

crevices and pits. Allow the chromic acid to remain

in place for at least 5 minutes, and then remove the

excess by flushing with water or wiping with a wet

cloth. There are several commercial chemical surface

treatment compounds similar to the type described

above that may also be used.

4. Dry the treated surface and restore recommended

permanent protective coatings, as required in

accordance with the aircraft manufacturer’s procedures.

Restoration of paint coatings must immediately follow

any surface treatment performed. In any case, make

sure that corrosion treatment is accomplished or is

reapplied on the same day that paint refinishing is

scheduled.

8-19Treatment of Anodized Surfaces

As previously stated, anodizing is a common surface

treatment of aluminum alloys. When this coating is damaged

in service, it can only be partially restored by chemical

surface treatment. Therefore, avoid destruction of the oxide

film in the unaffected area when performing any corrosion

correction of anodized surfaces. Do not use steel wool or steel

wire brushes. Do not use severe abrasive materials.

Nonwoven abrasive pads have generally replaced aluminum

wool, aluminum wire brushes, or fiber bristle brushes as the

tools used for cleaning corroded anodized surfaces. Care must

be exercised in any cleaning process to avoid unnecessary

breaking of the adjacent protective film. Take every

precaution to maintain as much of the protective coating as

practicable. Otherwise, treat anodized surfaces in the same

manner as other aluminum finishes. Chromic acid and other

inhibitive treatments can be used to restore the oxide film.

Treatment of Intergranular Corrosion in Heat‑Treated

Aluminum Alloy Surfaces

As previously described, intergranular corrosion is an attack

along grain boundaries of improperly or inadequately heat-

treated alloys, resulting from precipitation of dissimilar

constituents following heat-treatment. In its most severe form,

actual lifting of metal layers (exfoliation) occurs. [Figure 8-15]

More severe cleaning is a must when intergranular corrosion

is present. The mechanical removal of all corrosion products

and visible delaminated metal layers must be accomplished

to determine the extent of the destruction and to evaluate the

remaining structural strength of the component. Corrosion

depth and removal limits have been established for some

aircraft. Any loss of structural strength must be evaluated

prior to repair or replacement of the part. If the manufacturer’s

limits do not adequately address the damage, a designated

engineering representative (DER) can be brought in to assess

the damage.

Corrosion of Magnesium Alloys

Magnesium is the most chemically active of the metals used

in aircraft construction and is the most difficult to protect.

When a failure in the protective coating does occur, the

prompt and complete correction of the coating failure is

imperative if serious structural damage is to be avoided.

Magnesium attack is probably the easiest type of corrosion

to detect in its early stages, since magnesium corrosion

products occupy several times the volume of the original

magnesium metal destroyed. The beginning of attack shows

as a lifting of the paint film and white spots on the magnesium

surface. These rapidly develop into snow-like mounds or

even “white whiskers.” [Figure 8-29] Reprotection involves

the removal of corrosion products, the partial restoration of surface coatings by chemical treatment, and a reapplication

of protective coatings.

Treatment of Wrought Magnesium Sheet & Forgings

Magnesium skin corrosion usually occurs around edges

of skin panels, underneath washers, or in areas physically

damaged by shearing, drilling, abrasion, or impact. If

the skin section can be removed easily, do so to assure

complete inhibition and treatment. If insulating washers

are involved, loosen screws sufficiently to permit brush

treatment of the magnesium under the insulating washer.

Complete mechanical removal of corrosion products is to

be practiced insofar as practicable. Limit such mechanical

cleaning to the use of stiff, hog bristle brushes and similar

nonmetallic cleaning tools (including nonwoven abrasive

pads), particularly if treatment is to be performed under field

conditions. Like aluminum, under no circumstances are steel

or aluminum tools; steel, bronze, or aluminum wool; or other

cleaning abrasive pads used on different metal surfaces to

be used in cleaning magnesium. Any entrapment of particles

from steel wire brushes or steel tools, or contamination of

treated surfaces by dirty abrasives, can cause more trouble

than the initial corrosive attack.

Corroded magnesium may generally be treated as follows:

1. Clean and strip the paint from the area to be treated.

Paint stripping procedures were discussed earlier in

this chapter and are also addressed in FAA AC 43.13-1,

Acceptable Methods, Techniques, and Practices—

Aircraft Inspection and Repair.

2. Use a stiff, hog-bristle brush or nonwoven abrasive

pad to break loose and remove as much of the

corrosion products as practicable. Steel wire brushes,

carborundum abrasives, or steel cutting tools must not

be used.

3. Treat the corroded area liberally with a chromic acid

solution that sulfuric acid has been added to. Work

the solution into pits and crevices by brushing the

area while still wet with chromic acid, again using a

nonmetallic brush.

4. Allow the chromic acid to remain in place for 5 to

20 minutes before wiping up the excess with a clean,

damp cloth. Do not allow the excess solution to dry

and remain on the surface, as paint lifting is caused

by such deposits.

5. As soon as the surfaces are dry, restore the original

protective paint.

Treatment of Installed Magnesium Castings

Magnesium castings, in general, are more porous and prone

to penetrating attack than wrought magnesium skins. For

Figure 8-29. Magnesium corrosion.all practical purposes, however, treatment is the same for

all magnesium areas. Engine cases, bellcranks, fittings,

numerous covers, plates, and handles are the most common

magnesium castings.

When attack occurs on a casting, the earliest practicable

treatment is required if dangerous corrosive penetration is

to be avoided. In fact, engine cases submerged in saltwater

overnight can be completely penetrated. If it is at all

practicable, separate parting surfaces to effectively treat the

existing attack and prevent its further progress. The same

general treatment sequence in the preceding paragraph for

magnesium skin is to be followed.

If extensive removal of corrosion products from a structural

casting is involved, a decision from the manufacturer may

be necessary to evaluate the adequacy of structural strength

remaining. Specific structural repair manuals usually include

dimensional tolerance limits for critical structural members

and must be referred to if any question of safety is involved.

Treatment of Titanium & Titanium Alloys

Attack on titanium surfaces is generally difficult to detect.

Titanium is, by nature, highly corrosion resistant, but it may

show deterioration from the presence of salt deposits and metal

impurities, particularly at high temperatures. Therefore, the

use of steel wool, iron scrapers, or steel brushes for cleaning or

for the removal of corrosion from titanium parts is prohibited.

If titanium surfaces require cleaning, hand polishing with

aluminum polish or a mild abrasive is permissible if fiber brushes only are used and if the surface is treated following

cleaning with a suitable solution of sodium dichromate. Wipe

the treated surface with dry cloths to remove excess solution,

but do not use a water rinse.

Protection of Dissimilar Metal Contacts

Certain metals are subject to corrosion when placed in contact

with other metals. This is commonly referred to as electrolytic

or dissimilar metals corrosion. Contact of different bare

metals creates an electrolytic action when moisture is

present. If this moisture is salt water, the electrolytic action

is accelerated. The result of dissimilar metal contact is

oxidation (decomposition) of one or both metals. The chart

shown in Figure 8-30 lists the metal combinations requiring

a protective separator. The separating materials may be

metal primer, aluminum tape, washers, grease, or sealant,

depending on the metals involved.

Contacts Not Involving Magnesium

All dissimilar joints not involving magnesium are protected

by the application of a minimum of two coats of zinc

chromate or, preferably, epoxy primer in addition to normal

primer requirements. Primer is applied by brush or spray and

allowed to air dry 6 hours between coats.

Contacts Involving Magnesium

To prevent corrosion between dissimilar metal joints in which

magnesium alloy is involved, each surface is insulated as

follows:

At least two coats of zinc chromate or, preferably, epoxy

primer are applied to each surface. Next, a layer of pressure

sensitive vinyl tape 0.003" thick is applied smoothly and

firmly enough to prevent air bubbles and wrinkles. To avoid

creep back, the tape is not stretched during application.

When the thickness of the tape interferes with the assembly

of parts, where relative motion exists between parts or when

service temperatures above 250 °F are anticipated, the use

of tape is eliminated and extra coats (minimum of three) of

primer are applied.

Corrosion Limits

Corrosion, however slight, is damage. Therefore, corrosion

damage is classified under the four standard types, as is any

other damage. These types are negligible damage, damage

repairable by patching, damage repairable by insertion, and

damage necessitating replacement of parts.

The term “negligible” does not imply that little or nothing is

to be done. The corroded surface must be cleaned, treated,

and painted as appropriate. Negligible damage, generally, is

corrosion that has scarred or eaten away the surface protective

coats and begun to etch the metal. Corrosion damage

8-21Aluminum alloy

Calcium plate

Zinc plate

Carbon and alloy steels

Lead

Tin coating

Copper and alloys

Nickel and alloys

Titanium and alloys

Chromium plate

Corrosion resisting steel

Magnesium alloy

Aluminum alloy

Cadmium plate

Zinc plate

Carbon and alloy steels

Lead

Tin coating

Copper and alloys

Nickel and alloys

Titanium and alloys

Chromium plate

Corrosion resisting steel

Magnesium alloysContacting Metals

Orange areas indicate dissimilar metal contact

Figure 8-30. Dissimilar metal contacts that will result in electrolytic corrosion.extending to classifications of “repairable by patching” and

“repairable by insertion” must be repaired in accordance

with the applicable structural repair manual. When corrosion

damage exceeds the damage limits to the extent that repair is

not possible, the component or structure must be replaced.

Processes & Materials Used in Corrosion

Control

Metal Finishing

Aircraft parts are almost always given some type of surface

finish by the manufacturer. The main purpose is to provide

corrosion resistance; however, surface finishes may also be

applied to increase wear resistance or to provide a suitable

base for paint.

In most instances, the original finishes described in the

following paragraphs cannot be restored in the field due

to unavailable equipment or other limitations. However,

an understanding of the various types of metal finishes is

necessary if they are to be properly maintained in the field

and if the partial restoration techniques used in corrosion

control are to be effective.

Surface Preparation

Original surface treatments for steel parts usually include

a cleaning treatment to remove all traces of dirt, oil,

grease, oxides, and moisture. This is necessary to provide

an effective bond between the metal surface and the final finish. The cleaning process may be either mechanical or

chemical. In mechanical cleaning, the following methods are

employed: wire brush, steel wool, emery cloth, sandblasting,

or vapor blasting.

Chemical cleaning is preferred over mechanical since none

of the base metal is removed by cleaning. There are various

chemical processes now in use, and the type used depends

on the material being cleaned and the type of foreign matter

being removed.

Steel parts are pickled to remove scale, rust, or other foreign

matter, particularly before plating. The pickling solution can

be either muriatic (hydrochloric) or sulfuric acid. Cost wise,

sulfuric acid is preferable, but muriatic acid is more effective

in removing certain types of scale. The pickling solution is

kept in a stoneware tank and is usually heated by means

of a steam coil. Parts not to be electroplated after pickling

are immersed in a lime bath to neutralize the acid from the

pickling solution.

Electrocleaning is another type of chemical cleaning used to

remove grease, oil, or organic matter. In this cleaning process,

the metal is suspended in a hot alkaline solution containing

special wetting agents, inhibitors, and materials to provide

the necessary electrical conductivity. An electric current is

then passed through the solution in a manner similar to that

used in electroplating.

8-22Aluminum and magnesium parts are also cleaned by using

some of the foregoing methods. Blast cleaning, using abrasive

media, is not applicable to thin aluminum sheets, particularly

Alclad. Steel grits are not used on aluminum or corrosion

resistant metals.

Polishing, buffing, and coloring of metal surfaces play a very

important part in the finishing of metal surfaces. Polishing

and buffing operations are sometimes used when preparing

a metal surface for electroplating, and all three operations

are used when the metal surface requires a high luster finish.

Chemical Treatments

Anodizing

Anodizing is the most common surface treatment of

nonclad aluminum alloy surfaces. It is typically done in

specialized facilities in accordance with MIL-DTL-5541F or

AMS-C-5541A. The aluminum alloy sheet or casting is the

positive pole in an electrolytic bath in which chromic acid or

other oxidizing agent produces an aluminum oxide film on

the metal surface. Aluminum oxide is naturally protective.

Anodizing merely increases the thickness and density of the

natural oxide film. When this coating is damaged in service, it

can only be partially restored by chemical surface treatments.

Therefore, when an anodized surface is cleaned including

corrosion removal, the technician must avoid unnecessary

destruction of the oxide film. The anodized coating provides

excellent resistance to corrosion. The coating is soft and

easily scratched, making it necessary to use extreme caution

when handling it prior to coating it with primer.

Aluminum wool, nylon webbing impregnated with aluminum

oxide abrasive, fine grade, nonwoven abrasive pads, or fiber

bristle brushes are the approved tools for cleaning anodized

surfaces. The use of steel wool, steel wire brushes, or harsh

abrasive materials on any aluminum surface is prohibited.

Producing a buffed or wire brush finish by any means is also

prohibited. Otherwise, anodized surfaces are treated in much

the same manner as other aluminum finishes.

In addition to its corrosion resistant qualities, the anodic

coating is also an excellent bond for paint. In most cases, parts

are primed and painted as soon as possible after anodizing.

The anodic coating is a poor conductor of electricity;

therefore, if parts require bonding, the coating is removed

where the bonding wire is to be attached. Alclad surfaces that

are to be left unpainted require no anodic treatment; however,

if the Alclad surface is to be painted, it is usually anodized

to provide a bond for the paint.Alodizing

Alodizing is a simple chemical treatment for all aluminum

alloys to increase their corrosion resistance and to improve

their paint bonding qualities. Because of its simplicity, it is

rapidly replacing anodizing in aircraft work.

The process consists of precleaning with an acidic or alkaline

metal cleaner that is applied by either dipping or spraying.

The parts are then rinsed with fresh water under pressure

for 10 to 15 seconds. After thorough rinsing, Bonderite® is

applied by dipping, spraying, or brushing. A thin, hard coating

results, ranging in color from light, bluish green with a slight

iridescence on copper free alloys to an olive green on copper

bearing alloys. The Bonderite® is first rinsed with clear, cold

or warm water for a period of 15 to 30 seconds. An additional

10 to 15 second rinse is then given in a Deoxylyte® bath.

This bath is to counteract alkaline material and to make the

Bonderite® aluminum surface slightly acid on drying.

Chemical Surface Treatment and Inhibitors

As previously described, aluminum and magnesium alloys

in particular are protected originally by a variety of surface

treatments. Steels may have been treated on the surface

during manufacture. Most of these coatings can only be

restored by processes that are completely impractical in the

field. However, corroded areas where such protective films

have been destroyed require some type of treatment prior

to refinishing.

The labels on the containers of surface treatment chemicals

provide warnings if a material is toxic or flammable. However,

the label might not be large enough to accommodate a list of

all the possible hazards that may ensue if the materials are

mixed with incompatible substances. The Safety Data Sheet

(SDS) should also be consulted for information. For example,

some chemicals used in surface treatments react violently if

inadvertently mixed with paint thinners. Chemical surface

treatment materials must be handled with extreme care and

mixed exactly according to directions.

Chromic Acid Inhibitor

A 10 percent solution by weight of chromic acid, activated

by a small amount of sulfuric acid, is particularly effective in

treating exposed or corroded aluminum surfaces. It may also

be used to treat corroded magnesium. This treatment tends

to restore the protective oxide coating on the metal surface.

Such treatment must be followed by regular paint finishes as

soon as practicable and never later than the same day as the

latest chromic acid treatment. Chromium trioxide flake is a

powerful oxidizing agent and a fairly strong acid. It must be

stored away from organic solvents and other combustibles.

Either thoroughly rinse or dispose of wiping cloths used in

chromic acid pickup.

Figure 8-31. Protective paint finishes are the most effective means of preventing corrosion.Sodium Dichromate Solution

A less active chemical mixture for surface treatment of

aluminum is a solution of sodium dichromate and chromic

acid. Entrapped solutions of this mixture are less likely to

corrode metal surfaces than chromic acid inhibitor solutions.

Chemical Surface Treatments

Several commercial, activated chromate acid mixtures are

available under Specification MIL-C-5541 for field treatment

of damaged or corroded aluminum surfaces. Take precautions

to make sure that sponges or cloths used are thoroughly rinsed

to avoid a possible fire hazard after drying.

Protective Paint Finishes

A good, intact paint finish is the most effective barrier between

metal surfaces and corrosive media. [Figure 8-31] The most

common finishes include catalyzed polyurethane enamel,

waterborne polyurethane enamel, and two-part epoxy

paint. As new regulations regarding the emission of volatile

organic compounds (VOCs) are put into effect, the use of

waterborne paint systems have increased in popularity.

Also, still available are nitrate and butyrate dope finishes

for fabric-covered aircraft. In addition, high visibility

fluorescent materials may also be used, along with a variety

of miscellaneous combinations of special materials. There

may also be rain erosion resistant coatings on metal leading

edges and several different baked enamel finishes on engine

cases and wheels.

Aircraft Cleaning

Cleaning an aircraft and keeping it clean are extremely

important. From an AMT's viewpoint, it should be considered

a regular part of aircraft maintenance. Keeping the aircraft

clean can mean more accurate inspection results, and may

even allow a flight crewmember to spot an impending

component failure. A cracked landing gear fitting covered with mud and grease may be easily overlooked. Dirt can

hide cracks in the skin. Dust and grit cause hinge fittings to

wear excessively. If left on the aircraft’s outer surface, a film

of dirt reduces flying speed and adds extra weight. Dirt or

trash blowing or bouncing around the inside of the aircraft is

annoying and dangerous. Small pieces of dirt blown into the

eyes of the pilot at a critical moment can cause an accident. A

coating of dirt and grease on moving parts makes a grinding

compound that can cause excessive wear. Salt water has a

serious corroding effect on exposed metal parts of the aircraft

and must be washed off immediately.

There are many kinds of cleaning agents approved for use in

cleaning aircraft. It is impractical to cover each of the various

types of cleaning agents since their use varies under different

conditions, such as the type of material to be removed, the

aircraft finish, and whether the cleaning is internal or external.

In general, the types of cleaning agents used on aircraft are

solvents, emulsion cleaners, soaps, and synthetic detergents.

Their use must be in accordance with the applicable

maintenance manual. The types of cleaning agents named

above are also classed as light- or heavy-duty cleaners.

The soap and synthetic detergent-type cleaners are used for

light-duty cleaning, while the solvent and emulsion-type

cleaners are used for heavy-duty cleaning. The light-duty

cleaners that are nontoxic and nonflammable must be used

whenever possible. As mentioned previously, cleaners that

can be effectively rinsed and neutralized must be used, or an

alkaline cleaner may cause corrosion within the lap joints of

riveted or spot-welded sheet metal components.

Exterior Cleaning

There are three methods of cleaning the aircraft exterior:

wet wash, dry wash, and polishing. Polishing can be further

broken down into hand polishing and mechanical polishing.

8-24The type and extent of soiling and the final desired appearance

determine the cleaning method to be used.

Wet wash removes oil, grease, carbon deposits, and most

soils, with the exception of corrosion and oxide films. The

cleaning compounds used are generally applied by spray or

mop. Then high-pressure running water is used as a rinse.

Either alkaline or emulsion cleaners can be used in the wet

wash method.

Dry wash is used to remove airport film, dust, and small

accumulations of dirt and soil when the use of liquids is

neither desirable nor practical. This method is not suitable for

removing heavy deposits of carbon, grease, or oil, especially

in the engine exhaust areas. Dry wash materials are applied

with spray, mops, or cloths and removed by dry mopping or

wiping with clean, dry cloths.

Polishing restores the luster to painted and unpainted surfaces

of the aircraft and is usually performed after the surfaces have

been cleaned. Polishing is also used to remove oxidation and

corrosion. Polishing materials are available in various forms

and degrees of abrasiveness. It is important that the aircraft

manufacturer’s instructions be used in specific applications.

The washing of aircraft should be performed in the shade

whenever possible, as cleaning compounds tend to streak

the surface if applied to hot metal or are permitted to dry

on the area. Install covers over all openings where water

or cleaners might enter and cause damage. Pay particular

attention to instrument system components, such as pitot-

static fittings and ports.

Various areas of aircraft, such as the sections housing radar

and the area forward of the flight deck that are finished with

a flat-finish paint, must not be cleaned more than necessary

and never scrubbed with stiff brushes or coarse rags. A soft

sponge or cheesecloth with a minimum of manual rubbing

is advisable. Any oil or exhaust stains on the surface must

first be removed with a solvent, such as kerosene or other

petroleum-based solvent. Rinse the surfaces immediately after

cleaning to prevent the compound from drying on the surface.

Before applying soap and water to plastic surfaces, flush the

plastic surfaces with fresh water to dissolve salt deposits and

wash away dust particles. Plastic surfaces are to be washed

with soap and water, preferably by hand.

Rinse with fresh water and dry with a chamois, synthetic wipes

designed for use on plastic windshields, or absorbent cotton.

In view of the soft surface, do not rub plastic with a dry cloth

since this is not only likely to cause scratches, but it also builds

up an electrostatic charge that attracts dust particles to the surface. The charge, as well as the dust, may be removed by

patting or gently blotting with a clean, damp chamois. Do not

use scouring powder or other material that can mar the plastic

surface. Remove oil and grease by rubbing gently with a cloth

wet with soap and water. Do not use acetone, benzene, carbon

tetrachloride, lacquer thinners, window cleaning sprays,

gasoline, fire extinguisher, or deicer fluid on plastics, because

they soften the plastic and cause crazing. Finish cleaning the

plastic by coating with a plastic polish intended for aircraft

windows and windshields. These polishes can minimize

small surface scratches and also help keep static charges from

building up on the surface of the windows.

Surface oil, hydraulic fluid, grease, or fuel can be removed

from aircraft tires by washing with a mild soap solution. After

cleaning, lubricate all grease fittings, hinges, and so forth,

where removal, contamination, or dilution of the grease is

suspected during washing of the aircraft.

Interior Cleaning

Keeping the interior of the aircraft clean is just as important as

maintaining a clean exterior surface. Corrosion can establish

itself on the inside structure to a greater degree, because it is

difficult to reach some areas for cleaning. Nuts, bolts, bits of

wire, or other metal objects carelessly dropped and neglected,

combined with moisture and dissimilar metal contact, can

cause electrolytic corrosion.

When performing structural work inside the aircraft, clean

up all metal particles and other debris as soon as possible.

To make cleaning easier and prevent the metal particles and

debris from getting into inaccessible areas, use a drop cloth

in the work area to catch this debris. A vacuum cleaner can

be used to pick up dust and dirt from the interior of the flight

deck and cabin.

Aircraft interior present certain problems during cleaning

operations due to the fact that aircraft cabin compartments

are relatively small enclosures. The possibility of restricted

ventilation and quick buildup of flammable vapor/air

mixtures can occur when there is any indiscriminate use of

flammable cleaning agents or solvents. Additionally, there

may also exist the possibility of an ignition source from

concurrent maintenance work in the form of an electrical

fault, friction or static spark, an open flame device, etc.

Wherever possible, use nonflammable agents in these operations

to reduce to the minimum the fire and explosion hazards.

Types of Cleaning Operations

The principal areas of aircraft cabins that may need periodic

cleaning are:

1. Aircraft passenger cabin areas (seats, carpets, side

8-25panels, headliners, overhead racks, curtains, ash trays,

windows, doors, decorative panels of plastic, wood,

or similar materials)

2. Aircraft flight station areas (similar materials to those

found in passenger cabin areas plus instrument panels,

control pedestals, glare shields, flooring materials,

metallic surfaces of instruments and flight control

equipment, electrical cables and contacts, and so forth)

3. Lavatories and buffets (similar materials to those

found in passenger cabin areas plus toilet facilities,

metal fixtures and trim, trash containers, cabinets,

wash and sink basins, mirrors, ovens, and so forth)

Nonflammable Aircraft Cabin Cleaning Agents &

Solvents

1. Detergents and soaps—These have widespread

application for most aircraft cleaning operations

involving fabrics, headliners, rugs, windows, and

similar surfaces that are not damageable by water

solutions since they are colorfast and nonshrinkable.

Care is frequently needed to prevent leaching of water-

soluble fire retardant salts that may have been used

to treat such materials in order to reduce their flame

spread characteristics. Allowing water laced with fire

retardant salts to come in contact with the aluminum

framework of seats and seat rails can induce corrosion.

Be careful to ensure only the necessary amount of

water is applied to the seat materials when cleaning.

2. Alkaline cleaners—Most of these agents are water-

soluble and thus have no fire hazard properties. They

can be used on fabrics, headliners, rugs, and similar

surfaces in the same manner as detergent and soap

solutions with only minor added limitations resulting

from their inherent caustic character. This may

increase their efficiency as cleaning agents, but results

in somewhat greater deteriorating effects on certain

fabrics and plastics.

3. Acid solutions—A number of proprietary acid

solutions are available for use as cleaning agents.

They are normally mild solutions designed primarily

to remove carbon smut or corrosive stains. As water-

based solutions, they have no flash point, but may

require more careful and judicious use to prevent

damage to fabrics, plastics, or other surfaces and

protect the skin and clothing of those using the

materials.

4. Deodorizing or disinfecting agents—A number of

proprietary agents useful for aircraft cabin deodorizing

or disinfecting are nonflammable. Most of these are

designed for spray application (aerosol type) and have a nonflammable pressurizing agent, but it is best to

check this carefully as some may contain a flammable

compressed gas for pressurization.

5. Abrasives—Some proprietary nonflammable mild

abrasive materials are available for rejuvenating

painted or polished surfaces. They present no fire

hazard.

6. Dry cleaning agents—Perchlorethylene and

trichlorethylene as used at ambient temperatures are

examples of nonflammable dry cleaning agents. These

materials do have a toxicity hazard requiring care in

their use, and in some locations due to environmental

laws, their use may be prohibited or severely

restricted. In the same way, water-soluble agents can

be detrimental. Fire retardant treated materials may

be adversely affected by the application of these dry

cleaning agents.

Flammable & Combustible Agents

1. High flash point solvents—Specially refined petroleum

products, first developed as “Stoddard solvent” and

now sold under a variety of trade names by different

companies, have solvent properties approximating

gasoline, but have fire hazard properties similar to

those of kerosene as commonly used (not heated).

Most of these are stable products having a flash point

from 100 °F to 140 °F with a comparatively low degree

of toxicity.

2. Low flash point solvents—Class I (flash point at

below 100 °F) flammable liquids are not to be used for

aircraft cleaning or refurbishing. Common materials

falling into this “class” are acetone, aviation gasoline

(A VGAS), methyl ethyl ketone, naphtha, and toluol.

In cases where it is absolutely necessary to use a

flammable liquid, use high flash point liquids (those

having a flash point of 100 °F or more).

3. Mixed liquids—Some commercial solvents are

mixtures of liquids with differing rates of evaporation,

such as a mixture of one of the various naphthas and a

chlorinated material. The different rates of evaporation

may present problems from both the toxicity and fire

hazard viewpoints. Such mixtures must not be used,

unless they are stored and handled with full knowledge

of these hazards and appropriate precautions taken.

Container Controls

Flammable liquids should be handled only in approved

containers or safety cans appropriately labeled.

Fire Prevention Precautions

During aircraft cleaning or refurbishing operations where

8-26flammable or combustible liquids are used, the following

general safeguards are recommended:

1. Aircraft cabins are to be provided with ventilation

sufficient at all times to prevent the accumulation of

flammable vapors. To accomplish this, doors to cabins

shall be open to secure maximum advantage of natural

ventilation. Where such natural ventilation is not

sufficient, approved mechanical ventilation equipment

shall be provided and used. The accumulation of

flammable vapors above 25 percent of the lower

flammability limit of the particular vapor being used,

measured at a point 5 feet from the location of use,

shall result in emergency revisions of operations in

progress.

2. All open flame and spark producing equipment or

devices that may be brought within the vapor hazard

area must be shut down and not operated during the

period when flammable vapors may exist.

3. Electrical equipment of a hand portable nature, used

within an aircraft cabin, shall be of the type approved

for use in Class I, Group D, Hazardous Locations as

defined by the National Electrical Code.

4. Switches to aircraft cabin lighting and to the aircraft

electrical system components within the cabin area

must not be worked on or switched on or off during

cleaning operations.

5. Suitable warning signs must be placed in conspicuous

locations at aircraft doors to indicate that flammable

liquids are being or have been used in the cleaning or

refurbishing operation in progress.

Fire Protection Recommendations

During aircraft cleaning or refurbishing operations where

flammable liquids are used, the following general fire

protection safeguards are recommended:

1. Aircraft undergoing such cleaning or refurbishing

must preferably be located outside of the hangar

buildings when weather conditions permit. This

provides for added natural ventilation and normally

assures easier access to the aircraft in the event of fire.

2. It is recommended that during such cleaning or

refurbishing operations in an aircraft outside of the

hangar that portable fire extinguishers be provided

at cabin entrances having a minimum rating of 20-B.

Additionally, at minimum, a booster hose line with an

adjustable water spray nozzle capable of reaching the

cabin area for use pending the arrival of airport fire

equipment must be available. As an alternate to the

previous recommendations, a Class A fire extinguisher

having a minimum rating of 4-A plus or a Class B fire

extinguisher having a minimum rating of 20-B must be placed at aircraft cabin doors for immediate use if

required.

NOTE 1: All-purpose ABC (dry chemical) type

extinguishers are not to be used in situations where

aluminum corrosion is a problem, if the extinguisher

is used.

NOTE 2: Portable and semi-portable fire detection and

extinguishing equipment has been developed, tested,

and installed to provide protection to aircraft during

construction and maintenance operations. Operators

are urged to investigate the feasibility of utilizing

such equipment during aircraft cabin cleaning and

refurbishing operations.

3. Aircraft undergoing such cleaning or refurbishing

where the work is to be done under cover must be

in hangars equipped with automatic fire protection

equipment.

Powerplant Cleaning

Cleaning the powerplant is an important job and must be done

thoroughly. Grease and dirt accumulations on an air-cooled

engine provide an effective insulation against the cooling

effect of air flowing over it. Such an accumulation can also

cover up cracks or other defects.

When cleaning an engine, open or remove the cowling as

much as possible. Beginning with the top, wash down the

engine and accessories with a fine spray of kerosene or

solvent. A bristle brush may be used to help clean some of

the surfaces.

Fresh water, soap, and approved cleaning solvents may be used

for cleaning propeller and rotor blades. Except in the process

of etching, caustic material must not be used on a propeller.

Scrapers, power buffers, steel brushes, or any tool or substances

that mar or scratch the surface must not be used on propeller

blades, except as recommended for etching and repair.

Water spray, rain, or other airborne abrasive material strikes

a whirling propeller blade with such force that small pits are

formed in the blade’s leading edge. If preventive measures are

not taken, corrosion causes these pits to rapidly grow larger.

The pits may become so large that it is necessary to file the

blade’s leading edge until it is smooth.

Steel propeller blades have more resistance to abrasion and

corrosion than aluminum alloy blades. Steel blades, if rubbed

down with oil after each flight, retain a smooth surface for

a long time.

Examine the propellers regularly, because cracks in steel or

aluminum alloy blades can become filled with oil that tends to

oxidize. This can readily be seen when the blade is inspected.

8-27Keeping the surface wiped with oil serves as a safety feature

by helping to make cracks more obvious.

Propeller hubs must be inspected regularly for cracks and

other defects. Unless the hubs are kept clean, defects may not

be found. Clean steel hubs with soap and fresh water or with

an approved cleaning solvent. These cleaning solvents may

be applied by cloths or brushes. Avoid tools and abrasives

that scratch or otherwise damage the plating.

In special cases where a high polish is desired, the use

of a good grade of metal polish is recommended. Upon

completion of the polishing, all traces of polish must be

removed immediately, the blades cleaned, and then coated

with clean engine oil. All cleaning substances must be

removed immediately after completion of the cleaning of any

propeller part. Soap in any form can be removed by rinsing

repeatedly with fresh water. After rinsing, all surfaces must

be dried and coated with clean engine oil. After cleaning the

powerplant, all control arms, bellcranks, and moving parts

must be lubricated according to instructions in the applicable

maintenance manual.

Solvent Cleaners

In general, solvent cleaners used in aircraft cleaning must

have a flashpoint of not less than 105 °F, if explosion proofing

of equipment and other special precautions are to be avoided.

Chlorinated solvents of all types meet the nonflammable

requirements, but are toxic. Safety precautions must be

observed in their use. Use of carbon tetrachloride is to be

avoided. The SDS for each solvent must be consulted for

handling and safety information.

AMTs must review the SDS available for any chemical,

solvent, or other materials they may come in contact with

during the course of their maintenance activities. In particular,

solvents and cleaning liquids, even those considered

“environmentally friendly,” can have varied detrimental

effects on the skin, internal organs, and/or nervous system.

Active solvents, such as methyl ethyl ketone (MEK) and

acetone, can be harmful or fatal if swallowed, inhaled, or

absorbed through the skin in sufficient quantities.

Particular attention must be paid to recommended protective

measures including gloves, respirators, and face shields. A

regular review of the SDS keeps the AMT updated on any

revisions that may be made by chemical manufacturers or

government authorities.

Dry Cleaning Solvent

Stoddard solvent is the most common petroleum base solvent

used in aircraft cleaning. Its flashpoint is slightly above

105 °F and can be used to remove grease, oils, or light soils. Dry cleaning solvent is preferable to kerosene for all cleaning

purposes, but like kerosene, it leaves a slight residue upon

evaporation that may interfere with the application of some

final paint films.

Aliphatic and Aromatic Naphtha

Aliphatic naphtha is recommended for wipe down of cleaned

surfaces just before painting. This material can also be used

for cleaning acrylics and rubber. It flashes at approximately

80 °F and must be used with care. Aromatic naphtha must

not be confused with the aliphatic material. It is toxic,

attacks acrylics and rubber products, and must be used with

adequate controls.

Safety Solvent

Safety solvent, trichloroethane (methyl chloroform), is used

for general cleaning and grease removal. It is nonflammable

under ordinary circumstances and is used as a replacement

for carbon tetrachloride. The use and safety precautions

necessary when using chlorinated solvents must be observed.

Prolonged use can cause dermatitis on some persons.

Methyl Ethyl Ketone (MEK)

MEK is also available as a solvent cleaner for metal surfaces

and paint stripper for small areas. This is a very active solvent

and metal cleaner with a flashpoint of about 24 °F. It is toxic

when inhaled, and safety precautions must be observed during

its use. In most instances, it has been replaced with safer to

handle and more environmentally-friendly cleaning solvents.

Kerosene

Kerosene is mixed with solvent emulsion-type cleaners for

softening heavy preservative coatings. It is also used for

general solvent cleaning, but its use must be followed by a

coating or rinse with some other type of protective agent.

Kerosene does not evaporate as rapidly as dry cleaning

solvent and generally leaves an appreciable film on cleaned

surfaces that may actually be corrosive. Kerosene films may

be removed with safety solvent, water emulsion cleaners, or

detergent mixtures.

Cleaning Compound for Oxygen Systems

Cleaning compounds for use in the oxygen system are

anhydrous (waterless) ethyl alcohol or isopropyl (anti-

icing fluid) alcohol. These may be used to clean accessible

components of the oxygen system, such as crew masks and

lines. Fluids must not be put into tanks or regulators.

Do not use any cleaning compounds that may leave an

oily film when cleaning oxygen equipment. Instructions

of the manufacturer of the oxygen equipment and cleaning

compounds must be followed at all times.

8-28Emulsion Cleaners

Solvent and water emulsion compounds are used in general

aircraft cleaning. Solvent emulsions are particularly useful in

the removal of heavy deposits, such as carbon, grease, oil, or

tar. When used in accordance with instructions, these solvent

emulsions do not affect good paint coatings or organic finishes.

Water Emulsion Cleaner

Material available under Specification MIL-C-22543A is a

water emulsion cleaning compound intended for use on both

painted and unpainted aircraft surfaces. This material is also

acceptable for cleaning fluorescent painted surfaces and is

safe for use on acrylics. However, these properties vary with

the material available. A sample application must be checked

carefully before general uncontrolled use.

Solvent Emulsion Cleaners

One type of solvent emulsion cleaner is nonphenolic and

can be safely used on painted surfaces without softening the

base paint. Repeated use may soften acrylic nitrocellulose

lacquers. It is effective, however, in softening and lifting

heavy preservative coatings. Persistent materials are to be

given a second or third treatment as necessary.

Another type of solvent emulsion cleaner has a phenolic

base that is more effective for heavy-duty application, but it

also tends to soften paint coatings. It must be used with care

around rubber, plastics, or other nonmetallic materials. Wear

rubber gloves and goggles for protection when working with

phenolic base cleaners.

Soaps & Detergent Cleaners

A number of materials are available for mild cleaning use. In

this section, some of the more common materials are discussed.

Cleaning Compound, Aircraft Surfaces

Specification MIL-C-5410 Type I and II materials are used

in general cleaning of painted and unpainted aircraft surfaces

for the removal of light to medium soils, operational films,

oils, or greases. They are safe to use on all surfaces, including

fabrics, leather, and transparent plastics. Nonglare (flat)

finishes are not to be cleaned more than necessary and must

never be scrubbed with stiff brushes.

Nonionic Detergent Cleaners

These materials may be either water-soluble or oil-soluble.

The oil-soluble detergent cleaner is effective in a 3 to 5

percent solution in dry cleaning solvent for softening and

removing heavy preservative coatings. This mixture’s

performance is similar to the emulsion cleaners mentioned

previously.Mechanical Cleaning Materials

Mechanical cleaning materials must be used with care and

in accordance with directions given, if damage to finishes

and surfaces is to be avoided.

Mild Abrasive Materials

No attempt is made in this section to furnish detailed

instructions for using various materials listed. Some “do’s

and don’ts” are included as an aid in selecting materials for

specific cleaning jobs.

The introduction of various grades of nonwoven abrasive

pads has given the AMT a clean, inexpensive material for

the removal of corrosion products and for other light abrasive

needs. The pads can be used on most metals (although the

same pad should not be used on different metals) and are

generally the first choice when the situation arises. A very

open form of this pad is also available for paint stripping

when used in conjunction with wet strippers.

Powdered pumice can be used for cleaning corroded

aluminum surfaces. Similar mild abrasives may also be used.

Impregnated cotton wadding material is used for removal

of exhaust gas stains and polishing corroded aluminum

surfaces. It may also be used on other metal surfaces to

produce a high reflectance.

Aluminum metal polish is used to produce a high luster,

long lasting polish on unpainted aluminum clad surfaces. It

must not be used on anodized surfaces, because it removes

the oxide coat.

Three grades of aluminum wool, coarse, medium, and fine are

used for general cleaning of aluminum surfaces. Impregnated

nylon webbing material is preferred over aluminum wool for

the removal of corrosion products and stubborn paint films

and for the scuffing of existing paint finishes prior to touchup.

Lacquer rubbing compound material can be used to remove

engine exhaust residues and minor oxidation. Avoid heavy

rubbing over rivet heads or edges where protective coatings

may be worn thin.

Abrasive Papers

Abrasive papers used on aircraft surfaces must not contain

sharp or needlelike abrasives that can imbed themselves in

the base metal being cleaned or in the protective coating

being maintained. The abrasives used must not corrode the

material being cleaned. Aluminum oxide paper, 300 grit or

finer, is available in several forms and is safe to use on most

surfaces. Type I, Class 2 material under Federal Specification

8-29P-C-451 is available in 11⁄2" and 2" widths. Avoid the use

of carborundum (silicon carbide) papers, particularly on

aluminum or magnesium. The grain structure of carborundum

is sharp and the material is so hard that individual grains

penetrate and bury themselves, even in steel surfaces. The use

of emery paper or crocus cloth on aluminum or magnesium can

cause serious corrosion of the metal by imbedded iron oxide.

Chemical Cleaners

Chemical cleaners must be used with great care in cleaning

assembled aircraft. The danger of entrapping corrosive

materials in faying surfaces and crevices counteracts any

advantages in their speed and effectiveness. Any materials

used must be relatively neutral and easy to remove. It is

emphasized that all residues must be removed. Soluble salts

from chemical surface treatments, such as chromic acid or

dichromate treatment, liquefy and promote blistering in the

paint coatings.

Phosphoric‑citric Acid

A phosphoric-citric acid mixture (Type I) for cleaning

aluminum surfaces is available and is ready to use as

packaged. Type II is a concentrate that must be diluted with

mineral spirits and water. Wear rubber gloves and goggles

to avoid skin contact. Any acid burns may be neutralized by

copious water washing, followed by treatment with a diluted

solution of baking soda (sodium bicarbonate).

Baking Soda

Baking soda may be used to neutralize acid deposits in

lead-acid battery compartments and to treat acid burns from

chemical cleaners and inhibitors.

Fluid Lines & Fittings

Chapter 9

Introduction

Aircraft fluid lines are usually made of metal tubing or

flexible hose. Metal tubing (also called rigid fluid lines) is

used in stationary applications and where long, relatively

straight runs are possible. They are widely used in aircraft

for fuel, oil, coolant, oxygen, instrument, and hydraulic lines.

Flexible hose is generally used with moving parts or where

the hose is subject to considerable vibration.

Occasionally, it may be necessary to repair or replace

damaged aircraft fluid lines. Very often the repair can be made

simply by replacing the tubing. However, if replacements are

not available, the needed parts may have to be fabricated.

Replacement tubing should be of the same size and material

as the original tubing. All tubing is pressure tested prior to

initial installation and is designed to withstand several times

the normal operating pressure to which it is subjected. If a

tube bursts or cracks, it is generally the result of excessive

vibration, improper installation, or damage caused by

collision with an object. All tubing failures should be

carefully studied and the cause of the failure determined.

Rigid Fluid Lines

Tubing Materials

Copper

In the early days of aviation, copper tubing was used

extensively in aviation fluid applications. In modern aircraft,

aluminum alloy, corrosion-resistant steel, or titanium tubing

have generally replaced copper tubing.

Aluminum Alloy Tubing

Tubing made from 1100 H14 (1⁄2-hard) or 3003 H14 (1⁄2-hard)

is used for general purpose lines of low or negligible fluid

pressures, such as instrument lines and ventilating conduits.

Tubing made from 2024-T3, 5052-O, and 6061-T6 aluminum

alloy materials is used in general purpose systems of low and

medium pressures, such as hydraulic and pneumatic 1,000

to 1,500 psi systems, and fuel and oil lines.

Steel

Corrosion-resistant steel tubing, either annealed CRES 304,

CRES 321, or CRES 304-1⁄8-hard, is used extensively in

high-pressure hydraulic systems (3,000 psi or more) for the

operation of landing gear, flaps, brakes, and in fire zones. Its higher tensile strength permits the use of tubing with thinner

walls; consequently, the final installation weight is not much

greater than that of the thicker wall aluminum alloy tubing.

Steel lines are used where there is a risk of foreign object

damage (FOD) (i.e., the landing gear and wheel well areas).

Swaged or MS flareless fittings are used with corrosion-

resistant tubing. Although identification markings for steel

tubing differ, each usually includes the manufacturer’s name

or trademark, the Society of Automotive Engineers (SAE)

number, and the physical condition of the metal.

Titanium 3AL–2.5V

Titanium 3AL–2.5V tubing and fitting is used extensively in

transport category and high-performance aircraft hydraulic

systems for pressures above 1,500 psi. Titanium is 30 percent

stronger than steel and 50 percent lighter than steel. Cryofit

fittings or swaged fittings are used with titanium tubing.

Do not use titanium tubing and fittings in any oxygen

system assembly. Titanium and titanium alloys are oxygen

reactive. If a freshly formed titanium surface is exposed in

gaseous oxygen, spontaneous combustion could occur at

low pressures.

Material Identification

Before making repairs to any aircraft tubing, it is important to

make accurate identification of tubing materials. Aluminum

alloy, steel, or titanium tubing can be identified readily by

sight where it is used as the basic tubing material. However,

it is difficult to determine whether a material is carbon

steel or stainless steel, or whether it is 1100, 3003, 5052-O,

6061-T6, or 2024-T3 aluminum alloy. To positively identify

the material used in the original installation, compare

code markings of the replacement tubing with the original

markings on the tubing being replaced.

On large aluminum alloy tubing, the alloy designation is

stamped on the surface. On small aluminum tubing, the

designation may be stamped on the surface; but more often it

is shown by a color code, not more than 4" in width, painted

at the two ends and approximately midway between the ends

of some tubing. When the band consists of two colors, one-

half the width is used for each color. [Figure 9-1]

If the code markings are hard or impossible to read, it may

9-2 Aluminum Alloy Number Color of Band

1100 White

3003 Green

2014 Gray

2024 Red

5052 Purple

6053 Black

6061 Blue and Yellow

7075 Brown and Yellow

Figure 9-1. Painted color codes used to identify aluminum

alloy tubing.be necessary to test samples of the material for hardness by

hardness testing.

Sizes

Metal tubing is sized by outside diameter (OD), which is

measured fractionally in sixteenths of an inch. For example,

number 6 tubing is 6⁄16" (or 3⁄8") and number 8 tubing is 8⁄16"

(or 1⁄2") and so forth. The tube diameter is printed on all

rigid tubing. In addition to other classifications or means

of identification, tubing is manufactured in various wall

thicknesses. Thus, it is important when installing tubing to

know not only the material and outside diameter, but also

the thickness of the wall. The wall thickness is printed on

the tubing in thousandths of an inch. To determine the inside

diameter (ID) of the tube, subtract twice the wall thickness

from the outside diameter. For example, a number 10 piece of

tubing with a wall thickness of 0.063" has an inside diameter

of 0.625" – 2(0.063") = 0.499".

Fabrication of Metal Tube Lines

Damaged tubing and fluid lines should be repaired with

new parts whenever possible. Unfortunately, sometimes

replacement is impractical and repair is necessary. Scratches,

abrasions, or minor corrosion on the outside of fluid lines

may be considered negligible and can be smoothed out with

a burnishing tool or aluminum wool. Limitations on the

amount of damage that can be repaired in this manner are

discussed in this chapter under “Rigid Tubing Inspection

and Repair.” If a fluid line assembly is to be replaced, the

fittings can often be salvaged; then the repair involves only

tube forming and replacement.

Tube forming consists of four processes: cutting, bending,

flaring, and beading. If the tubing is small and made of soft

material, the assembly can be formed by hand bending during

installation. If the tube is 1⁄4" diameter or larger, hand bending

without the aid of tools is impractical.

Tube Cutting

When cutting tubing, it is important to produce a square

end, free of burrs. Tubing may be cut with a tube cutter or a

hacksaw. The cutter can be used with any soft metal tubing,

such as copper, aluminum, or aluminum alloy. Correct use of

the tube cutter is shown in Figure 9-2. Special chipless cutters

are available for cutting aluminum 6061-T6, corrosion-

resistant steel, and titanium tubing.

A new piece of tubing should be cut approximately 10 percent

longer than the tube to be replaced to provide for minor

variations in bending. Place the tube in the cutting tool with

the cutting wheel at the point where the cut is to be made.

Rotate the cutter around the tubing, applying light pressure to

the cutting wheel by intermittently twisting the thumbscrew. Too much pressure on the cutting wheel at one time could

deform the tubing or cause excessive burring. After cutting

the tubing, carefully remove any burrs from inside and outside

the tube. Use a knife or the burring edge attached to the tube

cutter. The deburring operation can be accomplished by the

use of a deburring tool. [Figure 9-3] This tool is capable of

removing both the inside and outside burrs by just turning

the tool end for end.

When performing the deburring operation, use extreme care

that the wall thickness of the end of the tubing is not reduced

or fractured. Very slight damage of this type can lead to

fractured flares or defective flares, which do not seal properly.

Use a fine-tooth file to file the end square and smooth.

If a tube cutter is not available, or if tubing of hard material

is to be cut, use a fine-tooth hacksaw, preferably one having

32 teeth per inch. The use of a saw decreases the amount of

work hardening of the tubing during the cutting operation.

After sawing, file the end of the tube square and smooth,

removing all burrs.

An easy way to hold small diameter tubing, when cutting it, is

to place the tube in a combination flaring tool and clamp the

tool in a vise. Make the cut about one-half inch from the flaring

tool. This procedure keeps sawing vibrations to a minimum

and prevents damage to the tubing if it is accidentally hit with

the hacksaw frame or file handle while cutting. Be sure all

filings and cuttings are removed from the tube.

Tube Bending

The objective in tube bending is to obtain a smooth bend

without flattening the tube. Tubing under 1⁄4" in diameter

usually can be bent without the use of a bending tool. For

larger sizes, either portable hand benders or production

benders are usually used. Figure 9-4 shows preferred methods

and standard bend radii for bending tubing by tube size.

Rotate toward open side of cutter

Tube Clean cutCut

Figure 9-2. Tube cutting.

Figure 9-3. Deburring tool.Using a hand bender, insert the tubing into the groove of

the bender so that the measured end is left of the form

block. Align the two zeros and align the mark on the tubing

with the L on the form handle. If the measured end is on

the right side, then align the mark on the tubing with the

R on the form handle. With a steady motion, pull the form

handle until the zero mark on the form handle lines up

with the desired angle of bend, as indicated on the radius

block. [Figure 9-5]

Hand benders come in different sizes that correspond to the

tube diameter. Make sure to select the correct bender for

the desired tube diameter. Figure 9-6 shows hand benders

available for different sizes of tubing. Typically, the tubing

size is stamped in the bender. [Figure 9-7]

Bend the tubing carefully to avoid excessive flattening,

kinking, or wrinkling. A small amount of flattening in bends is

acceptable, but the small diameter of the flattened portion must

not be less than 75 percent of the original outside diameter.

Tubing with flattened, wrinkled, or irregular bends should

not be installed. Wrinkled bends usually result from trying to

bend thin wall tubing without using a tube bender. Excessive

flattening causes fatigue failure of the tube. Examples of

correct and incorrect tubing bends are shown in Figure 9-8.

Tube bending machines for all types of tubing are generally

used in repair stations and large maintenance shops.

With such equipment, proper bends can be made on large

diameter tubing and on tubing made from hard material. The

production CNC™ tube bender is an example of this type of

machine. [Figure 9-9]The ordinary production tube bender accommodates tubing

ranging from 1⁄4" to 11⁄2" outside diameter. Benders for larger

sizes are available, and the principle of their operation is

similar to that of the hand tube bender. The radius blocks are

so constructed that the radius of bend varies with the tube

diameter. The radius of bend is usually stamped on the block.

Alternative Bending Methods

When hand or production tube benders are not available or

are not suitable for a particular bending operation, a filler of

metallic composition or of dry sand may be used to facilitate

bending. When using this method, cut the tube slightly longer

than required. The extra length is for inserting a plug (which

may be wooden) in each end. The tube can also be closed

by flattening the ends or by soldering metal disks in them.

After plugging one end, fill and pack the tube with fine, dry

sand and plug tightly. Both plugs must be tight so they are not

forced out when the bend is made. After the ends are closed,

bend the tubing over a forming block shaped to the specified

radius. In a modified version of the filler method, a fusible

alloy is used instead of sand. In this method, the tube is filled

under hot water with a fusible alloy that melts at 160 °F. The

alloy-filled tubing is then removed from the water, allowed

to cool, and bent slowly by hand around a forming block or

with a tube bender. After the bend is made, the alloy is again

melted under hot water and removed from the tubing. When

using either filler methods, make certain that all particles of

the filler are removed. Visually inspect with a borescope to

make certain that no particles are carried into the system in

which the tubing is installed. Store the fusible alloy filler

where it is free from dust or dirt. It can be re-melted and

reused as often as desired. Never heat this filler in any other

way than the prescribed method, as the alloy will stick to the

inside of the tubing, making them both unusable.

Tube Flaring

Two kinds of flares are generally used in aircraft tubing: the

9-4Type Bender AB AB B B B BC B BC B BC C BC C

Tube OD ¹⁄8" ³⁄16" ¹⁄4" ⁵⁄16" ³⁄8" ³⁄8" ⁷⁄16" ¹⁄2" ¹⁄2" ⁵⁄8" ⁵⁄8" ³⁄4" ³⁄4"

Standard Bend ³⁄8" ⁷⁄16" ⁹⁄16" ¹¹⁄16" ¹¹⁄16" ¹⁵⁄16" 1³⁄8" 1¹⁄2" 1¹⁄4" 2" 1¹⁄2" 2¹⁄2" 1³⁄4"

Type Bender C B C C C C C C C C C C C

Tube OD ⁷⁄8" 1" 1 " 1 ¹⁄8" 1¹⁄4" 1³⁄8" 1³⁄8" 1¹⁄2" 1¹⁄2" 1³⁄4" 2" 2¹⁄2" 3"

Standard Bend 2" 3¹⁄2" 3" 3¹⁄2" 3³⁄4" 5" 6" 5" 6" 7" 8" 10" 12"A– Hand B–Portable hand benders C–Production bender

Figure 9-4. Standard bend radii to which bending tools form the various sizes of tubes.

Figure 9-6. Hand benders.

Figure 9-7. Size identification.

Figure 9-5. Tube bending.single flare and the double flare. [Figure 9-10A and B] Flares

are frequently subjected to extremely high pressures; therefore,

the flare on the tubing must be properly shaped or the

connection leaks or fails. A flare made too small produces a

weak joint, which may leak or pull apart; if made too large,

it interferes with the proper engagement of the screw thread

on the fitting and causes leakage. A crooked flare is the result

of the tubing not being cut squarely. If a flare is not made

properly, flaws cannot be corrected by applying additional

torque when tightening the fitting. The flare and tubing must be

free from cracks, dents, nicks, scratches, or any other defects.

The flaring tool used for aircraft tubing has male and female

dies ground to produce a flare of 35° to 37°. Under no

circumstance is it permissible to use an automotive-type

flaring tool that produces a flare of 45°. [Figure 9-11]

The single-flare hand flaring tool, similar to that shown in

Figure 9-12, is used for flaring tubing. The tool consists of

a flaring block or grip die, a yoke, and a flaring pin. The

flaring block is a hinged double bar with holes corresponding

to various sizes of tubing. These holes are countersunk on

one end to form the outside support against which the flare is

formed. The yoke is used to center the flaring pin over the end

of the tube to be flared. Two types of flaring tools are used to

make flares on tubing: the impact type and the rolling type.

Instructions for Rolling-Type Flaring Tools

Use these tools only to flare soft copper, aluminum, and brass

tubing. Do not use with corrosion-resistant steel or titanium. Cut the tube squarely and remove all burrs. Slip the fitting

nut and sleeve on the tube. Loosen clamping screw used for

locking the sliding segment in the die holder. This permits

their separation. The tools are self-gauging; the proper size

GoodPerfect bend Flattened bend

Wrinkled bend Kinked bend

Figure 9-8. Correct and incorrect tubing bends.

Figure 9-9. CNC™ tube bending machine.

flare is produced when tubing is clamped flush with the top

of the die block. Insert tubing between the segments of the

die block that correspond to the size of the tubing to be flared.

Advance the clamp screw against the end segment and tighten

firmly. Move the yoke down over the top of the die holder

and twist it clockwise to lock it into position. Turn the feed

screw down firmly, and continue until a slight resistance is

felt. This indicates an accurate flare has been completed.

Always read the tool manufacturer’s instructions, because

there are several different types of rolling-type flaring tools

that use slightly different procedures.

Double Flaring

A double flare is used on soft aluminum alloy tubing 3⁄8"

outside diameter and under. This is necessary to prevent

cutting off the flare and failure of the tube assembly under

operating pressures. A double flare is smoother and more

concentric than a single flare and therefore seals better. It is

also more resistant to the shearing effect of torque.

Double Flaring Instructions

Deburr both the inside and outside of the tubing to be flared.

Cut off the end of the tubing if it appears damaged. Anneal

brass, copper, and aluminum by heating to a dull red and cool rapidly in cold water. Open the flaring tool by unscrewing

both clamping screws. Select the hole in the flaring bar that

matches the tubing diameter and place the tubing with the

end you have just prepared, extending above the top of the

bar by a distance equal to the thickness of the shoulder of

the adapter insert. Tighten clamping screws to hold tubing

securely. Insert pilot of correctly sized adapter into tubing.

Slip yoke over the flaring bars and center over adapter.

Advance the cone downward until the shoulder of the adapter

rests on the flaring bar. This bells out the end of the tubing.

Next, back off the cone just enough to remove the adapter.

After removing the adapter, advance the cone directly into the

belled end of the tubing. This folds the tubing on itself and

forms an accurate double flare without cracking or splitting

the tubing. To prevent thinning out of the flare wall, do not

overtighten. [Figure 9-13]

Fittings

Rigid tubing may be joined to either an end item (such as a

brake cylinder), another section of either rigid tubing, or to a

flexible hose (such as a drain line). In the case of connection

to an end item or another tube, fittings are required, which

may or may not necessitate flaring of the tube. In the case of

attachment to a hose, it may be necessary to bead the rigid

tube so that a clamp can be used to hold the hose onto the tube.

Flareless Fittings

Although the use of flareless tube fittings eliminates all

tube flaring, another operation, referred to as presetting,

is necessary prior to installation of a new flareless tube

assembly. Flareless tube assemblies should be preset with the

proper size presetting tool or operation. Figure 9-14 (steps

37°

Figure 9-11. Flaring tool.

Figure 9-12. Hand flaring tool.

A. Single-flared end

B. Double-flared end

Figure 9-10. Cutaway view of single-flared (A) and double-

flared (B) tube ends.

1, 2, and 3) illustrates the presetting operation, which is

performed as follows:

1. Cut the tube to the correct length, with the ends

perfectly square. Deburr the inside and outside of

the tube. Slip the nut, then the sleeve, over the tube

(step 1), lubricate the threads of the fitting and nut

with hydraulic fluid.

2. Place the fitting in a vise (step 2), and hold the tubing

firmly and squarely on the seat in the fitting. (The

tube must bottom firmly in the fitting.) Tighten the

nut until the cutting edge of the sleeve grips the tube.

To determine this point, slowly turn the tube back

and forth while tightening the nut. When the tube no

longer turns, the nut is ready for tightening. 3. Final tightening depends upon the tubing (step 3). For

aluminum alloy tubing up to and including 1⁄2" outside

diameter, tighten the nut from 1 to 11⁄6 turns. For steel

tubing and aluminum alloy tubing over 1⁄2" outside

diameter, tighten from 11⁄6 to 11⁄2 turns.

After presetting the sleeve, disconnect the tubing from the

fitting and check the following points: The tube should extend

3⁄32" to 1⁄8" beyond the sleeve pilot; otherwise, blowoff may

occur. The sleeve pilot should contact the tube or have a

maximum clearance of 0.005" for aluminum alloy tubing or

0.015" for steel tubing. A slight collapse of the tube at the

sleeve cut is permissible. No movement of the sleeve pilot,

except rotation, is permissible.

Figure 9-13. Double flare tool.Beading

Tubing may be beaded with a hand beading tool, with

machine beading rolls, or with grip dies. The method to be

used depends on the diameter and wall thickness of the tube

and the material from which it was made.

The hand beading tool is used with tubing having 1⁄4" to

1" outside diameter. [Figure 9-15] The bead is formed by

using the beader frame with the proper rollers attached. The

inside and outside of the tube is lubricated with light oil to

reduce the friction between the rollers during beading. The

sizes, marked in sixteenths of an inch on the rollers, are for

the outside diameter of the tubing that can be beaded with

the rollers.

Separate rollers are required for the inside of each tubing size,

and care must be taken to use the correct parts when beading.

The hand beading tool works somewhat like the tube cutter in

that the roller is screwed down intermittently while rotating

the beading tool around the tubing. In addition, a small vise

(tube holder) is furnished with the kit.

Other methods and types of beading tools and machines are

available, but the hand beading tool is used most often. As a

rule, beading machines are limited to use with large diameter

tubing, over 115⁄16", unless special rollers are supplied. The

grip-die method of beading is confined to small tubing.

Fluid Line Identification

Fluid lines in aircraft are often identified by markers made

up of color codes, words, and geometric symbols. These

markers identify each line’s function, content, and primary

hazard. Figure 9-16 illustrates the various color codes and

symbols used to designate the type of system and its contents.

Fluid lines are marked, in most instances, with 1" tape or

decals. [Figure 9-17A] On lines 4" in diameter (or larger),

lines in oily environment, hot lines, and on some cold lines, steel tags may be used in place of tape or decals.

[Figure 9-17B] Paint is used on lines in engine compartments

where there is the possibility of tapes, decals, or tags being

drawn into the engine induction system.

In addition to the above-mentioned markings, certain lines

may be further identified regarding specific function within a

system (e.g., drain, vent, pressure, or return). Lines conveying

fuel may be marked FLAM [Figure 9-17] ; lines containing

toxic materials are marked TOXIC in place of FLAM. Lines

containing physically dangerous materials, such as oxygen,

nitrogen, or FreonTM, may be marked PHDAN.

Aircraft and engine manufacturers are responsible for the

original installation of identification markers, but the aviation

mechanic is responsible for the replacement when it becomes

necessary. Tapes and decals are generally placed on both

ends of a line and at least once in each compartment through

which lines run. In addition, identification markers are placed

immediately adjacent to each valve, regulator, filter, or other

accessories within a line. Where paint or tags are used,

location requirements are the same as for tapes and decals.

Fluid Line End Fittings

Depending on the type and use, fittings have either pipe

threads or machine threads. Pipe threads are similar to those

used in ordinary plumbing and are tapered, both internal and

external. External threads are referred to as male threads and

internal threads are female threads.

When two fittings are joined, a male into a female, the

thread taper forms a seal. Some form of pipe thread lubricant

approved for particular fluid application should be used when

joining pipe threads to prevent seizing and high-pressure

leakage. Use care when applying thread lubricant so that the

lubricant does not enter and contaminate the system. Do not

use lubricants on oxygen lines. Oxygen reacts with petroleum

products and can ignite (special lubricants are available or

oxygen systems).

Fitting

Tube Sleeve pilot

Sleeve cutting edgeSleeve Tube nutSTEP 1

STEP 2

Slight deformation permissible

.005" maximum aluminum alloy tubing

.015" maximum corrosion-resistant steel tubingSTEP 3

Figure 9-14. Presetting flareless tube assembly.Machine threads have no sealing capability and are similar

to those used on common nuts and bolts. This type of fitting is used only to draw connections together or for attachment through bulkheads. A flared tube connection, a crush washer, or a synthetic seal is used to make the connection fluid tight. Machine threads have no taper and do not form a fluid-tight seal. The size of these fittings is given in dash numbers, which equal the nominal outside diameter in sixteenths of an inch.

Universal Bulkhead Fittings

When a fluid line passes through a bulkhead, and it is desired to secure the line to the bulkhead, a bulkhead fitting should be used. The end of the fitting that passes through the bulkhead is longer than the other end(s), which allows a locknut to be installed, securing the fitting to the bulkhead.

Fittings attach one piece of tubing to another or to system

units. There are four types: (1) bead and clamp, (2) flared fittings, (3) flareless fittings, and (4) permanent fittings (Permaswage™, Permalite™, and Cyrofit™). The amount of pressure that the system carries and the material used are usually the deciding factors in selecting a connector.

The beaded type of fitting, which requires a bead and a section

of hose and hose clamps, is used only in low- or medium-pressure systems, such as vacuum and coolant systems. The flared, flareless, or permanent-type fittings may be used as connectors in all systems, regardless of the pressure.

AN Flared Fittings

A flared tube fitting consists of a sleeve and a nut. [Figure 9-18] The nut fits over the sleeve and, when

tightened, draws the sleeve and tubing flare tightly against a male fitting to form a seal. Tubing used with this type of fitting must be flared before installation. The male fitting has a cone-shaped surface with the same angle as the inside of the flare. The sleeve supports the tube so that vibration does not concentrate at the edge of the flare and distributes the shearing action over a wider area for added strength.Fitting combinations composed of different alloys should be avoided to prevent dissimilar metal corrosion. As with all fitting combinations, ease of assembly, alignment, and proper lubrication should be assured when tightening fittings during installation.

Standard AN fittings are identified by their black or blue color.

All AN steel fittings are colored black, all AN aluminum fittings are colored blue, and aluminum bronze fittings are cadmium plated and natural in appearance. A sampling of AN fittings is shown in Figure 9-19. Figure 9-20 contains

3/32" to 1/8"

Figure 9-15. To use the hand beading tool, cut with tube cutter (1), deburr (2), oil (3), and revolve tool around tube while tightening

handle (4).

connection that is virtually maintenance free. Swaged

fittings are used to join hydraulic lines in areas where routine

disconnections are not required and are often used with

titanium and corrosion-resistant steel tubing. The fittings are

installed with portable hydraulically-powered tooling, which

is compact enough to be used in tight spaces. [Figure 9-24]

If the fittings need to be disconnected, cut the tubing with a

tube cutter. Special installation tooling is available in portable

kits. Always use the manufacturer’s instructions to install

swaged fittings. Typical Permaswage™ fittings are shown

in Figure 9-25.

One of the latest developments is the Permalite™ fitting.

Permalite™ is a tube fitting that is mechanically attached to

the tube by axial swaging. Permalite™ works by deforming

the fitting into the tube being joined by moving a ring, a

component of the Permalite™ fitting, axially along the fitting

length using a Permaswage™ Axial swage tool. Typical

Permalite™ fittings are shown in Figure 9-26 .

Cryofit Fittings

Many transport category aircraft use Cryofit fittings to join

hydraulic lines in areas where routine disconnections are not

required. Cryofit fittings are standard fittings with a cryogenic

sleeve. The sleeve is made of a shape memory alloy, Tinel™. additional information on sizes, torques, and bend radii. AN

flared fittings are different from MS flareless fittings and

they are not interchangeable. AN flared fittings are easily

recognized, because they have a cone at the end of the fitting

while the MS flareless fitting has a straight end. [Figure 9-21]

MS Flareless Fittings

MS flareless fittings are designed primarily for high-pressure

(3,000 psi) hydraulic systems that may be subjected to severe

vibration or fluctuating pressure. [Figure 9-22] Using this

type of fitting eliminates all tube flaring, yet provides a safe

and strong, dependable tube connection. The fitting consists

of three parts: a body, a sleeve, and a nut. [Figure 9-23] The

internal design of the body causes the sleeve to cut into the

outside of the tube when the body and nut are joined. The

counterbore shoulder within the body is designed with a

reverse angle of 15° for steel connectors and 45° for aluminum

fittings. This reverse angle prevents inward collapse of the

tubing when tightened and provides a partial sealing force

to be exerted against the periphery of the body counterbore.

Swaged Fittings

A popular repair system for connecting and repairing

hydraulic lines on transport category aircraft is the use of

Permaswage™ fittings. Swaged fittings create a permanent

TubingAN819 sleeve

AN818 nut

Figure 9-18. Flared tube fitting.ELECTRICAL

CONDUIT

ELECTRICAL

CONDUIT

ELECTRICAL

CONDUIT

ELECTRICAL

CONDUIT

ELECTRICAL

CONDUITWATER

WATER

WATER

WATER

WATER

WATERFUEL

FUEL

FUEL

FUEL

FUEL

FUEL

FUELLUBRICATION

LUBRICATION

LUBRICATION

LUBRICATION

LUBRICATION

LUBRICATION

LUBRICATIONPNEUMATIC

PNEUMATIC

PNEUMATIC

PNEUMATIC

PNEUMATIC

PNEUMATICX

X

X

X

X

X

X

X

X

X

X

XHYDRAULIC

HYDRAULIC

HYDRAULIC

HYDRAULIC

HYDRAULIC

HYDRAULIC

COOLANT

COOLANT

COOLANT

COOLANT

COOLANT

COOLANT

COOLANTAIR

CONDITION

AIR

CONDITION

AIR

CONDITION

AIR

CONDITION

COMPRESSED

GAS

COMPRESSED

GAS

COMPRESSED

GAS

COMPRESSED

GAS

COMPRESSED

GASINSTRUMENT

AIR

INSTRUMENT

AIR

INSTRUMENT

AIR

INSTRUMENT

AIR

INSTRUMENT

AIRBREATHING

OXYGEN

BREATHING

OXYGEN

BREATHING

OXYGEN

BREATHING

OXYGEN

BREATHING

OXYGENFIRE

PROTECTION

FIRE

PROTECTION

FIRE

PROTECTION

FIRE

PROTECTION

FIRE

PROTECTION

DE-ICING

DE-ICING

DE-ICING

DE-ICING

DE-ICING

DE-ICINGVACUUM

VACUUM

VACUUM

VACUUM

VACUUM

VACUUMINERTING

FLUID

INERTING

FLUID

INERTING

FLUID

INERTING

FLUID

INERTING

FLUID

WARNING

SYMBOL

Figure 9-16. Identification of aircraft fluid lines.A

B

FUEL

FLAMFUEL

FUELFLAM

FLAM

Figure 9-17. Fluid line identification using: tape and decals (A)

and metal tags (B).

Rigid Tubing Installation and Inspection

Before installing a line assembly in an aircraft, inspect the line

carefully. Remove dents and scratches, and be sure all nuts

and sleeves are snugly mated and securely fitted by proper

flaring of the tubing. The line assembly should be clean and

free of all foreign matter.

Connection & Torque

Never apply compound to the faces of the fitting or the

flare, as it destroys the metal-to-metal contact between the

fitting and flare, a contact which is necessary to produce

the seal. Be sure that the line assembly is properly aligned

before tightening the fittings. Do not pull the installation

into place with torque on the nut. Correct and incorrect

methods of installing flared tube assemblies are illustrated in

Figure 9-28. Proper torque values are given in Figure 9-20 .

Remember that these torque values are for flared-type fittings

only. Always tighten fittings to the correct torque value when

installing a tube assembly. Overtightening a fitting may badly

The sleeve is manufactured 3 percent smaller, frozen in

liquid nitrogen, and expanded to 5 percent larger than the

line. During installation, the fitting is removed from the

liquid nitrogen and inserted onto the tube. During a 10 to 15

second warming up period, the fitting contracts to its original

size (3 percent smaller), biting down on the tube, forming

a permanent seal. Cryofit fittings can only be removed by

cutting the tube at the sleeve, though this leaves enough

room to replace it with a swaged fitting without replacing

the hydraulic line. It is frequently used with titanium tubing.

The shape memory technology is also used for end fittings,

flared fittings, and flareless fittings. [Figure 9-27]

9-11ELBOW AN821 ELBOW AN823 TEE AN825

ELBOW AN822 TEE AN824 TEE AN826CROSS AN827 UNION AN832

ELBOW AN833 TEE AN834ELBOW AN837ELBOW AN838 ELBOW AN839TEE AN804 PLUG AN814PLUG AN806 UNION AN815

NUT AN817

NUT AN818SLEEVE AN819

CAP AN820 NIPPLE AN816 ADAPTOR AN807BOLT AN774 BOLT AN775 ELBOW AN776 ELBOW AN777 ELBOW AN778 TEE AN779AN744 to AN932

Material:

Aluminum alloy........................................................................................................................................... (code D)

Steel ........................................................................................................................................................... (code, absence of letter)

Brass .......................................................................................................................................................... (code B)

Aluminum bronze ....................................................................................................................................... (code Z–for AN819 sleeve)

Size:

The dash number following the AN number indicates the size of the tubing (or hose) for which the fitting is made in 16ths of an inch.

This size measures the outer diameter of tubing and the inner diameter of hose. Fittings that have pipe threads are coded by a dash

number, indicating the pipe size in 8ths of an inch. The material code letter, as noted above, follows the dash number.

Figure 9-19. AN standard fittings.

9-121¹⁄8

³⁄16

¹⁄4

⁵⁄16

³⁄8

¹⁄2

⁵⁄8

³⁄4

⁷⁄8

1¹⁄4

1¹⁄2

1³⁄4

2²¹⁄32

⁷⁄8

1¹⁄8

1⁵⁄16

1³⁄4

2³⁄16

2⁵⁄8

3¹⁄2

4³⁄8

5¹⁄4

6¹⁄8

7³⁄8

⁷⁄16

⁹⁄16

³⁄4

¹⁵⁄16

1¹⁄4

1¹⁄2

1³⁄4

3³⁄4

1,15070

900–1,000

1,000–1,100

1,200–1,400

1,200–1,400

1,500–1,80020–30

850–1,050

950–1,150–2

–32Tubing

Outer Diameter

(inches)Fitting Bolt

or Nut SizeAluminum

Alloy Tubing,

Bolt, Fitting,

or Nut

Torque

(in–lb)Steel

Tubing, Bolt

Fitting, or

Nut Torque

(in–lb)Hose End Fittings and

Hose Assemblies

MS28740 or Equivalent

End FittingMinimum Bend

Radii (inches)

Steel

Minimum MaximumAlum. Alloy

1100-H14

Figure 9-20. Flared fitting data.

Figure 9-21. AN flared (left) and MS flareless fitting (right).

damage or completely cut off the tube flare, or it may ruin the

sleeve or fitting nut. Failure to tighten sufficiently also may

be serious, as this condition may allow the line to blow out

of the assembly or to leak under system pressure. The use of

torque wrenches and the prescribed torque values prevents

overtightening or undertightening. If a tube fitting assembly is

tightened properly, it may be removed and retightened many

times before reflaring is necessary.

Flareless Tube Installation

Tighten the nut by hand until an increase in resistance to

turning is encountered. Should it be impossible to run the nut

down with the fingers, use a wrench, but be alert for the first

signs of bottoming. It is important that the final tightening commence at the point where the nut just begins to bottom.

Use a wrench and turn the nut one-sixth turn (one flat on a

hex nut). Use a wrench on the connector to prevent it from

turning while tightening the nut. After the tube assembly

is installed, the system should be pressure tested. It is

permissible to tighten the nut an additional one-sixth turn

(making a total of one-third turn), should a connection leak.

If leakage still occurs after tightening the nut a total of one-

third turn, remove the assembly and inspect the components

for scores, cracks, presence of foreign material, or damage

from overtightening. Several aircraft manufacturers include

torque values in their maintenance manuals to tighten the

flareless fittings.

9-13TEE MS21909 TEE MS21910 TEE MS21911 ELBOW

MS21908

SLEEVE

MS21922NUT

MS21917BUSHING

MS21915PLUG

MS21913

UNION

MS21924TEE

MS21912ADAPTER

MS21923NUT

MS21921REDUCER

MS21916CAP

MS21914

ELBOW

MS21925ELBOW

MS21926TEE MS21905SLEEVE

MS20819UNION

MS21902ELBOW

MS21904

UNION

MS21903ADAPTER

MS21900ADAPTER

MS21901ELBOW

MS21907CROSS

MS21906

Material: aluminum alloy

Size of fitting in 16ths inch – 4⁄16 inch

Design part number: adapter, flareless tube to AN flared tube

Prefix: military specificationMS 21900 –4 D

Figure 9-22. Typical MS flareless tube fittings.

Nut Body

Sleeve

Figure 9-23. Flareless fitting.

Lower die/holder assembly

Power unit

Waged FittingHydraulic Tubing

DisconnectHead assembly

Figure 9-24. Swaged fitting tooling.The following notes, cautions, and faults apply to the

installation of rigid tubing.

Note: Overtightening a flareless tube nut drives the cutting

edge of the sleeve deeply into the tube, causing the tube to be

weakened to the point where normal in-flight vibration could

cause the tube to shear. After inspection (if no discrepancies

are found), reassemble the connections and repeat the

pressure test procedures.

Caution: Never tighten the nut beyond one-third turn (two

flats on the hex nut); this is the maximum the fitting may be

tightened without the possibility of permanently damaging

the sleeve and nut.

Common faults: Flare distorted into nut threads; sleeve

cracked; flare cracked or split; flare out of round; inside of

flare rough or scratched; and threads of nut or union dirty,

damaged, or broken.

Rigid Tubing Inspection & Repair

Minor dents and scratches in tubing may be repaired.

Scratches or nicks not deeper than 10 percent of the wall

thickness in aluminum alloy tubing, which are not in the

heel of a bend, may be repaired by burnishing with hand

tools. The damage limits for hard, thin-walled corrosion-

resistant steel and titanium tubing are considerably less

than for aluminum tubing and might depend on the aircraft

manufacturer. Consult the aircraft maintenance manual for

damage limits. Replace lines with severe die marks, seams,

or splits in the tube. Any crack or deformity in a flare is

unacceptable and is cause for rejection. A dent of less than

20 percent of the tube diameter is not objectionable, unless

it is in the heel of a bend. To remove dents, draw a bullet of

proper size through the tube by means of a length of cable,

or push the bullet through a short straight tube by means of

a dowel rod. In this case, a bullet is a ball bearing or slug

Figure 9-25. PermaswageTM fitting.

Figure 9-26. Permalite™ fitting.

Figure 9-27. Cryofit fittings.

Incorrect—will damage

flare or threads, or cause

sleeve to crack under

vibration if tightened

Incorrect—may pull off or

distort flare if tightened

Correctly fitted and

tightened

.025 clearance between flare

and shoulder before tightening

Do not deflect into place.

Replace tube assembly.

Figure 9-28. Correct and incorrect methods of tightening flared fittings.normally made of steel or some other hard metal. In the case

of soft aluminum tubing, a hard wood slug or dowel may even

be used as a bullet. [Figure 9-29] A severely damaged line

should be replaced. However, the line may be repaired by

cutting out the damaged section and inserting a tube section of

the same size and material. Flare both ends of the undamaged

and replacement tube sections and make the connection by

using standard unions, sleeves, and tube nuts. Aluminum

6061-T6, corrosion-resistant steel 304-1/8h and Titanium

3AL-2.5V tubing can be repaired by swaged fittings. If

the damaged portion is short enough, omit the insert tube

and repair by using one repair union. [Figure 9-30] When

repairing a damaged line, be very careful to remove all chips

and burrs. Any open line that is to be left unattended for a

period of time should be sealed, using metal, wood, rubber,

9-16Cable

BulletDent

Figure 9-29. Dent removal using a bullet.or plastic plugs or caps.

When repairing a low-pressure line using a flexible fluid

connection assembly, position the hose clamps carefully

to prevent overhang of the clamp bands or chafing of the

tightening screws on adjacent parts. If chafing can occur,

the hose clamps should be repositioned on the hose.

Figure 9-31 illustrates the design of a flexible fluid connection

assembly and gives the maximum allowable angular and

dimensional offset.

When replacing rigid tubing, ensure that the layout of the new

line is the same as that of the line being replaced. Remove the

damaged or worn assembly, taking care not to further damage

or distort it, and use it as a forming template for the new part.

If the old length of tubing cannot be used as a pattern, make

a wire template, bending the pattern by hand as required for

the new assembly. Then bend the tubing to match the wire

pattern. Never select a path that does not require bends in

the tubing. A tube cannot be cut or flared accurately enough

so that it can be installed without bending and still be free

from mechanical strain. Bends are also necessary to permit

the tubing to expand or contract under temperature changes

and to absorb vibration. If the tube is small (under 1⁄4") and

can be hand formed, casual bends may be made to allow

for this. If the tube must be machine formed, definite bends

must be made to avoid a straight assembly. Start all bends a

reasonable distance from the fittings because the sleeves and

nuts must be slipped back during the fabrication of flares and

during inspections. In all cases, the new tube assembly should

be so formed prior to installation that it is not necessary to

pull or deflect the assembly into alignment by means of the

coupling nuts.

Flexible Hose Fluid Lines

Flexible hose is used in aircraft fluid systems to connect

moving parts with stationary parts in locations subject to

vibration or where a great amount of flexibility is needed. It

can also serve as a connector in metal tubing systems.

Hose Materials & Construction

Pure rubber is never used in the construction of flexible fluid

lines. To meet the requirements of strength, durability, and

workability, among other factors, synthetics are used in place

of pure rubber. Synthetic materials most commonly used in

the manufacture of flexible hose are Buna-N, neoprene, butyl,

ethylene propylene diene rubber (EPDM) and Teflon™.

While Teflon™ is in a category of its own, the others are

synthetic rubber.

Buna-N

Buna-N is a synthetic rubber compound that has excellent

resistance to petroleum products. Do not confuse with Buna-S. Do not use for phosphate ester base hydraulic fluid

(Skydrol™).

Neoprene

Neoprene is a synthetic rubber compound that has an

acetylene base. Its resistance to petroleum products is not

as good as Buna-N, but it has better abrasive resistance. Do

not use for phosphate ester base hydraulic fluid (Skydrol™).

Butyl

Butyl is a synthetic rubber compound made from petroleum

raw materials. It is an excellent material to use with phosphate

ester base hydraulic fluid (Skydrol™). Do not use with

petroleum products.

Flexible rubber hose consists of a seamless synthetic rubber

inner tube covered with layers of cotton braid and wire braid

and an outer layer of rubber-impregnated cotton braid. This

type of hose is suitable for use in fuel, oil, coolant, and

hydraulic systems. The types of hose are normally classified

by the amount of pressure they are designed to withstand

under normal operating conditions: low, medium, and high.

• Low pressure—below 250 psi. Fabric braid

reinforcement.

• Medium pressure—up to 3,000 psi. One wire braid

reinforcement. Smaller sizes carry up to 3,000 psi.

Larger sizes carry pressure up to 1,500 psi.

• High pressure—all sizes up to 3,000 psi operating

pressures.

Flexible hoses used for brake systems have sometimes a

stainless steel wire braid installed over the hose to protect

the hose from damage. [Figure 9-32]

Hose Identification

Lay lines and identification markings consisting of

lines, letters, and numbers are printed on the hose.

[Figure 9-33] Most hydraulic hose is marked to identify

its type, the quarter and year of manufacture, and a 5-digit

code identifying the manufacturer. These markings are in

contrasting colored letters and numerals that indicate the

9-17Type of Failure Repair Method

a. Make 1 or 2 cuts, as necessary, to remove damaged

section. If 2 cuts are required, the distance between them

shall not exceed 0.30". If distance is more than 0.30", go to

repair method 2.

b. Swage 1 tube-to-tube union in tube section under repair.

a. Make 2 cuts to enable removal of damaged section.

b. Remove damaged section and duplicate.

c. Swage replacement section into tubing under repair using 2

tube-to-tube unions.

a. Cut out defective tee or elbow.

b. Duplicate tubing sections for each branch.

c. Swage splice sections to tee or elbow.

d. Connect each splice section to tubing under repair using a

tube-to-tube union.

a. Cut tubing to remove defective fitting.

b. Swage appropriate end fitting to tube end.

c. Connect new end fitting to mating connection, torquing nut

as required.1. Pin hole leak or circumferential crack in tubing.

2. Longitudinal crack in tubing (crack length in excess of 0.30").

3. Leaking tee or elbow (permanent tube connection type).

4. Leaking flared, flareless, or lipseal end fittings.Not to exceed 0.30"

Original tubingNew section

Figure 9-30. Permaswage™ repair.

natural lay (no twist) of the hose and are repeated at intervals

of not more than 9 inches along the length of the hose. Code

markings assist in replacing a hose with one of the same

specifications or a recommended substitute. Hose suitable

for use with phosphate ester base hydraulic fluid is marked

Skydrol™ use. In some instances, several types of hose

may be suitable for the same use. Therefore, to make the

correct hose selection, always refer to the applicable aircraft

maintenance or parts manual.

Teflon™ is the DuPont trade name for tetrafluoroethylene

resin. It has a broad operating temperature range (−65 °F to

+450 °F). It is compatible with nearly every substance or

agent used. It offers little resistance to flow; sticky, viscous

materials do not adhere to it. It has less volumetric expansion

than rubber, and the shelf and service life is practically limitless. Teflon™ hose is flexible and designed to meet the

requirements of higher operating temperatures and pressures

in present aircraft systems. Generally, it may be used in the

same manner as rubber hose. Teflon™ hose is processed and

extruded into tube shape to a desired size. It is covered with

stainless steel wire, which is braided over the tube for strength

and protection. Teflon™ hose is unaffected by any known

fuel, petroleum, or synthetic base oils, alcohol, coolants,

or solvents commonly used in aircraft. Teflon™ hose has

the distinct advantages of a practically unlimited storage

time, greater operating temperature range, and broad usage

(hydraulic, fuel, oil, coolant, water, alcohol, and pneumatic

systems). Medium-pressure Teflon™ hose assemblies are

sometimes preformed to clear obstructions and to make

connections using the shortest possible hose length. Since

preforming permits tighter bends that eliminate the need for

Clamps

Fitting Hose

Minimum gap “G” shall be ½" or Tube OD/4TubingG. ref¼" Min.

" Max. offset3° Max. angular deviation

Figure 9-31. Flexible fluid connection assembly.

Figure 9-32. Flexible hose with stainless braid.

MIL-H-8794: SIZE-6-2/90 Mfg SymbolTwo cotton braids—impregnated with synthetic compound

Hose number Hose size

Synthetic inner tubeSingle wire braid

Quarter and year of manufacturer(A) MIL-H-8794 Type Hose

(D) MIL-H-27267 Type Hose (E) MIL-H-83797 Type HoseMfg Symbol MIL-H-6000-SIZE-3-4/90

Quarter and year of manufacturerHose size(B) MIL-H-6000 Type Hose

(Views showing opposite side of hose)

MIL-H-5593-6-4/90 Mfg SymbolLay lines

Quarter and year of manufacturer(C) MIL-H-5593 Type Hose

Hose size

Figure 9-33. Hose identification markings.special elbows, preformed hose assemblies save space and

weight. Never straighten a preformed hose assembly. Use a

support wire if the hose is to be removed for maintenance.

[Figure 9-34]

Flexible Hose Inspection

Check the hose and hose assemblies for deterioration at each

inspection period. Leakage, separation of the cover or braid

from the inner tube, cracks, hardening, lack of flexibility, or

excessive “cold flow” are apparent signs of deterioration and

reason for replacement. The term “cold flow” describes the

deep, permanent impressions in the hose produced by the

pressure of hose clamps or supports.

When failure occurs in a flexible hose equipped with swaged

end fittings, the entire assembly must be replaced. Obtain a

new hose assembly of the correct size and length, complete

with factory installed end fittings. When failure occurs in hose equipped with reusable end fittings, a replacement line can be

fabricated with the use of such tooling as may be necessary to

comply with the assembly instructions of the manufacturer.

Fabrication & Replacement of Flexible Hose

To make a hose assembly, select the proper size hose and

end fitting. [Figure 9-35] MS-type end fittings for flexible

hose are detachable and may be reused if determined to be

serviceable. The inside diameter of the fitting is the same

as the inside diameter of the hose to which it is attached.

[Figure 9-36]

Support wire

Figure 9-34. Suggested handling of preformed hose.

1. Place hose in vise and cut

to desired length using

fine tooth hacksaw or cut

off wheel.2. Locate length of hose to

be cut off and slit cover

with knife to wire braid,

taking care to not damage

underlying materials. After

slitting cover, twist off with

pair of pliers. (See note

below.)

3. Place hose in vise and

screw socket on hose

counterclockwise.4. *Lubricate inside of hose

and nipple threads liberally.

5. Screw nipple into socket

using wrench on hex of

nipple and leave .005" to

.031" clearance between

nipple hex and socket.NOTE: Hose assemblies

fabricated per MIL-H-8790

must have the exposed wire

braid coated with a special

sealant.

NOTE: Step 2 applies to high-

pressure hose only.

*CAUTION: Do not use any

petroleum product with hose

designed for synthetic fluids

(Skydrol™ and/or HYJET

product). For a lubricant

during assembly, use a

vegetable soap liquid.

Disassemble in reverse order.

Figure 9-35. Assembly of MS fitting to flexible hose.

Figure 9-36. MS-type end fitting.Flexible Hose Testing

All flexible hose must be proof-tested after assembly and

applying pressure to the inside of the hose assembly. The

proof-test medium may be a liquid or gas. For example,

hydraulic, fuel, and oil lines are generally tested using

hydraulic oil or water, whereas air or instrument lines

are tested with dry, oil-free air or nitrogen. When testing

with a liquid, all trapped air is bled from the assembly

prior to tightening the cap or plug. Hose tests, using a gas,

are conducted underwater. In all cases, follow the hose

manufacturer’s instructions for proof-test pressure and

fluid to be used when testing a specific hose assembly.

[Figure 9-37]

When a flexible hose has been repaired or overhauled using

existing hardware and new hose material, and before the hose

is installed on the aircraft, it is recommended that the hose be

tested to at least 1.5 system pressure. A hydraulic hose burst

test stand is used for testing flexible hose. [Figure 9-38] A

new hose can be operationally checked after it is installed in

the aircraft using system pressure.

Size Designations

Hose is also designated by a dash number according to its

size. The dash number is stenciled on the side of the hose and

indicates the size tubing with which the hose is compatible.

It does not denote inside or outside diameter. When the dash

number of the hose corresponds with the dash number of

the tubing, the proper size hose is being used. [Figure 9-33]

9-20 MIL-H-8794-3-L ³⁄16 ¹⁄8 .45 3,000 12,000 6,000 3.00

MIL-H-8794-4-L ¹⁄4 ³⁄16 .52 3,000 12,000 6,000 3.00

MIL-H-8794-5-L ⁵⁄16 ¹⁄4 .58 3,000 10,000 5,000 3.38

MIL-H-8794-6-L ³⁄8 ⁵⁄16 .67 2,000 9,000 4,500 4.00

MIL-H-8794-8-L ¹⁄2 ¹³⁄32 .77 2,000 8,000 4,000 4.63

MIL-H-8794-10-L ⁵⁄8 ¹⁄2 .92 1,750 7,000 3,500 5.50

MIL-H-8794-12-L ³⁄4 ⁵⁄8 1.08 1,750 6,000 3,000 6.50

MIL-H-8794-16-L 1 ⁷⁄8 1.23 800 3,200 1,600 7.38

MIL-H-8794-20-L 1 ¹⁄4 1 ¹⁄8 1.50 600 2,500 1,250 9.00

MIL-H-8794-24-L 1 ¹⁄2 1 ³⁄8 1.75 500 2,000 1,000 11.00

MIL-H-8794-32-L 2 1 ¹³⁄16 2.22 350 1,400 700 13.25

MIL-H-8794-40-L 2 ¹⁄2 2 ³⁄8 2.88 200 1,000 300 24.00

MIL-H-8794-48-L 3 3 3.56 200 800 300 33.00 MIL. Part No.Tube Size

OD

(inches)Hose Size

ID

(inches)Hose Size

OD

(inches)Recomm.

Operating

Pressure (PSI)Min. Burst

Pressure

(PSI)Max. Proof

Pressure

(PSI)Min. Bend

Radius

(inches)

MIL. Part No.Tube Size

OD

(inches)Hose Size

ID

(inches)Hose Size

OD

(inches)Recomm.

Operating

Pressure (PSI)Min. Burst

Pressure

(PSI)Max. Proof

Pressure

(PSI)Min. Bend

Radius

(inches)Single Wire Braid Fabric Covered

MIL-H-8788- 4-L ¹⁄4 ⁷⁄32 .63 3,000 16,000 8,000 3.00

MIL-H-8788- 5-L ⁵⁄16 ⁹⁄32 .70 3,000 14,000 7,000 3.38

MIL-H-8788- 6-L ³⁄8 ¹¹⁄32 .77 3,000 14,000 7,000 5.00

MIL-H-8788- 8-L ¹⁄2 ⁷⁄16 .86 3,000 14,000 7,500 5.75

MIL-H-8788-10-L ⁵⁄8 ⁹⁄16 1.03 3,000 12,000 6,000 6.50

MIL-H-8788-12-L ³⁄4 ¹¹⁄16 1.22 3,000 12,000 6,000 7.75

MIL-H-8788-16-L 1 ⁷⁄8 1.50 3,000 10,000 5,000 9.63 Multiple Wire Braid Rubber CoveredConstruction: Seamless synthetic rubber inner tube reinforced

with one fiber braid, one braid of high tensile steel wire and

covered with an oil resistant rubber impregnated fiber braid.

Identification: Hose is identified by specification number,

size number, quarter year and year, hose manufacturer’s

identification.

Uses: Hose is approved for use in aircraft hydraulic, pneumatic,

coolant, fuel, and oil systems.Operating Temperatures:

Sizes 3 through 12: − 65 °F to + 250 °F

Sizes 16 through 48: − 40 °F to + 275 °F

Note: Maximum temperatures and pressures should not be

used simultaneously.

Construction: Seamless synthetic rubber inner tube reinforced

with one fiber braid, two or more steel wire braids, and

covered with synthetic rubber cover (for gas applications

request perforated cover).

Identification: Hose is identified by specification number,

size number, quarter year and year, hose manufacturer’s

identification.Uses: High pressure hydraulic, pneumatic, coolant, fuel and oil.

Operating Temperatures: − 65 °F to + 200 °F

Figure 9-37. Aircraft hose specifications.

Figure 9-38. Hydraulic hose burst test stand.

SocketNippleSpur

Reinforcement Sheath

Figure 9-39. Reusable fittings for medium-pressure hose.

stripe running along its length. This stripe should not spiral

around the hose.

Bending

To avoid sharp bends in the hose assembly, use elbow

fittings, hose with elbow-type end fittings, or the appropriate

bend radii. Bends that are too sharp reduce the bursting

pressure of flexible hose considerably below its rated value.

[Figure 9-40]

Clearance

The hose assembly must clear all other lines, equipment, and

adjacent structure under every operating condition.

Flexible hose should be installed so that it is subject to a

minimum of flexing during operation. Although hose must

be supported at least every 24 inches, closer supports are

desirable. Flexible hose must never be stretched tightly

between two fittings. If clamps do not seal at specified

tightening, examine hose connections and replace parts as

necessary. The above is for initial installation and should not

be used for loose clamps.

For retightening loose hose clamps in service, proceed as

follows:

• Non-self-sealing hose—if the clamp screw cannot

be tightened with the fingers, do not disturb unless

leakage is evident. If leakage is present, tighten one-

fourth turn.

• Self-sealing hose—if looser than finger-tight, tighten

to finger-tight and add one-fourth turn. [Figure 9-41]Hose Fittings

Flexible hose may be equipped with either swaged fittings or

detachable fittings, or they may be used with beads and hose

clamps. Hoses equipped with swaged fittings are ordered by

correct length from the manufacturer and ordinarily cannot

be assembled by the mechanic. They are swaged and tested

at the factory and are equipped with standard fittings. The

detachable fittings used on flexible hoses may be detached

and reused if they are not damaged; otherwise, new fittings

must be used. [Figure 9-39]

Installation of Flexible Hose Assemblies

Slack

Hose assemblies must not be installed in a manner that causes

a mechanical load on the hose. When installing flexible hose,

provide slack or bend in the hose line from 5 to 8 percent of

its total length to provide for changes in length that occurs

when pressure is applied. Flexible hose contracts in length

and expands in diameter when pressurized. Protect all flexible

hoses from excessive temperatures, either by locating the lines

so they are not affected or by installing shrouds around them.

Flex

When hose assemblies are subject to considerable vibration

or flexing, sufficient slack must be left between rigid fittings.

Install the hose so that flexure does not occur at the end

fittings. The hose must remain straight for at least two hose

diameters from the end fittings. Avoid clamp locations that

restrict or prevent hose flexure.

Twisting

Hoses must be installed without twisting to avoid possible

rupture of the hose or loosening of the attaching nuts. Use of

swivel connections at one or both ends relieve twist stresses.

Twisting of the hose can be determined from the identification

Wrong

WrongWrong

WrongRight

RightRight

RightPlanning Hose Line Installations

1. Provide slack or bend in the hose line to provide for changes

in length that will occur when pressure is applied.2. Observe linear stripe. The hose must not be twisted. High

pressures applied to a twisted hose may cause failure or

loosen the nut.

3. Relieve sharp bends, avoid strain or hose collapse, and make

cleaner installations by using Aeroquip elbows or other

adapter fittings. Provide as large a bend radius as possible.

Never use less than the recommended minimum bend

radius specified for the hose.

4. Provide additional bend radius when lines are subject to

flexing and remember that the metal end fittings are not

flexible. Place line support clamps so as not to restrict

hose flexing.

Figure 9-40. Flexible hose installation.

Self-sealing hose

approximately

15 in-lb

All other

aircraft hose

approximately

25 in-lbFinger-tight plus 2

complete turns

Finger-tight plus

1¼ complete

turnsFinger-tight plus

2½ complete

turns

Finger-tight plus 2

complete turnsInitial

Installation

OnlyWorm screw type

clamp (10 threads

per inch)Clamps—

radial and other

type (28 threads

per inch)

Figure 9-41. Hose clamp tightening.Hose Clamps

To ensure proper sealing of hose connections and to prevent

breaking hose clamps or damaging the hose, follow the hose

clamp tightening instructions carefully. When available, use

the hose clamp torque-limiting wrench. These wrenches

are available in calibrations of 15 and 25 in-lb limits. In the

absence of torque-limiting wrenches, follow the finger-tight-

plus-turns method. Because of the variations in hose clamp

design and hose structure, the values given in Figure 9-41 are

approximate. Therefore, use good judgment when tightening

hose clamps by this method. Since hose connections are subject

to “cold flow” or a setting process, a follow-up tightening

check should be made for several days after installation.

Support clamps are used to secure the various lines to the

airframe or powerplant assemblies. Several types of support

clamps are used for this purpose. The most commonly

used clamps are the rubber-cushioned and plain. The

rubber-cushioned clamp is used to secure lines subject to

vibration; the cushioning prevents chafing of the tubing. [Figure 9-42] The plain clamp is used to secure lines in areas

not subject to vibration.

A Teflon™-cushioned clamp is used in areas where the

deteriorating effect of Skydrol™, hydraulic fluid, or fuel

is expected. However, because it is less resilient, it does

not provide as good a vibration-damping effect as other

cushion materials.

GrommetSupport tube at least 1/4" from edge of hole

Figure 9-42. Rubber-cushioned clamp.

Tube OD (in.)Distance Between Supports (in.)

Aluminum Alloy Steel

¹⁄8 9¹⁄2 11¹⁄2

³⁄16 12 14

¹⁄4 13¹⁄2 16

⁵⁄16 15 18

³⁄8 16¹⁄2 20

¹⁄2 19 23

⁵⁄8 22 25¹⁄2

³⁄4 24 27¹⁄2

1 26¹⁄2 30

Figure 9-43. Maximum distance between supports for fluid tubing.Use bonded clamps to secure metal hydraulic, fuel, or oil lines

in place. Unbonded clamps should be used only for securing

wiring. Remove any paint or anodizing from the portion of the

tube at the bonding clamp location. Make certain that clamps

are of the correct size. Clamps or supporting clips smaller

than the outside diameter of the hose may restrict the flow

of fluid through the hose. All fluid lines must be secured at

specified intervals. The maximum distance between supports

for rigid tubing is shown in Figure 9-43.

Inspection Concepts & TechniquesChapter 10

Inspections are visual examinations and manual checks to

determine the condition of an aircraft or component. An

aircraft inspection can range from a casual walk around to a

detailed inspection involving complete disassembly and the

use of complex inspection aids.

An inspection system consists of several processes, including

reports made by mechanics, the pilot, or crew flying an

aircraft and regularly scheduled inspections of an aircraft. An

inspection system is designed to maintain an aircraft in the

best possible condition. Thorough and repeated inspections

must be considered the backbone of a good maintenance

program. Irregular and haphazard inspections invariably

result in gradual and certain deterioration of an aircraft. The

time spent repairing an abused aircraft often totals far more

than any time saved in hurrying through routine inspections

and maintenance.

It has been proven that regularly scheduled inspections and

preventive maintenance assure airworthiness. Operating

failures and malfunctions of equipment are appreciably

reduced if excessive wear or minor defects are detected

and corrected early. The importance of inspections and the

proper use of records concerning these inspections cannot

be overemphasized.

Airframe and engine inspections may range from preflight

inspections to detailed inspections. The time intervals for the

inspection periods vary with the models of aircraft involved

and the types of operations being conducted. The airframe

and engine manufacturer’s instructions should be consulted

when establishing inspection intervals.

Aircraft may be inspected using a flight hours inspection

system, a calendar inspection system, or a combination of

both. Under the calendar inspection system, the appropriate

inspection is performed on the expiration of a specified

number of calendar weeks. The calendar inspection system

is an efficient system from a maintenance management

standpoint. Scheduled replacement of components with stated

hourly operating limitations is normally accomplished during

the calendar inspection falling nearest the hourly limitation.

In some instances, a flight hour limitation is established

to limit the number of hours that may be flown during the

calendar interval.Aircraft operating under the flight hour system are inspected

when a specified number of flight hours are accumulated.

Components with stated hourly operating limitations are

normally replaced during the inspection that falls nearest

the hourly limitation.

Basic Inspection

Techniques/Practices

Before starting an inspection, be certain all plates, access

doors, fairings, and cowling have been opened or removed

and the structure cleaned. When opening inspection plates

and cowling, and before cleaning the area, take note of any

oil or other evidence of fluid leakage.

Preparation

In order to conduct a thorough inspection, a great deal of

paperwork and/or reference information must be accessed

and studied before proceeding to the aircraft to conduct the

inspection. The aircraft logbooks must be reviewed to provide

background information and a maintenance history of the

particular aircraft. The appropriate checklist or checklists

must be utilized to ensure that no items are forgotten or

overlooked during the inspection. Also, many additional

publications must be available, either in hard copy or in

electronic format, to assist in the inspections. These additional

publications may include information provided by the aircraft

and engine manufacturers, appliance manufacturers, parts

vendors, and the Federal Aviation Administration (FAA).

Aircraft Logs

“Aircraft logs,” as used in this handbook, is an inclusive

term that applies to the aircraft logbook and all supplemental

records concerned with the aircraft. They may come in a

variety of formats. For a small aircraft, the log may indeed

be a small 5" × 8" logbook. For larger aircraft, the logbooks

are often larger and in the form of a three-ring binder. Aircraft

that have been in service for a long time are likely to have

several logbooks.

The aircraft logbook is the record where all data concerning

the aircraft is recorded. Information gathered in this log is

used to determine the aircraft condition, date of inspections,

time on airframe, engines, and propellers. It reflects a

10-2history of all significant events occurring to the aircraft, its

components, and accessories. Additionally, it provides a place

for indicating compliance with FAA airworthiness directives

(ADs) or manufacturers’ service bulletins (SB). The more

comprehensive the logbook, the easier it is to understand the

aircraft’s maintenance history.

When the inspections are completed, appropriate entries

must be made in the aircraft logbook certifying that the

aircraft is in an airworthy condition and may be returned to

service. When making logbook entries, exercise special care

to ensure that the entry can be clearly understood by anyone

having a need to read it in the future. Also, if making a

hand-written entry, use good penmanship and write legibly.

To some degree, the organization, comprehensiveness, and

appearance of the aircraft logbooks have an impact on the

value of the aircraft. High quality logbooks can mean a

higher value for the aircraft.

Checklists

Always use a checklist when performing an inspection.

The checklist may be of your own design, one provided

by the manufacturer of the equipment being inspected, or

one obtained from some other source. The checklist should

include the following:

1. Fuselage and Hull Group

a. Fabric and skin—for deterioration, distortion,

other evidence of failure, and defective or

insecure attachment of fittings.

b. Systems and components—for proper installation,

apparent defects, and satisfactory operation.

c. Envelope gas bags, ballast tanks, and related

parts—for condition.

2. Cabin and Cockpit Group

a. General—for cleanliness and loose equipment

that needs to be secured.

b. Seats and safety belts—for condition and security.

c. Windows and windshields—for deterioration and

breakage.

d. Instruments—for condition, mounting, marking,

and (where practicable) for proper operation.

e. Flight and engine controls—for proper installation

and operation.

f. Batteries—for proper installation and charge.

g. All systems—for proper installation, general

condition, apparent defects, and security of

attachment.

3. Engine and Nacelle Groupa. Engine section—for visual evidence of excessive

oil, fuel, hydraulic leaks, and sources of such

leaks.

b. Studs and nuts—for proper torquing and obvious

defects.

c. Internal engine—for cylinder compression and

for metal particles or foreign matter on screens

and sump drain plugs. If cylinder compression is

weak, check for improper internal condition and

improper internal tolerances.

d. Engine mount—for cracks and looseness of

mounting.

e. Flexible vibration dampeners—for condition and

deterioration.

f. Engine controls—for defects, proper travel, and

proper safetying.

g. Lines, hoses, and clamps—for leaks, condition,

and looseness.

h. Exhaust stacks—for cracks, defects, and proper

attachment.

i. Accessories—for apparent defects in security of

mounting.

j. All systems—for proper installation, general

condition defects, and secure attachment.

k. Cowling—for cracks and defects.

l. Ground run-up and functional check—check

all powerplant controls and systems for correct

response, all instruments for proper operation

and indication.

4. Landing Gear Group

a. All units—for condition and security of

attachment.

b. Shock absorbing devices—for proper oleo fluid

level.

c. Linkage, trusses, and members—for undue or

excessive wear, fatigue, and distortion.

d. Retracting and locking mechanism—for proper

operation.

e. Hydraulic lines—for leakage.

f. Electrical system—for chafing and proper

operation of switches.

g. Wheels—for cracks, defects, and condition of

bearings.

h. Tires—for wear and cuts.

i. Brakes—for proper adjustment.

j. Floats and skis—for security of attachment and

10-3obvious defects.

5. Wing and Center Section

a. All components—for condition and security.

b. Fabric and skin—for deterioration, distortion,

other evidence of failure, and security of

attachment.

c. Internal structure (spars, ribs, compression

members)—for cracks, bends, and security.

d. Movable surfaces—for damage or obvious

defects, unsatisfactory fabric or skin attachment,

and proper travel.

e. Control mechanism—for freedom of movement,

alignment, and security.

f. Control cables—for proper tension, fraying, wear,

and proper routing through fairleads and pulleys.

6. Empennage Group

a. Fixed surfaces—for damage or obvious defects,

loose fasteners, and security of attachment.

b. Movable control surfaces—for damage or

obvious defects, loose fasteners, loose fabric, or

skin distortion.

c. Fabric or skin—for abrasion, tears, cuts, defects,

distortion, and deterioration.

7. Propeller Group

a. Propeller assembly—for cracks, nicks, bends, and

oil leakage.

b. Bolts—for proper torquing and safe tying.

c. Anti-icing devices—for proper operation and

obvious defects.

d. Control mechanisms—for proper operation,

secure mounting, and travel.

8. Communication and Navigation Group

a. Radio and electronic equipment—for proper

installation and secure mounting.

b. Wiring and conduits—for proper routing, secure

mounting, and obvious defects.

c. Bonding and shielding—for proper installation

and condition.

d. Antennas—for condition, secure mounting, and

proper operation.

9. Miscellaneous

a. Emergency and first aid equipment—for general

condition and proper stowage.b. Parachutes, life rafts, flares, and so forth—

inspect in accordance with the manufacturer’s

recommendations.

c. Autopilot system—for general condition, security

of attachment, and proper operation.

Publications

Aeronautical publications are the sources of information

for guiding aviation mechanics in the operation and

maintenance of aircraft and related equipment. The

proper use of these publications greatly aid in the

efficient operation and maintenance of all aircraft. These

include manufacturers’ SBs, manuals, and catalogs; FAA

regulations; ADs; advisory circulars (ACs); and aircraft,

engine, and propeller specifications.

Manufacturers’ Service Bulletins/Instructions

Service bulletins or service instructions are two of several

types of publications issued by airframe, engine, and

component manufacturers. The bulletins may include:

purpose for issuing the publication; name of the applicable

airframe, engine, or component; detailed instructions for

service, adjustment, modification or inspection, and source

of parts, if required; and estimated number of man-hours

required to accomplish the job.

Maintenance Manual

The manufacturer’s aircraft maintenance manual contains

complete instructions for maintenance of all systems and

components installed in the aircraft. It contains information

for the mechanic who normally works on components,

assemblies, and systems while they are installed in the

aircraft, but not for the overhaul mechanic. A typical aircraft

maintenance manual contains:

• A description of the systems (i.e., electrical, hydraulic,

fuel, control)

• Lubrication instructions setting forth the frequency

and the lubricants and fluids that are to be used in the

various systems

• Pressures and electrical loads applicable to the various

systems

• Tolerances and adjustments necessary to proper

functioning of the airplane

• Methods of leveling, raising, and towing

• Methods of balancing control surfaces

• Identification of primary and secondary structures

• Frequency and extent of inspections necessary to the

proper operation of the airplane

10-4• Special repair methods applicable to the airplane

• Special inspection techniques requiring x-ray,

ultrasonic, or magnetic particle inspection

• A list of special tools

Overhaul Manual

The manufacturer’s overhaul manual contains brief

descriptive information and detailed step-by-step instructions

covering work normally performed on a unit that has been

removed from the aircraft. Simple, inexpensive items, such

as switches and relays where overhaul is uneconomical, are

not covered in the overhaul manual.

Structural Repair Manual

The structural repair manual contains the manufacturer’s

information and specific instructions for repairing primary

and secondary structures. Typical skin, frame, rib, and stringer

repairs are covered in this manual. Also, included are material

and fastener substitutions and special repair techniques.

Illustrated Parts Catalog

The illustrated parts catalog presents component breakdowns

of structure and equipment in disassembly sequence. Also,

included are exploded views or cutaway illustrations for all

parts and equipment manufactured by the aircraft manufacturer.

Wiring Diagram Manual

The wiring diagram manual is a collection of diagrams,

drawings, and lists that define the wiring and hook up of

associated equipment installed on airplanes. The data is

organized in accordance with the Air Transport Association

ATA iSPec 2200 specification.

Code of Federal Regulations (CFRs)

The Code of Federal Regulations (CFRs) were established

by law to provide for the safe and orderly conduct of

flight operations and to prescribe airmen privileges and

limitations. A knowledge of the CFRs is necessary during the

performance of maintenance, since all work done on aircraft

must comply with CFR provisions.

Airworthiness Directives (ADs)

A primary safety function of the FAA is to require correction

of unsafe conditions found in an aircraft, aircraft engine,

propeller, or appliance when such conditions exist and are

likely to exist or develop in other products of the same

design. The unsafe condition may exist because of a design

defect, maintenance, or other causes. Title 14 of the CFR

part 39, Airworthiness Directives, defines the authority

and responsibility of the administrator for requiring the

necessary corrective action. The ADs are published to

notify aircraft owners and other interested persons of unsafe conditions and to prescribe the conditions that the

product may continue to be operated. Furthermore, these

are federal aviation regulations and must be complied with

unless specific exemption is granted.

There are two categories of ADs:

1. Those of an emergency nature requiring immediate

compliance upon receipt.

2. Those of a less urgent nature requiring compliance

within a relatively longer period of time.

Also, ADs may be a one-time compliance item or a recurring

item that requires future inspection on an hourly basis (accrued

flight time since last compliance) or a calendar time basis.

The contents of ADs include the aircraft, engine, propeller, or

appliance model and serial numbers affected. Also, included

are the compliance time or period, a description of the

difficulty experienced, and the necessary corrective action.

Type Certificate Data Sheets (TCDS)

The type certificate data sheet (TCDS) describes the type

design and sets forth the limitations prescribed by the

applicable CFR part. It also includes any other limitations

and information found necessary for type certification of a

particular model aircraft. [Figure 10-1]

All TCDS are numbered in the upper right corner of each

page. This number is the same as the type certificate number.

The name of the type certificate holder, together with all of

the approved models, appears immediately below the type

certificate number. The issue date completes this group. This

information is contained within a bordered text box to set it off.

The TCDS is separated into one or more sections. Each

section is identified by a Roman numeral followed by the

model designation of the aircraft that the section pertains. The

category or categories that the aircraft can be certificated in

are shown in parentheses following the model number. Also,

included is the approval date shown on the type certificate.

The data sheet contains information regarding:

1. Model designation of all engines that the aircraft

manufacturer obtained approval for use with this

model aircraft.

2. Minimum fuel grade to be used.

3. Maximum continuous and takeoff ratings of the

approved engines, including manifold pressure (when

used), rotations per minute (rpm), and horsepower (hp).

4. Name of the manufacturer and model designation for

each propeller that the aircraft manufacturer obtained

10-5approval is shown together with the propeller limits

and any operating restrictions peculiar to the propeller

or propeller engine combination.

5. Airspeed limits in both miles per hour (mph) and knots.

6. Center of gravity (CG) range for the extreme loading

conditions of the aircraft is given in inches from the

datum. The range may also be stated in percent of

mean aerodynamic chord (%MAC) for transport

category aircraft.

7. Empty weight center of gravity (EWCG) range (when

established) is given as fore and aft limits in inches

from the datum. If no range exists, the word “none”

is shown following the heading on the data sheet.

8. Location of the datum.

9. Means provided for leveling the aircraft.

10. All pertinent maximum weights.

11. Number of seats and their moment arms.

12. Oil and fuel capacity.

13. Control surface movements.

14. Required equipment.

15. Additional or special equipment found necessary for

certification.

16. Information concerning required placards.

It is not within the scope of this handbook to list all the items

that can be shown on the TCDS. Those items listed above

serve only to acquaint aviation mechanics with the type of

information generally included on the data sheets. TCDS

may be many pages in length.

When conducting a required or routine inspection, it is

necessary to ensure that the aircraft and all the major items

on it are as defined in the TCDS. The inspector ensures that

all installed aircraft equipment conforms to the TCDS. This

is called a conformity check and verifies that the aircraft

conforms to the specifications of the aircraft as it was

originally certified. Sometimes alterations are made that are

not specified or authorized in the TCDS. When that condition

exists, a supplemental type certificate (STC) is issued. STCs

are considered a part of the permanent records of an aircraft

and should be maintained as part of that aircraft’s logs.

Routine/Required Inspections

For the purpose of determining their overall condition, 14

CFR provides for the inspection of all civil aircraft at specific

intervals, depending generally upon the type of operations

that they are engaged in. The pilot-in-command (PIC)

of a civil aircraft is responsible for determining whether

that aircraft is in a condition for safe flight. Therefore, the aircraft must be inspected before each flight. More detailed

inspections must be conducted by aviation maintenance

technicians (AMTs at least once each 12 calendar months,

while inspection is required for others after each 100 hours

of flight. In other instances, an aircraft may be inspected in

accordance with a system set up to provide for total inspection

of the aircraft over a calendar or flight time period. These

include phase-type inspections.

To determine the specific inspection requirements and

rules for the performance of inspections, refer to the CFR

that prescribes the requirements for the inspection and

maintenance of aircraft in various types of operations.

Preflight/Postflight Inspections

Pilots are required to follow a checklist contained within

the Pilot’s Operating Handbook (POH) when operating

aircraft. The first section of the checklist is entitled “Preflight

Inspection.” The preflight inspection checklist includes

a “walk-around” section listing items that the pilot is to

visually check for general condition as they walk around

the airplane. Also, the pilot must ensure that fuel, oil, and

other items required for flight are at the proper levels and not

contaminated. Additionally, it is the pilot’s responsibility to

review the aircraft maintenance records, and other required

paperwork to verify that the aircraft is indeed airworthy. After

each flight, it is recommended that the pilot or mechanic

conduct a postflight inspection to detect any problems that

might require repair or servicing before the next flight.

Annual/100-Hour Inspections

The basic requirements for annual and 100-hour inspections are

discussed in 14 CFR part 91. With some exceptions, all aircraft

must have a complete inspection annually. Aircraft that are used

for commercial purposes (carrying any person, other than a

crewmember, for hire or flight instruction for hire) and are likely

to be used more frequently than noncommercial aircraft must

have this complete inspection every 100 hours. The scope and

detail of items to be included in annual and 100-hour inspections

is included as Appendix D to part 43. [Figure 10-2]

A properly written checklist, such as the one shown earlier in

this chapter, includes all the items of Appendix D. Although

the scope and detail of annual and 100-hour inspections are

identical, there are two significant differences. One difference

involves persons authorized to conduct them. A certified

airframe and powerplant (A&P) maintenance technician can

conduct a 100-hour inspection, whereas an annual inspection

must be conducted by a certified A&P maintenance technician

with inspection authorization (IA). The other difference

involves authorized overflight of the maximum 100 hours

before inspection. An aircraft may be flown up to 10 hours

beyond the 100-hour limit if necessary to fly to a destination

10-6Page No. 1 2 3 4 5 6

Rev. No. 4 - - 4 2 4

DEPARTMENT OF TRANSPORTATION

FEDERAL AVIATION ADMINISTRATION

A27EU

Revision 4

AIRBUS DEFENCE AND SPACE GMBH

EADS DEUTSCHLAND GMBH

DAIMLER CHRYSLER AEROSPACE AG

DAIMLER -BENZ AEROSPACE AG

DEUTSCHE AEROSPACE AG

MESSERSCHMITT -BÖLKOW -BLOHM AG

MESSERSCHMITT -BÖL KOW -BLOHM GMBH

BO-209-150 FV & RV

BO-209-160 FV & RV

BO-209-150 FF

July 9 , 2015

TYPE CERTIFICATE DATA SHEET NO. A27EU

This data sheet, which is a part of Type Certificate No. A27EU, prescribes conditions and limitations under which the product

for which the Type Certificate was issued meets the airworthiness requirements of the Federal Aviation Regulations.

Type Certificate Holder Airbus Defence and Space GmbH

Willy -Messerschmitt -Strasse 1

85521 Ottobrunn

Germany

Type Certificate Ownership Record Messerschmitt -Bölkow -Blohm GmbH transferred TC A27EU to Messerschmitt -Bölkow -

Blohm AG on April 1, 1992 (See NOTE 4.)

Messerschmitt -Bölkow -Blohm AG transferred TC A27EU to Deutsche Aerospace AG on

November 30, 1992

Deutsche Aerospace AG transferred TC A27E Uto Daimler -Benz Aerospace AG on

January 2, 1995

Daimler -Benz Aerospace AG transferred TC A27EU to Daimler Chrysler Aerospace AG

on November 17, 1998

Daimler Chrysler Aerospace AG transferred TC A27EU to EADS Deutschland GmbH on

July 10, 2000

EADS Deu tschland GmbH transferred TC A27EU to Airbus Defence and Space GmbH

on July 1, 2014

(See NOTE 7.)

I-Model BO -209-150 FV and RV, 2 PCLM (Normal and Utility Category), approved 9 July 1971

(FV model has fixed nose L.g.; RV model has retractable nose L .g.).

Engine Lycoming O -320-E1C or O-320-E1F

Fuel 80/87 minimum grade aviation gasoline

Engine limits For all operations, 2700 r.p.m. (150 hp.)

Propeller and Hartzell HC -C2YL -1B/7663A -6

propeller limits Diameter: 70 in. no further reduction pe rmitted

Pitch setting at 30 in. radius: High 27°

Low 12°12'

Spinner: MBB P/N 209-61056

Governor: Woodward P/N T210452 or P/N 210681

Figure 10-1. Type certificate data sheet (TCDS).

10-72 A27EU

Airspeed limits (CAS) Normal and Utility Category

Never exceed 173 knots (199 m.p.h.)

Maximum structural cruising 135 knots (155 m.p.h.)

Maneuvering 117 knots (135 m.p.h.)

Flaps extended 88 knots (101 m.p.h.)

*Landing gear operation 104 knots (120 m.p.h.)

*Landing gear extended 173 knots (199 m.p.h.)

(*Applies only to the RV model).

C.G. range Normal Category

(85.47) to (89.37) at 1265 lb. or less

(86.92) to (89.37) at 1808 lb.

Utility Category

(85.47) to (89.37) at 1265 lb. or less

(86.25) to (89.37) at 1565

Maximum weight 1808 lb., for Normal Category

1565 lb., for Utility Category

No. of seats 2 at (+ 90.7)

Maximum baggage 110 lb. at (+114.2)

Fuel capacity 39.2 gal. total (38.6 gal. usable; two 19.6 gal., wing tanks at + 90.7)

Oil capacity 8 qt. (+3.94)

See NOTE 1 for unusable fuel and undrainable oil data.

II-Model BO -209-160 FV and RV, 2 PCLM (Normal and Utility Category), approved 9 July 1971

(FV model has fixed nose L.g.; RV model has retractable nose L.g.).

Engine Lycoming IO -320-D1A or IO-320-D1B

Fuel 100/130 minimum grade aviation gasoline

Engine limits For all operations, 2700 r.p.m. (160 hp.)

Propeller and Hartzell HC -C2YL -1B/7663A -6

propeller limits Diameter: 70 in. no further reduction permitted

Pitch setting at 30 in. radius: High 27°

Low 14°57'

Spinner: MBB P/N 209-61056

Governor: Woodward P/N T210452 or P/N 210681

Airspeed limits (C AS) Normal and Utility Category

Never exceed 173 knots (199 m.p.h.)

Maximum structural cruising 135 knots (155 m.p.h.)

Maneuvering 117 knots (135 m.p.h.)

Flaps extended 88knots (101 m.p.h.)

*Landing gear operation 104 knots (120 m.p.h.)

*Landing gear extended 173 knots (199 m.p.h.)

(*Applies only to the RV model).

C.G. range Normal Category

(85.47) to (89.37) at 1265 lb. or less

(86.92) to (89.37) at 1808 lb.

Utility Category

(85.47) to (89.37) at 1265 lb. or less

(86.25) to (89.37) at 1565 lb.

Figure 10-1. Type certificate data sheet (TCDS) (continued).

10-83 A27EU

Maximum weight 1808 lb. for Normal Category

1565 lb. for Utility Category

No. of seats 2 at (+ 90.7)

Maximum baggage 110 lb. at (+ 114.2)

Fuel capacity 39.2 gal. total (38.6 gal. usable; two 19.6 gal., wing tanks at + 90.7)

Oil capacity 8 qt. (+3.94)

See NOTE 1 for unusable fuel and undrainable oil data.

III-Model BO -209-150 FF, 2 PCLM (Normal and Utility Category), approved 9 July 1971

(fixed nose L.g.).

Engine Lycoming O -320-E2C or O-320-E2F

Fuel 80/87 minimum grade aviation gasoline.

Engine limits For all operations, 2700 r.p.m. (150 hp.)

Propeller and McCauley 1C172MGM -70.5-60 or -66

propeller limits Static r.p.m. at maximum permissible throttle setting:

Not over 2400, not under 2100

No additional tolerance permitted.

Diameter: Maximum 70.5 in., minimum for repairs 70 in.

No further reduction permitted

Spinner: MBB P/N 209-61156

Airspeed limits (CAS) Normal and Utility Category

Never exceed 173knots (199 m.p.h.)

Maximum structural cruising 135 knots (155 m.p.h.)

Maneuvering 117 knots (135 m.p.h.)

Flaps extended 88 knots (101 m.p.h.)

C.G. range Normal Category

(85.47) to (89.37) at 1265 lb. or less

(86.92) to (89.37) at 1808 lb.

Utility Category

(85.47) to (89.37) at 1265 lb. or less

(86.25) to (89.37) at 1565 lb.

Maximum weight 1808 lb., for Normal Category

1565 lb., for Utility Category

No. of seats 2 at (+ 90.7)

Maximum baggage 110 lb. at (+114.2)

Fuel capacity 39.2 gal. total (38.6 gal. usable; two 19.6 gal., wing tanks at + 90.7)

Oil capacit y 8 qt. (+3.94)

See NOTE 1 for unusable fuel and undrainable oil data.

Figure 10-1. Type certificate data sheet (TCDS) (continued).

10-94 A27EU

DATA PERTINENT TO ALL MODELS

Control Surface Movements Ailerons Up 29°+1° Down 14° +1°

Wing flaps Down 35° + 0°

-3°

Stabilator Up 18°+1° Down 9°+1°

Rudder Left 28°+2° Right 28° +2°

Stabilator trim, distance measured between trailing edge of trim tab

and trailing edge of stabilator with stabilator in the neutral position.

tab neutral: 0.32 in. Down, +0.08 in.

nose down: 0.20 in. Up, +0.08 in.

nose up: 0.66 in. Down, +0.08 in.

total travel: 0.86 in. +0.16 in.

Datum 75.51 in. forward of wing leading edge at split line of the wing/wing stub fairing.

Leveling means Two leveling points on left side of fuselage.

Serial Nos. eligible Serial Numbers 121 and subsequent.

The Federal Republic of Germany Government Certificate of Airworthiness for Export

endorsed as noted below under "Import Requirements" must be submitted for each

individual aircraft for which application for airworthiness certification is made.

Certification basis FAR 21.29 and FAR 23 dated 1 February 1965 as amended by Amendments 23-1

through 23-9 inclusive. Type Certificate No. A27EU, issued 9 July 1971.

Date of Application for Type Certificate: 11 May 1970.

The Luftfahrt Bundesamt originally type certificated this aircraft under its type certificate

Number 680. The FAA validated this product under U.S. Type Certificate Number

A27EU. Effective September 28, 2003, the European Aviation Safety Agency (EASA)

began oversight of this product on behalf of Germany.

The EASA type certificate for the BO-209 models is EASA.A.357.

Import Requireme nts The FAA can issue a U.S. airworthiness certificate based on an NAA Export Certificate

of Airworthiness (Export C of A) signed by a representative of the Luftfahrt Bundesamt

on behalf of the European Community. The Export C of A should contain the following

statement: ‘The aircraft covered by this certificate has been examined, tested, and found

to comply with U.S. airworthiness regulations 14 CFR Part 23 approved under U.S.

Type Certificate No . A27EU and to be in a condition for safe operation.’

Servi ce Information Each of the documents listed below must state that it is approved by the European

Aviation Safety Agency (EASA) or – for approvals made before September 28, 2003 –

by the Luftfahrt Bundesamt .

• Service bulletins,

• Structural repair m anuals,

• Vendor manuals,

• Aircraft flight manuals, and

• Overhaul and maintenance manuals.

The FAA accepts such documents and considers them FAA -approved unless one of the

following conditions exists:

• The documents change the limitations , performance, or procedures of the FAA

approved manuals; or

•The documents make an acoustical or emissions changes to this product’s U.S. type

certificate as defined in 14 CFR § 21.93.

Figure 10-1. Type certificate data sheet (TCDS) (continued).

10-105 A27EU

Service Information, cont'd The FAA uses the post type validation procedures to approve these documents. The

FAA may delegate on case-by -case to EASA to approve on behalf of the FAA for the

U.S. type certificate. If this is the case it will be noted on the document.

Equipment The basic required equipment as prescribed in the applicable airworthiness regulations

(see Certification Basis) must be installed in the aircraft for certification. In addition,

the following items of equipment are required:

1. Stall Warning System.

2. LBA -approved Model BO -209 Approved Flight Manual, Ref. No.LF

37E-7/71 dated July 1971 or later LBA-approved revision.

3. Airplanes S/N 121 through 130 must be modified in accordance with MBB

Technical Note TN 9 -71 to provide an alternate static system source

and an aural landing gear warning system. (These systems are incorporated

in production on S/Ns 131 and subsequent).

NOTE 1. Current weight and balance report including list of equipment in certificated empty weight, and loading

instructions when necessary, must be provided for each airplane at the time of original airworthiness

certification. The certificated empty weight and corresponding center of gravity must include

undrainable oil of 0 lbs. at +39.4 and unusable fuel of 3.6 lb. at +90.7.

NOTE 2. The following placard must be displayed in front and in clear view of the pilot:

"This airplane must be operated as a Normal or Utility Category airplane in compliance with their

operating limitations stated in the form of placards, m arkings, and manuals."

In addition, all placards required in the LBA -approved Airplane Flight Manual must be installed

in the appropriate location.

NOTE 3. Information essential for proper maintenance of the airplane is contained in the Messerschmit t-Bolkow -

Blohm GmbH., Model BO -209 Maintenance Manual included in MBB document Ref. LF 37E -7/71.

NOTE 4. The airplane manufacturer is:

Waggon- und Maschienenbau A.G.

Donauworth, Laupheim

Federal Republic of Germany

(A division of Messerschmitt-Bolkow -Blohm).

NOTE 5. Installation of a Tost tow coupling (ring type), LBA approval No. 60.230.4 may be approved when

installed in accordance with MBB Drwg. 209-85003 (for glider towing) or MBB Drwgs. 209-85003

and 209-8700 (for banner towing).

NOTE 6. For issuance of an airworthiness certificate in accordance with 14 CFR Part 21.182(c), the Luftfahrt Bundesamt of

Germany must certify that the airplane conforms to the type design and is in a condition for safe operation. In that

regard, the Luftfahrt Bundesamt of Germany will certify that the airplane complies with all applicable mandatory

continuing airworthiness information (MCAI) it has issued. For issuance of an airworthiness certificate in

accordance with 14 CFR Part 21.182(d) the certific ating inspector, or other authorized person, must find, among

other things, that the product is in a condition for safe operation. In order to make that finding, the certificating

inspector or other authorized person should contact ACE -112, Federal Aviation Administration, Small Airplane

Directorate, prior to issuance to determine whether showing airplane compliance with certain MCAI is necessary

to support a finding that the airplane is in a condition for safe operation.

Figure 10-1. Type certificate data sheet (TCDS) (continued).

10-116 A27EU

NOTE 7. Some of these transfers were not notified to the FAA and so in some instances the actual type certificates were

not reissued.

.....END.....

Figure 10-1. Type certificate data sheet (TCDS) (continued).

10-12where the inspection is to be conducted.

Progressive Inspections

Because the scope and detail of an annual inspection is

very extensive and could keep an aircraft out of service

for a considerable length of time, alternative inspection

programs designed to minimize down time may be utilized.

A progressive inspection program allows an aircraft to be

inspected progressively. The scope and detail of an annual

inspection is essentially divided into segments or phases

(typically four to six). Completion of all the phases completes

a cycle that satisfies the requirements of an annual inspection.

The advantage of such a program is that any required segment

may be completed overnight and thus enable the aircraft to

fly daily without missing any revenue earning potential.

Progressive inspection programs include routine items, such

as engine oil changes, and detailed items, such as flight

control cable inspection. Routine items are accomplished

each time the aircraft comes in for a phase inspection, and

detailed items focus on detailed inspection of specific areas.

Detailed inspections are typically done once each cycle. A

cycle must be completed within 12 months. If all required

phases are not completed within 12 months, the remaining

phase inspections must be conducted before the end of the

12th month from when the first phase was completed.

Each registered owner or operator of an aircraft desiring to

use a progressive inspection program must submit a written

request to the FAA Flight Standards District Office (FSDO)

having jurisdiction over the area that the applicant is located.

Section 91.409(d) of 14 CFR part 91 establishes procedures

to be followed for progressive inspections. [Figure 10-3]

Continuous Inspections

Continuous inspection programs are similar to progressive

inspection programs, except that they apply to large or

turbine-powered aircraft and are therefore more complicated.

Like progressive inspection programs, they require approval

by the FAA Administrator. The approval may be sought

based upon the type of operation and the CFR parts that

the aircraft is operated under. The maintenance program

for commercially operated aircraft must be detailed in

the approved operations specifications (OpSpecs) of the

commercial certificate holder.

Airlines utilize a continuous maintenance program that

includes both routine and detailed inspections. However, the

detailed inspections may include different levels of detail.

Often referred to as “checks,” the A-checks, B-checks,

C-checks, and D-checks involve increasing levels of detail.

A-checks are the least comprehensive and occur frequently.

D-checks, on the other hand, are extremely comprehensive,

involving major disassembly, removal, overhaul, and inspection of systems and components. They might occur

only three to six times during the service life of an aircraft.

Altimeter & Transponder Inspections

Aircraft that are operated in controlled airspace under

instrument flight rules (IFR) must have each altimeter and

static system tested in accordance with procedures described

in 14 CFR part 43, Appendix E, within the preceding 24

calendar months. Aircraft having an air traffic control (ATC)

transponder must also have each transponder checked within

the preceding 24 months. All these checks must be conducted

by appropriately certified individuals.

Air Transport Association iSpec 2200

In an effort to standardize the format in which maintenance

information is presented in aircraft maintenance manuals,

Air Transport Association (now Airlines for America)issued

specifications for Manufacturers’ Technical Data. The

original specification was called ATA Spec 100. Over the

years, Spec 100 has been continuously revised and updated.

Eventually, ATA Spec 2100 was developed for electronic

documentation. These two specifications evolved into one

document called ATA iSpec 2200, developed and managed

by the ATA e-Business Program, a consensus-based industry

standards organization administered by Airlines for America

(A4A). As a result of this standardization, maintenance

technicians can always find information regarding a particular

system in the same section of an aircraft maintenance

manual, regardless of manufacturer. For example, if seeking

information about the electrical system on any aircraft, that

information is always found in section (chapter) 24.

The ATA iSpec 2200 divides the aircraft into systems, such

as air conditioning, that covers the basic air conditioning

system (ATA 21). Numbering in each major system provides

an arrangement for breaking the system down into several

subsystems. [Figure 10-4] Late model aircraft, both over and

under the 12,500-pound designation, have their parts manuals

and maintenance manuals arranged according to the ATA-

coded system. The following abbreviated table of ATA System,

Subsystem, and Titles is included for familiarization purposes.

Keep in mind that not all aircraft have all these systems

installed. Small and simple aircraft have fewer systems than

larger, more complex aircraft.

Special Inspections

During the service life of an aircraft, occasions may arise

when something out of the ordinary care and use of an aircraft

could possibly affect its airworthiness. When these situations

are encountered, special inspection procedures, also called

conditional inspections, are followed to determine if damage

to the aircraft structure has occurred. The procedures

10-13Figure 10-2. Title 14 CFR Appendix D to Part 43—Scope and detail of items (as applicable to the particular aircraft) to be included in

annual and 100-hour inspections. Appendix D to Part 43—Scope and Detail of Items (as Applicable to the Particular Aircraft) To Be Included in Annual

and 100-Hour Inspectionscondition, defects, and insecure attachment.

(11) Cowling—for cracks, and defects.

(e) Each person performing an annual or 100-hour inspection

shall inspect (where applicable) the following components of

the landing gear group:

(1) All units—for poor condition and insecurity of

attachment.

(2) Shock absorbing devices—for improper oleo fluid level.

(3) Linkages, trusses, and members—for undue or excessive

wear fatigue, and distortion.

(4) Retracting and locking mechanism—for improper

operation.

(5) Hydraulic lines—for leakage.

(6) Electrical system—for chafing and improper operation

of switches.

(7) Wheels—for cracks, defects, and condition of bearings.

(8) Tires—for wear and cuts.

(9) Brakes—for improper adjustment.

(10) Floats and skis—for insecure attachment and obvious or

apparent defects.

(f) Each person performing an annual or 100-hour inspection

shall inspect (where applicable) all components of the wing

and center section assembly for poor general condition, fabric

or skin deterioration, distortion, evidence of failure, and

insecurity of attachment.

(g) Each person performing an annual or 100-hour inspection shall

inspect (where applicable) all components and systems that

make up the complete empennage assembly for poor general

condition, fabric or skin deterioration, distortion, evidence of

failure, insecure attachment, improper component installation,

and improper component operation.

(h) Each person performing an annual or 100-hour inspection

shall inspect (where applicable) the following components of

the propeller group:

(1) Propeller assembly—for cracks, nicks, binds, and oil

leakage.

(2) Bolts—for improper torquing and lack of safetying.

(3) Anti-icing devices—for improper operations and obvious

defects.

(4) Control mechanisms—for improper operation, insecure

mounting, and restricted travel.

(i) Each person performing an annual or 100-hour inspection

shall inspect (where applicable) the following components of

the radio group:

(1) Radio and electronic equipment—for improper

installation and insecure mounting.

(2) Wiring and conduits—for improper routing, insecure

mounting, and obvious defects.

(3) Bonding and shielding—for improper installation and

poor condition.

(4) Antenna including trailing antenna—for poor condition,

insecure mounting, and improper operation.

(j) Each person performing an annual or 100-hour inspection

shall inspect (where applicable) each installed miscellaneous

item that is not otherwise covered by this listing for improper

installation and improper operation. (a) Each person performing an annual or 100-hour inspection

shall, before that inspection, remove or open all necessary

inspection plates, access doors, fairing, and cowling. He shall

thoroughly clean the aircraft and aircraft engine.

(b) Each person performing an annual or 100-hour inspection

shall inspect (where applicable) the following components

of the fuselage and hull group:

(1) Fabric and skin—for deterioration, distortion, other

evidence of failure, and defective or insecure attachment

of fittings.

(2) Systems and components—for improper installation,

apparent defects, and unsatisfactory operation.

(3) Envelope, gas bags, ballast tanks, and related parts—for

poor condition.

(c) Each person performing an annual or 100-hour inspection

shall inspect (where applicable) the following components

of the cabin and cockpit group:

(1) Generally—for uncleanliness and loose equipment that

might foul the controls.

(2) Seats and safety belts—for poor condition and apparent

defects.

(3) Windows and windshields—for deterioration and

breakage.

(4) Instruments—for poor condition, mounting, marking,

and (where practicable) improper operation.

(5) Flight and engine controls—for improper installation

and improper operation.

(6) Batteries—for improper installation and improper

charge.

(7) All systems—for improper installation, poor general

condition, apparent and obvious defects, and insecurity

of attachment.

(d) Each person performing an annual or 100-hour inspection

shall inspect (where applicable) components of the engine

and nacelle group as follows:

(1) Engine section—for visual evidence of excessive oil,

fuel, or hydraulic leaks, and sources of such leaks.

(2) Studs and nuts—for improper torquing and obvious

defects.

(3) Internal engine—for cylinder compression and for

metal particles or foreign matter on screens and sump

drain plugs. If there is weak cylinder compression,

for improper internal condition and improper internal

tolerances.

(4) Engine mount—for cracks, looseness of mounting, and

looseness of engine to mount.

(5) Flexible vibration dampeners—for poor condition and

deterioration.

(6) Engine controls—for defects, improper travel, and

improper safetying.

(7) Lines, hoses, and clamps—for leaks, improper condition

and looseness.

(8) Exhaust stacks—for cracks, defects, and improper

attachment.

(9) Accessories—for apparent defects in security of

mounting.

(10) All systems—for improper installation, poor general

10-14Figure 10-3. Title 14 CFR Section 91.409(d), Progressive Inspection.§ 91.409 Inspections.

(3) Enough housing and equipment for necessary

disassembly and proper inspection of the aircraft; and

(4) Appropriate current technical information for the

aircraft.

The frequency and detail of the progressive inspection shall

provide for the complete inspection of the aircraft within each

12 calendar months and be consistent with the manufacturer's

recommendations, field service experience, and the kind of

operation in which the aircraft is engaged. The progressive

inspection schedule must ensure that the aircraft, at all times,

will be airworthy and will conform to all applicable FAA

aircraft specifications, type certificate data sheets, airworthiness

directives, and other approved data. If the progressive inspection

is discontinued, the owner or operator shall immediately notify

the local FAA Flight Standards district office, in writing, of

the discontinuance. After the discontinuance, the first annual

inspection under §91.409(a)(1) is due within 12 calendar months

after the last complete inspection of the aircraft under the

progressive inspection. The 100-hour inspection under §91.409(b)

is due within 100 hours after that complete inspection. A complete

inspection of the aircraft, for the purpose of determining when

the annual and 100-hour inspections are due, requires a detailed

inspection of the aircraft and all its components in accordance with

the progressive inspection. A routine inspection of the aircraft and

a detailed inspection of several components is not considered to

be a complete inspection.(d) Progressive inspection. Each registered owner or operator of

an aircraft desiring to use a progressive inspection program

must submit a written request to the FAA Flight Standards

district office having jurisdiction over the area in which the

applicant is located, and shall provide—

(1) A certificated mechanic holding an inspection

authorization, a certificated airframe repair station, or

the manufacturer of the aircraft to supervise or conduct

the progressive inspection;

(2) A current inspection procedures manual available

and readily understandable to pilot and maintenance

personnel containing, in detail—

(i) An explanation of the progressive inspection,

including the continuity of inspection

responsibility, the making of reports, and the

keeping of records and technical reference

material;

(ii) An inspection schedule, specifying the intervals

in hours or days when routine and detailed

inspections will be performed and including

instructions for exceeding an inspection interval

by not more than 10 hours while en route and

for changing an inspection interval because of

service experience;

(iii) Sample routine and detailed inspection forms

and instructions for their use; and

(iv) Sample reports and records and instructions for

their use;

outlined on the following pages are general in nature and

are intended to acquaint the aviation mechanic with the areas

to be inspected. As such, they are not all inclusive. When

performing any of these special inspections, always follow

the detailed procedures in the aircraft maintenance manual.

In situations where the manual does not adequately address

the situation, seek advice from other maintenance technicians

who are highly experienced with them. The following

paragraphs describe some typical types of special inspections.

Hard or Overweight Landing Inspection

The structural stress induced by a landing depends not only

upon the gross weight at the time, but also upon the severity

of impact. The hard landing inspection is for hard landings at

or below the maximum design landing limits. An overweight

landing inspection must be performed when an airplane lands at

a weight above the maximum design landing weight. However,

because of the difficulty in estimating vertical velocity at the

time of contact, it is hard to judge whether or not a landing

has been sufficiently severe to cause structural damage. For

this reason, a special inspection is performed after a landing is

made at a weight known to exceed the design landing weight or

after a rough landing, even though the latter may have occurred

when the aircraft did not exceed the design landing weight.Wrinkled wing skin is the most easily detected sign of

an excessive load having been imposed during a landing.

Another indication easily detected is fuel leakage along

riveted seams. Other possible locations of damage are spar

webs, bulkheads, nacelle skin and attachments, firewall skin,

and wing and fuselage stringers. If none of these areas show

adverse effects, it is reasonable to assume that no serious

damage has occurred. If damage is detected, a more extensive

inspection and alignment check may be necessary.

Severe Turbulence Inspection/Over “G”

When an aircraft encounters a gust condition, the airload

on the wings exceeds the normal wingload supporting the

aircraft weight. The gust tends to accelerate the aircraft while

its inertia acts to resist this change. If the combination of gust

velocity and airspeed is too severe, the induced stress can

cause structural damage.

A special inspection is performed after a flight through severe

turbulence. Emphasis is placed upon inspecting the upper and

lower wing surfaces for excessive buckles or wrinkles with

permanent set. Where wrinkles have occurred, remove a few

rivets and examine the rivet shanks to determine if the rivets

10-15ATA iSpec 2200 Systems Sample

Systems Subsystems Title

21 AIR CONDITIONING

21 -00 General

21 -10 Compression

21 -20 Distribution

21 -30 Pressurization Control

21 -40 Heating

21 -50 Cooling

21 -60 Temperature Control

21 -70 Moisture/Air Contaminate Control

22 AUTO FLIGHT

23 COMMUNICATIONS

24 ELECTRICAL POWER

25 EQUIPMENT/FURNISHINGS

26 FIRE PROTECTION

27 FLIGHT CONTROLS

28 FUEL

29 HYDRAULIC POWER

30 ICE AND RAIN PROTECTION

31 INDICATING/RECORDING SYSTEMS

32 LANDING GEAR

33 LIGHTS

34 NAVIGATION

35 OXYGEN

36 PNEUMATIC

37 VACUUM

38 WATER/WASTE Systems Subsystems Title

42 INTEGRATED MODULAR AVIONICS

51 STANDARD PRACTICES AND

STRUCTURES - GENERAL

52 DOORS

53 FUSELAGE

54 NACELLES/PYLONS

55 STABILIZERS

56 WINDOWS

57 WINGS

60 STANDARD PR ACTICES -

PROPELLER/ROTOR

61 PROPELLERS/PROPULSION

62 ROTOR(S)

71 POWER PLANT

72 ENGINE TURBINE/TURBOPROP DUCTED

FAN/UNDUCTED FAN

72 -20 AIR INLET SECTION

73 ENGINE FUEL AND CONTROL

74 IGNITION

75 AIR

76 ENGINE CONTROLS

77 ENGINE INDICATING

78 EXHAUST

79 OIL

80 STARTING

81 TURBINES

82 WATER INJECTION

83 ACCESSORY GEAR-BOXES

This figure shows a representative number of systems/subsystems for demonstration purposes only. It is not all-encompassing and

should be viewed as a learning aid to understand the numbering method of the ATA iSpec 2200 System. Consult the specific aircraft

maintenance manuals or Airlines for America (A4A) for a complete description of the systems and subsystems.

Figure 10-4. ATA iSpec 2200 Systems.have sheared or were highly loaded in shear.

Through the inspection doors and other accessible openings,

inspect all spar webs from the fuselage to the tip. Check for

buckling, wrinkles, and sheared attachments. Inspect for

buckling in the area around the nacelles and in the nacelle

skin, particularly at the wing leading edge. Check for fuel

leaks. Any sizeable fuel leak is an indication that an area

may have received overloads that have broken the sealant

and opened the seams.If the landing gear was lowered during a period of severe

turbulence, inspect the surrounding surfaces carefully

for loose rivets, cracks, or buckling. The interior of the

wheel well may give further indications of excessive gust

conditions. Inspect the top and bottom fuselage skin. An

excessive bending moment may have left wrinkles of a

diagonal nature in these areas.

Inspect the surface of the empennage for wrinkles, buckling,

or sheared attachments. Also, inspect the area of attachment

of the empennage to the fuselage. These inspections cover

10-16the critical areas. If excessive damage is noted in any of the

areas mentioned, the inspection must be continued until all

damage is detected.

Lightning Strike

Although lightning strikes to aircraft are extremely rare,

if a strike has occurred, the aircraft is carefully inspected

to determine the extent of any damage that might have

occurred. When lightning strikes an aircraft, the electrical

current must be conducted through the structure and be

allowed to discharge or dissipate at controlled locations.

These controlled locations are primarily the aircraft’s static

discharge wicks, or on more sophisticated aircraft, null field

dischargers. When surges of high-voltage electricity pass

through good electrical conductors, such as aluminum or

steel, damage is likely to be minimal or nonexistent. When

surges of high-voltage electricity pass through non-metallic

structures, such as a fiberglass radome, engine cowl or fairing,

glass or plastic window, or a composite structure that does

not have built-in electrical bonding, burning and more serious

damage to the structure could occur. Visual inspection of

the structure is required. Look for evidence of degradation,

burning, or erosion of the composite resin at all affected

structures, electrical bonding straps, static discharge wicks,

and null field dischargers.

Bird Strike

When the aircraft is hit by birds during flight, the external

areas of the airplane are inspected in the general area of the

bird strike. If the initial inspection shows structural damage,

then the internal structure of the airplane must be inspected

as well. Also, inspect the hydraulic, pneumatic, and any other

systems in the area of the bird strike.

Fire Damage

Inspection of aircraft structures that have been subjected to fire

or intense heat can be relatively simple if visible damage is

present. Visible damage requires repair or replacement. If there

is no visible damage, the structural integrity of an aircraft may

still have been compromised. Since most structural metallic

components of an aircraft have undergone some sort of heat-

treatment process during manufacture, an exposure to high

heat not encountered during normal operations could severely

degrade the design strength of the structure. The strength and

airworthiness of an aluminum structure that passes a visual

inspection, but is still suspect, can be further determined by use

of a conductivity tester. This is a device that uses eddy current

and is discussed later in this chapter. Since strength of metals is

related to hardness, possible damage to steel structures might

be determined by use of a hardness tester, such as a Rockwell

C hardness tester. [Figure 10-5]Flood Damage

Like aircraft damaged by fire, aircraft damaged by water

can range from minor to severe. This depends on the level

of the flood water, whether it was fresh or salt water, and

the elapsed time between the flood occurrence and when

repairs were initiated. Any parts that were totally submerged

are completely disassembled, thoroughly cleaned, dried, and

treated with a corrosion inhibitor. Many parts might have to be

replaced, particularly interior carpeting, seats, side panels, and

instruments. Since water serves as an electrolyte that promotes

corrosion, all traces of water and salt must be removed before

the aircraft can again be considered airworthy.

Seaplanes

Because they operate in an environment that accelerates

corrosion, seaplanes must be carefully inspected for corrosion

and conditions that promote corrosion. Inspect bilge areas

for waste hydraulic fluids, water, dirt, drill chips, and

other debris. Additionally, since seaplanes often encounter

excessive stress from the pounding of rough water at high

speeds, inspect for loose rivets and other fasteners; stretched,

bent or cracked skins; damage to the float attach fitting; and

general wear and tear on the entire structure.

Aerial Application Aircraft

Two primary factors that make inspecting these aircraft

different from other aircraft are the corrosive nature of

some of the chemicals used and the typical flight profile.

Damaging effects of corrosion may be detected in a much

shorter period of time than normal use aircraft. Chemicals

may soften the fabric or loosen the fabric tapes of fabric-

covered aircraft. Metal aircraft may need to have the paint

stripped, cleaned, and repainted and corrosion treated

annually. Leading edges of wings and other areas may

require protective coatings or tapes. Hardware may require

more frequent replacement.

During peak use, these aircraft may fly up to 50 cycles

(takeoffs and landings) or more in a day, most likely from

an unimproved or grass runway. This can greatly accelerate

the failure of normal fatigue items. Landing gear and related

items require frequent inspections. Because these aircraft

operate almost continuously at very low altitudes, air filters

tend to become obstructed more rapidly.

Special Flight Permits

For an aircraft that does not currently meet airworthiness

requirements because of an overdue inspection, damage,

expired replacement times for time-limited parts, or other

reasons, but is capable of safe flight, a special flight permit

may be issued. Special flight permits, often referred to as

ferry permits, are issued for the following purposes:

Figure 10-5. Rockwell C Hardness Tester.• Flying the aircraft to a base where repairs, alterations, or

maintenance are to be performed or to a point of storage

• Delivering or exporting the aircraft

• Production flight testing new production aircraft

• Evacuating aircraft from areas of impending danger

• Conducting customer demonstration flights in new

production aircraft that have satisfactorily completed

production flight tests

Additional information about special flight permits may be

found in 14 CFR part 21. Application forms for special flight

permits may be requested from the nearest FAA FSDO.

Nondestructive Inspection/Testing

The preceding information in this chapter provided general

details regarding aircraft inspection. The remainder of

this chapter deals with several methods often used on

specific components or areas on an aircraft when carrying

out the more specific inspections. They are referred to as

nondestructive inspection (NDI) or nondestructive testing

(NDT). The objective of NDI and NDT is to determine the

airworthiness of a component, without damaging it, that

would render it unairworthy. Some of these methods are simple, requiring little additional expertise, while others are

highly sophisticated and require that the technician be highly

trained and specially certified.

Training, Qualification, & Certification

The product manufacturer or the FAA generally specifies the

particular NDI method and procedure to be used in inspection.

These NDI requirements are specified in the manufacturer’s

inspection, maintenance, or overhaul manual, FAA ADs,

supplemental structural inspection documents (SSID), or SBs.

The success of any NDI method and procedure depends

upon the knowledge, skill, and experience of the NDI

personnel involved. The person(s) responsible for detecting

and interpreting indications, such as eddy current, x-ray, or

ultrasonic NDI, must be qualified and certified to specific

FAA or other acceptable government or industry standards,

such as MIL-STD-410, Nondestructive Testing Personnel

Qualification and Certification or ATA iSpec 105, Guidelines

for Training and Qualifying Personnel in Nondestructive

Testing Methods. The person must be familiar with the test

method, know the potential types of discontinuities peculiar

to the material, and be familiar with their effect on the

structural integrity of the part. Additional information on NDI

may be found by referring to Chapter 5 of FAA AC 43.13-1,

Acceptable Methods, Techniques, and Practices—Aircraft

Inspection and Repair.

Advantages & Disadvantages of NDI Methods

Figure 10-6 provides a table of the advantages and

disadvantages of common NDI methods. This table could

be used as a guide for evaluating the most appropriate NDI

method when the manufacturer or the FAA has not specified

a particular NDI method to be used.

General Techniques

Before conducting NDI, it is necessary to follow preparatory

steps in accordance with procedures specific to that type of

inspection. Generally, the parts or areas must be thoroughly

cleaned. Some parts must be removed from the aircraft or

engine. Others might need to have any paint or protective

coating stripped. A complete knowledge of the equipment

and procedures is essential and, if required, calibration and

inspection of the equipment must be current.

Visual Inspection

Visual inspection can be enhanced by looking at the suspect

area with a bright light, a magnifying glass, and a mirror. Some

defects might be so obvious that further inspection methods are

not required. The lack of visible defects does not necessarily

mean further inspection is unnecessary. Some defects may lie

beneath the surface or may be so small that the human eye, even

with the assistance of a magnifying glass, cannot detect them.

10-18Surface Cracks

When searching for surface cracks with a flashlight, direct

the light beam at a 5 to 45 degree angle to the inspection

surface towards the face. [Figure 10-7] Do not direct the light

beam at such an angle that the reflected light beam shines

directly into the eyes. Keep the eyes above the reflected light

beam during the inspection. Determine the extent of any

cracks found by directing the light beam at right angles to

the crack and tracing its length. Use a 10-power magnifying

glass to confirm the existence of a suspected crack. If this is

not adequate, use other NDI techniques, such as penetrant,

magnetic particle, or eddy current to verify cracks.

Borescope

Inspection by use of a borescope is essentially a visual

inspection. A borescope is a device that enables the inspector

to see inside areas that could not otherwise be inspected

without disassembly. Borescopes are used in aircraft and

engine maintenance programs to reduce or eliminate the

need for costly teardowns. Aircraft turbine engines have

access ports that are specifically designed for borescopes.

Borescopes are also used extensively in a variety of aviation

maintenance programs to determine the airworthiness of

difficult to reach components. Borescopes typically are used

to inspect interiors of hydraulic cylinders and valves for

pitting, scoring, porosity, and tool marks; search for cracked

cylinders in aircraft reciprocating engines; inspect turbojet

engine turbine blades and combustion cans; verify the proper

placement and fit of seals, bonds, gaskets, and subassemblies

in difficult to reach areas; and assess foreign object damage

(FOD) in aircraft, airframe, and powerplants. Borescopes

may also be used to locate and retrieve foreign objects in

engines and airframes.

Borescopes are available in two basic configurations. The

simpler of the two is a rigid type, small diameter telescope

with a tiny mirror at the end that enables the user to see around

corners. The other type uses fiber optics that enable greater

flexibility. [Figure 10-8] Many borescopes provide images

that can be displayed on a computer or video monitor for

better interpretation of what is being viewed and to record

images for future reference. Most borescopes also include a

light to illuminate the area being viewed.

Liquid Penetrant Inspection

Penetrant inspection is a nondestructive test for defects open to

the surface in parts made of any nonporous material. It is used

with equal success on such metals as aluminum, magnesium,

brass, copper, cast iron, stainless steel, and titanium. It may

also be used on ceramics, plastics, molded rubber, and glass.

Penetrant inspection detects defects, such as surface cracks or porosity. These defects may be caused by fatigue cracks,

shrinkage cracks, shrinkage porosity, cold shuts, grinding and

heat-treat cracks, seams, forging laps, and bursts. Penetrant

inspection also indicates a lack of bond between joined metals.

The main disadvantage of penetrant inspection is that the

defect must be open to the surface in order to let the penetrant

get into the defect. For this reason, if the part in question is

made of material that is magnetic, the use of magnetic particle

inspection is generally recommended.

Penetrant inspection uses a penetrating liquid that enters a

surface opening and remains there, making it clearly visible

to the inspector. It calls for visual examination of the part

after it has been processed, increasing the visibility of the

defect so that it can be detected. Visibility of the penetrating

material is increased by the addition of one or two types of

dye: visible or fluorescent.

The visible penetrant kit consists of dye penetrant, dye

remover emulsifier, and developer. The fluorescent penetrant

inspection kit contains a black light assembly, as well as spray

cans of penetrant, cleaner, and developer. The light assembly

consists of a power transformer, a flexible power cable, and

a hand-held lamp. Due to its size, the lamp may be used in

almost any position or location.

The steps for performing a penetrant inspection are:

1. Clean the metal surface thoroughly.

2. Apply penetrant.

3. Remove penetrant with remover emulsifier or cleaner.

4. Dry the part.

5. Apply the developer.

6. Inspect and interpret results.

Interpretation of Results

The success and reliability of a penetrant inspection depends

upon the thoroughness that the part was prepared with.

Several basic principles applying to penetrant inspection are:

1. The penetrant must enter the defect in order to form

an indication. It is important to allow sufficient time

so the penetrant can fill the defect. The defect must

be clean and free of contaminating materials so that

the penetrant is free to enter.

2. If all penetrant is washed out of a defect, an indication

cannot be formed. During the washing or rinsing

operation, prior to development, it is possible that the

penetrant is removed from within the defect, as well

as from the surface.

3. Clean cracks are usually easy to detect. Surface

openings that are uncontaminated, regardless of how

10-19Visual

Penetrant Dye

Eddy Current

UltrasonicMagnetic

Particle

X-Ray

Radiography

Isotope

RadiographyMethod Advantages

• Inexpensive

• Highly portable• Immediate results• Minimum training• Minimum part preparation

• Portable

• Inexpensive• Sensitive to very small discontinuities• 30 minutes or less to accomplish• Minimum skill required

• Can be portable

• Inexpensive• Sensitive to small discontinuities• Immediate results• Moderate skill required• Detects surface and subsurface discontinuities• Relatively fast

• Portable

• Detects surface and subsurface discontinuities• Moderate speed• Immediate results• Sensitive to small discontinuities• Thickness sensitive• Can detect many variables

• Portable

• Inexpensive• Sensitive to very small discontinuities• Immediate results• Little part preparation• Wide range of materials and thickness can be inspected

• Detects surface and internal flaws

• Can inspect hidden areas

• Permanent test record obtained

• Minimum part preparation

• Portable

• Less inexpensive than x-ray

• Detects surface and internal flaws

• Can inspect hidden areas

• Permanent test record obtained

• Minimum part preparationDisadvantages

• Surface discontinuities only

• Generally only large discontinuities• Misinterpretation of scratches

• Locate surface defects only

• Rough or porous surfaces interfere with test

• Part preparation required (removal of finishes and sealant, etc.)

• High degree of cleanliness required

• Direct visual detection on results required

• Surface must be accessible

• Rough surfaces interfere with test

• Part preparation required (removal of finishes and sealant, etc.)

•Semi-directional requiring general orie ntati on of field to

discontinuity

• Ferro-magnetic materials only

• Part must be demagnetized after test

• Surface must be accessible to probe

• Rough surfaces interfere with test• Electrically conductive materials• Skill and training required• Time consuming for large areas

• Surface must be accessible to probe

• Rough surfaces interfere with test• Highly sensitive to sound beam discontinuity orientation• High degree of skill and experience required for exposure and

interpretation

• Depth of discontinuity not indicated

• Safety hazard

• Very expensive (slow process)

• Highly directional, sensitive to flaw orientation

• High degree of skill and experience required for exposure

and interpretation

• Depth of discontinuity not indicated

• Safety hazard

• Must conform to federal and state regulations for handling and use

• Highly directional, sensitive to fl aw orientation

• High degree of skill and experience required for exposure and

interpretation

• Depth of discontinuity not indicated

Figure 10-6. Advantages and disadvantages of NDI methods.

fine, are seldom difficult to detect with the penetrant

inspection.

4.The smaller the defect, the longer the penetrating time.

Fine crack-like apertures require a longer penetratingtime than defects such as pores.

5.When the part to be inspected is made of a material

susceptible to magnetism, it should be inspected by amagnetic particle inspection method if the equipment is available.

6.V isible penetrant-type developer, when applied to the

surface of a part, dries to a smooth, white coating.As the developer dries, bright red indications appearwhere there are surface defects. If no red indicationsappear, there are no surface defects.

7.When conducting the fluorescent penetrant-type

inspection, the defects show up (under black light)as a brilliant yellow-green color and the sound areasappear deep blue-violet.

8.It is possible to examine an indication of a defect and

to determine its cause as well as its extent. Such anappraisal can be made if something is known aboutthe manufacturing processes that the part has beensubjected to.

The size of the indication, or accumulation of penetrant, shows the extent of the defect and the brilliance is a measure of its depth. Deep cracks hold more penetrant and are

Fay45°KEEP EYE ABOVE REFLECTED

LIGHT BEAM

Crack open to surfaceIncandescent light beam

Line of sightReflected

light beam

Figure 10-7. Using a flashlight to inspect for cracks.

Rigid

Flexible

Figure 10-8. Rigid and flexible borescopes.

broader and more brilliant. Very fine openings can hold

only small amounts of penetrants and appear as fine lines.

[Figure 10-9]

False Indications

With the penetrant inspection, there are no false indications in

the sense that they occur in the magnetic particle inspection.

There are, however, two conditions that may create

accumulations of penetrant that are sometimes confused with

true surface cracks and discontinuities.

The first condition involves indications caused by poor

washing. If all the surface penetrant is not removed in

the washing or rinsing operation following the penetrant

dwell time, the unremoved penetrant is visible. Evidences

of incomplete washing are usually easy to identify since

the penetrant is in broad areas rather than in the sharp

patterns found with true indications. When accumulations

of unwashed penetrant are found on a part, the part must be

completely reprocessed. Degreasing is recommended for

removal of all traces of the penetrant.

False indications may also be created where parts press fit

to each other. If a wheel is press fit onto a shaft, penetrant

shows an indication at the fit line. This is perfectly normal

since the two parts are not meant to be welded together.

Indications of this type are easy to identify since they are

regular in form and shape.

Eddy Current Inspection

Electromagnetic analysis is a term describing the broad

spectrum of electronic test methods involving the intersection

of magnetic fields and circulatory currents. The most widely

used technique is the eddy current. Eddy currents are

composed of free electrons under the influence of an induced

electromagnetic field that are made to “drift” through metal. Eddy current is used to detect surface cracks, pits, subsurface

cracks, corrosion on inner surfaces, and to determine alloy

and heat-treat condition.

Eddy current is used in aircraft maintenance to inspect

jet engine turbine shafts and vanes, wing skins, wheels,

bolt holes, and spark plug bores for cracks, heat, or

frame damage. Eddy current may also be used in repair

of aluminum aircraft damaged by fire or excessive heat.

Different meter readings are seen when the same metal is

in different hardness states. Readings in the affected area

are compared with identical materials in known unaffected

areas for comparison. A difference in readings indicates

a difference in the hardness state of the affected area.

In aircraft manufacturing plants, eddy current is used to

inspect castings, stampings, machine parts, forgings, and

extrusions. Figure 10-10 shows a technician performing an

eddy current inspection on a fan blade.

Basic Principles

When an alternating current (AC) is passed through a coil,

it develops a magnetic field around the coil, which in turn

induces a voltage of opposite polarity in the coil and opposes

the flow of original current. If this coil is placed in such a

way that the magnetic field passes through an electrically

conducting specimen, eddy currents are induced into the

specimen. The eddy currents create their own field that varies

the original field’s opposition to the flow of original current.

The specimen’s susceptibility to eddy currents determines

the current flow through the coil.

The magnitude and phase of this counter field is dependent

primarily upon the resistance and permeability of the specimen

under consideration and enables us to make a qualitative

determination of various physical properties of the test

material. The interaction of the eddy current field with the

original field results is a power change that can be measured

by utilizing electronic circuitry similar to a Wheatstone bridge.

Figure 10-9. Dye penetrant inspection.

Principles of Operations

Eddy currents are induced in a test article when an AC is

applied to a test coil (probe). The AC in the coil induces an

alternating magnetic field in the article, causing eddy currents

to flow in the article. [Figure 10-11]

Flaws in or thickness changes of the test-piece influence

the flow of eddy currents and change the impedance of the

coil accordingly. [Figure 10-12] Instruments display the

impedance changes either by impedance plane plots or by

needle deflection. [Figure 10-13]

The specimen is either placed in or passed through the field

of an electromagnetic induction coil, and its effect on the

impedance of the coil or on the voltage output of one or more

test coils is observed. The process that involves electric fields

made to explore a test piece for various conditions involves

the transmission of energy through the specimen much like

the transmission of x-rays, heat, or ultrasound.

Eddy current inspection can frequently be performed without

removing the surface coatings, such as primer, paint, and

anodized films. It can be effective in detecting surface and

subsurface corrosion, pots, and heat-treat condition.

Eddy Current Instruments

A wide variety of eddy current test instruments are

available. The eddy current test instrument performs three

basic functions: generating, receiving, and displaying. The

generating portion of the unit provides an alternating current

to the test coil. The receiving section processes the signal

from the test coil to the required form and amplitude for

display. Instrument outputs or displays consist of a variety

of visual, audible, storage, or transfer techniques utilizing

meters, video displays, chart recorders, alarms, magnetic

tape, computers, and electrical or electronic relays.

A reference standard is required for the calibration of eddy

current test equipment. A reference standard is made from the same material as the item is to be tested. A reference

standard contains known flaws or cracks and could include

items, such as a flat surface notch, a fastener head, a fastener

hole, or a countersink hole. Figures 10-14, 10-15, and 10-16

show typical surface cracks, subsurface cracks, and structural

corrosion that can be detected with eddy current techniques.

Ultrasonic Inspection

Ultrasonic inspection is an NDI technique that uses sound

energy moving through the test specimen to detect flaws.

The sound energy passing through the specimen is displayed

on a cathode ray tube (CRT), a liquid crystal display (LCD)

computer data program, or video/camera medium. Indications

of the front and back surface and internal/external conditions

appear as vertical signals on the CRT screen or nodes of data

in the computer test program. [Figure 10-17] There are three

types of display patterns: “A” scan, “B” scan, and “C” scan.

Each scan provides a different picture or view of the specimen

being tested. [Figure 10-18]

Ultrasonic detection equipment makes it possible to locate

defects in all types of materials. Minute cracks, checks, and

voids too small to be seen by x-ray can be located by ultrasonic

inspection. An ultrasonic test instrument requires access to

only one surface of the material to be inspected and can be

used with either straight line or angle beam testing techniques.

Two basic methods are used for ultrasonic inspection. The

first of these methods is immersion testing. In this method

of inspection, the part under examination and the search unit

are completely immersed in a liquid couplant, such as water

or other suitable fluids.

The second method is called contact testing. It is readily

adapted to field use and is the method discussed in this

chapter. In this method, the part under examination and the

search unit are coupled with a viscous material, liquid, or a

paste that wets both the face of the search unit and the material

under examination.

Conductor Probe coilAlternating current

Primary magnetic field

Eddy currente

e

e

e

Figure 10-11. Generating an eddy current.

Eddy current inspection on crankshaft

Eddy current inspection on fan blade

Figure 10-10. Eddy current inspection.

There are three basic ultrasonic inspection methods: pulse

echo, through-transmission, and resonance. Through-

transmission and pulse echo are shown in Figure 10-19 .

Pulse Echo

Flaws are detected by measuring the amplitude of

signals reflected and the time required for these signals

to travel between specific surfaces and the discontinuity.

[Figure 10-20]

The time base, triggered simultaneously with each transmission pulse, causes a spot to sweep across the screen

of the CRT or LCD. The spot sweeps from left to right across

the face of the scope 50 to 5,000 times per second or higher

if required for high-speed automated scanning. Due to the

speed of the cycle of transmitting and receiving, the picture

on the oscilloscope appears to be stationary.

A few microseconds after the sweep is initiated, the rate

generator electrically excites the pulser, and the pulser in turn

emits an electrical pulse. The transducer converts this pulse

into a short train of ultrasonic sound waves. If the interfaces

ConductorP

S

The alternating current flowing

through the coil at a chosen

frequency generates a

magnetic field around the coil.A

When the coil is placed close to an

electrically conductive material, eddy current is included in the material.B

If a flaw in the conductive material

disturbs the eddy current circulation,

the magnetic coupling with the

probe is changed and a defect signal

can be read by measuring the coil

impedance variation. C

Probe coilAlternating current

Primary magnetic field

Secondary magnetic fieldEddy current

Figure 10-12. Detecting an eddy current.

Figure 10-13. Impedance plane test.

of the transducer and the specimen are properly oriented, the

ultrasound is reflected back to the transducer when it reaches

the internal flaw and the opposite surface of the specimen. The time interval between the transmission of the initial impulse and the reception of the signals from within the specimen are measured by the timing circuits. The reflected pulse received by the transducer is amplified, transmitted to, and displayed on the instrument screen. The pulse is displayed in the same relationship to the front and back pulses as the flaw is in relation to the front and back surfaces of the specimen. [Figure 10-21]

Pulse-echo instruments may also be used to detect flaws not

directly underneath the probe by use of the angle beam testing method. Angle beam testing differs from straight beam testing only in the manner that the ultrasonic waves pass through the material being tested. As shown in Figure 10-22 , the

beam is projected into the material at an acute angle to the surface by means of a crystal cut at an angle and mounted in plastic. The beam, or a portion thereof, reflects successively from the surfaces of the material or any other discontinuity, including the edge of the piece. In straight beam testing, the horizontal distance on the screen between the initial pulse and the first back reflection represents the thickness of the piece; while in angle beam testing, this distance represents the width of the material between the searching unit and the opposite edge of the piece.

Through-Transmission

Through-transmission inspection uses two transducers, one to generate the pulse and another placed on the opposite surface

Skin

Chord

Angle

CrackSkin

Skin Splice plateChordSkin gapUpper member crack Second or deeper member crackFastener hole crack, fastener in place

Figure 10-15. Typical subsurface cracks.

Crack

CrackFastener removed

Figure 10-14. Typical surface cracks.

to receive it. A disruption in the sound path indicates a flaw and

is displayed on the instrument screen. Through-transmission

is less sensitive to small defects than the pulse-echo method. Resonance

This system differs from the pulse method in that the

frequency of transmission may be continuously varied.

The resonance method is used principally for thickness

Corrosion

WebStringerSkinSkin

Chord

Bonded doubler

Body skin lap splice Skin and bonded doublerSkin and chord web

Figure 10-16. Typical structural corrosion.

Figure 10-17. Ultrasonic inspection.

measurements when the two sides of the material being tested

are smooth and parallel and the backside is inaccessible. The

point where the frequency matches the resonance point of

the material being tested is the thickness determining factor.

It is necessary that the frequency of the ultrasonic waves

corresponding to a particular dial setting be accurately

known. Checks are made with standard test blocks to guard

against possible drift of frequency.

If the frequency of an ultrasonic wave is such that its wavelength

is twice the thickness of a specimen (fundamental frequency),

then the reflected wave arrives back at the transducer in the

same phase as the original transmission so that strengthening

of the signal occurs. This results from constructive interference or a resonance and is shown as a high amplitude value on

the indicating screen. If the frequency is increased such that

three times the wavelength equals four times the thickness,

the reflected signal returns completely out of phase with the

transmitted signal and cancellation occurs. Further increase

of the frequency causes the wavelength to be equal to the

thickness again and gives a reflected signal in phase with the

transmitted signal and a resonance once more. By starting at the

fundamental frequency and gradually increasing the frequency,

the successive cancellations and resonances can be noted and

the readings used to check the fundamental frequency reading.

[Figure 10-23]

In some instruments, the oscillator circuit contains a motor-

driven capacitor that changes the frequency of the oscillator.

[Figure 10-24] In other instruments, the frequency is

changed by electronic means. The change in frequency

is synchronized with the horizontal sweep of a CRT. The

horizontal axis represents a frequency range. If the frequency

range contains resonances, the circuitry is arranged to present

these vertically. Calibrated transparent scales are then placed

in front of the tube and the thickness can be read directly.

The instruments normally operate between 0.25 millicycle

(mc) and 10 mc in four or five bands.

The resonance thickness instrument can be used to test the

thickness of such metals as steel, cast iron, brass, nickel,

copper, silver, lead, aluminum, and magnesium. In addition,

areas of corrosion or wear on tanks, tubing, airplane wing skins,

10-26TEST SPECIMEN

Plan viewC-scan

Amplitude

X

B-scan

PATH OF THE PROBE (FRONT TO BACK)X

X

(Material Thickness)BackFront

A-scanFrontBack

Signal amplitudeFlaw

Figure 10-18. Typical structural corrosion.

and other structures or products can be located and evaluated.

Direct reading dial-operated units are available that measure

thickness between 0.025 inch and 3 inches with an accuracy

of better than ±1 percent. Ultrasonic inspection requires a

skilled operator who is familiar with the equipment being

used, as well as the inspection method to be used for the

many different parts being tested. [Figure 10-25]

Ultrasonic Instruments

A portable, battery-powered ultrasonic instrument is used

for field inspection of airplane structure. The instrument

generates an ultrasonic pulse, detects and amplifies the

returning echo, and displays the detected signal on a

CRT or similar display. Piezoelectric transducers produce

longitudinal or shear waves, the most commonly used

waveforms for aircraft structural inspection.

Reference Standards

Reference standards are used to calibrate the ultrasonic

instrument. Reference standards serve two purposes: to

provide an ultrasonic response pattern that is related to the

part being inspected and to establish the required inspection

sensitivity. To obtain a representative response pattern, the

reference standard configuration is the same as that of the

test structure or is a configuration that provides an ultrasonic

response pattern representative of the test structure. The

reference standard contains a simulated defect (notch) that is positioned to provide a calibration signal representative

of the expected defect. The notch size is chosen to establish

inspection sensitivity (response to the expected defect size).

The inspection procedure gives a detailed description of the

required reference standard.

Couplants

Inspection with ultrasonics is limited to the part in contact

with the transducer. A layer of couplant is required to couple

the transducer to the test piece, because ultrasonic energy

does not travel through air. Some typical couplants used are

water, glycerin, motor oils, and grease.

Inspection of Bonded Structures

Ultrasonic inspection is finding increasing application in

aircraft bonded construction and repair. Many configurations

and types of bonded structures are in use in aircraft. All of

these variations complicate the application of ultrasonic

inspections. An inspection method that works well on one

part or one area of the part may not be applicable for different

parts or areas of the same part. Some of the variables in the

types of bonded structures are as follows:

• Top skin material is made from different materials and

thickness

• Different types and thickness of adhesives are used in

bonded structures

Amplifier

RF pulser

Rate generator

Timing circuit

Cathode ray oscilloscopeSpecimen

FlawTransducer

Figure 10-20. Block diagram of basic pulse-echo system.WATER YOKE HANDHELD

Pulse Echo

Through-transmission Ultrasonic (TTU)

0 1 2 3 4 5 6 7 8 9 1010

DEPTHSIGNAL STRENGTH

DELAMINATION

0 1 2 3 4 5 6 7 8 9 1010

DEPTHSIGNAL STRENGTH

NORMALINSPECTION – NDI OVERVIEW

Figure 10-19. Through-transmission and pulse echo indications.

FlawFlaw Transducer

SpecimenT

FB

Cathode ray tube

Figure 10-21. Pulse-echo display in relationship to flaw detection.

A

B

C

DTransducer

incident wave Reflective wave

Reflective

surface

Material

under testT = Wavelength

F = F1 (Fundamental frequency)

T = W F= 2F1 (2nd Harmonic)

T = 11/2 W F= 3F1 (3rd Harmonic)

Figure 10-23. Conditions of ultrasonic resonance in a metal plate.

8-23It is necessary that the frequency of the ultrasonic

waves corresponding to a particular dial setting beaccurately known. Checks should be made with standard test blocks to guard against possible drift of frequency.

If the frequency of an ultrasonic wave is such that its

wavelength is twice the thickness of a specimen (funda -

mental frequency), then the reflected wave will arrive back at the transducer in the same phase as the originaltransmission so that strengthening of the signal will occur. This results from constructive interference or aresonance and is shown as a high amplitude value on the indicating screen. If the frequency is increased such that three times the wavelength equals four times the thickness, the reflected signal will return completely out of phase with the transmitted signal and cancella-tion will occur. Further increase of the frequency causes the wavelength to be equal to the thickness again and gives a reflected signal in phase with the transmitted signal and a resonance once more.

By starting at the fundamental frequency and gradually

increasing the frequency, the successive cancellations and resonances can be noted and the readings used to check the fundamental frequency reading. [Figure 8-10]

In some instruments, the oscillator circuit contains a

motor driven capacitor which changes the frequency

of the oscillator. [Figure 8-11] In other instruments, the frequency is changed by electronic means.

The change in frequency is synchronized with the

horizontal sweep of a CRT. The horizontal axis thus represents a frequency range. If the frequency range contains resonances, the circuitry is arranged to pres-ent these vertically. Calibrated transparent scales are then placed in front of the tube, and the thickness can be read directly. The instruments normally operate Coaxial cable

Quartz crystal

Figure 8-9. Pulse-echo

  

A

B

D

Figure 8-10. Conditions of ultrasonic resonance

in a metal plate.

45°

Coaxial cable

Quartz crystal

DefectMaterial

Figure 10-22. Pulse-echo angle beam testing.

•Underlying structures contain differences in core

material, cell size, thickness, height, back skin material

and thickness, doublers (material and thickness), closure member attachments, foam adhesive, steps in skins, internal ribs, and laminates (number of layers, layer thickness, and layer material)

•The top only or top and bottom skin of a bonded

structure may be accessible

Types of Defects

Defects can be separated into five general types to represent

the various areas of bonded and laminate structures as follows:

1.Type I—disbonds or voids in an outer skin-to-

adhesive interface.

2. Type II—disbonds or voids at the adhesive-to-core

interface.

3. Type III—voids between layers of a laminate.

4.Type IV—voids in foam adhesive or disbonds between

the adhesive and a closure member at core-to-closure member joints.

5. Type V—water in the core.

Acoustic Emission Inspection

Acoustic emission is an NDI technique that involves the

placing of acoustic emission sensors at various locations on an aircraft structure and then applying a load or stress. The materials emit sound and stress waves that take the form of ultrasonic pulses. Cracks and areas of corrosion in the stressed airframe structure emit sound waves that are registered by the sensors. These acoustic emission burstscan be used to locate flaws and to evaluate their rate of growth as a function of applied stress. Acoustic emission testing has an advantage over other NDI methods in that itcan detect and locate all of the activated flaws in a structure in one test. Because of the complexity of aircraft structures,

T = 2W F= 4F1 (4th Harmonic)

10-29CRT

H. F.

oscillatorPulse

amplifier

Transducer

Tuning capacitor

Horizontal time-base generatorContacts

Material

Motor

Figure 10-24. Block diagram of resonance thickness measuring

system.

Figure 10-25. Ultrasonic inspection of a composite structure.

application of acoustic emission testing to aircraft has

required a new level of sophistication in testing technique

and data interpretation.

Magnetic Particle Inspection

Magnetic particle inspection is a method of detecting invisible

cracks and other defects in ferromagnetic materials, such as

iron and steel. It is not applicable to nonmagnetic materials.

In rapidly rotating, reciprocating, vibrating, and other highly-

stressed aircraft parts, small defects often develop to the

point that they cause complete failure of the part. Magnetic

particle inspection has proven extremely reliable for the

rapid detection of such defects located on or near the surface.

With this method of inspection, the location of the defect is

indicated and the approximate size and shape are outlined.

The inspection process consists of magnetizing the part and

then applying ferromagnetic particles to the surface area to be

inspected. The ferromagnetic particles (indicating medium)

may be held in suspension in a liquid that is flushed over the

part; the part may be immersed in the suspension liquid; or the particles, in dry powder form, may be dusted over the

surface of the part. The wet process is more commonly used

in the inspection of aircraft parts.

If a discontinuity is present, the magnetic lines of force

are disturbed and opposite poles exist on either side of the

discontinuity. The magnetized particles thus form a pattern in

the magnetic field between the opposite poles. This pattern,

known as an “indication,” assumes the approximate shape

of the surface projection of the discontinuity. A discontinuity

may be defined as an interruption in the normal physical

structure or configuration of a part, such as a crack, forging

lap, seam, inclusion, porosity, and the like. A discontinuity

may or may not affect the usefulness of a part.

Development of Indications

When a discontinuity in a magnetized material is open to

the surface and a magnetic substance (indicating medium) is

available on the surface, the flux leakage at the discontinuity

tends to form the indicating medium into a path of higher

permeability. (Permeability is a term used to refer to the

ease that a magnetic flux can be established in a given

magnetic circuit.) Because of the magnetism in the part and

the adherence of the magnetic particles to each other, the

indication remains on the surface of the part in the form of an

approximate outline of the discontinuity that is immediately

below it. The same action takes place when the discontinuity

is not open to the surface, but since the amount of flux leakage

is less, fewer particles are held in place and a fainter and less

sharply defined indication is obtained.

If the discontinuity is very far below the surface, there

may be no flux leakage and no indication on the surface.

The flux leakage at a transverse discontinuity is shown

in Figure 10-26 . The flux leakage at a longitudinal

discontinuity is shown in Figure 10-27 .

Types of Discontinuities Disclosed

The following types of discontinuities are normally detected

by the magnetic particle test: cracks, laps, seams, cold shuts,

inclusions, splits, tears, pipes, and voids. All of these may

affect the reliability of parts in service.

Cracks, splits, bursts, tears, seams, voids, and pipes are

formed by an actual parting or rupture of the solid metal.

Cold shuts and laps are folds that have been formed in the

metal, interrupting its continuity.

Inclusions are foreign material formed by impurities in the

metal during the metal processing stages. They may consist,

for example, of bits of furnace lining picked up during the

melting of the basic metal or of other foreign constituents.

Inclusions interrupt the continuity of the metal, because they

Figure 10-26. Flux leakage at transverse discontinuity.

Figure 10-27. Flux leakage at longitudinal discontinuity.prevent the joining or welding of adjacent faces of the metal.

Preparation of Parts for Testing

Grease, oil, and dirt must be cleaned from all parts before

they are tested. Cleaning is very important since any grease

or other foreign material present can produce nonrelevant

indications due to magnetic particles adhering to the foreign

material as the suspension drains from the part.

Grease or foreign material in sufficient amount over a

discontinuity may also prevent the formation of a pattern

at the discontinuity. It is not advisable to depend upon the

magnetic particle suspension to clean the part. Cleaning by

suspension is not thorough and any foreign materials so

removed from the part contaminates the suspension, thereby

reducing its effectiveness.

In the dry procedure, thorough cleaning is absolutely

necessary. Grease or other foreign material holds the

magnetic powder, resulting in nonrelevant indications and

making it impossible to distribute the indicating medium

evenly over the part’s surface. All small openings and oil

holes leading to internal passages or cavities must be plugged

with paraffin or other suitable nonabrasive material.

Coatings of cadmium, copper, tin, and zinc do not interfere

with the satisfactory performance of magnetic particle

inspection, unless the coatings are unusually heavy or the

discontinuities to be detected are unusually small.

Chromium and nickel plating generally do not interfere with

indications of cracks open to the surface of the base metal, but

prevent indications of fine discontinuities, such as inclusions.

Because it is more strongly magnetic, nickel plating is more

effective than chromium plating in preventing the formation

of indications.

Effect of Flux Direction

To locate a defect in a part, it is essential that the magnetic

lines of force pass approximately perpendicular to the defect.

It is, therefore, necessary to induce magnetic flux in more

than one direction, since defects are likely to exist at any

angle to the major axis of the part. This requires two separate

magnetizing operations, referred to as circular magnetization

and longitudinal magnetization. The effect of flux direction

is illustrated in Figure 10-28.

Circular magnetization is the induction of a magnetic field

consisting of concentric circles of force about and within

the part. This is achieved by passing electric current through

the part, locating defects running approximately parallel

to the axis of the part. Figure 10-29 illustrates circular

magnetization of a crankshaft. In longitudinal magnetization, the magnetic field is produced in a direction parallel to the

long axis of the part. This is accomplished by placing the part

in a solenoid excited by electric current. The metal part then

becomes the core of an electromagnet and is magnetized by

induction from the magnetic field created in the solenoid.

In longitudinal magnetization of long parts, the solenoid

must be moved along the part in order to magnetize it.

[Figure 10-30] This is necessary to ensure adequate field

strength throughout the entire length of the part.

Solenoids produce effective magnetization for approximately

12 inches from each end of the coil, thus accommodating parts

or sections approximately 30 inches in length. Longitudinal

magnetization equivalent to that obtained by a solenoid may

be accomplished by wrapping a flexible electrical conductor

around the part. Although this method is not as convenient,

it has an advantage in that the coils conform more closely to

the shape of the part, producing a somewhat more uniform

magnetization. The flexible coil method is also useful for

large or irregularly-shaped parts when standard solenoids

are not available.

Effect of Flux Density

The effectiveness of the magnetic particle inspection also

depends on the flux density or field strength at the surface of the

part when the indicating medium is applied. As the flux density

in the part is increased, the sensitivity of the test increases,

because of the greater flux leakages at discontinuities and the

resulting improved formation of magnetic particle patterns.

Longitudinal magnetization

Attraction of particles at defects Attraction of particles at defectsCircular magnetization

A B

Figure 10-28. Effect of flux direction on strength of indication.

Figure 10-29. Circular magnetization of a crankshaft.Excessively high flux densities may form nonrelevant

indications, such as patterns of the grain flow in the material.

These indications interfere with the detection of patterns

resulting from significant discontinuities. It is therefore

necessary to use a field strength high enough to reveal all

possible harmful discontinuities, but not strong enough to

produce confusing nonrelevant indications.

Magnetizing Methods

When a part is magnetized, the field strength in the part

increases to a maximum for the particular magnetizing force

and remains at this maximum as long as the magnetizing

force is maintained.

When the magnetizing force is removed, the field strength

decreases to a lower residual value depending on the magnetic

properties of the material and the shape of the part. These

magnetic characteristics determine whether the continuous

or residual method is used in magnetizing the part.

In the continuous inspection method, the part is magnetized

and the indicating medium applied while the magnetizing

force is maintained. The available flux density in the part

is thus at a maximum. The maximum value of flux depends

directly upon the magnetizing force and the permeability of

the material that the part is made of.

The continuous method may be used in practically all circular

and longitudinal magnetization procedures. The continuous

procedure provides greater sensitivity than the residual

procedure, particularly in locating subsurface discontinuities.

The highly critical nature of aircraft parts and assemblies and

the necessity for subsurface inspection in many applications

have resulted in the continuous method being more

widely used. Since the continuous procedure reveals more

nonsignificant discontinuities than the residual procedure, careful and intelligent interpretation and evaluation of

discontinuities revealed by this procedure are necessary.

The residual inspection procedure involves magnetization of

the part and application of the indicating medium after the

magnetizing force has been removed. This procedure relies on

the residual or permanent magnetism in the part and is more

practical than the continuous procedure when magnetization

is accomplished by flexible coils wrapped around the part. In

general, the residual procedure is used only with steels that

have been heat-treated for stressed applications.

Identification of Indications

The correct evaluation of the character of indications is

extremely important but is sometimes difficult to make

from observation of the indications alone. The principal

distinguishing features of indications are shape, buildup,

width, and sharpness of outline. These characteristics

are more valuable in distinguishing between types of

discontinuities than in determining their severity. Careful

observation of the character of the magnetic particle pattern

Figure 10-30. Longitudinal magnetization of camshaft (solenoid

method).must always be included in the complete evaluation of the

significance of an indicated discontinuity.

The most readily distinguished indications are those produced

by cracks open to the surface. These discontinuities include

fatigue cracks, heat-treat cracks, shrink cracks in welds and

castings, and grinding cracks. An example of a fatigue crack

is shown in Figure 10-31.

Magnaglo Inspection

Magnaglo inspection is similar to the preceding method,

but differs in that a fluorescent particle solution is

used and the inspection is made under black light.

[Figure 10-32] Efficiency of inspection is increased by the

neon-like glow of defects allowing smaller flaw indications

to be seen. This is an excellent method for use on gears,

threaded parts, and aircraft engine components. The reddish-

brown liquid spray or bath that is used consists of Magnaglo

paste mixed with a light oil at the ratio of 0.10 to 0.25 ounce

of paste per gallon of oil. After inspection, the part must be

demagnetized and rinsed with a cleaning solvent.

Magnetizing Equipment

Fixed (Nonportable) General Purpose Unit A fixed, general

purpose unit provides direct current (DC) for wet, continuous,

or residual magnetization procedures. [Figure 10-33]

Circular or longitudinal magnetization may be used, and

it may be powered with rectified AC, as well as DC. The

contact heads provide the electrical terminals for circular

magnetization. One head is fixed in position with its contact

plate mounted on a shaft surrounded by a pressure spring

so that the plate may be moved longitudinally. The plate

is maintained in the extended position by the spring until

pressure transmitted through the work from the movable

head forces it back.The motor-driven movable head slides horizontally in

longitudinal guides and is controlled by a switch. The spring

allows sufficient overrun of the motor-driven head to avoid

jamming it and also provides pressure on the ends of the

work to ensure good electrical contact.

A plunger-operated switch in the fixed head cuts out the

forward motion circuit of the movable head motor when

the spring has been properly compressed. In some units,

the movable head is hand operated, and the contact plate is

sometimes arranged for operation by an air ram. Both contact

plates are fitted with various fixtures for supporting the work.

The magnetizing circuit is closed by depressing a pushbutton

on the front of the unit. It is set to open automatically, usually

after about one-half second. The strength of the magnetizing

current may be set manually to the desired value by means

of the rheostat or increased to the capacity of the unit by

the rheostat short circuiting switch. The current utilized is

indicated on the ammeter. Longitudinal magnetization is

produced by the solenoid that moves in the same guide rail

as the movable head and is connected in the electrical circuit

by means of a switch.

The suspension liquid is contained in a sump tank and is

agitated and circulated by a pump. The suspension is applied

to the work through a nozzle. The suspension drains from the

work through a nonmetallic grill into a collecting pan that

leads back to the sump. The circulating pump is operated by

a pushbutton switch.

Portable General Purpose Unit

It is often necessary to perform the magnetic particle inspection

at locations where fixed general purpose equipment is not

available or to perform an inspection on members of aircraft

structures without removing them from the aircraft. It is

particularly useful for inspecting landing gear and engine

mounts suspected of having developed cracks in service.

Portable units supply both AC and DC magnetization.

This unit is a source of magnetizing and demagnetizing

current but does not provide a means for supporting the work

or applying the suspension. It operates on 200 volt, 60 cycle

AC and contains a rectifier for producing DC when required.

[Figure 10-34]

The magnetizing current is supplied through the flexible cables

with prods or contact clamps, as shown in Figure 10-35 .

The cable terminals may be fitted with prods or with contact

clamps. Circular magnetization may be developed by using

either the prods or clamps.

Longitudinal magnetization is developed by wrapping the

Figure 10-31. Fatigue crack on the bottom end fitting of a Hydrosorb

shock absorber.

Figure 10-32. Magnaglo inspection.

Figure 10-33. Fixed general-purpose magnetizing unit.cable around the part. The strength of the magnetizing current

is controlled by an eight-point tap switch, and the duration

that it is applied is regulated by an automatic cutoff similar

to that used in the fixed general purpose unit.

This portable unit also serves as a demagnetizer and

supplies high amperage, low-voltage AC for this purpose.

For demagnetization, the AC is passed through the part and

gradually reduced by means of a current reducer.

In testing large structures with flat surfaces where current

must be passed through the part, it is sometimes impossible

to use contact clamps. In such cases, contact prods are used.

Prods can be used with the fixed general purpose unit, as well

as the portable unit. The part or assembly being tested may

be held or secured above the standard unit and the suspension

hosed onto the area, while excess suspension drains into the

tank. The dry procedure may also be used.

Prods are held firmly against the surface being tested. There

is a tendency for a high-amperage current to cause burning

at contact areas, but with proper care, such burning is

usually slight. For applications where prod magnetization is acceptable, slight burning is normally acceptable.

Indicating Mediums

The various types of indicating mediums available for

magnetic particle inspection may be divided into two general

material types: wet and dry. The basic requirement for any

indicating medium is that it produce acceptable indications

of discontinuities in parts.

The contrast provided by a particular indicating medium on

the background or part surface is particularly important. The

colors most extensively used are black and red for the wet

procedure and black, red, and gray for the dry procedure.

For acceptable operation, the indicating medium must be

of high permeability and low retentivity. High permeability

ensures that a minimum of magnetic energy is required to

attract the material to flux leakage caused by discontinuities.

Low retentivity ensures that the mobility of the magnetic

particles is not hindered by the particles themselves becoming

magnetized and attracting one another.

Demagnetizing

The permanent magnetism remaining after inspection must

be removed by a demagnetization operation if the part is

to be returned to service. Parts of operating mechanisms

must be demagnetized to prevent magnetized parts from

attracting filings, grindings, or chips inadvertently left in the

system or steel particles resulting from operational wear. An

accumulation of such particles on a magnetized part may cause

scoring of bearings or other working parts. Parts of the airframe

must be demagnetized so they do not affect instruments.

Demagnetization between successive magnetizing operations

Figure 10-34. Portable magnetic particle inspection equipment. is not normally required unless experience indicates that

omission of this operation results in decreased effectiveness

for a particular application. Demagnetization may be

accomplished in a number of different ways. A convenient

procedure for aircraft parts involves subjecting the part to a

magnetizing force that is continually reversing in direction

and, at the same time, gradually decreasing in strength.

As the decreasing magnetizing force is applied first in one

direction and then the other, the magnetization of the part

also decreases.

Standard Demagnetizing Practice

The basic procedure for developing a reversing and gradually

decreasing magnetizing force in a part involves the use of a

solenoid coil energized by AC. As the part is moved away

from the alternating field of the solenoid, the magnetism in

the part gradually decreases.

A demagnetizer whose size approximates that of the work

is used. For maximum effectiveness, small parts are held as

close to the inner wall of the coil as possible. Parts that do

not readily lose their magnetism are passed slowly in and

out of the demagnetizer several times and, at the same time,

tumbled or rotated in various directions. Allowing a part to

remain in the demagnetizer with the current on accomplishes

very little practical demagnetization.

The effective operation in the demagnetizing procedure is

that of slowly moving the part out of the coil and away from

the magnetizing field strength. As the part is withdrawn, it is

kept directly opposite the opening until it is 1 or 2 feet from

the demagnetizer. The demagnetizing current is not cut off

until the part is 1 or 2 feet from the opening as the part may

be remagnetized if current is removed too soon. Another

procedure used with portable units is to pass AC through

the part being demagnetized, while gradually reducing the

current to zero.Radiographic

Because of their unique ability to penetrate material and

disclose discontinuities, X and gamma radiations have

been applied to the radiographic (x-ray) inspection of metal

fabrications and nonmetallic products.

The penetrating radiation is projected through the part to be

inspected and produces an invisible or latent image in the film.

When processed, the film becomes a radiograph or shadow

picture of the object. This inspection medium and portable

unit provides a fast and reliable means for checking the

integrity of airframe structures and engines. [Figure 10-36]

Radiographic Inspection

Radiographic inspection techniques are used to locate

defects or flaws in airframe structures or engines with little

or no disassembly. This is in marked contrast to other types

of nondestructive testing that usually require removal,

disassembly, and stripping of paint from the suspected

part before it can be inspected. Due to the radiation risks

associated with x-ray, extensive training is required to become

a qualified radiographer. Only qualified radiographers are

allowed to operate the x-ray units.

Three major steps in the x-ray process discussed in subsequent

paragraphs are: exposure to radiation, including preparation;

processing of film; and interpretation of the radiograph.

Preparation and Exposure

The factors of radiographic exposure are so interdependent

that it is necessary to consider all factors for any particular

radiographic exposure. These factors include, but are not

limited to, the following:

• Material thickness and density

• Shape and size of the object

• Type of defect to be detected

• Characteristics of x-ray machine used

• The exposure distance

• The exposure angle

• Film characteristics

• Types of intensifying screen, if used

Knowledge of the x-ray unit’s capabilities form a background

for the other exposure factors. In addition to the unit rating

in kilovoltage, the size, portability, ease of manipulation,

and exposure particulars of the available equipment must

be thoroughly understood. Previous experience on similar

objects is also very helpful in the determination of the overall

exposure techniques. A log or record of previous exposures

provides specific data as a guide for future radiographs. After

Prod set

Contact clamp

Figure 10-35. Magnetic particle inspection accessories.

exposure to x-rays, the latent image on the film is made

permanently visible by processing it successively through a

developer chemical solution, an acid bath, and a fixing bath,

followed by a clear water wash.

Radiographic Interpretation

From the standpoint of quality assurance, radiographic

interpretation is the most important phase of radiography.

It is during this phase that an error in judgment can

produce disastrous consequences. The efforts of the whole

radiographic process are centered in this phase, where the

part or structure is either accepted or rejected. Conditions

of unsoundness or other defects that are overlooked, not

understood, or improperly interpreted can destroy the purpose

and efforts of radiography and can jeopardize the structural

integrity of an entire aircraft. A particular danger is the false

sense of security imparted by the acceptance of a part or

structure based on improper interpretation.

As a first impression, radiographic interpretation may seem

simple, but a closer analysis of the problem soon dispels this

impression. The subject of interpretation is so varied and

complex that it cannot be covered adequately in this type of

document. Instead, this chapter gives only a brief review of

basic requirements for radiographic interpretation, including

some descriptions of common defects.

Experience has shown that, whenever possible, it is

important to conduct radiographic interpretation close to

the radiographic operation. When viewing radiographs, it

is helpful to have access to the material being tested. The

radiograph can thus be compared directly with the material

being tested, and indications due to such things as surface condition or thickness variations can be immediately

determined. The following paragraphs present several factors

that must be considered when analyzing a radiograph.

There are three basic categories of flaws: voids, inclusions,

and dimensional irregularities. The last category, dimensional

irregularities, is not pertinent to these discussions, because its

prime factor is one of degree and radiography is not exact.

V oids and inclusions may appear on the radiograph in a

variety of forms ranging from a two-dimensional plane to

a three-dimensional sphere. A crack, tear, or cold shut most

nearly resembles a two-dimensional plane, whereas a cavity

looks like a three-dimensional sphere. Other types of flaws,

such as shrink, oxide inclusions, porosity, and so forth, fall

somewhere between these two extremes of form.

It is important to analyze the geometry of a flaw, especially for

items such as the sharpness of terminal points. For example,

in a crack-like flaw, the terminal points appear much sharper

in a sphere-like flaw, such as a gas cavity. Also, material

strength may be adversely affected by flaw shape. A flaw

having sharp points could establish a source of localized stress

concentration. Spherical flaws affect material strength to a far

lesser degree than do sharp-pointed flaws. Specifications and

reference standards usually stipulate that sharp-pointed flaws,

such as cracks, cold shuts, and so forth, are cause for rejection.

Material strength is also affected by flaw size. A metallic

component of a given area is designed to carry a certain load

plus a safety factor. Reducing this area by including a large

flaw weakens the part and reduces the safety factor. Some

flaws are often permitted in components due to these safety

factors. In this case, the interpreter must determine the degree

Dark

areaLight

area

After processingFilmVoidRadiation sourceDark areaSpecimen

Figure 10-36. Radiograph.

of tolerance or imperfection specified by the design engineer.

Both flaw size and flaw shape are considered carefully, since

small flaws with sharp points can be just as bad as large flaws

with no sharp points.

Another important consideration in flaw analysis is flaw

location. Metallic components are subjected to numerous and

varied forces during their effective service life. Generally, the

distribution of these forces is not equal in the component or

part, and certain critical areas may be rather highly stressed.

The interpreter must pay special attention to these areas.

Another aspect of flaw location is that certain types of

discontinuities close to one another may potentially serve

as a source of stress concentrations creating a situation that

must be closely scrutinized.

An inclusion is a type of flaw that contains entrapped

material. Such flaws may be of greater or lesser density than

the item being radiographed. The foregoing discussions on

flaw shape, size, and location apply equally to inclusions

and to voids. In addition, a flaw containing foreign material

could become a source of corrosion.

Radiation Hazards

Radiation from x-ray units and radioisotope sources is

destructive to living tissue. It is universally recognized that

in the use of such equipment, adequate protection must be

provided. Personnel must keep outside the primary x-ray

beam at all times.

Radiation produces change in all matter that it passes through.

This is also true of living tissue. When radiation strikes the

molecules of the body, the effect may be no more than to dislodge a few electrons, but an excess of these changes

could cause irreparable harm. When a complex organism is

exposed to radiation, the degree of damage, if any, depends

on the body cells that have been changed.

Vital organs in the center of the body that are penetrated by

radiation are likely to be harmed the most. The skin usually

absorbs most of the radiation and reacts earliest to radiation.

If the whole body is exposed to a very large dose of radiation,

death could result. In general, the type and severity of the

pathological effects of radiation depend on the amount of

radiation received at one time and the percentage of the

total body exposed. Smaller doses of radiation could cause

blood and intestinal disorders in a short period of time.

The more delayed effects are leukemia and other cancers.

Skin damage and loss of hair are also possible results of

exposure to radiation.

Inspection of Composites

Composite structures are inspected for delamination

(separation of the various plies), debonding of the skin from

the core, and evidence of moisture and corrosion. Previously

discussed methods including ultrasonic, acoustic emission,

and radiographic inspections may be used as recommended

by the aircraft manufacturer. The simplest method used in

testing composite structures is the tap test. Newer methods,

such as thermography, have been developed to inspect

composite structures.

Tap Testing

Tap testing, also referred to as the ring test or coin test, is

widely used as a quick evaluation of any accessible surface

Tap hammer

Panel surface38 mm

(1.50 in)

(approximately)25 – 38 mm

(1.00 – 1.50 in)

(approximately)

Figure 10-37. Tap testing using hammer.to detect the presence of delamination or debonding. The

testing procedure consists of lightly tapping the surface with a

light weight hammer (maximum weight of 2 ounces), a coin,

or other suitable device. The acoustic response or “ring” is

compared to that of a known good area. A “flat” or “dead”

response indicates an area of concern. Tap testing is limited

to finding defects in relatively thin skins, less than 0.080"

thick. On honeycomb structures, both sides need to be tested.

Tap testing on one side alone would not detect debonding on

the opposite side. [Figure 10-37]

Electrical Conductivity

Composite structures are not inherently electrically

conductive. Some aircraft, because of their relatively low

speed and type of use, are not affected by electrical issues.

Manufacturers of other aircraft, such as high-speed, high-

performance jets, are required to utilize various methods of

incorporating aluminum or copper into their structures to

make them conductive. The aluminum or copper (aluminum

is used with fiberglass and Kevlar, while copper is used with

carbon fiber) is imbedded within the plies of the lay-ups either

as a thin wire mesh, screen, foil, or spray. When damaged

sections of the structure are repaired, care must be taken to

ensure that the conductive path be restored. Not only is it

necessary to include the conductive material in the repair,

but the continuity of the electrical path from the original

conductive material to the replacement conductor and back to

the original must be maintained. Electrical conductivity may

be checked by use of an ohmmeter. Specific manufacturer’s

instructions must be carefully followed.

Thermography

Thermography is an NDI technique often used with thin

composite structures that use radiant electromagnetic thermal

energy to detect flaws. Most common sources of heat are

heat lamps or heater blankets. The basic principle of thermal inspection consists of measuring or mapping of surface

temperatures when heat flows from, to, or through a test

object. All thermographic techniques rely on differentials in

thermal conductivity between normal, defect-free areas and

those having a defect. Normally, a heat source is used to

elevate the temperature of the article being examined while

observing the surface heating effects. Because defect-free

areas conduct heat more efficiently than areas with defects,

the amount of heat that is either absorbed or reflected

indicates the quality of the bond. The type of defects that

affect the thermal properties include disbonds, cracks, impact

damage, panel thinning, and water ingress into composite

materials and honeycomb core. Thermal methods are most

effective for thin laminates or for defects near the surface.

The most widely used thermographic inspection technique

uses an infrared (IR) sensing system to measure temperature

distribution. This type of inspection can provide rapid,

one-sided, non-contact scanning of surfaces, components,

or assemblies. The heat source can be as simple as a heat

lamp, so long as the appropriate heat energy is applied to

the inspection surface. The induced temperature rise is

a few degrees and dissipates quickly after the heat input

is removed. The IR camera records the IR patterns. The

resulting temperature data is processed to provide more

quantitative information. An operator analyzes the screen

and determines whether a defect was found. Because IR

thermography is a radiometric measurement, it can be

done without physical contact. Depending on the spatial

resolution of the IR camera and the size of the expected

damage, each image can be of a relatively large area.

Furthermore, as composite materials do not radiate heat

nearly as much as aluminum and have higher emissivity,

thermography can provide better definition of damage

with smaller heat inputs. Understanding of structural

arrangement is imperative to ensure that substructure is not

10-38Current voltage

and speed

normal

low low high high

Profile Viewsslow fastCurrent Voltage SpeedC B A

Figure 10-38. Examples of poor welds: too rapidly (A), improper penetration and cold laps (B), and irregular edges and considerable

variation (C).mistaken for defects or damage.

Inspection of Welds

A discussion of welds in this chapter is confined to judging

the quality of completed welds by visual means. Although the appearance of the completed weld is not a positive indication of quality, it provides a good clue about the care used in making it. A properly designed joint weld is stronger than the base metal that it joins. The characteristics of a properly welded joint are discussed in the following paragraphs.

A good weld is uniform in width; the ripples are even and

well feathered into the base metal and show no burn due to overheating. [Figure 10-38] The weld has good penetration

and is free of gas pockets, porosity, or inclusions. The edges of the bead are not in a straight line, yet the weld is good since penetration is excellent.

Penetration is the depth of fusion in a weld. Thorough fusion

is the most important characteristic contributing to a sound weld. Penetration is affected by the thickness of the material to be joined, the size of the filler rod, and how it is added. In a butt weld, the penetration should be 100 percent of the thickness of the base metal. On a fillet weld, the penetration requirements are 25 to 50 percent of the thickness of the base metal. The width and depth of bead for a butt weld and fillet weld are shown in Figure 10-39.

To assist further in determining the quality of a welded joint,

several examples of incorrect welds are discussed in the following paragraphs.The weld in Figure 10-38A was made too rapidly. The long

and pointed appearance of the ripples was caused by an excessive amount of heat or an oxidizing flame. If the weld were cross-sectioned, it would probably disclose gas pockets, porosity, and slag inclusions.

Figure 10-38B illustrates a weld that has improper penetration

and cold laps caused by insufficient heat. It appears rough and

irregular, and its edges are not feathered into the base metal.The puddle tends to boil during the welding operation if an excessive amount of acetylene is used. This often leaves slight bumps along the center and craters at the finish of the weld. Cross-checks are apparent if the body of the weld is sound. If the weld were cross-sectioned, pockets and porosity are visible. [Figure 10-38C]

A bad weld has irregular edges and considerable variation in the depth of penetration. It often has the appearance of a cold weld.

10-39A B

Leg 2 to 3 T

25 to 50% T100% PenetrationApprox. ½ TBead width 3 to 5TReinforcement ¼ to ½ T Throat 11/3 to 1½ T

T

Figure 10-39. Butt weld (A) and fillet weld (B), showing width and depth of bead.

Hand Tools & Measuring Devices

Chapter 11

The aviation maintenance technician (AMT) spends a major

portion of each day using a wide variety of hand tools to

accomplish maintenance tasks. This chapter contains an

overview of some of the hand tools an AMT can expect to use.

An AMT encounters many special tools as their experience

widens. For example, large transport category aircraft have

different maintenance tasks from those of a light airplane,

and special hand tools are often required when working on

complex aircraft.

This chapter outlines the basic knowledge required

when using the most common hand tools and measuring

instruments used in aircraft repair work. This information,

however, cannot replace sound judgment on the part of the

individual, nor additional training as the need arises. There

are many times when ingenuity and resourcefulness can

supplement these basic rules. Sound knowledge is required

of these basic rules and of the situations in which they apply.

The use of tools may vary, but good practices for safety, care,

and storage of tools remain the same.

General Purpose Tools

Hammers & Mallets

Figure 11-1 shows some of the hammers that the aviation

mechanic may be required to use. Metal head hammers

are usually sized according to the weight of the head alone

without the handle.

Occasionally, it is necessary to use a soft-faced hammer,

which has a striking surface made of wood, brass, lead,

rawhide, hard rubber, or plastic. These hammers are intended

for use in forming soft metals and striking surfaces that are

easily damaged. Soft-faced hammers should not be used

for striking punch heads, bolts, or nails, as using one in this

fashion quickly ruins this type of hammer.

A mallet is a hammer-like tool with a head made of hickory,

rawhide, or rubber. It is handy for shaping thin metal parts

without causing creases or dents with abrupt corners. Always

use a wooden mallet when pounding a wood chisel or a gouge.

When using a hammer or mallet, choose the one best suited

for the job. Ensure that the handle is tight. When striking a

blow with the hammer, use the forearm as an extension of

the handle. Swing the hammer by bending the elbow, not the wrist. Always strike the work squarely with the full face of

the hammer. When striking a metal tool with a metal hammer,

the use of safety glasses or goggles is strongly encouraged.

Always keep the faces of hammers and mallets smooth and free

from dents, chips, or gouges to prevent marring of the work.

Screwdrivers

The screwdriver can be classified by its shape, type of blade,

and blade length. [ Figure 11-2] It is made for only one purpose,

loosening or tightening screws or screw head bolts. When using

the common screwdriver, select the largest screwdriver whose

blade makes a good fit in the screw that needs to be turned.

A common screwdriver must fill at least 75 percent of the

screw slot. If the screwdriver is the wrong size, it cuts and

burrs the screw slot, making it unusable. The damage may be

so severe that the use of a screw extractor may be required. A

screwdriver with the wrong size blade may slip and damage

adjacent parts of the structure as well.

The common screwdriver is used only where slotted head

screws or fasteners are found on aircraft. An example of a

fastener that requires the use of a common screwdriver is

the camlock style fastener that is used to secure the cowling

on some aircraft.

The two types of recessed head screws for common use are

the Phillips and the Reed & Prince. Both the Phillips and

Reed & Prince recessed heads are optional on several types

of screws. As shown in Figure 11-2 , the Reed & Prince

recessed head forms a perfect cross. The screwdriver used

with this screw is pointed on the end. Since the Phillips

screw has a slightly larger center in the cross, the Phillips

screwdriver is blunt on the end. The Phillips screwdriver

is not interchangeable with the Reed & Prince. The use of

the wrong type of screwdriver results in mutilation of the

screwdriver and the screw head. When turning a recessed

head screw, use only the proper recessed head screwdriver of

the correct size. The most common crosspoint screwdrivers

are the Number 1 and Number 2 Phillips. Each of these are

designed to be used for specific sized screws. A Number 1

Phillips screwdriver is used on 2, 3, and 4 screws, while a

Number 2 Phillips is used for screw sizes 5, 6, 7, 8, and 9.

An offset screwdriver may be used when vertical space

11-2Ball peen Straight peen Cross peen Tinner’s mallet Riveting hammer

Figure 11-1. Hammers.

Phillips screwdriver

Offset screwdriver

Flat blade screwdriverPhillips Reed & Prince

Figure 11-2. Typical screwdrivers.is limited. Offset screwdrivers are constructed with both

ends bent 90° to the shank handle. By using alternate ends, most screws can be seated or loosened even when the swinging space is limited. Offset screwdrivers are made for both standard and recessed head screws. Ratcheting right angle screwdrivers are also available and often prove to be indispensable when working in close quarters.

A screwdriver should not be used for chiseling or prying.

Do not use a screwdriver to check an electric circuit since an electric arc will burn the tip and make it ineffective. In some cases, an electric arc may fuse the blade to the unit being checked, creating a short circuit.

When using a screwdriver on a small part, always hold the

part in the vise or rest it on a workbench. Do not hold the part in the hand, as the screwdriver may slip and cause serious personal injury.

Replaceable tip screwdrivers, commonly referred to as

“10 in 1” screwdrivers, allow for the quick changing of a screwdriver tip and economical replacement of the tip when it becomes worn. A wide variety of screwdriver tips, including flat, crosspoint (Reed & Prince, Phillips), Torx (6-point star-shaped pattern), and square drive tips are available for use with the handles. [Figure 11-3]

The cordless hand-held power screwdriver has replaced most automatic or spiral screwdrivers for the removal of multiple screws from an airframe. Care must be exercised when using a power screwdriver. If the slip clutch is set for too high a setting when installing a screw, the screwdriver tip will slip and rotate on top of the screw head, damaging it. The screw should be started by hand to avoid driving the screw into the nut or nut plate in a cross-threaded manner. To avoid damaging the slot or receptacle in the head of the screw, the use of cordless power drills fitted with a removable tip driver to remove or install screws is not recommended, as the drill does not have a slip-clutch installed.

Torx Flat Square drive

tipCrosspoint

(Phillips)

Figure 11-3. Replaceable tip screwdriver.Pliers & Plier-Type Cutting Tools

As shown in Figure 11-4 , the pliers used most frequently

in aircraft repair work are the diagonal, needle-nose, and

duckbill. The size of pliers indicates their overall length,

usually ranging from 5 to 12 inches.

Roundnose pliers are used to crimp metal. They are not made

for heavy work because too much pressure springs the jaws,

which are often wrapped to prevent scarring the metal.

Needle-nose pliers have half round jaws of varying lengths.

They are used to hold objects and make adjustments in

tight places.

Duckbill pliers resemble a “duck’s bill” in that the jaws are

thin, flat, and have the shape of a duck’s bill. They are used

exclusively for twisting safety wire.

Diagonal pliers are usually referred to as diagonals or

“dikes.” The diagonal is a short-jawed cutter with a blade

set at a slight angle on each jaw. This tool can be used to

cut wire, rivets, small screws, and cotter pins, besides being

practically indispensable in removing or installing safety

wire. The duckbill pliers and the diagonal cutting pliers are

used extensively in aviation for the job of safety wiring.

Two important rules for using pliers:

1. Do not make pliers work beyond their capacity. The

long-nosed variety is especially delicate. It is easy to

spring or break them or nick the edges. If this occurs,

they are practically useless.

2. Do not use pliers to turn nuts. In just a few seconds,

a pair of pliers can damage a nut more than years

of service.

Punches

Punches are used to locate centers for drawing circles, to start

holes for drilling, to punch holes in sheet metal, to transfer

location of holes in patterns, and to remove damaged rivets,

pins, or bolts.

Solid or hollow punches are the two types generally used.

Solid punches are classified according to the shape of their

points. Figure 11-5 shows several types of punches.

Prick punches are used to place reference marks on metal.

This punch is often used to transfer dimensions from a paper

pattern directly on the metal. To do this, first place the paper

pattern directly on the metal. Then go over the outline of the

pattern with the prick punch, tapping it lightly with a small

hammer and making slight indentations on the metal at the

major points on the drawing. These indentations can then

be used as reference marks for cutting the metal. A prick punch should never be struck a heavy blow with a hammer

because it may bend the punch or cause excessive damage

to the material being worked.

Large indentations in metal, which are necessary to start a

twist drill, are made with a center punch. It should never be

struck with enough force to dimple the material around the

indentation or to cause the metal to protrude through the other

side of the sheet. A center punch has a heavier body than a

prick punch and is ground to a point with an angle of about 60°.

The drive punch, which is often called a tapered punch, is used

for driving out damaged rivets, pins, and bolts that sometimes

bind in holes. The drive punch is therefore made with a flat

face instead of a point. The size of the punch is determined

by the width of the face, which is usually 1⁄8 inch to 1⁄4 inch.

Pin punches, often called drift punches, are similar to drive

punches and are used for the same purposes. The difference

between the two is that the sides of a drive punch taper all

the way to the face while the pin punch has a straight shank.

Pin punches are sized by the diameter of the face, in thirty-

seconds of an inch, and range from 1⁄16 to 3⁄8 inch in diameter.

In general practice, a pin or bolt that is to be driven out is

usually started and driven with a drive punch until the sides

of the punch touch the side of the hole. A pin punch is then

used to drive the pin or bolt the rest of the way out of the

hole. Stubborn pins may be started by placing a thin piece of

scrap copper, brass, or aluminum directly against the pin and

then striking it with a hammer until the pin begins to move.

Never use a prick punch or center punch to remove objects

from holes because the point of the punch spreads the object

and causes it to bind even more.

The transfer punch is usually about 4 inches long. It has a

point that tapers and then turns straight for a short distance

in order to fit a drill locating hole in a template. The tip has

a point similar to that of a prick punch. As its name implies,

the transfer punch is used to transfer the location of holes

through the template or pattern to the material.

11-4Auto center punch

Prick punch

Starting punch

Pin punch

Aligning punch

Drift pin

Drive punchCenter punch

Figure 11-5. Punches.

Diagonal cutter

Duckbill

Needle-nose

Roundnose

Figure 11-4. Pliers.

Wrenches

The wrenches most often used in aircraft maintenance are

classified as open-end, box-end, socket, adjustable, ratcheting

and special wrenches. The Allen wrench, although seldom

used, is required on one special type of recessed screw. One

of the most widely used metals for making wrenches is

chrome-vanadium steel. Wrenches made of this metal are

almost indestructible. Solid, nonadjustable wrenches with

open parallel jaws on one or both ends are known as open-end

wrenches. These wrenches may have their jaws parallel to

the handle or at an angle up to 90°; most are set at an angle

of 15°. The wrenches are designed to fit a nut, bolt head, or

other object, which makes it possible to exert a turning action.

Box-end wrenches are popular tools because of their

usefulness in close quarters. They are called box wrenches

since they box, or completely surround, the nut or bolt head.

Practically all well-manufactured box-end wrenches are

made with 12 points so they can be used in places having as

little as 15° swing. In Figure 11-6 , point A on the illustrated

double-broached hexagon wrench is nearer the centerline of

the head and the wrench handle than point B and also the

centerline of nut C. If the wrench is inverted and installed on nut C, point A will be centered over side “Y” instead of

side “X.” The centerline of the handle will now be in the

dotted line position. It is by reversing (turning the wrench

over) the position of the wrench that a 15° arc may be made

with the wrench handle.

Although box-end wrenches are ideal to break loose tight

nuts or pull tight nuts tighter, time is lost turning the nut off

the bolt once the nut is broken loose. Only when there is

sufficient clearance to rotate the wrench in a complete circle

can this tedious process be avoided.

After a tight nut is broken loose, it can be completely backed

off or unscrewed more quickly with an open-end than with a

box-end wrench. In this case, a combination wrench can be

A B

XY

C

Figure 11-6. Box-end wrench use.used. A combination wrench has a box end on one end and

an open-end wrench of the same size on the other.

Another option for removing a nut from a bolt is the

ratcheting box-end wrench, which can be swung back and

forth to remove the nut or bolt. The box-end, combination,

and ratcheting wrenches are shown in Figure 11-7 .

A socket wrench is made of two parts: the socket, which is

placed over the top of a nut or bolt head; and a handle, which

is attached to the socket. Many types of handles, extensions,

and attachments are available to make it possible to use socket

wrenches in almost any location or position. Sockets are made

with either fixed or detachable handles. Socket wrenches

with fixed handles are usually furnished as an accessory to a

machine. They have a four, six, or twelve-sided recess to fit

a nut or bolt head that needs regular adjustment. Sockets

with detachable handles usually come in sets and fit several

types of handles, such as the T, ratchet, screwdriver grip, and

speed handle. Socket wrench handles have a square lug on

one end that fits into a square recess in the socket head. The

two parts are held together by a light, spring-loaded poppet.

Two types of sockets, a set of handles, and an extension bar

are shown in Figure 11-8 .

The adjustable wrench is a handy utility tool that has smooth

jaws and is designed as an open-end wrench. One jaw is

fixed, but the other may be moved by a thumbscrew or spiral

screwworm adjustment in the handle. The width of the jaws

may be varied from 0 to 1⁄2 inch or more. The angle of the

opening to the handle is 221⁄2 degrees on an adjustable wrench.

One adjustable wrench does the work of several open-end

wrenches. Although versatile, they are not intended to replace

the standard open-end, box-end, or socket wrenches. When

using any adjustable wrench, always exert the pull on the

side of the handle attached to the fixed jaw of the wrench.

To minimize the possibility or rounding off the fastener, use

care to fit the wrench to the bolt or nut to be turned.

Special Wrenches

The category of special wrenches includes the crowfoot,

flare nut, spanner, torque, and Allen wrenches.

[Figure 11-9 and 11-10]

The crowfoot wrench is normally used when accessing nuts

that must be removed from studs or bolts that cannot be

accessed using other tools.

The flare nut wrench has the appearance of a box-end wrench

that has been cut open on one end. This opening allows the

wrench to be used on the B-nut of a fuel, hydraulic, or oxygen

line. Since it mounts using the standard square adapter, like

the crowfoot wrench, it can be used in conjunction with a torque wrench.

The hook spanner is for a round nut with a series of notches

cut in the outer edge. This wrench has a curved arm with a

hook on the end that fits into one of the notches on the nut.

The hook is placed in one of these notches with the handle

pointing in the direction the nut is to be turned.

Some hook spanner wrenches are adjustable and fit nuts of

various diameters. U-shaped hook spanners have two lugs

on the face of the wrench to fit notches cut in the face of the

nut or screw plug. End spanners resemble a socket wrench,

but have a series of lugs that fit into corresponding notches

in a nut or plug. Pin spanners have a pin in place of a lug, and

the pin fits into a round hole in the edge of a nut. Face pin

spanners are similar to the U-shaped hook spanners except

that they have pins instead of lugs.

Most headless setscrews are the hex-head Allen type and

must be installed and removed with an Allen wrench. Allen

wrenches are six-sided bars in the shape of an L, or they can

be hex-shaped bars mounted in adapters for use with hand

ratchets. They range in size from 3⁄64 to 1⁄2 inch and fit into a

hexagonal recess in the setscrew.

Torque Wrench

There are times when definite pressure must be applied to a

nut or bolt as it is installed. In such cases, a torque wrench

must be used. The torque wrench is a precision tool consisting

of a torque indicating handle and appropriate adapter or

attachments. It measures the amount of turning or twisting

force applied to a nut, bolt, or screw.

Speed handle

Socket and universal joint combined Extension barHinge handleRatchet handle

Socket

Figure 11-8. Socket wrench set.

Box-endOpen-end

Combination wrenchRatcheting wrench

Box-end wrench12 mm3/8 3/8

10 mm

10 mm 11 mm

Figure 11-7. Ratcheting, box-end, and combination wrenches.

Before each use, the torque wrench should be visually

inspected for damage. If a bent pointer, cracked or broken

glass (dial type), or signs of rough handling are found, the

wrench must be tested. Torque wrenches must be tested at

periodic intervals to ensure accuracy.

Calibrating a torque wrench is the process in which the

manufacturers of the torque wrench set ensure a precise

torque occurs on a standard and consistent basis. Regular

torque wrench calibration ensures repeatable accuracy and

adherence to standards. A torque wrench is a precision

tool and should be treated and maintained like a delicate

measuring instrument. A torque wrench must be properly calibrated and maintained on a preventative maintenance

and calibration schedule. In order to maintain accuracy,

it is crucial that a torque wrench and other measuring

equipment be calibrated regularly. Some wrenches or tools

may recommend six (6) month calibration intervals, while

others may schedule it at twelve (12) months.

The three most commonly used torque wrenches are the

deflecting beam, dial indicating, and micrometer setting types.

[Figure 11-10] When using the deflecting beam and the dial

indicating torque wrenches, the torque is read visually on a dial

or scale mounted on the handle of the wrench. The micrometer

setting torque wrench is preset to the desired torque. When

this torque is reached, the operator notices a sharp impulse

or breakaway “click.” For additional information on the

installation of fasteners requiring the use of a torque wrench,

refer to “Installation of Nuts, Washers, and Bolts” located in

Chapter 7, Aircraft Materials, Processes and Hardware.

Strap Wrenches

The strap wrench can prove to be an invaluable tool for the

AMT. By their very nature, aircraft components, such as

tubing, pipes, small fittings, and round or irregularly-shaped

components, are built to be as light as possible while still

retaining enough strength to function properly. The misuse of

pliers or other gripping tools can quickly damage these parts.

If it is necessary to grip a part to hold it in place, or to rotate it

to facilitate removal, consider using a strap wrench that uses

a plastic covered fabric strap to grip the part. [Figure 11-11]

Impact Drivers

In certain applications, the use of an impact driver may be

required. Struck with a mallet, the impact driver uses cam

action to impart a high amount of torque in a sharp impact

to break loose a stubborn fastener. The drive portion of the

impact driver can accept a number of different drive bits

Allen wrench Hook spannerFlare nutCrowfoot

C

EBAC

E

DAF

A = Outside diameter

B = Wall openingC = Center to centerD = LengthE = Head depthF = Total depth

Dial indicating torque wrench Micrometer “click-type” torque wrench

Electronic torque wrench Deflecting beam torque wrench

Figure 11-9. Special wrenches.

Figure 11-10. Torque wrenches.

Figure 11-11. Strap wrench.

Figure 11-12. Impact driver.and sockets. The use of special bits and sockets specifically

manufactured for use with an impact driver is required.

[Figure 11-12]

Metal Cutting Tools

Hand Snips

There are several kinds of hand snips, each of which serves

a different purpose. Straight, curved, hawksbill, and aviation

snips are in common use. Straight snips are used for cutting

straight lines when the distance is not great enough to use a

squaring shear and for cutting the outside of a curve. The other

types are used for cutting the inside of curves or radii. Snips

should never be used to cut heavy sheet metal. [Figure 11-13]

Aviation snips are designed especially for cutting heat-treated

aluminum alloy and stainless steel. They are also adaptable

for enlarging small holes. The blades have small teeth on the

cutting edges and are shaped for cutting very small circles and

irregular outlines. The handles are the compound leverage

type, making it possible to cut material as thick as 0.051

inch. Aviation snips are available in two types: those which

cut from right to left and those which cut from left to right.

Unlike the hacksaw, snips do not remove any material when

the cut is made, but minute fractures often occur along the

cut. Therefore, cuts should be made about 1⁄32 inch from the

layout line and finished by hand filing down to the line.

Hacksaws

The common hacksaw has a blade, a frame, and a handle.

The handle can be obtained in two styles: pistol grip and

straight. [Figure 11-14]

Hacksaw blades have holes in both ends; they are mounted

on pins attached to the frame. When installing a blade in

a hacksaw frame, mount the blade with the teeth pointing

forward, away from the handle.

Blades are made of high-grade tool steel or tungsten steel

and are available in sizes from 6 to 16 inches in length. The

10-inch blade is most commonly used. There are two types:

the all-hard blade and the flexible blade. In flexible blades,

only the teeth are hardened.

Selection of the best blade for the job involves finding the

right type and pitch. An all-hard blade is best for sawing

brass, tool steel, cast iron, and heavy cross-section materials.

A flexible blade is usually best for sawing hollow shapes and

metals having a thin cross-section.

The pitch of a blade indicates the number of teeth per inch.

Pitches of 14, 18, 24, and 32 teeth per inch are available. A

blade with 14 teeth per inch is preferred when cutting machine steel, cold-rolled steel, or structural steel. A blade with 18

teeth per inch is preferred for solid stock aluminum, bearing

metal, tool steel, and cast iron. Use a blade with 24 teeth per

inch when cutting thick-walled tubing, pipe, brass, copper,

channel, and angle iron. Use the 32 teeth per inch blade for

cutting thin-walled tubing and sheet metal. When using a

hacksaw, observe the following procedures:

1. Select an appropriate saw blade for the job.

2. Assemble the blade in the frame so that the cutting

edge of the teeth points away from the handle.

3. Adjust tension of the blade in the frame to prevent the

saw from buckling and drifting.

4. Clamp the work in the vise in such a way that provides

as much bearing surface as possible and engages the

greatest number of teeth.

5. Indicate the starting point by nicking the surface with

the edge of a file to break any sharp corner that might

strip the teeth. This mark also aids in starting the saw

at the proper place.

6. Hold the saw at an angle that keeps at least two teeth

in contact with the work at all times. Start the cut with

a light, steady, forward stroke just outside the cutting

line. At the end of the stroke, relieve the pressure and

draw the blade back. (The cut is made only on the

forward stroke.)

7. After the first few strokes, make each stroke as long

as the hacksaw frame allows. This prevents the blade

from overheating. Apply just enough pressure on the

Pistol grip

StraightFigure 11-13. Typical snips.

Figure 11-14. Hacksaws.Chisels are usually made of eight-sided tool steel bar stock,

carefully hardened and tempered. Since the cutting edge

is slightly convex, the center portion receives the greatest

shock when cutting, and the weaker corners are protected.

The cutting angle should be 60° to 70° for general use, such

as for cutting wire, strap iron, or small bars and rods. When

using a chisel, hold it firmly in one hand. With the other

hand, strike the chisel head squarely with a ball peen hammer.

When cutting square corners or slots, a special cold chisel

called a cape chisel should be used. It is like a flat chisel except

the cutting edge is very narrow. It has the same cutting angle

and is held and used in the same manner as any other chisel.

Rounded or semicircular grooves and corners that have

fillets should be cut with a roundnose chisel. This chisel is

also used to re-center a drill that has moved away from its

intended center.

The diamond point chisel is tapered square at the cutting end,

and then ground at an angle to provide the sharp diamond

point. It is used for cutting B-grooves and inside sharp angles.

Files

Most files are made of high-grade tool steels that are hardened

and tempered. Files are manufactured in a variety of shapes

and sizes. They are known either by the cross section, the

general shape, or by their particular use. The cuts of files

must be considered when selecting them for various types

of work and materials.

Files are used to square ends, file rounded corners, remove

burrs and slivers from metal, straighten uneven edges, smooth

rough edges, and file holes and slots.

Files have three distinguishing features:

1. Their length, measured exclusive of the tang

[Figure 11-16] ;

2. Their kind or name, such as a hand file shown in

Figure 11-16 , that has reference to the relative

coarseness of the teeth; and

3. Their cut, such as a single- or double-cut file.

Files are usually made in two types of cuts: single cut and

double cut. The single cut file has a single row of teeth

extending across the face at an angle of 65° to 85° with

the length of the file. The size of the cuts depends on the

coarseness of the file. The double cut file has two rows of

teeth that cross each other. For general work, the angle of

the first row is 40° to 45°. The first row is generally referred

to as “overcut,” and the second row as “upcut;” the upcut is forward stroke to cause each tooth to remove a small

amount of metal. The strokes should be long and

steady with a speed not more than 40 to 50 strokes

per minute.

8. After completing the cut, remove chips from the blade,

loosen tension on the blade, and return the hacksaw

to its proper place.

Chisels

A chisel is a hard steel cutting tool that can be used for cutting

and chipping any metal softer than the chisel itself. It can be

used in restricted areas and for such work as shearing rivets,

or splitting seized or damaged nuts from bolts. [Figure 11-15]

The size of a flat cold chisel is determined by the width of

the cutting edge. Lengths vary, but chisels are seldom under

5 inches or over 8 inches long.

Flat cold chisel

Single bevel point

Double bevel point

Roundnose

Diamond point

60°–70°

Convex

Figure 11-15. Chisels.

Half-Round Files

These files cut on both the flat and round sides. They may

be single or double cut. Their shape permits them to be used

where other files would be unsatisfactory. [Figure 11-17]

Lead-Float Files

These are especially designed for use on soft metals. They

are single cut and are made in various lengths. [Figure 11-17]

Warding File

Rectangular in section and tapers to narrow point in width.

This file is used for narrow space filing where other files somewhat finer than and not as deep as the overcut.

Care and Use

Files and rasps are catalogued in three ways:

• Length—Measuring from the tip to the heel of the file.

The tang is never included in the length.

• Shape—Refers to the physical configuration of the

file (circular, rectangular, triangular, or a variation

thereof).

• Cut—Refers to both the character of the teeth or the

coarseness—rough, coarse, and bastard for use on

heavier classes of work and second cut, smooth, and

dead smooth for finishing work.

Most Commonly Used Files

Hand Files

These are parallel in width and tapered in thickness. They

have one safe edge (smooth edge) that permits filing in

corners and on other work where a safe edge is required.

Hand files are double cut and used principally for finishing

flat surfaces and similar work. [Figure 11-17]

Flat Files

These files are slightly tapered toward the point in both width

and thickness. They cut on both edges, as well as on the sides.

They are the most common files in use. Flat files are double

cut on both sides and single cut on both edges. [Figure 11-17]

Mill Files

These are usually tapered slightly in thickness and in width

for about one-third of their length. The teeth are ordinarily

single cut. These files are used for draw filing and to some

extent for filing soft metals. [Figure 11-17]

Square Files

These files may be tapered or blunt and are double cut. They

are used principally for filing slots and key seats and for

surface filing. [Figure 11-17]

Round or Rattail Files

These are circular in cross section and may be either tapered

or blunt and single or double cut. They are used principally for

filing circular openings or concave surfaces. [Figure 11-17]

Triangular and Three Square Files

These files are triangular in cross section. Triangular files

are single cut and are used for filing the gullet between saw

teeth. Three square files, which are double cut, may be used

for filing internal angles, clearing out corners, and filing taps

and cutters. [Figure 11-17]

Length

Tang

Heel Face Edge Point

Hand—taper width, parallel thickness

Mill—taper width, parallel thickness

Pillar—taper thickness, parallel width

Warding—much taper width, parallel thickness

Square, round, and three–square—taper

Half–round—taper

Knife—taper

Vixen—parallel edges and sides

Figure 11-16. Hand file.

Figure 11-17. Types of files.cannot be used. [Figure 11-17]

Knife File

Knife blade section. This file is used by tool and die makers

on work having acute angles. [Figure 11-17]

Wood File

Same section as flat and half-round files. This file has

coarser teeth and is especially adaptable for use on wood.

[Figure 11-17]

Vixen (Curved-Tooth Files)

Curved-tooth files are especially designed for rapid filing and

smooth finish on soft metals and wood. The regular cut is

adapted for tough work on cast iron, soft steel, copper, brass,

aluminum, wood, slate, marble, fiber, rubber, and so forth. The

fine cut gives excellent results on steel, cast iron, phosphor

bronze, white brass, and all hard metals. The smooth cut is

used where the amount of material to be removed is very

slight, but where a superior finish is desired. [Figure 11-17]

The following methods are recommended for using files:

1. Crossfiling. Before attempting to use a file, place

a handle on the tang of the file. This is essential

for proper guiding and safe use. In moving the file

endwise across the work (commonly known as

crossfiling), grasp the handle so that its end fits into

and against the fleshy part of the palm with the thumb

lying along the top of the handle in a lengthwise

direction. Grasp the end of the file between the thumb

and first two fingers. To prevent undue wear of the

file, relieve the pressure during the return stroke.

2. Drawfiling. A file is sometimes used by grasping it

at each end, crosswise to the work, then moving it

lengthwise with the work. When done properly, work

may be finished somewhat finer than when cross filing

with the same file. In draw filing, the teeth of the file

produce a shearing effect. To accomplish this shearing

effect, the angle at which the file is held with respect

to its line of movement varies with different files,

depending on the angle at which the teeth are cut. Pressure should be relieved during the backstroke.

3. Rounding corners. The method used in filing a rounded

surface depends upon its width and the radius of the

rounded surface. If the surface is narrow or only a

portion of a surface is to be rounded, start the forward

stroke of the file with the point of the file inclined

downward at approximately a 45° angle. Using a

rocking chair motion, finish the stroke with the heel

of the file near the curved surface. This method allows

use of the full length of the file.

4. Removing burred or slivered edges. Practically every

cutting operation on sheet metal produces burrs or

slivers. These must be removed to avoid personal

injury and to prevent scratching and marring of parts

to be assembled. Burrs and slivers prevent parts from

fitting properly and should always be removed from

11-12the work as a matter of habit.

Lathe filing requires that the file be held against the work

revolving in the lathe. The file should not be held rigid or

stationary but should be stroked constantly with a slight

gliding or lateral motion along the work. A standard mill file

may be used for this operation, but the long angle lathe file

provides a much cleaner shearing and self-clearing action.

Use a file with “safe” edges to protect work with shoulders

from being marred.

Care of Files

There are several precautions that any good craftsman takes

in caring for files.

1. Choose the right file for the material and work to be

performed.

2. Keep all files racked and separated so they do not bear

against each other.

3. Keep the files in a dry place—rust corrodes the teeth

points, dulling the file.

4. Keep files clean. Tap the end of the file against the

bench after every few strokes to loosen and clear the

filings. Use the file card to keep files clean—a dirty

file is a dull file. A dirty file can also contaminate

different metals when the same file is used on multiple

metal surfaces.

Particles of metal collect between the teeth of a file and may

make deep scratches in the material being filed. When these

particles of metal are lodged too firmly between the teeth and

cannot be removed by tapping the edge of the file, remove

them with a file card or wire brush. Draw the brush across

the file so that the bristles pass down the gullet between the

teeth. [Figure 11-18]

Drills

The four types of portable drills used in aviation for holding

and turning twist drills are the hand drill, breast drill, electric

power drill, and pneumatic power drill. Holes 1⁄4 inch in

diameter and under can be drilled using a hand drill. This

drill is commonly called an “egg beater.” The breast drill is

designed to hold larger size twist drills than the hand drill.

Also, a breastplate is affixed at the upper end of the drill

to permit the use of body weight to increase the cutting

power of the drill. Electric and pneumatic power drills are

available in various shapes and sizes to satisfy almost any

requirement. Pneumatic drills are preferred for use around

flammable materials, since sparks from an electric drill are

a fire or explosion hazard. Twist Drills

A twist drill is a pointed tool that is rotated to cut holes in

material. It is made of a cylindrical hardened steel bar having

spiral flutes, or grooves, running the length of the body and

a conical point with cutting edges formed by the ends of

the flutes.

Twist drills are made of carbon steel or high-speed alloy steel.

Carbon steel twist drills are satisfactory for the general run

of work and are relatively inexpensive. The more expensive

high-speed twist drills are used for the tough materials, such

as stainless steels. Twist drills have from one to four spiral

flutes. Drills with two flutes are used for most drilling.

Whereas those with three or four flutes are used principally

to follow smaller drills or to enlarge holes.

The principal parts of a twist drill are the shank, the body, and

the heel. [Figure 11-19] The drill shank is the end that fits

into the chuck of a hand or power drill. The two shank shapes

most commonly used in hand drills are the straight shank and

the square or bit stock shank. The straight shank generally

is used in hand, breast, and portable electric or pneumatic

drills. The square shank is made to fit into a carpenter’s

brace. Tapered shanks generally are used in machine shop

drill presses. [Figure 11-20]

The metal column forming the core of the drill is the body.

The body clearance area lies just back of the margin. It is

slightly smaller in diameter than the margin to reduce the

friction between the drill and the sides of the hole. The angle

at which the drill point is ground is the lip clearance angle.

On standard drills used to cut steel and cast iron, the angle

should be 59° from the axis of the drill. For faster drilling of

soft materials, sharper angles are used.

The diameter of a twist drill may be given in one of three

ways: by fractions, letters, or numbers. Fractionally, they are

classified by sixteenths of an inch (from 1⁄16 to 31⁄2 inches), by

thirty-secondths (from 1⁄32 to 21⁄2 inches), or by sixty-fourths

(from 1⁄64 to 11⁄4 inches). For a more exact measurement, a

letter system is used with decimal equivalents: A (0.234 inch)

to Z (0.413 inch). The number system of classification is most

accurate: No. 80 (0.0314 inch) to No. 1 (0.228 inch). Drill

sizes and their decimal equivalents are shown in Figure 11-21 .

The twist drill should be sharpened at the first sign of

dullness. For most drilling, a twist drill with a cutting angle

of 118° (59° on either side of center) is sufficient. However,

when drilling soft metals, a cutting angle of 90° may be

more efficient.

Typical procedures for sharpening drills are as follows:

[Figure 11-22]

Square shank ( used in brace )Taper shankSize stamped hereStraight shankPoint Margin Flute

Lip clearance (125° – 135°)

Shank BodyLip or cutting edge

Heel angle (12° – 15°)

Lip angle (normally 59°)

Lip or cutting edgesHeelFlute

LandFigure 11-18. File card.

Figure 11-20. Drill types.Figure 11-19. Twist drill.1.Adjust the grinder tool rest to a convenient height for

resting the back of the hand while grinding.

2.Hold the drill between the thumb and index finger of

the right or left hand. Grasp the body of the drill near

the shank with the other hand.

3.Place the hand on the tool rest with the centerline of

the drill making a 59° angle with the cutting face ofthe grinding wheel. Lower the shank end of the drillslightly.

4.Slowly place the cutting edge of the drill against the

grinding wheel. Gradually lower the shank of the drill as you twist the drill in a clockwise direction. Maintain pressure against the grinding surface only until youreach the heel of the drill.

5.Check the res ults of grinding with a gauge to determine

whether or not the lips are the same length and at a59° angle.

Alternatively, there are commercially available twist drill grinders available, as well as attachments for bench grinders that ensure consistent, even sharpening of twist drills.

Reamers

Reamers are used to smooth and enlarge holes to exact size.

Hand reamers have square end shanks so that they can be turned with a tap wrench or similar handle. The various types of reamers are illustrated in Figure 11-23.

A hole that is to be reamed to exact size must be drilled about 0.003 to 0.007 inch undersize. A cut that removes more than 0.007 inch places too much load on the reamer and should not be attempted.

Reamers are made of either carbon tool steel or high-speed

steel. The cutting blades of a high-speed steel reamer lose their original keenness sooner than those of a carbon steel reamer; however, after the first super keenness is gone, they are still serviceable. The high-speed reamer usually lasts much longer than the carbon steel type.

Reamer blades are hardened to the point of being brittle and

11-14must be handled carefully to avoid chipping them. When

reaming a hole, rotate the reamer in the cutting direction only.

Do not back a reamer out of a hole by rotating it opposite

the cutting direction. Turn the reamer steadily and evenly to

prevent chattering, or marking and scoring of the hole walls.

Reamers are available in any standard size. The straight fluted

reamer is less expensive than the spiral fluted reamer, but

the spiral type has less tendency to chatter. Both types are

tapered for a short distance back of the end to aid in starting.

Bottoming reamers have no taper and are used to complete

the reaming of blind holes.

For general use, an expansion reamer is the most practical.

This type is furnished in standard sizes from 1⁄4 inch to 1 inch,

increasing in diameter by 1⁄32-inch increments.

Taper reamers, both hand and machine operated, are used to

smooth and true taper holes and recesses.

Countersink

A countersink is a tool that cuts a cone-shaped depression

around the hole to allow a rivet or screw to set flush with the

surface of the material. Countersinks are made with various

angles to correspond to the various angles of the countersunk

rivet and screw heads. The angle of the standard countersink

shown in Figure 11-24 is 100°.

Special stop countersinks are available. Stop countersinks

are adjustable to any desired depth, and the cutters are

interchangeable so that holes of various countersunk angles

may be made. Some stop countersinks have a micrometer set

arrangement (in increments of 0.001 inch) for adjusting the

cutting depths. [Figure 11-24]

When using a countersink, care must be taken not to remove

an excessive amount of material, since this reduces the

strength of flush joints.

Taps and Dies

A tap is used to cut threads on the inside of a hole, while a

die is for cutting external threads on round stock. They are

made of hard tempered steel and ground to an exact size.

There are four types of threads that can be cut with standard

taps and dies: National Coarse, National Fine, National Extra

Fine, and National Pipe.

Hand taps are usually provided in sets of three taps for each

diameter and thread series. Each set contains a taper tap, a

plug tap, and a bottoming tap. The taps in a set are identical

in diameter and cross section and the only difference is the

amount of taper. [Figure 11-25]

The taper tap is used to begin the tapping process, because it is tapered back for 6 to 7 threads. This tap cuts a complete

thread when it is cutting above the taper. It is the only tap

needed when tapping holes that extend through thin sections.

The plug tap supplements the taper tap for tapping holes in

thick stock.

The bottoming tap is not tapered. It is used to cut full threads

to the bottom of a blind hole.

Dies may be classified as adjustable round split die and plain

round split die. The adjustable split die has an adjusting

screw that can be tightened so that the die is spread slightly.

By adjusting the die, the diameter and fit of the thread can

be controlled. [Figure 11-26]

Solid dies are not adjustable. Therefore, a variety of thread

fits cannot be obtained with this type. There are many types

of wrenches for turning taps, as well as turning dies. The

T-handle, the adjustable tap wrench, and the diestock for round

split dies shown in Figure 11-27 are a few of the more common

types. Information on thread sizes, fits, types, and drill speeds

are shown in shown in Figure 11-28 through 11-30 .

Layout and Measuring Tools

Layout and measuring devices are precision tools. They are

carefully machined, accurately marked and, in many cases,

are made up of very delicate parts. When using these tools,

be careful not to drop, bend, or scratch them. The finished

product is no more accurate than the measurements or the

layout; therefore, it is very important to understand how to

read, use, and care for these tools.

Rules

Rules are made of steel and are either rigid or flexible. The

flexible steel rule bends, but it should not be bent intentionally

as it may be broken rather easily. In aircraft work, the unit

of measure most commonly used is the inch. The inch may

be divided into smaller parts by means of either common or

decimal fraction divisions.

The fractional divisions for an inch are found by dividing

the inch into equal parts: halves (1⁄2), quarters (1⁄4), eighths

(1⁄8), sixteenths (1⁄16), thirty-secondths (1⁄32), and sixty-fourths

(1⁄64). The fractions of an inch may be expressed in decimals,

called decimal equivalents of an inch. For example, 1⁄8

inch is expressed as 0.0125 (one hundred twenty-five ten-

thousandths of an inch).

11-15Millimeter

Fractional

NumberDecimal

Equivalent

Millimeter

Fractional

NumberDecimal

Equivalent

Millimeter

Fractional

NumberDecimal

Equivalent

Millimeter

Fractional

NumberDecimal

Equivalent

0.1 0.0039 — 0.0410 59 2.2 0.0866 — 0.1470 26

0.15 0.0059 1.05 0.0413 2.25 0.0885 3.75 0.1476

0.2 0.0079 — 0.0420 58 — 0.0890 43 — 0.1495 25

0.25 0.0098 — 0.0430 57 2.3 0.0905 3.8 0.1496

0.3 0.0118 1.1 0.0433 2.35 0.0925 — 0.1520 24

— 0.0135 80 1.15 0.0452 — 0.0935 42 3.9 0.1535

0.35 0.0138 — 0.0465 56 2.38 0.0937 ³⁄32 — — 0.1540 23

— 0.0145 79 1.19 0.0469 ³⁄64 — 2.4 0.0945 3.97 0.1562 ⁵⁄32 —

0.39 0.0156 ¹⁄64 — 1.2 0.0472 — 0.0960 41 — 0.1570 22

0.4 0.0157 1.25 0.0492 2.45 0.0964 4.0 0.1575

— 0.0160 78 1.3 0.0512 — 0.0980 40 — 0.1590 21

0.45 0.0177 — 0.0520 55 2.5 0.0984 — 0.1610 20

— 0.0180 77 1.35 0.0531 — 0.0995 39 4.1 0.1614

0.5 0.0197 — 0.0550 54 — 0.1015 38 4.2 0.1654

— 0.0200 76 1.4 0.0551 2.6 0.1024 — 0.1660 19

— 0.0210 75 1.45 0.0570 — 0.1040 37 4.25 0.1673

0.55 0.0217 1.5 0.0591 2.7 0.1063 4.3 0.1693

— 0.0225 74 — 0.0595 53 — 0.1065 36 — 0.1695 18

0.6 0.0236 1.55 0.0610 2.75 0.1082 4.37 0.1719 ¹¹⁄64 —

— 0.0240 73 1.59 0.0625 ¹⁄16 — 2.78 0.1094 ⁷⁄64 — — 0.1730 17

— 0.0250 72 1.6 0.0629 — 0.1100 35 4.4 0.1732

0.65 0.0256 — 0.0635 52 2.8 0.1102 — 0.1770 16

— 0.0260 71 1.65 0.0649 — 0.1110 34 4.5 0.1771

— 0.0280 70 1.7 0.0669 — 0.1130 33 — 0.1800 15

0.7 0.0276 — 0.0670 51 2.9 0.1141 4.6 0.1811

— 0.0292 69 1.75 0.0689 — 0.1160 32 — 0.1820 14

0.75 0.0295 — 0.7000 50 3.0 0.1181 4.7 0.1850 13

— 0.0310 68 1.8 0.0709 — 0.1200 31 4.75 0.1870

0.79 0.0312 ¹⁄32 — 1.85 0.0728 3.1 0.1220 4.76 0.1875 ³⁄16 —

0.8 0.0315 — 0.0730 49 3.18 0.1250 ¹⁄8 — 4.8 0.1890 12

— 0.0320 67 1.9 0.0748 3.2 0.1260 — 0.1910 11

— 0.0330 66 — 0.0760 48 3.25 0.1279 4.9 0.1929

0.85 0.0335 1.95 0.0767 — 0.1285 30 — 0.1935 10

— 0.0350 65 1.98 0.0781 ⁵⁄64 — 3.3 0.1299 — 0.1960 9

0.9 0.0354 — 0.0785 47 3.4 0.1338 5.0 0.1968

— 0.0360 64 2.0 0.0787 — 0.1360 29 — 0.1990 8

— 0.0370 63 2.05 0.0807 3.5 0.1378 5.1 0.2008

0.95 0.0374 — 0.0810 46 — 0.1405 28 — 0.2010 7

— 0.0380 62 — 0.0820 45 3.57 0.1406 ⁹⁄64 5.16 0.2031 ¹³⁄64 —

— 0.0390 61 2.1 0.0827 3.6 0.1417 — 0.2040 6

1.0 0.0394 2.15 0.0846 — 0.1440 27 5.2 0.2047

— 0.0400 60 — 0.0860 44 3.7 0.1457 — — 0.2055 5

Figure 11-21. Drill sizes.

11-16Millimeter

Fractional

NumberDecimal

Equivalent

Millimeter

Fractional

NumberDecimal

Equivalent

Millimeter

Fractional

NumberDecimal

Equivalent

Millimeter

FractionalDecimal

Equivalent

5.25 0.2067 7.25 0.2854 9.5 0.3740 16.5 0.6496

5.3 0.2086 7.3 0.2874 9.53 0.3750 ³⁄8 — 16.67 0.6562 ²¹⁄32

— 0.2090 4 — 0.2900 L — 0.3770 V 17.0 0.6693

5.4 0.2126 7.4 0.2913 9.6 0.3780 17.06 0.6719 ⁴³⁄64

— 0.2130 — 0.2950 M 9.7 0.3819 17.46 0.6875 ¹¹⁄16

5.5 0.2165 7.5 0.2953 9.75 0.3838 17.5 0.6890

5.56 0.2187 ¹⁄32 — 7.54 0.2968 ¹⁹⁄64 — 9.8 0.3858 17.86 0.7031 ⁴⁵⁄64

5.6 0.2205 7.6 0.2992 — 0.3860 W 18.0 0.7087

— 0.2210 2 — 0.3020 N 9.9 0.3898 18.26 0.7187 ²³⁄32

5.7 0.2244 7.7 0.3031 9.92 0.3906 ²⁵⁄64 — 18.5 0.7283

5.75 0.2263 7.75 0.3051 10.0 0.3937 18.65 0.7344 ⁴⁷⁄64

— 0.2280 1 7.8 0.3071 0.3970 X 19.0 0.7480

5.8 0.2283 7.9 0.3110 — 0.4040 Y 19.05 0.7500 ³⁄4

5.9 0.2323 7.94 0.3125 ⁵⁄16 — 10.32 0.4062 ¹³⁄32 — 19.45 0.7656 ⁴⁹⁄64

— 0.2340 A 8.0 0.3150 — 0.4130 Z 19.5 0.7677

5.95 0.2344 ¹⁵⁄64 — — 0.3160 O 10.5 0.4134 19.84 0.7812 ²⁵⁄32

6.0 0.2362 8.1 0.3189 10.72 0.4219 ²⁷⁄64 20.0 0.7874

— 0.2380 B 8.2 0.3228 11.0 0.4330 20.24 0.7969 ⁵¹⁄64

6.1 0.2401 — 0.3230 P 11.11 0.4375 ⁷⁄16 20.5 0.8071

— 0.2420 C 8.25 0.3248 11.5 0.4528 20.64 0.8125 ¹³⁄16

6.2 0.2441 8.3 0.3268 11.51 0.4531 ²⁹⁄64 21.0 0.8268

6.25 0.2460 D 8.33 0.3281 ²¹⁄64 — 11.91 0.4687 ¹⁵⁄32 21.03 0.8281 ⁵³⁄64

6.3 0.2480 8.4 0.3307 12.0 0.4724 21.43 0.8437 ²⁷⁄32

6.35 0.2500 ¹⁄4 E — 0.3320 Q 12.30 0.4843 ³¹⁄64 21.5 0.8465

6.4 0.2520 8.5 0.3346 12.5 0.4921 21.83 0.8594 ⁵⁵⁄64

6.5 0.2559 8.6 0.3386 12.7 0.5000 ¹⁄2 22.0 0.8661

— 0.2570 F — 0.3390 R 13.0 0.5118 22.23 0.8750 ⁷⁄8

6.6 0.2598 8.7 0.3425 13.10 0.5156 ³³⁄64 22.5 0.8858

— 0.2610 G 8.73 0.3437 ¹¹⁄32 — 13.49 0.5312 ¹⁷⁄32 22.62 0.8906 ⁵⁷⁄64

6.7 0.2638 8.75 0.3445 13.5 0.5315 23.0 0.9055

6.75 0.2657 ¹⁷⁄64 — 8.8 0.3465 13.89 0.5469 ³⁵⁄64 23.02 0.9062 ²⁹⁄32

6.75 0.2657 — 0.3480 S 14.0 0.5512 23.42 0.9219 ⁵⁹⁄64

— 0.2660 H 8.9 0.3504 14.29 0.5625 ⁹⁄16 23.5 0.9252

6.8 0.2677 9.0 0.3543 14.5 0.5709 23.81 0.9375 ¹⁵⁄16

6.9 0.2716 — 0.3580 T 14.68 0.5781 ³⁷⁄64 24.0 0.9449

— 0.2720 I 9.1 0.3583 15.0 0.5906 24.21 0.9531 ⁶¹⁄64

7.0 0.2756 9.13 0.3594 ²³⁄64 — 15.08 0.5937 ¹⁹⁄32 24.5 0.9646

— 0.2770 J 9.2 0.3622 15.48 0.6094 ³⁹⁄32 24.61 0.9687 ³¹⁄32

7.1 0.2795 9.25 0.3641 15.5 0.6102 25.0 0.9843

— 0.2811 K 9.3 0.3661 15.88 0.6250 ⁵⁄8 25.03 0.9844 ⁶³⁄64

7.14 0.2812 ⁹⁄32 — — 0.3680 U 16.0 0.6299 25.4 1.0000 1

7.2 0.2835 9.4 0.3701 16.27 0.6406 ⁴¹⁄64

Figure 11-21. Drill sizes (continued).

512°-15°

59° 59°

59°

Figure 11-22. Drill sharpening procedures.

Adjustable reamerExpansion reamerSpiral taper reamer (power) Straight reamer (power)Straight reamer (hand)

Taper reamer

(hand)

Figure 11-23. Reamers.

Rules are manufactured in two basic styles — those divided or

marked in common fractions and those divided or marked in decimals or divisions of one one-hundredth of an inch. A rule may be used either as a measuring tool or as a straightedge. [Figure 11-31]

Combination Sets

The combination set, as its name implies, is a tool that has

several uses. It can be used for the same purposes as an ordinary tri-square, but it differs from the tri-square in that the head slides along the blade and can be clamped at any desired place. Combined with the square or stock head are a level and scriber. The head slides in a central groove on the blade or scale, which can be used separately as a rule. [Figure 11-32]The spirit level in the stock head makes it convenient to square a piece of material with a surface and at the same time tell whether one or the other is plumb or level. The head can be used alone as a simple level.

The combination of square head and blade can also be used

as a marking gauge to scribe lines at a 45° angle, as a depth gauge, or as a height gauge. A convenient scriber is held frictionally in the head by a small brass bushing.

Adjusting screw

Adjustable round split die

Plain round split die

Figure 11-26. Types of dies.

Plug

BottomingTaper

Figure 11-25. Hand taps.

100°

100°

Cutter shaft

Cutter

Pilot

Body

Lock nut

Stop

Chip opening

Fiber collarStop countersink Standard countersink

Profile view

Top view

Figure 11-24. Countersinks.

The center head is used to find the center of shafts or other

cylindrical work. The protractor head can be used to check

angles and also may be set at any desired angle to draw lines.

Scriber

The scriber is designed to serve the aviation mechanic in

the same way a pencil or pen serves a writer. In general, it is

used to scribe or mark lines on metal surfaces. The scriber is

made of tool steel, 4 to 12 inches long, and has two needle

pointed ends. One end is bent at a 90° angle for reaching and marking through holes. [Figure 11-33]

Before using a scriber, always inspect the points for

sharpness. Be sure the straightedge is flat on the metal

and in position for scribing. Tilt the scriber slightly in the

direction toward which it will be moved, holding it like a

pencil. Keep the scriber’s point close to the guiding edge of

the straightedge. The scribed line should be heavy enough to

be visible, but no deeper than necessary to serve its purpose.

DiestockTap wrenches

Figure 11-27. Diestock and tap wrenches.

It is very important to use a scribe only where it is defining

a line to be cut as scribed lines may introduce stress points

where failures can occur.

Dividers and Pencil Compasses

Dividers and pencil compasses have two legs joined at the

top by a pivot. They are used to scribe circles and arcs and

for transferring measurements from the rule to the work.

Pencil compasses have one leg tapered to a needle point. The

other leg has a pencil or pencil lead inserted. Dividers have

both legs tapered to needle points.

When using pencil compasses or dividers, the following

procedures are suggested:

1. Inspect the points to make sure they are sharp.

2. To set the dividers or compasses, hold them with the

point of one leg in the graduations on the rule. Turn the

adjustment nut with the thumb and forefinger. Adjust

the dividers or compasses until the point of the other

leg rests on the graduation of the rule that gives the

required measurement.

3. To draw an arc or circle with either the pencil

compasses or dividers, hold the thumb attachment on

the top with the thumb and forefinger. With pressure

exerted on both legs, swing the compass in a clockwise

direction and draw the desired arc or circle.

4. The tendency for the legs to slip is avoided by inclining

the compasses or dividers in the direction in which

they are being rotated. In working on metals, the

dividers are used only to scribe arcs or circles that are

later removed by cutting. All other arcs or circles are

drawn with pencil compasses to avoid scratching the

material.

5. On paper layouts, the pencil compasses are used for describing arcs and circles. Dividers should be used to

transfer critical measurements because they are more

accurate than a pencil compass.

Calipers

Calipers are used for measuring diameters and distances or

for comparing distances and sizes. The three common types

of calipers are inside, outside, and hermaphrodite calipers,

such as gear tool calipers. [Figure 11-34]

Outside calipers are used for measuring outside dimensions—

for example, the diameter of a piece of round stock. Inside

calipers have outward curved legs for measuring inside

diameters, such as diameters of holes, the distance between

two surfaces, the width of slots, and other similar jobs. A

hermaphrodite caliper is generally used as a marking gauge in

layout work. It should not be used for precision measurement.

Micrometer Calipers

There are four types of micrometer calipers, each designed

for a specific use: outside micrometer, inside micrometer,

depth micrometer, and thread micrometer.

Micrometers are available in a variety of sizes, either 0 to

1⁄2 inch, 0 to 1 inch, 1 to 2 inch, 2 to 3 inch, 3 to 4 inch, 4 to

5 inch, or 5 to 6 inch sizes. In addition to the micrometer

inscribed with the measurement markings, micrometers

equipped with electronic digital liquid crystal display (LCD)

readouts are also in common use.

The AMT uses the outside micrometer more often than any

other type. It may be used to measure the outside dimensions

of shafts, thickness of sheet metal stock, the diameter of drills,

and for many other applications. [Figure 11-35]

The smallest measurement that can be made with the use

of the steel rule is one sixty-fourth of an inch in common

fractions and one one-hundredth of an inch in decimal

fractions. To measure more closely than this (in thousandths

and ten-thousandths of an inch), a micrometer is used. If a

dimension given in a common fraction is to be measured

with the micrometer, the fraction must be converted to its

decimal equivalent.

All four types of micrometers are read in the same way. The

method of reading an outside micrometer is discussed later

in this chapter.

Micrometer Parts

The fixed parts of a micrometer are the frame, barrel, and anvil.

The movable parts of a micrometer are the thimble and spindle.

The thimble rotates the spindle, which moves in the threaded

portion inside the barrel. Turning the thimble provides an

11-20National Coarse Thread Series

Medium Fit Class 3 (NC)

Size

and

ThreadsDiameter

of Body

for ThreadBody

DrillPreferred

Diameter

of HoleNearest

Standard

Drill SizeTap Drill

Size

and

ThreadsDiameter

of Body

for ThreadBody

DrillPreferred

Diameter

of HoleNearest

Standard

Drill SizeTap DrillNational Fine Thread Series

Medium Fit Class 3 (NF)

0-80 0.060 52 0.0472 ³⁄64"

1-64 0.073 47 0.0575 #53 1-72 0.073 47 0.0591 #53

2-56 0.086 42 0.0682 #51 2-64 0.086 42 0.0700 #50

3-48 0.099 37 0.078 ⁵⁄64 3-56 0.099 37 0.0810 #46

4-40 0.112 31 0.0866 #44 4-48 0.112 31 0.0911 #42

5-40 0.125 29 0.0995 #39 5-44 0.125 25 0.1024 #38

6-32 0.138 27 0.1063 #36 6-40 0.138 27 0.113 #33

8-32 0.164 18 0.1324 #29 8-36 0.164 18 0.136 #29

10-24 0.190 10 0.1472 #26 10-32 0.190 10 0.159 #21

12-24 0.216 2 0.1732 #17 12-28 0.216 2 0.180 #15

¹⁄4-20 0.250 ¹⁄4 0.1990 #8 ¹⁄4-28 0.250 F 0.213 #3

⁵⁄16-18 0.3125 ⁵⁄16 0.2559 #F ⁵⁄16-24 0.3125 ⁵⁄16 0.2703 I

³⁄8-16 0.375 ³⁄8 0.3110 ⁵⁄16" ³⁄8-24 0.375 ³⁄8 0.332 Q

⁷⁄16-14 0.4375 ⁷⁄16 0.3642 U ⁷⁄16-20 0.4375 ⁷⁄16 0.386 W

¹⁄2-13 0.500 ¹⁄2 0.4219 ²⁷⁄64" ¹⁄2-20 0.500 ¹⁄2 0.449 ⁷⁄16"

⁹⁄16-12 0.5625 ⁹⁄16 0.4776 ³¹⁄64" ⁹⁄16-18 0.5625 ⁹⁄16 0.506 ¹⁄2"

⁵⁄8-11 0.625 ⁵⁄8 0.5315 ¹⁷⁄64" ⁵⁄8-18 0.625 ⁵⁄8 0.568 ⁹⁄16"

³⁄4-10 0.750 ³⁄4 0.6480 ⁴¹⁄64" ³⁄4-16 0.750 ³⁄4 0.6688 ¹¹⁄16"

⁷⁄8-9 0.875 ⁷⁄8 0.7307 ⁴⁹⁄64" ⁷⁄8-14 0.875 ⁷⁄8 0.7822 ⁵¹⁄64"

1-8 1.000 1.0 0.8376 ⁷⁄8" 1-14 1.000 1.0 0.9072 ⁴⁹⁄64"

Figure 11-28. American (National) screw thread sizes.

Nominal

Size

InchesNumber

of

Threads

Per InchA

(inches)B

(inches)L2

(inches)L1

(inches)Pitch Diameter Size and Threads

Pipe

OD

(inches)Depth

of

Thread

(inches)Size

DrillMinor Diameter

Small End of PipeTap Drill for Pipe Threads

¹⁄8 27 0.36351 0.37476 0.2638 0.180 0.405 0.02963 0.33388 R

¹⁄4 18 0.47739 0.48989 0.4018 0.200 0.540 0.04444 0.43294 ⁷⁄16

³⁄8 18 0.61201 0.62701 0.4078 0.240 0.675 0.04444 0.56757 ³⁷⁄64

¹⁄2 14 0.75843 0.77843 0.5337 0.320 0.840 0.05714 0.70129 ²³⁄32

³⁄4 14 0.96768 0.98887 0.5457 0.339 1.050 0.5714 0.91054 ⁵⁹⁄64

1 11 ¹⁄2 1.21363 1.23863 0.6828 0.400 1.315 0.06957 1.14407 1 ⁵⁄32

1 ¹⁄4 11 ¹⁄2 1.55713 1.58338 0.7068 0.420 1.660 0.06957 1.48757 1 ¹⁄2

1 ¹⁄2 11 ¹⁄2 1.79609 1.82234 0.7235 0.420 1.900 0.06957 1.72652 1 ⁴⁷⁄64

2 11 ¹⁄2 2.26902 2.29627 0.7565 0.436 2.375 0.06957 2.19946 1 ⁷⁄32

2 ¹⁄2 8 2.71953 2.76216 1.1375 0.682 2.875 0.10000 2.61953 2 ⁵⁄8

3 8 3.34062 3.8850 1.2000 0.766 3.500 0.10000 3.24063 3 ¹⁄4

3 ¹⁄2 8 3.83750 3.88881 1.2500 0.821 4.000 0.10000 3.73750 3 ³⁄4

4 8 4.33438 4.38712 1.3000 0.844 4.500 0.10000 4.23438 4 ¹⁄4

Figure 11-29. American (National) pipe thread dimensions and tap drill sizes.

11-21¹⁄32⁶⁄32¹⁄64³⁄64⁵⁄64

⁷⁄64

¹⁄8¹⁄16³⁄16⁵⁄16⁷⁄16⁹⁄16

¹¹⁄16

¹³⁄16

¹⁵⁄16

¹⁄4

³⁄4⁷⁄811 1 2

³⁄8

⁵⁄8¹⁄2²⁄32⁵⁄32

³⁄32⁴⁄32

Figure 11-31. Rules.Soft

Metals

300 FPMPlastic

and Hard

Rubber

200 FPMAnnealed

Cast Iron

140 FPMMild Steel

100 FPMMalleable

Iron

90 FPMHard Cast

Iron

80 FPMTool or

Hard

Steel

60 FPMAlloy

Steel

Cast Steel

40 FPMDiameter of Drill

¹⁄16 (No. 53 – 80) 18,320 12,217 8,554 6,111 5,500 4,889 3,667 2,445

³⁄32 (No. 42 – 52) 12,212 8,142 5,702 4,071 3,666 3,258 2,442 1,649

¹⁄8 (No. 31– 41) 9,160 6,112 4,278 3,056 2,750 2,445 1,833 1,222

⁵⁄32 (No. 23 – 30) 7,328 4,888 3,420 2,444 2,198 1,954 1,465 977

³⁄16 (No. 13 – 22) 6,106 4,075 2,852 2,037 1,833 1,630 1,222 815

⁷⁄32 (No. 1– 12) 5,234 3,490 444 1,745 1,575 1,396 1,047 698

¹⁄4 (A – F) 4,575 3,055 2,139 1,527 1,375 1,222 917 611

⁹⁄32 (G – K) 4,071 2,715 1,900 1,356 1,222 1,084 814 542

⁹⁄16 (L – N) 3,660 2,445 1,711 1,222 1,100 978 7,333 489

¹¹⁄32 (O – R) 3,330 2,220 1,554 1,110 1,000 888 666 444

³⁄8 (S – U) 3,050 2,037 1,426 1,018 917 815 611 407

¹³⁄32 (V – Z) 2,818 1,878 1,316 939 846 752 563 376

⁷⁄16 2,614 1,746 1,222 873 786 698 524 349

¹⁵⁄32 2,442 1,628 1,140 814 732 652 488 326

¹⁄2 2,287 1,528 1,070 764 688 611 458 306

⁹⁄16 2,035 1,357 950 678 611 543 407 271

³⁄8 1,830 1,222 856 611 550 489 367 244

1 ¹⁄16 1,665 1,110 777 555 500 444 333 222

³⁄4 1,525 1,018 713 509 458 407 306 204

Figure 11-30. Drill speeds.

Spring outside calipersFirm joint screw

adjusting outside

calipersFirm joint screw

adjusting inside

calipersHermaphrodite calipers

Spring inside calipers

Figure 11-34. Calipers.

3 4 5 8 9 10Scriber

Stock head

Center headProtractor head Level

Figure 11-32. Combination set.

Figure 11-33. Scriber.

opening between the anvil and the end of the spindle where

the work is measured. The size of the work is indicated by the

graduations on the barrel and thimble. [Figure 11-36]

Reading a Micrometer

The lines on the barrel marked 1, 2, 3, 4, and so forth,

indicate measurements of tenths, or 0.100 inch, 0.200 inch,

0.300 inch, 0.400 inch, respectively. [Figure 11-37]

Each of the sections between the tenths divisions (between 1,

2, 3, 4, and so forth) is divided into four parts of 0.025 inch

each. One complete revolution of the thimble (from zero on

the thimble around to the same zero) moves it one of these

divisions (0.025 inch) along the barrel.

The bevel edge of the thimble is divided into 25 equal parts.

Each of these parts represents one twenty-fifth of the distance

the thimble travels along the barrel in moving from one of

the 0.025 inch divisions to another. Thus, each division on

the thimble represents one one-thousandth (0.001) of an inch.

These divisions are marked for convenience at every five

spaces by 0, 5, 10, 15, and 20. When 25 of these graduations

have passed the horizontal line on the barrel, the spindle

(having made one revolution) has moved 0.025 inch.

The micrometer is read by first noting the last visible figure

on the horizontal line of the barrel representing tenths of an

inch. Add to this the length of barrel between the thimble and

the previously noted number. (This is found by multiplying

Figure 11-35. Outside micrometers.

Anvil Spindle

Barrel

Thimble Ratchet stopThimble capThread play adjusting nut

Fixed nut

Clamp ringMicrometer screw

FrameMeasuring faces

Figure 11-36. Outside micrometer parts.the number of graduations by 0.025 inch.) Add to this the

number of divisions on the bevel edge of the thimble that

coincides with the line of the graduation. The total of the three

figures equals the measurement. [Figure 11-38]

Vernier Scale

Some micrometers are equipped with a vernier scale that

makes it possible to directly read the fraction of a division

that is indicated on the thimble scale. Typical examples of

the vernier scale as it applies to the micrometer are shown

in Figure 11-39 .

All three scales on a micrometer are not fully visible

without turning the micrometer, but the examples shown

in Figure 11-38 are drawn as though the barrel and thimble

of the micrometer were laid out flat so that all three scales

can be seen at the same time. The barrel scale is the lower

horizontal scale, the thimble scale is vertical on the right,

and the long horizontal lines (0 through 9 and 0) make up

the vernier scale.

In reading a micrometer, an excellent way to remember

the relative scale values is to remember that the 0.025 inch

barrel scale graduations are established by the lead screw (40

threads per inch). Next, the thimble graduations divide the

0.025 inch into 25 parts, each equal to 0.001 inch. Then, the

vernier graduations divide the 0.001 inch into 10 equal parts,

each equal to 0.0001 inch. Remembering the values of the

various scale graduations, the barrel scale reading is noted.

The thimble scale reading is added to it, then the vernier

scale reading is added to get the final reading. The vernier

scale line to be read is always the one aligned exactly with any thimble graduation.

In the first example in Figure 11-39 , the barrel reads

0.275 inch and the thimble reads more than 0.019 inch. The

number 1 graduation on the thimble is aligned exactly with

the number 4 graduation on the vernier scale. Thus, the final

reading is 0.2944 inch.

In the second example in Figure 11-39, the barrel reads 0.275

= 0.15005

0.100 0.025 0.025

0.100 0.025 0.025 = 0.1510.150 in.

0.151 in.

0.160 in.

0.175 in.A

C

DB1

Figure 11-38. Reading a micrometer.

0.1000.2000.300

0 1 2Barrel Thimble

Horizontal line ¹⁄10 of an inch

Figure 11-37. Micrometer measurements.inch, and the thimble reads more than 0.020 inch and less than

0.021 inch. On the Vernier scale, the number 0 graduation

coincides closest with the line on the thimble. This means

that the thimble reading would be 0.020 inch. Adding this to

the barrel reading of 0.275 inch gives a total measurement

of 0.2950 inch.

The third and fourth examples in Figure 11-39 are additional

readings that would require use of the Vernier scale for

accurate readings to ten-thousandths of an inch.

Using a Micrometer

The micrometer must be handled carefully. If it is dropped,

its accuracy may be permanently affected. Continually sliding

work between the anvil and spindle may wear the surfaces. If

the spindle is tightened too much, the frame may be sprung

permanently and inaccurate readings will result. In any

event, follow the manufacturer’s instructions for calibration

procedures and types of gauges to be used, such as gauge

blocks, gauge pins, or ring gauges.

To measure a piece of work with the micrometer, hold the

frame of the micrometer in the palm of the hand with the

little finger or third finger, whichever is more convenient.

This allows the thumb and forefinger to be free to revolve

the thimble for adjustment.

A variation of the micrometer is the dial indicator, which

measures variations in a surface by using an accurately

machined probe mechanically-linked to a circular hand whose

movement indicates thousandths of an inch or is displayed

on a LCD screen. [Figure 11-40]

A typical example would be using a dial indicator to

measure the amount of runout, or bend, in a shaft. If a bend

is suspected, the part can be rotated while resting between a

pair of machined V-blocks. A dial indicator is then clamped

to a machine table stand, and the probe of the indicator is

positioned so it lightly contacts the surface. The outer portion

09876543210Barrel scale Vernier Scale0.2944 0.2950

0.2153 0.1002Example 1 Example 2

Example 3 Example 4

Figure 11-39. Vernier scale readings.

Figure 11-40. Dial indicator.of the dial is then rotated until the needle is pointed at zero.

The part is then rotated, and the amount of bend, or run out,

is displayed on the dial as the needle fluctuates. The total

amount of the fluctuation is the runout.

Another common use for the dial indicator is to check for a

warp in a rotating component, such as a brake disc. In some

cases, this can be done with the brake disc installed on the

airplane, with the base clamped to a stationary portion of

the structure.

In either case, it is imperative that the dial indicator be

securely fastened so that movement of the indicator itself

induces no errors in measurement.

Slide Calipers

Often used to measure the length of an object, the slide

caliper provides greater accuracy than the ruler. It can, by

virtue of its specially formed jaws, measure both inside and

outside dimensions. As the tool’s name implies, the slide

caliper jaw is slid along a graduated scale, and its jaws then

contact the inside or outside of the object to be measured. The

measurement is then read on the scale located on the body

of the caliper or on the LCD screen. [Figure 11-41] Some

slide calipers also contain a depth gauge for measuring the

depth of blind holes.

11-26Figure 11-41. Electronic and dial indicator slide calipers.

Vernier caliper

Digital caliper

Dial caliper

Fundamentals of Electricity &

Electronics

Chapter 12

Introduction

This chapter addresses the fundamental concepts that are

the building blocks for advanced electrical knowledge and

practical troubleshooting. Some of the questions addressed

are: How does energy travel through a copper wire and

through space? What is electric current and electromotive

force? What makes a landing light turn on or a hydraulic

pump motor run? Each of these questions requires an

understanding of many basic principles. By adding one

basic idea on top of other basic ideas, it becomes possible

to answer most of the interesting and practical questions

about electricity or electronics.

Our understanding of electrical current must begin with the

nature of matter. All matter is composed of molecules. All

molecules are made up of atoms, which are themselves made

up of electrons, protons, and neutrons.

General Composition of Matter

Matter

Matter can be defined as anything that has mass and volume

and is the substance of which physical objects are composed.

Essentially, it is anything that can be touched. Matter is what

all things are made of; whatever occupies space, has mass,

and is perceptible to the senses in some way. Weight is an

indirect method of determining mass, but it is not the same.

Weight is a measure of the pull of gravity acting on the mass

of an object. The more mass an object has, the more it weighs

under the earth’s force of gravity. Mathematically, weight can

be stated as follows:

Weight = Mass × Gravity

Categories of matter are ordered by molecular activity.

The four categories or states are: solids, liquids, gases, and

plasma. For the purposes of the aircraft technician, only

solids, liquids, and gases are considered.

Element

An element is a substance that cannot be reduced to a

simpler form by chemical means. Iron, gold, silver, copper,

and oxygen are examples of elements. Beyond this point of

reduction, the element ceases to be what it is.Compound

A compound is a chemical combination of two or more

elements. Water is one of the most common compounds and

is made up of two hydrogen atoms and one oxygen atom.

Molecule

The smallest particle of matter that can exist and still retain

its identity, such as water (H 2O), is called a molecule.

[Figure 12-1] Substances composed of only one type of atom

are called elements. But most substances occur in nature as

compounds, that is, combinations of two or more types of

atoms. It would no longer retain the characteristics of water if

it were compounded of one atom of hydrogen and two atoms

of oxygen. If a drop of water is divided and then divided again

and again until it cannot be divided any longer, it is still water.

Atom

The atom is considered to be the most basic building block

of all matter. Atoms are composed of three subatomic

particles: protons, neutrons, and electrons. These three

particles determine the properties of the specific atoms.

Elements are substances composed of the same atoms with

specific properties. Oxygen is an example of this. The main

property that defines each element is the number of neutrons,

protons, and electrons. Hydrogen and helium are examples

of elements. Both of these elements have neutrons, protons,

and electrons but differ in the number of those items. This

difference alone accounts for the variations in chemical and

physical properties of these two different elements. There are

over 100 known elements in the periodic table. [Figure 12-2]

They are categorized according to their properties on that

table. The kinetic theory of matter also states that the

particles that make up the matter are always moving. Thermal

expansion is considered in the kinetic theory and explains

why matter contracts when it is cool and expands when it is

hot, with the exception of water/ice.

Electrons, Protons, & Neutrons

At the center of the atom is the nucleus, which contains

protons and neutrons. Protons are positively-charged

particles, and neutrons are neutrally-charged particles. A

neutron has approximately the same mass as the proton. The

third particle of the atom is the electron that is a negatively-

Oxygen atom

Hydrogen atomsNucleus Electrons

Figure 12-1. A water molecule.charged particle with a very small mass compared to the

proton. The proton’s mass is approximately 1,837 times

greater than the electron. Due to the proton and the neutron

location in the central portion of the atom (nucleus) and the

electron’s position at the distant periphery of the atom, it

is the electron that undergoes the change during chemical

reactions. Since a proton weighs approximately 1,845 times

as much as an electron, the number of protons and neutrons

in its nucleus determines the overall weight of an atom. The

weight of an electron is not considered in determining the

weight of an atom. Indeed, the nature of electricity cannot be

defined clearly because it is not certain whether the electron

is a negative charge with no mass (weight) or a particle of

matter with a negative charge.

Hydrogen represents the simplest form of an atom.

[Figure 12-3] At the nucleus of the hydrogen atom is one

proton and at the outer shell is one orbiting electron. At a

more complex level is the oxygen atoms, which has eight

electrons in two shells orbiting the nucleus with eight protons

and eight neutrons. [Figure 12-4] When the total positive

charge of the protons in the nucleus equals the total negative

charge of the electrons in orbit around the nucleus, the atom

is said to have a neutral charge.

Electron Shells & Energy Levels

Electrons require a certain amount of energy to stay in an

orbit. This particular quantity is called the electron’s energy

level. By its motion alone, the electron possesses kinetic

energy, while the electron’s position in orbit determines its

potential energy. The total energy of an electron is the main

factor that determines the radius of the electron’s orbit.

Electrons of an atom appear only at certain definite energy

levels (shells). The spacing between energy levels is such

that when the chemical properties of the various elements are

cataloged, it is convenient to group several closely spaced

permissible energy levels together into electron shells. The maximum number of electrons that can be contained in any

shell or sub-shell is the same for all atoms and is defined as

electron capacity = 2n2. In this equation, n represents the

energy level in question. The first shell can only contain two

electrons; the second shell can only contain eight electrons;

the third, 18, and so on until we reach the seventh shell for

the heaviest atoms, which have six energy levels. Because the

innermost shell is the lowest energy level, the shell begins to

fill up from the shell closest to the nucleus and fill outward

as the atomic number of the element increases. However,

an energy level does not need to be completely filled before

electrons begin to fill the next level. The Periodic Table

of Elements should be checked to determine an element’s

electron configuration.

Valence Electrons

Valence is the number of chemical bonds an atom can

form. Valence electrons are electrons that can participate in

chemical bonds with other atoms. The number of electrons

in the outermost shell of the atom is the determining factor

in its valence. Therefore, the electrons contained in this shell

are called valence electrons.

Ions

Ionization is the process by which an atom loses or gains

electrons. Dislodging an electron from an atom causes the

atom to become positively charged. This net positively-

charged atom is called a positive ion or a cation. An atom

that has gained an extra number of electrons is negatively

charged and is called a negative ion or an anion. When atoms

are neutral, the positively-charged proton and the negatively-

charged electron are equal.

Free Electrons

Valence electrons are found drifting midway between two

nuclei. Some electrons are more tightly bound to the nucleus

of their atom than others and are positioned in a shell or sphere

closer to the nucleus, while others are more loosely bound and

orbit at a greater distance from the nucleus. These outermost

electrons are called “free” electrons because they can be easily

dislodged from the positive attraction of the protons in the

nucleus. Once freed from the atom, the electron can then travel

from atom to atom, becoming the flow of electrons commonly

called current in a practical electrical circuit.

Electron Movement

Conductors, Insulators, and Semiconductors

The valence of an atom determines its ability to gain or

lose an electron, which ultimately determines the chemical

and electrical properties of the atom. These properties can

be categorized as being a conductor, semiconductor, or

insulator, depending on the ability of the material to produce

free electrons. When a material has a large number of free

Electron

Nucleus (1 Proton)

8 Protons

8 Neutrons

Figure 12-3. Hydrogen atom.

Figure 12-4. Oxygen atom.Figure 12-2. Periodic table of elements.

electrons available, a greater current can be conducted in

the material.

Conductors

Elements such as gold, copper, and silver possess many free

electrons and make good conductors. The atoms in these

materials have a few loosely bound electrons in their outer

orbits. Energy in the form of heat can cause these electrons

in the outer orbit to break loose and drift throughout the

material. Copper and silver have one electron in their outer

orbits. At room temperature, a piece of silver wire has billions of free electrons.

Insulators

Insulators are materials that do not conduct electrical current

very well or not at all, such as glass, ceramic, and plastic.

12-4Under normal conditions, atoms in these materials do not

produce free electrons. The absence of free electrons means

that electrical current cannot be conducted through the

material. Only when the material is in an extremely strong

electrical field will the outer electrons be dislodged. This

action is called breakdown and usually causes physical

damage to the insulator.

Semiconductors

The material properties of semiconductors fall in between

conductors and insulators. In their pure state, they are not

good at conducting or insulating. Semiconductors can operate

like a conductor or insulator depending on what external load

is placed on the material. Semiconductors are used to make

transistors and integrated circuits. Silicon and germanium

are the most widely used semiconductor materials. For a

more detailed explanation on this topic, refer to page 12-98

in this chapter.

Metric Based Prefixes Used for Electrical

Calculations

In any system of measurements, a single set of units is usually

not sufficient for all the computations involved in electrical

repair and maintenance. Small distances, for example, can

usually be measured in inches, but larger distances are

more meaningfully expressed in feet, yards, or miles. Since

electrical values often vary from numbers that are a millionth

part of a basic unit of measurement to very large values, it is

often necessary to use a wide range of numbers to represent

the values of units, such as volts, amperes, or ohms. A series

of prefixes that appear with the name of the unit have been

devised for the various multiples or submultiples of the basic

units. There are 12 of these prefixes, which are also known as

conversion factors. Four of the most commonly used prefixes

in electrical work are:

Mega (M) means one million (1,000,000).

Kilo (k) means one thousand (1,000).

Milli (m) means one-thousandth (1⁄1,000).

Micro (μ) means one-millionth (1⁄1,000,000).

Kilo is one of the most extensively used conversion factors. It

explains the use of prefixes with basic units of measurement.

Kilo means 1,000, and when used with volts, is expressed as

kilovolt, meaning 1,000 volts. The symbol for kilo is the letter

“k.” Thus, 1,000 volts is one kilovolt or 1 kV . Conversely,

one volt would equal one-thousandth of a kV , or 1 ⁄1,000 kV .

This could also be written 0.001 kV .

Similarly, the word “milli” means one-thousandth, and

thus, 1 millivolt equals one-thousandth (1⁄1000) of a volt.

Figure 12-5 contains a complete list of the multiples used to express electrical quantities, together with the prefixes and

symbols used to represent each number.

Static Electricity

Electricity is often described as being either static or dynamic.

The difference between the two is based simply on whether

the electrons are at rest (static) or in motion (dynamic). Static

electricity is a buildup of an electrical charge on the surface

of an object. It is considered “static” due to the fact that there

is no current flowing as in alternate current (AC) or direct

current (DC) electricity. Static electricity is usually caused

when non-conductive materials, such as rubber, plastic, or

glass, are rubbed together causing a transfer of electrons,

which results in an imbalance of charges between the two

materials. The fact that there is an imbalance of charges

between the two materials means that the objects will exhibit

an attractive or repulsive force.

Attractive and Repulsive Forces

One of the most fundamental laws of static electricity, as

well as magnetics, deals with attraction and repulsion. Like

charges repel each other and unlike charges attract each other.

All electrons possess a negative charge and as such repel each

other. Similarly, all protons possess a positive charge and

as such repel each other. Electrons (negative) and protons

(positive) are opposite in their charge and attract each other.

For example, if two pith balls are suspended, as shown in

Figure 12-6 , and each ball is touched with the charged glass

rod, some of the charge from the rod is transferred to the balls.

The balls now have similar charges and, consequently, repel

each other as shown in part B of Figure 12-6 . If a plastic rod

is rubbed with fur, it becomes negatively charged and the

fur is positively charged. By touching each ball with these

differently charged sources, the balls obtain opposite charges

and attract each other as shown in part C of Figure 12-6 .

Although most objects become charged with static electricity

by means of friction, a charged substance can also influence

objects near it by contact. [Figure 12-7] If a positively-charged

rod touches an uncharged metal bar, it draws electrons from

the uncharged bar to the point of contact. Some electrons enter

the rod, leaving the metal bar with a deficiency of electrons

(positively charged) and making the rod less positive than it

was or, perhaps, even neutralizing its charge completely.

A method of charging a metal bar by induction is demonstrated

in Figure 12-8 . A positively-charged rod is brought near, but

does not touch, an uncharged metal bar. Electrons in the metal

bar are attracted to the end of the bar nearest the positively-

charged rod, leaving a deficiency of electrons at the opposite

end of the bar. If this positively-charged end is touched by

a neutral object, electrons will flow into the metal bar and

12-5Number Prefix Symbol

1,000,000,000,000 tera t

1,000,000,000 giga g

1,000,000 mega M

1,000 kilo k

100 hecto h

10 deka dk

0.1 deci d

0.01 centi c

0.001 milli m

0.000001 micro µ

0.000000001 nano n

0.000000000001 pico pFigure 12-5. Prefixes and symbols for multiples of basic quantities.neutralize the charge. The metal bar is left with an overall

excess of electrons.

Electrostatic Field

A field of force exists around a charged body. This field is

an electrostatic field (sometimes called a dielectric field) and

is represented by lines extending in all directions from the

charged body and terminating where there is an equal and

opposite charge.

To explain the action of an electrostatic field, lines are used

to represent the direction and intensity of the electric field

of force. As illustrated in Figure 12-9 , the intensity of the

field is indicated by the number of lines per unit area, and

the direction is shown by arrowheads on the lines pointing

in the direction in which a small test charge would move (or

tend to move) if acted upon by the field of force.

Either a positive or negative test charge can be used, but it

has been arbitrarily agreed that a small positive charge is

always used in determining the direction of the field. Thus,

the direction of the field around a positive charge is always

away from the charge because a positive test charge would

be repelled. [Figure 12-9] On the other hand, the direction of

the lines about a negative charge is toward the charge, since

a positive test charge is attracted toward it.

Figure 12-10 illustrates the field around bodies having like

charges. Positive charges are shown, but regardless of the

type of charge, the lines of force would repel each other if the

charges were alike. The lines terminate on material objects

and always extend from a positive charge to a negative

charge. These are imaginary lines used to show the direction

a real force takes.

It is important to know how a charge is distributed on an

object. Figure 12-11 shows a small metal disk on which a concentrated negative charge has been placed. By using

an electrostatic detector, it can be shown that the charge is

spread evenly over the entire surface of the disk. Since the

metal disk provides uniform resistance everywhere on its

surface, the mutual repulsion of electrons results in an even

distribution over the entire surface.

Another example, shown in Figure 12-12 , is the charge on

a hollow sphere. Although the sphere is made of conducting

material, the charge is evenly distributed over the outside

surface. The inner surface is completely neutral. This

phenomenon is used to safeguard operating personnel of the

large Van de Graaff static generators used for atom smashing.

The safest area for the operators is inside the large sphere,

where millions of volts are being generated.

The distribution of the charge on an irregularly-shaped object

differs from that on a regularly-shaped object. Figure 12-13

shows that the charge on such objects is not evenly

distributed. The greatest charge is at the points, or areas of

sharpest curvature, of the objects.

Electrostatic Discharge (ESD) Considerations

One of the most frequent causes of damage to a solid-

state component or integrated circuits is the electrostatic

discharge (ESD) from the human body when one of these

devices is handled. Careless handling of line replaceable

units (LRUs), circuit cards, and discrete components can

cause unnecessarily time consuming and expensive repairs.

This damage can occur if a technician touches the mating

pins for a card or box. Other sources for ESD can be the top

of a toolbox that is covered with a carpet. Damage can be

avoided by discharging the static electricity from your body

by touching the chassis of the removed box, by wearing

a grounding wrist strap, and exercising good professional

handling of the components in the aircraft. This can include

placing protective caps over open connectors and not placing

an ESD-sensitive component in an environment that causes

damage. Parts that are ESD sensitive are typically shipped

in bags specially designed to protect components from

electrostatic damage.

Other precautions that should be taken with working with

electronic components are:

1. Always connect a ground between test equipment and

circuit before attempting to inject or monitor a signal.

2. Ensure test voltages do not exceed maximum

allowable voltage for the circuit components and

transistors.

3. Ohmmeter ranges that require a current of more than

one milliampere in the test circuit should not be used

for testing transistors.

12-6A

B

CPith ballsCharge rod

Repulsion

Attraction

Electrons are attracted

by positive chargePositively-charged

rod almost touching

uncharged bar

The rod is now less

positively chargedWhen rod touches bar,

electrons enter rod

Metal bar now has

positive charge

Electrons are attracted

toward charged rod

Rod is removed and

excess electrons remainElectrons are attracted off

finger and enter bar

Finger is removed. Positive

and negative charges are

mostly neutralizedFigure 12-6. Reaction of like and unlike charges.Figure 12-7. Charging by contact.

Figure 12-8. Charging a bar by induction.4. The heat applied to a diode or transistor, when

soldering is required, should be kept to a minimum

by using low-wattage soldering irons and heat sinks.

5. Do not pry components of a circuit board.

6. Power must be removed from a circuit before replacing

a component.

7. When using test probes on equipment and the space

between the test points is very close, keep the exposed

portion of the leads as small as possible to prevent

shorting.

Magnetism

Magnetism is defined as the property of an object to attract

certain metallic substances. In general, these substances are

ferrous materials; that is, materials composed of iron or iron

Inside surface neutral

Greatest charge

Figure 12-9. Direction of electric field around positive and negative

charges.

Figure 12-12. Charge on a hollow sphere.

Figure 12-13. Charge on irregularly-shaped objects.Figure 12-10. Field around two positively-charged bodies.

Figure 12-11. Even distribution of charge on metal disk.alloys, such as soft iron, steel, and alnico. These materials,

sometimes called magnetic materials, include at least three

nonferrous materials: nickel, cobalt, and gadolinium, which

are magnetic to a limited degree. All other substances are

considered nonmagnetic. A few of these non-magnetic

substances can be classified as diamagnetic since they are

repelled by both poles of a magnet.

Magnetism is an invisible force, the ultimate nature of which

has not been fully determined. It can best be described by

the effects it produces. Examination of a simple bar magnet

similar to that illustrated in Figure 12-14 discloses some basic

characteristics of all magnets. If the magnet is suspended to swing freely, it aligns itself with the earth’s magnetic poles.

One end is labeled “N,” meaning the North seeking end or

pole of the magnet. If the “N” end of a compass or magnet

is referred to as North seeking rather than North, there is no

conflict in referring to the pole it seeks, which is the North

magnetic pole. The opposite end of the magnet, marked “S”

is the South seeking end and points to the South magnetic

pole. Since the earth is a giant magnet, its poles attract

the ends of the magnet. These poles are not located at the

geographic poles.

The somewhat mysterious and completely invisible force

of a magnet depends on a magnetic field that surrounds the

magnet. [Figure 12-15] This field always exists between

the poles of a magnet and arranges itself to conform to the

shape of any magnet.

The theory that explains the action of a magnet holds that each

molecule making up the iron bar is itself a tiny magnet, with

both North and South poles as illustrated in Figure 12-16A .

These molecular magnets each possess a magnetic field,

but in an unmagnetized state, the molecules are arranged at

random throughout the iron bar. If a magnetizing force, such

as stroking with a lodestone, is applied to the unmagnetized

North Pole

South

Pole

Lines of force

N

S

N SFigure 12-14. One end of magnetized strip points to the magnetic

North pole.

Figure 12-15. Magnetic field around magnets.bar, the molecular magnets rearrange themselves in line with

the magnetic field of the lodestone, with all North ends of the

magnets pointing in one direction and all South ends in the

opposite direction. [Figure 12-16B] In such a configuration,

the magnetic fields of the magnets combine to produce the

total field of the magnetized bar.

When handling a magnet, avoid applying direct heat,

hammering, or dropping it. Heating or sudden shock creates

misalignment of the molecules, causing the strength of a

magnet to decrease. When a magnet is to be stored, devices

known as “keeper bars” are installed to provide an easy path

for flux lines from one pole to the other. This promotes the

retention of the molecules in their North-South alignment.

The presence of the magnetic force or field around a magnet

can best be demonstrated by the experiment illustrated in

Figure 12-17 . A sheet of transparent material, such as glass

or Lucite™, is placed over a bar magnet and iron filings are

sprinkled slowly on this transparent shield. If the glass or

Lucite™ is tapped lightly, the iron filings arrange themselves

in a definite pattern around the bar, forming a series of lines

from the North to South end of the bar to indicate the pattern

of the magnetic field.

As shown, the field of a magnet is made up of many individual

forces that appear as lines in the iron filing demonstration.

Although they are not “lines” in the ordinary sense, this word

is used to describe the individual nature of the separate forces

making up the entire magnetic field. These lines of force are

also referred to as magnetic flux.

They are separate and individual forces, since one line will

never cross another; indeed, they actually repel one another.

They remain parallel to one another and resemble stretched

rubber bands, since they are held in place around the bar by

the internal magnetizing force of the magnet.

The demonstration with iron filings further shows that the

magnetic field of a magnet is concentrated at the ends of

the magnet. These areas of concentrated flux are called the

North and South poles of the magnet. There is a limit to the

number of lines of force that can be crowded into a magnet of

a given size. When a magnetizing force is applied to a piece

of magnetic material, a point is reached where no more lines

of force can be induced or introduced. The material is then

said to be saturated.

The characteristics of the magnetic flux can be demonstrated

by tracing the flux patterns of two bar magnets with like poles

together. [Figure 12-18] The two like poles repel one another

because the lines of force will not cross each other. As the

arrows on the individual lines indicate, the lines turn aside as the two like poles are brought near each other and travel in a

path parallel to each other. Lines moving in this manner repel

each other, causing the magnets as a whole to repel each other.

By reversing the position of one of the magnets, the attraction

of unlike poles can be demonstrated. [Figure 12-19] As the

unlike poles are brought near each other, the lines of force

rearrange their paths and most of the flux leaving the North

pole of one magnet enters the South pole of the other. The

tendency of lines of force to repel each other is indicated by

the bulging of the flux in the air gap between the two magnets.

To further demonstrate that lines of force do not cross

one another, a bar magnet and a horseshoe magnet can be

positioned to display a magnetic field similar to that of

Unmagnetized Magnetized

N S

N SN S

N SN S

N SN S

N S

A B

N

SN

S

N

SN S N

SNS

N

SSNS

NSN

SN

Figure 12-16. Arrangement of molecules in a piece of magnetic material.

of one. The nonferrous metals with a permeability greater

than one, such as nickel and cobalt, are called paramagnetic.

The term ferromagnetic is applied to iron and its alloys,

which have by far the greatest permeability. Any substance,

such as bismuth, having a permeability of less than one, is

considered diamagnetic.

Reluctance, the measure of opposition to the lines of force

through a material, can be compared to the resistance of an

electrical circuit. The reluctance of soft iron, for instance, is

much lower than that of air. Figure 12-24 demonstrates that a

piece of soft iron placed near the field of a magnet can distort

the lines of force, which follow the path of lowest reluctance

through the soft iron.

The magnetic circuit can be compared in many respects

to an electrical circuit. The magnetomotive force, causing

lines of force in the magnetic circuit, can be compared to

the electromotive force (emf) or electrical pressure of an

electrical circuit. The magnetomotive force is measured in

gilberts, symbolized by the capital letter “F.” The symbol for

the intensity of the lines of force, or flux, is the Greek letter

phi, and the unit of field intensity is the gauss. An individual

line of force, called a maxwell, in an area of one square

centimeter produces a field intensity of one gauss. Using

reluctance rather than permeability, the law for magnetic

circuits can be stated: a magnetomotive force of one gilbert

causes one maxwell, or line of force, to be set up in a material

when the reluctance of the material is one.

Types of Magnets

Magnets are either natural or artificial. Since naturally

occurring magnets or lodestones have no practical use, all

magnets considered in this chapter are artificial or manmade.

Artificial magnets can be further classified as permanent

magnets, which retain their magnetism long after the

magnetizing force has been removed, and temporary magnets,

which quickly lose most of their magnetism when the external

magnetizing force is removed.Figure 12-20 . The magnetic fields of the two magnets do

not combine, but are rearranged into a distorted flux pattern.

The two bar magnets may be held in the hands and the North

poles brought near each other to demonstrate the force of

repulsion between like poles. In a similar manner, the two

South poles can demonstrate this force. The force of attraction

between unlike poles can be felt by bringing a South and a

North end together. [Figure 12-21]

Figure 12-22 illustrates another characteristic of magnets.

If the bar magnet is cut or broken into pieces, each piece

immediately becomes a magnet itself, with a North and South

pole. This feature supports the theory that each molecule

is a magnet, since each successive division of the magnet

produces more magnets.

Since the magnetic lines of force form a continuous loop,

they form a magnetic circuit. It is impossible to say where in

the magnet they originate or start. Arbitrarily, it is assumed

that all lines of force leave the North pole of any magnet and

enter at the South pole.

There is no known insulator for magnetic flux, or lines of

force, since they pass through all materials. However, they do

pass through some materials more easily than others. Thus,

it is possible to shield items, such as instruments, from the

effects of the flux by surrounding them with a material that

offers an easier path for the lines of force. Figure 12-23 shows

an instrument surrounded by a path of soft iron, which offers

very little opposition to magnetic flux. The lines of force

take the easier path, the path of greater permeability, and are

guided away from the instrument.

Materials such as soft iron and other ferrous metals are

said to have a high permeability, the measure of the ease

with which magnetic flux can penetrate a material. The

permeability scale is based on a perfect vacuum with a

rating of one. Air and other nonmagnetic materials are so

close to this that they are also considered to have a rating

MagnetMagnet

Tracing out a magnetic field

by means of iron filings

How the iron filings

arrange themselvesIron filings

Lucite

Figure 12-17. Tracing out a magnetic field with iron filings.

Air gap

S N

S N

N S

S NAir gap

Figure 12-18. Like poles repel.

Figure 12-19. Unlike poles attract.

N S

N

S

SNSNSNSNSNSN

RADIO

COMPASS

Soft ironFigure 12-20. Bypassing flux lines.Figure 12-22. Magnetic poles in a broken magnet.

Figure 12-23. Magnetic shield.

Repulsion Repulsion Attraction

SN

NS

NS

SN

SN

SN

Figure 12-21. Repulsion and attraction of magnet poles.Modern permanent magnets are made of special alloys that

have been found through research to create increasingly

better magnets. The most common categories of magnet

materials are made out of aluminum-nickel-cobalt

(alnicos), strontium-iron (ferrites, also known as ceramics),

neodymium-iron-boron (neo magnets), and samarium-

cobalt. Alnico, an alloy of iron, aluminum, nickel and

cobalt, is considered one of the very best. Others with

excellent magnetic qualities are alloys such as Remalloy™

and Permendur™.

The ability of a magnet to hold its magnetism varies greatly

with the type of metal and is known as retentivity. Magnets

made of soft iron are very easily magnetized but quickly

lose most of their magnetism when the external magnetizing

force is removed. The small amount of magnetism remaining,

called residual magnetism, is of great importance in such

electrical applications as generator operation.

Horseshoe magnets are commonly manufactured in two forms.

[Figure 12-25] The most common type is made from a long

bar curved into a horseshoe shape, while a variation of this

type consists of two bars connected by a third bar, or yoke.

Magnets can be made in many different shapes, such as balls,

cylinders, or disks. One special type of magnet is the ring

magnet, or Gramme ring, often used in instruments. This is

a closed loop magnet, similar to the type used in transformer

cores, and is the only type that has no poles.Sometimes special applications require that the field of force

lie through the thickness rather than the length of a piece of

metal. Such magnets are called flat magnets and are used as

pole pieces in generators and motors.

S N

Soft iron

NN

N

SS

S

N S

Figure 12-24. Effect of a magnetic substance in a magnetic field.Figure 12-25. Two forms of horseshoe magnets.Electromagnetism

In 1820, the Danish physicist, Hans Christian Oersted,

discovered that the needle of a compass brought near a current

carrying conductor would be deflected. When the current flow

stopped, the compass needle returned to its original position.

This important discovery demonstrated a relationship between

electricity and magnetism that led to the electromagnet and to

many of the inventions on which modern industry is based.

Oersted discovered that the magnetic field had no connection

with the conductor in which the electrons were flowing,

because the conductor was made of nonmagnetic copper. The

electrons moving through the wire created the magnetic field

around the conductor. Since a magnetic field accompanies a

charged particle, the greater the current flow, the greater the

magnetic field. Figure 12-26 i llustrates the magnetic field

around a current carrying wire. A series of concentric circles

around the conductor represent the field, which if all the lines

were shown would appear more as a continuous cylinder of

such circles around the conductor.

As long as current flows in the conductor, the lines of force

remain around it. [Figure 12-27] If a small current flows

through the conductor, there will be a line of force extending

out to circle A. If the current flow is increased, the line of

force increases in size to circle B, and a further increase in

current expands it to circle C. As the original line (circle) of

force expands from circle A to B, a new line of force appears

at circle A. As the current flow increases, the number of

circles of force increases, expanding the outer circles farther

from the surface of the current carrying conductor.

If the current flow is a steady nonvarying direct current, the

magnetic field remains stationary. When the current stops,

the magnetic field collapses and the magnetism around the

conductor disappears.

A compass needle is used to demonstrate the direction of

the magnetic field around a current carrying conductor.

Figure 12-28A shows a compass needle positioned at right angles to, and approximately one inch from, a current

carrying conductor. If no current were flowing, the North

seeking end of the compass needle would point toward the

earth’s magnetic pole. When current flows, the needle lines

itself up at right angles to a radius drawn from the conductor.

Since the compass needle is a small magnet, with lines of

force extending from South to North inside the metal, it turns

until the direction of these lines agrees with the direction

of the lines of force around the conductor. As the compass

needle is moved around the conductor, it maintains itself in

a position at right angles to the conductor, indicating that the

magnetic field around a current carrying conductor is circular.

As shown in Figure 12-28B , when the direction of current

flow through the conductor is reversed, the compass needle

points in the opposite direction, indicating the magnetic field

has reversed its direction.

A method used to determine the direction of the lines of force

when the direction of the current flow is known is shown in

Figure 12-29 . If the conductor is grasped in the left hand,

with the thumb pointing in the direction of current flow, the

fingers will be wrapped around the conductor in the same

direction as the lines of the magnetic field. This is called the

left-hand rule.

Although it has been stated that the lines of force have direction,

this should not be construed to mean that the lines have motion

in a circular direction around the conductor. Although the

lines of force tend to act in a clockwise or counterclockwise

direction, they are not revolving around the conductor.

Since current flows from negative to positive, many

illustrations indicate current direction with a dot symbol

on the end of the conductor when the electrons are flowing

toward and a plus sign when the current is flowing away

from the observer. [Figure 12-30]

When a wire is bent into a loop and an electric current flows

through it, the left-hand rule remains valid. [Figure 12-31]

If the wire is coiled into two loops, many of the lines of force

become large enough to include both loops. Lines of force

Magnetic fields

Conductor

Magnetic lines

Conductor

A

B

C

Magnetic field

Compass

Current carrying conductorChecking direction of magnetic field,

using N S compass

and left-hand rule

A BFigure 12-26. Magnetic field formed around a conductor in which

current is flowing.Figure 12-27. Expansion of magnetic field as current increases.

Figure 12-28. Magnetic field around a current-carrying conductor.go through the loops in the same direction, circle around the

outside of the two coils, and come in at the opposite end.

[Figure 12-32]

When a wire contains many such loops, it is called a coil. The

lines of force form a pattern through all the loops causing

a high concentration of flux lines through the center of the

coil. [Figure 12-33]

In a coil made from loops of a conductor, many of the

lines of force are dissipated between the loops of the coil.

By placing a soft iron bar inside the coil, the lines of force

are concentrated in the center of the coil, since soft iron

has a greater permeability than air. [Figure 12-34] This

combination of an iron core in a coil of wire loops, or turns,

is called an electromagnet, since the poles (ends) of the coil

possess the characteristics of a bar magnet.

The addition of the soft iron core does two things for the

current carrying coil. First, the magnetic flux is increased.

Second, the flux lines are more highly concentrated.

When direct current flows through the coil, the core becomes

magnetized with the same polarity (location of North and

South poles) as the coil would have without the core. If the

current is reversed, the polarity is also reversed.

The polarity of the electromagnet is determined by the

left-hand rule in the same manner as the polarity of the

coil without the core was determined. If the coil is grasped

in the left hand in such a manner that the fingers curve

Direction

of field

Direction of current

Dot indicates current is

flowing out of the conductorCross indicates current is

flowing into the conductor

+Figure 12-29. Left-hand rule.

Figure 12-30. Direction of current flow in a conductor. Figure 12-31. Magnetic field around a looped conductor.around the coil in the direction of electron flow (minus to

plus), the thumb points in the direction of the North pole.

[Figure 12-35]

The strength of the magnetic field of the electromagnet

can be increased by either increasing the flow of current or

the number of loops in the wire. Doubling the current flow

approximately doubles the strength of the field. In a similar

manner, doubling the number of loops approximately doubles

magnetic field strength. Finally, the type of metal in the core

is a factor in the field strength of the electromagnet.

A soft iron bar is attracted to either pole of a permanent

magnet and, likewise, is attracted by a current carrying coil.

The lines of force extend through the soft iron, magnetizing

it by induction and pulling the iron bar toward the coil. If

the bar is free to move, it is drawn into the coil to a position

near the center where the field is strongest. [Figure 12-36]

Electromagnets are used in electrical instruments, motors,

generators, relays, and other devices. Some electromagnetic

devices operate on the principle that an iron core held away

from the center of a coil is rapidly pulled into a center position

when the coil is energized. This principle is used in the

solenoid, also called solenoid switch or relay, in which the

iron core is spring-loaded off center and moves to complete

a circuit when the coil is energized.Conventional Flow & Electron Flow

Today’s technician will find that there are two competing

schools of thought and analytical practices regarding the flow

of electricity. The two are called the conventional current

theory and the electron theory.

Conventional Flow

Of the two, the conventional current theory was the first to

be developed and, through many years of use, this method

has become ingrained in electrical publications. The theory

was initially advanced by Benjamin Franklin who reasoned

that current flowed out of a positive source into a negative

source or an area that lacked an abundance of charge. The

notation assigned to the electric charges was positive (+)

for the abundance of charge and negative (−) for a lack of

charge. It then seemed natural to visualize the flow of current

as being from the positive (+) to the negative (−).

Electron Flow

Later discoveries were made that proved just the opposite

is true. Electron flow is what actually happens when an

abundance of electrons flow out of the negative (−) source

to an area that lacks electrons or the positive (+) source. Both

conventional flow and electron flow are used in industry.

Many publications in current use employ both electron flow

and conventional flow methods. From the practical standpoint

of the technician troubleshooting a system, it makes little

to no difference which way current is flowing as long as it

is used consistently in the analysis. The Federal Aviation

Administration (FAA) officially defines current flow using

electron theory (negative to positive).

Electromotive Force (Voltage)

Unlike current, which is easy to visualize as a flow, voltage

is a variable that is determined between two points. Often,

we refer to voltage as a value across two points. It is the

electromotive force (emf) or the push or pressure felt in a

Direction of

current

S NFigure 12-32. Magnetic field around a conductor with two loops.

Figure 12-33. Magnetic field of a coil.

S N

Figure 12-34. Electromagnet.

12-16S N

N S

N SFigure 12-35. Left-hand rule applied to a coil.

Figure 12-36. Solenoid with iron core.conductor that ultimately moves the electrons in a flow. The

symbol for emf is the capital letter “E.”

Across the terminals of the typical aircraft battery, voltage

can be measured as the potential difference of 12 volts or

24 volts. That is to say that between the two terminal posts

of the battery, there is an emf of 12 or 24 volts available to

push current through a circuit. Relatively free electrons in

the negative terminal move toward the excessive number

of positive charges in the positive terminal. Recall from the

discussion on static electricity that like charges repel each

other but opposite charges attract each other. The net result

is a flow or current through a conductor. There cannot be a

flow in a conductor unless there is an applied voltage from

a battery, generator, or ground power unit. The potential

difference, or the voltage across any two points in an electrical

system, can be determined by:

Where

E = E

Q

E = Potential difference in volts

E = Energy expanded or absorbed in joules (J)

Q = Charge measured in coulombs

Figure 12-37 illustrates the flow of electrons of electric

current. Two interconnected water tanks demonstrate that when a difference of pressure exists between the two tanks,

water flows until the two tanks are equalized. The illustration

shows the level of water in tank A to be at a higher level,

reading 10 psi (higher potential energy) than the water level

in tank B, reading 2 psi (lower potential energy). Between

the two tanks, there is 8-psi potential difference. If the valve

in the interconnecting line between the tanks is opened,

water flows from tank A into tank B until the level of water

(potential energy) of both tanks is equalized. It is important

to note that it was not the pressure in tank A that caused the

water to flow; rather, it was the difference in pressure between

tank A and tank B that caused the flow.

This comparison illustrates the principle that electrons move,

when a path is available, from a point of excess electrons

(higher potential energy) to a point deficient in electrons

(lower potential energy). The force that causes this movement

is the potential difference in electrical energy between the

two points. This force is called the electrical pressure or

the potential difference or the electromotive force (electron

moving force).

Current

Electrons in motion make up an electric current. This electric

current is usually referred to as “current” or “current flow,”

no matter how many electrons are moving. Current is a

measurement of a rate at which a charge flows through some

region of space or a conductor. The moving charges are the

free electrons found in conductors, such as copper, silver,

aluminum, and gold. The term “free electron” describes a

condition in some atoms where the outer electrons are loosely

bound to their parent atom. These loosely bound electrons

can be easily motivated to move in a given direction when

an external source, such as a battery, is applied to the circuit.

These electrons are attracted to the positive terminal of the

battery, while the negative terminal is the source of the

electrons. The greater amount of charge moving through the

conductor in a given amount of time translates into a current.

Current = Charge

Time

or

I = Q

t

Where:

I = current in amperes (A)

Q = charge in coulombs (C)

T = time

A B

Figure 12-37. Difference of pressure.The System International (SI) unit for current is the ampere

(A), where

1A = 1 C

s

One ampere (A) of current is equivalent to 1 coulomb (C)

of charge passing through a conductor in 1 second. One

coulomb of charge equals 6.28 billion electrons. The symbol

used to indicate current in formulas or on schematics is the

capital letter “I.”

When current flow is one direction, it is called direct

current (DC). Later in the handbook, the form of current

that periodically oscillates back and forth within the circuit

is discussed. The present discussion is only concerned with

the use of DC.

The velocity of the charge is actually an average velocity

and is called drift velocity. To understand the idea of drift

velocity, think of a conductor in which the charge carriers

are free electrons. These electrons are always in a state of

random motion similar to that of gas molecules. When a

voltage is applied across the conductor, an emf creates an

electric field within the conductor and a current is established.

The electrons do not move in a straight direction but undergo

repeated collisions with other nearby atoms. These collisions

usually knock other free electrons from their atoms, and

these electrons move on toward the positive end of the

conductor with an average velocity called the drift velocity,

which is relatively a slow speed. To understand the nearly

instantaneous speed of the effect of the current, it is helpful

to visualize a long tube filled with steel balls as shown in

Figure 12-38 . It can be seen that a ball introduced in one end

of the tube, which represents the conductor, will immediately

cause a ball to be emitted at the opposite end of the tube.

Thus, electric current can be viewed as instantaneous, even

though it is the result of a relatively slow drift of electrons.Ohm’s Law (Resistance)

The two fundamental properties of current and voltage

are related by a third property known as resistance. In any

electrical circuit, when voltage is applied to it, a current

results. The resistance of the conductor determines the

amount of current that flows under the given voltage. In most

cases, the greater the circuit resistance, the less the current.

If the resistance is reduced, then the current increases. This

relation is linear in nature and is known as Ohm’s Law.

By having a linearly proportional characteristic, it is meant

that if one unit in the relationship increases or decreases by

a certain percentage, the other variables in the relationship

increase or decrease by the same percentage. An example

would be if the voltage across a resistor is doubled, then

the current through the resistor doubles. It should be added

that this relationship is true only if the resistance in the

circuit remains constant. If the resistance changes, current

also changes. A graph of this relationship is shown in

Figure 12-39 , which uses a constant resistance of 20Ω. The

relationship between voltage and current in this example

shows voltage plotted horizontally along the X axis in values

from 0 to 120 volts, and the corresponding values of current

are plotted vertically in values from 0 to 6.0 amperes along

the Y axis. A straight line drawn through all the points where

the voltage and current lines meet represents the equation I

= E⁄20 and is called a linear relationship.

If E = 10 V

Then 10 V

20 Ω = 0.5 A

If E = 60 V

Then 60 V

20 Ω = 3 A

If E = 120 V

Then 120V

20 Ω = 6 A

Ohm’s Law may be expressed as an equation, as follows:

Equation 1

I = E

R

I = current in amperes (A)

E = voltage (V)

R = resistance (Ω)

Where I is current in amperes, E is the potential difference

measured in volts, and R is the resistance measured in ohms.

Figure 12-38. Electron movement.If any two of these circuit quantities are known, the third

may be found by simple algebraic transposition. With this

equation, we can calculate current in a circuit if the voltage

and resistance are known. This same formula can be used to

calculate voltage. By multiplying both sides of the equation

1 by R, we get an equivalent form of Ohm’s Law, which is:

Equation 2

E = I (R)

Finally, if we divide equation 2 by I, we solve for resistance,

This relationship is true only if the resistance in the

circuit remains constant. If the resistance changes, current

also changes. A graph of this relationship is shown in

Figure 12-39 , which uses a constant resistance of 20Ω. The

relationship between voltage and current in this example

shows voltage plotted horizontally along the X axis in values

from 0 to 120 volts. The corresponding values of current are

plotted vertically in values from 0 to 6.0 amperes along the

Y axis. A straight line drawn through all the points where the

voltage and current lines meet represents the equation I = E⁄20

and is called a linear relationship.

Equation 3

R = E

I

All three formulas presented in this section are equivalent

to each other and are simply different ways of expressing

Ohm’s Law.

The various equations, which may be derived by transposing

the basic law, can be easily obtained by using the triangles

in Figure 12-40 .

The triangles containing E, R, and I are divided into two

parts, with E above the line and I × R below it. To determine

an unknown circuit quantity when the other two are known,

cover the unknown quantity with a thumb. The location of

the remaining uncovered letters in the triangle indicate the

mathematical operation to be performed. For example, to find

I, refer to Figure 12-40A , and cover I with the thumb. The

uncovered letters indicate that E is to be divided by R, or I =

E⁄R. To find R, refer to Figure 12-40B , and cover R with the

thumb. The result indicates that E is to be divided by I, or R = E⁄I. To find E, refer to Figure 12-40C , and cover E with the

thumb. The result indicates I is to be multiplied by R, or E =

I × R. This chart is useful when learning to use Ohm’s Law.

It should be used to supplement the beginner’s knowledge

of the algebraic method.

Resistance of a Conductor

While wire of any size or resistance value may be used, the

word “conductor” usually refers to materials that offer low

resistance to current flow, and the word “insulator” describes

materials that offer high resistance to current. There is no

distinct dividing line between conductors and insulators; under

the proper conditions, all types of material conduct some

current. Materials offering a resistance to current flow midway

between the best conductors and the poorest conductors

(insulators) are sometimes referred to as “semiconductors,”

and find their greatest application in the field of transistors.

The best conductors are materials, chiefly metals, which

possess a large number of free electrons; conversely,

insulators are materials having few free electrons. The best

conductors are silver, copper, gold, and aluminum; but

some nonmetals, such as carbon and water, can be used as

conductors. Materials such as rubber, glass, ceramics, and

plastics are such poor conductors that they are usually used

as insulators. The current flow in some of these materials

is so low that it is usually considered zero. The unit used

to measure resistance is called the ohm. The symbol for the

ohm is the Greek letter omega (Ω). In mathematical formulas,

the capital letter “R” refers to resistance. The resistance of a

conductor and the voltage applied to it determine the number

of amperes of current flowing through the conductor. Thus,

1 ohm of resistance limits the current flow to 1 ampere in a

conductor to which a voltage of 1 volt is applied.

Factors Affecting Resistance

1. The resistance of a metallic conductor is dependent on

the type of conductor material. It has been pointed out

that certain metals are commonly used as conductors

because of the large number of free electrons in their

outer orbits. Copper is usually considered the best

available conductor material, since a copper wire of a

particular diameter offers a lower resistance to current

flow than an aluminum wire of the same diameter.

However, aluminum is much lighter than copper, and

for this reason, as well as cost considerations, aluminum

is often used when the weight factor is important.

2. The resistance of a metallic conductor is directly

proportional to its length. The longer the length

of a given size of wire, the greater the resistance.

Figure 12-41 shows two wire conductors of different

lengths. If 1 volt of electrical pressure is applied across

10 20 30 40 50 60 70 80 90 100 110 120

Volts (E)Amperes (I)

R = 20 Ohms

(Constant)

E

I X R

E

I X R

E

I X RA

B

CTo find I (amperes),

place thumb over I

and divide E by R

as indicated.

To find R (ohms),

place thumb over

R and divide as

indicated.

To find E (volts),

place thumb over

E and multiply as

indicated.Figure 12-39. Voltage vs. current in a constant-resistance circuit.

Figure 12-40. Ohm’ s law chart.the two ends of the conductor that is 1 foot in length,

and the resistance to the movement of free electrons

is assumed to be 1 ohm, the current flow is limited

to 1 ampere. If the same size conductor is doubled in

length, the same electrons set in motion by the 1 volt

applied now find twice the resistance; consequently,

the current flow is reduced by one-half.

3. The resistance of a metallic conductor is inversely

proportional to the cross-sectional area. This area may

be triangular or even square, but is usually circular.

If the cross-sectional area of a conductor is doubled,

the resistance to current flow is reduced in half. This

is true because of the increased area in which an

electron can move without collision or capture by an

atom. Thus, the resistance varies inversely with the

cross-sectional area of a conductor.

4. The fourth major factor influencing the resistance of a

conductor is temperature. Although some substances,

such as carbon, show a decrease in resistance as the

ambient (surrounding) temperature increases, most

materials used as conductors increase in resistance as

temperature increases. The resistance of a few alloys,

such as constantan and Manganin™, change very little

as the temperature changes. The amount of increase in

the resistance of a 1 ohm sample of a conductor, per

degree rise in temperature above 0° Centigrade (C), the

assumed standard, is called the temperature coefficient

of resistance. For each metal, this is a different value.

For example, for copper the value is approximately 0.00427 ohm. Thus, a copper wire having a resistance

of 50 ohms at a temperature of 0 °C has an increase

in resistance of 50 × 0.00427, or 0.214 ohm, for each

degree rise in temperature above 0 °C. The temperature

coefficient of resistance must be considered where there

is an appreciable change in temperature of a conductor

during operation. Charts listing the temperature

coefficient of resistance for different materials are

available. Figure 12-42 shows a table for “resistivity”

of some common electric conductors.

The resistance of a material is determined by four properties:

material, length, area, and temperature. The first three

properties are related by the following equation at T = 20 °C

(room temperature):

(ρ × 1)

AR =

Where

R = resistance in ohms

ρ = resistivity of the material in circular

mil-ohms per foot

+

+2 feet

0.5 amp ( 2 ohms)

1 foot

1 amp (1 ohm)Conductor Material Resistivity (ohm meters @ 20 °C)

Silver 1.64 × 10-8

Copper 1.72 × 10-8

Aluminum 2.83 × 10-8

Tungsten 5.50 × 10-8

Nickel 7.80 × 10-8

Iron 12.0 × 10-8

Constantan 49.0 × 10-8

Nichrome II 110 × 10-8

Figure 12-41. Resistance varies with length of conductor. Figure 12-42. Resistivity table. l = length of the sample in feet

A = area in circular mils

Resistance and Relation to Wire Sizing

Circular Conductors (Wires/Cables)

Because it is known that the resistance of a conductor is directly

proportional to its length, and if we are given the resistance of

the unit length of wire, we can readily calculate the resistance

of any length of wire of that particular material having the

same diameter. Also, because it is known that the resistance of

a conductor is inversely proportional to its cross-sectional area,

and if we are given the resistance of a length of wire with unit

cross-sectional area, we can calculate the resistance of a similar

length of wire of the same material with any cross-sectional

area. Therefore, if we know the resistance of a given conductor,

we can calculate the resistance for any conductor of the same

material at the same temperature. From the relationship:

(ρ × 1)

AR =

It can also be written:

R1

R2 = 11

12 = A1

A2

If we have a conductor that is 1 meter (m) long with a cross-

sectional area of 1 (millimeter) mm2 and has a resistance of

0.017 ohm, what is the resistance of 50 m of wire from the

same material but with a cross-sectional area of 0.25 mm2?

R1

R2 = 11

12 = A1

A2

R2 = 0.017 Ω × 50 m

1 m × 1 mm2

0.25 mm2 = 3.4 Ω

While the SI units are commonly used in the analysis of

electric circuits, electrical conductors in North America are still being manufactured using the foot as the unit length and

the mil (one thousandth of an inch) as the unit of diameter.

Before using the equation R = (ρ × l)⁄A to calculate the resistance

of a conductor of a given American wire gauge (AWG) size,

the cross-sectional area in square meters must be determined

using the conversion factor 1 mil = 0.0254 mm. The most

convenient unit of wire length is the foot. Using these

standards, the unit of size is the mil-foot. Thus, a wire has

unit size if it has a diameter of 1 mil and length of 1 foot.

In the case of using copper conductors, we are spared the

task of tedious calculations by using a table as shown in

Figure 12-43 . Note that cross-sectional dimensions listed on

the table are such that each decrease of one gauge number

equals a 25 percent increase in the cross-sectional area.

Because of this, a decrease of three gauge numbers represents

an increase in cross-sectional area of approximately 2:1.

Likewise, change of ten wire gauge numbers represents a 10:1

change in cross-sectional area—also, by doubling the cross-

sectional area of the conductor, the resistance is cut in half.

A decrease of three wire gauge numbers cuts the resistance

of the conductor of a given length in half.

Rectangular Conductors (Bus Bars)

To compute the cross-sectional area of a conductor in square

mils, the length in mils of one side is squared. In the case of a

rectangular conductor, the length of one side is multiplied by

the length of the other. For example, a common rectangular

bus bar (large, special conductor) is 3⁄8 inch thick and 4 inches

wide. The 3⁄8-inch thickness may be expressed as 0.375

inch. Since 1,000 mils equal 1 inch, the width in inches can

be converted to 4,000 mils. The cross-sectional area of the

rectangular conductor is found by converting 0.375 to mils

(375 mils × 4,000 mils = 1,500,000 square mils).

Power and Energy

Power in an Electrical Circuit

This section covers power in the DC circuit and energy

consumption. Whether referring to mechanical or electrical

systems, power is defined as the rate of energy consumption

12-21AWG Number Diameter in mils Ohms per 1,000 ft.

0000 460.0 0.04901

000 409.6 0.06180

00 364.8 0.07793

0 324.9 0.09827

1 289.3 0.1239

2 257.6 0.1563

3 229.4 0.1970

4 204.3 0.2485

5 181.9 0.3133

6 162.0 0.3951

8 128.5 0.6282

10 101.9 0.9989

12 80.81 1.588

14 64.08 2.525

16 50.82 4.016

18 40.30 6.385

20 31.96 10.15

22 25.35 16.14

24 20.10 25.67

26 15.94 40.81

28 12.64 64.9

30 10.03 103.2

Figure 12-43. Conversion table when using copper conductors.or conversion within that system—that is, the amount of

energy used or converted in a given amount of time.

From the scientific discipline of physics, the fundamental

expression for power is:

E

tP =

Where

P = power measured in watts (W)

E = energy ( E is a script E) measured in joules (J)

and

t = time measured in seconds (s)

The unit measurement for power is the watt (W), which refers

to a rate of energy conversion of 1 joule (J)/second. Therefore,

the number of joules consumed in 1 second is equal to the

number of watts. A simple example is given below.

Suppose 300 joules of energy is consumed in 10 seconds.

What would be the power in watts?

General formula energy

timeP =

300 J

10 sP =

P = 30 W

The watt is named for James Watt, the inventor of the steam

engine. Watt devised an experiment to measure the power of

a horse in order to find a means of measuring the mechanical

power of his steam engine. One horsepower is required to

move 33,000 pounds 1 foot in 1 minute. Since power is the

rate of doing work, it is equivalent to the work divided by

time. Stated as a formula, this is:

33,000 ft-lb

60 sPower =

P = 550 ft-lb/s

Electrical power can be rated in a similar manner. For

example, an electric motor rated as a 1 horsepower motor

requires 746 watts of electrical energy.

Power Formulas Used in the Study of Electricity

When current flows through a resistive circuit, energy is

dissipated in the form of heat. Recall that voltage can be

expressed in the terms of energy and charge as given in the

expression:

E

QE =

Where E = potential difference in volts

E = energy expanded or absorbed in joules (J)

Q = charge measured in coulombs

Current I, can also be expressed in terms of charge and time

as given by the expression:

Charge

TimeCurrent =

or

Q

TI =

Where:

I = current in amperes (A)

Q = charge in coulombs (C)

T = time

When voltage W⁄Q and current Q⁄t are multiplied, the charge

Q is divided out leaving the basic expression from physics:

E × I = E

Q × E

t = E

t = power

For a simple DC electrical system, power dissipation

12-22can then be given by the equation:

General Power Formula P = I (E)

Where

P = Power

I = Current

E = V olts

If a circuit has a known voltage of 24 volts and a current of

2 amps, then the power in the circuit is:

P = I (E)

P = 2A (24V)

P = 48W

Now recall Ohm’s Laws that state E = I(R). If we now

substitute IR for E in the general formula, we get a formula

that uses only current I and resistance R to determine the

power in a circuit.

P = I (IR)

Second Form of Power Equation

P = I2R

If a circuit has a known current of 2 amps and a resistance

of 100 Ω, then the power in the circuit is:

P = I2R

P = (2A)2 100 Ω

P = 400 W

Using Ohm’s Law, which can be stated as I = E⁄R, we can again

make a substitution such that power can be determined by

knowing only the voltage (E) and resistance (R) of the circuit.

E

RP = ( )(E)

Third Form of Power Equation

E2

RP =

If a circuit has a known voltage of 24 volts and a resistance

of 20 Ω, then the power in the circuit is:

E2

RP =

(24 V)2

20 ΩP =

P = 28.8 WPower in a Series & Parallel Circuit

The total power dissipated in both a series and parallel circuit

is equal to the sum of the power dissipated in each resistor

in the circuit. Power is simply additive and can be stated as:

PT = P 1 + P 2 + P 3 + ……P N

Figure 12-44 provides a summary of all the possible

transpositions of the Ohm’s Law formula and the power

formula.

Energy in an Electrical Circuit

Energy is defined as the ability to do work. Because power

is the rate of energy usage, power used over a span of time

is actually energy consumption. If power and time are

multiplied together, we get energy.

The joule is defined as a unit of energy. There is another unit

of measure which is perhaps more familiar. Because power

is expressed in watts and time in seconds, a unit of energy

can be called a watt-second (Ws) or more recognizable from

the electric bill, a kilowatt-hour (kWh). Refer to Chapter 5,

Physics, for further discussion on energy.

Sources of Electricity

Electrical energy can be produced in a number of methods. The

four most common are pressure, chemical, thermal, and light.

Pressure Source

This form of electrical generation is commonly known as

piezoelectric (piezo or piez taken from Greek: to press;

pressure; to squeeze) is a result of the application of

mechanical pressure on a dielectric or non-conducting crystal.

The most common piezoelectric materials used today are

crystalline quartz and Rochelle salt. However, Rochelle salt is

being superseded by other materials, such as barium titanate.

The application of a mechanical stress produces an electric

polarization, which is proportional to this stress. This

polarization establishes a voltage across the crystal. If a

circuit is connected across the crystal, a flow of current can

be observed when the crystal is loaded (pressure is applied).

An opposite condition can occur, where an application of a

voltage between certain faces of the crystal can produce a

mechanical distortion. This effect is commonly referred to

as the piezoelectric effect.

Piezoelectric materials are used extensively in transducers

for converting a mechanical strain into an electrical signal.

Such devices include microphones, phonograph pickups, and

vibration-sensing elements. The opposite effect, in which a

mechanical output is derived from an electrical signal input,

is also widely used in headphones and loudspeakers.

E2

R

E2 PI2R

IE

IRRE

IP

I2PEP

IERP

PRP I

E R

Figure 12-44. Ohm’ s Law formula.Chemical Source

Chemical energy can be converted into electricity; the

most common form of this is the battery. A primary battery

produces electricity using two different metals in a chemical

solution like alkaline electrolyte, where a chemical reaction

between the metals and the chemicals frees more electrons

in one metal than in the other. One terminal of the battery is

attached to one of the metals, such as zinc; the other terminal

is attached to the other metal, such as manganese oxide. The

end that frees more electrons develops a positive charge

and the other end develops a negative charge. If a wire is

attached from one end of the battery to the other, electrons

flow through the wire to balance the electrical charge.

Thermal Sources

The most common source of thermal electricity found in the

aviation industry comes from thermocouples. Thermocouples

are widely used as temperature sensors. They are cheap

and interchangeable, have standard connectors, and can

measure a wide range of temperatures. Thermocouples

are pairs of dissimilar metal wires joined at least at one

end, which generate a voltage between the two wires that

is proportional to the temperature at the junction. This is

called the Seebeck effect, in honor of Thomas Seebeck who

first noticed the phenomena in 1821. It was also noticed

that different metal combinations have a different voltage

difference. Thermocouples are used to measure cylinder head

temperatures and Turbine Inlet Temperature (TIT).

Light Sources

A solar cell or a photovoltaic cell is a device that converts light energy into electricity. Fundamentally, the device

contains certain chemical elements that, when exposed to

light energy, release electrons.

Photons in sunlight are taken in by the solar panel or cell,

where they are absorbed by semiconducting materials, such

as silicon. Electrons in the cell are broken loose from their

atoms, allowing them to flow through the material to produce

electricity. The complementary positive charges that are also

created are called holes (absence of electron) and flow in the

direction opposite of the electrons in a silicon solar panel.

Solar cells have many applications and have historically been

used in earth orbiting satellites or space probes, handheld

calculators, and wrist watches.

Schematic Representation of Electrical

Components

The schematic is the most common place where the technician

finds electronic symbols. The schematic is a diagram that

depicts the interconnection and logic of an electronic or

electrical circuit. Many symbols are employed for use in

the schematic drawings, blueprints, and illustrations. This

section briefly outlines some of the more common symbols

and explains how to interpret them.

Conductors

The schematic depiction of a conductor is simple enough.

This is generally shown as a solid line. However, the line

types may vary depending on who drew the schematics and

what exactly the line represents. While the solid line is used

to depict the wire or conductor, schematics used for aircraft

modifications can also use other line types, such as a dashed

to represent “existing” wires prior to modification and solid

lines for “new” wires.

There are two methods employed to show wire crossovers

and wire connections. Figure 12-45 shows the two methods

of drawing wires that cross: version A and version B.

Figure 12-46 shows the two methods for drawing wire

that connect version A and version B. If version A in

Figure 12-45 is used to depict crossovers, then version A for

wire connections in Figure 12-46 is used. The same can then

be said about the use of version B methods. The technician

encounters both in common use.

Figure 12-47 shows a few examples of the more common

wire types that the technician encounters in schematics. They

are the single wire, single shielded, shielded twisted pair or

double, and the shielded triple. This is not an exhaustive list of

wire types but a fair representation of how they are depicted.

Figure 12-47 also shows the wires having a wire number.

These are shown for the sake of illustration and vary from one

12-24A B

A B

Single

wireConductorTypical Wire No.

SX001A22

12PB501-*APJ356

NM200A22

RF300A22Shielded

single wire

Shielded

double

wire

Shielded

triple

wire

ShieldingFigure 12-45. Unconnected crossover wires.

Figure 12-46. Connected wires.

Figure 12-47. Common wire types.installation agency to another. For further understanding of a

wire numbering system, consult the appropriate wiring guide

published by the agency that drew the prints. Regardless of

the specifics of the wire numbering system, organizations

that exercise professional wiring practices have the installed

wire marked in some manner. This is an aid to the technician

who has to troubleshoot or modify the system at a later date.

Types of Resistors

Fixed Resistor

Fixed resistors have built into the design a means of opposing

current. [Figure 12-48] The general use of a resistor in a

circuit is to limit the amount of current flow. There are a

number of methods used in construction and sizing of a

resistor that control properties, such as resistance value, the

precision of the resistance value, and the ability to dissipate

heat. While in some applications the purpose of the resistive

element is used to generate heat, such as in propeller anti-ice

boots, heat typically is the unwanted loss of energy.

Carbon Composition

The carbon composed resistor is constructed from a mixture

of finely grouped carbon/graphite, an insulation material

for filler, and a substance for binding the material together.

The amount of graphite in relation to the insulation material

determines the ohmic or resistive value of the resistor. This

mixture is compressed into a rod, which is fitted with axial

leads or “pigtails.” The finished product is sealed in an

insulating coating for isolation and physical protection.

There are other types of fixed resistors in common use.

Included in this group are:

• Carbon film

• Metal-oxide

• Metal film

• Metal glaze

The construction of a film resistor is accomplished by

depositing a resistive material evenly on a ceramic rod. This

resistive material can be graphite for the carbon film resistor,

nickel chromium for the metal film resistor, metal and glass

for the metal glaze resistor, and metal and an insulating oxide

for the metal-oxide resistor.

Resistor Ratings

Color Code

It is very difficult to manufacture a resistor to an exact standard

of ohmic values. Fortunately, most circuit requirements are

not extremely critical. For many uses, the actual resistance in

ohms can be 20 percent higher or lower than the value marked

on the resistor without causing difficulty. The percentage variation between the marked value and the actual value of

a resistor is known as the “tolerance” of a resistor. A resistor

coded for a 5 percent tolerance is not more than 5 percent

higher or lower than the value indicated by the color code.

The resistor color code is made up of a group of colors,

numbers, and tolerance values. Each color is represented by a

number, and in most cases, by a tolerance value. [Figure 12-49]

When the color code is used with the end-to-center band marking

system, the resistor is normally marked with bands of color at

one end of the resistor. The body or base color of the resistor

has nothing to do with the color code, and in no way indicates

a resistance value. To prevent confusion, this body is never

the same color as any of the bands indicating resistance value.

12-25Figure 12-48. Fixed resistor schematic.Resistor color code

Color Number Tolerance

Black 0 —

Brown 1 1%

Red 2 2%

Orange 3 3%

Yellow 4 4%

Green 5 5%

Blue 6 6%

Violet 7 7%

Gray 8 8%

White 9 9%

Gold — 5%

Silver — 10%

No color — 20%

Figure 12-49. Resistor color code.Color Band Decoding

When the end-to-center band marking system is used, either

three or four bands mark the resistor.

1. The first color band (nearest the end of the resistor)

indicates the first digit in the numerical resistance

value. This band is never gold or silver in color.

2. The second color band always indicates the second

digit of ohmic value. It is never gold or silver in color.

[Figure 12-50]

3. The third color band indicates the number of zeros to

be added to the two digits derived from the first and

second bands, except in the following two cases:

(a) If the third band is gold in color, the first two

digits must be multiplied by 10 percent.

(b) If the third band is silver in color, the first two

digits must be multiplied by 1 percent.

4. If there is a fourth color band, it is used as a multiplier

for percentage of tolerance, as indicated in the color

code chart in Figure 12-49 . If there is no fourth band,

the tolerance is understood to be 20 percent.

Figure 12-50 illustrates the rules for reading the resistance

value of a resistor marked with the end-to-center band system.

This resistor is marked with three bands of color, which must

be read from the end toward the center.

There is no fourth color band; therefore, the tolerance is

understood to be 20 percent. 20 percent of 250,000 Ω, equals

50,000 Ω.

Since the 20 percent tolerance is plus or minus,

Maximum resistance

= 250,000 Ω + 50,000 Ω

= 300,000 Ω

Minimum resistance

= 250,000 Ω − 50,000 Ω

= 200,000 Ω

The following paragraphs provide a few extra examples of

resistor color band decoding. Figure 12-51 contains a resistor

with another set of colors. This resistor code should be read

as follows:The resistance of this resistor is 86,000 ±10 percent ohms.

The maximum resistance is 94,600 ohms, and the minimum

resistance is 77,400 ohms.

Another example is the resistance of the resistor in Figure 12-52

is 960 ±5 percent ohms. The maximum resistance is 1,008

ohms, and the minimum resistance is 912 ohms.

Sometimes circuit considerations dictate that the tolerance

must be smaller than 20 percent. Figure 12-53 shows

an example of a resistor with a 2 percent tolerance. The

resistance value of this resistor is 2,500 ±2 percent ohms.

The maximum resistance is 2,550 ohms, and the minimum

resistance is 2,450 ohms.

Figure 12-54 contains an example of a resistor with a black

third color band. The color code value of black is zero, and

the third band indicates the number of zeros to be added to

the first two digits.

In this case, a zero number of zeros must be added to the first

two digits; therefore, no zeros are added. Thus, the resistance

value is 10 ±1 percent ohms. The maximum resistance is

10.1 ohms, and the minimum resistance is 9.9 ohms. There

are two exceptions to the rule stating the third color band

indicates the number of zeros. The first of these exceptions

is illustrated in Figure 12-55 . When the third band is gold in

color, it indicates that the first two digits must be multiplied

by 10 percent. The value of this resistor in this case is:

10 × 0.10 ±2% = 1 = 0.02 ohms

When the third band is silver, as is the case in Figure 12-56 ,

the first two digits must be multiplied by 1 percent. The value

GrayBlue Orange

Silver

8 6000 10%

WhiteBlue Brown

Gold

9 6 05%

RedGreen Red

Red

2 5 00 2%

BrownBlack Black

Brown

1 0 1%Figure 12-51. Resistor color code example.

Figure 12-52. Resistor color code example.

Figure 12-53. Resistor with two percent tolerance.

Figure 12-54. Resistor with black third color band.

1st Band2nd Band

3rd Band

Red Green Yellow

Color Numerical Value Significance

1st band — red 2 1st digit

2nd band — green 5 2nd digit

3rd band — yellow 4 No. of zeroes to add

Figure 12-50. End-to-center band marking.

YellowGreen Silver (Multiplier)

Silver

4 51% 10%

BrownBlack Gold (Multiplier)

Red

1 010% 2%

Figure 12-56. Resistor with a silver third band.Figure 12-55. Resistor with gold third band.of the resistor is 0.45 ±10 percent ohms.

Wire-Wound

Wire-wound resistors typically control large amounts of

current and have high power ratings. Resistors of this type are

constructed by winding a resistance wire around an insulating

rod usually made of porcelain. The windings are coated with an

insulation material for physical protection and heat conduction.

Both ends of the windings are connected to terminals, which

are used to connect the resistor to a circuit. [Figure 12-57]

A wire-wound resistor with tap is a special type of fixed

resistor that can be adjusted. These adjustments can be

made by moving a slide bar tap or by moving the tap to a

preset incremental position. While the tap may be adjustable,

the adjustments are usually set at the time of installation

to a specific value and then operated in service as a fixed

resistor. Another type of wire-wound resistor is constructed

of Manganin wire, used when high precision is needed.

Variable Resistors

Variable resistors are constructed so that the resistive value

can be changed easily. This adjustment can be manual or

automatic, and the adjustments can be made while the system

that it is connected to is in operation. There are two basic

types of manual adjustors: the rheostat and the potentiometer.

Rheostat

A rheostat is a variable resistor used to vary the amount of

current flowing in a circuit. [Figure 12-58] Figure 12-59

shows a rheostat connected in series with an ordinary

resistance in a series circuit. As the slider arm moves

from point A to B, the amount of rheostat resistance (AB)

is increased. Since the rheostat resistance and the fixed

resistance are in series, the total resistance in the circuit also

increases, and the current in the circuit decreases. On the

other hand, if the slider arm is moved toward point A, the total

resistance decreases and the current in the circuit increases.

Figure 12-57. Wire-wound resistors.

Figure 12-58. Rheostat schematic symbol.Potentiometer

The potentiometer is considered a three-terminal device.

[Figure 12-60] As illustrated, terminals 1 and 2 have the

entire value of the potentiometer resistance between them.

Terminal 3 is the wiper or moving contact. Through this wiper,

the resistance between terminals 1 and 3 or terminals 2 and 3

can be varied. While the rheostat is used to vary the current

in a circuit, the potentiometer is used to vary the voltage in a

circuit. A typical use for this component can be found in the

volume controls on an audio panel and input devices for flight

data recorders, among many other applications.

In Figure 12-61A , a potentiometer is used to obtain a variable

voltage from a fixed voltage source to apply to an electrical

load. The voltage applied to the load is the voltage between

points 2 and 3. When the slider arm is moved to point 1, the

entire voltage is applied to the electrical device (load); when

the arm is moved to point 3, the voltage applied to the load

is zero. The potentiometer makes possible the application of

any voltage between zero and full voltage to the load.

The current flowing through the circuit of Figure 12-61

leaves the negative terminal electron flow of the battery and

divides one part flowing through the lower portion of the

potentiometer (points 3 to 2) and the other part through the

load. Both parts combine at point 2 and flow through the

upper portion of the potentiometer (points 2 to 1) back to the

positive terminal of the battery. In View B of Figure 12-61 , a

potentiometer and its schematic symbol are shown.

In choosing a potentiometer resistance, the amount of current

drawn by the load should be considered, as well as the current

flow through the potentiometer at all settings of the slider

arm. The energy of the current through the potentiometer is

dissipated in the form of heat.

It is important to keep this wasted current as small as

possible by making the resistance of the potentiometer as

large as practicable. In most cases, the resistance of the

potentiometer can be several times the resistance of the load.

Figure 12-62 shows how a potentiometer can be wired to

function as a rheostat.

Linear Potentiometers

In a linear potentiometer, the resistance between both terminal

and the wiper varies linearly with the position of the wiper.

To illustrate, one quarter of a turn on the potentiometer results

in one quarter of the total resistance. The same relationship

exists when one-half or three-quarters of potentiometer

movement. [Figure 12-63]

Tapered Potentiometers

Resistance varies in a nonlinear manner in the case of the tapered potentiometer. [Figure 12-64] Keep in mind that

one-half of full potentiometer travel does not necessarily

correspond to one-half the total resistance of the potentiometer.

Thermistors

The thermistor is a type of a variable resistor that is

temperature sensitive. [Figure 12-65] This component

has a negative temperature coefficient, which means that

as the sensed temperature increases, the resistance of the

thermistor decreases.

Photoconductive Cells

The photoconductive cell is similar to the thermistor. Like the

thermistor, it has a negative temperature coefficient. Unlike

the thermistor, the resistance is controlled by light intensity.

This kind of component can be found in radio control heads

where the intensity of the ambient light is sensed through

the photoconductive cell resulting in the backlighting of the

control heads to adjust to the flight deck lighting conditions.

[Figure 12-66]

Circuit Protection Devices

Perhaps the most serious trouble in a circuit is a direct short.

The term “direct short” describes a situation in which some

point in the circuit, where full system voltage is present,

comes in direct contact with the ground or return side of the

circuit. This establishes a path for current flow that contains

no resistance other than that present in the wires carrying the

current, and these wires have very little resistance.

Most wires used in aircraft electrical circuits are small

gauge, and their current carrying capacity is quite limited.

The size of the wires used in any given circuit is determined

A

B1

3Load

ShaftTerminals

Resistive stripWiper

Rotary potentiometer construction

A

25%70 Ω

30 Ω100 Ω

B

50%30 Ω

70 Ω100 Ω

C

75%10 Ω

90 Ω100 ΩFigure 12-61. Potentiometer and schematic symbol.

Figure 12-62. Potentiometer wired to function as rheostat.

Figure 12-63. Linear potentiometer schematic.

A B

23Figure 12-59. Rheostat connected in series.

Figure 12-60. Potentiometer schematic symbol.

by the amount of current the wires are expected to carry

under normal operating conditions. Any current flow in

excess of normal, such as the case of a direct short, would

cause a rapid generation of heat. If the excessive current

flow caused by the short is left unchecked, the heat in the

wire could cause a portion of the wire to melt and at the

very least, open the circuit.

To protect aircraft electrical systems from damage and failure

caused by excessive current, several kinds of protective

devices are installed in the systems. Fuses, circuit breakers,

thermal protectors, and arc fault circuit breakers are used

for this purpose.

Circuit protective devices, as the name implies, all have a

common purpose—to protect the units and the wires in the

circuit. Some are designed primarily to protect the wiring

and to open the circuit in such a way as to stop the current

flow when the current becomes greater than the wires can

safely carry. Other devices are designed to protect a unit in

the circuit by stopping the current flow to it when the unit

becomes excessively warm.

Fuse

Fuses are used to protect the circuit from over current

conditions. [Figure 12-67A] The fuse is installed in the circuit

so that all the current in the circuit passes through it. In most

fuses, the strip of metal is made of an alloy of tin and bismuth,

which melts and opens the circuit when the current exceeds

T

A

25%70 Ω

30 Ω100 Ω

B

50%30 Ω

70 Ω100 Ω

C

75%10 Ω

90 Ω100 Ω

Figure 12-65. Schematic symbol for thermistor.Figure 12-66. Photoconductive cell schematic symbol component.

Figure 12-64. Tapered potentiometer.the rated capacity of the fuse. For example, if a 5-amp fuse

is placed into a circuit, the fuse allows currents up to 5 amps

to pass. Because the fuse is intended to protect the circuit,

it is quite important that its capacity match the needs of the

circuit in which it is used.

When replacing a fuse, consult the applicable manufacturer’s

instructions to be sure a fuse of the correct type and capacity

is installed. Fuses are installed in two types of fuse holders

in aircraft. “Plug-in holders” or in-line holders are used for

small and low capacity fuses. “Clip” type holders are used

for heavy high capacity fuses and current limiters.

Current Limiter

The current limiter is very much like the fuse. However, the

current limiter link is usually made of copper and will stand

a considerable overload for a short period of time. Like the

fuse, it opens up in an over current condition in heavy current

circuits such as 30 amp or greater. These are used primarily

to sectionalize an aircraft circuit or bus. Once the limiter is

opened, it must be replaced. The schematic symbol for the

current limiter shows two triangles pointing to each other

with a line on both sides of the triangles. [ Figure 12-67B ].

Circuit Breaker

The circuit breaker is commonly used in place of a fuse and is

designed to break the circuit and stop the current flow when

the current exceeds a predetermined value. Unlike the fuse,

the circuit breaker can be reset; whereas the fuse or current

limiter must be replaced. [Figure 12-68] There are several types of circuit breakers in general use in

aircraft systems. One is a magnetic type. When excessive

current flows in the circuit, it makes an electromagnet strong

enough to move a small armature, which trips the breaker.

Another type is the thermal overload switch or breaker.

This consists of a bimetallic strip which, when it becomes

overheated from excessive current, bends away from a catch

on the switch lever and permits the switch to trip open.

Most circuit breakers must be reset by hand. If the overload

condition still exists, the circuit breaker trips again to prevent

damage to the circuit. At this point, it is usually not advisable

to continue resetting the circuit breaker, but to initiate

troubleshooting to determine the cause. Repeated resetting

of a circuit breaker can lead to circuit or component damage

or worse, the possibility of a fire or explosion. Automatic

reset type circuit breakers are not allowed in aircraft. Circuit

breakers are commonly grouped on a circuit breaker panel that

is accessible to the flight crew. Figure 12-69 shows a circuit

breaker and a circuit breaker panel.

Arc Fault Circuit Breaker

In recent years, the arc fault circuit breaker has begun to

provide an additional layer of protection beyond that of the

thermal protection already provided by conventional circuit

breakers. The arc fault circuit breaker monitors the circuit

for an electrical arcing signature, which can indicate possible

wiring faults and unsafe conditions. These conditions can

lead to fires or loss of power to critical systems. The arc fault

circuit breaker is only beginning to make an appearance in

the aircraft industry and is not widely used like the thermal

type of circuit breaker.

Thermal Protectors

A thermal protector, or switch, is used to protect a motor. It

is designed to open the circuit automatically whenever the

temperature of the motor becomes excessively high. It has

two positions—open and closed. The most common use for

a thermal switch is to keep a motor from overheating. If a

Figure 12-68. Schematic symbol for circuit breaker.A

B

Figure 12-67. Schematic symbol for fuse (A) and current limiter (B).

malfunction in the motor causes it to overheat, the thermal

switch breaks the circuit intermittently.

The thermal switch contains a bimetallic disk, or strip, that

bends and breaks the circuit when it is heated. This occurs

because one of the metals expands more than the other when

they are subjected to the same temperature. When the strip

or disk cools, the metals contract and the strip returns to its

original position and closes the circuit.

Control Devices

Components in the electrical circuits are typically not all

intended to operate continuously or automatically. Most of

them are meant to operate at certain times, under certain

conditions, to perform very definite functions. There must

be some means of controlling their operation. Either a

switch, or a relay, or both may be included in the circuit

for this purpose.Switches

Switches control the current flow in most aircraft electrical

circuits. A switch is used to start, to stop, or to change the

direction of the current flow in the circuit. The switch in

each circuit must be able to carry the normal current of the

circuit and must be insulated heavily enough for the voltage

of the circuit. Figure 12-70 shows various switches used in

aircraft electrical systems.

An understanding of some basic definitions of the switch is

necessary before any of the switch types are discussed. The

number of poles, throws, and positions they have designates

toggle switches, as well as some other type of switches.

Pole—the switch’s movable blade or contactor. The number

of poles is equal to the number of circuits, or paths for

current flow, that can be completed through the switch at

any one time.

Throw—indicates the number of circuits, or paths for current,

that it is possible to complete through the switch with each

pole or contactor.

Positions—indicates the number of places at which the

operating device (toggle, plunger, and so forth) comes to

rest and at the same time open or close one or more circuits.

Toggle Switch

Single-Pole, Single-Throw (SPST)

The single-pole, single-throw (SPST) switch allows a

connection between two contacts. One of two conditions

exist. Either the circuit is open in one position or closed in

the other position. [Figure 12-71]

Single-Pole, Double-Throw (SPDT)

The single-pole, double-throw (SPDT) switch is shown in

Figure 12-72 . With this switch, contact between one contact

can be made between one contact and the other.

Double-Pole, Single-Throw (DPST)

The double-pole, single-throw (DPST) switch connection

can be made between one set of contacts and either of two

other sets of contacts. [Figure 12-73]

Double-Pole, Double-Throw (DPDT)

The schematic symbol for the double-pole, double-throw

(DPDT) switch is shown in Figure 12-74 . This type of switch

makes a connection from one set of contacts to either of two

other sets of contacts.

A toggle switch that is spring-loaded to the OFF position

Figure 12-69. Circuit breaker assembly for aircraft electrical

system.

Figure 12-70. Various types of switches used in modern aircraft.

and must be held in the ON position to complete the circuit

is a momentary contact two-position switch. One that comes

to rest at either of two positions, opening the circuit in one position and closing it in another, is a two-position switch. A

toggle switch that comes to rest at any one of three positions

is a three-position switch.

A switch that stays open, except when it is held in the closed

position, is a normally open switch (usually identified as

NO). One that stays closed, except when it is held in the

open position is a normally closed switch (NC). Both kinds

are spring loaded to their normal position and return to that

position as soon as they are released.

Locking toggles require the operator to pull out on the switch

toggle before moving it in to another position. Once in the new

position, the switch toggle is release back into a lock, which

then prevents the switch from inadvertently being moved.

Microswitches

A microswitch opens or closes a circuit with a very small

movement of the tripping device (1⁄16 inch or less). This is

what gives the switch its name, since micro means small.

Microswitches are usually pushbutton switches. They are

used primarily as limit switches to provide automatic control

of landing gears, actuator motors, and the like. Figure 12-75

shows a normally closed microswitch in cross-section and

illustrates how these switches operate. When the operating

plunger is pressed in, the spring and the movable contact are

pushed, opening the contacts and the circuit. Figure 12-76

shows a pushbutton microswitch.

Rotary Selector Switches

A rotary selector switch takes the place of several switches.

When the knob of the switch is rotated, the switch opens one

circuit and closes another. Ignition switches and voltmeter

selector switches are typical examples of this kind of switch.

[Figure 12-77]

Pushbutton Switches

Pushbutton switches have one stationary contact and one

Figure 12-74. Double-pole, double-throw switch schematic symbol.

Figure 12-72. Single-pole, double-throw switch schematic symbol.

Figure 12-73. Double-pole, single-throw switch schematic symbol.

Figure 12-71. Single-pole, single-throw switch schematic symbol.

movable contact. The movable contact is attached to the

pushbutton. The pushbutton is either an insulator itself or is

insulated from the contact. This switch is spring loaded and

designed for momentary contact.

Lighted Pushbutton Switches

Another more common switch found in today’s aircraft is

the lighted pushbutton switch. This type of switch takes the

form of a 5⁄8-inch to 1-inch cube with incandescent or LED

lights to indicate the function of the switch. Switch designs

come in a number of configurations; the two most common

are the alternate action and momentary action and usually

have a two-pole or four-pole switch body. Other less common switch actions are the alternate and momentary holding coil

configurations. The less known holding or latching coil switch

bodies are designed to have a magnetic coil inside the switch

body that is energized through two contacts in the base of the

switch. When the coil is energized and the switch is pressed,

the switch contacts remain latched until power is removed from

the coil. This type of design allows for some degree of remote

control over the switch body. [Figure 12-78]

The display optics of the lighted pushbutton switch provide the

crew with a clear message that is visible under a wide range of

lighting conditions with very high luminance and wide viewing

angles. While some displays are simply a transparent screen

that is backlit by an incandescent light, the higher quality

and more reliable switches are available in sunlight readable

displays and night vision (NVIS) versions. Due to the sunlight

environment of the flight deck, displays utilizing standard

lighting techniques “washout” when viewed in direct sunlight.

Sunlight readable displays are designed to minimize this effect.

Lighted pushbutton switches can also be used in applications

where a switch is not required and the optics are only for

indications. This type of an indicator is commonly called

an annunciator.

Stationary contact

Moveable contactOperating plunger

Grooved anchor Three-bladed spring

Figure 12-75. Cross-section of a microswitch.

Figure 12-76. Pushbutton microswitch.Figure 12-77. Rotary switches.

Dual In-Line Parallel (DIP) Switches

The acronym “DIP” switch is defined as Dual In-Line Parallel

switch in reference to the physical layout. DIP switches are

commonly found in card cages, and line replaceable units

(LRU) and are used in most cases to adjust gains, control

configurations, and so forth. Each one of the switches is

generally an SPST slide or rocker switch. The technician may

find this switch in packages ranging in size from DIP2 through

DIP32. Some of the more common sizes are DIP4 and DIP8.

Switch Guards

Switch guards are covers that protect a switch from

unintended operation. Prior to the operation of the switch, the

guard is usually lifted. Switch guards are commonly found

on systems such as fire suppression and override logics for

various systems. Figure 12-79A shows a traditional switch

with a guard while Figure 12-79B shows a pushbutton switch

with a guard. The guard needs to be moved before the switch

can be pushed.

Relays

A relay is simply an electromechanical switch where a small

amount of current can control a large amount of current.

[Figure 12-80] When a voltage is applied to the coil of the relay, the electromagnet is energized due to the current. When

energized, an electromagnetic field pulls the common (C) or

arm of the relay down. When the arm or common is pulled

down, the circuit between the arm and the normally closed

(NC) contacts is opened and the circuit between the arm and the

normally open (NO) contacts are closed. When the energizing

voltage is removed, the spring returns the arm contacts back to

the normally closed (NC) contacts. The relay usually has two

connections for the coil. The (+) side is designated as X1 and

the ground-side of the coil is designated as X2.

Series DC Circuits

The series circuit is the most basic electrical circuit and

provides a good introduction to basic circuit analysis. The

series circuit represents the first building block for all of

the circuits to be studied and analyzed. Figure 12-81 shows

this simple circuit with nothing more than a voltage source

or battery, a conductor, and a resistor. This is classified as a

series circuit because the components are connected end-to-

end, so that the same current flows through each component

equally. There is only one path for the current to take and the

battery and resistor are in series with each other. Next is to

make a few additions to the simple circuit in Figure 12-81 .

Figure 12-82 shows an additional resistor and a little more

12-34Figure 12-79. (A) Red guarded switch. (B) Pushbutton switch with

a guard.

A

BFigure 12-78. Lighted pushbutton switches.

detail regarding the values. With these values, we can now

begin to learn more about the nature of the circuit. In this

configuration, there is a 12-volt DC source in series with two

resistors, R 1 = 10 Ω and R 2 = 30 Ω. For resistors in a series

configuration, the total resistance of the circuit is equal to

the sum of the individual resistors. The basic formula is:

R T = R 1 + R 2 + R 3 + ………R N

For Figure 12-82 , this will be:

R T = 10 Ω + 30 Ω

R T = 40 Ω

Now that the total resistance of the circuit is known, the

current for the circuit can be determined. In a series circuit,

the current cannot be different at different points within the

circuit. The current through a series circuit is always the

same through each element and at any point. Therefore, the

current in the simple circuit can now be determined using

Ohm’s Law:

Formula, E = I (R)

Solve for current, E

RI =

The variables, E = 12 V and R T = 40 Ω

Substitute variables, 12 V

40 ΩI =

Current in circuits, I = 0.3 A

Ohm’s Law describes a relationship between the variables

of voltage, current, and resistance that is linear and easy to

illustrate with a few extra calculations. First is the act of

changing the total resistance of the circuit while the other

two remain constant. In this example, the R T of the circuit

in Figure 12-82 is doubled.

The effects on the total current in the circuit are: Formula, E = I (R)

Solve for current, E

RI =

The variables, E = 12 V and R T = 80 Ω

Substitute variables, 12 V

80 ΩI =

Current in circuits, I = 0.15 A

It can be seen quantitatively and intuitively that when the

resistance of the circuit is doubled, the current is reduced by

half the original value.

Next, reduce the R T of the circuit in Figure 12-82 to half of

its original value. The effects on the total current are:

Multiple poles

Schematic Symbol for a Relay

Relay IllustrationA2B2

A3

A1B3

B1C

C

X1

X2

Normally closed (NC)

Normally open (NO)

Magnetic fieldCommon (C) or Arm

Electromagnet pulls

contact downNC

NONC

NO

X1

X2

X1

X2(+)

(−)N

S

+

+

12V

30ΩR210ΩR1

−Figure 12-80. Basic relay.

Figure 12-81. Simple DC circuit.

Figure 12-82. Simple DC circuit with additional resistor. Formula, E = I (R)

Solve for current, E

RI =

The variables, E = 12 V and R T = 20 Ω

Substitute variables, 12 V

20 ΩI =

Current in circuits, I = 0.6 A

Voltage Drops & Further Application of Ohm’s Law

The example circuit in Figure 12-83 is used to illustrate the

idea of voltage drop. It is important to differentiate between voltage and voltage drop when discussing series circuits.

V oltage drop refers to the loss in electrical pressure or emf

caused by forcing electrons through a resistor. Because there

are two resistors in the example, there are separate voltage

drops. Each drop is associated with each individual resistor.

The amount of electrical pressure required to force a given

number of electrons through a resistance is proportional to

the size of the resistor.

In Figure 12-83 , the values used to illustrate the idea of

voltage drop are:

Current, I = 1 mA

R 1 = 1 kΩ

R 2 = 3 kΩ

R 3 = 5 kΩ

The voltage drop across each resistor is calculated using

Ohm’s Law. The drop for each resistor is the product of each

resistance and the total current in the circuit. Keep in mind

that the same current flows through series resistor.

Formula: E = I (R)

V oltage across R 1: E1 = I T (R1)

E1 = 1 mA (1 kΩ) = 1 volt

V oltage across R 2: E2 = I T (R2)

E2 = 1 mA (3 kΩ) = 3 volt

V oltage across R 3: E3 = I T (R3)

E3 = 1 mA (5 kΩ) = 5 volt

The source voltage can now be determined, which can then

be used to confirm the calculations for each voltage drop.

Using Ohm’s Law:

Formula: E = I (R)

Source voltage = current × the total resistance

ES = I (R T)

12-36+

5 kΩR31 kΩR1IT 1 mA

3 kΩR2

Figure 12-83. Example of three resistors in series. RT = 1 kΩ + 3 kΩ + 5 kΩ

RT = 9 kΩ

Now: ES = I (R T)

Substitute ES = 1 mA (9 kΩ)

ES = 9 volts

Simple checks to confirm the calculation and to illustrate

the concept of the voltage drop add up the individual values

of the voltage drops and compare them to the results of the

above calculation.

1 volt + 3 volts + 5 volts = 9 volts

Voltage Sources in Series

A voltage source is an energy source that provides a constant

voltage to a load. Two or more of these sources in series equals

the algebraic sum of all the sources connected in series. The

significance of pointing out the algebraic sum is to indicate that

the polarity of the sources must be considered when adding up

the sources. The polarity is indicated by a plus or minus sign

depending on the source’s position in the circuit.

In Figure 12-84, all of the sources are in the same direction

in terms of their polarity. All of the voltages have the same

sign when added up. In the case of Figure 12-84 , three cells

of a value of 1.5 volts are in series with the polarity in the

same direction. The addition is simple enough:

ET = 1.5v + 1.5v + 1.5v = +4.5 volts

However, in Figure 12-85 , one of the three sources has been

turned around, and the polarity opposes the other two sources.

Again the addition is simple:

ET = + 1.5v − 1.5v + 1.5v = +1.5 volts

Kirchhoff’s Voltage Law

A law of basic importance to the analysis of an electrical

circuit is Kirchhoff’s V oltage Law. This law simply states

that the algebraic sum of all voltages around a closed path

or loop is zero. Another way of saying it: the sum of all the

voltage drops equals the total source voltage. A simplified

formula showing this law is shown below:

With three resistors in the circuit:

E S – E 1 – E 2 – E 3 … –E N = 0 volts

Notice that the sign of the source is opposite that of the

individual voltage drops. Therefore, the algebraic sum equals

zero. Written another way: E S = E 1 + E 2 + E 3 … +E N

The source voltage equals the sum of the voltage drops. The

polarity of the voltage drop is determined by the direction

of the current flow. When going around the circuit, notice

that the polarity of the resistor is opposite that of the source

voltage. The positive on the resistor is facing the positive

on the source, and the negative on the resistor is facing the

negative on the source.

Figure 12-86 illustrates the very basic idea of Kirchhoff’s

V oltage Law. There are two resistors in this example. One

has a drop of 14 volts and the other has a drop of 10 volts.

The source voltage must equal the sum of the voltage drops

around the circuit. By inspection, it is easy to determine the

source voltage as 24 volts.

Figure 12-87 shows a series circuit with three voltage

drops and one voltage source rated at 24 volts. Two of the

voltage drops are known. However, the third is not known.

Using Kirchhoff’s V oltage Law, the third voltage drop can

be determined.

With three resistors in the circuit:

E S – E 1 – E 2 – E 3 = 0 volts

Substitute the known values:

24v – 12v – 10v − E 3 = 0

Collect known values: 2v – E 3 = 0

Solve for the unknown: E 3 = 2 volts

Determine the value of E 4 in Figure 12-88 . For this example,

I = 200mA.

First, the voltage drop across each of the individual resistors

must be determined.

E1 = I (R 1)

E1 = (200 mA) (10 Ω)

12-37+1.5V

' + ' + '1.5V 1.5V

+1.5V

− +− +−1.5V 1.5V+

ES=24V

−14V

10V+−+−

+

10VE2 24VES

−+

−+12VE1

+

?E3−Figure 12-84. Voltage sources in series add algebraically.

Figure 12-85. Voltage sources add algebraically; one source

reversed.Figure 12-86. Kirchhoff’ s Voltage Law.

Figure 12-87. Determine the unknown voltage drop.V oltage drop across R 1 E1 = 2 volts

E2 = I (R 2)

E2 = (200 mA) (50 Ω)

V oltage drop across R 2 E2 = 10 volts

E3 = I (R 3)

E3 = (200 mA) (100 Ω)

V oltage drop across R 3 E3 = 20 volts

Kirchhoff’s V oltage Law is now employed to determine the

voltage drop across E 4.

With four resistors in the circuit

E S – E 1 – E 2 – E 3 – E 4 = 0 volts

Substituting values:

100v – 2v – 10v – 20v – E 4 = 0

Combine: 68v – E 4 = 0

Solve for unknown: E 4 = 68v

Using Ohm’s Law and substituting in E 4, the value for R 4

can now be determined. Ohm’s Law: E

IR =

Specific application: E4

IR4 =

Substitute values: 68 V

200 mAR4 =

Value for R 4: R 4 = 340 Ω

Voltage Dividers

V oltage dividers are devices that make it possible to obtain

more than one voltage from a single power source. A voltage

divider usually consists of a resistor, or resistors connected in

series, with fixed or movable contacts and two fixed terminal

contacts. As current flows through the resistor, different

voltages can be obtained between the contacts.

Series circuits are used for voltage dividers. The voltage divider

rule allows the technician to calculate the voltage across one

or a combination of series resistors without having to first

calculate the current in the circuit. [Figure 12-89] Because

the current flows through each resistor, the voltage drops are

proportional to the ohmic values of the constituent resistors.

To understand how a voltage divider works, examine

Figure 12-90 carefully and observe the following:

Each load draws a given amount of current: I 1, I2, I3. In

12-38++

100 ΩR310 ΩR1

50 ΩR2

−+

−−

+ −

?R4+ −100 VES

C B A

R1R2R3Figure 12-88. Determine the unknown voltage drop.

Figure 12-89. A voltage divider circuit.addition to the load currents, some bleeder current (I B) flows.

The current (I T) is drawn from the power source and is equal

to the sum of all currents.

The voltage at each point is measured with respect to a

common point. Note that the common point is the point at

which the total current (I T) divides into separate currents (I 1,

I2, I3). Each part of the voltage divider has a different current

flowing in it. The current distribution is as follows:

Through R 1 — bleeder current (I B)

Through R 2 — I B + I 1

Through R 3 — I B + I 1, + I 2

The voltage across each resistor of the voltage divider is:

90 volts across R 1

60 volts across R 2

50 volts across R 3

The voltage divider circuit discussed up to this point has had

one side of the power supply (battery) at ground potential. In

Figure 12-91, the common reference point (ground symbol)

has been moved to a different point on the voltage divider.

The voltage drop across R 1 is 20 volts; however, since tap A is

connected to a point in the circuit that is at the same potential

as the negative side of the battery, the voltage between tap

A and the reference point is a negative (−) 20 volts. Since

resistors R 2 and R 3 are connected to the positive side of the

battery, the voltages between the reference point and tap B

or C are positive.

The following rules provide a simple method of determining

negative and positive voltages: (1) If current enters a

resistance flowing away from the reference point, the voltage

drop across that resistance is positive in respect to the

reference point; (2) if current flows out of a resistance toward

the reference point, the voltage drop across that resistance is

negative in respect to the reference point. It is the location

of the reference point that determines whether a voltage is

negative or positive.

Tracing the current flow provides a means for determining

the voltage polarity. Figure 12-92 shows the same circuit

with the polarities of the voltage drops and the direction of

current flow indicated.

The current flows from the negative side of the battery to R 1.

Tap A is at the same potential as the negative terminal of the

battery since the slight voltage drop caused by the resistance

of the conductor is disregarded; however, 20 volts of the

source voltage are required to force the current through R 1

and this 20-volt drop has the polarity indicated. Stated another

way, there are only 80 volts of electrical pressure left in the circuit on the ground side of R 1.

When the current reaches tap B, 30 more volts have been used

to move the electrons through R 2, and in a similar manner

the remaining 50 volts are used for R 3. But the voltages

across R 2 and R 3 are positive voltages, since they are above

ground potential.

Figure 12-93 shows the voltage divider used previously. The

voltage drops across the resistances are the same; however,

the reference point (ground) has been changed. The voltage

between ground and tap A is now a negative 100 volts, or

the applied voltage.

The voltage between ground and tap B is a negative 80 volts,

and the voltage between ground and tap C is a negative 50 volts.

Determining the Voltage Divider Formula

Figure 12-94 shows the example network of four resistors and

a voltage source. With a few simple calculations, a formula

for determining the voltage divisions in a series circuit can

be determined.

The voltage drop across any particular resistor shall be called

EX, where the subscript x is the value of a particular resistor

(1, 2, 3, or 4). Using Ohm’s Law, the voltage drop across any

12-39C B A

100 VR3=100 Ω R2=60 Ω R1=40 Ω50 V 30 V 20 VC B A

100 VR3R2R1

+50 V

+ − + − + −+30 V −20 V200v

150v

90v

ITIT

IBI1I2I3R1R2 ER3

Load Load Load

Figure 12-91. Positive and negative voltage on a voltage divider.Figure 12-92. Current flow through a voltage divider.Figure 12-90. A typical voltage divider.

C B A

100 VR3R2R150 V 30 V 20 V

Figure 12-93. Voltage divider with changed ground.resistor can be determined.

Ohm’s Law: E X = I (R X)

As seen earlier in the handbook, the current is equal to the

source voltage divided by the total resistance of the series

circuit.

Current: ES

RTI =

The current equation can now be substituted into the

equation for Ohm’s Law.

Substitute: ES

RTEX = ( )(RX)

Algebraic rearrange: RX

RTEX = ( )(ES)

This equation is the general voltage divider formula. The explanation of this formula is that the voltage drop across

any resistor or combination of resistors in a series circuit is

equal to the ratio of the resistance value to the total resistance,

divided by the value of the source voltage. Figure 12-95

illustrates this with a network of three resistors and one

voltage source.

RX

RTEX = ( ) ES

R T = 100 Ω + 300 Ω + 600 Ω = 1,000 Ω

E S = 10 V

V oltage drop over 100 Ω resistor is:

100 Ω

1,000 ΩEX = ( ) 100 V

E 100Ω = 10 V

V oltage drop over 300 Ω resistor is:

300 Ω

1,000 ΩEX = ( ) 100 V

E 100 Ω = 30 V

V oltage drop over 600 Ω resistor is:

600 Ω

1,000 ΩEX = ( ) 100 V

E 100Ω = 60 V

12-40+

−+

+

+

+

−R1

R2

ES

R3

R4E3

E4E2E1

100 Ω

300 Ω

600 Ω+

−+

+

+

−R1

R2 ES100 v

R3

Figure 12-94. Four resistor voltage divider. Figure 12-95. Network of three resistors and one voltage source. Checking work

E T = 10 V + 30 V + 60 V = 100 V

Parallel DC Circuits

A circuit in which two of more electrical resistances or loads

are connected across the same voltage source is called a

parallel circuit. The primary difference between the series

circuit and the parallel circuit is that more than one path is

provided for the current in the parallel circuit. Each of these

parallel paths is called a branch. The minimum requirements

for a parallel circuit are the following:

• A power source

• Conductors

• A resistance or load for each current path

• Two or more paths for current flow

Figure 12-96 depicts the most basic parallel circuit. Current

flowing out of the source divides at point A in the diagram

and goes through R 1 and R 2. As more branches are added to

the circuit, more paths for the source current are provided.

Voltage Drops

The first point to understand is that the voltage across any

branch is equal to the voltage across all of the other branches.

Total Parallel Resistance

The parallel circuit consists of two or more resistors connected

in such a way as to allow current flow to pass through all of the

resistors at once. This eliminates the need for current to pass

one resistor before passing through the next. When resistors

are connected in parallel, the total resistance of the circuit decreases. The total resistance of a parallel combination is

always less than the value of the smallest resistor in the circuit.

In the series circuit, the current has to pass through the resistors

one at a time. This gave a resistance to the current equal the sum

of all the resistors. In the parallel circuit, the current has several

resistors that it can pass through, actually reducing the total

resistance of the circuit in relation to any one resistor value.

The amount of current passing through each resistor varies

according to its individual resistance. The total current of

the circuit is the sum of the current in all branches. It can

be determined by inspection that the total current is greater

than that of any given branch. Using Ohm’s Law to calculate

the total resistance based on the applied voltage and the total

current, it can be determined that the total resistance is less

than any branch.

An example of this is if there was a circuit with a 100 Ω

resistor and a 5 Ω resistor; while the exact value must be

calculated, it still can be said that the combined resistance

between the two is less than the 5 Ω.

Resistors in Parallel

The formula for the total parallel resistance is as follows:

RT= + + + ... 1

R1 1

R2 1

R3 1

RN

If the reciprocal of both sides is taken, then the general

formula for the total parallel resistance is:

RT =

+ + + ... 1

R1 1

R2 1

R3 1

RN 1

Two Resistors in Parallel

Typically, it is more convenient to consider only two resistors

at a time because this setup occurs in common practice. Any

number of resistors in a circuit can be broken down into pairs.

Therefore, the most common method is to use the formula

12-41+

−+

−+

−R1A

BR2ES

Figure 12-96. Basic parallel circuit.for two resistors in parallel.

RT =

+ 1

R1 1

R2 1

Combining the terms in the denominator and rewriting:

RT =R1 + R2 R1R2

Put in words, this states that the total resistance for two

resistors in parallel is equal to the product of both resistors

divided by the sum of the two resistors. In the formula below,

calculate the total resistance.

General formula RT =R1 + R2 R1R2

Known values R1 = 500 Ω

R2 = 400 Ω

RT =500 Ω + 400 Ω 500 Ω 400 Ω

RT =900 Ω 200,000 Ω

RT = 222.22 Ω

Current Source

A current source is an energy source that provides a constant

value of current to a load even when the load changes in

resistive value. The general rule to remember is that the total

current produced by current sources in parallel is equal to the

algebraic sum of the individual sources.

Kirchhoff’s Current Law

Kirchhoff’s Current Law can be stated as: the sum of the

currents into a junction or node is equal to the sum of the

currents flowing out of that same junction or node. A junction

can be defined as a point in the circuit where two or more

circuit paths come together. In the case of the parallel circuit,

it is the point in the circuit where the individual branches join. General formula I T = I 1 + I 2 + I 3

Refer to Figure 12-97 for an example. Point A and point B

represent two junctions or nodes in the circuit with three

resistive branches in between. The voltage source provides

a total current I T into node A. At this point, the current must

divide, flowing out of node A into each of the branches

according to the resistive value of each branch. Kirchhoff’s

Current Law states that the current going in must equal that

going out. Following the current through the three branches

and back into node B, the total current I T entering node B

and leaving node B is the same as that which entered node

A. The current then continues back to the voltage source.

Figure 12-98 shows that the individual branch currents are:

I 1 = 5 mA

I 2 = 12 mA

The total current flow into the node A equals the sum of the

branch currents, which is: IT = I 1 + I 2

Substitute I T = 5 mA + 12 mA

IT = 17 mA

The total current entering node B is also the same.

Figure 12-99 illustrates how to determine an unknown current

in one branch. Note that the total current into a junction of

the three branches is known. Two of the branch currents are

known. By rearranging the general formula, the current in

branch two can be determined.

General formula IT = I 1 + I 2 + I 3

Substitute 75 mA = 30 mA + I 2 + 20 mA

Solve I 2 I2 = 75 mA – 30 mA – 20 mA

I2 = 25 mA

Current Dividers

It can now be easily seen that the parallel circuit is a current

divider. As shown in Figure 12-96 , there is a current through

each of the two resistors. Because the same voltage is applied

across both resistors in parallel, the branch currents are

inversely proportional to the ohmic values of the resistors.

Branches with higher resistance have less current than those

with lower resistance. For example, if the resistive value of

R2 is twice as high as that of R 1, the current in R 2 is half of

that of R 1. All of this can be determined with Ohm’s Law.

By Ohm’s Law, the current through any one of the branches

can be written as:

12-42+

−+

−+

−+

−R1R2A

BR3ESIT

ITI1I3

+

−+

−+

−+

−A

BESI1=30 mA I3=20 mA

I2=?

IT=75 mAIT=75 mA+

−+

−+

−A

BESI2=12 mA

R2R1

IT=17 mAIT=17 mA

I1=5 mAFigure 12-97. Kirchhoff’ s Current Law.

Figure 12-99. Determining an unknown circuit in branch 2.Figure 12-98. Individual branch currents. I X = E S/RX

The voltage source appears across each of the parallel resistors

and R X represents any one the resistors. The source voltage

is equal to the total current times the total parallel resistance.

E S = I TRT

Substituting I TRT for E S ITRT

RXIX =

Rearranging RT

RXIX = ( ) IT

R2

RTI2 = ( ) IT

And R1

RTI1 = ( ) IT

This formula is the general current divider formula. The

current through any branch equals the total parallel resistance

divided by the individual branch resistance, multiplied by

the total current.

Series-Parallel DC Circuits

Most of the circuits that the technician encounters will not

be a simple series or parallel circuit. Circuits are usually a

combination of both, known as series-parallel circuits, which

are groups consisting of resistors in parallel and in series. An

example of this type of circuit can be seen in Figure 12-100 .

While the series-parallel circuit can initially appear to be

complex, the same rules that have been used for the series

and parallel circuits can be applied to these circuits.

The voltage source provides a current out to resistor R 1,

then to the group of resistors R 2 and R 3 and then to the next

resistor R 4 before returning to the voltage source. The first

step in the simplification process is to isolate the group R 2

and R 3 and recognize that they are a parallel network that

can be reduced to an equivalent resistor. Using the formula

for parallel resistance,

R23 =R2 + R3 R2R3

R2 and R 3 can be reduced to R 23. Figure 12-101 now shows

an equivalent circuit with three series connected resistors. The

total resistance of the circuit can now be simply determined

by adding up the values of resistors R 1, R23, and R 4.

Determining the Total Resistance

A more quantitative example for determining total resistance

and the current in each branch in a combination circuit is

shown in the following example. [Figure 12-102]

The first step is to determine the current at junction A,

leading into the parallel branch. To determine the I T, the total

12-43+

−R1

R2ESR3A

B

R4+

−R1

R23ES

R4

Figure 12-100. Series-parallel circuits.Figure 12-101. Equivalent circuit with three series connected

resistors.

1k Ω

2k Ω 3k Ω+

−R1

R2ES=24 VR3A

B

Figure 12-102. Determining total resistance.resistance R T of the entire circuit must be known. The total

resistance of the circuit is given as:

RT = R 1 + R 23

Where R23 = ( ) Parallel network R2 + R 3 R2R3

Find R EQ R23 =2k Ω + 3k Ω 2k Ω 3k Ω

Solve for R EQ R23 =5k Ω 6,000k Ω

R23 = 1.2k Ω

Solve for R T RT = 1k Ω + 1.2k Ω

RT = 2.2k Ω

With the total resistance R T now determined, the total I T can

be determined. Using Ohm’s Law:

IT =RT ES

Substitute values IT =2.2k Ω 24 V

IT = 10.9 mA

The current through the parallel branches of R 2 and R 3 can

be determined using the current divider rule discussed earlier

in this handbook.

Recall Parallel Branch Resistance:

R23 = 5,000 Ω 6,000 Ω

R23 = 1.2k Ω

Substitute values for I 2: I2 = x (10.9 mA) 2,000 Ω1,200 Ω

I2 = 6.54 mA

Now using Kirchhoff’s Current Law, the current in the branch

with R 3 can be determined.

I 2 + I 3 = IT

Recall that I T = 10.9 mA

I T – I 2 = I 3

Also recall that I 2 = 6.54 mA

Subtract I 2 from I T to get I 3

I 3 = 4.36 mA

Alternating Current (AC) & Voltage

Alternating current (AC) has largely replaced direct current

(DC) in commercial power systems for a number of reasons.

It can be transmitted over long distances more readily and

more economically than DC, since AC voltages can be

12-44increased or decreased by means of transformers.

Because more and more units are being operated electrically

in airplanes, the power requirements are such that a number

of advantages can be realized by using AC. Space and

weight can be saved since AC devices, especially motors, are

smaller and simpler than DC devices. In most AC motors,

no brushes are required, and commutation trouble at high

altitude is eliminated. Circuit breakers operate satisfactorily

under load at high altitudes in an AC system, whereas arcing

is so excessive on DC systems that circuit breakers must be

replaced frequently. Finally, most airplanes using a 24-volt

DC system have special equipment that requires a certain

amount of 400-cycle AC current.

AC and DC Compared

Many of the principles, characteristics, and effects of AC

are similar to those of DC. Similarly, there are a number of

differences. DC flows constantly in only one direction with

a constant polarity. It changes magnitude only when the

circuit is opened or closed, as shown in the DC waveform

in Figure 12-103 . AC changes direction at regular intervals,

increases in value at a definite rate from zero to a maximum

positive strength, and decreases back to zero; then it flows

in the opposite direction, similarly increasing to a maximum

negative value, and again decreasing to zero. DC and AC

waveforms are compared in Figure 12-103 .

Since AC constantly changes direction and intensity, the

following two effects (to be discussed later) take place in

AC circuits that do not occur in DC circuits:

1. Inductive reactance

2. Capacitive reactance

Generator Principles

After the discovery that an electric current flowing through

a conductor creates a magnetic field around the conductor,

there was considerable scientific speculation about whether

a magnetic field could create a current flow in a conductor.

In 1831, Faraday discovered that this could be accomplished.

To show how an electric current can be created by a magnetic

field, a demonstration similar to Figure 12-104 can be used.

Several turns of a conductor are wrapped around a cylindrical

form, and the ends of the conductor are connected together

to form a complete circuit, which includes a galvanometer.

If a simple bar magnet is plunged into the cylinder, the

galvanometer can be observed to deflect in one direction

from its zero (center) position. [Figure 12-104A]

When the magnet is at rest inside the cylinder, the

galvanometer shows a reading of zero, indicating that no current is flowing. [Figure 12-104B]

In Figure 12-104C , the galvanometer indicates a current

flow in the opposite direction when the magnet is pulled

from the cylinder.

The same results may be obtained by holding the magnet

stationary and moving the cylinder over the magnet, indicating

that a current flows when there is relative motion between the

wire coil and the magnetic field. These results obey a law first

stated by the German scientist, Heinrich Lenz. Lenz’s Law

states that the induced current caused by the relative motion

of a conductor and a magnetic field always flows in such a

direction that its magnetic field opposes the motion.

When a conductor is moved through a magnetic field, an emf

is induced in the conductor. [Figure 12-105] The direction

(polarity) of the induced emf is determined by the magnetic

lines of force and the direction the conductor is moved

through the magnetic field. The generator left-hand rule

(not to be confused with the left-hand rules used with a coil)

can be used to determine the direction of the induced emf.

[Figure 12-106] The left-hand rule is summed up as follows:

The first finger of the left hand is pointed in the direction

of the magnetic lines of force (North to South), the thumb

is pointed in the direction of movement of the conductor

through the magnetic field, and the second finger points in

the direction of the induced emf.

When a loop conductor is rotated in a magnetic field, a

voltage is induced in each side of the loop. [Figure 12-107]

The two sides cut the magnetic field in opposite directions,

and although the current flow is continuous, it moves in

opposite directions with respect to the two sides of the loop.

If sides A and B and the loop are rotated half a turn and

the sides of the conductor have exchanged positions, the

induced emf in each wire reverses its direction, since the wire

formerly cutting the lines of force in an upward direction is

now moving downward.

The value of an induced emf depends on three factors:

1. Number of wires moving through the magnetic field

2. Strength of the magnetic field

3. Speed of rotation

Generators of Alternating Current

Generators used to produce an alternating current are called

AC generators or alternators.

The simple generator constitutes one method of generating

an alternating voltage. [Figure 12-108] It consists of

Closed

switchOpen

switchOperation of circuitWaveform for DCVolts

TimeWaveform for AC Volts +

Time−0° 90° 180° 270° 360°

Figure 12-103. DC and AC voltage curves.

NS

NS

NSMotion of magnet Galvanometer

A

B

CMotion of magnetCoil

Magnet at restII

II

Figure 12-104. Inducing a current flow.a rotating loop, marked A and B, placed between two

magnetic poles, N and S. The ends of the loop are connected

to two metal slip rings (collector rings), C 1 and C 2. Current

is taken from the collector rings by brushes. If the loop is

considered as separate wires A and B, and the left-hand

rule for generators is applied, then it can be observed that

as wire A moves up across the field, a voltage is induced

which causes the current to flow inward. As wire B moves

down across the field, a voltage is induced which causes the

current to flow outward. When the wires are formed into a

loop, the voltages induced in the two sides of the loop are

combined. Therefore, for explanatory purposes, the action

of either conductor, A or B, while rotating in the magnetic

field is similar to the action of the loop.

Figure 12-109 illustrates the generation of AC with a simple

loop conductor rotating in a magnetic field. As it is rotated

in a counterclockwise direction, varying values of voltages

are induced in it.

Position 1

The conductor A moves parallel to the lines of force. Since

it cuts no lines of force, the induced voltage is zero. As the

conductor advances from position 1 to position 2, the voltage

induced gradually increases.

Position 2

The conductor is now moving perpendicular to the flux

and cuts a maximum number of lines of force; therefore, a

maximum voltage is induced. As the conductor moves beyond

position 2, it cuts a decreasing amount of flux at each instant,

and the induced voltage decreases.

Position 3

At this point, the conductor has made one-half of a revolution

and again moves parallel to the lines of force, and no voltage

is induced in the conductor. As the A conductor passes

position 3, the direction of induced voltage now reverses

since the A conductor is moving downward, cutting flux

S

N

S

N

Inducted emf

Flux forward

InductedemfConductor

moved up

Figure 12-106. An application of the generator left-hand rule.

N

S

AB

Figure 12-107. Voltage induced in a loop.

N

S

Motion of conductoremf

Figure 12-105. Inducing an emf in a conductor.

in the opposite direction. As the A conductor moves across

the South pole, the induced voltage gradually increases in a

negative direction, until it reaches position 4.

Position 4

Like position 2, the conductor is again moving perpendicular

to the flux and generates a maximum negative voltage. From

position 4 to 5, the induced voltage gradually decreases until

the voltage is zero, and the conductor and wave are ready to

start another cycle.

Position 5

The curve shown at position 5 is called a sine wave. It

represents the polarity and the magnitude of the instantaneous

values of the voltages generated. The horizontal base line is

divided into degrees, or time, and the vertical distance above

or below the base line represents the value of voltage at each

particular point in the rotation of the loop.Cycle and Frequency

Cycle Defined

A cycle is a repetition of a pattern. Whenever a voltage

or current passes through a series of changes, returns to

the starting point, and then again starts the same series of

changes, the series is called a cycle. The cycle is represented

by the symbol of a wavy line in a circle ~. In the cycle of

voltage shown in Figure 12-110 , the voltage increases from

zero to a maximum positive value, decreases to zero; then

increases to a maximum negative value, and again decreases

to zero. At this point, it is ready to go through the same series

of changes. There are two alternations in a complete cycle:

the positive alternation and the negative. Each is half a cycle.

Frequency Defined

The frequency is the number of cycles of AC per second (1

N

S

N

SBrushes

C1C2AB+

In current Out current

Figure 12-108. Simple generator.

second). The standard unit of frequency measurement is the

hertz (Hz). [Figure 12-111] In a generator, the voltage and

current pass through a complete cycle of values each time

a coil or conductor passes under a North and South pole of

the magnet. The number of cycles for each revolution of the

coil or conductor is equal to the number of pairs of poles.

The frequency, then, is equal to the number of cycles in

one revolution multiplied by the number of revolutions per

second (rps).

Expressed in equation form:

F = ×2 60 Number of poles rpm

where P⁄2 is the number of pairs of poles, and rpm/60 the

number of revolutions per second. If in a 2-pole generator,

the conductor is turning at 3,600 rpm, the revolutions per

second are:

rps = = 60 revolutions per second60 3,600

Since there are 2 poles, P⁄2 is 1, and the frequency is 60 cycles

per second (cps). In a 4-pole generator with an armature speed

of 1,800 rpm, substitute in the equation:

F = × as follows2 60 P rpm

F = × 2 60 4 1,800

F = 2 × 30 F = 60 cps

Period Defined

The time required for a sine wave to complete one full cycle

is called a period. [Figure 12-110] The period of a sine

wave is inversely proportional to the frequency: the higher

the frequency, the shorter the period. The mathematical

relationship between frequency and period is given as:

Period is t =f 1

Frequency is f =t 1

Wavelength Defined

The distance that a waveform travels during a period is

commonly referred to as a wavelength and is indicated by

the Greek letter lambda ( l). The measurement of wavelength

is taken from one point on the waveform to a corresponding

point on the next waveform. [Figure 12-110]

Phase Relationships

In addition to frequency and cycle characteristics, alternating

voltage and current also have a relationship called “phase.”

In a circuit that is fed (supplied) by one alternator, there

must be a certain phase relationship between voltage and

current if the circuit is to function efficiently. In a system

fed by two or more alternators, not only must there be a

certain phase relationship between voltage and current of

one alternator, but there must be a phase relationship between

the individual voltages and the individual currents. Also, two

separate circuits can be compared by comparing the phase

SB

Position 2 Quarter turn completed

Conductors cutting directly across the magnetic field as conductor

A passes across the North (N) magnetic pole and B passes across

the South (S) magnetic pole.Maximum positive voltage0° 90° 180° 270° 360° C1C2

N

0° 90° 180° 270° 360°

S

Position 4 Three quarters turn completed

Conductors again moving directly across magnetic field A passes

across South (S) magnetic pole and B across North (N) magnetic pole.C1C2

Maximum negative voltage

N0° 90° 180° 270° 360°

N

SB

Voltage drops to zero

Position 3 One half turn completed

Conductor again moving parallel to magnetic field, cutting minimum

lines of force.C1C2

N

SAC1C2

0° 90° 180° 270° 360°

Zero voltage

Position 1

Rotating conductors moving parallel to magnetic field, cutting

minimum lines of force.Magnetic field

0° 90° 180° 270° 360°

N

SA

Position 5Zero voltage

Full turn completed

Conductor A has made one complete cycle and is in same position

as in position A. The generator has generated one complete cycle

of alternating voltage or current.C1C2

Figure 12-109. Generation of a sine wave.

characteristics of one to the phase characteristics of the other.

In Phase Condition

Figure 12-112A shows a voltage signal and a current signal

superimposed on the same time axis. Notice that when the

voltage increases in the positive alternation that the current

also increases. When the voltage reaches its peak value, so

does the current. Both waveforms then reverse and decrease

back to a zero magnitude, then proceed in the same manner

in the negative direction as they did in the positive direction.

When two waves, such as these in Figure 12-112A , are exactly

in step with each other, they are said to be in phase. To be in

phase, the two waveforms must go through their maximum and

minimum points at the same time and in the same direction.

Out of Phase Condition

When two waveforms go through their maximum and

minimum points at different times, a phase difference exists

between the two. In this case, the two wave-forms are said

to be out of phase with each other. The terms lead and lag

are often used to describe the phase difference between

waveforms. The waveform that reaches its maximum or

minimum value first is said to lead the other waveform.

Figure 12-112B shows this relationship. V oltage source

one starts to rise at the 0° position and voltage source two starts to rise at the 90° position. Because voltage source one

begins its rise earlier in time (90°) in relation to the second

voltage source, it is said to be leading the second source.

On the other hand, the second source is said to be lagging

the first source. When a waveform is said to be leading or

lagging, the difference in degrees is usually stated. If the

two waveforms differ by 360°, they are said to be in phase

with each other. If there is a 180° difference between the two

signals, then they are still out of phase even though they are

both reaching their minimum and maximum values at the

same time. [Figure 12-112C]

A practical note of caution: When encountering an aircraft that

has two or more AC busses in use, it is possible that they may

be split and not synchronized to be in phase with each other.

When two signals that are not locked in phase are mixed, much

damage can occur to aircraft systems or avionics.

Values of Alternating Current

There are three values of AC: instantaneous, peak, and

effective root mean square (RMS).

Instantaneous Value

An instantaneous value of voltage or current is the induced

voltage or current flowing at any instant during a cycle. The

sine wave represents a series of these values. The instantaneous

One cycle

One period

(Time)

One wavelength

(Distance)Second cycle

(Repeated)Vertical scale (voltage)Horizontal scale

(Time)Positive alternation

1T 2T 3T 4T

Negative

alternation

Cycle is defined as a repetitive pattern.

360°1 second timePositive

alternation1T0° 90° 180° 270°

Frequency = 2 cycles per second

270°180°

0°90°Frequency = 2 cycles per second

1 second time

Frequency = 8 cycles per second360°Negative

alternation

Figure 12-110. Cycle of voltage.

Figure 12-111. Frequency in cycles per second.value of the voltage varies from zero at 0° to maximum at 90°,

back to zero at 180°, to maximum in the opposite direction at 270°, and to zero again at 360°. Any point on the sine wave is considered the instantaneous value of voltage.

Peak Value

The peak value is the largest instantaneous value. The largest single positive value occurs when the sine wave of voltage is at 90°, and the largest single negative value occurs when it is at 270°. Maximum value is 1.41 times the effective value. These are called peak values.

Effective Value

The effective value is also known as the RMS value or root mean square, which refers to the mathematical process by which the value is derived. Most AC voltmeters display the effective or RMS value when used. The effective value is less than the maximum value, being equal to .707 times the maximum value.

The effective value of a sine wave is actually a measure of

the heating effect of the sine wave. Figure 12-113 illustrates

what happens when a resistor is connected across an AC voltage source. In Figure 12-113A , a certain amount of heat is

generated by the power in the resistor. Figure 12-113B shows the same resistor now inserted into a DC voltage source. The value of the DC voltage source can now be adjusted so that the resistor dissipates the same amount of heat as it did when it was in the AC circuit. The RMS or effective value of a sine wave is equal to the DC voltage that produces the same amount of heat as the sinusoidal voltage.

The peak value of a sine wave can be converted to the

corresponding RMS value using the following relationship.

Vrms = ( 0.5

) × Vp

Vrms = 0.707 × VpThis can be applied to either voltage or current.Algebraically rearranging the formula and solving for Vp can

also determine the peak voltage. The resulting formula is:

Vp = 1.414 × Vrms

Thus, the 110 volt value given for AC supplied to homes is only 0.707 of the maximum voltage of this supply. The maximum voltage is approximately 155 volts (110 × 1.41 = 155 volts maximum).

In the study of AC, any values given for current or voltage

are assumed to be effective values unless otherwise specified. In practice, only the effective values of voltage and current are used. Similarly, AC voltmeters and ammeters measure the effective value.

Opposition to Current Flow of AC

There are three factors that can create an opposition to the flow

of electrons (current) in an AC circuit. Resistance, similar to resistance of DC circuits, is measured in ohms and has a direct influence on AC regardless of frequency. Inductive reactance and capacitive reactance, on the other hand, oppose current flow only in AC circuits, not in DC circuits. Since AC constantly changes direction and intensity, inductors and capacitors may also create an opposition to current flow in AC circuits. It should also be noted that inductive reactance and capacitive reactance may create a phase shift between the voltage and current in an AC circuit. Whenever analyzing an AC circuit, it is very important to consider the resistance, inductive reactance, and the capacitive reactance. All three have an effect on the current of that circuit.

CurrentVoltage

0° 90° 180° 270° 360°

Voltage source 1 (leads source 2)

90°

Difference0° 90° 180° 270° 360°Voltage source 2 (lags source 1)

Voltage source 1

0° 90° 180° 270° 360°Voltage source 2A. Voltage and current are in phase

B. Two voltage waves, 90° out of phase

C. Two voltage waves, 180 ° out of phase

Figure 12-112. In phase and out of phase conditions.

Capacitance

Another important property in AC circuits, besides resistance

and inductance, is capacitance. While inductance is

represented in a circuit by a coil, capacitance is represented by

a capacitor. In its most basic form, the capacitor is constructed

of two parallel plates separated by a nonconductor called

a dielectric. In an electrical circuit, a capacitor serves as a

reservoir or storehouse for electricity.

Capacitors in Direct Current

When a capacitor is connected across a source of DC, such as a

storage battery in the circuit shown in Figure 12-114A , and the

switch is then closed, the plate marked B becomes positively charged, and the A plate negatively charged. Current flows in

the external circuit during the time the electrons are moving

from B to A. The current flow in the circuit is at a maximum

the instant the switch is closed, but continually decreases

thereafter until it reaches zero. The current becomes zero as

soon as the difference in voltage of A and B becomes the same

as the voltage of the battery. If the switch is opened as shown in

Figure 12-114B , the plates remain charged. Once the capacitor

is shorted, it discharges quickly as shown Figure 12-114C .

It should be clear that during the time the capacitor is being

charged or discharged, there is current in the circuit, even

though the circuit is broken by the gap between the capacitor

plates. Current is present only during the time of charge and

discharge, and this period of time is usually short.

The Resistor/ Capacitor (RC) Time Constant

The time required for a capacitor to attain a full charge is

proportional to the capacitance and the resistance of the

circuit. The resistance of the circuit introduces the element

of time into the charging and discharging of a capacitor.

When a capacitor charges or discharges through a resistance,

a certain amount of time is required for a full charge or

discharge. The voltage across the capacitor does not change

instantaneously. The rate of charging or discharging is

determined by the time constant of the circuit. The time

constant of a series resistor/capacitor (RC) circuit is a time

interval that equals the product of the resistance in ohms

and the capacitance in farad and is symbolized by the Greek

letter tau ( τ).

τ = RC

The time in the formula is the time required to charge to 63

percent of the voltage of the source. The time required to

bring the charge to about 99 percent of the source voltage is

approximately 5 τ. [Figure 12-115]

The measure of a capacitor’s ability to store charge is its

capacitance. The symbol used for capacitance is the letter C.

As can be seen from Figure 12-115, there can be no continuous

movement of DC through a capacitor. A good capacitor blocks

DC and passes the effects of pulsing DC or AC.

Units of Capacitance

Electrical charge, which is symbolized by the letter Q, is

measured in units of coulombs. The coulomb is given by

the letter C, as with capacitance. Unfortunately, this can be

confusing. One coulomb of charge is defined as a charge

having 6.28 × 1018 electrons. The basic unit of capacitance

is the farad and is given by the letter f. By definition, one

A

BEqual heat dissipation

in both circuits

+

−R Vrms=Vdc

R Vrms

Figure 12-113. Sine wave effective value.

farad is one coulomb of charge stored with one volt across the

plates of the capacitor. The general formula for capacitance

in terms of charge and voltage is:

Where C =E Q

C = capacitance measured in farads

E = applied voltage measured in volts

Q = charge measured in coulombs

In practical terms, one farad is a large amount of capacitance.

Typically, in electronics, much smaller units are used. The two

more common smaller units are the microfarad (μF), which is

10-6 farad, and the picofarad (pF), which is 10-12 farad.

Voltage Rating of a Capacitor

Capacitors have their limits as to how much voltage can be

applied across the plates. The aircraft technician must be

aware of the voltage rating, which specifies the maximum

DC voltage that can be applied without the risk of damage

to the device. This voltage rating is typically called the

breakdown voltage, the working voltage, or simply the

voltage rating. If the voltage applied across the plates is

too great, the dielectric breaks down and arcing occurs

between the plates. The capacitor is then short circuited,

and the possible flow of DC through it can cause damage

to other parts of the equipment.

A capacitor that can be safely charged to 500 volts DC cannot

be safely subjected to AC or pulsating DC whose effective

values are 500 volts. An alternating voltage of 500 volts (RMS)

has a peak voltage of 707 volts, and a capacitor to which it is

applied should have a working voltage of at least 750 volts. The

capacitor should be selected so that its working voltage is at

least 50 percent greater than the highest voltage to be applied.The voltage rating of the capacitor is a factor in determining

the actual capacitance, because capacitance decreases as the

thickness of the dielectric increases. A high-voltage capacitor

that has a thick dielectric must have a larger plate area in

order to have the same capacitance as a similar low voltage

capacitor having a thin dielectric.

Factors Affecting Capacitance

1. The capacitance of parallel plates is directly

proportional to their area. A larger plate area produces

a larger capacitance and a smaller area produces less

capacitance. If we double the area of the plates, there

is room for twice as much charge. The charge that a

capacitor can hold at a given potential difference is

doubled, and since C = Q/E, the capacitance is doubled.

2. The capacitance of parallel plates is inversely

proportional to their spacing.

3. The dielectric material affects the capacitance of

parallel plates. The dielectric constant of a vacuum is

defined as 1, and that of air is very close to 1. These

values are used as a reference, and all other materials

have values specified in relation to air (vacuum).

The strength of some commonly used dielectric materials is

listed in Figure 12-116 . The voltage rating also depends on

frequency because the losses, and the resultant heating effect,

increase as the frequency increases.

Types of Capacitors

Capacitors come in all shapes and sizes and are usually

marked with their value in farads. They may also be divided

into two groups: fixed and variable. The fixed capacitors,

which have approximately constant capacitance, may then

be further divided according to the type of dielectric used.

Some varieties are: paper, oil, mica, electrolytic and ceramic

capacitors. Figure 12-117 shows the schematic symbols for

a fixed and variable capacitor.

Fixed Capacitors

Mica Capacitors

The fixed mica capacitor is made of metal foil plates that are

separated by sheets of mica, which form the dielectric. The

whole assembly is covered in molded plastic, which keeps out

moisture. Mica is an excellent dielectric and withstands higher

voltages than paper without allowing arcing between the plates.

Common values of mica capacitors range from approximately

50 microfarads to about 0.02 microfarads. [Figure 12-118]

Ceramic

The ceramic capacitor is constructed with materials, such

as titanium acid barium for a dielectric. Internally these

63%100%

90%

80%

70%

60%

50%

40%

30%

20%

10%86%95%98%Voltage

Current

1t

Charging curve for a capacitor2t 3t 4t 5t99%

Figure 12-115. Capacitance discharge curve.

A

B

C+

−++++

−−−−Open

B

ACapacitor being charged

Capacitor retains charge

Capacitor discharges+

−++++

−−−−Close Charge

B

A

+

−++

−−Close

Short RemovedB

A

Figure 12-114. Capacitors in direct current.

capacitors are not constructed as a coil, so they are well

suited for use in high-frequency applications. They are shaped

like a disk, available in very small capacitance values, and

very small sizes. This type is fairly small, inexpensive, and

reliable. Both the ceramic and the electrolytic are the most

widely available and used capacitor.Electrolytic

Two kinds of electrolytic capacitors are in use: wet electrolytic

and dry electrolytic. The wet electrolytic capacitor is designed

of two metal plates separated by an electrolyte with an

electrolyte dielectric, which is basically conductive salt in

solvent. For capacitances greater than a few microfarads, the

plate areas of paper or mica capacitors must become very

large; thus, electrolytic capacitors are usually used instead.

These units provide large capacitance in small physical sizes.

Their values range from 1 to about 1,500 microfarads. Unlike

the other types, electrolytic capacitors are generally polarized,

with the positive lead marked with a “+” and the negative

lead marked with a “−” and should only be subjected to direct

voltage or pulsating direct voltage only.

The electrolyte in contact with the negative terminal, either

in paste or liquid form, comprises the negative electrode. The

dielectric is an exceedingly thin film of oxide deposited on

the positive electrode of the capacitor. The positive electrode,

which is an aluminum sheet, is folded to achieve maximum

area. The capacitor is subjected to a forming process during

manufacture in which current is passed through it. The flow

of current results in the deposit of the thin coating of oxide

on the aluminum plate.

The close spacing of the negative and positive electrodes

gives rise to the comparatively high-capacitance value, but

allows greater possibility of voltage breakdown and leakage

of electrons from one electrode to the other.

The electrolyte of the dry electrolytic unit is a paste contained

in a separator made of an absorbent material, such as gauze or

paper. The separator not only holds the electrolyte in place but

also prevents it from short circuiting the plates. Dry electrolytic

capacitors are made in both cylindrical and rectangular block

form and may be contained either within cardboard or metal

covers. Since the electrolyte cannot spill, the dry capacitor

may be mounted in any convenient position. [Figure 12-119]

Tantalum

Similar to the electrolytic, these capacitors are constructed

with a material called tantalum, which is used for the

electrodes. They are superior to electrolytic capacitors,

having better temperature and frequency characteristics.

When tantalum powder is baked in order to solidify it, a crack

forms inside. This crack is used to store an electrical charge.

Like electrolytic capacitors, the tantalum capacitors are also

polarized and are indicated with the “+” and “−” symbols.

Polyester Film

In this capacitor, a thin polyester film is used as a dielectric.

These components are inexpensive, temperature stable, and

widely used. Tolerance is approximately 5–10 percent. It

Fixed Variable

Dielectric KDielectric Strength

(volts per .001 inch)

Air 1.0 80

Paper

(1) Paraffined 2.2 1,200

(2) Beeswaxed 3.1 1,800

Glass 4.2 200

Castor Oil 4.7 380

Bakelite 6.0 500

Mica 6.0 2,000

Fiber 6.5 50Figure 12-117. Schematic symbols for a fixed and variable capacitor.

Figure 12-118. Fixed capacitors. Figure 12-116. Strength of some dielectric materials.can be quite large depending on capacity or rated voltage.

Oil Capacitors

In radio and radar transmitters, voltages high enough to cause

arcing, or breakdown, of paper dielectrics are often used.

Consequently, in these applications capacitors that use oil or

oil impregnated paper for the dielectric material are preferred.

Capacitors of this type are considerably more expensive than

ordinary paper capacitors, and their use is generally restricted

to radio and radar transmitting equipment. [Figure 12-120]

Variable Capacitors

Variable capacitors are mostly used in radio tuning circuits, and

they are sometimes called “tuning capacitors.” They have very

small capacitance values, typically between 100 pF and 500 pF.

Trimmers

The trimmer is actually an adjustable or variable capacitor,

which uses ceramic or plastic as a dielectric. Most of them are

color coded to easily recognize their tunable size. The ceramic

type has the value printed on them. Colors are: yellow (5 pF),

blue (7 pF), white (10 pF), green (30 pF), and brown (60 pF).

Varactors

A voltage-variable capacitor or varactor is also known as a

variable capacitance diode or a varicap. This device utilizes

the variation of the barrier width in a reversed-biased diode.

Because the barrier width of a diode acts as a non-conductor,

a diode forms a capacitor when reversed biased. Essentially,

the N-type material becomes one plate and the junctions

are the dielectric. If the reversed-bias voltage is increased,

then the barrier width widens, effectively separating the two

capacitor plates and reducing the capacitance.

Capacitors in Series

When capacitors are placed in series, the effective plate

separation is increased and the total capacitance is less

than that of the smallest capacitor. Additionally, the series combination is capable of withstanding a higher total

potential difference than any of the individual capacitors.

Figure 12-121 is a simple series circuit. The bottom plate

of C 1 and the top plate of C 2 is charged by electrostatic

induction. The capacitors charge as current is established

through the circuit. Since this is a series circuit, the current

must be the same at all points. Since the current is the rate

of flow of charge, the amount of charge (Q) stored by each

capacitor is equal to the total charge.

Q T = Q 1 + Q 2 + Q 3

According to Kirchhoff’s V oltage Law, the sum of the

voltages across the charged capacitors must equal the total

voltage, E T. This is expressed as:

E T = E 1 + E 2 + E 3

Equation E = Q/C can now be substituted into the voltage

equation where we now get:

= + + CT C1 C2 C3 QT Q1 Q2 Q3

Since the charge on all capacitors is equal, the Q terms can

be factored out, leaving us with the equation:

= + + CT C1 C2 C3 1 1 1 1

Figure 12-119. Electrolytic capacitors. Figure 12-120. Oil capacitor.Consider the following example:

If C 1 = 10 μF, C 2 = 5 μF and C 3 = 8 μF

Then = + + CT10 μF 5 μF 8 μF 1 1 1 1

CT = = 2.35 μF 0.425 μF 1

Capacitors in Parallel

When capacitors are connected in parallel, the effective plate

area increases, and the total capacitance is the sum of the

individual capacitances. Figure 12-122 shows a simplified

parallel circuit. The total charging current from the source

divides at the junction of the parallel branches. There is

a separate charging current through each branch so that

a different charge can be stored by each capacitor. Using

Kirchhoff’s Current Law, the sum of all of the charging

currents is then equal to the total current. The sum of the

charges (Q) on the capacitors is equal to the total charge.

The voltages (E) across all of the parallel branches are equal.

With all of this in mind, a general equation for capacitors in

parallel can be determined as:

Q T = Q 1 + Q 2 + Q 3

Because Q = CE: C TET = C 1E1 + C 2E2 + C 3E3

V oltages can be factored out because:

E T = E 1 + E 2 + E 3Leaving us with the equation for capacitors in parallel:

C T = C 1 + C 2 + C 3

Consider the following example:

If C 1 = 330 μF, C 2 = 220 μF

Then C T = 330 μF + 220 μF = 550 μF

Capacitors in Alternating Current

If a source of AC is substituted for the battery, the capacitor

acts quite differently than it does with DC. When AC is

applied in the circuit, the charge on the plates constantly

changes. [Figure 12-123] This means that electricity

must flow first from Y clockwise around to X, then from

X counterclockwise around to Y , then from Y clockwise

around to X, and so on. Although no current flows through

the insulator between the plates of the capacitor, it constantly

flows in the remainder of the circuit between X and Y . In

a circuit where there is only capacitance, current leads the

applied voltage as contrasted with a circuit in which there is

inductance, where the current lags the voltage.

Capacitive Reactance Xc

The effectiveness of a capacitor in allowing an AC flow to pass

depends upon the capacitance of the circuit and the applied

frequency. To what degree a capacitor allows an AC flow to

pass depends largely upon the capacitive value of the capacitor

given in farads (f). The greater the capacitance of the capacitor,

the greater the number of electrons, measured in Coulombs,

necessary to bring the capacitor to a fully charged state. Once

the capacitor approaches or actually reaches a fully charged

condition, the polarity of the capacitor opposes the polarity of

the applied voltage, essentially acting then as an open circuit.

To further illustrate this characteristic and how it manifests

itself in an AC circuit, consider the following. If a capacitor has

a large capacitive value, meaning that it requires a relatively

large number of electrons to bring it to a fully charged state,

+

− +

−+

−+

− C1

C2

C3

+

−+

−+

−+

− C1C2C3

Figure 12-121. Simple series circuit. Figure 12-122. Simplified parallel circuit.then a rather high-frequency current can alternate through the

capacitor without the capacitor ever reaching a full charge. In

this case, if the frequency is high enough and the capacitance

large enough that there is never enough time for the capacitor

to ever reach a full charge, it is possible that the capacitor

may offer very little or no resistance to the current. However,

the smaller the capacitance, the fewer electrons are required

to bring it up to a full charge and it is more likely that the

capacitor will build up enough of an opposing charge that it

can present a great deal of resistance to the current if not to the

point of behaving like an open circuit. In between these two

extreme conditions lies a continuum of possibilities of current

opposition depending on the combination of applied frequency

and the selected capacitance. Current in an AC circuit can be

controlled by changing the circuit capacitance in a similar

manner that resistance can control the current. The actual AC

reactance Xc, which just like resistance, is measured in ohms

(Ω). Capacitive reactance Xc is determined by the following:

Xc =2πfC 1

Where Xc = capacitive reactance

f = frequency in cps

C = capacity in farads

2π = 6.28

Sample Problem:

A series circuit is assumed in which the impressed voltage

is 110 volts at 60 cps, and the capacitance of a condenser is

80 Mf. Find the capacitive reactance and the current flow.

Solution:

To find capacitive reactance, the equation Xc = 1/(2πfC)

is used. First, the capacitance, 80 Mf, is changed to farads

by dividing 80 by 1,000,000, since 1 million microfarads is

equal to 1 farad. This quotient equals 0.000080 farad. This is substituted in the equation and:

Xc =6.28 × 60 × 0.000080 1

Xc = 33.2 ohms reactance

Once the reactance has been determined, Ohm’s Law can

then be used in the same manner as it is used in DC circuits

to determine the current.

Current = , orCapacitive reactance V oltage

I = Xc E

Find the current flow:

I = Xc E

I = 33.2 110

I = 3.31 amperes

Capacitive Reactances in Series and in Parallel

When capacitors are connected in series, the total reactance

is equal to the sum of the individual reactances. Thus,

Xct = (Xc) 1 + (Xc) 2

The total reactance of capacitors connected in parallel is

found in the same way total resistance is computed in a

parallel circuit:

(Xc)t =

+ +1

(Xc) 11

(Xc) 21

(Xc) 3 1

Phase of Current and Voltage in Reactive Circuits

Unlike a purely resistive circuit, the capacitive and inductive

reactance has a significant effect on the phase relationship

between the applied AC voltage and the corresponding

X

YAC generator

Figure 12-123. Capacitor in an AC circuit. current in the circuit.

In review, when current and voltage pass through zero and

reach maximum value at the same time, the current and

voltage are said to be in phase. [Figure 12-124A] If the current

and voltage pass through zero and reach the maximum values

at different times, the current and voltage are said to be out

of phase. In a circuit containing only inductance, the current

reaches a maximum value later than the voltage, lagging the

voltage by 90°, or one-fourth cycle. [Figure 12-124B]

In a circuit containing only capacitance, the current reaches

its maximum value ahead of the voltage and the current leads

the voltage by 90°, or one-fourth cycle. [Figure 12-124C] The

amount the current lags or leads the voltage in a circuit

depends on the relative amounts of resistance, inductance,

and capacitance in the circuit.

Inductance

Characteristics of Inductance

Michael Faraday discovered that by moving a magnet through

a coil of wire, a voltage was induced across the coil. If a

complete circuit was provided, then a current was also induced.

The amount of induced voltage is directly proportional to

the rate of change of the magnetic field with respect to the

coil. The simplest of experiments can prove that when a bar

magnet is moved through a coil of wire, a voltage is induced

and can be measured on a voltmeter. This is commonly known

as Faraday’s Law or the Law of Electromagnetic Induction,

which states that the induced emf or electromagnetic force in

a closed loop of wire is proportional to the rate of change of

the magnetic flux through a coil of wire.

Conversely, current flowing through a coil of wire produces

a magnetic field. When this wire is formed into a coil, it then

becomes a basic inductor. The magnetic lines of force around

each loop or turn in the coil effectively add to the lines of

force around the adjoining loops. This forms a strong magnetic

field within and around the coil. Figure 12-125A shows a coil

of wire strengthening a magnetic field. The magnetic lines

of force around adjacent loops are deflected into an outer

path when the loops are brought close together. This happens because the magnetic lines of force between adjacent loops

are in opposition with each other. The total magnetic field for

the two loops is shown in Figure 12-125B . As more loops

are added close together, the strength of the magnetic field

increases. Figure 12-125C illustrates the combined effects

of many loops of a coil. The result is a strong electromagnet.

The primary aspect of the operation of a coil is its property

to oppose any change in current through it. This property

is called inductance. When current flows through any

conductor, a magnetic field starts to expand from the center

of the wire. As the lines of magnetic force grow outward

through the conductor, they induce an emf in the conductor

itself. The induced voltage is always in the direction opposite

to the direction of the current flow. The effects of this

countering emf are to oppose the immediate establishment

of the maximum current. This effect is only a temporary

condition. Once the current reaches a steady value in the

conductor, the lines of magnetic force no longer expand and

the countering emf is no longer present.

At the starting instant, the countering emf nearly equals the

applied voltage, resulting in a small current flow. However,

as the lines of force move outward, the number of lines

cutting the conductor per second becomes progressively

smaller, resulting in a diminished counter emf. Eventually,

the counter emf drops to zero and the only voltage in

the circuit is the applied voltage and the current is at its

maximum value.

The RL Time Constant

Because the inductors basic action is to oppose a change in

its current, it then follows that the current cannot change

instantaneously in the inductor. A certain time is required

for the current to make a change from one value to another.

The rate at which the current changes is determined by a time

constant represented by the Greek letter τ. The time constant

for the RL circuit is:

τ =R L

Where τ = seconds

L = inductance (H)

R = resistance (Ω)

In a series RL circuit, the current increases to 63 percent of

its full value in 1 time constant after the circuit is closed. This

buildup is similar to the buildup of voltage in a capacitor

when charging an RC circuit. Both follow an exponential

curve and reach 99 percent value after the 5th time constant.

[Figure 12-126]

Physical Parameters

Some of the physical factors that affect inductance are:

Current and voltage in phase

Effect of inductance

Effect of capacitanceA

B

C0° 180° 360°emf

Lag180° 90° 360° 270°emf

Lead180° 90° 360° 270°emf

Figure 12-124. Phase of current and voltage. 1. The number of turns: Doubling the number of turns

in a coil produces a field twice as strong if the same

current is used. As a general rule, the inductance varies

as the square of the number of turns.

2. The cross-sectional area of the coil: The inductance

of a coil increases directly as the cross-sectional area

of the core increases. Doubling the radius of a coil

increases the inductance by a factor of four.

3. The length of a coil: Doubling the length of a coil,

while keeping the same number of turns, halves the

value of inductance.

4. The core material around which the coil is formed:

Coils are wound on either magnetic or nonmagnetic

materials. Some nonmagnetic materials include air,

copper, plastic, and glass. Magnetic materials include

nickel, iron, steel, or cobalt, which have a permeability

that provides a better path for the magnetic lines of

force and permit a stronger magnetic field.

Self-Inductance

The characteristic of self-inductance was summarized by

German physicist Heinrich Lenz in 1833, and gives the direction

of the induced emf resulting from electromagnetic induction.

This is commonly known as Lenz’s Law, which states: The emf

induced in an electric circuit always acts in such a direction

that the current it drives around a closed circuit produces a

magnetic field, which opposes the change in magnetic flux.

Self-inductance is the generation of a voltage in an electric

circuit by a changing current in the same circuit. Even

a straight piece of wire has some degree of inductance

because current in a conductor produces a magnetic field.

When the current in a conductor changes direction, there is

a corresponding change in the polarity of the magnetic field

around the conductor. Therefore, a changing current produces

a changing magnetic field around the wire. To further

intensify the magnetic field, the wire can be rolled into a

coil, which is called an inductor. The changing magnetic field

around the inductor induces a voltage across the coil. This

induced emf is called self-inductance and tends to oppose

any change in current within the circuit. This property is

usually called inductance and symbolized with the letter L.

Types of Inductors

Inductors used in radios can range from a straight wire at UHF

to large chokes and transformers used for filtering the ripple

from the output of power supplies and in audio amplifiers.

Figure 12-127 shows the schematic symbols for common

inductors. Values of inductors range from nano-henries to

tens of henries.

Inductors are classified by the type of core and the method of winding them. The number of turns in the inductor winding

and the core material determine the capacity of the inductor.

Cores made of dielectric material like ceramics, wood, and

paper provide small amounts of stored energy while cores

made of ferrite substances have a much higher degree of

stored energy. The core material is usually the most important

aspect of the inductors construction. The conductors typically

used in the construction of an inductor offer little resistance

to the flow of current. However, with the introduction of a

core, resistance is introduced in the circuit and the current

now builds up in the windings until the resistance of the core

is overcome. This buildup is stored as magnetic energy in

the core. Depending on the core resistance, the buildup soon

reaches a point of magnetic saturation, and it can be released

when necessary. The most common core materials are: air,

solid ferrite, powdered ferrite, steel, toroid, and ferrite toroid.

63%100%

90%

80%

70%

60%

50%

40%

30%

20%

10%86%95% 98%

Applied

voltageCurrent

1t

Counter emf

Current, counter emf, and applied voltage in an inductive circuit.2t 3t 4t 5t99%

Figure 12-126. Inductor curve.

Opposing magnetic fields

Combined magnetic fieldsCoils with some separationA

Coils without separationB

Strong magnetic field in a coilCCurrent eee eee

Current eee eee

Current

eeeeeeSouth North

Figure 12-125. Many loops of a coil.

Units of Inductance

The henry is the basic unit of inductance and is symbolized

with the letter H. An electric circuit has an inductance of one

henry when current changing at the rate of one ampere per

second induces a voltage of one volt into the circuit. In many

practical applications, millihenries (mH) and microhenries

(μH) are more common units. The typical symbol for an

inductor is shown in Figure 12-127 .

Inductors in Series

If we connect two inductors in series, the same current flows

through both inductors and, therefore, both are subject to

the same rate of change of current. [Figure 12-128] When

inductors are connected in series, the total inductance L T, is

the sum of the individual inductors. The general equation for

n number of inductors in series is:

LT = L 1 + L 2 + L 3 + … L NInductors in Parallel

When two inductors are connected in parallel, each must

have the same potential difference between the terminals.

[Figure 12-129] When inductors are connected in parallel,

the total inductance is less than the smallest inductance. The

general equation for n number of inductors in parallel is:

LT =

+ +1

L11

L21

L31

LN 1

+ . . .

A simple example would be:

L 1 = 10 mH, L 2 = 5 mH, L 3 = 2 mH

LT =

+ +1

10 mH1

5 mH1

2 mH 1

LT =0.8 mH 1

L T = 1.25 mH

Inductive Reactance

Alternating current is in a constant state of change; the effects

of the magnetic fields are a continuously inducted voltage

opposition to the current in the circuit. This opposition

is called inductive reactance, symbolized by X L, and is

measured in ohms just as resistance is measured. Inductance

is the property of a circuit to oppose any change in current and

is measured in henries. Inductive reactance is a measure of

how much the countering emf in the circuit opposes current

Inductor

+L1L2

Figure 12-127. Typical symbol for an inductor. Figure 12-128. Two inductors in series.variations.

The inductive reactance of a component is directly

proportional to the inductance of the component and the

applied frequency to the circuit. By increasing either the

inductance or applied frequency, the inductive reactance

likewise increases and presents more opposition to current

in the circuit. This relationship is given as:

X L = 2πfL

Where: X L = inductive reactance in ohms

f = frequency in cycles per second

π = 3.1416

L = inductance

In Figure 12-130 , an AC series circuit is shown in which the

inductance is 0.146 henry and the voltage is 110 volts at a

frequency of 60 cps. Inductive reactance is determined by

the following method.

X L = 2π × f × L

X L = 6.28 × 60 × 0.146

X L = 55 ohm

In any circuit where there is only resistance, the expression

for the relationship of voltage and current is given by Ohm’s

Law: I = E/R. Similarly, when there is inductance in an AC

circuit, the relationship between voltage and current can be

expressed as:

Current = or I = V oltage E

Reactance XL

Where:

X L = inductive reactance of the circuit in ohms

I = E

XL

I = 110

I = 2 amperes

In AC series circuits, inductive reactances are added like

resistances in series in a DC circuit. [Figure 12-131] Thus,

the total reactance in the illustrated circuit equals the sum of the individual reactances.

The total reactance of inductors connected in parallel is found

the same way as the total resistance in a parallel circuit.

[Figure 12-132] Thus, the total reactance of inductances

connected in parallel, as shown, is expressed as:

(XL)T =

+ +1

(XL)11

(XL)21

(XL)3 1

AC Circuits

Ohm’s Law for AC Circuits

The rules and equations for DC circuits apply to AC circuits

only when the circuits contain resistance alone, as in the case

of lamps and heating elements. In order to use effective values

of voltage and current in AC circuits, the effect of inductance

and capacitance with resistance must be considered.

The combined effects of resistance, inductive reactance,

and capacitive reactance make up the total opposition to

current flow in an AC circuit. This total opposition is called

impedance and is represented by the letter Z. The unit for

the measurement of impedance is the ohm.

Series AC Circuits

If an AC circuit consists of resistance only, the value of the

impedance is the same as the resistance, and Ohm’s Law for

an AC circuit, I = E/Z, is exactly the same as for a DC circuit.

In Figure 12-133, a series circuit containing a lamp with 11

ohms resistance connected across a source is illustrated. To

find how much current flows if 110 volts DC is applied and

how much current flows if 110 volts AC are applied, the

following examples are solved:

I = E

R I = (where Z = R) E

Z

I = 110 V

11 W I = 110 V

11 W

I = 10 amperes DC I = 10 amperes AC

When AC circuits contain resistance and either inductance

or capacitance, the impedance, Z, is not the same as the

110V AC

60 cycles

A

XL1

XL2Figure 12-130. AC circuit containing inductance.

Figure 12-131. Inductances in series.

+

L2

−L1

Figure 12-129. Two inductors in parallel.

resistance, R. The impedance of a circuit is the circuit’s

total opposition to the flow of current. In an AC circuit,

this opposition consists of resistance and reactance, either

inductive or capacitive or elements of both.

Resistance and reactance cannot be added directly, but they

can be considered as two forces acting at right angles to

each other. Thus, the relation between resistance, reactance,

and impedance may be illustrated by a right triangle.

[Figure 12-134]

Since these quantities may be related to the sides of a right

triangle, the formula for finding the impedance, or total

opposition to current flow in an AC circuit, can be found

by using the law of right triangles. This theorem, called the

Pythagorean theorem, applies to any right triangle. It states

that the square of the hypotenuse is equal to the sum of the

squares of the other two sides. Thus, the value of any side of a

right triangle can be found if the other two sides are known. If

an AC circuit contains resistance and inductance, as shown in

Figure 12-135 , the relation between the sides can be stated as:

Z2 = R2 + X L2

The square root of both sides of the equation gives

Z = R2 + X L2

This formula can be used to determine the impedance when

the values of inductive reactance and resistance are known. It

can be modified to solve for impedance in circuits containing

capacitive reactance and resistance by substituting X C in the

formula in place of X L. In circuits containing resistance with

both inductive and capacitive reactance, the reactances can be

combined, but because their effects in the circuit are exactly

opposite, they are combined by subtraction:

X = X L − X C or X = X C − X L (the smaller number is

always subtracted from the larger)

In Figure 12-135 , a series circuit consisting of resistance and inductance connected in series is connected to a source of

110 volts at 60 cps. The resistive element is a lamp with 6

ohms resistance, and the inductive element is a coil with an

inductance of 0.021 henry. What is the value of the impedance

and the current through the lamp and the coil?

Solution:

First, the inductive reactance of the coil is computed:

X L = 2π × f × L

X L = 6.28 × 60 × 0.021

X L = 8 ohms inductive reactance

Next, the total impedance is computed:

Z = R2 + X L2

Z = 62 + 82

Z = 36 + 64

Z = 100

Z = 10 ohms impedance

Then the current flow,

I = E

Z

I = 110

I = 11 amperes current

XL2XL1

110 V

Reactance

ResistanceZ

RImpedance

XL − XC

Figure 12-132. Inductances in parallel.Figure 12-133. Applying DC and AC to a circuit.

Figure 12-134. Impedance triangle.The voltage drop across the resistance (ER) is:

ER = I × R

ER = 11 × 6 = 66 volts

The voltage drop across the inductance (EX L) is:

EX L = I × X L

EX L = 11 × 8 = 88 volts

The sum of the two voltages is greater than the impressed

voltage. This results from the fact that the two voltages are

out of phase and, as such, represent the maximum voltage.

If the voltage in the circuit is measured by a voltmeter, it is

approximately 110 volts, the impressed voltage. This can be

proved by the equation:

E = (ER)2 + (EX L)2

E = 662 + 882

E = 4,356 + 7,744

E = 12,100

E = 110 volts

In Figure 12-136 , a series circuit is illustrated in which a

capacitor of 200 µf is connected in series with a 10 ohm

lamp. What is the value of the impedance, the current flow,

and the voltage drop across the lamp?

Solution:

First, the capacitance is changed from microfarads to farads.

Since 1 million microfarads equal 1 farad, then:

200 μf = = 0.000200 farads 200

1,000,000

XC = 1

2πfC

XC = 1

6.28 × 60 × 0.000200 farads

XC = 1

0.07536 X C = 13 ohms capacitive reactance

To find the impedance,

Z = R2 + X C2

Z = 102 + 132

Z = 100 + 169

Z = 269

Z = 16.4 ohms capacitive reactance

To find the current,

I = E

Z

I = 110

I = 6.7 amperes

The voltage drop across the lamp (ER) is:

ER = 6.7 × 10

ER = 67 volts

The voltage drop across the capacitor (EX C) is

EX C = I × X C

EX C = 6.7 × 13

EX C = 86.1 volts

110 V AC

60 cycles10 Ω

200 μf

A

Figure 12-136. A circuit containing resistance and capacitance.110V AC

60 cycles0.021 henries

A6 Ω

Figure 12-135. A circuit containing resistance and inductance.

The sum of these two voltages does not equal the applied

voltage, since the current leads the voltage. To find the

applied voltage, use the following formula:

ET = (ER)2 + (EX C)2

ET = 672 + 86.12

ET = 4,489 + 7,413

ET = 11,902

E T = 110 volts

When the circuit contains resistance, inductance, and

capacitance, the following equation is used to find the

impedance:

Z = R2 + (X L – XC)2

Example: What is the impedance of a series circuit,

consisting of a capacitor with a reactance of 7 ohms, an

inductor with a reactance of 10 ohms, and a resistor with a

resistance of 4 ohms? [Figure 12-137]

Solution:

Z = R2 + (X L – XC)2

Z = 42 + (10 – 7)2

Z = 42 + 32

Z = 25

Z = 5 ohms

Assuming that the reactance of the capacitor is 10 ohms and

the reactance of the inductor is 7 ohms, then X C is greater

than X L. Thus,

Z = R2 + (X L – XC)2

Z = 42 + (7 – 10)2

Z = 42 + (–3)2

Z = 16 + 9

Z = 25

Z = 5 ohmsParallel AC Circuits

The methods used in solving parallel AC circuit problems

are basically the same as those used for series AC circuits.

Out of phase voltages and currents can be added by using

the law of right triangles. However, in solving circuit

problems, the currents through the branches are added since

the voltage drops across the various branches are the same

and are equal to the applied voltage. In Figure 12-138 , a

parallel AC circuit containing an inductance and a resistance

is shown schematically. The current flowing through the

inductance, I L, is 0.0584 ampere, and the current flowing

through the resistance is 0.11 ampere. What is the total

current in the circuit?

Solution:

IT = IL2 + I R2

= (0.0584)2 + (0.11)2

= 0.0155

= 0.1245 ampere

Since inductive reactance causes voltage to lead the current,

the total current, which contains a component of inductive

current, lags the applied voltage. If the current and voltages

are plotted, the angle between the two, called the phase angle,

illustrates the amount the current lags the voltage.

In Figure 12-139 , a 112-volt generator is connected to a load

consisting of a 2 µf capacitance and a 10,000-ohm resistance

in parallel. What is the value of the impedance and total

current flow?

Solution:

First, find the capacitive reactance of the circuit:

XC = 1

2πfC

Changing 2 μf to farads and entering the values into the

formula given:

110 V AC

60 cycles4 Ω

10 Ω7 Ω

Figure 12-137. A circuit containing resistance, inductance, and

capacitance. = 1

2 × 3.14 × 60 × 0.000002

= or 1 10,000

0.00075360 7.536

= 1,327 X C capacitive reactance

To find the impedance, the impedance formula used in a

series AC circuit must be modified to fit the parallel circuit:

Z = R2 + X C2RX C

= (10,000)2 + (1,327)210,000 × 1,327

= 0.1315 W (approximately)

To find the current through the capacitance:

IC = E

XC

IC = 110

1,327

= 0.0829 ampere

To find the current flowing through the resistance:

IR = E

R

= 110

10,000

= 0.011 ampere

To find the total current in the circuit:

IT2 = IR2 + I C2

IT = IL2 + I R2

= 0.0836 ampere (approximately)

Resonance

It has been shown that both inductive reactance:

(X L = 2πfL)

and capacitive reactance:

XC = 1

2πfC

are functions of an AC frequency. Decreasing the frequency

decreases the ohmic value of the inductive reactance, but a

decrease in frequency increases the capacitive reactance. At

some particular frequency, known as the resonant frequency,

the reactive effects of a capacitor and an inductor is equal. Since these effects are the opposite of one another, they will

cancel, leaving only the ohmic value of the resistance to

oppose current flow in a circuit. If the value of resistance is

small or consists only of the resistance in the conductors, the

value of current flow can become very high.

In a circuit where the inductor and capacitor are in series,

and the frequency is the resonant frequency, or frequency

of resonance, the circuit is said to be “in resonance” and

is referred to as a series resonant circuit. The symbol for

resonant frequency is Fn.

If, at the frequency of resonance, the inductive reactance is

equal to the capacitive reactance, then:

XL = X C, or

2πfL = 1

2πfC

Dividing both sides by 2 fL,

Fn2 = 1

(2π) 2LC

Extracting the square root of both sides gives:

Fn = 1

2π LC

Where Fn is the resonant frequency in cps, C is the

capacitance in farads, and L is the inductance in henries.

With this formula, the frequency at which a capacitor and

inductor is resonant can be determined.

To find the inductive reactance of a circuit use:

XL = 2πfL

The impedance formula used in a series AC circuit must be

modified to fit a parallel circuit.

12-642 μf 110V G 10,000 Ω

Figure 12-139. A parallel AC circuit containing capacitance and

resistance.ILGIR5 henries

1000 Ω

Figure 12-138. AC parallel circuit containing inductance and

resistance.

Z = R2 = X L2XL

To find the parallel networks of inductance and capacitive

reactors, use:

X = XL + X CXL + X C

To find the parallel networks with resistance capacitive and

inductance, use:

Z = XL2 XC2 + (RX L – RX C)2R X L XC

Since at the resonant frequency X L cancels X C, the current can

become very large, depending on the amount of resistance. In

such cases, the voltage drop across the inductor or capacitor

is often higher than the applied voltage.

In a parallel resonant circuit, the reactances are equal and

equal currents flow through the coil and the capacitor.

[Figure 12-140]

Since the inductive reactance causes the current through the

coil to lag the voltage by 90°, and the capacitive reactance causes the current through the capacitor to lead the voltage

by 90°, the two currents are 180° out of phase. The canceling

effect of such currents would mean that no current would

flow from the generator and the parallel combination of

the inductor and the capacitor would appear as infinite

impedance. In practice, no such circuit is possible, since some

value of resistance is always present, and the parallel circuit,

sometimes called a tank circuit, acts as very high impedance.

It is also called an antiresonant circuit, since its effect in a

circuit is opposite to that of a series resonant circuit, in which

the impedance is very low.

Power in AC Circuits

In a DC circuit, power is obtained by the equation, P = EI,

(watts equal volts × amperes). Thus, if 1 ampere of current

flows in a circuit at a pressure of 200 volts, the power is 200

watts. The product of the volts and the amperes is the true

power in the circuit.

True Power Defined

True power of any AC circuit is commonly referred to as

the working power of the circuit. True power is the power

consumed by the resistance portion of the circuit and is

measured in watts. True power is symbolized by the letter P

and is indicated by any wattmeter in the circuit. True power

is calculated by the formula:

P = I2 × Z

Apparent Power Defined

Apparent power in an AC circuit is sometimes referred to as

the reactive power of a circuit. Apparent power is the power

consumed by the entire circuit, including both the resistance

and the reactance. Apparent power is symbolized by the letter

S and is measured in volt-amps (V A). Apparent power is a

product of the effective voltage multiplied by the effective

current. Apparent power is calculated by the formula:

S = I2 × Z

Only when the AC circuit is made up of pure resistance is

the apparent power equal to the true power. [Figure 12-141]

When there is capacitance or inductance in the circuit, the

current and voltage are not exactly in phase, and the true

power is less than the apparent power. The true power is

obtained by a wattmeter reading. The ratio of the true power

to the apparent power is called the power factor and is usually

expressed in percent. In equation form, the relationship is:

Power Factor (PF) = 100 × watts (True Power)

volts × amperes (Apparent Power)

Example: A 220-volt AC motor takes 50 amperes from the

line, but a wattmeter in the line shows that only 9,350 watts

Figure 12-140. A parallel resonant circuit.are taken by the motor. What are the apparent power and the

power factor?

Solution:

Apparent power = V olts × Amperes

Apparent power = 220 × 50 = 11,000 watts or

volt-amperes.

(PF) = Watts (True Power) × 100

V A (Apparent Power)

(PF) = 9,350 × 100

11,000

(PF) = 85, or 85%

Transformers

A transformer changes electrical energy of a given voltage

into electrical energy at a different voltage level. It consists of

two coils that are not electrically connected, but are arranged

so that the magnetic field surrounding one coil cuts through

the other coil. When an alternating voltage is applied to

(across) one coil, the varying magnetic field set up around that

coil creates an alternating voltage in the other coil by mutual

induction. A transformer can also be used with pulsating DC,

but a pure DC voltage cannot be used, since only a varying

voltage creates the varying magnetic field that is the basis

of the mutual induction process.

A transformer consists of three basic parts. [Figure 12-142]

These are an iron core, which provides a circuit of low

reluctance for magnetic lines of force; a primary winding,

which receives the electrical energy from the source of applied

voltage; and a secondary winding, which receives electrical

energy by induction from the primary coil.

The primary and secondary of this closed core transformer

are wound on a closed core to obtain maximum inductive

effect between the two coils.

There are two classes of transformers: voltage transformers,

used for stepping up or stepping down voltages; and

current transformers used in instrument circuits. In voltage

transformers, the primary coils are connected in parallel

across the supply voltage. [Figure 12-143A] The primary

windings of current transformers are connected in series in

the primary circuit. [Figure 12-143B] Of the two types, the

voltage transformer is the more common.

There are many types of voltage transformers. Most of these

are either step-up or step-down transformers. The factor

that determines whether a transformer is a step-up or step-

down type is the “turns” ratio. The turns ratio is the ratio of

the number of turns in the primary winding to the number

of turns in the secondary winding. For example, the turns

ratio of the step-down transformer is 5 to 1, since there are five times as many turns in the primary as in the secondary.

[Figure 12-144A] The step-up transformer has a 1 to 4 turns

ratio. [Figure 12-144B]

The ratio of the transformer input voltage to the output

voltage is the same as the turns ratio if the transformer is

100 percent efficient. Thus, when 10 volts are applied to

the primary of the transformer, two volts are induced in the

secondary. [Figure 12-144A] If 10 volts are applied to the

primary of the transformer, the output voltage across the

terminals of the secondary is 40 volts. [Figure 12-144B]

No transformer can be constructed that is 100 percent

efficient, although iron core transformers can approach this

figure. This is because all the magnetic lines of force set up

in the primary do not cut across the turns of the secondary

coil. A certain amount of the magnetic flux, called leakage

flux, leaks out of the magnetic circuit. The measure of how

well the flux of the primary is coupled into the secondary

is called the “coefficient of coupling.” For example, if it is

assumed that the primary of a transformer develops 10,000

lines of force and only 9,000 cut across the secondary, the

coefficient of coupling would be 0.9. Stated another way, the

transformer would be 90 percent efficient.

When an AC voltage is connected across the primary terminals

of a transformer, an AC flows and self induces a voltage in the

primary coil that is opposite and nearly equal to the applied

voltage. The difference between these two voltages allows

just enough current in the primary to magnetize its core. This

is called the exciting, or magnetizing, current. The magnetic

field caused by this exciting current cuts across the secondary

coil and induces a voltage by mutual induction.

If a load is connected across the secondary coil, the load current

flowing through the secondary coil produces a magnetic field

that tends to neutralize the magnetic field produced by the

primary current. This reduces the self-induced (opposition)

voltage in the primary coil and allows more primary current

Primary coil

Secondary coilS

P

Iron core

Figure 12-142. An iron-core transformer.

Reactive power

WattsTrue powerApparent power

volts x amperes

Figure 12-141. Power relations in AC circuit.to flow. The primary current increases as the secondary load

current increases, and decreases as the secondary load current

decreases. When the secondary load is removed, the primary

current is again reduced to the small exciting current sufficient

only to magnetize the iron core of the transformer.

If a transformer steps up the voltage, it steps down the current

by the same ratio. This should be evident if the power formula

is considered, for the power (I × E) of the output (secondary)

electrical energy is the same as the input (primary) power

minus that energy loss in the transforming process. Thus,

if 10 volts and 4 amps (40 watts of power) are used in the

primary to produce a magnetic field, there is 40 watts of

power developed in the secondary (disregarding any loss).

If the transformer has a step-up ratio of 4 to 1, the voltage

across the secondary is 40 volts and the current is 1 amp. The

voltage is 4 times greater and the current is one-fourth the

primary circuit value, but the power (I × E value) is the same.

When the turns ratio and the input voltage are known, the

output voltage can be determined as follows:

E2

E1 = N2

N1

Where E is the voltage of the primary, E 2 is the output voltage

of the secondary, and N 1 and N 2 are the number of turns of

the primary and secondary, respectively.

Transposing the equation to find the output voltage gives:

E2 = E1 N2

N1

The most commonly used types of voltage transformers are:

1. Power transformers are used to step up or step down

voltages and current in many types of power supplies.

They range in size from the small power transformer

[Figure 12-145] used in a radio receiver to the large

transformers used to step down high power line voltage to the 110–120 volt level used in homes.

Figure 12-146 shows the schematic symbol for an

iron core transformer. In this case, the secondary is

made up of three separate windings. Each winding

supplies a different circuit with a specific voltage,

which saves the weight, space, and expense of three

separate transformers. Each secondary has a midpoint

connection called a “center tap,” which provides a

selection of half the voltage across the whole winding.

The leads from the various windings are color coded

by the manufacturer. [Figure 12-146] This is a standard

color code, but other codes or numbers may be used.

2. Audio transformers resemble power transformers. They

have only one secondary and are designed to operate

over the range of audio frequencies (20 to 20,000 cps).

3. RF transformers are designed to operate in equipment

that functions in the radio range of frequencies. The

symbol for the RF transformer is the same as for an RF

choke coil. It has an air core as shown in Figure 12-147 .

4. Autotransformers are normally used in power circuits;

however, they may be designed for other uses. Two

different symbols for autotransformers used in power

or audio circuits are shown in Figure 12-148 . If

used in an RF communication or navigation circuit

[Figure 12-148B] , it is the same, except there is no

symbol for an iron core. The autotransformer uses

part of a winding as a primary; and, depending on

whether it is step up or step down, it uses all or part

of the same winding as the secondary. For example,

the autotransformer shown in Figure 12-148A could

use the following possible choices for primary and

secondary terminals.

AC power supply

Load

AC power supply

MeterTo load

A B

10 turns

primary2 turns

secondary

8 turns

secondary2 turns

primary

A

BFigure 12-143. Voltage and current transformers.

Figure 12-144. A step-down and a step-up transformer.Current Transformers

Current transformers are used in AC power supply systems

to sense generator line current and to provide a current,

proportional to the line current, for circuit protection and

control devices.

The current transformer is a ring-type transformer using a

current carrying power lead as a primary (either the power

lead or the ground lead of the AC generator). The current in the primary induces a current in the secondary by magnetic

induction. The sides of all current transformers are marked

“H1” and “H2” on the unit base. The transformers must

be installed with the “H1” side toward the generator in the

circuit in order to have proper polarity. The secondary of the

transformer should never be left open while the system is being

operated; to do so could cause dangerously high voltages and

could overheat the transformer. Therefore, the transformer

output connections should always be connected with a jumper

when the transformer is not being used but is left in the system.

Transformer Losses

In addition to the power loss caused by imperfect coupling,

transformers are subject to “copper” and “iron” losses. The

resistance of the conductor comprising the turns of the coil

causes copper loss. The iron losses are of two types: hysteresis

loss and eddy current loss. Hysteresis loss is the electrical

energy required to magnetize the transformer core, first in

one direction and then in the other, in step with the applied

alternating voltage. Eddy current loss is caused by electric

currents (eddy currents) induced in the transformer core by

the varying magnetic fields. To reduce eddy current losses,

cores are made of laminations coated with an insulation,

which reduces the circulation of induced currents.

Power in Transformers

Since a transformer does not add any electricity to the circuit

but merely changes or transforms the electricity that already

exists in the circuit from one voltage to another, the total

amount of energy in a circuit must remain the same. If it were

possible to construct a perfect transformer, there would be no

loss of power in it; power would be transferred undiminished

from one voltage to another.

Since power is the product of volts times amperes, an increase

in voltage by the transformer must result in a decrease in

current and vice versa. There cannot be more power in the

secondary side of a transformer than there is in the primary.

The product of amperes times volts remains the same.

The transmission of power over long distances is accomplished

by using transformers. At the power source, the voltage is

stepped up in order to reduce the line loss during transmission.

At the point of utilization, the voltage is stepped down, since

it is not feasible to use high voltage to operate motors, lights,

or other electrical appliances.

DC Measuring Instruments

Understanding the functional design and operation of

electrical measuring instruments is very important, since

they are used in repairing, maintaining, and troubleshooting

electrical circuits. The best and most expensive measuring

instrument is of no use unless the technician knows what is

Red

RedRed - Yellow

YellowBlackIron core

High-voltage

winding

5-volt winding

6-volt winding

Secondary windingsBlackPrimary

Yellow

Green

GreenGreen - YellowYellow - Blue

2 Input

Output

3Primary

2–3used with

“ ”

“ ”

“ ”

“ ”

“ ”

“ ”Secondary

A BFigure 12-146. Schematic symbol for an iron-core power

transformer.

Figure 12-147. An air-core transformer.

Figure 12-148. Autotransformers.

Figure 12-145. Power supply transformer.being measured and what each reading indicates. The purpose

of the meter is to measure quantities existing in a circuit. For

this reason, when a meter is connected to a circuit, it must

not change the characteristics of that circuit.

Meters are either self-excited or externally excited. Those that

are self-excited operate from a power source within the meter.

Externally-excited meters get their power source from the

circuit that they are connected to. The most common analog

meters in use today are the voltmeter, ammeter, and ohmmeter.

All of which operate on the principles of electromagnetism.

The fundamental principle behind the operation of the meter

is the interaction between magnetic fields created by a current

gathered from the circuit in some manner. This interaction is

between the magnetic fields of a permanent magnet and the

coils of a rotating magnet. The greater the current through the

coils of the rotating magnet, the stronger the magnetic field

produced. A stronger field produces greater rotation of the coil.

While some meters can be used for both DC and AC circuit

measurement, only those used as DC instruments are discussed

in this section. The meters used for AC, or for both AC and

DC, are discussed in the study of AC theory and circuitry.

D’Arsonval Meter Movement

This basic DC type of meter movement—first employed

by the French scientist, d’Arsonval, in making electrical

measurement—is a current measuring device, which is

used in the ammeter, voltmeter, and ohmmeter. The pointer

is deflected in proportion to the amount of current through

the coil. Basically, both the ammeter and the voltmeter are

current measuring instruments, the principal difference being

the method in which they are connected in a circuit. While an

ohmmeter is also basically a current measuring instrument,

it differs from the ammeter and voltmeter in that it provides

its own source (self-excited) of power and contains other

auxiliary circuits.Current Sensitivity and Resistance

The current sensitivity of a meter movement is the amount of

current required to drive the meter movement to a full-scale

deflection. A simple example would be a meter movement

that has 1 mA sensitivity. What this indicates is that meter

movement requires 1 mA of current to move the needle to

a full-scale indication. Likewise, a half-scale deflection

requires only 0.5 mA of current. Additionally, what is called

12-69movement resistance is the actual DC resistance of the wire

used to construct the meter coil.

In a standard d’Arsonval meter, movement may have a

current sensitivity of 1 mA and a resistance of 50 Ω. If the

meter is going to be used to measure more than 1 mA, then

additional circuitry is required to accomplish the task. This

additional circuitry is a simple shunt resistor. The purpose

of the shunt resistor is to bypass current that exceeds the

1 mA limitation of the meter movement. To illustrate this,

assume that the 1 mA meter in question is needed to measure

10 mA. The shunt resistor used should carry 9 mA while

the remaining 1 mA is allowed to pass through the meter.

[Figure 12-149]

To determine the proper shunt resistance for this situation:

R SH = Shunt resistance

R M = Meter resistance = 50 Ω

Because the shunt resistance and the 50 Ω meter resistance are

in parallel, the voltage drop across both of them is the same.

E SH = E M

Using Ohm’s Law, this relationship can be rewritten as:

E SH = I SH × R SH

E M = I M × R M

I SH × R SH = I M × R M

Simply solve for R SH

RSH =IM × R M

ISH

Substituting the values

RSH = = 5.56 ΩImA × 50 Ω

9 mA

Damping

To make meter readings quickly and accurately, it is

desirable that the moving pointer overshoot its proper

position only a small amount and come to rest after not more

than one or two small oscillations. The term “damping” is

applied to methods used to bring the pointer of an electrical

meter to rest after it has been set in motion. Damping may

be accomplished by electrical means, by mechanical means,

or by a combination of both.Electrical Damping

A common method of damping by electrical means is to wind

the moving coil on an aluminum frame. As the coil moves

in the field of the permanent magnet, eddy currents are set

up in the aluminum frame. The magnetic field produced by

the eddy currents opposes the motion of the coil. The pointer

therefore swings more slowly to its proper position and comes

to rest quickly with very little oscillation.

Mechanical Damping

Air damping is a common method of damping by mechanical

means. As shown in Figure 12-150 , a vane is attached to the

shaft of the moving element and enclosed in an air chamber.

The movement of the shaft is retarded because of the

resistance that the air offers to the vane. Effective damping is

achieved if the vane nearly touches the walls of the chamber.

A Basic Multirange Ammeter

Building upon the basic meter previously discussed is the more

complex and useful multirange meter, which is more practical.

The basic idea of a multirange ammeter is to make the meter

usable over a wide range of voltages. In order to accomplish

this, each range must utilize a different shunt resistance. The

example given in this handbook is that of a two-range meter.

However, once the basics of a two-range multirange ammeter

are understood, the concepts can easily be transferred to the

design of meters with many selectable ranges.

Figure 12-151 shows the schematic of an ammeter with two

selectable ranges. This example builds upon the previous

10 mA range meter by adding a 100 mA range. With the

switch selected to the 10 mA range, the meter indicates

10 mA when the needle is deflected to full-scale and likewise

indicates 100 mA at full-scale when selected to 100 mA. The

value of the 100 mA shunt resistor is determined the same

way the 10 mA shunt resistor was determined. Recall that

the meter movement can only carry 1 mA. This means that

in a 100 mA range the remaining current of 99 mA must pass

through the shunt resistor.

RSH =IM × R M

ISH

Substituting the values:

RSH = = 0.51 ΩImA × 50 Ω

99 mA

Precautions

The precautions to observe when using an ammeter are

summarized as follows:

1. Always connect ammeter in series with the element

Meter movement

[+] [−]

RSHISHIMM

Meter movement

Basic ammeter[+] [−]

RSHISH1 mA

10 mA9 mA

Figure 12-149. Basic meter drawing.through which the current flow is to be measured.

2. Never connect an ammeter across a source of voltage,

such as a battery or generator. Remember that the

resistance of an ammeter, particularly on the higher

ranges, is extremely low and that any voltage, even a

volt or so, can cause very high current to flow through

the meter, causing damage to it.

3. Use a range large enough to keep the deflection less

than full-scale. Before measuring a current, form

some idea of its magnitude. Then switch to a large

enough scale or start with the highest range and

work down until the appropriate scale is reached. The

most accurate readings are obtained at approximately

half-scale deflection. Many milliammeters have been

ruined by attempts to measure amperes. Therefore,

be sure to read the lettering either on the dial or on

the switch positions and choose proper scale before

connecting the meter in the circuit.

4. Observe proper polarity in connecting the meter in the

circuit. Current must flow through the coil in a definite

direction in order to move the indicator needle up

scale. Current reversal because of incorrect connection

in the circuit results in a reversed meter deflection and

frequently causes bending of the meter needle. Avoid

improper meter connections by observing the polarity

markings on the meter.The Voltmeter

The voltmeter uses the same type of meter movement as

the ammeter but employs a different circuit external to the

meter movement.

As shown before, the voltage drop across the meter coil

is a function of current and the coil resistance. In another

example, 50 μA × 1,000 Ω = 50 mV . In order for the meter to

be used to measure voltages greater than 50 mV , there must

be added a series resistance to drop any excess voltage greater

than that which the meter movement requires for a full-scale

deflection. The case of the voltmeter, this resistance is called

multiplier resistance and is designated as R M. [Figure 12-152]

The voltmeter only has one multiplier resistor for use in one

range. In this example, the full-scale reading is 1 volt. R M is

determined in the following way:

The meter movement drops 50 mV at a full-scale deflection of

50 μA. The multiplying resistor R M must drop the remaining

voltage of 1 V − 50 mV = 950 mV . Since R M is in series with

the movement, it also carries 50 μA at full scale.

RM = = 19k Ω 950 mV

50 μA

Therefore, for 1 volt full-scale deflection, the total resistance

of the voltmeter is 20k Ω. That is, the multiplier resistance

and the coil resistance.

Voltmeter Sensitivity

V oltmeter sensitivity is defined in terms of resistance per

volt (Ω/V). The meter used in the previous example has a

sensitivity of 20k Ω and a full-scale deflection of 1 volt.

Multiple Range Voltmeters

The simplified voltmeter in Figure 12-152 has only one range

(1 volt), which means that it can measure voltages from 0

volts to 1 volt. In order for the meter to be more useful,

additional multiplier resistors must be used. One resistor

must be used for each desired range.

For a 50 μA movement, the total resistance required is 20k

Ω for each volt of full-scale reading. In other words, the

sensitivity for a 50 μA movement is always 20k Ω regardless

of the selected range. The full-scale meter current is 50 μA at

any range selection. To find the total meter resistance, multiply

the sensitivity by the full-scale voltage for that particular range.

For example for a 10 volt range, R T = (20k Ω/V) (10V) = 200k Ω.

The total resistance for the 1 volt range is 20k Ω, so R M for

a 10 V range is 200k Ω − 20k Ω = 180k Ω. [Figure 12-153]

Closed air chamber

Light vane swinging in

chamber with small

clearance

1mA, 50 ohm movement

[+][−]10mA

100mA5.56Ω

5.51ΩFigure 12-150. Air damping.

Figure 12-151. Ammeter with two ranges.Voltmeter Circuit Connections

When voltmeters are used, they are connected in parallel

with a circuit. If unsure about the voltage to be measured,

take the first reading at the high value on the meter and then

progressively move down through the range until a suitable

read is obtained. Observe that the polarity is correct before

connecting the meter to the circuit or damage occurs by

driving the movement backwards.

Influence of the Voltmeter in the Circuit

When a voltmeter is connected across two points in a circuit,

current is shunted. If the voltmeter has low resistance, it draws

off a significant amount of current. This lowers the effective

resistance of the circuit and change the voltage readings.

When making a voltage measurement, use a high resistance

voltmeter to prevent shunting of the circuit.The Ohmmeter

The meter movement used for the ammeter and the voltmeter

can also be used for the ohmmeter. The function of the

ohmmeter is to measure resistance. A simplified one-stage

ohmmeter is illustrated in Figure 12-154 , which shows that

the basic ohmmeter contains a battery and a variable resistor

in series with the meter movement. To measure resistance, the

leads of the meter are connected across an external resistance,

which is to be measured. By doing this, the ohmmeter circuit

is completed. This connection allows the internal battery

to produce a current through the movement coil, causing

a deflection of the pointer proportional to the value of the

external resistance being measured.

Zero Adjustment

When the ohmmeter leads are open, the meter is at a full-scale

deflection, indicating an infinite (∞) resistance or an open

circuit. [Figure 12-155] When the leads are shorted as shown

in figure “zero adjust,” the pointer is at the full right-hand

position, indicating a short circuit or zero resistance. The

purpose of the variable resistor in this figure is to adjust the

current so that the pointer is at exactly zero when the leads

are shorted. This is used to compensate for changes in the

internal battery voltage due to aging.

Ohmmeter Scale

Figure 12-156 shows a typical analog ohmmeter scale.

Between zero and infinity (∞), the scale is marked to indicate

various resistor values. Because the values decrease from left

to right, this scale is often called a back-off scale.

In the case of the example given, assume that a certain

ohmmeter uses a 50 μA, 1,000 Ω meter movement and has

an internal 1.5 volt battery. A current of 50 μA produces a

full-scale deflection when the test leads are shorted. To have

50 μA, the total ohmmeter resistance is 1.5 V/50 μA = 30k Ω.

Therefore, since the coil resistance is 1k Ω, the variable zero

adjustment resistor must be set to 30k Ω – 1k Ω = 29k Ω.

Now consider that a 120k Ω resistor is connected to

the ohmmeter leads. Combined with the 30k Ω internal

resistance, the total R is 150k Ω. The current is 1.5 V/150k

Ω = 10 μA, which is 20 percent of the full-scale current and

appears on the scale shown in Figure 12-156 .

Now consider further that a 120k Ω resistor is connected to

the ohmmeter leads. This results in a current of 1.5 V/75k Ω =

10 μA, which is 40 percent of the full-scale current and

marked on the scale. Additional calculations of this type

show that the scale is nonlinear. It is more compressed

toward the left side than the right side. The center scale point

corresponds to the internal meter resistance of 30k Ω. The

reason is as follows:

1k ohm movement

[+][−]

10 V 1 VRM2

180k Ω 19k ΩRM10 ∞

Basic voltmeter

Figure 12-153. Two range voltmeter.

50A, 1k ohm movement

[+] [−]RM

Figure 12-152. Basic voltmeter.With 30k Ω connected to the leads, the current is 1.5 V/60k Ω

= 25 μA, which is half of the full-scale current of 50 μA.

The Multirange Ohmmeter

A practical ohmmeter has several operational ranges. These

typically are indicated by R × 1, R × 10, R × 100, R × 1k,

R × 100k and R × 1M. These range selections are interpreted

in a different manner than that of an ammeter or voltmeter.

The reading on the ohmmeter scale is multiplied by the factor

indicated by the range setting. For example, if the pointer is

set on the scale and the range switch is set at R × 100, the

actual resistance measurement is 20 × 100 or 2k Ω.

To measure small resistance values, the technician must use

a higher ohmmeter current than is needed for measuring

large resistance values. Shunt resistors are needed to provide

multiple ranges on the ohmmeter to measure a range of

resistance values from the very small to very large. For each

range, a different value of shunt resistance is switched in.

The shunt resistance increases for higher ohm ranges and

is always equal to the center scale reading on any selected

range. In some meters, a higher battery voltage is used for

the highest ohm range. [Figure 12-157]

Megger (Megohmmeter)

The megger, or megohmmeter, is a high range ohmmeter

containing a hand-operated generator. It is used to measure

insulation resistance and other high-resistance values. It is

also used for ground, continuity, and short-circuit testing of

electrical power systems. The chief advantage of the megger

over an ohmmeter is its capacity to measure resistance with a

high potential, or “breakdown” voltage. This type of testing

ensures that insulation or a dielectric material will not short

or leak under potential electrical stress.

The megger consists of two primary elements, both of which

are provided with individual magnetic fields from a common

permanent magnet: a hand-driven DC generator, G, which

supplies the necessary current for making the measurement;

and the instrument portion, which indicates the value of the

resistance being measured. The instrument portion is of the

opposed coil type. Coils A and B are mounted on the movable

member with a fixed angular relationship to each other and

are free to turn as a unit in a magnetic field. Coil B tends to move the pointer counterclockwise and coil A, clockwise. The

coils are mounted on a light, movable frame that is pivoted in

jewel bearings and free to move about axis 0. [Figure 12-158]

Coil A is connected in series with R3 and the unknown

resistance, R X, to be measured. The series combination of

coil A, R3, and R X is connected between the + and − brushes

of the DC generator. Coil B is connected in series with R2,

and this combination is also connected across the generator.

There are no restraining springs on the movable member of

the instrument portion of the megger. When the generator is

not in operation, the pointer floats freely and may come to

rest at any position on the scale.

If the terminals are open circuited, no current flows in coil

A, and the current in coil B alone controls the movement

of the moving element. Coil B takes a position opposite

the gap in the core (since the core cannot move and coil B

can), and the pointer indicates infinity on the scale. When a

resistance is connected between the terminals, current flows

in coil A, tending to move the pointer clockwise. At the same

time, coil B tends to move the pointer counterclockwise.

Therefore, the moving element, composed of both coils and

the pointer, comes to rest at a position at which the two forces

are balanced. This position depends upon the value of the

external resistance, which controls the relative magnitude of

current of coil A. Because changes in voltage affect both coils

A and B in the same proportion, the position of the moving

element is independent of the voltage. If the terminals are

short circuited, the pointer rests at zero because the current

in A is relatively large. The instrument is not damaged under

these circumstances because the current is limited by R3.

There are two types of hand-driven meggers: the variable

type and the constant pressure type. The speed of the variable

pressure megger is dependent on how fast the hand crank

12-7300 Ω

∞40% full-scale 45k Ω

50% full-scale 30k Ω

Full-scale

Simplified Ohmmeter Scale

Meter movement

[+]+

[−]−

OpenAdjuster

0 ∞

Meter movement

[+]+

[−]−

ShortedAdjuster

Internal battery0 ∞

Meter movement

[+]+

[−]−

Test probes0 ∞

Meter movement

[+]+

[−]−

External resistorCurrentInternal batteryInternal batteryBasic voltmeter

Basic voltmeter0 ∞

Figure 12-156. Ohm scale.Figure 12-155. Zero adjustment.

Figure 12-154. Basic ohmmeter.

is turned. The constant pressure megger uses a centrifugal

governor, or slip clutch. The governor becomes effective only when the megger is operated at a speed above its slip speed, at which speed its voltage remains constant.

AC Measuring Instruments

A DC meter, such as an ammeter, connected in an AC circuit indicates zero, because the meter movements used in a d’Arsonval type movement is restricted to DC. Since the field of a permanent magnet in the d’Arsonval type meter remains constant and in the same direction at all times, the moving coil follows the polarity of the current. The coil attempts to move in one direction during half of the AC cycle and in the reverse direction during the other half when the current reverses.

The current reverses direction too rapidly for the coil to

follow, causing the coil to assume an average position. Since 20% full-scale 120k Ω

12-74Meter movement

[+] [−]−+Adjuster

R x 1

Range switchR x 10

R x 100

R x 1k

R x 10k0 ∞

Figure 12-157. Multirange ohmmeter.the current is equal and opposite during each half of the AC

cycle, the DC meter indicates zero, which is the average value.

Thus, a meter with a permanent magnet cannot be used to

measure alternating voltage and current. For AC measurements

of current and voltage, additional circuitry is required. The

additional circuitry has a rectifier, which converts AC to DC.

There are two basic types of rectifiers: the half-wave rectifier

and the full-wave rectifier. [Figure 12-159]

Figure 12-159 also shows a simplified block diagram of an

AC meter. In this depiction, the full-wave rectifier precedes

the meter movement. The movement responds to the average

value of the pulsating DC. The scale can then be calibrated

to show anything the designer wants. In most cases, it is the

root mean square (RMS) value or peak value.

Electrodynamometer Meter Movement

The electrodynamometer can be used to measure alternating or

direct voltage and current. It operates on the same principles

as the permanent magnet moving coil meter, except that the

permanent magnet is replaced by an air core electromagnet.

The field of the electrodynamometer is developed by the same

current that flows through the moving coil. [Figure 12-160]

Because this movement contains no iron, the

electrodynamometer can be used as a movement for both AC

and DC instruments. AC can be measured by connecting the

stationary and moving coils in series. Whenever the current

in the moving coil reverses, the magnetic field produced

by the stationary coil reverses. Regardless of the direction

of the current, the needle moves in a clockwise direction.

However, for either voltmeter or ammeter applications,

the electrodynamometer is too expensive to economically

compete with the d’Arsonval-type movement.

Moving Iron Vane Meter

The moving iron vane meter is another basic type of meter.

It can be used to measure either AC or DC. Unlike the

d’Arsonval meter, which employs permanent magnets, it

depends on induced magnetism for its operation. It utilizes the

principle of repulsion between two concentric iron vanes, one

fixed and one movable, placed inside a solenoid. A pointer is

attached to the movable vane. [Figure 12-161]

When current flows through the coil, the two iron vanes

become magnetized with North poles at their upper ends and

South poles at their lower ends for one direction of current

through the coil. Because like poles repel, the unbalanced

component of force, tangent to the movable element, causes

it to turn against the force exerted by the springs.

The movable vane is rectangular in shape and the fixed

vane is tapered. This design permits the use of a relatively

uniform scale.When no current flows through the coil, the movable vane

is positioned so that it is opposite the larger portion of the

tapered fixed vane, and the scale reading is zero. The amount

of magnetization of the vanes depends on the strength of

the field, which, in turn, depends on the amount of current

flowing through the coil.

The force of repulsion is greater opposite the larger end of

the fixed vane than it is nearer the smaller end. Therefore,

the movable vane moves toward the smaller end through an

angle that is proportional to the magnitude of the coil current.

The movement ceases when the force of repulsion is balanced

by the restraining force of the spring.

Because the repulsion is always in the same direction (toward

the smaller end of the fixed vane), regardless of the direction

of current flow through the coil, the moving iron vane

instrument operates on either DC or AC circuits.

Mechanical damping in this type of instrument can be obtained

by the use of an aluminum vane attached to the shaft so that,

as the shaft moves, the vane moves in a restricted air space.

When the moving iron vane meter is used as an ammeter, the

coil is wound with relatively few turns of large wire in order

to carry the rated current. When the moving iron vane meter is

used as a voltmeter, the solenoid is wound with many turns of

small wire. Portable voltmeters are made with self-contained

series resistance for ranges up to 750 volts. Higher ranges are

obtained by the use of additional external multipliers.

Hand

generator

OhmmeterAxis O

−+R2

R3RX

0Inf.M

MGACB

Half-wave rectifier

Full-wave rectifier

Simple AC voltmeter

Full-wave

rectifierAC In Pulsing DC

AC In Pulsing DC

AC In 000 0

0AC converted to pulsing DC

on every positive half-cycle

AC converted to pulsing DC

on both positive and

negative half-cycleFigure 12-158. Simplified megger circuit.

Figure 12-159. Simplified block diagram of AC meter.The moving iron vane instrument may be used to measure

DC but has an error due to residual magnetism in the vanes.

Reversing the meter connections and averaging the readings

may minimize the error. When used on AC circuits, the

instrument has an accuracy of 0.5 percent. Because of its

simplicity, relatively low cost, and the fact that no current is

conducted to the moving element, this type of movement is

used extensively to measure current and voltage in AC power

circuits. However, because the reluctance of the magnetic

circuit is high, the moving iron vane meter requires much

more power to produce full-scale deflection than is required

by a d’Arsonval meter of the same range. Therefore, the

moving iron vane meter is seldom used in high-resistance

low-power circuits.

Inclined Coil Iron Vane Meter

The principle of the moving iron vane mechanism is applied

to the inclined coil type of meter, which can be used to

measure both AC and DC. The inclined coil, iron vane

meter has a coil mounted at an angle to the shaft. Attached obliquely to the shaft, and located inside the coil, are two

soft iron vanes. When no current flows through the coil, a

control spring holds the pointer at zero, and the iron vanes

lie in planes parallel to the plane of the coil. When current

flows through the coil, the vanes tend to line up with magnetic

lines passing through the center of the coil at right angles to

the plane of the coil. Thus, the vanes rotate against the spring

action to move the pointer over the scale.

The iron vanes tend to line up with the magnetic lines

regardless of the direction of current flow through the coil.

Therefore, the inclined coil, iron vane meter can be used to

measure either AC or DC. The aluminum disk and the drag

magnets provide electromagnetic damping.

Like the moving iron vane meter, the inclined coil type requires

a relatively large amount of current for full-scale deflection and

is seldom used in high-resistance low-power circuits.

As in the moving iron vane instruments, the inclined coil

instrument is wound with few turns of relatively large wire

when used as an ammeter and with many turns of small wire

when used as a voltmeter.

Varmeters

Multiplying the volts by the amperes in an AC circuit gives

the apparent power: the combination of the true power (which

does the work) and the reactive power (which does no work

and is returned to the line). Reactive power is measured in

units of vars (volt-amperes reactive) or kilovars (kilovolt-

amperes reactive (kV AR). When properly connected,

wattmeters measure the reactive power. As such, they are

called varmeters. [Figure 12-162]

Fixed coils

Shunt Movable coilsA

A

B

CBC

Pointer

Control spring

Cylindrical coil

Moving iron segment Stationary iron segment

Figure 12-160. Simplified diagram of an electrodynamometer

movement.Figure 12-161. Moving iron vane meter.Wattmeter

Electric power is measured by means of a wattmeter. Because

electric power is the product of current and voltage, a

wattmeter must have two elements, one for current and the

other for voltage. For this reason, wattmeters are usually of

the electrodynamometer type. [Figure 12-163]

The movable coil with a series resistance forms the voltage

element, and the stationary coils constitute the current

element. The strength of the field around the potential coil

depends on the amount of current that flows through it. The

current, in turn, depends on the load voltage applied across

the coil and the high resistance in series with it. The strength

of the field around the current coils depends on the amount of

current flowing through the load. Thus, the meter deflection is

proportional to the product of the voltage across the potential

coil and the current through the current coils. The effect is almost the same (if the scale is properly calibrated) as if the

voltage applied across the load and the current through the

load were multiplied together.

If the current in the line is reversed, the direction of current in

both coils and the potential coil is reversed, the net result is

that the pointer continues to read up scale. Therefore, this type

of wattmeter can be used to measure either AC or DC power.

Frequency Measurement/ Oscilloscope

The oscilloscope is by far one of the more useful electronic

measurements available. The viewing capabilities of the

oscilloscope make it possible to see and quantify various

waveform characteristics, such as phase relationships,

amplitudes, and durations. While oscilloscopes come in

a variety of configurations and presentations, the basic

operation is typically the same. Most oscilloscopes in general

bench or shop applications use a cathode-ray tube (CRT),

which is the device or screen that displays the waveforms.

The CRT is a vacuum instrument that contains an electron gun,

which emits a very narrow and focused beam of electrons. A

phosphorescent coat applied to the back of the screen forms

the screen. The beam is electronically aimed and accelerated

so that the electron beam strikes the screen. When the electron

beam strikes the screen, light is emitted at the point of impact.

Figure 12-164 shows the basic components of the CRT

with a block diagram. The heated cathode emits electrons.

The magnitude of voltage on the control grid determines

the actual flow of electrons and thus controls the intensity

of the electron beam. The acceleration anodes increase the

speed of the electrons, and the focusing anode narrows the

beam down to a fine point. The surface of the screen is also

an anode and assists in the acceleration of the electron beam.

LoadCurrent

coilVarmeter

ReactorVoltage

coilM

Figure 12-162. A varmeter connected in an AC circuit.

The purpose of the vertical and horizontal deflection plates

is to bend the electron beam and position it to a specific

point of the screen. [Figure 12-165] By providing a neutral

or zero voltage to a deflection plate, the electron beam is

unaffected. By applying a negative voltage to a plate, the

electron beam is repelled and driven away from the plate.

Finally, by applying a positive voltage, the electron beam is

drawing to the plate. Figure 12-165 provides a few possible

plate voltage combinations and the resultant beam position.

Horizontal Deflection

To get a visual representation of the input signal, an internally

generated saw-tooth voltage is generated and then applied

to the horizontal deflection plates. Figure 12-166 illustrates

that the saw-tooth is a pattern of voltage applied, which

begins at a negative voltage and increases at a constant rate

to a positive voltage. This applied varying voltage draws or

traces the electron beam from the far left of the screen to the

far right side of the screen. The resulting display is a straight

line, if the sweep rate is fast enough. This saw-tooth applied

voltage is a repetitive signal so that the beam is repeatedly

swept across the tube. The rate at which the saw-tooth voltage

goes from negative to positive is determined by the frequency.

This rate then establishes the sweep rate of the beam. When

the saw-tooth reaches the end of its sweep from left to right,

the beam then rapidly returns to the left side and is ready to

make another sweep. During this time, the electron beam is

stopped or blanked out and does not produce any kind of a

trace. This period of time is called flyback.

Vertical Deflection

If this same signal were applied to the vertical plates, it would

also produce a vertical line by causing the beam to trace from

the down position to the up position.

Tracing a Sine Wave

Reproducing the sine wave on the oscilloscope combines

both the vertical and horizontal deflection patterns.

[Figure 12-167] If the sine wave voltage signal is applied

across the vertical deflection plates, the result will be the

vertical beam oscillation up and down on the screen. The

amount that the beam moves above the centerline depends on the peak value of the voltage.

While the beam is being swept from the left to the right by

the horizontal plates, the sine wave voltage is being applied

to the vertical plates, causing the form of the input signal to

be traced out on the screen.

Control Features on an Oscilloscope

While there are many different styles of oscilloscopes, which

range from the simple to the complex, they all have some

controls in common. Apart from the screen and the ON/OFF

switch, some of these controls are listed as follows:

• Horizontal Position—allows for the adjustment of the

neutral horizontal position of the beam. Use this control

to reposition the waveform display in order to have a

better view of the wave or to take measurements.

• Vertical Position—moves the traced image up or down

allowing better observations and measurements.

• Focus—controls the electron beam as it is aimed and

converges on the screen. When the beam is in sharp

focus, it is narrowed down to a very fine point and

does not have a fuzzy appearance.

• Intensity—essentially the brightness of the trace.

Controlling the flow of electrons onto the screen varies

the intensity. Do not keep the intensity too high for

extended testing or when the beam is motionless and

forms a dot on the screen. This can damage the screen.

• Seconds/Division—a time-based control that sets the

horizontal sweep rate. Basically, the switch is used

to select the time interval that each division on the

horizontal scale represents. These divisions can be

seconds, milliseconds, or even microseconds. A simple

example would be if the technician had the seconds/

division control set to 10 μS. If this technician is

viewing a waveform that has a period of 4 divisions

on the screen, then the period would be 40 μS. The

frequency of this waveform can then be determined

by taking the inverse of the period. In this case, 1⁄40 μS

equals a frequency of 25 kHz.

• V olts/Division—used to select the voltage interval

that each division on the vertical scale represents.

For example, suppose each vertical division was set

to equal 10 mV . If a waveform was measured and

had a peak value of 4 divisions, then the peak value

in voltage would be 40 mV .

• Trigger—The trigger control provides synchronization

between the saw-tooth horizontal sweep and the applied

signal on the vertical plates. The benefit is that the

waveform on the screen appears to be stationary and

fixed and not drifting across the screen. A triggering

circuit is used to initiate the start of a sweep rather than

CRT

base

AnodeScreenMating

connector

Horizontal deflection plates (H) Preaccelerating anode (A1)Cathode (K) & heaterControl grid Vertical deflection plates (V)

Accelerating anode (A3)

Focus anode (A2)Electron gun

e e e e e e e e e e e e e e e e e e e e

Figure 12-164. Basic components of the CRT with a block diagram.R Current coilMPotential

coil

Load

Figure 12-163. Simplified electrodynamometer wattmeter circuit.

the fixed saw-tooth sweep rate. In a typical oscilloscope,

this triggering signal comes from the input signal

itself at a selected point during the signal’s cycle. The

horizontal signal goes through one sweep, retraces back

to the left side and waits there until it is triggered again

by the input signal to start another sweep.

Flat Panel Color Displays for Oscilloscopes

While the standard CRT design of oscilloscope is still in

service, the technology of display and control has evolved

into use of the flat panel monitors. Furthermore, the newer

oscilloscopes can even be integrated with the common

personal computer (PC). [Figure 12-168] Some of the features

of this technology include easy data capture, data transfer,

documentation, and data analysis. Hand-held oscilloscopes are

now available that can perform the functions of larger bench type equipment but are mobile and great tools for trouble

shooting. [Figure 12-169]

Digital Multimeter

Traditionally, the meters that technicians have used have been

the analog voltmeter, ammeter, and the ohmmeter. These

have usually been combined into the same instrument and

called a multimeter or a VOM (volt-ohm-milliammeter). This

approach has been both convenient and economical. Digital

multimeters (DMM) and digital voltmeters (DVM) are more

common due to their ease of use. These meters are easier to

read and provide greater accuracy when compared to the

older analog units with needle movement. The multimeter’s

single-coil movement requires a number of scales, which are

not always easy to read accurately. In addition, the loading

characteristics due to the internal resistance sometimes

affect the circuit and the measurements. Not only does the

DVM offer greater accuracy and less ambiguity, but also

higher input resistance, which has less of a loading effect

and influence on a circuit.

Basic Circuit Analysis & Troubleshooting

Troubleshooting is the systematic process of recognizing

the symptoms of a problem, identifying the possible cause,

and locating the failed component or conductor in the

circuit. To be proficient at troubleshooting, the technician

must understand how the circuit operates and know how to

properly use the test equipment. There are many ways in

which a system can fail and to cover all of the possibilities is

beyond the scope of this handbook. However, there are some

basic concepts that enable the technician to handle many of

the common faults encountered in the aircraft.

Before starting a discussion on basic circuits and

troubleshooting, the following definitions are given.

• Short circuit—an unintentional low resistance path

between two components in a circuit or between a

Applied (0) volts(+) voltsHorizontal

deflection

plates (H)Vertical

deflection plates (V)

(0) voltsThe horizontal

beam position

will depend on

the applied

saw-tooth

voltage

Voltage starts at a maximum

negative value and increases to a

maximum positive value, tracing

the beam from the left to the right(−) volts

Figure 12-166. Saw-tooth applied voltage.

Vertical

deflection plates (v)

Horizontal

deflection plates (h) Screen

Beam on center(0) volts (−) voltsElectrons repelled down

(−) voltsElectrons repelled to left

(0) volts

(0) volts (0) volts(0) volts

(+) voltsElectrons attracted up

(+) voltsElectrons attracted to right

(0) volts

Figure 12-165. Possible plate voltage combinations and the resultant beam position.

component/conductor and ground. It usually creates

high current flow, which burns out or causes damage

to the circuit conductor or components.

• Open circuit—a circuit that is not a complete or

continuous path. An open circuit represents an

infinitely large resistance. Switches are common

devices used to open and close a circuit. Sometimes

a circuit opens due to a component failure, such as a

light bulb or a burned out resistor.

• Continuity—the state of being continuous,

uninterrupted or connected together; the opposite of

a circuit that is not broken or does not have an open.

• Discontinuity—the opposite of continuity, indicating

that a circuit is broken or not continuous.

Voltage Measurement

V oltage is measured across a component with a voltmeter or

the voltmeter position on a multimeter. Usually, there is a DC

and an AC selection on the meter. Before the meter is used

for measurements, make sure that the meter is selected for

the correct type of voltage. When placing the probes across a

component to take a measurement, take care to ensure that the

polarity is correct. [Figure 12-170] Standard practice is for

the red meter lead to be installed in the positive (+) jack and

the black meter lead to be installed in the negative meter jack

(−). Then when placing the probes across or in parallel with

a component to measure the voltage, the leads should match

the polarity of the component. The red lead is on the positive

AppliedApplied

(0) volts(+) voltsHorizontal deflection plates (h)

(−) voltsVertical deflection plates (v)

(0) volts

(–) volts(+) volts

(0) volts

Input signal

Figure 12-167. Sine wave voltage signal.

side of the component and the black is on the negative side,

which prevents damage to the meter or incorrect readings.

All meters have some resistance and will shunt some of the

current. This has the effect of changing the characteristic of

the circuit because of this change in current. This is typically

more of a concern with older analog type meters. If there

are any questions about the magnitude of the voltage across

a component, then the meter should be set to measure on

the highest voltage range. This prevents the meter from

“pegging” and possible damage. The range should then be

selected to low values until the measured voltage is read at

the mid-scale deflection. Readings taken at mid-scale are

the most accurate.

Current Measurement

Current is measured with the ammeter connected in the

current path by opening or breaking the circuit and inserting

the meter in series. [Figure 12-170] Standard practice is for

the red meter lead to be installed in the positive (+) jack and

the black meter lead to be installed in the negative meter jack (−). The positive side of the meter is connected towards the

positive voltage source. Ideally, the meter should not alter

the current and influence the circuit and the measurements.

However, the meter does have some effect because of its

internal resistance that is connected with the rest of the circuit

in series. The resistance is rather small and for most practical

purposes, this can be neglected.

Checking Resistance in a Circuit

The ohmmeter is used to measure the resistance. In its more

basic form, the ohmmeter consists of a variable resistor in

series with a meter movement and a voltage source. The

meter must first be adjusted before use.

Refer to Figure 12-171 for meter configurations during

adjustments. When the meter leads are not connected (open),

the needle points to the full left-hand position, indicating

infinite resistance or and open circuit. With the lead placed

together, the circuit is shorted as shown with the meter

needle to the full right-hand position. When a connection

is made, the internal battery is allowed to produce a current

through the movement coil, causing a deflection of the

Figure 12-168. Oscilloscope with flat panel display.

Figure 12-169. Handheld oscilloscope.needle in proportion to the value of the external resistance.

In this case, the resistance is zero because the leads are

shorted.

The purpose of the variable resistor in the meter is to adjust

the current so that the pointer reads exactly zero when the

leads are shorted. This is needed because as the battery

continues to be used, the voltage changes, thus requiring an

adjustment. The meter should be “zeroed” before each use.

To check the value of a resistor, the resistor must be

disconnected from the circuit. This prevents any possible

damage to the ohmmeter, and it prevents the possibility of

any inaccurate readings due to the circuit being in parallel

with the resistor in question. [Figure 12-172]

Continuity Checks

In many cases, the ohmmeter is not used for measuring the

resistance of a component but to simply check the integrity

of a connection from one portion of a circuit to another. If

there is a good connection, then the ohmmeter reads a near

zero resistance or a short. If the circuit is open or has a very

poor connection at some point like an over-crimped pin in

a connector, then the ohmmeter reads infinity or some very

high resistance. Keep in mind that while any measurement

is being taken, contact with the circuit or probes should be

avoided. Contact can introduce another parallel path and

provide misleading indications.

Capacitance Measurement

Figure 12-173 illustrates a basic test of a capacitor with an

ohmmeter. There are usually two common modes of failure

for a capacitor. One is a complete failure characterized

by short circuit through the capacitor due to the dielectric

breaking down or an open circuit. The more insidious failure

occurs due to degradation, which is a gradual deterioration

of the capacitor’s characteristics.

If a problem is suspected, remove the capacitor from the circuit

and check with an ohmmeter. The first step is to short the two

leads of the capacitor to ensure that it is entirely discharged.

Next, connect the two leads as shown in Figure 12-173 across

the capacitor and observe the needle movement. At first, the

needle should indicate a short circuit. Then as the capacitor

begins to charge, the needle should move to the left or infinity

and eventually indicate an open circuit. The capacitor takes

its charge from the internal battery of the ohmmeter. The

greater the capacitance, the longer it takes to charge. If the

capacitor is shorted, then the needle remains at a very low or

shorted resistance. If there is some internal deterioration of the

dielectric, then the needle never reaches a high resistance but

some intermediate value, indicating a current.Inductance Measurement

The common mode of failure in an inductor is an open. To

check the integrity of an inductor, it must be removed from

the circuit and tested as an isolated component just like the

capacitor. If there is an open in the inductor, a simple check

with an ohmmeter shows it as an open circuit with infinite

resistance. If in fact the inductor is in good condition, then

the ohmmeter indicates the resistance of the coil.

On occasions, the inductor fails due to overheating. When

the inductor is overheated, it is possible for the insulation

covering the wire in the coil to melt, causing a short. The

effects of a shorted coil are that of reducing the number of

turns. At this point, further testing of the inductor must be

Ammeter symbol Voltmeter symbol

Meter symbols

Simplified use of metersOhmmeter symbol

R1++

−−

3k ΩOpen the circuit

and insert ammeter in

series with the loadA

R1++

− −3k ΩVoltage is measured

across a component V

R1++

− −3k ΩResistance is

measured across a

componentΩA V Ω

Figure 12-170. Current, voltage, and resistance measurement.done with test equipment not covered in this handbook.

Troubleshooting Open Faults in a Series Circuit

One of the most common modes of failure is the “open”

circuit. A component, such as a resistor, can overheat due to the power rating being exceeded. Other more frustrating problems can happen when a “cold” solder joint cracks leaving a wire disconnected from a relay or connector. This type of damage can occur during routine maintenance after a technician has accessed an area for inspections. In many cases, there is no visual indication that a failure has occurred, and the soon-to-be-frustrated technician is unaware that there is a problem until power is reapplied to the aircraft in the final days leading up to aircraft delivery and scheduled operations.

The first example is a simplified diagram shown in

Figures 12-174 through 12-176 . The circuit depicted in

Figure 12-174 is designed to cause current to flow through a

lamp, but because of the open resistor, the lamp will not light. To locate this open, a voltmeter or an ohmmeter should be used.Tracing Opens with the Voltmeter

A general procedure to follow in this case is to measure the

voltage drop across each component in the circuit, keeping in mind the following points. If there is an open in a series circuit, then the voltage drops on sides of the component. In this case, the total voltage must appear across the open resistor as per Kirchhoff’s V oltage Law.

If a voltmeter is connected across the lamp, as shown in

Figure 12-175 , the voltmeter reads zero. Since no current can

flow in the circuit because of the open resistor, there is no voltage drop across the lamp indicating that the lamp is good.

Next, the voltmeter is connected across the open resistor, as

shown in Figure 12-176. The voltmeter has closed the circuit by shunting (paralleling) the burned out resistor, allowing current to flow. Current flows from the negative terminal of the battery, through the switch, through the voltmeter and the lamp, back to the positive terminal of the battery. However, the resistance of the voltmeter is so high that only a very small current flows in the circuit. The current is too small to light the lamp, but the voltmeter reads the battery voltage.

Tracing Opens with the Ohmmeter

A simplified circuit, as shown in Figures 12-177 and 12-178,

illustrates how to locate an open in a series circuit using the

ohmmeter. A general rule to keep in mind when troubleshooting with an ohmmeter is: when an ohmmeter is properly connected across a circuit component and a resistance reading is obtained, the component has continuity and is not open.

When an ohmmeter is used, the circuit component to be tested

must be isolated and the power source removed from the circuit. In this case, these requirements can be met by opening the circuit switch as shown in Figure 12-177 . The ohmmeter

is zeroed and across all good components is zero. The voltage drop across the open component equals the total voltage across the series combination. This condition happens because the open component prevents current to pass through the series circuit. With there being no current, there can be no voltage drop across any of the good components. Because the current is zero, it can be determined by Ohm’s Law that E = IR = 0 volts across a component. The voltage is the same on both places across (in parallel with) the lamp. In this testing configuration, some value of resistance is read indicating that the lamp is in good condition and is not the source of the open in the circuit.

Now the technician should move to the resistor and place

the ohmmeter probe across it as shown in Figure 12-178.

When the ohmmeter is connected across the open resistor, it indicates infinite resistance, or a discontinuity. Thus, the circuit open has now been located.

12-83+

Black lead

Open circuitRed lead0Simplified ohmmeter

+

Black lead

Shorted circuitRed lead0Simplified ohmmeter

+

Black lead

R1Red lead

Isolate from circuit

connect across resistor0Simplified ohmmeter

R2R3+

Figure 12-171. Meter configurations during adjustments.Figure 12-172. Meter adjustment.

Troubleshooting Shorting Faults in a Series Circuit

An open fault can cause a component or system not to

work, which can be critical and hazardous. A shorting

fault can potentially be more of a severe nature than the

open type of fault. A short circuit, or “short,” causes the

opposite effect. A short across a series circuit produces a

greater than normal current flow. Faults of this type can

develop slowly when a wire bundle is not properly secured

and is allowed to chafe against the airframe structure or

other systems, such as hydraulic lines. Shorts can also

occur due to a careless technician using incorrect hardware

when installing an interior. If screws that are too long are

used to install trim, it is possible to penetrate a wire bundle

immediately causing numerous shorts. Worse yet, are the shorts that are not immediately seen but “latent” and do not

show symptoms until the aircraft is in service. Another point

to keep in mind is when closing panels. Wires can become

pinched between the panel and the airframe causing either

a short or a latent, intermittent short. The simplified circuit,

shown in Figures 12-179 through 12-182 is used to illustrate

troubleshooting a short in a series circuit.

In Figure 12-179 , a circuit is designed to light a lamp. A

resistor is connected in the circuit to limit current flow. If the

resistor is shorted, as shown in the illustration, the current

flow increases and the lamp becomes brighter. If the applied

voltage were high enough, the lamp would burn out, but in

this case the fuse would protect the lamp by opening first.

Usually a short circuit produces an open circuit by either

blowing (opening) the fuse or burning out a circuit

component. But in some circuits, there may be additional

resistors which do not allow one shorted resistor to increase

the current flow enough to blow the fuse or burn out a

component. [Figure 12-180] Thus, with one resistor shorted

out, the circuit still functions since the power dissipated by

the other resistors does not exceed the rating of the fuse.

Tracing Shorts with the Ohmmeter

The shorted resistor can be located with an ohmmeter.

[Figure 12-181] First the switch is opened to isolate the

12-84Break

Break

VFigure 12-174. An open circuit.

Figure 12-175. Voltmeter across a lamp in an open circuit.+

Black leadNeedle moves

full-scale (short)

Conventional current

Initial charging of capacitor behaves like a shorted circuit.Red lead

0Simplified ohmmeter

+

+−Black leadNeedle moves

full-scale (open)

Full charge no current

Once charged, the capacitor behaves like an open circuit.Red lead

0Simplified ohmmeter

Figure 12-173. Basic test of a capacitor with an ohmmeter.

circuit components. In Figure 12-181 , this circuit is shown

with an ohmmeter connected across each of the resistors.

Only the ohmmeter connected across the shorted resistor

shows a zero reading, indicating that this resistor is shorted.

Tracing Shorts with the Voltmeter

To locate the shorted resistor while the circuit is functioning,

a voltmeter can be used. Figure 12-182 illustrates that when

a voltmeter is connected across any of the resistors that are

not shorted, a portion of the applied voltage is indicated on

the voltmeter scale. When it is connected across the shorted

resistor, the voltmeter reads zero.Troubleshooting Open Faults in a Parallel Circuit

The procedures used in troubleshooting a parallel circuit are

sometimes different from those used in a series circuit. Unlike a

series circuit, a parallel circuit has more than one path in which

current flows. A voltmeter cannot be used, since, when it is placed

across an open resistor, it reads the voltage drop in a parallel

branch. But an ammeter or the modified use of an ohmmeter

can be employed to detect an open branch in a parallel circuit.

If the open resistor shown in Figure 12-183 was not visually

apparent, the circuit might appear to be functioning properly,

because current would continue to flow in the other two

branches of the circuit. To determine that the circuit is not

operating properly, a determination must be made as to how the

circuit should behave when working properly. First, the total

resistance, total current, and the branch currents of the circuit

should be calculated as if there were no open in the circuit.

In this case, the total resistance can be simply determined by:

RT =R

N

Where RT is the total circuit resistance

N is the number of resistors

R is the resistor value

12-85BreakV

Break

ΩBreakΩ

Figure 12-176. Voltmeter across a resistor in an open circuit.

Figure 12-177. Using an ohmmeter to check a circuit component.Figure 12-178. Using an ohmmeter to locate an open in a circuit

component.

RT = = 10 Ω30 Ω

The total current of the circuit can now be determined

by using Ohm’s Law:

IT =ES

RT

Where IT is the total current

ES is the source voltage across the

parallel branch

RT is the total resistance of the

parallel branch

IT = = 3 amperes (total current)30 v

10 Ω

Each branch current should be determined in a similar

manner. For the first branch, the current is:

I1 =ES

R1

Where I1 is the current in the first branch

ES is the source voltage across the

parallel branch

R1 is the resistance of the first branch

I1 = = 1 ampere30 v

30 Ω

Because the other two branches are of the same resistive

value, then the current in each of those branches is 1 ampere

also. Adding up the amperes in each branch confirms the initial calculation of total current being 3 amperes.

Tracing an Open with an Ammeter

If the technician now places an ammeter in the circuit, the

total current would be indicated as 2 amperes as shown in

Figure 12-183 instead of the calculated 3 amperes. Since 1

ampere of current should be flowing through each branch,

it is obvious that one branch is open. If the ammeter is then

connected into the branches, one after another, the open

branch is eventually located by a zero ammeter reading.

Tracing an Open with an Ohmmeter

A modified use of the ohmmeter can also locate this type

of open. If the ohmmeter is connected across the open

resistor, as shown in Figure 12-184 , an erroneous reading

of continuity would be obtained. Even though the circuit

switch is open, the open resistor is still in parallel with R 1

and R 2, and the ohmmeter would indicate the open resistor

had a resistance of 15 ohms, the equivalent resistance of

the parallel combination of R 1 and R 2.

Therefore, it is necessary to open the circuit as shown in

Figure 12-185 in order to check the resistance of R 3. In this

way, the resistor is not shunted (paralleled) by R 1 and R 2. The

reading on the ohmmeter now indicates infinite resistance,

which means the open component has been isolated.

Troubleshooting Shorting Faults in Parallel Circuits

As in a series circuit, a short in a parallel circuit usually

causes an open circuit by blowing the fuse. But, unlike a

series circuit, one shorted component in a parallel circuit

stops current flow by causing the fuse to open. Refer to the

circuit in Figure 12-186 . If resistor R 3 is shorted, a path of

almost zero resistance is offered the current, and all the circuit

current flows through the branch containing the shorted

resistor. Since this is practically the same as connecting a

wire between the terminals of the battery, the current rises to

an excessive value, and the fuse opens. Since the fuse opens

almost as soon as a resistor shorts out, there is no time to

V

VSome voltage

ShortZero

voltage

Figure 12-182. Voltmeter connected across resistors.

Ω

Ω

Ω Ω40 Ω

50 ΩR1

R3R2

R4

10 Ω100 V

0 ΩFigure 12-179. A shorted resistor.

Figure 12-180. A short that does not open the circuit.

Figure 12-181. Using an ohmmeter to locate a shorted resistor.perform a current or voltage check. Thus, troubleshooting

a parallel DC circuit for a shorted component should be

accomplished with an ohmmeter. But, as in the case of

checking for an open resistor in a parallel circuit, a shorted

resistor can be detected with an ohmmeter only if one end

of the shorted resistor is disconnected and isolated from the

rest of the circuit.

Troubleshooting Shorting Faults in Series-Parallel

Circuits

Logic in Tracing an Open

Troubleshooting a series-parallel resistive circuit involves

locating malfunctions similar to those found in a series or

a parallel circuit. Figures 12-187 through 12-189 illustrate

three points of failure in a series-parallel circuit and their

generalized effects.

1. In the circuit shown in Figure 12-187 , an open has

occurred in the series portion of the circuit. When

the open occurs anywhere in the series portion of a

series-parallel circuit, current flow in the entire circuit

stops. In this case, the circuit does not function, and

the lamp, L 1, is not lit.

2. If the open occurs in the parallel portion of a series-

parallel circuit, as shown in Figure 12-188 , part of the

circuit continues to function. In this case, the lamp

continues to burn, but its brightness diminishes, since

the total resistance of the circuit has increased and the

total current has decreased.

3. If the open occurs in the branch containing the lamp,

as shown in Figure 12-189 , the circuit continues to

function with increased resistance and decreased

current, but the lamp does not light.

Tracing Opens with the Voltmeter

To explain how the voltmeter and ohmmeter can be used

to troubleshoot series-parallel circuits, the circuit shown in

Figure 12-190 has been labeled at various points. A point-

to-point description is listed below with expected results:

1. By connecting a voltmeter between points A and D,

the battery and switch can be checked for opens.

2. By connecting the voltmeter between points A and

B, the voltage drop across R 1 can be checked. This

voltage drop is a portion of the applied voltage.

3. If R 1 is open, the reading between B and D is zero.

4. By connecting a voltmeter between A and E, the

continuity of the conductor between the positive

terminal of the battery and point E, as well as the fuse,

30 Ω 30 ΩR1 30 VR2

30 ΩR3

A2aBreak

30 Ω 30 ΩR1R2

30 ΩR3BreakFigure 12-183. Finding an open branch in a parallel circuit.

Figure 12-184. A misleading ohmmeter indication.can be checked. If the conductor or fuse is open, the

voltmeter reads zero.

5. If the lamp is burning, it is obvious that no open

exists in the branch containing the lamp, and the

voltmeter could be used to detect an open in the branch

containing R 2 by removing lamp, L 1, from the circuit.

Troubleshooting the series portion of a series-parallel circuit

presents no difficulties, but in the parallel portion of the

circuit, misleading readings can be obtained.

Batteries

Primary Cell

The dry cell is the most common type of primary-cell battery

and is similar in its characteristics to that of an electrolytic

cell. This type of a battery is basically designed with a metal

electrode or graphite rod acting as the cathode (+) terminal,

immersed in an electrolytic paste. This electrode⁄electrolytic

build-up is then encased in a metal container, usually made

of zinc, which itself acts as the anode (−) terminal. When the

battery is in a discharge condition an electrochemical reaction

takes place resulting in one of the metals being consumed.

Because of this consumption, the charging process is not

reversible. Attempting to reverse the chemical reaction in a

primary cell by way of recharging is usually dangerous and

can lead to a battery explosion.

These batteries are commonly used to power items such as

flashlights. The most common primary cells today are found

in alkaline batteries, silver-oxide, and lithium batteries. The

earlier carbon-zinc cells, with a carbon post as cathode and a

zinc shell as anode were once prevalent but are not as common.

Secondary Cell

A secondary cell is any kind of electrolytic cell in which the

electrochemical reaction that releases energy is reversible.

The lead-acid car battery is a secondary-cell battery. The electrolyte is sulfuric acid (battery acid), the positive

electrode is lead peroxide, and the negative electrode is

lead. A typical lead-acid battery consists of six lead-acid

cells in a case. Each cell produces 2 volts, so the whole

battery produces a total of 12 volts.

Other commonly used secondary cell chemistry types are

nickel-cadmium (Ni-Cad), nickel-metal hydride (NiMH),

lithium-ion (Li-ion), and Lithium-ion polymer (Li-ion

polymer).

Lead-acid batteries used in aircraft are similar to automobile

batteries. The lead acid battery is made up of a series of

identical cells each containing sets of positive and negative

plates. Figure 12-191 illustrates each cell contains positive

plates of lead dioxide (PbO 2), negative plates of spongy lead,

and electrolyte (sulfuric acid and water). A practical cell is

constructed with many more plates than just two in order to get

the required current output. All positive plates are connected

together as well as all the negatives. Because each positive

plate is always positioned between two negative plates, there

are always one or more negative plates than positive plates.

Between the plates are porous separators that keep the

positive and negative plates from touching each other and

shorting out the cell. The separators have vertical ribs on

the side facing the positive plate. This construction permits

the electrolyte to circulate freely around the plates. In

addition, it provides a path for sediment to settle to the

bottom of the cell.

Each cell is seated in a hard rubber casing through the top

of which are terminal posts and a hole into which a nonspill

vent cap is screwed. The hole provides access for testing the

strength of the electrolyte and adding water. The vent plug

permits gases to escape from the cell with a minimum of

leakage of electrolyte, regardless of the position the airplane

might assume. [Figure 12-192] In level flight, the lead weight

R2L1Break

R2R1

L1

Break

R2R1

L1BreakFigure 12-187. An open in the series portion of a series-parallel

circuit.

Figure 12-188. An open in the parallel portion of a series-parallel

circuit.

Figure 12-189. An open lamp in a series-parallel circuit.

R1A

BR2R3

BreakOpen

30 Ω 30 ΩR1 30 VR2

30 ΩR3Figure 12-185. Opening a branch circuit to obtain an accurate

ohmmeter reading.

Figure 12-186. A shorted component causes the fuse to open.

permits venting of gases through a small hole. In inverted

flight, this hole is covered by the lead weight.

The individual cells of the battery are connected in series by

means of cell straps. [Figure 12-193] The complete assembly

is enclosed in an acid resisting metal container (battery box),

which serves as electrical shielding and mechanical protection.

The battery box has a removable top. It also has a vent tube

nipple at each end. When the battery is installed in an airplane, a

vent tube is attached to each nipple. One tube is the intake tube

and is exposed to the slipstream. The other is the exhaust vent

tube and is attached to the battery drain sump, which is a glass

jar containing a felt pad moistened with a concentrated solution

of sodium bicarbonate (baking soda). With this arrangement,

the airstream is directed through the battery case where battery

gases are picked up, neutralized in the sump, and then expelled

overboard without damage to the airplane.

To facilitate installation and removal of the battery in some

aircraft, a quick disconnect assembly is used to connect the

power leads to the battery. This assembly attaches the battery

leads in the aircraft to a receptacle mounted on the side of the

battery. [Figure 12-194] The receptacle covers the battery

terminal posts and prevents accidental shorting during the installation and removal of the battery. The plug consists of

a socket and a handwheel with a course pitch thread. It can

be readily connected to the receptacle by the handwheel.

Another advantage of this assembly is that the plug can be

installed in only one position, eliminating the possibility of

reversing the battery leads.

The voltage of lead acid cell is approximately two volts in order

to attain the voltage required for the application. Each cell is

then connected in series with heavy gauge metal straps to form

a battery. In a typical battery, such as that used in an aircraft for

starting, the voltage required is 12 or 24 volts. This voltage is

achieved by connecting six cells or twelve cells respectively

together in series and enclosing them in one plastic box.

12-89R2R1

L1A B C

D E F

Figure 12-190. Using the voltmeter to troubleshoot a series-parallel

circuit.

Vent cap

Terminal post

Supporting ribsCell container

PlatesCell cover

Separators

Figure 12-191. Lead-acid cell construction.Each cell containing the plates are filled with an electrolyte

composed of sulfuric acid and distilled water with a specific

gravity of 1.270 at 60 °F. This solution contains positive

hydrogen ions and negative sulfate (SO 4) ions that are free to

combine with other ions and form a new chemical compound.

When the cell is discharged, electrons leave the negative

plate and flow to the positive plates where they cause the

lead dioxide (PbO 2) to break down into negative oxygen

ions and positive lead ions. The negative oxygen ions join

with positive hydrogen ions from the sulfuric acid and form

water (H 2O). The negative sulfate ions join with the lead

ions in both plates and form lead sulfate (PbSO 4). After the

discharge, the specific gravity changes to about 1.150.

Battery Ratings

The voltage of a battery is determined by the number of

cells connected in series to form the battery. Although the

voltage of one lead-acid cell just removed from a charger is

approximately 2.2 volts, a lead-acid cell is normally rated at

approximately 2 volts. A battery rated at 12 volts consists of

6 lead-acid cells connected in series, and a battery rated at

24 volts is composed of 12 cells.

The most common battery rating is the ampere-hour rating.

This is a unit of measurement for battery capacity. It is

determined by multiplying a current flow in amperes by the

time in hours that the battery is being discharged.

A battery with a capacity of 1 ampere-hour should be able

to continuously supply a current of 1 amp to a load for

exactly 1 hour, or 2 amps for 1⁄2 hour, or 1⁄3 amp for 3 hours,

etc., before becoming completely discharged. Actually, the

ampere-hour output of a particular battery depends on the

rate at which it is discharged. Heavy discharge current heats

the battery and decreases its efficiency and total ampere-hour

output. For airplane batteries, a period of 5 hours has been

established as the discharge time in rating battery capacity.

However, this time of 5 hours is only a basis for rating and

does not necessarily mean the length of time during which the battery is expected to furnish current. Under actual service

conditions, the battery can be completely discharged within

a few minutes, or it may never be discharged if the generator

provides sufficient charge.

The ampere-hour capacity of a battery depends upon its total

effective plate area. Connecting batteries in parallel increases

ampere-hour capacity. Connecting batteries in series increases

the total voltage but not the ampere-hour capacity.

Life Cycle of a Battery

Battery life cycle is defined as the number of complete charge/

discharge cycles a battery can perform before its normal charge

capacity falls below 80 percent of its initial rated capacity.

Battery life can vary anywhere from 500 to 1,300 cycles.

Various factors can cause deterioration of a battery and shorten

its service life. The first is over-discharging, which causes

excess sulfation; second, too-rapid charging or discharging

that results in overheating of the plates and shedding of active

material. The accumulation of shed material, in turn, causes

shorting of the plates and results in internal discharge. A battery

that remains in a low or discharged condition for a long period

of time may be permanently damaged. The deterioration can

continue to a point where cell capacity can drop to 80 percent

after 1,000 cycles. In many cases, the cell can continue working

to nearly 2,000 cycles but with a diminished capacity of 60

percent of its original state.

Vent plug

Cell strapCells

Figure 12-193. Connection of storage battery.

Figure 12-194. A battery quick-disconnect assembly.

Inverted position

electrolyte

Vent

VentUpright position gases escape

Lead weight seated not sealed Lead weight seated

Figure 12-192. Nonspill battery vent plug.Lead-Acid Battery Testing Methods

The state of charge of a storage battery depends upon

the condition of its active materials, primarily the plates.

However, the state of charge of a battery is indicated by the

density of the electrolyte and is checked by a hydrometer,

an instrument that measures the specific gravity (weight as

compared with water) of liquids.

The most commonly used hydrometer consists of a small

sealed glass tube weighted at its lower end so it floats upright.

[Figure 12-195] Within the narrow stem of the tube is a paper

scale with a range of 1.100 to 1.300. When a hydrometer

is used, a quantity of electrolyte sufficient to float the

hydrometer is drawn up into the syringe. The depth to which

the hydrometer sinks into the electrolyte is determined by the

density of the electrolyte, and the scale value indicated at the

level of the electrolyte is its specific gravity. The more dense

the electrolyte, the higher the hydrometer floats; therefore,

the highest number on the scale (1.300) is at the lower end

of the hydrometer scale.

In a new, fully-charged aircraft storage battery, the electrolyte

is approximately 30 percent acid and 70 percent water (by

volume) and is 1.300 times as heavy as pure water. During

discharge, the solution (electrolyte) becomes less dense and

its specific gravity drops below 1.300. A specific gravity

reading between 1.300 and 1.275 indicates a high state of

charge; between 1.275 and 1.240, a medium state of charge;

and between 1.240 and 1.200, a low state of charge. Aircraft

batteries are generally of small capacity but are subject to

heavy loads. The values specified for state of charge are

therefore rather high. Hydrometer tests are made periodically

on all storage batteries installed in aircraft. An aircraft battery

in a low state of charge may have perhaps 50 percent charge

remaining, but is nevertheless considered low in the face of

heavy demands that would soon exhaust it. A battery in such a state of charge is considered in need of immediate recharging.

When a battery is tested using a hydrometer, the temperature

of the electrolyte must be taken into consideration. The

specific gravity readings on the hydrometer vary from

the actual specific gravity as the temperature changes. No

correction is necessary when the temperature is between

70 °F and 90 °F, since the variation is not great enough to

consider. When temperatures are greater than 90 °F or less

than 70 °F, it is necessary to apply a correction factor. Some

hydrometers are equipped with a correction scale inside the

tube. With other hydrometers, it is necessary to refer to a chart

provided by the manufacturer. In both cases, the corrections

should be added to, or subtracted from the reading shown

on the hydrometer.

The specific gravity of a cell is reliable only if nothing has

Low charge Medium charge High charge

Figure 12-195. Hydrometer (specific gravity readings).been added to the electrolyte except occasional small amounts

of distilled water to replace that lost as a result of normal

evaporation. Always take hydrometer readings before adding

distilled water, never after. This is necessary to allow time

for the water to mix thoroughly with the electrolyte and to

avoid drawing up into the hydrometer syringe a sample that

does not represent the true strength of the solution.

Exercise extreme care when making the hydrometer test of

a lead-acid cell. Handle the electrolyte carefully because

sulfuric acid burns clothing and skin. If the acid does contact

the skin, wash the area thoroughly with water and then apply

bicarbonate of soda.

Lead-Acid Battery Charging Methods

Passing direct current through the battery in a direction

opposite to that of the discharge current may charge a

storage battery. Because of the internal resistance (IR) in the

battery, the voltage of the external charging source must be

greater than the open circuit voltage. For example, the open

circuit voltage of a fully charged 12 cell, lead-acid battery is

approximately 26.4 volts (12 × 2.2 volts), but approximately

28 volts are required to charge it. This larger voltage is needed

for charging because of the voltage drop in the battery caused

by the internal resistance. Hence, the charging voltage of a

lead-acid battery must equal the open circuit voltage plus the

IR drop within the battery (product of the charging current

and the internal resistance).

Batteries are charged by either the constant voltage or

constant current method. In the constant voltage method

[Figure 12-196A] , a motor generator set with a constant,

regulated voltage forces the current through the battery. In

this method, the current at the start of the process is high but

automatically tapers off, reaching a value of approximately

1 ampere when the battery is fully charged. The constant

voltage method requires less time and supervision than does

the constant current method.

In the constant current method [Figure 12-196B] , the current

remains almost constant during the entire charging process.

This method requires a longer time to charge a battery fully

and, toward the end of the process, presents the danger of

overcharging, if care is not exercised.

In the aircraft, the storage battery is charged by direct current

from the aircraft generator system. This method of charging

is the constant voltage method, since the generator voltage

is held constant by use of a voltage regulator.

When a storage battery is being charged, it generates a

certain amount of hydrogen and oxygen. Since this is an explosive mixture, it is important to take steps to prevent

ignition of the gas mixture. Loosen the vent caps and

leave in place. Do not permit open flames, sparks, or other

sources of ignition in the vicinity. Before disconnecting

or connecting a battery to the charge, always turn off the

power by means of a remote switch. Figure 12-197 shows

battery charging equipment.

Nickel-Cadmium Batteries

Chemistry and Construction

Active materials in nickel-cadmium cells (Ni-Cad) are nickel

hydroxide (NiOOH) in the charged positive plate (Anode)

and sponge cadmium (Cd) in the charged negative plate

(Cathode). The electrolyte is a potassium hydroxide (KOH)

solution in concentration of 20–34 percent by weight pure

KOH in distilled water.

Sintered nickel-cadmium cells have relatively thin sintered

nickel matrices forming a plate grid structure. The grid

structure is highly porous and is impregnated with the active

positive material (nickel-hydroxide) and the negative material

(cadmium-hydroxide). The plates are then formed by sintering

nickel powder to fine-mesh wire screen. In other variations

of the process, the active material in the sintered matrix is

converted chemically, or thermally, to an active state and

then formed. In general, there are many steps to these cycles

of impregnation and formation. Thin sintered plate cells are

ideally suited for very high rate charge and discharge service.

Pocket plate nickel-cadmium cells have the positive or negative

active material, pressed into pockets of perforated nickel-plated

steel plates or into tubes. The active material is trapped securely

in contact with a metal current collector so active material

shedding is largely eliminated. Plate designs vary in thickness

A

B++

Constant current

charging circuitConstant voltage

charging circuit

Rheostat

A

OFFONV

RMotor

generator

Figure 12-196. Battery charging methods.depending upon cycling service requirements. The typical open

circuit cell voltage of a nickel-cadmium battery is about 1.25

volts. Figure 12-198 shows a nickel-cadmium aircraft battery.

Operation of Nickel-Cadmium Cells

When a charging current is applied to a nickel-cadmium

battery, the negative plates lose oxygen and begin forming

metallic cadmium. The active material of the positive plates,

nickel-hydroxide, becomes more highly oxidized. This

process continues while the charging current is applied or

until all the oxygen is removed from the negative plates and

only cadmium remains.

Toward the end of the charging cycle, the cells emit gas. This

also occurs if the cells are overcharged. This gas is caused by

decomposition of the water in the electrolyte into hydrogen

at the negative plates and oxygen at the positive plates. The

voltage used during charging, as well as the temperature,

determines when gassing occurs. To completely charge a

nickel-cadmium battery, some gassing, however slight, must

take place; thus, some water is used.

The chemical action is reversed during discharge. The

positive plates slowly give up oxygen, which is regained by

the negative plates. This process results in the conversion of

the chemical energy into electrical energy. During discharge,

the plates absorb a quantity of the electrolyte. On recharge,

the level of the electrolyte rises and, at full charge, the

electrolyte is at its highest level. Therefore, water should be

added only when the battery is fully charged.

The nickel-cadmium battery is usually interchangeable with

the lead-acid type. When replacing a lead-acid battery with

a nickel-cadmium battery, the battery compartment must be

clean, dry, and free of all traces of acid from the old battery.

The compartment must be washed out and neutralized with

ammonia or boric acid solution, allowed to dry thoroughly,

and then painted with an alkali resisting varnish.

The pad in the battery sump jar should be saturated with a

three percent (by weight) solution of boric acid and water

before connecting the battery vent system.

General Maintenance and Safety Precautions

Refer to the battery manufacturer for detailed service

instructions. Below are general recommendations for

maintenance and safety precautions. For vented nickel-

cadmium cells, the general maintenance requirements are:

1. Hydrate cells to supply water lost during overcharging.

2. Maintain inter-cell connectors at proper torque values.

3. Keep cell tops and exposed sides clean and dry.

Electrolyte spillage can form grounding paths. White moss around vent cap seals is potassium carbonate (K 2CO 3).

Clean up these surfaces with distilled water and dry. While

handling the caustic potassium hydroxide electrolyte, wear

safety goggles to protect the eyes. The technician should also

wear plastic gloves and an apron to protect skin and clothes.

In case of spillage on hands or clothes, neutralize the alkali

immediately with vinegar or dilute boric acid solution (one

pound per gallon of water); then rinse with clear water.

During overcharging conditions, explosive mixtures of

hydrogen and oxygen develop in nickel-cadmium cells.

When this occurs, the cell relief valves vent these gases

to the atmosphere, creating a potentially explosive hazard.

Additionally, room ventilation should be such as to prevent

a hydrogen build up in closed spaces from exceeding one

percent by volume. Explosions can occur at concentrations

above four percent by volume in air.

Sealed Lead Acid (SLA) Batteries

In many applications, sealed lead acid (SLA) batteries

are gaining in use over flooded lead acid and Ni-Cad

batteries. One leading characteristic of Ni-Cad batteries is

that they perform well in low voltage, full-discharge, high

cycle applications. However, they do not perform as well

Figure 12-197. Battery charger.Figure 12-198. Nickel-Cadmium aircraft battery.in extended standby applications, such as auxiliary or as

emergency battery packs used to power inertial reference

units or stand-by equipment (attitude gyro).

It is typical during the servicing of a Ni-Cad battery to

match as many as twenty individual cells in order to prevent

unbalance and thus cell reversal during end of discharge.

When a Ni-Cad does reverse, very high pressure and heat

can result. The result is often pressure seal rupture, and in

the worst case, a cell explosion. With SLA batteries, cell

matching is inherent in each battery. Ni-Cads also have an

undesirable characteristic caused by constant overcharge

and infrequent discharges, as in standby applications. It is

technically known as “voltage depression” and commonly

but erroneously called “memory effect.” This characteristic

is only detectable when a full discharge is attempted. Thus,

it is possible to believe a full charge exists, while in fact it

does not. SLA batteries do not have this characteristic voltage

depression (memory) phenomenon, and therefore do not

require scheduled deep cycle maintenance as do Ni-Cads.

The Ni-Cad emergency battery pack requires relatively

complicated test equipment due to the complex characteristics

of the Ni-Cad. Sealed lead acid batteries do not have these

temperamental characteristics and therefore it is not necessary

to purchase special battery maintenance equipment. Some

manufacturers of SLA batteries have included in the battery

packs a means by which the battery can be tested while still

installed on the aircraft. Ni-Cads must have a scheduled

energy test performed on the bench due to the inability to

measure their energy level on the aircraft, and because of

their notable “memory” shortcoming.

The SLA battery can be designed to alert the technician if a

battery is failing. Furthermore, it may be possible to test the

failure detection circuits by activating a Built in Test (BITE)

button. This practice significantly reduces FAA paperwork and

maintenance workload. Figure 12-199 shows a SLA battery.Lithium-Ion Batteries

Lithium-ion batteries are the primary type of battery for

many consumer type of equipment, such as cell phones,

battery-powered tools, and computers, but now they are also

being used in commercial and military aircraft. The FAA has

certified lithium-ion batteries to be used on aircraft and one

of the first aircraft to utilize the lithium-ion battery is the

Boeing 787. The three primary functional components of a

lithium-ion battery are the positive and negative electrodes and

electrolyte. Generally, the negative electrode of a conventional

lithium-ion cell is made from carbon. The positive electrode is

a metal-oxide, and the electrolyte is a lithium salt in an organic

solvent. The electrochemical roles of the electrodes reverse

between anode and cathode, depending on the direction of

current flow through the cell. Lithium-ion batteries can be

dangerous under some conditions and can pose a safety

hazard since they contain, unlike other rechargeable batteries,

a flammable electrolyte and are also kept pressurized. Under

certain conditions, they can overheat and a fire can occur.

The Boeing 787 aircraft utilizes two large 32V 8 cell lithium-

ion batteries. These batteries are much lighter and more

powerful than Ni-Cad batteries used in similar-sized aircraft.

These batteries can produce 150 A for airplane power up.

Figure 12-200 shows a B787 battery.

Inverters

An inverter is used in some aircraft systems to convert a

portion of the aircraft’s DC power to AC. This AC is used

mainly for instruments, radio, radar, lighting, and other

accessories. These inverters are usually built to supply

current at a frequency of 400 cps, but some are designed to

provide more than one voltage; for example, 26 volt AC in

one winding and 115 volts in another.

There are two basic types of inverters: the rotary and the

static. Either type can be single-phase or multiphase. The

multiphase inverter is lighter for the same power rating than

the single-phase, but there are complications in distributing

multiphase power and in keeping the loads balanced.

Figure 12-199. Sealed battery.Rotary Inverters

There are many sizes, types, and configurations of rotary

inverters. Such inverters are essentially AC generators and

DC motors in one housing. The generator field, or armature,

and the motor field, or armature, are mounted on a common

shaft that rotates within the housing. One common type of

rotary inverter is the permanent magnet inverter.

Permanent Magnet Rotary Inverter

A permanent magnet inverter is composed of a DC motor

and a permanent magnet AC generator assembly. Each has a

separate stator mounted within a common housing. The motor

armature is mounted on a rotor and connected to the DC supply

through a commutator and brush assembly. The motor field

windings are mounted on the housing and connected directly

to the DC supply. A permanent magnet rotor is mounted at

the opposite end of the same shaft as the motor armature, and

the stator windings are mounted on the housing, allowing

AC to be taken from the inverter without the use of brushes.

Figure 12-201 shows an internal wiring diagram for this

type of rotary inverter. The generator rotor has six poles,

magnetized to provide alternate North and South poles about

its circumference.

When the motor field and armature are excited, the rotor

begins to turn. As the rotor turns, the permanent magnet rotates

within the AC stator coils, and the magnetic flux developed

by the permanent magnets are cut by the conductors in the AC

stator coils. An AC voltage is produced in the windings whose

polarity changes as each pole passes the windings.

This type inverter may be made multiphase by placing more

AC stator coils in the housing in order to shift the phase the

proper amount in each coil.

As the name of the rotary inverter indicates, it has a revolving

armature in the AC generator section. Figure 12-202 shows

the diagram of a revolving armature, three phase inverter.

The DC motor in this inverter is a four pole, compound wound

motor. The four field coils consist of many turns of fine wire,

with a few turns of heavy wire placed on top. The fine wire

is the shunt field, connected to the DC source through a filter

and to ground through a centrifugal governor. The heavy

wire is the series field, which is connected in series with the

motor armature. The centrifugal governor controls the speed

by shunting a resistor that is in series with the shunt field

when the motor reaches a certain speed.

The alternator is a three-phase, four-pole, star-connected AC

generator. The DC input is supplied to the generator field

coils and connected to ground through a voltage regulator. The output is taken off the armature through three slip rings

to provide three-phase power. The inverter would be a single-

phase inverter if it had a single armature winding and one

slip ring. The frequency of this type unit is determined by

the speed of the motor and the number of generator poles.

Inductor-Type Rotary Inverter

Inductor-type inverters use a rotor made of soft iron laminations

with grooves cut laterally across the surface to provide poles

that correspond to the number of stator poles. [Figure 12-203]

The field coils are wound on one set of stationary poles and the

AC armature coils on the other set of stationary poles. When

DC is applied to the field coils, a magnetic field is produced.

The rotor turns within the field coils and, as the poles on the

rotor align with the stationary poles, a low reluctance path for

flux is established from the field pole through the rotor poles

to the AC armature pole and through the housing back to the

field pole. In this circumstance, there is a large amount of

magnetic flux linking the AC coils.

When the rotor poles are between the stationary poles, there

is a high reluctance path for flux, consisting mainly of air;

then, there is a small amount of magnetic flux linking the AC

coils. This increase and decrease in flux density in the stator

induces an alternating current in the AC coils.

The number of poles and the speed of the motor determine

the frequency of this type of inverter. The DC stator field

current controls the voltage. A cutaway view of an inductor-

type rotary inverter is shown in Figure 12-204 .

Figure 12-205 is a simplified diagram of a typical aircraft

AC power distribution system, utilizing a main and a standby

rotary inverter system.

Static Inverters

In many applications where continuous DC voltage must be

converted to alternating voltage, static inverters are used in

place of rotary inverters or motor generator sets. The rapid

progress made by the semiconductor industry is extending

Figure 12-200. Boeing 787 lithium-ion battery.the range of applications of such equipment into voltage and

power ranges that would have been impractical a few years

ago. Some such applications are power supplies for frequency

sensitive military and commercial AC equipment, aircraft

emergency AC systems, and conversion of wide frequency

range power to precise frequency power. [Figure 12-206]

The use of static inverters in small aircraft also has increased

rapidly in the last few years, and the technology has advanced to

the point that static inverters are available for any requirement

filled by rotary inverters. For example, 250 V A emergency AC

supplies operated from aircraft batteries are in production,

as are 2,500 V A main AC supplies operated from a varying

frequency generator supply. This type of equipment has certain

advantages for aircraft applications, particularly the absence

of moving parts and the adaptability to conduction cooling.

Static inverters, referred to as solid-state inverters, are

manufactured in a wide range of types and models that can

be classified by the shape of the AC output waveform and

the power output capabilities. One of the most commonly

used static inverters produces a regulated sine wave output. A

block diagram of a typical regulated sine wave static inverter

is shown in Figure 12-207 . This inverter converts a low DC

voltage into higher AC voltage. The AC output voltage is

held to a very small voltage tolerance, a typical variation

of less than 1 percent with a full input load change. Output

taps are normally provided to permit selection of various

voltages; for example, taps may be provided for 105, 115,

and 125 volt AC outputs. Frequency regulation is typically

within a range of one cycle for a 0–100 percent load change.

Variations of this type of static inverter are available, many

of which provide a square wave output.

Since static inverters use solid-state components, they are considerably smaller, more compact, and much lighter in

weight than rotary inverters. Depending on the output power

rating required, static inverters that are no larger than a typical

airspeed indicator can be used in aircraft systems. Some of

the features of static inverters are:

1. High efficiency

2. Low maintenance, long life

3. No warmup period required

4. Capable of starting under load

5. Extremely quiet operation

6. Fast response to load changes

Static inverters are commonly used to provide power for

such frequency sensitive instruments as the attitude gyro and

directional gyro. They also provide power for autosyn and

magnesyn indicators and transmitters, rate gyros, radar, and

other airborne applications. Figure 12-208 is a schematic of

a typical small jet aircraft auxiliary battery system. It shows

the battery as input to the inverter and the output inverter

circuits to various subsystems.

Semiconductors

To understand why solid-state devices function as they do,

it is necessary to examine the composition and nature of

semiconductors. The two most common materials used for

semiconductors are germanium and silicon. The essential

characteristic of these elements is that each atom has four

valence electrons to share with adjacent atoms in forming

bonds. While both elements are used in semiconductor

construction, silicon is preferred in most modern applications

due to its ability to operate over a wider range of temperatures.

The nature of a bond between two silicon atoms is such that

each atom provides one electron to share with the other.

The two electrons shared are in fact shared equally between

the two atoms. This form of sharing is known as a covalent

bond. Such bonds are very stable and hold the two atoms

together very tightly requiring much energy to break this

bond. [Figure 12-209] In this case, all of the outer electrons

are used to make covalent bonds with other silicon atoms.

In this condition, because all of the outer shell atoms are

used, silicon takes on the characteristic of a good insulator,

due to the fact that there are no open positions available for

electrons to migrate through the orbits.

For the silicon crystal to conduct electricity, there must be

some means available to allow some electrons to move from

place to place within the crystal, regardless of the covalent

bonds present between the atoms. One way to accomplish this

is to introduce an impurity, such as arsenic or phosphorus, into

the crystal structure, which either provides an extra electron

or create a vacant position in the outer shell for electrons

AC coilField coil

Field coilCommutator

Permanent magnet rotor

FilterAC output DC inputA B

G

R A

B

Figure 12-201. Internal wiring diagram of single-phase permanent magnet rotary inverter.

to pass though. The method used to create this condition is

called doping.

Doping

Doping is the process by which small amounts of additives

called impurities are added to the semiconductor material

to increase their current flow by adding a few electrons or

a few holes. Once the material is doped, it then falls into

one of two categories: the N-type semiconductor and the

P-type semiconductor.

An N-type semiconductor material is one that is doped with

an N-type or a donor impurity. Elements such as phosphorus,

arsenic, and antimony are added as impurities and have five

outer electrons to share with other atoms. This causes the

semiconductor material to have an excess electron. Due to the surplus of electrons, the electrons are then considered the

majority current carriers. This electron can easily be moved

with only a small applied electrical voltage. Current flow

in an N-type silicon material is similar to conduction in a

copper wire. That is, with voltage applied across the material,

electrons will move through the crystal towards the positive

terminal just like current flows in a copper wire.

A P-type semiconductor is one that is doped with a P-type or

an acceptor impurity. Elements such as boron, aluminum, and

gallium have only three electrons in the valence shell to share

with the silicon atom. Those three electrons form covalent

bonds with adjacent silicon atoms. However, the expected

fourth bond cannot be formed and a complete connection

is impossible here, leaving a “hole” in the structure of the

crystal. There is an empty place where an electron would

naturally go, and often an electron moves into that space.

AC field40 ohms500 ohms

1250 ohms

Brush

connections

DC

shunt

fieldDC Filter

MotorGovernor

AlternatorSlip ringsTerminal

board

Voltage

regulatorGrounded

can

Noise

slideRectifierPlug rear view27.5 volt inputCommon ground inverter

A

A

B

CD1

4B

CD115 volt 3 phase 400 cycle AC

output phase sequence ACB

DC

series

field+

+–+

–AC

condenser

Figure 12-202. Internal wiring diagram of three-phase, revolving armature.

However, the electron filling the hole left a covalent bond

behind to fill this empty space, which leaves another hole

behind as it moves. Another electron may then move into

that particular hole, leaving another hole behind. As this

progression continues, holes appear to move as positive

charges throughout the crystal. This type of semiconductor

material is designated P-type silicon material. Figure 12-210

shows the progression of a hole moving through a number

of atoms. Notice that the hole illustrated at the far left of

top depiction of Figure 12-210 attracts the next valence

electron into the vacancy, which then produces another vacancy called a hole in the next position to the right. Once

again, this vacancy attracts the next valence electron. This

exchange of holes and electrons continues to progress and

can be viewed in one of two ways. The first way that this

flow can be seen as that of electron movement. The electron

is shown in Figure 12-210 as moving from the right to the

left through a series of holes. Likewise, the second depiction

in Figure 12-210 of the motion of the vacated hole can be

seen as migrating from the left to the right. This view is often

called hole movement. The valence electron in the structure

progresses along a path detailed by the arrows. Holes,

12-98AC output Field

winding

DC

Flux lines

Magnetic fluxN

NS

S

NN

SS

Figure 12-203. Diagram of basic inductor-type inverter.

however, move along a path opposite that of the electrons.

PN Junctions & the Basic Diode

A single type of semiconductor material by itself is not very

useful. Useful applications are developed only when a single

component contains both P-type and N-type materials. The

semiconductor diode is also known as a PN junction diode.

This is a two-element semiconductor device that makes

use of the rectifying properties of a PN junction to convert

alternating current into direct current by permitting current

flow in one direction only.

Figure 12-211 illustrates the electrical characteristics of

an unbiased diode, which means that no external voltage

is applied. The P-side in the illustration is shown to have

many holes, while the N-side shows many electrons. The

electrons on the N-side tend to diffuse out in all directions.

When an electron enters the P region, it becomes a minority

carrier. By definition, a minority carrier is an electron or hole,

whichever is the less dominant carrier in a semiconductor

device. In P-type materials, electrons are the minority carrier

and in N-type material, the hole is considered the minority

carrier. With so many holes around the electron, the electron

soon drops into a hole. When this occurs, the hole then

disappears, and the conduction band electron becomes a

valence electron.Each time an electron crosses the PN junction, it creates a

pair of ions. Figure 12-211 shows this area outlined by dashed

lines. The circled plus signs and the circled negative signs

are the positive and negative ions, respectively. These ions

are fixed in the crystal and do not move around like electrons

or holes in the conduction band. Thus, the depletion zone

constitutes a layer of a fixed charge. An electrostatic field,

represented by a small battery in Figure 12-211 , is established

across the junction between the oppositely charged ions.

The junction barrier is an electrostatic field, which has been

created by the joining of a section of N-type and P-type

material. Because holes and electrons must overcome this

field to cross the junction, the electrostatic field is usually

called a barrier. Because there is a lack or depletion of free

electrons and holes in the area around the barrier, this area is

called the depletion region. [Figure 12-211] As the diffusion

of electrons and holes across the junction continue, the

strength of the electrostatic field increases until it is strong

enough to prevent electrons or holes from crossing over.

At this point, a state of equilibrium exists, and there is no

further movement across the junction. The electrostatic field

created at the junction by the ions in the depletion zone is

called a barrier.

Forward Biased Diode

Figure 12-212 illustrates a forward biased PN junction. When

an external voltage is applied to a PN junction, it is called

bias. In a forward biased PN junction or diode, the negative

voltage source is connected to the N-type material and the

positive voltage source is connected to the P-type material.

In this configuration, the current can easily flow. If a battery

is used to bias the PN junction and it is connected in such a

way that the applied voltage opposes the junction field, it has

the effect of reducing the junction barrier and consequently

aids in the current flow through the junction.

The electrons move toward the junction and the right end

of the diode becomes slightly positive. This occurs because

electrons at the right end of the diode move toward the

junction and leave positively charged atoms behind. The

positively charged atoms then pull electrons into the diode

from the negative terminal of the battery.

When electrons on the N-type side approach the junction,

they recombine with holes. Basically, electrons are flowing

into the right end of the diode, while the bulk of the electrons

in the N-type material move toward the junctions. The

left edge of this moving front of electrons disappears by

dropping into holes at the junction. In this way, there is a

continuous current of electrons from the battery moving

toward the junction.

Housing, stator and coil assembly

Armature Resistor

Head assembly

Fan

Yoke assembly

ResistorBrush assemblyCommutator

Condenser

Brush retainer capRotor

Figure 12-204. Cutaway view of inductor-type rotary inverter.

When the electrons hit the junction, they then become

valence electrons. Once a valence electron, they can then

move through the holes in the P-type material. When the

valence electrons move through the P-type material from

the right to the left, a similar movement is occurring with

the holes by moving from the left side of the P-type material

to the right. Once the valence electron reaches the end of

the diode, it then flows back into the positive terminal of

the battery.

In summary:

1. Electron leaves negative terminal of the battery and

enters the right end (N-type material) of the diode.

2. Electron then travels through the N-type material.

3. The electron nears the junction and recombines and

becomes a valence electron.

4. The electron now travels through the P-type material

as a valence electron.

5. The electron then leaves the diode and flows back to

the positive terminal of the battery.Reverse Biased Diode

When the battery is turned around as shown in Figure 12-213 ,

then the diode is reverse biased and current does not flow. The

most noticeable effect seen is the widened depletion zone.

The applied battery voltage is in the same direction as the

depletion zone field. Because of this, holes and electrons tend

to move away from the junction. Simply stated, the negative

terminal attracts the holes away from the junction, and the

positive terminal attracts the electrons away from the barrier.

Therefore, the result is a wider depletion zone. This action

increases the barrier width because there are more negative

ions on the P-side of the junction and more positive ions on

the N-side of the junction. This increase in the number of

ions at the junction prevents current flow across the barrier

by the majority carriers.

To summarize, the important thing to remember is that these

PN junction diodes offer very little resistance to current when

the diode is forward biased. Maximum resistance happens

AC switching

relayAC primary bus

AC secondary bus

MAIN

StdbyOff

Left

generator

DC bus

Inverter switch

DC powerMain

inverter

power

relayMain

inverter

AC bus tie

breaker

Weather radar

From main

inverter only

From standby

inverter onlyCircuit energized by

standby inverter only with

inverter switch set to main

and radar switch set to on.

RMI card

RMI pointer 26 VAC busor

Engine oil pressure ratio

Oil pressure Standby

inverterSecondary

inverter

power

relay

Right

generator

DC bus

115 VAC power 26 VAC power

Figure 12-205. A typical aircraft AC power distribution system using main and standby rotary inverters.

Figure 12-206. Static inverter.

when the diode is reversed biased. Figure 12-214 shows a

graph of the current characteristics of a diode that is biased

in both directions.

Rectifiers

Many devices in an aircraft require high amperage, low

voltage DC for operation. This power may be furnished by

DC engine-driven generators, motor generator sets, vacuum tube rectifiers, or dry disk or solid-state rectifiers.

In aircraft with AC systems, a special DC generator is not

desirable since it would be necessary for the engine accessory

section to drive an additional piece of equipment. Motor

generator sets, consisting of air-cooled AC motors that drive

DC generators, eliminate this objection because they operate

directly off the AC power system. Vacuum tube or various

types of solid-state rectifiers provide a simple and efficient

method of obtaining high voltage DC at low amperage.

Dry disk and solid-state rectifiers, on the other hand, are an

excellent source of high amperage at low voltage.

A rectifier is a device that transforms AC into DC by limiting

or regulating the direction of current flow. The principal

types of rectifiers are dry disk and solid state. Solid-state,

or semiconductor, rectifiers have replaced virtually all

other types; and, since dry disk and motor generators are

largely limited to older model aircraft, the major part of the

study of rectifiers is devoted to solid-state devices used for

rectification. The two methods discussed in this handbook

Gear control

Flaps

Spoiler

Wheel master

Nose steering relay

Yaw trim

Altitude gyroAuxiliary

batteryNormally

closed relay

Directional gyroRoll trim

ADFOn

(MOM)

OffGear, flap, spoiler

switch

Pilot’s audio

Copilot’s map light

Transceiver

On

OffGyros

Battery

Inverter

Right fwd bus

Right fwd bus

Transceiver light

Altitude

gyro lightDirectional

gyro light

Figure 12-208. Auxiliary battery system using static inverter.

Resonant filter

regulator

Output keyer

Buffer amplifier

DC regulator

Square wave

oscillatorDC inputAC output

Figure 12-207. Regulated sine wave static inverter.

are the half-wave rectifier and the full-wave rectifier.

Half-Wave Rectifier

Figure 12-215 illustrates the basic concept of a half-wave

rectifier. When an AC signal is on a positive swing as shown

in Figure 12-215A , the polarities across the diode and the load

resistor are also positive. In this case, the diode is forward

biased and can be replaced with a short circuit as shown in

the figure. The positive portion of the input signal appears across the load resistor with no loss in potential across the

series diode.

Figure 12-215B now shows the input signal being reversed.

Note that the polarities across the diode and the load resistor are

also reversed. In this case, the diode is now reverse biased and

can be replaced with an equivalent open circuit. The current

in the circuit is now 0 amperes and the voltage drop over the

load resistor is 0 volts. The resulting waveform for a complete

12-102Si

SiSi Si

Si Si

Si Si SiSi

A

B

Electron movement

Silicon atom showing one of the electrons in its

valence shell

Silicon atom in which one electron has broken out of

its valence shell and left a hole

Electron moving from one silicon atom to another

and leaving a holeHole movement

N-type P-type

N-typeDepletion zone

Represents electrostatic fieldP-type

Figure 12-209. Valence electrons.

Figure 12-210. A hole moving through atoms.Figure 12-211. Depletion region.

sinusoidal input can be seen at the far right of Figure 12-215 .

The output waveform is a reproduction of the input waveform

minus the negative voltage swing of the wave. For this reason,

this type of rectifier is called a half-wave rectifier.Full-Wave Rectifier

Figure 12-216 illustrates a more common use of the diode as

a rectifier. This type of a rectifier is called a full-wave bridge

rectifier. The term “full-wave” indicates that the output is a

continuous sequence of pulses rather than having gaps that

appear in the half-wave rectifier.

Figure 12-216C shows the initial condition, during which, a

positive portion of the input signal is applied to the network.

Note the polarities across the diodes. Diodes D2 and D4 are

reverse biased and can be replaced with an open circuit.

Diodes D1 and D3 are forward biased and act as an open

circuit. The current path through the diodes is clear to see, and

the resulting waveform is developed across the load resistor.

During the negative portion of the applied signal, the diodes

reverse their polarity and bias states. The result is a network

shown in Figure 12-216D . Current now passes through diodes

D4 and D2, which are forward biased, while diodes D1 and

D3 are essentially open circuits due to being reverse biased.

Note that during both alternations of the input waveform, the

current passes through the load resistor in the same direction.

This results in the negative swing of the waveform being

flipped up to the positive side of the time line.

Dry Disk

Dry disk rectifiers operate on the principle that electric

current flows through a junction of two dissimilar conducting

materials more readily in one direction than it does in the

opposite direction. This is true because the resistance to

current flow in one direction is low, while in the other

direction it is high. Depending on the materials used, several

amperes may flow in the direction of low resistance but only

12-103N-typeNarrow depletion zone

P-type

+ –Holes Electrons

Electron flowe –N-typeWide depletion zoneP-type

+ –

Figure 12-212. Forward biased PN junction.Figure 12-213. Reversed diode.

a few milliamperes in the direction of high resistance.

Three types of dry disk rectifiers may be found in aircraft:

the copper oxide rectifier, the selenium rectifier, and the

magnesium copper-sulfide rectifier. The copper oxide

rectifier consists of a copper disk upon which a layer of

copper oxide has been formed by heating. [Figure 12-217]

It may also consist of a chemical copper oxide preparation

spread evenly over the copper surface. Metal plates, usually

lead plates, are pressed against the two opposite faces of the

disk to form a good contact. Current flow is from the copper

to the copper oxide.

The selenium rectifier consists of an iron disk, similar to a

washer, with one side coated with selenium. Its operation is

similar to that of the copper oxide rectifier. Current flows

from the selenium to the iron.

The magnesium copper sulfide rectifier is made of washer-

shaped magnesium disks coated with a layer of copper

sulfide. The disks are arranged similarly to the other types.

Current flows from the magnesium to the copper sulfide.

Types of Diodes

Today, there are many varieties of diodes that can be grouped

into one of several basic categories.

Power Rectifier Diodes

The rectifier diode is usually used in applications that require

high current, such as power supplies. The range in which

the diode can handle current can vary anywhere from one

ampere to hundreds of amperes. One common example

of diodes is the series of diodes, part numbers 1N4001

to 1N4007. The “1N” indicates that there is only one PN

junction, or that the device is a diode. The average current

carrying range for these rectifier diodes is about one ampere

with a peak inverse voltage between 50 volts to 1,000 volts.

Larger rectifier diodes can carry currents up to 300 amperes

when forward biased and have a peak inverse voltage of 600

volts. A recognizable feature of the larger rectifier diodes

is that they are encased in metal in order to provide a heat sink. [Figure 12-218]

Zener Diodes

Zener diodes (sometimes called “breakdown diodes”) are

designed so that they break down (allow current to pass)

when the circuit potential is equal to or in excess of the

desired reverse bias voltage. The range of reverse bias

breakdown-voltages commonly found can range from 2

volts to 200 volts depending on design. Once a specific

reverse bias voltage has been reached, the diode conducts

and behaves like a constant voltage source. Within the

normal operating range, the zener functions as a voltage

regulator, waveform clipper, and other related functions.

Below the desired voltage, the zener blocks the circuit like

any other diode biased in the reverse direction. Because

the zener diode allows free flow in one direction when it

is used in an AC circuit, two diodes connected in opposite

directions must be used. This takes care of both alternations

of current. Power ratings of these devices range from about

250 milliwatts to 50 watts.

Special Purpose Diodes

The unique characteristics of semiconductor material have

allowed for the development of many specialized types of

diodes. A short description of some of the more common diode

types is given for general familiarization. [Figure 12-219]

Light-Emitting Diode (LED)

In a forward biased diode, electrons cross the junction

and fall into holes. As the electrons fall into the valence

band, they radiate energy. In a rectifier diode, this energy

is dissipated as heat. However, in the light-emitting diode

(LED), the energy is dissipated as light. By using elements

such as gallium, arsenic, and phosphorous, an LED can be

designed to radiate colors, such as red, green, yellow, blue,

and infrared light. LEDs that are designed for the visible light

portion of the spectrum are useful for instruments, indicators,

and even cabin lighting. The advantages of the LED over the

incandescent lamps are longer life, lower voltage, faster on

and off operations, and less heat.

A

BA

BRL

Forward bias (Short circuit)++

−−

+

RL

++

−−

+−

Reverse bias (Open circuit)V–V+

Time120 v

–120 vV–V+

Time120 v

V–V+

TimeInput Signal Circuit Depiction Output Wave-form Across Load ResistorHalf-wave Rectification

Figure 12-215. Basic concept of half-wave rectifier.120v 90v 60v 30v

1v 2v 3v 4v 5v60 mA

50 mA

40 mA

30 mA

20 mA

10 mA

600 Aμ

1200 Aμ

Junction diode characteristics

Figure 12-214. Diode biased in both directions.

Liquid Crystal Displays (LCD)

The liquid crystal display (LCD) has an advantage over the

LED in that it requires less power to operate. Where LEDs

commonly operate in the milliwatt range, the LCD operates in the microwatt range. The liquid crystal is encapsulated

between two glass plates. When voltage is not applied to the

LCD, the display is clear. However, when a voltage is applied,

the result is a change in the orientation of the atoms of the

crystals. The incident light is then reflected in a different

direction. A frosted appearance results in the regions that have

voltage applied and permits distinguishing of numeric values.

Photodiode

Thermal energy produces minority carriers in a diode. The

higher the temperature, the greater the current in a reverse

current diode. Light energy can also produce minority

carriers. By using a small window to expose the PN junction,

a photodiode can be built. When light falls upon the junction

of a reverse-biased photodiode, electrons-hole pairs are

created inside the depletion layer. The stronger the light,

the greater the number of light-produced carriers, which in

turn causes a greater magnitude of reverse-current. Because

of this characteristic, the photodiode can be used in light

detecting circuits.

Varactors

The varactor is simply a variable-capacitance diode. The

reverse voltage applied controls the variable-capacitance

of the diode. The transitional capacitance decreases as

the reverse voltage is increasingly applied. In many

12-105DB A

CRLD2 D1

D3 D4+

−+−

RLD1

D3+

−++

+−−

−RLD2

D4+

−++

+−−

−V–V+

Time120 v

–120 vInput signal

V–V+

Time120 v 120 vOutput wave-form

Across load resistorCircuit depiction

Current

CurrentCurrent

Current

Figure 12-216. Full-wave bridge rectifier.applications, the varactor has replaced the old mechanically

tuned capacitors. Varactors can be placed in parallel with

an inductor and provide a resonant tank circuit for a tuning

circuit. By simply varying the reverse voltage across the

varactor, the resonant frequency of the circuit can be adjusted.

Schottky Diodes

Schottky diodes are designed to have metal, such as gold,

silver, or platinum, on one side of the junction and doped

silicon, usually an N-type, on the other side of the junction.

This type of a diode is considered a unipolar device because

free electrons are the majority carrier on both sides of the

junction. The Schottky diode has no depletion zone or charge

storage, which means that the switching time can be as high as

300 MHz. This characteristic exceeds that of the bipolar diode.

Diode Identification

Figure 12-218 illustrates a number of methods employed

for identifying diodes. Typically manufacturers place some

form of an identifier on the diode to indicate which end is

the anode and which end is the cathode. Dots, bands, colored

bands, the letter ‘k’ or unusual shapes indicate the cathode

end of the diode.Introduction to Transistors

The transistor is a three-terminal device primarily used

to amplify signals and control current within a circuit.

[Figure 12-220] The basic two-junction semiconductor must

have one type of region sandwiched between two of the other

type. The three regions in a transistor are the collector (C),

which is moderately doped, the emitter (E), which is heavily

doped, and the base (B), which is significantly less doped.

The alternating layers of semiconductor material type provide

the common commercial name for each type of transistor. The

interface between the layers is called a junction. Selenium

and germanium diodes previously discussed are examples

of junction diodes. Note that the sandwiched layer or base

is significantly thinner than the collector or the emitter. In

general, this permits a “punching through” action for the

carriers passing between the collector and emitter terminals.

Classification

The transistors are classified as either NPN or PNP according

to the arrangement of their N and P-materials. The NPN

transistor is formed by introducing a thin region of P-material

between two regions of N-type material. The opposite is true

for the PNP configuration.

The two basic types of transistors along with their circuit

Approx. 0.75"Schematic symbol

General purpose signal diodes

Approx. 0.1"

(+) Anode Cathode (−)(+) Anode Cathode (−)

Cathode (−) (+) AnodeApprox. 0.2"Approx. 1.5"

Rectifier diodes 35 ampere silicon rectifier

Figure 12-218. General purpose diodes.

CopperLead

Insulating washer

Insulating tube

Pressure plateCopper oxide

Direction of

circuit flow

Figure 12-217. Copper oxide dry disk rectifier.

symbols are shown in Figure 12-221 . Note that the two

symbols are different. The horizontal line represents the base,

and two angular lines represent the emitter and collector. The

angular line with the arrow on it is the emitter, while the line

without is the collector. The direction of the arrow on the

emitter determines whether or not the transistor is a PNP or

an NPN type. If the arrow is pointing in, the transistor is a PNP. On the other hand, if the arrow is pointing out, then it

is an NPN type.

Transistor Theory

As discussed in the section on diodes, the movement of

the electrons and holes can be considered current. Electron

current moves in one direction, while hole current travels in

the opposite direction. In transistors, both electrons and holes

act as carriers of current.

A forward biased PN junction is comparable to a low-

resistance circuit element, because it passes a high current

for a given voltage. On the other hand, a reverse-biased PN

junction is comparable to a high-resistance circuit element.

By using Ohm’s Law formula for power (P = I2R) and

assuming current is held constant through both junctions, it

can be concluded that the power developed across the high

resistance junction is greater than that developed across a low

resistance junction. Therefore, if a crystal were to contain

two PN junctions, one forward biased and the other reverse

biased, and a low-power signal injected into the forward

biased junction, a high-power signal could be produced at

the reverse-biased junction.

To use the transistor as an amplifier, some sort of external

bias voltage must modify each of the junctions. The first PN

junction (emitter-base) is biased in the forward direction.

This produces a low resistance. The second junction, which

is the collector-base junction, is reverse biased to produce a

high resistance. [Figure 12-222]

Schottky diode

Step-recovery diode

ZenerLED

Photodiode

Varactor

Figure 12-219. Schematic symbols for special purpose diodes.With the emitter-base junction biased in the forward direction,

electrons leave the negative terminal of the battery and enter

the N-material. These electrons pass easily through the

emitter, cross over the junction, and combine with the hole

in the P-material in the base. For each electron that fills a

hole in the P-material, another electron leaves the P-material,

which creates a new hole and enters the positive terminal of

the battery.

The second PN junction, which is the base-collector junction,

is reverse biased. This prevents the majority carriers from

crossing the junction, thus creating a high-resistance circuit.

It is worth noting that there still is a small current passing

through the reversed PN junction in the form of minority

carriers—that is, electrons in the P-material and holes in the

N-material. The minority carriers play a significant part in

the operation of the NPN transistor.

Figure 12-223 illustrates the basic interaction of the NPN

junction. There are two batteries in the circuit used to bias the

NPN transistor. Vbb is considered the base voltage supply,

rated in this illustration at 1 volt, and the battery voltage

Vcc, rated at 6 volts, is called the collector voltage supply.

Current within the external circuit is simply the movement

of free electrons originating at the negative terminal of the

battery and flowing to the N-material. [Figure 12-223]

As the electrons enter the N-material, they become the

majority carrier and move through the N-material to the

emitter-base PN junction. This emitter-base junction is

forward biased at about 0.65 to 0.7 volts positive with

respect to the emitter and presents no resistance to the flow of

electrons from the emitter into the base, which is composed of

P-material. As these electrons move into the base, they drop

into available holes. For every electron that drops into a hole,

another electron exits the base by way of the base lead and

becomes the base current or Ib. Of course, when one electron

leaves the base, a new hole is formed. From the standpoint of

the collector, these electrons that drop into holes are lost and of no use. To reduce this loss of electrons, the transistor is

designed so that the base is very thin in relation to the emitter

and collector, and the base is lightly doped.

Most of the electrons that move into the base fall under the

influence of the reverse bias of the collector. While collector-

base junction is reverse biased with respect to the majority

carriers, it behaves as if it is forward biased to the electrons

or minority carriers in this case. The electrons are accelerated

through the collector-base junction and into the collector. The

collector is comprised of the N-type material; therefore, the

electrons once again become the majority carrier. Moving

easily through the collector, the electrons return to the

positive terminal of the collector supply battery Vcc, which

is shown in Figure 12-223 as Ic.

Because of the way this device operates to transfer current

(and its internal resistances) from the original conduction path

to another, its name is a combination of the words “transfer”

and “resistor”—transistor.

PNP Transistor Operation

The PNP transistor generally works the same way as the

NPN transistor. The primary difference is that the emitter,

base, and collector materials are made of different material

than the NPN. The majority and minority current carriers

are the opposite in the PNP to that of the NPN. In the case

of the PNP, the majority carriers are the holes instead of the

electrons in the NPN transistor. To properly bias the PNP, the

polarity of the bias network must be reversed.

Identification of Transistors

Figure 12-224 illustrates some of the more common transistor

lead identifications. The methods of identifying leads vary

due to a lack of a standard and require verification using

manufacturer information to properly identify. However, a

short description of the common methods is discussed below.

Figure 12-224D shows an oval-shaped transistor. The

collector lead in this case is identified by the wide space

between it and the lead for the base. The final lead at the

far left is the emitter. In many cases, colored dots indicate

the collector lead, and short leads relative to the other leads

indicate the emitter. In a conventional power diode, as seen

in Figure 12-224E , the collector lead is usually a part of the

mounting bases, while the emitter and collector are leads or

tines protruding from the mounting surface.

Field Effect Transistors

Another transistor design that has become more important

than the bipolar transistor is the field-effect transistor (FET).

The primary difference between the bipolar transistor and the

FET is that the bipolar transistor has two PN junctions and

P N P Emitter Collector

BasePN junctions

N P N Emitter Collector

BasePN junctions

P N PEmitter Collector

Base

N P NBase

Emitter Collector

BaseBaseFigure 12-220. Transistor.

Figure 12-221. Two basic transistors with circuit symbols.is a current-controlled device, while the FET has only one

PN junction and is a voltage-controlled device. Within the

FET family, there are two general categories of components.

One category is called the junction FET (JFET), which has

only one PN junction. The other category is known as the

enhancement-type or metal-oxide JET (MOSFET).

Figure 12-225 shows the basic construction of the JFET and

the schematic symbol. In this figure, it can be seen that the

drain (D) and source (S) are connected to an N-type material,

and the gate (G) is connected to the P-type material. With

gate voltage Vgg set to 0 volts and drain voltage Vdd set to

some positive voltage, a current flows between the source

and the drain, through a narrow band of N-material. If then,

Vgg is adjusted to some negative voltage, the PN junction

is reverse biased, and a depletion zone (no charge carriers)

is established at the PN junction. By reducing the region of

noncarriers, it has the effect of reducing the dimensions of the

N-channel, resulting in a reduction of source to drain current.

Because JFETs are voltage-controlled devices, they have some

advantages over the bipolar transistor. One such advantage

is that because the gate is reverse biased, the circuit that it

is connected to sees the gate as a very high resistance. This

means that the JFET has less of an insertion influence in the

circuit. The high resistance also means that less current is used.

Like many other solid-state devices, careless handling and

static electricity can damage the JFET. Technicians should

take all precautions to prevent such damage.

Metal-Oxide-Semiconductor FET (MOSFET)

Figure 12-226 illustrates the general construction and the

schematic symbol of the MOSFET transistor. The biasing

arrangement for the MOSFET is essentially the same as that

for the JFET. The term “enhancement” comes from the idea

that when there is no bias voltage applied to the gate (G),

then there is no channel for current conduction between the source (S) and the drain (D). By applying a greater voltage on

the gate (G), the P-channel begins to materialize and grow in

size. Once this occurs, the source (S) to drain (D) current Id

increases. The schematic symbol reflects this characteristic

by using a broken line to indicate that the channel does not

exist without a gate bias.

Common Transistor Configurations

A transistor may be connected in one of three different

configurations: common-emitter (CE), common-base (CB),

and common-collector (CC). The term “common” is used

to indicate which element of the transistor is common

to both the input and the output. Each configuration has

its own characteristics, which makes each configuration

suitable for particular applications. A way to determine what

configuration you may find in a circuit is to first determine

which of the three transistor elements is used for the input

signal. Then, determine the element used for the output

signal. At that point, the remaining element, (base, emitter,

or collector) is the common element to both the input and

output, and thus you determine the configuration.

Common-Emitter (CE) Configuration

This is the configuration most commonly used in amplifier

+

+

EmitterVcc = 6 voltsCollector Reverse biased junctionHole [blue]

Electron [green]

lbVbb = 1 voltForward biased

junction

lelc

N

P

NBase

+

−+

−Figure 12-222. NPN transistor.

Figure 12-223. NPN Junction.circuits because they provide good gains for voltage, current,

and power. The input signal is applied to the base-emitter

junction, which is forward biased (low resistance), and the

output signal is taken off the collector-emitter junction,

which is reverse biased (high resistance). Then the emitter

is the common element to both input and output circuits.

[Figure 12-227]

When the transistor is connected in a CE configuration, the

input signal is injected between the base and emitter, which

is a low-resistance, low-current circuit. As the input signal

goes positive, it causes the base to go positive relative to

the emitter. This causes a decrease in the forward bias,

which in turn reduces the collector current I C and increases

the collector voltage (E C being more negative). During the

negative portion of the input signal, the voltage on the base

is driven more negative relative to the emitter. This increases

the forward bias and allows an increase in collector current IC and a decrease in collector voltage (E C being less negative

and going positive). The collector current, which flows

through the reverse-biased junction, also flows through a

high-resistance load resulting in a high level of amplification.

Because the input signal to the CE goes positive when the

output goes negative, the two signals are 180° out of phase.

This is the only configuration that provides a phase reversal.

The CE is the most popular of the three configurations

because it has the best combination of current and voltage

gain. Gain is a term used to indicate the magnitude of

amplification. Each transistor configuration has its unique

gain characteristics even though the same transistors are used.

Common-Collector (CC) Configuration

This transistor configuration is usually used for impedance

matching. It is also used as a current driver due to its high

current gain. It is also very useful in switching circuits

since it has the ability to pass signals in either direction.

[Figure 12-227]

In the CC circuit, the input signal is applied to the base, and the

output signal is taken from the emitter, leaving the collector as

the common point between the input and the output. The input

resistance of the CC circuit is high, while the output resistance

is low. The current gain is higher than that in the CE, but it has

a lower power gain than either the CE or CB configuration. Just

like the CB configuration, the output signal of the CC circuit

is in phase with the input signal. The CC is typically referred

to as an emitter-follower because the output developed on the

emitter follows the input signal applied to the base.

Common-Base (CB) Configuration

The primary use of this configuration is for impedance

matching because it has low input impedance and high

output resistance. Two factors, however, limit the usefulness

of this circuit application. First is the low-input resistance

and second is its lack of current, which is always below 1.

Since the CB configuration gives voltage amplification, there

are some applications for this circuit, such as microphone

amplifiers. [Figure 12-227]

In the CB circuit, the input signal is applied to the emitter and

the output signal is taken from the collector. In this case, both

the input and the output have the base as a common element.

When an input signal is applied to the emitter, it causes the

emitter-base junction to react in the same manner as that in

the CE circuit. When an input adds to the bias, it increases

the transistor current; conversely, when the signal opposes

the bias, the current in the transistor decreases.

The signal adds to the forward bias, since it is applied to

the emitter, causing the collector current to increase. This

increase in I C results in a greater voltage drop across the

+

Gate (G)Gate (G)

Drain (D)Drain (D)ID

IS

VGG

VDD

Source (S)Source (S)N-material

P-materialCharge free or depletion zone

P-channel N-channel

JFET symbolJFET construction

Drain (D) Source (S)Gate (G)−

+−+

+−

Figure 12-225. JFET and the schematic symbol.

Color dot

Color dotE

E

EB B

CCBC

EB C

A B C D E

E

B

Figure 12-224. Common transistor lead identifications.

load resistor RL, thus lowering the collector voltage E C.

The collector voltage, in becoming less negative, swings in a

positive direction and is therefore in phase with the incoming

positive signal.

Vacuum Tubes

The use of vacuum tubes in aircraft electrical and electronic

systems has rapidly declined due to the many advantages

of using transistors. However, some systems still employ

vacuum tubes in special applications, and possibly some

older model aircraft still in service are equipped with devices

that use vacuum tubes. While these components may still

be in service, their infrequent occurrence does not warrant

a detailed discussion.

Originally, vacuum tubes were developed for radio work.

They are used in radio transmitters as amplifiers for

controlling voltage and current, as oscillators for generating

audio and radio frequency signals, and as rectifiers for

converting AC into DC. While there are many types of

vacuum tubes for a variety of applications, the most common

types fall into one of the following families: (1) diode, (2)

triode, (3) tetrode, and (4) pentode. Each of these vacuum

tube types operates on the following fundamental principles.

When a piece of metal is heated, the speed of the electrons

in the metal is increased. If the metal is heated to a high

enough temperature, the electrons are accelerated to the

point where some of them actually leave the surface of the

metal. In a vacuum tube, electrons are supplied by a piece of

metal called a cathode, which is heated by an electric current.

Within limits, the hotter the cathode, the greater the number

of electrons it gives off or emits.

To increase the number of electrons emitted, the cathode is usually coated with special chemical compounds. If an

external field does not draw the emitted electrons away, they

form about the cathode into a negatively-charged cloud called

the space charge. The accumulation of negative electrons

near the emitter repels others coming from the emitter. The

emitter, if insulated, becomes positive because of the loss of

electrons. This establishes an electrostatic field between the

cloud of negative electrons and the now positive cathode. A

balance is reached when only enough electrons flow from the

cathode to the area surrounding it to supply the loss caused

by diffusion of the space charge.

Gate (G)Applied voltage +

Drain (D) Source (S)

P-material

MOSFET symbolMOSFET construction+ −

N-MOSFETDrain (D) Source (S)Gate (G)

P-MOSFETDrain (D) Source (S)Gate (G)

N N

NPN

InputOutputPNP

InputOutput

NPN

InputOutput

NPN

Input OutputPNP

Input OutputPNP

InputOutputCommon-emitter

Common-collector

Common-baseFigure 12-226. General construction and schematic symbol of

MOSFET transistor.

Figure 12-227. Transistor configurations (common-emitter,

common-collector, common-base).Filtering

One of the more common uses of the capacitor and inductor

that the technician may find in the field is that of the filter.

Filtering Characteristics of Capacitors

The nature of capacitance opposes a voltage change across its

terminal by storing energy in its electrostatic field. Whenever

the voltage tends to rise, the capacitor converts this voltage

change to stored energy. When the voltage tends to fall, the

capacitor converts this stored energy back to voltage. The use

of a capacitor for filtering the output of a rectifier is illustrated

in Figure 12-228 . The rectifier is shown as a block, and the

capacitor C 1 is connected in parallel with the load R 1.

The capacitor C 1 is chosen to offer very low impedance to

the AC ripple frequency and very high impedance to the

DC component. The ripple voltage is therefore bypassed

to ground through the low impedance path of the capacitor,

while the DC voltage is applied unchanged to the load. The

effect of the capacitor on the output of the rectifier can be seen

in the waveshapes shown in Figure 12-229 . Dotted lines show

the rectifier output, while the solid lines show the effect of

the capacitor. In this example, full-wave rectifier outputs are

shown. The capacitor C 1 charges when the rectifier voltage

output tends to increase and discharges when the voltage

output tends to decrease. In this manner, the voltage across

the load R 1 is kept fairly constant.Filtering Characteristics of Inductors

The inductance provided by an inductor may be used as a

filter, because it opposes a change in current through it by

storing energy in its electromagnetic field. Whenever the

current increases, the stored energy in the electromagnetic

field increases. When the current through the inductor

decreases, the inductor supplies the energy back into the

circuit in order to maintain the existing flow of current.

The use of an inductor for filtering the output of a rectifier

is shown in Figure 12-230. Note that in this network the

inductor L 1 is in series with the load R 1.

The inductance L 1 is selected to offer high impedance to the

AC ripple voltage and low impedance to the DC component.

The result is a very large voltage drop across the inductor

and a very small voltage drop across the load R 1. For the

DC component, however, a very small voltage drop occurs

across the inductor and a very large voltage drop across the

load. The effect of an inductor on the output of a full-wave

rectifier in the output waveshape is shown in Figure 12-231 .

Common Filter Configurations

Capacitors and inductors are combined in various ways to

provide more satisfactory filtering than can be obtained

with a single capacitor or inductor. These are referred to

collectively as LC filters. Several combinations are shown

schematically in Figure 12-232 . Note that the L, or inverted

L-type, and the T-type filter sections resemble schematically

12-112the corresponding letters of the alphabet. The pi-type filter

section resembles the Greek letter pi (π) schematically.

All the filter sections shown are similar in that the inductances

are in series and the capacitances are in parallel with the

load. The inductances must, therefore, offer very high

impedance and the capacitors very low impedance to the

ripple frequency. Since the ripple frequency is comparatively

low, the inductances are iron core coils having large values

of inductance (several henries). Because they offer such

high impedance to the ripple frequency, these coils are called

chokes. The capacitors must also be large (several microfarads)

to offer very little opposition to the ripple frequency. Because

the voltage across the capacitor is DC, electrolytic capacitors

are frequently used as filter capacitors. Always observe the

correct polarity in connecting electrolytic capacitors.

LC filters are also classified according to the position of

the capacitor and inductor. A capacitor input filter is one in

which the capacitor is connected directly across the output

terminals of the rectifier. A choke input filter is one in which

a choke precedes the filter capacitor.

If it is necessary to increase the applied voltage to more than

a single rectifier can tolerate, the usual solution is to stack

them. These rectifiers are similar to resistors added in series.

Each resistor drops a portion of the applied voltage rather than

the total voltage. The same theory applies to rectifiers added

in series or stacked. Series stacking increases the voltage

rating. If, for example, a rectifier is destroyed with an applied

voltage exceeding 50 volts, and it is to be used in a circuit

with an applied voltage of 150 volts, stacking of diodes can

be employed. The result is shown in Figure 12-233 .

Basic LC Filters

Analog filters are circuits that perform signal processing

functions, specifically intended to remove unwanted signal

components, such as ripple, and enhance desired signals. The

simplest analog filters are based on combinations of inductors

and capacitors. The four basic categories of filters discussed

are: low-pass, high-pass, band-pass and band-stop. All these

types are collectively known as passive filters, because they

do not depend on any external power source.

The operation of a filter relies on the characteristic of variable

inductive and capacitive reactance based on the applied

frequency. In review, the inductor blocks high-frequency

signals (high reactance) and conducts low-frequency

signals (low reactance), while capacitors do the reverse.

A filter in which the signal passes through an inductor, or

in which a capacitor provides a path to earth, presents less

attenuation (reduction) to a low-frequency signal than to a

high-frequency signal and is considered a low-pass filter. If

the signal passes through a capacitor, or has a path to ground through an inductor, then the filter presents less attenuation

to high-frequency signals than low-frequency signals and

is then considered a high-pass filter. Typically after an AC

signal is rectified, the pulses of voltage are changed to usable

form of DC by way of filtering.

Low-Pass Filter

A low-pass filter is a filter that passes low frequencies well,

but attenuates (reduces) higher frequencies. The so-called

cutoff frequency divides the range of frequencies that are

passed and the range of frequencies that are stopped. In other

words, the frequency components higher than the cutoff

frequency are stopped by a low-pass filter. The actual amount

of attenuation for each frequency varies by filter design.

An inductive low-pass filter inserts an inductor in series with

the load, where a capacitive low-pass filter inserts a resistor

in series and a capacitor in parallel with the load. The former

filter design tries to block the unwanted frequency signal

while the latter tries to short it out. Figure 12-234 illustrates

this type of circuit and the frequency/current flow response.

High-Pass Filter (HPF)

A high-pass filter (HPF) is a filter that passes high frequencies

well, but attenuates (reduces) frequencies lower than the

cutoff frequency. The actual amount of attenuation for each

frequency varies once again depending on filter design. In

some cases, it is called a low-cut filter. A HPF is essentially

the opposite of a low-pass filter.

It is useful as a filter to block any unwanted low frequency

components of a signal while passing the desired higher

frequencies. Figure 12-235 illustrates this type of circuit and

the frequency/current flow response.

Band-Pass Filter

A band-pass filter is basically a combination of a high-

pass and a low-pass. There are some applications where

a particular range of frequencies need to be singled out or

filtered from a wider range of frequencies. Band-pass filter

circuits are designed to accomplish this task by combining

the properties of low-pass and high-pass into a single

filter. Figure 12-236 illustrates this type of circuit and the

frequency/current flow response.

Band-Stop Filter

In signal processing, a band-stop filter or band-rejection filter

is a filter that passes most frequencies unaltered, but attenuates

those in a range to very low levels. It is the opposite of a band-

pass filter. A notch filter is a band-stop filter with a narrow

stopband (high Q factor). Notch filters are used in live sound

reproduction (public address (PA) systems) and in instrument

DC C1R1AC inputRectifier

Voltage across C1 with

large load circuitVoltage across C1 with

small load circuit

L1

R1AC inputRectifierLoad

Figure 12-228. A capacitor used as a filter.

Figure 12-229. Half-wave and full-wave rectifier outputs using

capacitor filter.

Figure 12-230. An inductor used as a filter. Figure 12-231. Output of an inductor filter rectifier.amplifier (especially amplifiers or preamplifiers for acoustic

instruments, such as acoustic guitar, mandolin, bass instrument

amplifier, etc.) to reduce or prevent feedback, while having

little noticeable effect on the rest of the frequency spectrum.

Other names include “band limit filter,” “T-notch filter,” “band-

elimination filter,” and “band-rejection filter.”

Typically, the width of the stop-band is less than 1 to 2

decades (that is, the highest frequency attenuated is less than

10 to 100 times the lowest frequency attenuated). In the audio

band, a notch filter uses high and low frequencies that may

be only semitones apart.

A band-stop filter is the general case. A notch filter is a specific

type of band-stop filter with a very narrow range. Also called

band-elimination, band-reject, or notch filters, this kind of

filter passes all frequencies above and below a particular

range set by the component values. Not surprisingly, it can

be made out of a low-pass and a high-pass filter, just like

the band-pass design, except that this time we connect the

two filter sections in parallel with each other instead of in

series. Figure 12-237 illustrates this type of circuit and the frequency/current flow response.

Amplifier Circuits

An amplifier is a device that enables an input signal to control

an output signal. The output signal has some or all of the

characteristics of the input signal but generally is a greater

magnitude than the input signal in terms of voltage, current,

or power. Gain is the basic function of all amplifiers. Because

of this gain, we can expect the output signal to be greater than

the input signal. For example, if we have an input signal of

1 volt and an output signal of 10 volts, then the gain factor

can be determined by:

Gain = Signal out /signal in

Gain = 10 V/1 V = 10

V oltage gain is usually used to describe the operation of a

small gain amplifier. In this type of an amplifier, the output

signal voltage is larger than the input signal voltage. Power

gain, on the other hand, is usually used to describe the

operation of large signal amplifiers. In the case of power gain

amplifiers, the gain is not based on voltage but on watts. A

power amplifier is an amplifier in which the output signal

power is greater than the input signal power. Most power

amplifiers are used as the final stage of amplification and

drive the output device. The output device could be a flight

deck or cabin speaker, an indicator, or antenna. Whatever the

device, the power to make it work comes from the final stage

of amplification. Drivers for autopilot servos are sometimes

contained in line replaceable units (LRUs) called autopilot

amplifiers. These units take the low signal commands from

the flight guidance system and amplify the signals to a level

usable for driving the servo motors.

Classification

The classification of a transistor amplifier circuit is

determined by the percentage of the time that the current

flows through the output circuit in relation to the input signal.

There are four classifications of operation: A, AB, B, and C.

Each class of operation has a certain use and characteristic.

No individual class of amplifiers is considered the best. The

best use of an amplifier is a matter of proper selection for

the particular operation desired.

150 V 150 V50 V

50 V

50 V

Figure 12-233. Stacking diodes in a circuit.

A

B

C

DC1

L-filterLoad

C1

Inverted L-filterLoad

T -filterLoad C1

π-filterLoad C1C2

Figure 12-232. LC filters.

Class A

In the Class A operation, the current in the transistor

flows for 100 percent or 360° of the input signal.

[Figure 12-238] Class A operation is the least efficient class

of operation but provides the best fidelity. Fidelity simply

means that the output signal is a good reproduction of the

input signal in all respects other than the amplitude, which is

amplified. In some cases, there may be some phase shifting

between the input signal and the output signal. Typically,

the phase difference is 180°. If the output signal is not a

good reproduction of the input signal, then the signal is said

to be distorted. Distortion is any undesired change to the

signal from the input to the output.

The efficiency of an amplifier refers to the amount of power delivered to the output compared to the power supplied to the

circuit. Every device in the circuit consumes power in order

to operate. If the amplifier operates for 360° of input signal,

then it is using more power than if it was using only 180°

of input signal. The more power consumed by the amplifier,

the less there is available for the output signal. Usually the

Class A amplifier is used where efficiency is of little concern

and where fidelity in reproduction is desired.

Class AB

In the Class AB operation, the transistor current flows for more

than 50 percent but less than 100 percent of the input signal.

[Figure 12-239] Unlike the Class A amplifier, the output

signal is distorted. A portion of the output circuit appears to

be truncated. This is due to the lack of current through the

transistor during this point of operation. When the emitter in this

case becomes positive enough, the transistor cannot conduct

because the base to emitter junction is no longer forward

biased. The input signal going positive beyond this point does

not produce any further output and the output remains level.

The Class AB amplifier has a better efficiency and a poorer

fidelity than the Class A amplifier. These amplifiers are used

when an exact reproduction of the input is not required but

both the positive and negative portions of the input signals

need to be available on the output.

Class B

In Class B operation, the transistor current flows for only 50

percent of the input signal. [Figure 12-240] In this illustration,

the base-emitter bias does not allow the transistor to conduct

whenever the input signal is greater than zero. In this case, only

the negative portion of the input signal is reproduced. Unlike

the rectifier, the Class B amplifier does not only reproduce half

of the input signal, but it also amplifies it. Class B amplifiers

are twice as efficient as the Class A amplifier because the

amplifying device only uses power for half of the input signal.

Class C

In Class C operations, transistor current flows for less than

50 percent of the input signal. [Figure 12-241] This class of

Low-pass filterLoadCurrent

Frequency

Frequency response

High-pass filterLoadCurrent

Frequency

Frequency response

Band-pass filterLoadBand-pass filterLoadCurrent

Frequency

Frequency responseFigure 12-234. Low-pass filter.

Figure 12-235. High-pass filter.Figure 12-236. Band-pass filter.operation is the most efficient. Because the transistor does

not conduct except during a small portion of the input signal,

this is the most efficient class of amplifier. The distortion of

the Class C amplifier is greater (poor fidelity) than the Class

A, AB, and B amplifiers because a small portion of the input

signal is reproduced on the output. Class C amplifiers are used

when the output signal is used for only small portions of time.Methods of Coupling

Coupling is used to transfer a signal from one stage on an

amplifier to another stage. Regardless of whether an amplifier

is a single stage or one in a series of stages, there must be a

method for the signal to enter and leave the circuit. Coupling

is the process of transferring the energy between circuits.

There are a number of ways for making this transfer and to

discuss these methods in detail goes beyond the scope of this

handbook. However, four methods are listed below with a

brief description of their operation.

Direct Coupling

Direct coupling is the connection of the output of one stage

directly to the input of the next stage. Direct coupling provides

a good frequency response because no frequency-sensitive

components, such as capacitors and inductors, are used. Yet

this method is not used very often due to the complex power

supply requirements and the impedance matching problems.

RC Coupling

RC coupling is the most common method of coupling and

12-116Band-pass filterLoadBand-pass filterLoadCurrent

Frequency

Frequency response

Figure 12-237. Band-stop filter.uses a coupling capacitor and signal developing resistors.

[Figure 12-242] In this circuit, R1 acts as a load resistor

for Q1 and develops the output signal for that stage. The

capacitor C1 blocks the DC bias signal and passes the AC

output signal. R2 then becomes the load over which the

passes AC signal is developed as an input to the base of Q2.

This arrangement allows for the bias voltage of each stage to

be blocked, while the AC signal is passed to the next stage.

Impedance Coupling

Impedance coupling uses a coil as a load for the first

stage but otherwise functions just as an RC coupling.

[Figure 12-243] This method is similar to the RC coupling

method. The difference is that R1 is replaced with inductor

L1 as the output load. The amount of signal developed on the

output load depends on the inductive reactance of the coil. In

order for the inductive reactance to be high, the inductance

must be large; the frequency must be high or both. Therefore,

load inductors should have relatively large amounts of

inductance and are most effective at high frequencies.

Transformer Coupling

Transformer coupling uses a transformer to couple the signal from one stage to the next. [Figure 12-244] The transformer

action of T1 couples the signal from the first stage to the second

stage. The primary coil of T1 acts as a load for the output of

the first stage while the secondary coil acts as the developing

impedance for the second stage Q2. Transformer coupling is very

efficient and the transformer can aid in impedance matching.

Feedback

Feedback occurs when a small portion of the output signal is

sent back to the input signal to the amplifier. There are two

types of feedback in amplifiers:

1. Positive (regenerative)

2. Negative (degenerative)

The main difference between these two signals is whether

the feedback signal adds to the input signal or if the feedback

signal diminishes the input signal.

When the feedback is positive, the signal being returned to

the input is in phase with the input signal and thus interferes

constructively. Figure 12-245 illustrates this concept applied

in the amplified circuit through a block diagram. Notice

that the feedback signal is in phase with the input signal,

which regenerates the input signal. This results in an output

signal with amplitude greater than would have been without

the constructive, positive feedback. This type of positive

feedback is what causes an audio system to squeal.

Figure 12-245 also illustrates with a block diagram how

negative or degenerative feedback occurs. In this case, the

feedback signal is out of phase with the input signal. This

causes destructive interference and degenerates the input

signal. The result is a lower amplitude output signal than

would have occurred without the feedback.

Operational Amplifiers (OP AMP)

An operational amplifier (OP AMP) is designed to be used

with other circuit components and performs either computing

functions or filtering. [Figure 12-246] Operational amplifiers

are usually high-gain amplifiers with the amount of gain

governed by the amount of feedback.

Operational amplifiers were originally developed for analog

computers and used to perform mathematical functions.

Today many devices use the operational amplifier for DC

amplifiers, AC amplifiers, comparators, oscillators, and filter

circuits. The widespread use is due to the fact that the OP

AMP is a versatile device, small, and inexpensive. Built into

the integrated chip, the operational amp is used as a basic

building block of larger circuits.

There are two inputs to the operational amplifier, inverting (−)

and non-inverting (+), and there is one output. The polarity

NPN

Input

Class A amplifierOutputVCC

VEE+

NPN

Input

Class AB amplifierOutputVCC

VEE+

NPN

Input

Class B amplifierOutputVCC

VEE+

−Figure 12-238. Simplified Class A amplifier circuit. Figure 12-239. Simplified Class AB amplifier circuit.

Figure 12-240. Simplified Class B amplifier circuit.of a signal applied to the inverting input (−) is reversed at the

output. A signal applied to the non-inverting (+) input retains

its polarity on the output. To be classified as an operational

amplifier, the circuit must have certain characteristics:

1. Very high gain

2. Very high input impedance

3. Very high output impedance

This type of a circuit can be made up of discrete components,

such as resistors and transistors. However, the most common

form of an operational amplifier is found in the integrated

circuit. This integrated circuit or chip contains the various

stages of the operational amplifier and can be treated as if it

were a single stage.

Applications

The number of applications for OP AMPs is too numerous to

detail in this handbook. However, the technician occasionally

comes across these devices in modern aircraft and should be

able to recognize their general purpose in a circuit. Some of

the basic applications are:

1. Go/no-go detectors

2. Square wave circuits

3. Non-inverting amplifier

4. Inverting amplifier5. Half-wave rectifier

Input

Impedance coupled amplifierOutput

Q1Q2 C1

VCCL1

Figure 12-243. Simplified impedance coupling circuit.

NPN

Input

Class C amplifierOutputVCC

VEE+

Input

RC coupled amplifierOutput

Q1Q2 C1

VCCR1 R2

Figure 12-241. Simplified Class C amplifier circuit.Figure 12-242. Simplified RC coupling circuit.

Magnetic Amplifiers

Magnetic amplifiers do not amplify magnetism but use

electromagnetism to amplify a signal. Essentially, the

magnetic amplifier is a power amplifier with a very limited

frequency response. The frequency range most commonly

associated with the magnetic amplifier is 100 Hz and less,

which places it in the audio range. As a technical point, the

magnetic amplifier is a low-frequency amplifier.

Advantages of the magnetic amplifier are:

1. Very high efficiency, on the order of approximately

90 percent

2. High reliability

3. Very rugged, able to withstand vibrations, moisture,

and overloads

4. No warm-up time

Some of the disadvantages of the magnetic amplifier are:

1. Incapacity to handle low-voltage signals

2. Not usable in high-frequency applications

3. Time delay associated with magnetic affects

4. Poor fidelity

The basic operating principles of the magnetic amplifier are

fairly simple. Keep in mind that all amplifiers are current

control devices. In this particular case, power that is delivered to the load is controlled by a variable inductance.

If an AC voltage is applied to the primary winding of an

iron core transformer, the iron core is magnetized and

demagnetized at the same frequency as that of the applied

voltage. This, in turn, induces a voltage in the transformers

secondary winding. The output voltage across the terminals

of the secondary depends on the relationship of the number

of turns in the primary and the secondary of the transformer.

The iron core of the transformer has a saturation point

after which the application of a greater magnetic force

produces no change in the intensity of magnetization.

Hence, there is no change in transformer output, even if the

input is greatly increased. The magnetic amplifier circuit

in Figure 12-247 is used to explain how a simple magnetic

amplifier functions.

1. Assume that there is 1 ampere of current in coil A,

which has 10 turns of wire. If coil B has 10 turns of

wire, an output of 1 ampere is obtained if coil B is

properly loaded.

2. By applying direct current to coil C, the core of the

magnetic amplifier coil can be further magnetized.

Assume that coil C has the proper number of turns and,

upon the application of 30 milliamperes, that the core

Input

Transformer coupled amplifierOutput

Q1Q2 T1

VCC

Input

Positive feedback

Negative feedbackOutput

Input Output

Figure 12-244. Simplified transformer coupling circuit.Figure 12-245. Feedback.is magnetized to the point where 1 ampere on coil A

results in only 0.24 ampere output from coil B.

3. By making the DC input to coil C a continuous variable

from 0 to 30 milliamperes and by maintaining an

input of 1 ampere on coil A, it is possible to control

the output of coil B to any point between 0.24 ampere

and 1 ampere in this example.

The term “amplifier” is used for this arrangement because,

by use of a few milliamperes, control of an output of 1 or

more amperes is obtained.

Saturable-Core Reactor

The same procedure can be used with the circuit shown

in Figure 12-248 . A saturable-core reactor is a magnetic-

core coil whose reactance is controlled by changing the

permeability of the core. Varying the unidirectional flux

controls the permeability of the core.

By controlling the extent of magnetization of the iron ring,

it is possible to control the amount of current flowing to

the load, since the amount of magnetization controls the

impedance of the AC input winding. This type of magnetic

amplifier is called a simple saturable reactor circuit.

Adding a rectifier to such a circuit would remove half the

cycle of the AC input and permit DC to flow to the load. The

amount of DC flowing in the load circuit is controlled by a

DC control winding (sometimes referred to as bias). This type

of magnetic amplifier is referred to as being self-saturating.

To use the full AC input power, a circuit such as that shown

in Figure 12-249 may be used. This circuit uses a full-wave

bridge rectifier. The load receives a controlled DC by using

the full AC input. This type of circuit is known as a self-

saturating, full-wave magnetic amplifier.

In Figure 12-250, it is assumed that the DC control winding

is supplied by a variable source, such as a sensing circuit. To control such a source and use its variations to control the AC

output, it is necessary to include another DC winding that has

a constant value. This winding, referred to as the reference

winding, magnetizes the magnetic core in one direction.

The DC control winding, acting in opposition to the reference

winding, either increases (degenerative) or decreases

(regenerative) the magnetization of the core to change the

amount of current flowing through the load. This is essentially

a basic preamplifier.

Logic Circuits

Logic is considered the science of reasoning—the development

of a reasonable conclusion based on known information.

Human reasoning tells us that certain propositions are true if

certain conditions or premises are true. An annunciator being

lit in the master warning panel is an example of a proposition,

which is either true or false. For example, predetermined and

designed conditions must be met in order for an annunciator

in a master warning panel to be lit. A “LOW HYDRAULIC

PRESS” annunciator may have a simple set of conditions

that cause it to be illuminated. If the conditions are met, such

as a hydraulic reservoir that is low on fluid causing the line

press to be low, then the logic is true and the annunciator

lights. Several propositions, when combined, form a logical

function. In the example above, the “LOW HYDRAULIC

PRESS” annunciator is on if the LED is not burned out and

the hydraulic press is low or if the LED is not burned out

and the annunciator test is being asserted.

This section on logic circuits only serves as an introduction

to the basic concepts. The technician encounters many

Inputs

Power supply requirementsOutput+VCC

−VEE

+VCC

−VEE−

+

InputsOutput−

+

InputsOutput−

+Input/output requirements

Feedback

Figure 12-246. Schematic symbol for the operational amplifier.

situations or problems in everyday life that can be expressed

in some form of a logical function. Many problems and

situations can be condensed down to simple yes⁄no or

true⁄false statements that, if logically ordered, can filter

a problem down to a reasonable answer. The digital logic

circuits are well suited for this task and have been employed

in today’s integrated circuits found in virtually all of the

devices that we take for granted in modern aircraft. These

logical circuits are used to carry out the logical functions for

such things as navigation and communications. There are

several fundamental elements that form the building blocks

of the complex digital systems found in line replaceable

units (LRUs) and avionics card cages. The following is

a very basic outline of what those elements are and what

logic conditions they process. It is far beyond the scope of this handbook to cover digital logic systems due to the vast

body of knowledge that it represents. However, this serves

as an introduction and, in some limited cases, is useful in

reading system block diagrams that use logic symbols to aid

the technician in understanding how a given circuit operates.

Logic Polarity

Electrical pulses can represent two logic conditions and

any two differing voltages can be used for this purpose. For

example, a positive voltage pulse could represent a true or 1

condition and a negative voltage pulse could then represent a

false or 0 logic condition. The condition in which the voltage

changes to represent a true or 1 logic is known as the logic

polarity. Logic circuits are usually divided into two broad

classes: positive polarity and negative polarity. The voltage

levels used and a statement indicating the use of positive

or negative logic is usually specified in the logic diagrams

provided by the original equipment manufacturers (OEMs).

Positive

When a signal that activates a circuit to a 1, true or high

condition, has an electrical level that is relatively more

positive than the other 0 or false condition, then the logic

polarity is said to be positive. An example would be:

Active State: 1 or True = +5 volts direct current (VDC)

0 or False = −5 VDC

Negative

When the signal that actives a circuit to a 1, true or high

condition, has an electrical level that is relatively more

negative than the other 0 or false condition, then the logic

polarity is said to be negative. An example would be:

Active State: 1 or True = 0 VDC

0 or False = +5 VDC

Pulse Structure

Figure 12-251 illustrates the positive and negative pulse in an

idealized form. In both forms, the pulse is composed of two

edges—one being the leading edge and the other the trailing

edge. In the case of the positive pulse logic, the positive

transition from a lower state to a higher state is the leading

edge and the trailing edge is the opposite. In the case of the

negative logic pulse, the negative transition from a higher

state to a lower state is the leading edge while the rise from

the lower state back to the higher state is the trailing edge.

Figure 12-251 is considered an ideal pulse because the rise

and fall times are instantaneous. In reality, these changes

take time, although in actual practice, the rise and fall can

be assumed as instantaneous. Figure 12-252 shows the non-

ideal pulse and its characteristics. The time required for a

pulse to go from a low state to a high state is called the rise

AC input AC output

DCA B

C

Load

AC

inputDC Load

ACDC Figure 12-247. Magnetic amplifier circuit.

Figure 12-248. Saturable CORE reactor circuit. Figure 12-249. Self-saturating, full-wave magnetic amplifier.time, and the time required for the pulse to return to zero is

called the fall time. It is common practice to measure the rise

and fall time between 10 percent amplitude and 90 percent

amplitude. The reason for taking the measurements in these

points is due to the non-linear shape of the pulse in the first

10 percent and final 90 percent of the rise and fall amplitudes.

The pulse width is defined as the duration of the pulse. To be

more specific, it is the time between the 50 percent amplitude

point on both the pulse rise and fall.

Basic Logic Circuits

Boolean logic is a symbolic system used in representing the

truth value of statements. It is employed in the binary system

used by digital computers primarily because the only truth

values (true and false) can be represented by the binary digits

1 and 0. A circuit in computer memory can be open or closed,

depending on the value assigned to it. The fundamental

operations of Boolean logic, often called Boolean operators,

are “and,” “or,” and “not;” combinations of these make up 13

other Boolean operators. Six of these operators are discussed.

The Inverter Logic

The inverter circuit performs a basic logic function called

inversion. The purpose of the inverter is to convert one logic state into the opposite state. In terms of a binary digit, this

would be like converting a 1 to a 0 or a 0 to a 1. When a

high voltage is applied to the inverter input, low voltage is

the output. When a low voltage is applied to the input, a high

voltage is on the output. This operation can be put into what

is known as a logic or truth table. The standard logic symbol

is shown in Figure 12-253 . Figure 12-254 shows the possible

logic states for this gate. This is the common symbol for an

amplifier with a small circle on the output. This type of logic

can also be considered a NOT gate.

The AND Gate

The AND gate is made up of two or more inputs and a single

output. The logic symbol is shown in Figure 12-255 . Inputs

are on the left and the output is on the right in each of the

depictions. Gates with two, three, and four inputs are shown;

however, any number of inputs can be used in the AND logic

as long as the number is greater than one. The operation of

the AND gate is such that the output is high only when all

of the inputs are high. If any of the inputs are low, the output

is also low. Therefore, the basic purpose of an AND gate is

to determine when certain conditions have been met at the

same time. A high level on all inputs produces a high level

on the output. Figure 12-256 shows a simplified diagram of

the AND logic with two switches and a light bulb. Notice that

both switches need to be closed in order for the light bulb to

turn on. Any other combination of switch positions is an open

circuit and the light does not turn on. An example of AND

logic could possibly be engage logic found in an autopilot. In

this case, the autopilot would not be allowed to be engaged

unless certain conditions are first met. Such conditions could

be: Vertical gyro is valid AND directional gyro is valid AND

all autopilot control knobs are in detents AND servo circuits

are operational. Only when these conditions are met does the

12-122Load

ACDC RefDC

Control

Figure 12-250. Basic preamplifier circuit.

autopilot engage. [Figure 12-257]

The OR Gate

The OR gate has two or more inputs and one output and

is normally represented by the standard logic symbol and

truth table. [Figure 12-258] Note that the OR gate can have

any number of inputs as long as it is greater than one. The

operation of the OR gate is such that a high on any one of

the inputs produces a high on the output. The only time that a

low is produced on the output is if there are no high levels on

any input. Figure 12-259 is a simplified circuit that illustrates

the OR logic. The example used is a “DOOR UNSAFE”

annunciator. Let’s say in this case that the plane has one

cabin door and a baggage door. In order for the annunciator

light on the master warning panel to extinguish, both doors

must be closed and locked. If any one of the doors is not

secured properly, the baggage door OR the cabin door, then

the “DOOR UNSAFE” annunciator illuminates. In this case,

two switches are in parallel with each other. If either one of

the two switches is closed, the light bulb lights up. The lamp

is off only when both switches are open.

The NAND Gate

The term NAND is a combination of the NOT-AND gate

and indicates an AND function with an inverted output. A

standard logic symbol for a two input NAND gate is shown

in Figure 12-260 . Notice that an equivalent AND gate with

an inverter is also shown. The logical operation of the NAND

gate is such that a low output occurs only if all inputs are high.

If any of the inputs are low, the output is high. An example

of a two input NAND gate and its corresponding truth table

are shown in Figure 12-261 .The NOR Gate

The term NOR is a combination of the NOT and OR and

indicates an OR function with an inverted output. The

standard logic symbol for a two-inputs NOR gate is shown

in Figure 12-263 . Notice that an equivalent AND gate with

an inverter is also shown. The logical operation of the NOR

gate is such that a low output happens when any of its inputs

are high. Only when all of its inputs are low is the output

high. The logic of this gate produces resultant outputs that

are the opposite of the OR gate. In the NOR gate, the low

output is the active output level. Figure 12-263 illustrates

the logical operation of a two-input NOR gate for all of its

possible combinations and the truth table.

Exclusive OR Gate

The exclusive OR gate is a modified OR gate that produces a

1 output when only one of the inputs is a 1. The abbreviation

often used is X-OR. It is different from the standard OR gate

in that when both inputs are a 1, then the output remains at

a 0. The standard symbol and truth table for the X-OR gate

are shown in Figure 12-264 .

Exclusive NOR Gate

The exclusive NOR (X-NOR) gate is nothing more than an

X-OR gate with an inverted output. It produces a 1 output

when all inputs are 1s and also when all inputs are 0s. The

standard symbol is shown in Figure 12-265 .

The Integrated Circuit

All of the logic functions so far discussed plus many other

components are available in some form of an integrated

circuit. The digital systems found in today’s aircraft owe

their existence to a large extent to the design of the integrated

circuit (IC). In most cases, the IC has an advantage over the

use of discrete components in that they are smaller, consume

less power, are very reliable, and are inexpensive. The most

noticeable characteristic of the IC is its size and in comparison

to the discrete semiconductor component, can easily be on

the order of thousands of times smaller. [Figure 12-266]\

A monolithic integrated circuit is an electronic circuit

that is constructed entirely on a single chip or wafer of

semiconductor material. All of the discrete components,

such as resistors, transistors, diodes, and capacitors, can

be constructed on these small pieces of semiconductor

material and are an integral part of the chip. There are

a number of levels of integration. Those levels are:

small-scale integration, medium-scale integration, large-

scale integration, and microprocessors. The small-scale

integration is considered the least complex design of

the digital ICs. These ICs contain the basic components,

such as the AND, OR, NOT, NOR and NAND gates.

[Figure 12-267] The medium-scale integration can contain

12-123High

Leading

edge

LowTrailing

edge

Positive logic pulse

Negative logic pulseTrailing

edgeHigh

Leading

edge

Low

Pulse width

Pulse characteristic from a databusRise

time50% 5 VPulse

amplitude

(10 volts)90% 9 V

10% 1 V

Fall

timeInput = 1

(High)Output = 0

(Low)

A

X

X

XB

A

BA

B

C

C

DInput Output

High

LowLow

HighFigure 12-251. Positive and negative pulse in an idealized form.

Figure 12-252. Non-ideal pulse and its characteristics.Figure 12-253. Standard logic symbol.

Figure 12-255. AND gate logic symbol.Figure 12-254. Possible logic states.the same components as found in the small-scale design but

in larger numbers ranging from 12 to 100. The medium-

scale designs are house circuits that are more complex, such

as encoders, decoders, registers, counters, multiplexers,

smaller memories, and arithmetic circuits. [Figure 12-268]

The large-scale integrated circuits contain even more logic

gates, larger memories than the medium-scale circuits, and

in some cases microprocessors.

Microprocessors

The microprocessor is a device that can be programmed

to perform arithmetic and logical operations and other

functions in a preordered sequence. The microprocessor is

usually used as the central processing unit (CPU) in today’s

computer systems when it is connected to other components,

such as memory chips and input/output circuits. The basic

arrangement and design of the circuits residing in the

microprocessor is called the architecture.DC Generators

Theory of Operation

In the study of alternating current, basic generator principles

were introduced to explain the generation of an AC voltage

by a coil rotating in a magnetic field. Since this is the basis

for all generator operation, it is necessary to review the

principles of generation of electrical energy.

When lines of magnetic force are cut by a conductor passing

through them, voltage is induced in the conductor. The

strength of the induced voltage is dependent upon the speed

of the conductor and the strength of the magnetic field. If

the ends of the conductor are connected to form a complete

circuit, a current is induced in the conductor. The conductor

and the magnetic field make up an elementary generator.

This simple generator is illustrated in Figure 12-269 ,

together with the components of an external generator

12-124Ahrs

+28 vdc

Ahrs

+28 vdc

A/p controller

+28 vdc+28 vdc

+28 vdc

+28 vdc

+28 vdc

+28 vdc

+28 vdc

+28 vdc

+28 vdc

Pitch servo

valid +28

Roll servo

valid +28

Yaw damper

valid +28

Trim servo

valid +28

Attitude valid +28

Heading valid +28Attitude/heading

reference system

(Ahrs)Autopilot

computer

(engage circuit)

Autopilot controller

Pitch wheel centered

Turn knob centeredWhen all input circuits are valid,

then the a/p can be engaged

Autopilot Engage Logic+28 vdc

Figure 12-257. AND logic of system found in the aircraft wiring diagrams.

OR gate input/output

Truth tableA

f = A + B

B

A

1B

1f

Figure 12-258. OR gate.

A B

+

A B

+

Figure 12-256. Simplified diagram of the AND logic.

circuit which collect and use the energy produced by the

simple generator. The loop of wire [Figure 12-269A and B]

is arranged to rotate in a magnetic field. When the plane of

the loop of wire is parallel to the magnetic lines of force,

the voltage induced in the loop causes a current to flow in

the direction indicated by the arrows in Figure 12-269 . The

voltage induced at this position is maximum, since the wires

are cutting the lines of force at right angles, thus cutting

more lines of force per second than in any other position

relative to the magnetic field. As the loop approaches the

vertical position shown in Figure 12-270 , the induced

voltage decreases because both sides of the loop (A and B)

are approximately parallel to the lines of force and the rate of cutting is reduced. When the loop is vertical, no lines

of force are cut since the wires are momentarily traveling

parallel to the magnetic lines of force, and there is no

induced voltage. As the rotation of the loop continues, the

number of lines of force cut increases until the loop has

rotated an additional 90° to a horizontal plane. As shown

in Figure 12-271 , the number of lines of force cut and the

induced voltage once again are maximum. The direction

of cutting, however, is in the opposite direction to that

occurring in Figures 12-269 and 12-270 , so the direction

(polarity) of the induced voltage is reversed. As rotation

of the loop continues, the number of lines of force having

been cut again decreases, and the induced voltage becomes

zero at the position shown in Figure 12-272 , since the wires

A and B are again parallel to the magnetic lines of force.

If the voltage induced throughout the entire 360° of rotation

A

F

B

NAND gate

A (1)

(0)(0)

(1)F

B

A

F

B

Equivalent circuit NAND gate input/output

NAND gate input/output

NAND gate truth table0

A

1B

1f

OR gate input/output

Truth tableA

f = A + B

B

A

1B

1f

Door

unsafeDoor warnLight onCabin door not secured

Baggage door secured +28 VDC

Door

unsafeDoor warnLight offCabin door secured

Baggage door secured +28 VDC

Figure 12-260. Standard logic symbol for two input NAND gate.Figure 12-261. Two input NAND gate and corresponding truth table.

Figure 12-262. Standard logic symbol for two inputs OR gate.Figure 12-259. Simplified circuit that illustrates OR logic.

is plotted, the curve shown in Figure 12-273 results. This

voltage is called an alternating voltage because of its reversal

from positive to negative value, first in one direction and

then in the other.

To use the voltage generated in the loop for producing a current

flow in an external circuit, some means must be provided to

connect the loop of wire in series with the external circuit.

Such an electrical connection can be effected by opening the

loop of wire and connecting its two ends to two metal rings,

called slip rings, against which two metal or carbon brushes

ride. The brushes are connected to the external circuit. By

replacing the slip rings of the basic AC generator with two

half cylinders, called a commutator, a basic DC generator is

obtained. [Figure 12-274] In this illustration, the black side of

the coil is connected to the black segment, and the white side

of the coil to the white segment. The segments are insulated

from each other. The two stationary brushes are placed on

opposite sides of the commutator and are so mounted that each

brush contacts each segment of the commutator as the latter

revolves simultaneously with the loop. The rotating parts of a DC generator (coil and commutator) are called an armature.

The generation of an emf by the loop rotating in the magnetic

field is the same for both AC and DC generators, but the action

of the commutator produces a DC voltage.

Generation of a DC Voltage

Figure 12-275 illustrates in an elementary, step-by-step

manner, how a DC voltage is generated. This is accomplished

by showing a single wire loop rotating through a series of

positions within a magnetic field.

Position A

The loop starts in position A and is rotating clockwise.

However, no lines of force are cut by the coil sides,

which means that no emf is generated. The black brush is

shown coming into contact with the black segment of the

commutator, and the white brush is just coming into contact

with the white segment.

X-NOR gate input/output Truth tableA

f = A + B0f0 0

BT0 T1 T2 T3 T4

A

1B

1f

A1 0T0 T1 T2 T3 T4

B0 1 1

Figure 12-265. Standard Symbol for X-NOR gate.

X-OR gate input/output Truth tableA

f0

f1 0 0

BT0 T1 T2 T3 T4 T5

A

1B

1f

A1 0 0T0 T1 T2 T3 T4 T4

B0 0 1 1

Figure 12-264. Standard symbol and truth table for X-OR gate.

NOR gate input/output

NOR gate truth table0

A

1B

1f

Figure 12-263. Logical operation of two-input NOR gate and truth

table.Position B

In position B, the flux is now being cut at a maximum rate,

which means that the induced emf is maximum. At this time,

the black brush is contacting the black segment, and the

white brush is contacting the white segment. The deflection

of the meter is toward the right, indicating the polarity of

the output voltage.

Position C

At position C, the loop has completed 180° of rotation. Like

position A, no flux lines are being cut and the output voltage

is zero. The important condition to observe at position C is

the action of the segments and brushes. The black brush at the

180° angle is contacting both black and white segments on

one side of the commutator, and the white brush is contacting

both segments on the other side of the commutator. After the

Typical integrated logic circuit0.280" max

0.200" max0.785" max16151413121110 9

4Y4A4BGND3A3B3Y

1Y1A1BVCC2A2B2Y

Quad exclusive-OR circuit

Input Output

A

1Y

0B

1Q2Q2QEnableGnd3Q3Q4Q

1Q1D2DEnableVcc3D4D4Q

DQ

G

Q

QD

QG

DQ

G

Q

QD

QG

D-registerFigure 12-266. Integrated circuit.

Figure 12-267. Small-scale integration schematic form.

Figure 12-268. Medium-scale integration schematic form.loop rotates slightly past the 180° point, the black brush is

contacting only the white segment, and the white brush is

contacting only the black segment.

Because of this switching of commutator elements, the

black brush is always in contact with the coil side moving

downward, and the white brush is always in contact with the

coil side moving upward. Though the current actually reverses

its direction in the loop in exactly the same way as in the AC

generator, commutator action causes the current to flow always

in the same direction through the external circuit or meter.

Position D

At position D, commutator action reverses the current in

the external circuit, and the second half cycle has the same

waveform as the first half cycle. The process of commutation

is sometimes called rectification, since rectification is the

converting of AC voltage to DC voltage.

The Neutral Plane

At the instant that each brush is contacting two segments on

the commutator [ Figure 12-275A, C, and E], a direct short

circuit is produced. If an emf were generated in the loop at

this time, a high current would flow in the circuit, causing

an arc and thus damaging the commutator. For this reason,

the brushes must be placed in the exact position where the

short occurs when the generated emf is zero. This position is

called the neutral plane. If the brushes are installed properly,

no sparking occurs between the brushes and the commutator.

Sparking is an indication of improper brush placement, which

is the main cause of improper commutation.

The voltage generated by the basic DC generator in

Figure 12-275 varies from zero to its maximum value twice

for each revolution of the loop. This variation of DC voltage

is called “ripple,” and may be reduced by using more loops,

or coils, as shown in Figure 12-276A . As the number of loops is increased, the variation between maximum and minimum

values of voltage is reduced [Figure 12-276B] , and the output

voltage of the generator approaches a steady DC value. In

Figure 12-276A, the number of commutator segments is

increased in direct proportion to the number of loops; that

N

SA

B

N

SB

AFigure 12-271. Inducing maximum voltage in the opposite direction.

Figure 12-272. Inducing a minimum voltage in the opposite

direction.

N

SAArmature

B

LoadSlip ringPole piece

Brush

N

SA

B

Figure 12-269. Inducing maximum voltage in an elementary

generator.Figure 12-270. Inducing minimum voltage in an elementary

generator.is, there are two segments for one loop, four segments for

two loops, and eight segments for four loops.

The voltage induced in a single turn loop is small. Increasing

the number of loops does not increase the maximum value

of generated voltage, but increasing the number of turns

in each loop increases this value. Within narrow limits,

the output voltage of a DC generator is determined by the

product of the number of turns per loop, the total flux per

pair of poles in the machine, and the speed of rotation of

the armature.

An AC generator, or alternator, and a DC generator are

identical as far as the method of generating voltage in the

rotating loop is concerned. However, if the current is taken

from the loop by slip rings, it is an alternating current, and

the generator is called an AC generator, or alternator. If the

current is collected by a commutator, it is direct current, and

the generator is called a DC generator.

Construction Features of DC Generators

Generators used on aircraft may differ somewhat in design,

since various manufacturers make them. All, however, are of

the same general construction and operate similarly. The major

parts, or assemblies, of a DC generator are a field frame (or

yoke), a rotating armature, and a brush assembly. The parts

of a typical aircraft generator are shown in Figure 12-277 .

Field Frame

The field frame is also called the yoke, which is the

foundation or frame for the generator. The frame has two

functions: It completes the magnetic circuit between the

poles and acts as a mechanical support for the other parts of

the generator. In Figure 12-278A , the frame for a two-pole

generator is shown in a cross-sectional view. A four-pole

generator frame is shown in Figure 12-278B .

12-129– Voltage + VoltageMaximum

Minimum0°

Maximum90° 270°

360°360° 1 cycle

180°

S N

Induced EMF

1 Revolution

A E B C DFigure 12-273. Output of an elementary generator.

Figure 12-274. Basic DC generator.

Figure 12-275. Operation of a basic DC generator.In small generators, the frame is made of one piece of iron,

but in larger generators, it is usually made up of two parts

bolted together. The frame has high magnetic properties and,

together with the pole pieces, forms the major part of the

magnetic circuit. The field poles are bolted to the inside of

the frame and form a core on which the field coil windings

are mounted. [Figure 12-278]

The poles are usually laminated to reduce eddy current

losses and serve the same purpose as the iron core of an

electromagnet; that is, they concentrate the lines of force

produced by the field coils. The entire frame, including field

poles, is made from high-quality magnetic iron or sheet steel.

A practical DC generator uses electromagnets instead of

permanent magnets. To produce a magnetic field of the

necessary strength with permanent magnets would greatly

increase the physical size of the generator.

The field coils are made up of many turns of insulated wire

and are usually wound on a form that fits over the iron core of

the pole to which it is securely fastened. [Figure 12-279] The exciting current, which is used to produce the magnetic field

and which flows through the field coils, is obtained from an

external source or from the generated DC of the machine.

No electrical connection exists between the windings of the

field coils and the pole pieces.

Most field coils are connected so that the poles show

alternate polarity. Since there is always one North pole for

each South pole, there must always be an even number of

poles in any generator.

Note that the pole pieces in Figure 12-278 project from the

frame. Because air offers a great amount of reluctance to the

magnetic field, this design reduces the length of the air gap

between the poles and the rotating armature and increases the

efficiency of the generator. When the pole pieces are made to

project they are called salient poles. [Figure 12-278]

A B C D E

0 1/4 1/2 3/4 1Induced EMF

Revolutions

S N

A

B

Figure 12-276. Increasing the number of coils reduces the ripple

in the voltage.Armature

The armature assembly of a generator consists of many

armature coils wound on an iron core, a commutator, and

associated mechanical parts. These additional loops of wire

are actually called windings and are evenly spaced around

the armature so that the distance between each winding is

the same. Mounted on a shaft, it rotates through the magnetic

field produced by the field coils. The core of the armature acts

as an iron conductor in the magnetic field and, for this reason,

is laminated to prevent the circulation of eddy currents.

Gramme-Ring Armature

There are two general kinds of armatures: the ring and the

drum. Figure 12-280 shows a ring-type armature made up of

an iron core, an eight-section winding, and an eight-segment

commutator. The disadvantage of this arrangement is that

the windings, located on the inner side of the iron ring, cut

few lines of flux. As a result, they have very little voltage

induced in them. For this reason, the Gramme ring armature

is not widely used.

Drum-Type Armature

A drum-type armature is shown in Figure 12-281 . The

armature core is in the shape of a drum and has slots cut into

it where the armature windings are placed. The advantage is

that each winding completely surrounds the core so that the

entire length of the conductor cuts through the magnetic flux.

The total induced voltage in this arrangement is far greater

than that of the Gramme ring-type armature.

Drum-type armatures are usually constructed in one of

two methods: lap winding and the wave winding. Each

method having its own advantage. Lap windings are used in

generators that are designed for high current. The windings

are connected in parallel paths and for this reason require

several brushes. The wave winding is used in generators that

are designed for high voltage outputs. The two ends of each

coil are connected to commutator segments separated by the

distance between poles. This results in a series arrangement

of the coils and is additive of all the induced voltages.

Commutators

Figure 12-282 shows a cross-sectional view of a typical

commutator. The commutator is located at the end of an

armature and consists of wedge shaped segments of hard drawn

copper, insulated from each other by thin sheets of mica. The

segments are held in place by steel V-rings or clamping flanges

fitted with bolts. Rings of mica insulate the segments from the

flanges. The raised portion of each segment is called a riser,

and the leads from the armature coils are soldered to the risers.

When the segments have no risers, the leads are soldered to

short slits in the ends of the segments.

The brushes ride on the surface of the commutator, forming the electrical contact between the armature coils and the

external circuit. A flexible, braided copper conductor,

commonly called a pigtail, connects each brush to the external

circuit. The brushes, usually made of high-grade carbon and

held in place by brush holders insulated from the frame, are

free to slide up and down in their holders in order to follow

any irregularities in the surface of the commutator. The

brushes are usually adjustable so that the pressure of the

brushes on the commutator can be varied and the position

of the brushes with respect to the segments can be adjusted.

The constant making and breaking of connections to the coils

in which a voltage is being induced necessitates the use of

material for brushes, which has a definite contact resistance.

Also, this material must be such that the friction between the

commutator and the brush is low, to prevent excessive wear.

For these reasons, the material commonly used for brushes is

high-grade carbon. The carbon must be soft enough to prevent

undue wear of the commutator and yet hard enough to provide

reasonable brush life. Since the contact resistance of carbon

is fairly high, the brush must be quite large to provide a large

area of contact. The commutator surface is highly polished to

reduce friction as much as possible. Oil or grease must never

be used on a commutator, and extreme care must be used

when cleaning it to avoid marring or scratching the surface.

Connector ligs

Field frame Drive end frameSealed ball bearings

Drive shaft

Field winding Screw Pole shoeBrush and holderSteel ringCommutatorBrush connector barsAir scoop

Armature

Drive endField frameCommutator

end frame

Figure 12-277. Typical 24-volt aircraft generator.Armature Reaction

Current flowing through the armature sets up electromagnetic

fields in the windings. These new fields tend to distort or

bend the magnetic flux between the poles of the generator

from a straight-line path. Since armature current increases

with load, the distortion becomes greater with an increase in

load. This distortion of the magnetic field is called armature

reaction. [Figure 12-283]

Armature windings of a generator are spaced so that, during

rotation of the armature, there are certain positions when the

brushes contact two adjacent segments, thereby shorting the

armature windings to these segments. When the magnetic

field is not distorted, there is usually no voltage being

induced in the shorted windings, and therefore no harmful

results occur from the shorting of the windings. However,

when the field is distorted, a voltage is induced in these

shorted windings, and sparking takes place between the

brushes and the commutator segments. Consequently, the

commutator becomes pitted, the wear on the brushes becomes

excessive, and the output of the generator is reduced. To

correct this condition, the brushes are set so that the plane of

the coils, which are shorted by the brushes, is perpendicular

to the distorted magnetic field, which is accomplished by

moving the brushes forward in the direction of rotation. This

operation is called shifting the brushes to the neutral plane or plane of commutation. The neutral plane is the position

where the plane of the two opposite coils is perpendicular

to the magnetic field in the generator. On a few generators,

the brushes can be shifted manually ahead of the normal

neutral plane to the neutral plane caused by field distortion.

On nonadjustable brush generators, the manufacturer sets

the brushes for minimum sparking.

Compensating windings or interpoles may be used to

counteract some of the effects of field distortion, since

shifting the brushes is inconvenient and unsatisfactory,

especially when the speed and load of the generator are

changing constantly.

Compensating Windings

The compensating windings consist of a series of coils

embedded in slots in the pole faces. These coils are also

connected in series with the armature. Consequently, this series

connection with the armature produces a magnetic field in the

compensating windings that varies directly with the armature

current. The compensating windings are wound in such a

manner that the magnetic field produced by them counteracts

the magnetic field produced by the armature. As a result, the

neutral plane remains stationary any magnitude of armature

current. With this design, once the brushes are set correctly,

they do not need to be moved again. Figure 12-284A illustrates

how the windings are set into the pole faces.

N S

Figure 12-280. An eight-section, ring-type armature.

NS

NN

SSA

BFlux

Pole

Field windingFrame

Flux

Pole

Field windingFrame

Figure 12-278. A two-pole and a four-pole frame assembly.Figure 12-279. A field coil removed from a field pole.

Interpoles

An interpole is a pole placed between the main poles of a

generator. An example of interpole placement is shown in

Figure 12-284B . This is a simple two-pole generator with

two interpoles.

An interpole has the same polarity as the next main pole in

the direction of rotation. The magnetic flux produced by

an interpole causes the current in the armature to change

direction as an armature winding passes under it. This

cancels the electromagnetic fields about the armature

windings. The magnetic strength of the interpoles varies with

the load on the generator; and since field distortion varies

with the load, the magnetic field of the interpoles counteracts

the effects of the field set up around the armature windings

and minimizes field distortion. Thus, the interpole tends to

keep the neutral plane in the same position for all loads on the generator; therefore, field distortion is reduced by the

interpoles, and the efficiency, output, and service life of the

brushes are improved.

Types of DC Generators

There are three types of DC generators: series wound, shunt

wound, and shunt series or compound wound. The difference

in type depends on the relationship of the field winding to

the external circuit.

Series Wound DC Generators

The field winding of a series generator is connected in series

with the external circuit called the load. [Figure 12-285] The

field coils are composed of a few turns of large wire; the

magnetic field strength depends more on the current flow rather

than the number of turns in the coil. Series generators have very

poor voltage regulation under changing load, since the greater

the current through the field coils to the external circuit, the

greater the induced emf and the greater the terminal or output

voltage. Therefore, when the load is increased, the voltage

increases; likewise, when the load is decreased, the voltage

Mica V-ring

Front V-ring

Commutator bar

Mica

Iron shell

Back V-ring with mica inner and outer rings for insulation SlotsTightening nut

Iron ring

Commutator bars

Mica insulation between bars

Commutator Slots

Shaft

Coils

Figure 12-282. Commutator with portion removed to show construction.Figure 12-281. A drum-type armature.

decreases. The output voltage of a series wound generator

may be controlled by a rheostat in parallel with the field

windings. [Figure 12-285A] Since the series wound generator

has such poor regulation, it is never employed as an airplane

generator. Generators in airplanes have field windings, which

are connected either in shunt or in compound.

Shunt Wound DC Generators

A generator having a field winding connected in parallel

with the external circuit is called a shunt generator.

[Figure 12-286A and B] The field coils of a shunt generator

contain many turns of small wire; the magnetic strength

is derived from the large number of turns rather than the

current strength through the coils. If a constant voltage is

desired, the shunt wound generator is not suitable for rapidly fluctuating loads. Any increase in load causes a decrease

in the terminal or output voltage, and any decrease in load

causes an increase in terminal voltage; since the armature

and the load are connected in series, all current flowing in

the external circuit passes through the armature winding.

Because of the resistance in the armature winding, there is

a voltage drop (IR drop = current × resistance). As the load

increases, the armature current increases and the IR drop in

the armature increases. The voltage delivered to the terminals

is the difference between the induced voltage and the voltage

drop; therefore, there is a decrease in terminal voltage. This

decrease in voltage causes a decrease in field strength,

because the current in the field coils decreases in proportion

to the decrease in terminal voltage; with a weaker field, the

voltage is further decreased. When the load decreases, the

output voltage increases accordingly, and a larger current

flows in the windings. This action is cumulative, so the output

voltage continues to rise to a point called field saturation,

after which there is no further increase in output voltage.

The terminal voltage of a shunt generator can be controlled

by means of a rheostat inserted in series with the field

windings. [Figure 12-286A] As the resistance is increased,

the field current is reduced; consequently, the generated

voltage is reduced also. For a given setting of the field

rheostat, the terminal voltage at the armature brushes is

approximately equal to the generated voltage minus the IR

N SRotation

+

+

+

+a

bNeutral plane

Rotation

++

+

+

+

+

+

+

+

++

S

N

N SRotation

+

+

+

+++

+

+

+

+

+

++++a

bA

B

CField excited, armature unexcited

Armature excited, field unexcited

Both field and armature excited

Figure 12-283. Armature reaction.drop produced by the load current in the armature; thus, the

voltage at the terminals of the generator drops as the load is

applied. Certain voltage sensitive devices are available that

automatically adjust the field rheostat to compensate for

variations in load. When these devices are used, the terminal

voltage remains essentially constant.

Compound Wound DC Generators

A compound wound generator combines a series winding

and a shunt winding in such a way that the characteristics

of each are used to advantage. The series field coils are

made of a relatively small number of turns of large copper

conductor, either circular or rectangular in cross section, and

are connected in series with the armature circuit. These coils

are mounted on the same poles on which the shunt field coils

are mounted and, therefore, contribute a magnetomotive

force which influences the main field flux of the generator.

A diagrammatic and a schematic illustration of a compound

wound generator is shown in Figure 12-287A and B.If the ampere turns of the series field act in the same direction

as those of the shunt field, the combined magnetomotive force

is equal to the sum of the series and shunt field components.

Load is added to a compound generator in the same manner

in which load is added to a shunt generator, by increasing

the number of parallel paths across the generator terminals.

Thus, the decrease in total load resistance with added load

is accompanied by an increase in armature circuit and series

field circuit current. The effect of the additive series field is

that of increased field flux with increased load. The extent of

the increased field flux depends on the degree of saturation

of the field as determined by the shunt field current. Thus, the

terminal voltage of the generator may increase or decrease with

load, depending on the influence of the series field coils. This

influence is referred to as the degree of compounding. A flat

compound generator is one in which the no load and full load

voltages have the same value; whereas an under compound

generator has a full load voltage less than the no load value,

and an over compound generator has a full load voltage which

is higher than the no load value. Changes in terminal voltage

with increasing load depend upon the degree of compounding.

If the series field aids the shunt field, the generator is said

to be cumulative compounded. If the series field opposes

the shunt field, the machine is said to be differentially

compounded or is called a differential generator. Compound

generators are usually designed to be overcompounded.

This feature permits varied degrees of compounding by

connecting a variable shunt across the series field. Such a

shunt is sometimes called a diverter. Compound generators

are used where voltage regulation is of prime importance.

Differential generators have somewhat the same characteristics

as series generators in that they are essentially constant

current generators. However, they generate rated voltage at

no load, the voltage dropping materially as the load current

increases. Constant current generators are ideally suited as

power sources for electric arc welders and are used almost

universally in electric arc welding.

If the shunt field of a compound generator is connected across

both the armature and the series field, it is known as a long

shunt connection, but if the shunt field is connected across

the armature alone, it is called a short shunt connection.

These connections produce essentially the same generator

characteristics. A summary of the characteristics of the various

types of generators discussed is shown in Figure 12-288 .

Generator Ratings

A generator is rated in power output. Since a generator is

designed to operate at a specified voltage, the rating usually

is given as the number of amperes the generator can safely

Generator

+−S

NS N

External load

Generator

−−

−−++

+

++

+

++−

−+

+

+

+

+

+

+

CompensatingA

InterpoleBMain field windingsArmature windings

Main field

windingsCompensating

windingsCompensating

windings

Interpole windings

Interpole

windingsA

BN S

Load−

+Field rheostat

Field coils

To load

Arm

Figure 12-284. Simple two-pole generator with two interpoles.Figure 12-285. Diagram and schematic of a series wound generator.

supply at its rated voltage. Generator rating and performance

data are stamped on the nameplate attached to the generator.

When replacing a generator, it is important to choose one of

the proper rating.

The rotation of generators is termed either clockwise or

counterclockwise, as viewed from the driven end. Usually,

the direction of rotation is stamped on the data plate. If

no direction is stamped on the plate, the rotation may be

marked by an arrow on the cover plate of the brush housing.

It is important that a generator with the correct direction of

rotation be used; otherwise, the voltage is reversed.

The speed of an aircraft engine varies from idle rpm to takeoff

rpm; however, during the major portion of a flight, it is at a

constant cruising speed. The generator drive is usually geared

to revolve the generator between 11⁄8 and 11⁄2 times the engine

crankshaft speed. Most aircraft generators have a speed at which they begin to produce their normal voltage. Termed

the “coming in” speed, it is usually about 1,500 rpm.

Generator Terminals

On most large 24-volt generators, electrical connections

are made to terminals marked B, A, and E. The positive

armature lead in the generator connects to the B terminal.

The negative armature lead connects to the E terminal. The

positive end of the shunt field winding connects to terminal A,

and the opposite end connects to the negative terminal brush.

Terminal A receives current from the negative generator brush

through the shunt field winding. This current passes through

the voltage regulator and back to the armature through the

positive brush. Load current, which leaves the armature

through the negative brushes, comes out of the E lead and

passes through the load before returning to the armature

through the positive brushes.

DC Generator Maintenance

Inspection

The following information about the inspection and

maintenance of DC generator systems is general in nature

because of the large number of differing aircraft generator

systems. These procedures are for familiarization only.

Always follow the applicable manufacturer’s instructions

for a given generator system.

12-136A

BN S

+−

Load

Series field coil

To load

ArmShunt

field

coil

Compound wound

Figure 12-287. Compound wound generator.A

BN S

+−Field

rheostat

Load

Shunt circuit Main circuit

Arm To load Field coils

Figure 12-286. Shunt wound generator.

In general, the inspection of the generator installed in the

aircraft should include the following items:

1. Security of generator mounting

2. Condition of electrical connections

3. Dirt and oil in the generator—if oil is present, check

engine oil seal. Blow out dirt with compressed air.

4. Condition of generator brushes

5. Generator operation

6. V oltage regulator operation

Condition of Generator Brushes

Sparking of brushes quickly reduces the effective brush area

in contact with the commutator bars. The degree of such

sparking should be determined. Excessive wear warrants a

detailed inspection.

The following information pertains to brush seating, brush

pressure, high mica condition, and brush wear. Manufacturers

usually recommend the following procedures to seat brushes

that do not make good contact with slip rings or commutators.

Lift the brush sufficiently to permit the insertion of a strip of No. 000, or finer, sandpaper under the brush, rough side

out. [Figure 12-289] Pull the sandpaper in the direction

of armature rotation, being careful to keep the ends of the

sandpaper as close to the slip ring or commutator surface as

possible in order to avoid rounding the edges of the brush.

When pulling the sandpaper back to the starting point, raise

the brush so it does not ride on the sandpaper. Sand the brush

only in the direction of rotation.

After the generator has run for a short period, brushes should

be inspected to make sure that pieces of sand have not become

embedded in the brush and are collecting copper.

Under no circumstances should emery cloth or similar

abrasives be used for seating brushes (or smoothing

commutators), since they contain conductive materials that

cause arcing between brushes and commutator bars.

Excessive pressure causes rapid wear of brushes. Too

little pressure, however, allows “bouncing” of the brushes,

resulting in burned and pitted surfaces.

A carbon, graphite, or light metalized brush should exert a

pressure of 11⁄2 to 21⁄2 psi on the commutator. The pressure

recommended by the manufacturer should be checked by

the use of a spring scale graduated in ounces. Brush spring

Output current or load 0 100%100%Output voltageSeries connectionDifferential compoundingShunt connectionCumulative compounding

Figure 12-288. Generator characteristics.tension is usually adjusted between 32 to 36 ounces; however,

the tension may differ slightly for each specific generator.

When a spring scale is used, the measurement of the pressure

that a brush exerts on the commutator is read directly on the

scale. The scale is applied at the point of contact between the

spring arm and the top of the brush, with the brush installed

in the guide. The scale is drawn up until the arm just lifts

off the brush surface. At this instant, the force on the scale

should be read.

Flexible low resistance pigtails are provided on most heavy

current carrying brushes, and their connections should be

securely made and checked at frequent intervals. The pigtails

should never be permitted to alter or restrict the free motion

of the brush.

The purpose of the pigtail is to conduct the current, rather

than subjecting the brush spring to currents that would alter

its spring action by overheating. The pigtails also eliminate

any possible sparking to the brush guides caused by the

movement of the brushes within the holder, thus minimizing

side wear of the brush.

Carbon dust resulting from brush sanding should be

thoroughly cleaned from all parts of the generators after a

sanding operation. Such carbon dust has been the cause of

several serious fires, as well as costly damage to the generator.

Operation over extended periods of time often results in

the mica insulation between commutator bars protruding

above the surface of the bars. This condition is called “high

mica” and interferes with the contact of the brushes to

the commutator. Whenever this condition exists, or if the armature has been turned on a lathe, carefully undercut the

mica insulation to a depth equal to the width of the mica, or

approximately 1.20 inch.

Each brush should be a specified length to work properly.

If a brush is too short, the contact it makes with the

commutator will be faulty, which can also reduce the spring

force holding the brush in place. Most manufacturers specify

the amount of wear permissible from a new brush length.

When a brush has worn to the minimum length permissible,

it must be replaced.

Some special generator brushes should not be replaced

because of a slight grooving on the face of the brush. These

grooves are normal and will appear in AC and DC generator

brushes which are installed in some models of aircraft

generators. These brushes have two cores made of a harder

material with a higher expansion rate than the material used

in the main body of the brush. Usually, the main body of

the brush face rides on the commutator. However, at certain

temperatures, the cores extend and wear through any film

on the commutator.

DC Motors

Most devices in an airplane, from the starter [Figure 12-290]

to the automatic pilot, depend upon mechanical energy

furnished by DC motors. A DC motor is a rotating machine,

which transforms DC energy into mechanical energy. It

consists of two principal parts—a field assembly and an

armature assembly. The armature is the rotating part in which

current carrying wires are acted upon by the magnetic field.

Whenever a current carrying wire is placed in the field of

a magnet, a force acts on the wire. The force is not one of

attraction or repulsion; however, it is at right angles to the

wire and also at right angles to the magnetic field set up by

the magnet. The action of the force upon a current carrying

wire placed in a magnetic field is shown in Figure 12-291 .

A wire is located between two permanent magnets. The lines

of force in the magnetic field are from the North pole to the

South pole. When no current flows, no force is exerted on the

wire, but when current flows through the wire, a magnetic

field is set up about it. [Figure 12-291] The direction of the

field depends on the direction of current flow. Current in one

direction creates a clockwise field about the wire, and current

in the other direction, a counterclockwise field.

Since the current carrying wire produces a magnetic field,

a reaction occurs between the field about the wire and the

magnetic field between the magnets. When the current flows

Unseated brush

000 sandpaper (sand side next to brush)

Properly seated brush1/32" to 1/16"

Figure 12-289. Seating brushes with sandpaper.in a direction to create a counterclockwise magnetic field

about the wire, this field and the field between the magnets

add or reinforce at the bottom of the wire because the lines

of force are in the same direction. At the top of the wire,

they subtract or neutralize, since the lines of force in the two

fields are opposite in direction. Thus, the resulting field at the

bottom is strong and the one at the top is weak. Consequently,

the wire is pushed upward. [Figure 12-291C] The wire is

always pushed away from the side where the field is strongest.

If current flow through the wire were reversed in direction,

the two fields would add at the top and subtract at the bottom.

Since a wire is always pushed away from the strong field,

the wire would be pushed down.

Force Between Parallel Conductors

Two wires carrying current in the vicinity of one another exert

a force on each other because of their magnetic fields. An

end view of two conductors is shown in Figure 12-292 . In

Figure 12-292A , electron flow in both conductors is toward

the reader, and the magnetic fields are clockwise around the

conductors. Between the wires, the fields cancel because the

directions of the two fields oppose each other. The wires are

forced in the direction of the weaker field, toward each other.

This force is one of attraction. In Figure 12-292B , the electron

flow in the two wires is in opposite directions.

The magnetic fields are, therefore, clockwise in one and counterclockwise in the other, as shown. The fields reinforce

each other between the wires, and the wires are forced in the

direction of the weaker field, away from each other. This

force is one of repulsion.

To summarize: conductors carrying current in the same

direction tend to be drawn together; conductors carrying current

in opposite directions tend to be repelled from each other.

Developing Torque

If a coil in which current is flowing is placed in a magnetic

field, a force is produced which causes the coil to rotate. In

the coil shown in Figure 12-293 , current flows inward on

side A and outward on side B. The magnetic field about B is

clockwise and that about A, counterclockwise. As previously

explained, a force develops which pushes side B downward.

At the same time, the field of the magnets and the field

about A, in which the current is inward, adds at the bottom

and subtracts at the top. Therefore, A moves upward. The

coil rotates until its plane is perpendicular to the magnetic

lines between the North and South poles of the magnet, as

indicated in Figure 12-293 by the white coil at right angles

to the black coil.

The tendency of a force to produce rotation is called torque.

When the steering wheel of a car is turned, torque is applied.

The engine of an airplane gives torque to the propeller. Torque

is developed also by the reacting magnetic fields about the

current carrying coil just described. This is the torque, which

turns the coil.

The right-hand motor rule can be used to determine the

direction a current carrying wire moves in a magnetic field.

As illustrated in Figure 12-294 , if the index finger of the

right hand is pointed in the direction of the magnetic field

and the second finger in the direction of current flow, the

thumb indicates the direction the current carrying wire moves.

The amount of torque developed in a coil depends upon several

factors: the strength of the magnetic field, the number of turns

in the coil, and the position of the coil in the field. Magnets are

made of special steel that produces a strong field. Since there

is torque acting on each turn, the greater the number of turns

on the coil, the greater the torque. In a coil carrying a steady

current located in a uniform magnetic field, the torque varies

at successive positions of rotation. [Figure 12-295] When the

plane of the coil is parallel to the lines of force, the torque is

zero. When its plane cuts the lines of force at right angles, the

torque is 100 percent. At intermediate positions, the torque

ranges between 0 and 100 percent.

Basic DC Motor

A coil of wire through which the current flows rotates when

placed in a magnetic field. This is the technical basis governing

the construction of a DC motor. [Figure 12-296] However,

A B C

Wire without current located

in a magnetic fieldWire with current and

accompanying fieldResultant field and

direction of force on wire

Figure 12-290. DC series starter motor.

Figure 12-291. Force on a current carrying wire.if the connecting wires from the battery were permanently

fastened to the terminals of the coil and there was a flow of

current, the coil would rotate only until it lined itself up with

the magnetic field. Then, it would stop, because the torque

at that point would be 0.

A motor, of course, must continue rotating. It is therefore

necessary to design a device that reverses the current in the

coil just at the time the coil becomes parallel to the lines of

force. This creates torque again and causes the coil to rotate.

If the current reversing device is set up to reverse the current

each time the coil is about to stop, the coil can be made to

continue rotating as long as desired.

One method of doing this is to connect the circuit so that, as

the coil rotates, each contact slides off the terminal to which it

connects and slides onto the terminal of opposite polarity. In

other words, the coil contacts switch terminals continuously

as the coil rotates, preserving the torque and keeping the

coil rotating. In Figure 12-296 , the coil terminal segments

are labeled A and B. As the coil rotates, the segments slide

onto and past the fixed terminals or brushes. With this

arrangement, the direction of current in the side of the coil

next to the North-seeking pole flows toward the reader, and

the force acting on that side of the coil turns it downward.

The part of the motor that changes the current from one wire

to another is called the commutator.

Position A

When the coil is positioned as shown in Figure 12-296A ,

current flows from the negative terminal of the battery to the

negative (−) brush, to segment B of the commutator, through

the loop to segment A of the commutator, to the positive (+)

brush, and then back to the positive terminal of the battery.

By using the right-hand motor rule, it is seen that the coil

rotates counterclockwise. The torque at this position of the

coil is maximum, since the greatest number of lines of force

is being cut by the coil.Position B

When the coil has rotated 90° to the position shown

in Figure 12-296B , segments A and B of the commutator no

longer make contact with the battery circuit and no current

can flow through the coil. At this position, the torque has

reached a minimum value, since a minimum number of lines

of force are being cut. However, the momentum of the coil

carries it beyond this position until the segments again make

contact with the brushes, and current again enters the coil;

this time, though, it enters through segment A and leaves

through segment B. However, since the positions of segments

A and B have also been reversed, the effect of the current is

as before, the torque acts in the same direction, and the coil

continues its counterclockwise rotation.

Position C

On passing through the position shown in Figure 12-296C ,

the torque again reaches maximum.

Position D

Continued rotation carries the coil again to a position of

minimum torque as in Figure 12-296D . At this position, the

brushes no longer carry current, but once more the momentum

rotates the coil to the point where current enters through

N

SA

BDirection of currentMagnetic fieldTorque

CurrentMotion

Magnetic fluxFigure 12-293. Developing a torque.

Figure 12-294. Right-hand motor rule.

+A

B

Figure 12-292. Fields surrounding parallel conductors.segment B and leaves through A. Further rotation brings the

coil to the starting point and, thus, one revolution is completed.

The switching of the coil terminals from the positive to the

negative brushes occurs twice per revolution of the coil.

The torque in a motor containing only a single coil is neither

continuous nor very effective, for there are two positions

where there is actually no torque at all. To overcome this, a

practical DC motor contains a large number of coils wound on

the armature. These coils are so spaced that, for any position

of the armature, there are coils near the poles of the magnet.

This makes the torque both continuous and strong. The

commutator, likewise, contains a large number of segments

instead of only two.

The armature in a practical motor is not placed between

the poles of a permanent magnet but between those of an

electromagnet, since a much stronger magnetic field can be

furnished. The core is usually made of a mild or annealed

steel, which can be magnetized strongly by induction. The

current magnetizing the electromagnet is from the same

source that supplies the current to the armature.DC Motor Construction

The major parts in a practical motor are the armature

assembly, the field assembly, the brush assembly, and the

end frame. [Figure 12-297]

Armature Assembly

The armature assembly contains a laminated, soft-iron core,

coils, and a commutator, all mounted on a rotatable steel shaft.

Laminations made of stacks of soft iron, insulated from each

other, form the armature core. Solid iron is not used, since a

solid iron core revolving in the magnetic field would heat and

use energy needlessly. The armature windings are insulated

copper wire, which are inserted in slots insulated with fiber

paper (fish paper) to protect the windings. The ends of the

windings are connected to the commutator segments. Wedges

or steel bands hold the windings in place to prevent them

from flying out of the slots when the armature is rotating at

high speeds. The commutator consists of a large number of

copper segments insulated from each other and the armature

shaft by pieces of mica. Insulated wedge rings hold the

segments in place.

S

N 45°71%

100%

90°

0°Zero torque

Figure 12-295. Torque on a coil at various angles of rotation.

S N

A BBrushTorque

S N

ABNo torque

S N

B ATorque

S N

BANo torqueA

B

C

D

Figure 12-296. Basic DC motor operation.Field Assembly

The field assembly consists of the field frame, the pole pieces,

and the field coils. The field frame is located along the inner

wall of the motor housing. It contains laminated, soft-steel pole

pieces on which the field coils are wound. A coil, consisting of

several turns of insulated wire, fits over each pole piece and,

together with the pole, constitutes a field pole. Some motors

have as few as two poles, others as many as eight.

Brush Assembly

The brush assembly consists of the brushes and their holders.

The brushes are usually small blocks of graphitic carbon, since

this material has a long service life and also causes minimum

wear to the commutator. The holders permit some play in the

brushes so they can follow any irregularities in the surface

of the commutator and make good contact. Springs hold the

brushes firmly against the commutator. [Figure 12-298]

End Frame

The end frame is the part of the motor opposite the

commutator. Usually, the end frame is designed so that it

can be connected to the unit to be driven. The bearing for the

drive end is also located in the end frame. Sometimes the end

frame is made a part of the unit driven by the motor. When

this is done, the bearing on the drive end may be located in

any one of a number of places.

Types of DC Motors

There are three basic types of DC motors: series motors, shunt

motors, and compound motors. They differ largely in the

method in which their field and armature coils are connected.

Series DC Motor

In the series motor, the field windings, consisting of a

relatively few turns of heavy wire, are connected in series

with the armature winding. Both a diagrammatic and a

schematic illustration of a series motor are shown in

Figure 12-299 . The same current flowing through the field

winding also flows through the armature winding. Any

increase in current, therefore, strengthens the magnetism of

12-142both the field and the armature.

Because of the low resistance in the windings, the series

motor is able to draw a large current in starting. This starting

current, in passing through both the field and armature

windings, produces a high starting torque, which is the series

motor’s principal advantage.

The speed of a series motor is dependent upon the load. Any

change in load is accompanied by a substantial change in

speed. A series motor runs at high speed when it has a light

load and at low speed with a heavy load. If the load is removed

entirely, the motor may operate at such a high speed that the

armature falls apart. If high starting torque is needed under

heavy load conditions, series motors have many applications.

Series motors are often used in aircraft as engine starters and for

raising and lowering landing gears, cowl flaps, and wing flaps.

Shunt DC Motor

In the shunt motor, the field winding is connected in parallel

or in shunt with the armature winding. [Figure 12-300] The

resistance in the field winding is high. Since the field winding

is connected directly across the power supply, the current

through the field is constant. The field current does not vary

with motor speed, as in the series motor and, therefore, the

torque of the shunt motor varies only with the current through

the armature. The torque developed at starting is less than

that developed by a series motor of equal size.

The speed of the shunt motor varies very little with changes

in load. When all load is removed, it assumes a speed slightly

higher than the loaded speed. This motor is particularly

suitable for use when constant speed is desired and when

high starting torque is not needed.

Compound DC Motor

The compound motor is a combination of the series and shunt

motors. There are two windings in the field: a shunt winding

and a series winding. [Figure 12-301] The shunt winding

is composed of many turns of fine wire and is connected in

parallel with the armature winding. The series winding

consists of a few turns of large wire and is connected in series

with the armature winding. The starting torque is higher than

in the shunt motor but lower than in the series motor. Variation

of speed with load is less than in a series wound motor but

greater than in a shunt motor. The compound motor is used

whenever the combined characteristics of the series and shunt

motors are desired.

Like the compound generator, the compound motor has both

series and shunt field windings. The series winding may

either aid the shunt wind (cumulative compound) or oppose

the shunt winding (differential compound). The starting and load characteristics of the cumulative compound motor

are somewhere between those of the series and those of the

shunt motor.

Because of the series field, the cumulative compound motor

has a higher starting torque than a shunt motor. Cumulative

compound motors are used in driving machines, which are

subject to sudden changes in load. They are also used where a

high starting torque is desired, but a series motor cannot be

used easily.

In the differential compound motor, an increase in load

creates an increase in current and a decrease in total flux in

this type of motor. These two tend to offset each other and

the result is a practically constant speed. However, since an

increase in load tends to decrease the field strength, the speed

characteristic becomes unstable. Rarely is this type of motor

used in aircraft systems.

A graph of the variation in speed with changes of load of

the various types of DC motors is shown in Figure 12-302 .

Counter Electromotive Force (emf)

The armature resistance of a small, 28-volt DC motor

is extremely low, about 0.1 ohm. When the armature is

connected across the 28-volt source, current through the

armature is apparently:

I = = = 280 amperesE 28

R 0.1

This high value of current flow is not only impracticable but

also unreasonable, especially when the current drain, during

normal operation of a motor, is found to be about 4 amperes.

This is because the current through a motor armature during

operation is determined by more factors than ohmic resistance.

When the armature in a motor rotates in a magnetic field, a

voltage is induced in its windings. This voltage is called the

back or counter emf and is opposite in direction to the voltage

applied to the motor from the external source.

Counter emf opposes the current, which causes the armature

to rotate. The current flowing through the armature, therefore,

decreases as the counter emf increases. The faster the

armature rotates, the greater the counter emf. For this reason,

a motor connected to a battery may draw a fairly high current

on starting, but as the armature speed increases, the current

flowing through the armature decreases. At rated speed, the

counter emf may be only a few volts less than the battery

voltage. Then, if the load on the motor is increased, the motor

slows down, less counter emf is generated, and the current

drawn from the external source increases. In a shunt motor,

the counter emf affects only the current in the armature, since

End frame

Field coils

Armature

Brush riggingBearing

CoverCommutator

Tube type brush

Box type brushFigure 12-297. Cutaway view of practical DC motor.

Figure 12-298. Commutator and brushes.the field is connected in parallel across the power source. As

the motor slows down and the counter emf decreases, more

current flows through the armature, but the magnetism in the

field is unchanged. When the series motor slows down, the

counter EMF decreases and more current flows through the

field and the armature, thereby strengthening their magnetic fields. Because of these characteristics, it is more difficult to

stall a series motor than a shunt motor.

Types of Duty

Electric motors are called upon to operate under various

conditions. Some motors are used for intermittent operation;

12-144CommutatorArmature

Shunt fieldShunt field

A

BDiagrammatic

Schematic

Figure 12-300. Shunt motor.Commutator

ArmatureWire

A

BDiagrammatic

Schematic

Figure 12-299. Series motor.others operate continuously. Motors built for intermittent

duty can be operated for short periods only and, then, must

be allowed to cool before being operated again. If such a

motor is operated for long periods under full load, the motor

becomes overheated. Motors built for continuous duty may

be operated at rated power for long periods.

Reversing Motor Direction

By reversing the direction of current flow in either the armature

or the field windings, the direction of a motor’s rotation may be

reversed. This reverses the magnetism of either the armature or

the magnetic field in which the armature rotates. If the wires

connecting the motor to an external source are interchanged,

the direction of rotation is not reversed, since changing these

wires reverses the magnetism of both field and armature and

leaves the torque in the same direction as before.

One method for reversing direction of rotation employs

two field windings wound in opposite directions on the

same pole. This type of motor is called a split field motor.

[Figure 12-303] The single pole, double throw switch

makes it possible to direct current through either of the two

windings. When the switch is placed in the lower position,

current flows through the lower field winding, creating a North pole at the lower field winding and at the lower

pole piece, and a South pole at the upper pole piece. When

the switch is placed in the upper position, current flows

through the upper field winding, the magnetism of the

field is reversed, and the armature rotates in the opposite

direction. Some split field motors are built with two separate

field windings wound on alternate poles. The armature in

such a motor, a four pole reversible motor, rotates in one

direction when current flows through the windings of one set

of opposite pole pieces, and in the opposite direction when

current flows through the other set of windings.

Another method of direction reversal, called the switch

method, employs a double pole, double throw switch which

changes the direction of current flow in either the armature

or the field. In the illustration of the switch method shown in

Figure 12-304 , current direction may be reversed through the

field but not through the armature. When the switch is thrown

to the “up” position, current flows through the field winding

to establish a North pole at the right side of the motor and a

South pole at the left side of the motor. When the switch is

thrown to the “down” position, this polarity is reversed and

the armature rotates in the opposite direction.

12-145Shunt

field+

–Series

field

M

Output power or load 0 100%100%Speed of rotationSeries connectionDifferential compounding

Shunt connection

Cumulative compounding

Figure 12-301. Compound motor.Figure 12-302. Load characteristics of DC motors.Motor Speed

Motor speed can be controlled by varying the current in the

field windings. When the amount of current flowing through

the field windings is increased, the field strength increases,

but the motor slows down since a greater amount of counter

EMF is generated in the armature windings. When the field

current is decreased, the field strength decreases, and the

motor speeds up because the counter EMF is reduced. A

motor in which speed can be controlled is called a variable

speed motor. It may be either a shunt or series motor.

In the shunt motor, speed is controlled by a rheostat in series

with the field windings. [Figure 12-305] The speed depends

on the amount of current that flows through the rheostat to the

field windings. To increase the motor speed, the resistance in

the rheostat is increased, which decreases the field current.

As a result, there is a decrease in the strength of the magnetic

field and in the counter EMF . This momentarily increases the

armature current and the torque. The motor then automatically

speeds up until the counter EMF increases and causes the

armature current to decrease to its former value. When this

occurs, the motor operates at a higher fixed speed than before.

To decrease the motor speed, the resistance of the rheostat

is decreased. More current flows through the field windings

and increases the strength of the field; then, the counter EMF

increases momentarily and decreases the armature current.

As a result, the torque decreases and the motor slows down

until the counter EMF decreases to its former value; then the

motor operates at a lower fixed speed than before.

In the series motor, the rheostat speed control is connected

either in parallel or in series with the motor field, or in

parallel with the armature. When the rheostat is set for

maximum resistance, the motor speed is increased in the

parallel armature connection by a decrease in current. When

the rheostat resistance is maximum in the series connection,

motor speed is reduced by a reduction in voltage across the

motor. For above normal speed operation, the rheostat is in

parallel with the series field. Part of the series field current is bypassed and the motor speeds up. [Figure 12-306]

Energy Losses in DC Motors

Losses occur when electrical energy is converted to

mechanical energy (in the motor), or mechanical energy

is converted to electrical energy (in the generator). For

the machine to be efficient, these losses must be kept to a

minimum. Some losses are electrical; others are mechanical.

Electrical losses are classified as copper losses and iron

losses; mechanical losses occur in overcoming the friction

of various parts of the machine.

Copper losses occur when electrons are forced through

the copper windings of the armature and the field. These

losses are proportional to the square of the current. They are

sometimes called I2R losses, since they are due to the power

dissipated in the form of heat in the resistance of the field

and armature windings.

Iron losses are subdivided in hysteresis and eddy current

losses. Hysteresis losses are caused by the armature revolving

in an alternating magnetic field. It, therefore, becomes

magnetized first in one direction and then in the other. The

residual magnetism of the iron or steel of which the armature

is made causes these losses. Since the field magnets are

always magnetized in one direction (DC field), they have

no hysteresis losses.

Eddy current losses occur because the iron core of the

armature is a conductor revolving in a magnetic field. This

sets up an EMF across portions of the core, causing currents

to flow within the core. These currents heat the core and, if

they become excessive, may damage the windings. As far as

the output is concerned, the power consumed by eddy currents

is a loss. To reduce eddy currents to a minimum, a laminated

12-146Double pole

Double throw switch

DownUp

Figure 12-304. Switch method of reversing motor direction.AB

Figure 12-303. Split field series motor.core usually is used. A laminated core is made of thin sheets

of iron electrically insulated from each other. The insulation

between laminations reduces eddy currents, because it is

“transverse” to the direction in which these currents tend to

flow. However, it has no effect on the magnetic circuit. The

thinner the laminations, the more effectively this method

reduces eddy current losses.

Inspection and Maintenance of DC Motors

Use the following procedures to make inspection and

maintenance checks:

1. Check the operation of the unit driven by the motor

in accordance with the instructions covering the

specific installation.

2. Check all wiring, connections, terminals, fuses, and

switches for general condition and security.

3. Keep motors clean and mounting bolts tight.

4. Check brushes for condition, length, and spring

tension. Minimum brush lengths, correct spring

tension, and procedures for replacing brushes are

given in the applicable manufacturer’s instructions.

5. Inspect commutator for cleanness, pitting, scoring,

roughness, corrosion, or burning. Check for high

mica ( IF the copper wears down below the mica, the

mica insulates the brushes from the commutator.)

Clean dirty commutators with a cloth moistened with

the recommended cleaning solvent. Polish rough

or corroded commutators with fine sandpaper (000

or finer) and blow out with compressed air. Never

use emery paper since it contains metallic particles that may cause shorts. Replace the motor if the

commutator is burned, badly pitted, grooved, or worn

to the extent that the mica insulation is flush with the

commutator surface.

6. Inspect all exposed wiring for evidence of overheating.

Replace the motor if the insulation on leads or

windings is burned, cracked, or brittle.

7. Lubricate only if called for by the manufacturer’s

instructions covering the motor. Most motors used

in today’s airplanes require no lubrication between

overhauls.

8. Adjust and lubricate the gearbox, or unit which the

motor drives, in accordance with the applicable

manufacturer’s instructions covering the unit.

When trouble develops in a DC motor system, check first to

determine the source of the trouble. Replace the motor only

when the trouble is due to a defect in the motor itself. In most

cases, the failure of a motor to operate is caused by a defect

in the external electrical circuit or by mechanical failure in

the mechanism driven by the motor.

Check the external electrical circuit for loose or dirty

12-147RheostatFrame

Pole

Commutator

ArmatureShunt led

Figure 12-305. Shunt motor with variable speed control.connections and for improper connection of wiring. Look

for open circuits, grounds, and shorts by following the

applicable manufacturer’s circuit testing procedure. If the

fuse is not blown, failure of the motor to operate is usually

due to an open circuit. A blown fuse usually indicates an

accidental ground or short circuit. A low battery usually

causes the chattering of the relay switch, which controls the

motor. When the battery is low, the open circuit voltage of

the battery is sufficient to close the relay, but with the heavy

current draw of the motor, the voltage drops below the level

required to hold the relay closed. When the relay opens, the

voltage in the battery increases enough to close the relay

again. This cycle repeats and causes chattering, which is very

harmful to the relay switch due to the heavy current causing

an arc which burns the contacts.

Check the unit driven by the motor for failure of the unit

or drive mechanism. If the motor has failed as a result of a

failure in the driven unit, the fault must be corrected before

installing a new motor. If it has been determined that the

fault is in the motor itself (by checking for correct voltage

at the motor terminals and for failure of the driven unit),

inspect the commutator and brushes. A dirty commutator

or defective or binding brushes may result in poor contact

between brushes and commutator. Clean the commutator,

brushes, and brush holders with a cloth moistened with the

recommended cleaning solvent. If brushes are damaged or

worn to the specified minimum length, install new brushes in accordance with the applicable manufacturer’s instructions

covering the motor. If the motor still fails to operate, replace

it with a serviceable motor.

AC Motors

Because of their advantages, many types of aircraft motors

are designed to operate on alternating current. In general,

AC motors are less expensive than comparable DC motors.

In many instances, AC motors do not use brushes and

commutators so sparking at the brushes is avoided. AC

motors are reliable and require little maintenance. They are

also well suited for constant speed applications and certain

types are manufactured that have, within limits, variable

speed characteristics. Alternating current motors are designed

to operate on polyphase or single-phase lines and at several

voltage ratings.

The speed of rotation of an AC motor depends upon the number

of poles and the frequency of the electrical source of power:

rpm =120 × Frequency

Number of poles

Since airplane electrical systems typically operate at 400

cycles, an electric motor at this frequency operates at about

seven times the speed of a 60-cycle commercial motor with

the same number of poles. Because of this high speed of

rotation, 400-cycle AC motors are suitable for operating

small, high-speed rotors, through reduction gears, in

lifting and moving heavy loads, such as the wing flaps, the

retractable landing gear, and the starting of engines. The

400-cycle induction type motor operates at speeds ranging

from 6,000 rpm to 24,000 rpm. Alternating current motors

are rated in horsepower output, operating voltage, full load

current, speed, number of phases, and frequency. Whether

the motors operate continuously or intermittently (for short

intervals) is also considered in the rating.

Types of AC Motors

There are two general types of AC motors used in aircraft

systems: induction motors and synchronous motors. Either type

may be single-phase, two-phase, or three-phase. Three-phase

induction motors are used where large amounts of power are

required. They operate such devices as starters, flaps, landing

gears, and hydraulic pumps. Single-phase induction motors

are used to operate devices such as surface locks, intercooler

shutters, and oil shutoff valves in which the power requirement

is low. Three-phase synchronous motors operate at constant

synchronous speeds and are commonly used to operate flux

gate compasses and propeller synchronizer systems. Single-

phase synchronous motors are common sources of power to

operate electric clocks and other small, precision equipment.

They require some auxiliary method to bring them up to

12-148Below normal speed Normal speed Above normal speedMRheostatSeries

filed

Fast Slow

–+ +

MRheostatFast Slow

–+

MFast

Slow

Figure 12-306. Controlling the speed of a series DC motor.

synchronous speeds; that is, to start them. Usually the starting

winding consists of an auxiliary stator winding.

Three-Phase Induction Motor

The three-phase AC induction motor is also called a squirrel

cage motor. Both single-phase and three-phase motors

operate on the principle of a rotating magnetic field. A

horseshoe magnet held over a compass needle is a simple

illustration of the principle of the rotating field. The needle

takes a position parallel to the magnetic flux passing between

the two poles of the magnet. If the magnet is rotated, the

compass needle follows. A rotating magnetic field can be

produced by a two-or three-phase current flowing through

two or more groups of coils wound on inwardly projecting

poles of an iron frame. The coils on each group of poles

are wound alternately in opposite directions to produce

opposite polarity, and each group is connected to a separate

phase of voltage. The operating principle depends on a

revolving, or rotating, magnetic field to produce torque.

The key to understanding the induction motor is a thorough

understanding of the rotating magnetic field.

Rotating Magnetic Field

The field structure shown in Figure 12-307A has poles

whose windings are energized by three AC voltages: a, b,

and c. These voltages have equal magnitude but differ in

phase. [Figure 12-307B] At the instant of time shown as

0, the resultant magnetic field produced by the application

of the three voltages has its greatest intensity in a direction extending from pole 1 to pole 4. Under this condition, pole

1 can be considered as a North pole and pole 4 as a South

pole. At the instant of time shown as 1, the resultant magnetic

field has its greatest intensity in the direction extending from

pole 2 to pole 5. In this case, pole 2 can be considered as a

North pole and pole 5 as a South pole. Thus, between instant

0 and instant 1, the magnetic field has rotated clockwise. At

instant 2, the resultant magnetic field has its greatest intensity

in the direction from pole 3 to pole 6, and the resultant

magnetic field has continued to rotate clockwise. At instant

3, poles 4 and 1 can be considered as North and South poles,

respectively, and the field has rotated still farther. At later

instants of time, the resultant magnetic field rotates to other

positions while traveling in a clockwise direction, a single

revolution of the field occurring in one cycle. If the exciting

voltages have a frequency of 60 cps, the magnetic field makes

60 revolutions per second, or 3,600 rpm. This speed is known

as the synchronous speed of the rotating field.

Construction of Induction Motor

The stationary portion of an induction motor is called a stator,

and the rotating member is called a rotor. Instead of salient

poles in the stator, as shown in Figure 12-307A , distributed

windings are used. These windings are placed in slots

around the periphery of the stator. It is usually impossible

to determine the number of poles in an induction motor by

visual inspection, but the information can be obtained from

the nameplate of the motor. The nameplate usually gives the

number of poles and the speed at which the motor is designed

12-149to run. This rated, or nonsynchronous, speed is slightly less

than the synchronous speed. To determine the number of

poles per phase on the motor, divide 120 times the frequency

by the rated speed. Written as an equation, it is:

P =120 × f

N

Where: P is the number of poles per phase

f is the frequency in cps

N is the rated speed in rpm, and

120 is a constant

The result is nearly equal to the number of poles per phase.

For example, consider a 60-cycle, three-phase motor with a

rated speed of 1,750 rpm. In this case:

P = = = 4.1120 × 60 7,200

1,750 1,750

Therefore, the motor has four poles per phase. If the number

of poles per phase is given on the nameplate, the synchronous

speed can be determined by dividing 120 times the frequency

by the number of poles per phase. In the example used above,

the synchronous speed is equal to 7,200/4, or 1,800 rpm.

The rotor of an induction motor consists of an iron core

having longitudinal slots around its circumference in which

heavy copper or aluminum bars are embedded. These bars

are welded to a heavy ring of high conductivity on either

end. The composite structure is sometimes called a squirrel

cage, and motors containing such a rotor are called squirrel

cage induction motors. [Figure 12-308]

Induction Motor Slip

When the rotor of an induction motor is subjected to the

revolving magnetic field produced by the stator windings,

a voltage is induced in the longitudinal bars. The induced

voltage causes a current to flow through the bars. This current,

in turn, produces its own magnetic field, which combines

with the revolving field so that the rotor assumes a position in

which the induced voltage is minimized. As a result, the rotor

revolves at very nearly the synchronous speed of the stator

field, the difference in speed being just sufficient enough to

induce the proper amount of current in the rotor to overcome

the mechanical and electrical losses in the rotor. If the rotor

were to turn at the same speed as the rotating field, the rotor

conductors would not be cut by any magnetic lines of force,

no EMF would be induced in them, no current could flow, and

there would be no torque. The rotor would then slow down.

For this reason, there must always be a difference in speed

between the rotor and the rotating field. This difference in

speed is called slip and is expressed as a percentage of the

synchronous speed. For example, if the rotor turns at 1,750 rpm and the synchronous speed is 1,800 rpm, the difference in speed

is 50 rpm. The slip is then equal to 50/1,800 or 2.78 percent.

Single-Phase Induction Motor

The previous discussion has applied only to polyphase

motors. A single-phase motor has only one stator winding.

This winding generates a field, which merely pulsates, instead

of rotating. When the rotor is stationary, the expanding and

collapsing stator field induces currents in the rotor. These

currents generate a rotor field opposite in polarity to that of

the stator. The opposition of the field exerts a turning force

on the upper and lower parts of the rotor trying to turn it 180°

from its position. Since these forces are exerted through the

center of the rotor, the turning force is equal in each direction.

As a result, the rotor does not turn. If the rotor starts turning,

it continues to rotate in the direction in which it started, since

the turning force in that direction is aided by the momentum

of the rotor.

Shaded Pole Induction Motor

The first effort in the development of a self-starting,

single-phase motor was the shaded pole induction motor.

[Figure 12-309] This motor has salient poles, a portion

of each pole being encircled by a heavy copper ring. The

presence of the ring causes the magnetic field through the

ringed portion of the pole face to lag appreciably behind

that through the other part of the pole face. The net effect

is the production of a slight component of rotation of the

field, sufficient to cause the rotor to revolve. As the rotor

accelerates, the torque increases until the rated speed is

obtained. Such motors have low starting torque and find

their greatest application in small fan motors where the initial

torque required is low.

In Figure 12-309 , a diagram of a pole and the rotor is

shown. The poles of the shaded pole motor resemble those

of a DC motor.

A low resistance, short-circuited coil or copper band is placed

across one tip of each small pole from which the motor gets

the name of shaded pole. The rotor of this motor is the squirrel

cage type. As the current increases in the stator winding, the

flux increases. A portion of this flux cuts the low resistance

shading coil. This induces a current in the shading coil, and

by Lenz’s Law, the current sets up a flux that opposes the

flux inducing the current. Hence, most of the flux passes

through the unshaded portion of the poles. [Figure 12-310]

When the current in the winding and the main flux reaches

a maximum, the rate of change is zero; thus, no emf is

induced in the shading coil. A little later, the shading coil

current, which causes the induced emf to lag, reaches zero,

and there is no opposing flux. Therefore, the main field flux

12-150a

a0 1 2 3 4 5 6

a1

b

b

bc

c

c180°

TimeA

B

Figure 12-307. Rotating magnetic field developed by application

of three-phase voltages.

passes through the shaded portion of the field pole. The

main field flux, which is now decreasing, induces a current

in the shading coil. This current sets up a flux that opposes

the decrease of the main field flux in the shaded portion of

the pole. The effect is to concentrate the lines of force in

the shaded portion of the pole face. In effect, the shading

coil retards, in time phase, the portion of the flux passing

through the shaded part of the pole. This lag in time phase

of the flux in the shaded tip causes the flux to produce the

effect of sweeping across the face of the pole, from left to

right in the direction of the shaded tip. This behaves like a

very weak rotating magnetic field, and sufficient torque is

produced to start a small motor. The starting torque of the

shaded pole motor is exceedingly weak, and the power factor

is low. Consequently, it is built in sizes suitable for driving

such devices as small fans.Split-Phase Motor

There are various types of self-starting motors, known as

split-phase motors. Such motors have a starting winding

displaced 90 electrical degrees from the main or running

winding. In some types, the starting winding has a fairly

high resistance, which causes the current in this winding

to be out of phase with the current in the running winding.

This condition produces, in effect, a rotating field and

the rotor revolves. A centrifugal switch disconnects the

starting winding automatically after the rotor has attained

approximately 25 percent of its rated speed.

Capacitor Start Motor

With the development of high-capacity electrolytic

capacitors, a variation of the split-phase motor known as the

capacitor start motor, has been made. Nearly all fractional

horsepower motors in use today on refrigerators and other

similar appliances are of this type. [Figure 12-311] In this

adaptation, the starting winding and running winding have

the same size and resistance value. The phase shift between

currents of the two windings is obtained by using capacitors

connected in series with the starting winding.

Capacitor start motors have a starting torque comparable to

their torque at rated speed and can be used in applications

where the initial load is heavy. Again, a centrifugal switch

is required for disconnecting the starting winding when the

rotor speed is approximately 25 percent of the rated speed.

Although some single-phase induction motors are rated as

high as 2 horsepower (hp), the major field of application is

1 hp, or less, at a voltage rating of 115 volts for the smaller

sizes and 110 to 220 volts for one-fourth hp and up. For even

larger power ratings, polyphase motors generally are used,

since they have excellent starting torque characteristics.

Direction of Rotation of Induction Motors

The direction of rotation of a three-phase induction motor

can be changed by simply reversing two of the leads to the

motor. The same effect can be obtained in a two-phase motor

by reversing connections to one phase. In a single-phase

motor, reversing connections to the starting winding reverses

the direction of rotation.

Most single-phase motors designed for general application

have provision for readily reversing connections to the

starting winding. Nothing can be done to a shaded pole motor

to reverse the direction of rotation because the direction is

determined by the physical location of the copper shading

ring. If, after starting, one connection to a three-phase motor

is broken, the motor continues to run but delivers only

one-third the rated power. Also, a two-phase motor runs at

one-half its rated power if one phase is disconnected. Neither

12-151A B

Aluminum or copper barsShaftWeld at all joints Welds holding copper or

aluminum bars to end ring

Aluminum or

copper end ring

Iron core

Figure 12-308. Squirrel cage rotor for an AC induction motor.

Shaded poles

Shaded poles

Figure 12-309. Shaded pole induction motor.motor starts under these abnormal conditions.

Synchronous Motor

The synchronous motor is one of the principal types of AC

motors. Like the induction motor, the synchronous motor

makes use of a rotating magnetic field. Unlike the induction

motor, however, the torque developed does not depend on

the induction of currents in the rotor. Briefly, the principle of

operation of the synchronous motor is as follows: A multiphase

source of AC is applied to the stator windings, and a rotating

magnetic field is produced. A direct current is applied to the

rotor winding, and another magnetic field is produced. The

synchronous motor is so designed and constructed that these

two fields react to each other in such a manner that the rotor

is dragged along and rotates at the same speed as the rotating

magnetic field produced by the stator windings.

An understanding of the operation of the synchronous

motor can be obtained by considering the simple motor of

Figure 12-312 . Assume that poles A and B are being rotated

clockwise by some mechanical means in order to produce

a rotating magnetic field. They induce poles of opposite

polarity in the soft iron rotor, and forces of attraction exist

between corresponding North and South poles.

Consequently, as poles A and B rotate, the rotor is dragged

along at the same speed. However, if a load is applied to the

rotor shaft, the rotor axis momentarily falls behind that of the

rotating field but, thereafter, continues to rotate with the field

at the same speed as long as the load remains constant. If the

load is too large, the rotor pulls out of synchronism with the

rotating field and, as a result, no longer rotates with the field

at the same speed. Thus, the motor is said to be overloaded.

Such a simple motor as shown in Figure 12-312 is never used.

The idea of using some mechanical means of rotating the poles is impractical because another motor would be required to

perform this work. Also, such an arrangement is unnecessary

because a rotating magnetic field can be produced electrically

by using phased AC voltages. In this respect, the synchronous

motor is similar to the induction motor.

The synchronous motor consists of a stator field winding

similar to that of an induction motor. The stator winding

produces a rotating magnetic field. The rotor may be a

permanent magnet, as in small, single-phase synchronous

motors used for clocks and other small precision equipment,

or it may be an electromagnet, energized from a DC source of

power and fed through slip rings into the rotor field coils, as

in an alternator. In fact, an alternator may be operated either

as an alternator or a synchronous motor.

Shaded pole

Rotor

Figure 12-310. Diagram of a shaded pole motor.Since a synchronous motor has little starting torque, some

means must be provided to bring it up to synchronous speed.

The most common method is to start the motor at no load,

allow it to reach full speed, and then energize the magnetic

field. The magnetic field of the rotor locks with the magnetic

field of the stator and the motor operates at synchronous speed.

The magnitude of the induced poles in the rotor shown in

Figure 12-313 is so small that sufficient torque cannot be

developed for most practical loads. To avoid such a limitation

on motor operation, a winding is placed on the rotor and

energized with DC. A rheostat placed in series with the DC

source provides the operator of the machine with a means

of varying the strength of the rotor poles, thus placing the

motor under control for varying loads.

The synchronous motor is not a self-starting motor. The

rotor is heavy and, from a dead stop, it is impossible to

bring the rotor into magnetic lock with the rotating magnetic

field. For this reason, all synchronous motors have some

kind of starting device. One type of simple starter is

another motor, either AC or DC, which brings the rotor up

to approximately 90 percent of its synchronous speed. The

starting motor is then disconnected, and the rotor locks in

step with the rotating field. Another starting method is a

second winding of the squirrel cage type on the rotor. This

induction winding brings the rotor almost to synchronous

speed, and when the DC is connected to the rotor windings,

the rotor pulls into step with the field. The latter method is

the more commonly used.

AC Series Motor

An AC-series motor is a single-phase motor, but is not an

induction or synchronous motor. It resembles a DC motor in that it has brushes and a commutator. The AC-series motor

operates on either AC or DC circuits. Remember that the

direction of rotation of a DC-series motor is independent

of the polarity of the applied voltage, provided the field

and armature connections remain unchanged. Hence, if a

DC-series motor is connected to an AC source, a torque is

developed that tends to rotate the armature in one direction.

However, a DC-series motor does not operate satisfactorily

from an AC supply for the following reasons:

1. The alternating flux sets up large eddy current and

hysteresis losses in the unlaminated portions of the

magnetic circuit and causes excessive heating and

reduced efficiency.

2. The self-induction of the field and armature windings

causes a low power factor.

3. The alternating field flux establishes large currents in

the coils, which are short circuited by the brushes; this

action causes excessive sparking at the commutator.

To design a series motor for satisfactory operation on AC,

the following changes are made:

1. The eddy current losses are reduced by laminating the

field poles, frame, and armature.

2. Hysteresis losses are minimized by using high

permeability, transformer-type, silicon steel

laminations.

3. The reactance of the field windings is kept satisfactorily

low by using shallow pole pieces, few turns of wire,

low frequency (usually 25 cycles for large motors),

low flux density, and low reluctance (a short air gap).

4. The reactance of the armature is reduced by using a

compensating winding embedded in the pole pieces. If

the compensating winding is connected in series with

the armature, as shown in Figure 12-314 , the armature

is conductively compensated.

If the compensating winding is designed as shown

in Figure 12-315 , the armature is inductively

compensated. If the motor is designed for operation

on both DC and AC circuits, the compensating winding

is connected in series with the armature. The axis of

the compensating winding is displaced from the main

field axis by an angle of 90°. This arrangement is

similar to the compensating winding used in some DC

motors and generators to overcome armature reaction.

The compensating winding establishes a counter

magnetomotive force, neutralizing the effect of the

armature magnetomotive force, preventing distortion

of the main field flux, and reducing the armature

reactance. The inductively compensated armature

acts like the primary of a transformer, the secondary

12-153NS

S NAlternatorCentrifugal switch

Winding 2 (Running winding)Winding 1 (Starting winding)

Capacitor

Figure 12-311. Single-phase motor with capacitor starting winding.

Rotating pole

structure

Rotating pole

structureRotor

Rotor axis

BSNA

S

NInduced poles Rotor shaft

Figure 12-312. Illustrating the operation of a synchronous motor.of which is the shorted compensating winding. The

shorted secondary receives an induced voltage by the

action of the alternating armature flux, and the resulting

current flowing through the turns of the compensating

winding establishes the opposing magnetomotive force,

neutralizing the armature reactance.

5. Sparking at the commutator is reduced by the use of

preventive leads P 1, P2, P3, and so forth, as shown in

Figure 12-316 , where a ring armature is shown for

simplicity. When coils at A and B are shorted by the

brushes, the induced current is limited by the relatively

high resistance of the leads. Sparking at the brushes

is also reduced by using armature coils having only a

single turn and multipolar fields. High torque is obtained

by having a large number of armature conductors and

a large diameter armature. Thus, the commutator has

a large number of very thin commutator bars and the

armature voltage is limited to about 250 volts.

Fractional horsepower AC series motors are called universal

motors. They do not have compensating windings or

preventive leads. They are used extensively to operate fans

and portable tools, such as drills, grinders, and saws.

Maintenance of AC Motors

The inspection and maintenance of AC motors is very simple.

The bearings may or may not need frequent lubrication. If

they are the sealed type, lubricated at the factory, they require

no further attention. Be sure the coils are kept dry and free

from oil or other abuse. The temperature of a motor is usually

its only limiting operating factor. A good rule of thumb is that a temperature too hot for the hand is too high for safety. Next

to the temperature, the sound of a motor or generator is the

best trouble indicator. When operating properly, it should hum

evenly. If it is overloaded it “grunts.” A three-phase motor

Three-phase winding produces

a rotating magnetic field

Slip rings+N

NS S

Figure 12-313. Synchronous motor.with one lead disconnected refuses to turn and “growls.” A

knocking sound generally indicates a loose armature coil,

a shaft out of alignment, or armature dragging because of

worn bearings. In all cases, the inspection and maintenance

of all AC motors should be performed in accordance with

the applicable manufacturer’s instructions.

Alternators

Basic Alternators & Classifications

An electrical generator is a machine that converts mechanical

energy into electrical energy by electromagnetic induction.

A generator that produces alternating current is referred to

as an AC generator and, through combination of the words

“alternating” and “generator,” the word “alternator” has come

into widespread use. In some areas, the word “alternator” is

applied only to small AC generators. This handbook treats

the two terms synonymously and uses the term “alternator”

to distinguish between AC and DC generators.

The major difference between an alternator [Figure 12-317]

and a DC generator is the method of connection to the

external circuit. The alternator is connected to the external

circuit by slip rings, but the DC generator is connected by

a commutator.Method of Excitation

One means of classification is by the type of excitation system

used. In alternators used on aircraft, excitation can be affected

by one of the following methods:

1. A direct connected, DC generator. This system consists

of a DC generator fixed on the same shaft with the

AC generator. A variation of this system is a type of

alternator that uses DC from the battery for excitation,

after which the alternator is self-excited.

2. By transformation and rectification from the AC

system. This method depends on residual magnetism

for initial AC voltage buildup, after which the field is

supplied with rectified voltage from the AC generator.

3. Integrated brushless type. This arrangement has a DC

generator on the same shaft with an AC generator.

The excitation circuit is completed through silicon

rectifiers rather than a commutator and brushes. The

rectifiers are mounted on the generator shaft and

their output is fed directly to the AC generator’s main

rotating field.

Number of Phases

Another method of classification is by the number of phases

of output voltage. AC generators may be single-phase,

two-phase, three-phase, or even six-phase and more. In the

Compensating

winding

Main field

Compensating

winding

Main fieldFigure 12-314. Conductively compensated armature of AC series

motor.

Figure 12-315. Inductively compensated armature of AC series

motor.electrical systems of aircraft, the three-phase alternator is by

far the most common.

Armature or Field Rotation

Still another means of classification is by the type of stator

and rotor used. From this standpoint, there are two types of

alternators: the revolving armature-type and the revolving

field-type. The revolving armature alternator is similar in

construction to the DC generator in that the armature rotates

through a stationary magnetic field. The revolving armature

alternator is found only in alternators of low-power rating

and generally is not used. In the DC generator, the EMF

generated in the armature windings is converted into a

unidirectional voltage (DC) by means of the commutator.

In the revolving armature-type of alternator, the generated

AC voltage is applied unchanged to the load by means of

slip rings and brushes.

The revolving field type of alternator has a stationary

armature winding (stator) and a rotating field winding

(rotor). [Figure 12-318] The advantage of having a stationary

armature winding is that the armature can be connected

directly to the load without having sliding contacts in the

load circuit. A rotating armature would require slip rings

and brushes to conduct the load current from the armature

to the external circuit. Slip rings have a relatively short

service life and arc over is a continual hazard; therefore, high

voltage alternators are usually of the stationary armature,

rotating field-type. The voltage and current supplied to the

rotating field are relatively small, and slip rings and brushes

for this circuit are adequate. The direct connection to the

armature circuit makes possible the use of large cross-section

conductors, adequately insulated for high voltage. Since the

rotating field alternator is used almost universally in aircraft

systems, this type is explained in detail, as a single-phase,

two-phase, and three-phase alternator.

Single-Phase Alternator

Since the EMF induced in the armature of a generator is

alternating, the same sort of winding can be used on an

alternator as on a DC generator. This type of alternator is

known as a single-phase alternator, but since the power

delivered by a single-phase circuit is pulsating, this type of

circuit is objectionable in many applications.

A single-phase alternator has a stator made up of a number of

windings in series, forming a single circuit in which an output

voltage is generated. [Figure 12-319] The stator has four polar

groups evenly spaced around the stator frame. The rotor has

four poles with adjacent poles of opposite polarity. As the rotor

revolves, AC voltages are induced in the stator windings. Since

one rotor pole is in the same position relative to a stator winding

as any other rotor pole, all stator polar groups are cut by equal numbers of magnetic lines of force at any time.

As a result, the voltages induced in all the windings have

the same amplitude, or value, at any given instant. The four

stator windings are connected to each other so that the AC

voltages are in phase or “series adding.” Assume that rotor

pole 1, a South pole, induces a voltage in the direction

indicated by the arrow in stator winding 1. Since rotor

pole 2 is a North pole, it induces a voltage in the opposite

direction in stator coil 2 with respect to that in coil 1. For

the two induced voltages to be in series addition, the two

coils are connected as shown in Figure 12-319 . Applying

the same reasoning, the voltage induced in stator coil

3 (clockwise rotation of the field) is the same direction

(counterclockwise) as the voltage induced in coil 1.

A

BP9

P8

P7

P6

P5P4P3P2P1

Figure 12-316. Preventive coils in AC series motor.

Figure 12-317. Belt driven alternator for small single-engine

aircraft.Similarly, the direction of the voltage induced in winding

4 is opposite to the direction of the voltage induced in coil

1. All four stator coil groups are connected in series so that

the voltages induced in each winding add to give a total

voltage that is four times the voltage in any one winding.

Two-Phase Alternator

Two-phase alternators have two or more single-phase windings

spaced symmetrically around the stator. In a two-phase

alternator, there are two single-phase windings spaced physically

so that the AC voltage induced in one is 90° out of phase with

the voltage induced in the other. The windings are electrically

separate from each other. When one winding is being cut by

maximum flux, the other is being cut by no flux. This condition

establishes a 90° relation between the two phases.

Three-Phase Alternator

A three-phase, or polyphase circuit, is used in most aircraft

alternators, instead of a single or two-phase alternator. The

three-phase alternator has three single-phase windings spaced

so that the voltage induced in each winding is 120° out of

phase with the voltages in the other two windings. A schematic

diagram of a three-phase stator showing all the coils becomes

complex and difficult to see what is actually happening.

A simplified schematic diagram showing each of three

phases is illustrated in Figure 12-320 . The rotor is omitted for

simplicity. The waveforms of voltage are shown to the right of

the schematic. The three voltages are 120° apart and are similar

to the voltages that would be generated by three single-phase

alternators whose voltages are out of phase by angles of 120°.

The three phases are independent of each other.Wye Connection (Three-Phase)

Rather than have six leads from the three-phase alternator,

one of the leads from each phase may be connected to form

a common junction. The stator is then called wye or star

connected. The common lead may or may not be brought out

of the alternator. If it is brought out, it is called the neutral lead.

The simplified schematic shows a wye connected stator with

the common lead not brought out. [Figure 12-321A] Each

load is connected across two phases in series. Thus, RAB is

connected across phases A and B in series; RAC is connected

across phases A and C in series; and RBC is connected across

phases B and C in series. Therefore, the voltage across each

load is larger than the voltage across a single phase. The total

voltage, or line voltage, across any two phases is the vector

sum of the individual phase voltages. For balanced conditions,

the line voltage is 1.73 times the phase voltage. Since there is

only one path for current in a line wire and the phase to which

it is connected, the line current is equal to the phase current.

Delta Connection (Three-Phase)

A three-phase stator can also be connected so that the phases

are connected end to end. [Figure 12-321B] This arrangement

is called a delta connection. In a delta connection, the voltages

are equal to the phase voltages; the line currents are equal

to the vector sum of the phase currents; and the line current

is equal to 1.73 times the phase current when the loads are

balanced. For equal loads (equal output), the delta connection

supplies increased line current at a value of line voltage equal

to phase voltage, and the wye connection supplies increased

line voltage at a value of line current equal to phase current.

Alternator Rectifier Unit

A type of alternator used in the electrical system of many

aircraft weighing less than 12,500 pounds is shown in

Figure 12-322 . This type of power source is sometimes called

a DC generator, since it is used in DC systems. Although its

output is a DC voltage, it is an alternator rectifier unit. This

type of alternator rectifier is a self-excited unit but does not

contain a permanent magnet. The excitation for starting is

12-1570+e

Time axis

–eN

NS

S1 1 3 3

Figure 12-319. Single-phase alternator.

Rotating field

S NArmature Circuit

Slip rings

To exciter– +

Figure 12-318. Alternator with stationary armature and rotating

field.obtained from the battery; immediately after starting, the unit

is self-exciting. Cooling air for the alternator is conducted

into the unit by a blast air tube on the air inlet cover.

The alternator is directly coupled to the aircraft engine by

means of a flexible drive coupling. The output of the alternator

portion of the unit is three-phase alternating current, derived

from a three-phase, delta connected system incorporating a

three-phase, full-wave bridge rectifier. [Figure 12-323] This

unit operates in a speed range from 2,100 to 9,000 rpm, with

a DC output voltage of 26–29 volts and 125 amperes.

Brushless Alternator

This design is more efficient because there are no brushes to

wear down or to arc at high altitudes. This generator consists of

a pilot exciter, an exciter, and the main generator system. The

need for brushes is eliminated by using an integral exciter with

a rotating armature that has its AC output rectified for the main

AC field, which is also of the rotating type. [Figure 12-324]

The pilot exciter is an 8-pole, 8,000 rpm, 533 cps, AC

generator. The pilot exciter field is mounted on the main

generator rotor shaft and is connected in series with the main

generator field. The pilot exciter armature is mounted on the

main generator stator. The AC output of the pilot exciter is

supplied to the voltage regulator, where it is rectified and

controlled, and is then impressed on the exciter field winding

to furnish excitation for the generator.

The exciter is a small AC generator with its field mounted on the main generator stator and its three-phase armature

mounted on the generator rotor shaft. Included in the exciter

field are permanent magnets mounted on the main generator

stator between the exciter poles.

The exciter field resistance is temperature compensated by a

thermistor. This aids regulation by keeping a nearly constant

resistance at the regulator output terminals. The exciter

output is rectified and impressed on the main generator

field and the pilot exciter field. The exciter stator has a

stabilizing field, which is used to improve stability and to

prevent voltage regulator over-corrections for changes in

generator output voltage.

The AC generator shown in Figure 12-324 is a 6-pole, 8,000

rpm unit having a rating of 31.5 kilovoltamperes (kV A),

115⁄200 volts, 400 cps. This generator is three-phase, 4 wire,

wye connected with grounded neutrals. By using an integral

AC exciter, the necessity for brushes within the generator

has been eliminated. The AC output of the rotating exciter

armature is fed directly into the three-phase, full-wave,

rectifier bridge located inside the rotor shaft, which uses

high-temperature silicon rectifiers. The DC output from the

rectifier bridge is fed to the main AC generator rotating field.

V oltage regulation is accomplished by varying the strength

of the AC exciter stationary fields. Polarity reversals of the

AC generator are eliminated and radio noise is minimized

by the absence of the brushes. A noise filter mounted on

the alternator further reduces any existing radio noise.

The rotating pole structure of the generator is laminated

from steel punchings, containing all six poles and a

connecting hub section. This provides optimum magnetic

and mechanical properties.

Some alternators are cooled by circulating oil through steel

tubes. The oil used for cooling is supplied from the constant

speed drive assembly. Ports located in the flange connecting

the generator and drive assemblies make oil flow between

the constant speed drive and the generator possible.

Figure 12-322. Exploded view of alternator rectifier.A

B

CA

0+e

–eB CWye connection Delta connectionRBRA A C

BRC

RBCRABA C

BRAC

A B

Figure 12-320. Simplified schematic of three-phase alternator with

output waveforms.Figure 12-321. Wye and delta connected alternators.V oltage is built up by using permanent magnet interpoles in

the exciter stator. The permanent magnets assure a voltage

buildup, precluding the necessity of field flashing. The rotor

of the alternator may be removed without causing loss of the

alternator’s residual magnetism.

Alternator Frequency

The frequency of the alternator voltage depends upon the

speed of rotation of the rotor and the number of poles.

The faster the speed, the higher the frequency; the lower

the speed, the lower the frequency. The more poles on the

rotor, the higher the frequency for a given speed. When a

rotor has rotated through an angle so that two adjacent rotor

poles (a North and a South pole) have passed one winding,

the voltage induced in that winding has varied through one

complete cycle. For a given frequency, the greater the number

of pairs of poles, the lower the speed of rotation. A two-pole

alternator rotates at twice the speed of a four-pole alternator

for the same frequency of generated voltage. The frequency

of the alternator in cycles per minute (cpm) is related to the

number of poles and the speed, as expressed by the equation:

F = × = P N PN

N 60 120

Where: P is the number of poles per phase

f is the frequency in cps

N is the rated speed in rpm

For example, a 2-pole, 3,600 rpm alternator has a frequency of:

= 60 cps 2 × 3,600

A 4-pole, 1,800 rpm alternator has the same frequency; a

6-pole, 500 rpm alternator has a frequency of:

= 25 cps 6 × 500

A 12-pole, 4,000 rpm alternator has a frequency of: = 400 cps12 × 4,000

Starter Generator

Many turbine-powered aircraft use a starter generator that

acts like a starter during the start of the engine and when the

engine is online it acts like a Generator. [Figure 12-325] The

main advantage of the starter generator is saving weight by

eliminating a separate starter that is only used during the start.

Initially used on small turboprops and light jets but large units

are now installed on the B787 aircraft engines to power the

main engines and power the electrical system.

Alternator Rating

The maximum current that can be supplied by an alternator

depends upon the maximum heating loss (I2R power loss) that

can be sustained in the armature and the maximum heating loss

that can be sustained in the field. The armature current of an

alternator varies with the load. This action is similar to that of A

12 pole, 4,000 rpm alternator has a frequency of DC generators.

In AC generators, however, lagging power factor loads tend

to demagnetize the field of an alternator, and terminal voltage

is maintained only by increasing DC field current. For this

reason, AC generators are usually rated according to kV A,

power factor, phases, voltage, and frequency. One generator,

for example, may be rated at 40 kV A, 208 volts, 400 cycles,

three phase, at 75 percent power factor. The kV A indicates the

apparent power. This is the kV A output, or the relationship

between the current and voltage at which the generator is

intended to operate. The power factor is the expression of the

12-159E

B

AG1 L1

C3

C2CR4

CR5

CR6CR1

CR2

CR3+

+

+–

Figure 12-323. Wiring diagram of alternator-rectifier unit.ratio between the apparent power (volt-amperes) and the true

or effective power (watts). The number of phases is the number

of independent voltages generated. Three-phase generators

generate three voltages 120 electrical degrees apart.

Alternator Maintenance

Maintenance and inspection of alternator systems is similar

to that of DC systems. Check the exciter brushes for wear and

surfacing. On most large aircraft with two or four alternator

systems, each power panel has three signal lights, one

connected to each phase of the power bus, so the lamp lights

when the panel power is on. The individual buses throughout

the airplane can be checked by operating equipment from that

particular bus. Consult the manufacturer’s instructions on

operation of equipment for the method of testing each bus.

Alternator test stands are used for testing alternators and

constant speed drives in a repair facility. They are capable of

supplying power to constant speed drive units at input speeds

varying from 2,400 rpm to 9,000 rpm.

A typical test stand motor uses 220/440 volt, 60 cycle,

three-phase power. Blowers for ventilation, oil coolers,

and necessary meters and switches are integral parts of the

test stand. A load bank supplies test circuits. An AC motor

generator set for ground testing is shown in Figure 12-326 .

A typical, portable, AC electrical system test set is an

analyzer, consisting of a multirange ohmmeter, a multirange

combination AC DC voltmeter, an ammeter with a clip-on

current transformer, a vibrating reed type frequency meter, and an unmounted continuity light.

A portable load bank unit furnishes a load similar to that

on the airplane for testing alternators, either while mounted

in the airplane or on the shop test stand. A complete unit

consists of resistive and reactive loads controlled by selector

switches and test meters mounted on a control panel. This

load unit is compact and convenient, eliminating the difficulty

of operating large loads on the airplane while testing and

adjusting the alternators and control equipment.

Proper maintenance of an alternator requires that the unit be

kept clean and that all electrical connections are tight and

in good repair. If the alternator fails to build up voltage as

designated by applicable manufacturer’s technical instructions,

test the voltmeter first by checking the voltages of other

alternators, or by checking the voltage in the suspected

alternator with another voltmeter and comparing the results.

If the voltmeter is satisfactory, check the wiring, the brushes,

and the drive unit for faults. If this inspection fails to reveal

the trouble, the exciter may have lost its residual magnetism.

Residual magnetism is restored to the exciter by flashing the

field. Follow the applicable manufacturer’s instructions when

flashing the exciter field. If, after flashing the field, no voltage

is indicated, replace the alternator, since it is probably faulty.

Clean the alternator exterior with an approved fluid; smooth

a rough or pitted exciter commutator or slip ring with 000

sandpaper; then clean and polish with a clean, dry cloth. Check

the brushes periodically for length and general condition.

Consult the applicable manufacturer’s instructions on the

specific alternator to obtain information on the correct brushes.

Regulation of Generator Voltage

Efficient operation of electrical equipment in an airplane

depends on a constant voltage supply from the generator.

Among the factors, which determine the voltage output of a

generator, only one, the strength of the field current, can be

conveniently controlled. To illustrate this control, refer to the

diagram in Figure 12-327 , showing a simple generator with

a rheostat in the field circuit. If the rheostat is set to increase

the resistance in the field circuit, less current flows through

the field winding and the strength of the magnetic field in

which the armature rotates decreases. Consequently, the

voltage output of the generator decreases. If the resistance in

the field circuit is decreased with the rheostat, more current

flows through the field windings, the magnetic field becomes

stronger, and the generator produces a greater voltage.

Voltage Regulation with a Vibrating-Type Regulator

Refer to Figure 12-328 . With the generator running at

normal speed and switch K open, the field rheostat is

adjusted so that the terminal voltage is about 60 percent of

Stator Terminal block

Terminal block

Oil inlet cover

Rotor

Filter assemblyBall bearing

F

SNS

Stabilizing

field Radio

noise

filter

ThermistorExciter

fieldE1E2 T1T4T3

T6

T5

Main AC

generator

stator

windings Main AC

generator

field Rotor

Pilot exciter

armature

Exciter

armature

3 phase bridge rectifier Pilot exciter

field

Figure 12-324. A typical brushless alternator.

normal. Solenoid S is weak and contact B is held closed

by the spring. When K is closed, a short circuit is placed

across the field rheostat. This action causes the field current

to increase and the terminal voltage to rise.

When the terminal voltage rises above a certain critical value,

the solenoid downward pull exceeds the spring tension and

contact B opens, thus reinserting the field rheostat in the field

circuit and reducing the field current and terminal voltage.When the terminal voltage falls below a certain critical voltage,

the solenoid armature contact B is closed again by the spring,

the field rheostat is now shorted, and the terminal voltage starts

to rise. The cycle repeats with a rapid, continuous action. Thus,

an average voltage is maintained with or without load change.

The dashpot P provides smoother operation by acting as a

damper to prevent hunting. The capacitor C across contact B

Figure 12-325. Starter generator for small business jet.eliminates sparking. Added load causes the field rheostat to

be shorted for a longer period of time and, thus, the solenoid

armature vibrates more slowly. If the load is reduced and the

terminal voltage rises, the armature vibrates more rapidly and

the regulator holds the terminal voltage to a steady value for

any change in load, from no load to full load, on the generator.

Vibrating-type regulators cannot be used with generators,

which require a high-field current, since the contacts pit or

burn. Heavy-duty generator systems require a different type

of regulator, such as the carbon pile voltage regulator.

Three Unit Regulators

Many light aircraft employ a three unit regulator for their

generator systems. [Figure 12-329] This type of regulator

includes a current limiter and a reverse current cut-out in

addition to a voltage regulator.

The action of the voltage regulator unit is similar to the

vibrating-type regulator described earlier. The second of the

three units is a current regulator to limit the output current

of the generator. The third unit is a reverse current cut-out

that disconnects the battery from the generator. If the battery

is not disconnected, it discharges through the generator

armature when the generator voltage falls below that of the

battery, thus driving the generator as a motor. This action is

called “motoring” the generator and, unless it is prevented,

it discharges the battery in a short time.

The operation of a three unit regulator is described in the

following paragraphs. [Figure 12-330]

The action of vibrating contact C1 in the voltage regulator

unit causes an intermittent short circuit between points R1 and

L2. When the generator is not operating, spring S1 holds C1

closed; C2 is also closed by S2. The shunt field is connected

directly across the armature.

When the generator is started, its terminal voltage rises as

the generator comes up to speed, and the armature supplies

the field with current through closed contacts C2 and C1.As the terminal voltage rises, the current flow through L1

increases and the iron core becomes more strongly magnetized.

At a certain speed and voltage, when the magnetic attraction

on the movable arm becomes strong enough to overcome the

tension of spring S1, contact points C1 are separated. The field

current now flows through R1 and L2. Because resistance is

added to the field circuit, the field is momentarily weakened

and the rise in terminal voltage is checked. Also, since the

L2 winding is opposed to the L1 winding, the magnetic pull

of L1 against S1 is partially neutralized, and spring S1 closes

contact C1. Therefore, R1 and L2 are again shorted out of

the circuit, and the field current again increases; the output

voltage increases, and C1 is opened because of the action of

L1. The cycle is rapid and occurs many times per second. The

terminal voltage of the generator varies slightly, but rapidly,

above and below an average value determined by the tension

of spring S1, which may be adjusted.

The purpose of the vibrator-type current limiter is to limit the

output current of the generator automatically to its maximum

rated value in order to protect the generator. As shown in

Figure 12-330 , L3 is in series with the main line and load.

Thus, the amount of current flowing in the line determines

when C2 is opened and R2 placed in series with the generator

field. By contrast, the voltage regulator is actuated by line

voltage, whereas the current limiter is actuated by line current.

Spring S2 holds contact C2 closed until the current through

the main line and L3 exceeds a certain value, as determined

by the tension of spring S2, and causes C2 to be opened.

The increase in current is due to an increase in load. This

action inserts R2 into the field circuit of the generator and

decreases the field current and the generated voltage. When

the generated voltage is decreased, the generator current is

reduced. The core of L3 is partly demagnetized and the spring

closes the contact points. This causes the generator voltage

and current to rise until the current reaches a value sufficient

to start the cycle again. A certain minimum value of load

current is necessary to cause the current limiter to vibrate.

The purpose of the reverse current cut-out relay is to

automatically disconnect the battery from the generator when

the generator voltage is less than the battery voltage. If this

device were not used in the generator circuit, the battery

would discharge through the generator. This would tend

to make the generator operate as a motor, but because the

generator is coupled to the engine, it could not rotate such

a heavy load. Under this condition, the generator windings

may be severely damaged by excessive current.

There are two windings, L4 and L5, on the soft iron core. The

current winding, L4, consisting of a few turns of heavy wire,

is in series with the line and carries the entire line current.

Exciter

(if used)

Voltage controlStart-stop pushbutton

Reset buttonVM

5WV A W

AM

5WAlternator

Motor starting panel Alternator control panel

Input terminal Output terminalMotor

Terminal connections

Current flowLoadShunt field

RheostatB

+

– A

EFigure 12-326. AC motor generator set for ground testing.

Figure 12-327. Regulation of generator voltage by field rheostat.The voltage winding, L5, consisting of a large number of

turns of fine wire, is shunted across the generator terminals.

When the generator is not operating, the contacts, C3 are held

open by the spring S3. As the generator voltage builds up, L5

magnetizes the iron core. When the current (as a result of the

generated voltage) produces sufficient magnetism in the iron

core, contact C3 is closed, as shown. The battery then receives

a charging current. The coil spring, S3, is so adjusted that the

voltage winding does not close the contact points until the

voltage of the generator is in excess of the normal voltage of

the battery. The charging current passing through L4 aids the

current in L5 to hold the contacts tightly closed. Unlike C1

and C2, contact C3 does not vibrate. When the generator slows

down or, for any other cause, the generator voltage decreases

to a certain value below that of the battery, the current reverses

through L4 and the ampere turns of L4 oppose those of L5.

Thus, a momentary discharge current from the battery reduces

the magnetism of the core and C3 is opened, preventing the

battery from discharging into the generator and motoring it.

C3 does not close again until the generator terminal voltage

exceeds that of the battery by a predetermined value.Differential Relay Switch

Aircraft electrical systems normally use some type of reverse

current relay switch, which acts not only as a reverse current

relay cut-out but also serves as a remote control switch by

which the generator can be disconnected from the electrical

system at any time. One type of reverse current relay switch

operates on the voltage level of the generator, but the type

most commonly used on large aircraft is the differential

relay switch, which is controlled by the difference in voltage

12-163Load

PKC

B

S

Voltage

regulator

Armature

Shunt

field Storage

batteryCurrent

limiterReverse

current

cut-out

Loads

+

–+

–S3

L4L3L1

L2

C1C2C3

S1 S2 R1

R2L5AFigure 12-328. Vibrating-type voltage regulator.

Figure 12-329. Three unit regulator.

Figure 12-330. Three unit regulator for variable speed generators.between the battery bus and the generator.

The differential type relay switch connects the generator to

the main bus bar in the electrical system when the generator

voltage output exceeds the bus voltage by 0.35 to 0.65 volt.

It disconnects the generator when a nominal reverse current

flows from the bus to the generator. The differential relays on

all the generators of a multiengine aircraft do not close when

the electrical load is light. For example, in an aircraft having

a load of 50 amperes, only two or three relays may close.

If a heavy load is applied, the equalizing circuit lowers the

voltage of the generators already on the bus and, at the same

time, raise the voltage of the remaining generators, allowing

their relays to close. If the generators have been paralleled

properly, all the relays stay closed until the generator control

switch is turned off or until the engine speed falls below the

minimum needed to maintain generator output voltage.

The differential generator control relay shown in Figure 12-331

is made up of two relays and a coil-operated contactor. One

relay is the voltage relay and the other is the differential relay.

Both relays include permanent magnets that pivot between

the pole pieces of temporary magnets wound with relay coils.

V oltages of one polarity set up fields about the temporary

magnets with polarities that cause the permanent magnet to

move in the direction necessary to close the relay contacts;

voltages of the opposite polarity establish fields that cause

the relay contacts to open. The differential relay has two

coils wound on the same core. The coil-operated contactor,

called the main contactor, consists of movable contacts that

are operated by a coil with a movable iron core.

Closing the generator switch on the control panel connects

the generator output to the voltage relay coil. When generator

voltage reaches 22 volts, current flows through the coil

and closes the contacts of the voltage relay. This action

completes a circuit from the generator to the battery through

the differential coil.When the generator voltage exceeds the bus voltage by

0.35 volt, current flows through the differential coil, the

differential relay contact closes and, thus, completes the main

contractor coil circuit. The contacts of the main contactor

close and connect the generator to the bus.

When the generator voltage drops below the bus (or battery)

voltage, a reverse current weakens the magnetic field about

the temporary magnet of the differential relay. The weakened

field permits a spring to open the differential relay contacts,

breaking the circuit to the coil of the main contactor relay,

opening its contacts, and disconnecting the generator from

the bus. The generator battery circuit may also be broken

by opening the flight deck control switch, which opens the

contacts of the voltage relay, causing the differential relay

coil to be de-energized.

Overvoltage & Field Control Relays

Two other items used with generator control circuits are the

overvoltage control and the field control relay. As its name

implies, the overvoltage control protects the system when

12-164excessive voltage exists. The overvoltage relay is closed

when the generator output reaches 32 volts and completes a

circuit to the trip coil of the field control relay. The closing of

the field control relay trip circuit opens the shunt field circuit

and completes it through a resistor, causing generator voltage

to drop; also, the generator switch circuit and the equalizer

circuit (multiengine aircraft) are opened. An indicator light

circuit is completed, warning that an overvoltage condition

exists. A “reset” position of the flight deck switch is used

to complete a reset coil circuit in the field control relay,

returning the relay to its normal position.

Generator Control Units (GCU)

Basic Functions of a Generator Control Unit (GCU)

The generator control unit (GCU) is more commonly found

on turbine power aircraft. The most basic GCU perform a

number of functions related to the regulation, sensing, and

protection of the DC generation system. [Figure 12-332]

Voltage Regulation

The most basic of the GCU functions is that of voltage

regulation. Regulation of any kind requires the regulation unit

to take a sample of an output and to compare that sample with

a controlled reference. If the sample taken falls outside of the

limits set by the reference, then the regulation unit must provide

an adjustment to the unit generating the output so as to diminish

or increase the output levels. In the case of the GCU, the output

voltage from a generator is sensed by the GCU and compared

to a reference voltage. If there is any difference between the

two, the error is usually amplified and then sent back to the field

excitation control portion of the circuit. The field excitation

control then makes voltage⁄excitation adjustments in the field

winding of the generator in order to bring the output voltage

back into required bus tolerances.

Overvoltage Protection

Like the voltage regulation feature of the GCU, the

overvoltage protection system compares the sampled voltage

to reference voltage. The output of the overvoltage protection

circuit is used to open the relay that controls the output for the

field excitation. These types of faults can occur for a number

of reasons. The most common, however, is the failure of the

voltage regulation circuit in the GCU.

Parallel Generator Operations

The paralleling feature of the GCU allows for two or more

GCU/generator systems to work in a shared effort to provide

current to the aircraft electrical system. Comparing voltages

between the equalizer bus and the interpole/compensator

voltage, and amplifying the differences accomplishes the

control of this system. The difference is then sent to the

voltage regulation circuit, where adjustments are then made

in the regulation output. These adjustments continue until all of the busses are equalized in their load sharing.

Over-Excitation Protection

When a GCU in a paralleled system fails, a situation can

occur where one of the generators becomes overexcited and

tries to carry more than its share of the load, if not all of

the loads. When this condition is sensed on the equalizing

bus, the faulted generation control system shuts down

by receiving a de-excitation signal. This signal is then

transmitted to the overvoltage circuit, and then opens the

field excitation output circuit.

Differential Voltage

When the GCU allows the logic output to close the generator

line contactor, the generator voltage must be within a close

tolerance of the load bus. If the output is not within the

specified tolerance, then the contactor is not allowed to

connect the generator to the bus.

Reverse Current Sensing

If the generator is unable to maintain the required voltage

level, it eventually begins to draw current instead of providing

it. In this case, the faulty generator is seen as a load to the

other generators and will need to be removed from the

bus. Once the generator is off-line, it is not permitted to be

reconnected to the bus until such time that the generator faults

are cleared and the generator is capable of providing a current

to the bus. In most cases, the differential voltage circuit and

the reverse current sensing circuit are one in the same.

Alternator Constant Speed Drive System

Alternators are not always connected directly to the airplane

engine like DC generators. Since the various electrical

devices operating on AC supplied by alternators are designed

to operate at a certain voltage and at a specified frequency,

the speed of the alternators must be constant; however, the

speed of an airplane engine varies. Therefore, the engine,

through a constant speed drive installed between the engine

and the alternator, drives some alternators.

A typical hydraulic-type drive is shown in Figure 12-333 .

The following discussion of a constant speed drive system

is based on such a drive found on large multiengine aircraft.

The constant speed drive is a hydraulic transmission that may

be controlled either electrically or mechanically.

The constant speed drive assembly is designed to deliver an

output of 6,000 rpm, provided the input remains between

2,800 and 9,000 rpm. If the input, which is determined by

engine speed, is below 6,000 rpm, the drive increases the

speed in order to furnish the desired output. This stepping

up of speed is known as overdrive.

12-165Gen. Batt.

N

S N

NS

S

SWNReverse current coilMain contractor

Permanent magnet

Temporary magnetDifferential coilPivotPivot

Differential relay contacts Voltage relay contacts

Temporary magnetVoltage relay coil

Permanent magnet

Figure 12-331. Differential generator control relay.

In overdrive, an automobile engine operates at about the

same rpm at 60 mph as it does in conventional drive at 49

mph. In aircraft, this principle is applied in the same manner.

The constant speed drive enables the alternator to produce

the same frequency at slightly above engine idle rpm as it

would at takeoff or cruising rpm.

With the input speed to the drive set at 6,000 rpm, the output

speed is the same. This is known as straight drive and might

be compared to an automobile in high gear. However, when

the input speed is greater than 6,000 rpm, it must be reduced

to provide an output of 6,000 rpm. This is called underdrive,

which is comparable to an automobile in low gear. Thus, the

large input, caused by high engine rpm, is reduced to give

the desired alternator speed.

As a result of this control by the constant speed drive, the

frequency output of the generator varies from 420 cps at no

load to 400 cps under full load. This, in brief, is the function

of the constant speed drive assembly. Before discussing

the various units and circuits, the overall operation of the

transmission should be discussed as follows.

Hydraulic Transmission

The transmission is mounted between the generator and the

aircraft engine. Its name denotes that hydraulic oil is used,

although some transmissions may use engine oil. Refer to the

cutaway view of such a transmission in Figure 12-334. The

input shaft D is driven from the drive shaft on the accessory

section of the engine. The output drive F, on the opposite end

of the transmission, engages the drive shaft of the generator.

The input shaft is geared to the rotating cylinder block gear, which it drives, as well as to the makeup and scavenger

gear pumps E.

The makeup (charge) pump delivers oil (300 psi) to the pump

and motor cylinder block, to the governor system, and to the

pressurized case, whereas the scavenger pump returns the oil

to the external reservoir.

The rotating cylinder assembly B consists of the pump and

motor cylinder blocks, which are bolted to opposite sides of

a port plate. The two other major parts are the motor wobbler

A and the pump wobbler C. The governor system is the unit

at the top of the left side in Figure 12-334 .

The cylinder assembly has two primary units. The block

assembly of one of the units, the pump, contains 14 cylinders,

each of which has a piston and pushrod. Charge pressure from

the makeup pump is applied to each piston in order to force

it outward against the pushrod. It, in turn, is pushed against

the pump wobble plate.

If the plate remained as shown in Figure 12-335A , each of the

14 cylinders would have equal pressure, and all pistons would

be in the same relative position in their respective cylinders.

But with the plate tilted, the top portion moves outward and

the lower portion inward. [Figure 12-335B] As a result, more

oil enters the interior of the upper cylinder, but oil is forced

from the cylinder of the bottom piston.

If the pump block were rotated while the plate remained

stationary, the top piston would be forced inward because of

the angle of the plate. This action would cause the oil confined

within the cylinder to be subjected to increased pressure great

Figure 12-332. Generator Control Unit (GCU).

enough to force it into the motor cylinder block assembly.

Before explaining what the high-pressure oil in the motor

unit does, it is necessary to know something about this part

of the rotating cylinder block assembly. The motor block

assembly has 16 cylinders, each with its piston and pushrod.

These are constantly receiving charge pressure of 300 psi.

The position of the piston depends upon the point at which

each pushrod touches the motor wobble plate. These rods

cause the wobble plate to rotate by the pressure they exert

against its sloping surface.

The piston and pushrod of the motor are pushed outward as

oil is forced through the motor valve plate from the pump

cylinder. The pushrods are forced against the motor wobble

plate, which is free to rotate but cannot change the angle at

which it is set. Since the pushrods cannot move sideways,

the pressure exerted against the motor wobble plate’s sloping

face causes it to rotate.

In the actual transmission, there is an adjustable wobble plate.

The control cylinder assembly determines the tilt of the pump

wobble plate. For example, it is set at an angle, which causes

the motor cylinders to turn the motor wobble plate faster than

the motor assembly if the transmission is in overdrive. The greater pressure in the pump and motor cylinders produces

the result described.

With the transmission in underdrive, the angle is arranged so

there is a reduction in pumping action. The subsequent slippage

between the pushrods and motor wobble plate reduces the

output speed of the transmission. When the pump wobble plate

is not at an angle, the pumping action is at a minimum and

the transmission has what is known as hydraulic lock. For this

condition, the input and output speed is about the same, and

the transmission is considered to be in straight drive.

To prevent the oil temperature from becoming excessively

high within the cylinder block, the makeup pressure pump

forces oil through the center of this block and the pressure

relief valve. From this valve, the oil flows into the bottom

of the transmission case. A scavenger pump removes the

oil from the transmission case and circulates it through the

oil cooler and filters before returning it to the reservoir. At

the start of the cycle, oil is drawn from the reservoir, passed

through a filter, and forced into the cylinder block by the

makeup pressure pump.

The clutch, located in the output gear and clutch assembly,

is an overrunning one way, sprag-type device. Its purpose

is to ratchet if the alternator becomes motorized; otherwise,

the alternator might turn the engine. Furthermore, the clutch

provides a positive connection when the transmission is

driving the alternator.

There is another unit of the drive that must be discussed—the

governor system. The governor system, which consists of a

hydraulic cylinder with a piston, is electrically controlled. Its

duty is to regulate oil pressure flowing to the control cylinder

assembly. [Figure 12-336]

The center of the system’s hydraulic cylinder is slotted so the

arm of the pump wobble plate can be connected to the piston.

As oil pressure moves the piston, the pump wobble plate is

placed in either overspeed, underspeed, or straight drive.

Figure 12-337 shows the electrical circuit used to

govern the speed of the transmission. First, the main

points of the complete electrical control circuit are

discussed. [Figures 12-337 and 12-338] For simplification,

two portions, the overspeed circuit and the load division

circuit, are considered as individual circuits.

Note, in Figure 12-337 , that the circuit has a valve and

solenoid assembly (O) and a control cylinder (E), and that

it contains such units as the tachometer generator (D), the

rectifier (C), and adjustable resistor (B), rheostat (A), and

the control coil (Q).

Figure 12-333. Constant speed drive.

Since it is driven by a drive gear in the transmission, the

tachometer (often called tach) generator, a three-phase unit,

has a voltage proportional to the speed of the output drive.

The rectifier changes its voltage from AC to DC. After

rectification, the current flows through the resistor, rheostat,

and valve and solenoid. Each of these units is connected in

series. [Figure 12-338]

Under normal operating conditions, the output of the tach

generator causes just enough current to enter the valve and

solenoid coil to set up a magnetic field of sufficient strength

to balance the spring force in the valve. When the alternator

speed increases as the result of a decrease in load, the tach

generator output also increases. Because of the greater output,

the coil in the solenoid is sufficiently strengthened to overcome

the spring force. Thus, the valve moves and, as a result, oil

pressure enters the reduced speed side of the control cylinder.

In turn, the pressure moves the piston, causing the angle of

the pump wobble plate to be reduced. The oil on the other

side of the piston is forced back through the valve into the

system return. Since the angle of the pump wobble plate is

smaller, there is less pumping action in the transmission. The

result is decreased output speed. To complete the cycle, the procedure is reversed.

With the output speed reduction, tach generator output

decreases; consequently, the flow of current to the solenoid

diminishes. Therefore, the magnetic field of the solenoid

becomes so weak that the spring is able to overcome it and

reposition the valve.

If a heavy load is put on the AC generator, its speed decreases.

The generator is not driven directly by the engine; the

hydraulic drive allows slippage. This decrease causes the

output of the tach generator to taper off and, as a result,

weakens the magnetic field of the solenoid coil. The spring

in the solenoid moves the valve and allows oil pressure to

enter the increase side of the control cylinder and the output

speed of the transmission is raised.

There are still two important circuits that must be discussed:

the overspeed circuit and the load division circuit. The

generator is prevented from overspeeding by a centrifugal

switch (S) in Figure 12-339 and the overspeed solenoid coil

(R), which is located in the solenoid and valve assembly.

The centrifugal switch is on the transmission and is driven

through the same gear arrangement as the tach generator.

A B

EC

DF

Figure 12-334. Cutaway of a hydraulic transmission.

The aircraft DC system furnishes the power to operate the

overspeed coil in the solenoid and coil assembly. If the

output speed of the transmission reaches a speed of 7,000

to 7,500 rpm, the centrifugal switch closes the DC circuit

and energizes the overspeed solenoid. This component then

moves the valve and engages the latch that holds the valve

in the underdrive position. To release the latch, energize the

underdrive release solenoid.

The load division circuit’s function is to equalize the loads

placed on each of the alternators, which is necessary to

assure that each alternator assumes its share; otherwise,

one alternator might be overloaded while another would be

carrying only a small load.

In Figure 12-340 , one phase of the alternator provides power

for the primary in transformer (G), whose secondary supplies

power to the primaries of two other transformers (J 1 and J2). Rectifiers (K) then change the output of the transformer

secondaries from AC to DC.

The function of the two capacitors (L) is to smooth out the

DC pulsations.

The output of the current transformer (F) depends upon the

amount of current flowing in the line of one phase. In this

way, it measures the real load of the generator. The output

voltage of the current transformer is applied across resistor

(H). This voltage is added vectorially to the voltage applied

to the upper winding of transformer (J) by the output of

transformer (F). At the same time as it adds vectorially to

the upper winding of transformer (J), it subtracts vectorially

from the voltage applied to the lower winding of (J).

This voltage addition and subtraction depends on the real load

of the generator. The amount of real load determines the phase

12-169A B

Figure 12-335. Wobble plate position.

angle and the amount of voltage impressed across resistor (H).

The greater the real load, the greater the voltage across (H), and

hence, the greater the difference between the voltages applied

to the two primaries of transformer (J). The unequal voltages

applied to resistor (M) by the secondaries of transformer (J)

cause a current flow through the control coil (P).

The control coil is wound so that its voltage supplements

the voltage for the control coil in the valve and solenoid

assembly. The resulting increased voltage moves the valve

and slows down the generator’s speed. Why should the speed

be decreased if the load has been increased? Actually, systems

using only one generator would not have decreased speed,

but for those having two or more generators, a decrease is

necessary to equalize the loads.

The load division circuit is employed only when two or more

generators supply power. In such systems, the control coils

are connected in parallel. If the source voltage for one of these

becomes higher than the others, it determines the direction of

current flow throughout the entire load division circuit. As

explained before, the real load on the generator determines

the amount of voltage on the control coil; therefore, the

generator with the highest real load has the highest voltage.

As shown in Figure 12-341 , current through No. 1 control

coil, where the largest load exists, aids the control coil of the

valve and solenoid, thereby slowing down the generator. (The

source voltage of the control coils is represented by battery

symbols in Figure 12-341 .) The current in the remaining

control coils opposes the control coil of the valve and

solenoid, in order to increase the speed of the other generators so the load is more evenly distributed.

On some drives, instead of an electrically-controlled

governor, a flyweight-type governor is employed, which

consists of a recess-type revolving valve driven by the

output shaft of the drive, flyweights, two coil springs, and

a nonrotating valve stem. Centrifugal force, acting on the

governor flyweights, causes them to move outward, lifting

the valve stem against the opposition of a coil spring.

The valve stem position controls the directing of oil to the

two oil outlines. If the output speed tends to exceed 6,000

rpm, the flyweights lift the valve stem to direct more oil to

the side of the control piston, causing the piston to move in a

direction to reduce the pump wobble plate angle. If the speed

drops below 6,000 rpm, oil is directed to the control piston

so that it moves to increase the wobble plate angle.

Overspeed protection is installed in the governor. The drive

starts in the underdrive position. The governor coil springs

are fully extended and the valve stem is held at the limit of

its downward travel. In this condition, pressure is directed

to the side of the control piston giving minimum wobble

plate angle. The maximum angle side of the control piston

is open to the hollow stem. As the input speed increases, the

flyweights start to move outward to overcome the spring bias.

This action lifts the valve stem and starts directing oil to the

maximum side of the control piston, while the minimum side

is opened to the hollow stem.

At about 6,000 rpm, the stem is positioned to stop drainage

of either side, and the two pressures seek a balance point as

12-170Generator

EDCBA

OPQRLatch

Oil out

Oil inConstant

speed drive

Figure 12-337. Electrical hydraulic control circuit.

Figure 12-336. Control cylinder.

the flyweight force is balanced against the spring bias. Thus,

a mechanical failure in the governor causes an underdrive

condition. The flyweight’s force is always tending to move

the valve stem to the decrease speed position so that, if the coil spring breaks and the stem moves to the extreme position

in that direction, output speed is reduced. If the input to the

governor fails, the spring forces the stem all the way to the

start position to obtain minimum output speed.

12-171Generator

To loadFE

GHDCBA

S

J

JKK

N

N

OPQR

LLLatch

Oil out

Oil inConstant

speed drive

Figure 12-338. Speed control circuit.

An adjustment screw on the end of the governor regulates

the output speed of the constant speed drive. This adjustment

increases or decreases the compression of a coil spring,

opposing the action of the flyweights. The adjustment

screws turn in an indented collar, which provides a means of

making speed adjustments in known increments. Each “click”

provides a small change in generator frequency.

The constant speed drive (CSD) can be an independent unit

or mounted within the alternator housing. When the CSD and

the alternator are contained within one unit, the assembly is

known as an integrated drive generator (IDG).

Voltage Regulation of Alternators

The problem of voltage regulation in an AC system does not

differ basically from that in a DC system. In each case, the

function of the regulator system is to control voltage, maintain

a balance of circulating current throughout the system, and

eliminate sudden changes in voltage (anti-hunting) when a

load is applied to the system. However, there is one important

difference between the regulator system of DC generators

and alternators operated in a parallel configuration. The load

carried by any particular DC generator in either a two or four

generator system depends on its voltage as compared with the bus voltage, while the division of load between alternators

depends upon the adjustments of their speed governors,

which are controlled by the frequency and droop circuits

discussed in the previous section on alternator constant-speed

drive systems.

When AC generators are operated in parallel, frequency and

voltage must both be equal. Where a synchronizing force is

required to equalize only the voltage between DC generators,

synchronizing forces are required to equalize both voltage and

speed (frequency) between AC generators. On a comparative

basis, the synchronizing forces for AC generators are much

greater than for DC generators. When AC generators are of

sufficient size and are operating at unequal frequencies and

terminal voltages, serious damage may result if they are

suddenly connected to each other through a common bus. To

avoid this, the generators must be synchronized as closely as

possible before connecting them together.

Regulating the voltage output of a DC exciter, which

supplies current to the alternator rotor field, best controls

the output voltage of an alternator. This is accomplished

by the regulation of a 28-volt system connected in the field

circuit of the exciter. A regulator controls the exciter field

current and thus regulates the exciter output voltage applied

12-172OPQRSLatch

Oil out

Oil in

Figure 12-339. Overspeed circuit.

to the alternator field.

Alternator Transistorized Regulators

Many aircraft alternator systems use a transistorized voltage

regulator to control the alternator output. Before studying

this section, a review of transistor principles may be helpful.

A transistorized voltage regulator consists mainly of

transistors, diodes, resistors, capacitors, and, usually, a

thermistor. In operation, current flows through a diode

and transistor path to the generator field. When the proper

voltage level is reached, the regulating components cause the transistor to cut off conduction to control the

alternator field strength. The regulator operating range is

usually adjustable through a narrow range. The thermistor

provides temperature compensation for the circuitry. The

transistorized voltage regulator shown in Figure 12-342

will be referred to in explaining the operation of this type

of regulator.

The AC output of the generator is fed to the voltage regulator,

where it is compared to a reference voltage, and the difference

is applied to the control amplifier section of the regulator. If

the output is too low, field strength of the AC exciter generator

is increased by the circuitry in the regulator. If the output is

too high, the field strength is reduced.

The power supply for the bridge circuit is CR1, which

provides full-wave rectification of the three phase output

from transformer T1. The DC output voltages of CR1 are

proportional to the average phase voltages. Power is supplied

from the negative end of the power supply through point B,

R2, point C, zener diode (CR5), point D, and to the parallel

hookup of V1 and R1. Takeoff point C of the bridge is located

between resistor R2 and the zener diode. In the other leg of

the reference bridge, resistors R9, R7, and the temperature

compensating resistor RT1 are connected in series with V1

and R1 through points B, A, and D. The output of this leg of

the bridge is at the wiper arm of R7.

As generator voltage changes occur, for example, if the

voltage lowers, the voltage across R1 and V1 (once V2

starts conducting) remains constant. The total voltage change

occurs across the bridge circuit. Since the voltage across the

zener diode remains constant (once it starts conducting), the

total voltage change occurring in that leg of the bridge is

across resistor R2. In the other leg of the bridge, the voltage

change across the resistors is proportional to their resistance

values. Therefore, the voltage change across R2 is greater

than the voltage change across R9 to wiper arm of R7. If

the generator output voltage drops, point C is negative with

respect to the wiper arm of R7. Conversely, if the generator

voltage output increases, the polarity of the voltage between

the two points is reversed.

The bridge output, taken between points C and A, is

connected between the emitter and the base of transistor

Q1. With the generator output voltage low, the voltage from

the bridge is negative to the emitter and positive to the base.

This is a forward bias signal to the transistor, and the emitter

to collector current therefore increases. With the increase of

current, the voltage across emitter resistor R11 increases.

This, in turn, applies a positive signal to the base of transistor

12-173Generator

To LoadFE

GHJ1

J2KK

M

N

OPQR

LLLatch

Oil out

Oil inConstant

speed drive

Figure 12-340. Droop circuit.

Figure 12-341. Relative direction of current in droop coil circuit

with unequal loads.

Q4, increasing its emitter to collector current and increasing

the voltage drop across the emitter resistor R10.

This gives a positive bias to the base of Q2, which increases

its emitter to collector current and increase the voltage drop

across its emitter resistor R4. This positive signal controls

output transistor Q3. The positive signal on the base of Q3

increases the emitter to collector current.

The control field of the exciter generator is in the collector

circuit. Increasing the output of the exciter generator

increases the field strength of the AC generator, which

increases the generator output.

To prevent exciting the generator when the frequency is at a

low value, there is an underspeed switch located near the F+

terminal. When the generator reaches a suitable operating

frequency, the switch closes and allows the generator to be excited.

Another item of interest is the line containing resistors R27,

R28, and R29 in series with the normally closed contacts

of the K1 relay. The operating coil of this relay is found in

the lower left part of the schematic. Relay K1 is connected

across the power supply (CR4) for the transistor amplifier.

When the generator is started, electrical energy is supplied

from the 28-volt DC bus to the exciter generator field to

“flash the field” for initial excitation. When the field of the

exciter generator has been energized, the AC generator starts

to produce, and as it builds up, relay K1 is energized, opening

the “field flash” circuit.

12-174R11K1T1T2 T3

T1

Y-R10 R4R6R29

R28

R27

K1R9R7R1

RT1

A

AFF+

A–A+N

Switch

underspeed+28V

Special bus

AC gen.

exciter

Gen. neg. busR

GC

BDV1

CR5

R2

R3 R8

Q1 Q4 Q2 Q3

CR3CR2CR4CR1

CR4

Figure 12-342. Transistorized voltage regulator.

Mechanic Privileges & Limitations

Chapter 13

Introduction

Since Title 14 of the Code of Federal Regulations (14 CFR)

part 65 was covered only briefly in Chapter 2, Regulations,

Maintenance Forms, Records, and Publications, it is discussed

in greater detail in this chapter. This chapter discusses the

Federal Aviation Administration (FAA) regulation governing

the certification of airmen other than flight crew members.

This chapter is based on the material contained in 14 CFR

part 65, which has the following subparts:

• Subpart A—General

• Subpart B—Air Traffic Control Tower Operators

• Subpart C—Aircraft Dispatchers

• Subpart D—Mechanics

• Subpart E—Repairmen

• Subpart F—Parachute Riggers

This chapter only focuses on the certification of maintenance

technicians and, therefore, subparts B, C, E, and F are

not addressed.

The FAA certificates two separate categories of maintenance

technicians: mechanic and repairman. The fundamental

difference between these two is that the mechanic certificate

is transportable, is issued to the technician based upon

their training and knowledge, and is not dependent on the

technician’s location. Although the repairman certificate is

also based upon the training and knowledge of the technician,

it is specifically issued to that technician while they are

employed at a distinct location of a specific company. This

certificate carries a literal address where the technician

is authorized to work using their repairman skills. When

the technician is no longer employed there, the repairman

certificate must be returned to the Flight Standards District

Office (FSDO) that issued it.

Mechanic Certification: Subpart A—General

(by 14 CFR Section)

Section 65.3, Certification of Foreign Airmen Other

Than Flight Crewmembers

Normally, the FAA issues these certificates only to United

States (U.S.) citizens or resident aliens residing in the United

States. However, if the FAA determines that the issuance of a certificate to a person located outside of the United States

is necessary for the operation and continued airworthiness

of a U.S.-registered civil aircraft, it will issue a certificate to

that person, providing they meet the necessary requirements.

Section 65.11, Application and Issue

Any person who meets the criteria for obtaining a mechanic

certificate must apply by means of FAA Form 8610-2, Airman

Certificate and/or Rating Application. If a mechanic has had

a certificate suspended, they may not apply for additional

ratings during the time of suspension. A revocation of a

mechanic certificate prevents that person from applying for

a certificate within a period of 1 year after the revocation.

Section 65.12, Offenses Involving Alcohol and

Drugs

Any person, who has been convicted of violating federal or

state statutes relating to drug offenses, can be denied their

application for a certificate or rating up to 1 year after the date

of conviction. The violation can be relating to any one or more

of the following actions: growing, processing, manufacturing,

selling, disposing, possessing, transporting, or importing

narcotic drugs, marijuana, depressants, or stimulants. They

may also face the suspension or revocation of any certificate

that they currently hold.

Section 65.13, Temporary Certificate

A qualified applicant who successfully passes all required

tests with a minimum score of 70 percent may be issued a

temporary certificate, which is valid for not more than 120

days. During this time, the FAA will review the application

and any supplementary documentation and will issue the

official certificate and rating.

Section 65.14, Security Disqualification

This section was added following the terrorist attacks of

September 11, 2001. It basically states that anyone determined

by the Transportation Security Administration (TSA) to be a

security threat will either have their application held if they

are applying for a certificate, or have the certificate that they

do hold revoked.

Section 65.15, Duration of Certificates

Mechanic’s certificates are effective until they are surrendered,

suspended, or revoked. The difference in these terms can be

summarized in the following manner:

• Surrendered means given up voluntarily.

• Suspended means the FAA temporarily removes the

certificate from the holder.

• Revoked means the FAA permanently removes the

certificate from the holder.

Section 65.16, Change of Name: Replacement of

Lost or Destroyed Certificate

An application for a change of name on a certificate issued

under this part must be accompanied by the applicant's

current certificate and the marriage license, court order, or

other document verifying the change.

If the technician changes their name, or is seeking a

replacement certificate, an application must be submitted to

the FAA at the following address:

Federal Aviation Administration

Airmen Certification Branch (AFB-720)

P.O. Box 25082

Oklahoma City, OK 73125

It should be noted that there is a nominal charge for this service.

Section 65.17, Test: General Procedure

The FAA has designated certain persons to administer

tests associated with obtaining a mechanic certificate. The

minimum passing score for these tests is 70 percent.

Section 65.18, Written Tests: Cheating or Other

Unauthorized Content

If the mechanic or repairmen applicant is determined to be

cheating, or otherwise involved in unauthorized conduct, they

are not eligible for any certificate or rating under this chapter

for a period of 1 year. Furthermore, current ratings the person

already holds may also be suspended or revoked. Examples

of unacceptable conduct for written tests are:

• Copying or intentionally removing the test.

• Giving or receiving any part of a copy of the test.

• Giving or receiving help during the test taking period.

• Take any part of the test on behalf of another person.

• Using any material or aid during the test taking period

that is not provided by authorized test administrators.

• Intentionally causing, assisting, or participating in any

of the previous acts.

Section 65.19, Retesting After Failure

Should the mechanic or repairman fail to achieve the required

minimum passing grade, there are two options they may consider when desiring to apply for retesting:

• Wait a period of 30 days after the date of test failure

and then take the test again.

• Seek additional instruction in the subject matter

areas failed and provide a signed statement from the

certificated technician providing the instruction stating

the applicant has received necessary instruction and

is ready for testing.

Section 65.20, Applications, Certificates, Logbooks,

Reports, and Records: Falsification, Reproduction,

or Alteration

14 CFR part 43, sections 43.9 and 43.11 define the

requirements for a technician to make appropriate entries

in the maintenance/inspection records for the work

performed. This proper documentation is fundamental to

safe and efficient operation of the U.S. civil aircraft fleet.

Therefore, the FAA takes strong action against those who

would participate in the falsification of those records. The

following actions are the basis for suspending or revoking

any certificate or rating held by the person who:

• Makes fraudulent or intentionally false statement on

an application.

• Makes fraudulent or intentionally false statement

in any logbook, record, or report required to show

compliance with any certificate requirements.

• Reproduces a certificate or rating for fraudulent

purposes.

• Alters any certificate or rating under this part.

Section 65.21, Change of Address

If the technician changes their address, the FAA (at the

address shown below) must be notified in writing within 30

days after the change of permanent residence:

Federal Aviation Administration

Airmen Certification Branch (AFB-720)

P.O. Box 25082

Oklahoma City, OK 73125

Refusal to Submit to a Drug or Alcohol Test

Any technician who refuses to submit to a drug test, which

is required by 14 CFR part 120, section 120.15, is subject

to denial by the FAA of any application for additional

certification or ratings, as well as suspension or revocation

of any existing certificate or rating they currently hold. Part

120, section 120.117, Implementing a Drug Testing Program,

requires a urine sample from the employee. Part 120, section

120.37, Misuse of Alcohol, requires that the employee

submit to a breath test. Each section contains a “Definitions”

section and a section titled “Employees who must be tested.”

Persons involved with “Aircraft maintenance or preventative

maintenance duties” are listed in both sections. There are

various types (or rather times) when testing is required:

• Pre-employment

• Periodic

• Random

• Post-accident

• Testing based upon reasonable cause

• Return to duty testing

• Follow-up testing

The numerous test methods and the harsh penalty imposed

by the FAA on those who involve themselves with these

unauthorized substances or abuse the allowable use of

alcohol indicates the concern that the FAA has for the

possible impairment of technicians. Aviation maintenance

is a professional career choice that demands the highest

caliber technical person to be capable of functioning at their

maximum potential. There is no room in this profession

for a person to be involved with substance abuse. By

doing so, the technician not only endangers themselves,

but their co-workers, and ultimately the customer who is

expecting to have an airworthy aircraft delivered following

a maintenance activity.

Mechanic Certification: Subpart D—Mechanics

(by 14 CFR Section)

Section 65.71, Eligibility Requirements: General

The requirements for obtaining a mechanic certificate are:

• Be at least 18 years of age.

• Be able to read, write, speak, and understand the

English language. ( Note: If the applicant does not

meet this requirement and is employed outside the

United States by a U.S. carrier, the certificate will be

endorsed “valid only outside the United States.”)

• Have passed all the required tests (written, oral,

and practical) within the preceding 24 months from

application.

• Possess and demonstrate the appropriate knowledge

and skill for the certificate rating being sought.

If a technician has one of the ratings and desires to add the

other, they must meet the requirements set forth in section

65.77, and take the written, oral, and practical tests within

24 months.

Section 65.73, Ratings

The FAA recognizes two ratings: airframe and powerplant.

These may be attained by a person upon successful application and testing either individually or as a combined certificate.

Any person holding an aircraft (A) or aircraft engine (E)

certificate prior to June 15, 1952, and which was valid on

that date, may exchange it for the corresponding current

certificate. If both ratings were held, the A & E certificate

may be exchanged for an Airframe and Powerplant (A&P).

Section 65.75, Knowledge Requirements

Any applicant meeting the experience requirements listed

in section 65.77 must pass a written test (minimum passing

score of 70% as described in section 65.17) covering the

construction and maintenance of aircraft. There are three

separate tests that the applicant for the A&P certificate must

pass: General (60 questions), Airframe (100 questions), and

Powerplant (100 questions). Applicable portions of 14 CFR

43 and 91 are also included in the testing. Basic principles for

the installation and maintenance of propellers are included

with the testing that is administered for the powerplant

rating. Successful completion of the written test is required

before the candidate may apply for the oral and practical

tests identified in section 65.79.

Section 65.77, Experience Requirements

Each mechanic applicant must have a certificate of completion

from a certificated aviation maintenance technician school

(AMTS) (14 CFR part 147) or provide documented evidence

of a minimum of 18 months practical experience related

to either airframe or powerplant maintenance (30 months

required if applying for certification for both airframe and

powerplant).

Section 65.79, Skill Requirements

Oral and practical tests to determine the applicant’s basic

knowledge and skills necessary for the certificate or rating

sought are required to be completed after the applicant has

successfully completed the written test. The practical test

additionally requires minor repairs and minor alterations to

propellers to be demonstrated as part of the powerplant rating.

To assist the applicant, the Aviation Mechanic Practical

Test Standards (PTS) have been published by the FAA to

provide standards for testing in which the applicant for the

A&P certificate should be familiar. The Aviation Mechanic

PTS include the subject areas of knowledge and skill for

the issuance of an aviation mechanic certificate and/or the

addition of a rating. The subject areas are the topics in which

aviation mechanic applicants must have knowledge and/or

demonstrate skill. The PTSs are available on the FAA website

at www.faa.gov.

Section 65.80, Certificated Aviation Maintenance

Technician School Students

Whenever satisfactory evidence is shown to the FAA that a

student enrolled in an aviation maintenance technician school

(certificated under part 147) is making satisfactory progress,

that student may take the oral and practical tests required

by section 65.79, prior to completing the school’s approved

curriculum (as required by section 65.77) and prior to taking

the written test required by section 65.75.

Section 65.81, General Privileges and Limitations

Once a technician becomes a certificated mechanic, they

may perform or supervise the maintenance, preventive

maintenance, or alterations of an aircraft or appliance (or

part thereof) for which they are rated. However, they are

not permitted to perform major repair or major alterations

to propellers nor accomplish any repair to or alteration of

instruments. These activities are reserved for certificated

repairmen at an authorized repair station. Also, they may

not supervise the maintenance, preventive maintenance,

or alteration of any aircraft or appliance (or part thereof)

for which they are rated, unless they have satisfactorily

performed this work at an earlier date. This is where the

benefit of keeping an on the job training (OJT) log cannot be

overemphasized. Whether the technician attends a part 147

maintenance training school or receives the required number

of months as practical experience, they have only scratched

the surface of the tremendously complex world of aviation

maintenance. The technician must either work with someone

(like a shop mentor) or must perform the task satisfactorily

for the FAA. The certified mechanic must have and be able to

comprehend the maintenance manuals and/or instructions for

continued airworthiness for the task they are accomplishing.

Section 65.83, Recent Experience Requirements

In addition to having the proper documentation, the mechanic

is required by this regulation to have recent and relevant

work experience. Although, as it was stated earlier in this

chapter, the A&P certificate is valid until it is surrendered,

suspended, or revoked, it may not be exercised if the holder

has not been actively working as a mechanic for at least 6 of

the preceding 24 months.

This activity can be any one or a combination of the

following:

• Served as a mechanic under the certificate and rating

• Technically supervised other mechanics

• Supervised (in an executive capacity) the maintenance

or alteration of an aircraftSection 65.85, Airframe Rating: Additional Privileges

A mechanic who holds an airframe rating may approve and

return to service an airframe, an appliance, or any related

part after they have performed, supervised, or inspected

minor repairs or alterations. They may also perform the

maintenance actions required for a major repair or alteration,

and should initiate the appropriate form (FAA Form 337,

Major Repair and Alteration) associated with that work.

However, the return to service action must be accomplished

by a certificated A&P technician holding an Inspection

Authorization (IA). (Refer to 14 CFR section 65.95.) The

airframe mechanic is also authorized to perform the 100-hour

inspection (if required per 14 CFR part 91 section 91.409)

on the airframe.

A certificated mechanic with an airframe rating can approve

and return to service the airframe of an aircraft with a special

airworthiness certificate, in the light-sport category (refer

to 14 CFR part 21, section 21.190) after performing and

inspecting a major repair or major alteration. The work must

have been done on products that are not produced under FAA

approval (i.e., are not type certificated) and must have been

performed in accordance with instructions developed by the

manufacturer or person acceptable to the FAA.

Section 65.87, Powerplant Rating: Additional

Privileges

Similarly, a mechanic holding a powerplant rating has the

same limitations imposed regarding the powerplant and

propeller as the airframe technician has on the airframe

rating. They may perform and return to service minor repairs

or alterations. They may also accomplish the work activities

required for a major repair or alteration, but the work must

be signed off for return to service by an IA. The privilege of

performing a 100-hour inspection (if required by 14 CFR part

91) on a powerplant or propeller is also authorized.

A certificated mechanic with a powerplant rating can

approve and return to service the powerplant or propeller

of an aircraft with a special airworthiness certificate, in

the light-sport category (refer to 14 CFR part 21, section

21.190) after performing and inspecting a major repair or

major alteration. The work must have been done on products

that are not produced under FAA approval (i.e., are not type

certificated) and must have been performed in accordance

with instructions developed by the manufacturer or person

acceptable to the FAA.

Section 65.89, Display of Certificate

Once a technician receives their mechanic certificate, the

certificate must be kept in the immediate area where they

normally conduct work and exercises the privileges of the

certificate. When requested, the technician is required to

present the certificate for inspection to the FAA, or any

authorized representation from the National Transportation

Safety Board (NTSB), or any federal, state, or local law

enforcement officer.

Inspection Authorization (IA) (by 14 CFR

Section)

Section 65.91, Inspection Authorization

An A&P mechanic who has held their certificate for at least

3 years, and has been active for the last 2 years, may submit

application using FAA Form 8610-1, Mechanic’s Application

for Inspection Authorization, to the FAA for consideration

as an IA. In addition to the preceding time requirements, the

IA candidate must have:

• A fixed base of operation where they can be located

in person or by phone during a normal working week

but it need not be the place where they will exercise

their inspection authority.

• Available equipment, facilities, and inspection

data necessary to properly inspect the airframe,

powerplants, propellers, or any related part or

appliance they are approving for return to service.

The applicant who meets all the above criteria must then

pass a written test (or computerized version of the test) to

determine their ability to inspect the airworthiness of an

aircraft following either a major repair or alteration action

or the performance of an annual or progressive inspection.

The minimum passing score for the computer test is 70

percent. If the applicant fails the test, retesting cannot be

attempted until a minimum of 90 days have elapsed from the

failure date. Unlike the A&P test, there is no reduction in this

time if the applicant receives additional training.

Section 65.92, Inspection Authorization: Duration

An IA certificate expires on March 31 of each odd-numbered

year, but may only be exercised during the time the technician

holds a currently effective mechanic certificate. The IA ceases

to be effective if:

• The technician surrenders it, or it is suspended or

revoked.

• The technician no longer has a fixed base of operations.

• The technician no longer has the required facilities,

equipment, or inspection data available.

Whenever the certificate is suspended or revoked, the

technician must return it to the Administrator when requested

by the FAA to do so. Section 65.93, Inspection Authorization: Renewal

An IA certificate may be renewed in one of the following

ways each year the technician is seeking renewal:

• The performance of at least one annual inspection for

each 90 days the technician has held the IA rating.

• The performance of the inspections of at least

two major repairs or alterations for each 90 days

the technician has held the IA rating. ( Note: The

inspections can be counted regardless of the approval

or disapproval of the work.)

• The performance (or supervision) and approval of at

least one progressive inspection.

• The attendance and successful completion of a

refresher course (acceptable to the Administrator) that

is at least 8 hours of instruction. This can be either a

single day seminar or a combination of individual

classes acceptable to the Administrator. Some seminars

are sponsored by the FAA FSDO and are free; others

are low cost. Private industry also frequently conducts

one-day sessions and usually charge for their efforts.

Regardless of who is conducting the seminar, it is

usually an excellent way to accomplish renewal, learn

about new issues, and develop a network among peers.

• Passed an oral test by an FAA inspector to determine

that the applicant's knowledge of applicable regulations

and standards is current.

Because all IA certificates expire in the first quarter of each

calendar year (March 31), and the regulation states that

anyone holding an IA for less than 90 days need not meet

the preceding renewal requirements, no renewal is required

for someone who received the IA during the first quarter of

the calendar year.

The technician with IA should note that regulations clearly

state the number of annual inspections (four) and major

repair or alteration inspections (eight) are required for each

90-day period prior to March 31st. This does not mean in each

previous 90-day period the technician must have conducted

either an annual or two major repair or alteration inspections,

but rather their cumulative number by March 31st. Therefore,

an IA could actually go 11 months without performing any

inspection activity relative to renewal. Then in March, they

could conduct all four necessary annual inspections, or all

eight 337-related inspections. However, the regulations do

not provide for the mixing of any of these renewal activities

(i.e., two annual inspections and four Major Repair and

Alteration forms).

Another method of renewal is to meet with the FAA-assigned

FSDO inspector who will determine that the applicant

possesses current knowledge of the applicable regulations

and standards. Although this is often considered the renewal

method of last resort, it should not be considered a negative

experience. If the IA has been performing their activities

in a professional manner throughout the year, this session

can be considered a professional follow-up or consultation.

Proper IA-to-FSDO inspector interaction can be enhanced

with such a meeting.

Section 65.95, Inspection Authorization: Privileges

and Limitations

The IA may perform an annual inspection or perform or

supervise a progressive inspection. They may also approve

for return to service any aircraft-related part or appliance that

has undergone a major repair or alteration (except aircraft

maintained in accordance with a continuous airworthiness

program operated under 14 CFR part 121).

The IA must keep their certificate available for inspection

by any one of the following persons:

• Aircraft owner

• A&P technician

• FAA Administrator

• Authorized representative of the NTSB

• Any federal, state, local, or law enforcement officer

If the holder of an IA moves their fixed base of operation,

they must notify in writing the FSDO responsible for the

location they are moving to before beginning to exercise the

privileges of an IA. Although it is not required, good business

etiquette and professional responsibility would suggest that

a similar letter be written to the responsible FAA Principal

Maintenance Inspector (PMI) at the FSDO in the area they

are leaving.

Ethics

This is a tremendously broad and diverse area of study. It is

also an area that is coming under more scrutiny by consumers,

individual watchdog groups, and government review

committees. Ethics, or more appropriately the lack of ethics,

has caused the loss of millions of dollars through fraudulent

accounting practices, shoddy workmanship, etc. This chapter

examines some definitions of ethics and some examples of

poor business ethics in order to raise the awareness of the

technician to the importance of ethics.

The word “ethics” is actually a philosophical term that comes

from the Greek word “ethos,” which means character or

custom. So, it is logical that a current definition of ethics

is “the study of standards of conduct and moral judgment.” Although situations involving questionable ethics can exist

wherever and whenever business decisions are made, the

scope of this discussion is limited to areas with which the

technician is probably associated.

A Scenario

The following incident illustrates one way that both personal

ethics and technician knowledge of regulations can work

together to provide them with the ability to make the right

decision. Unfortunately, others in the shop did not appear as

concerned as the technician sharing the incident.

A technician working for an airline was involved in a situation

that required a repair or replacement of a fuselage ice

shield. The computer inventory indicated that a replacement

part was in stock, so the technician removed the damaged

component. It was then found that the replacement part was

not actually in stock. At this point, a crucial decision was to

be made: Can the damaged item be reinstalled? The steps in

properly documenting a maintenance event are to record the

removal of the damaged part, then document the installation

of an airworthy part. Once the technician has committed to

removing the damaged part, it becomes unairworthy and

cannot be reinstalled regardless of its deferability in the

minimum equipment list (MEL).

The actual sequence of events is as follows:

• Significant impact damage to the ice shield was

observed and recorded.

• The company inspector reviewed and instructed the

technician to replace the ice shield.

• Availability of the replacement part was confirmed by

computer.

• The damaged part was removed, and the technician

prepared the surface for the replacement part.

• The new part was ordered from inventory, but the part

was not in stock (inventory error).

• The inspector instructed the technician to reinstall the

old one.

• The technician refused.

• The inspector instructed the technician to repair it.

• The technician researched the structural repair

manual (SRM) and found that the facility did not

have the proper facility authorization to repair the

damaged part.

• The company inspector told the technician to apply

5-minute epoxy to the area, sand it down, and paint

it.

• The technician walked away.

• The company inspector found someone else to

compromise standards. The aircraft departed on

time—illegally and unairworthy.

This happens more often than one would like, is probably

overlooked by many people, and, unfortunately, might be

considered standard operating procedure (SOP) for some

maintenance facilities. It is the responsibility of the mechanic

to follow regulations and to question the actions of their

supervisors if the policy is circumvented to make an on-time

departure.

This incident provides some valuable insights into how day-

to-day events can lead to pressure to produce and ultimately

compromise the decision-making.

1. The incident occurred while working for a commercial

airline. The pressure for getting the aircraft in the air

is tremendous in this environment.

2. Inventory error added to the pressure. The damaged

part had been removed because the technician

had queried and believed a replacement part was

immediately available.

3. The company inspector was either unaware of

regulatory requirements or simply did not care.

4. The second technician was either unaware of

regulatory requirements or simply did not care.

Final Observation

The underlying company culture was apparently lacking

concern for ethical decisions and regulatory compliance.

An effective organizational culture should always encourage

ethical behavior and discourage unethical behavior. This

means that not only does the upper management of an

organization say that they conduct themselves ethically,

they must do it consistently; employees, customers, vendors,

and even competitors should know this company has “high

ethical standards.”

This latter issue may sometimes have painful consequences,

if the businesses are competing for a customer’s business.

The ethical company may estimate the maintenance activities

to take 8 weeks and quotes that time frame to the customer.

The unethical company may also know the work takes 8

weeks, but tells the customer only 6 weeks, hoping to get

the job. Once the plane is “captured” and maintenance has

begun, explanations and excuses extend the original time

estimate of 6 weeks to the actual 8 weeks or longer. Although

the customer would be disappointed in this situation, few

customers would be able to remove an aircraft undergoing

maintenance. This “bait and switch” tactic is often used by unscrupulous companies to get an aircraft into their shop no

matter what it takes. Although the shop’s retention of clients is

frequently very low, there always seem to be new ones willing

to accept a shorter-than-normal turnaround time quote. Often

these same shops underbid the job, and then continually

add extra costs as the work progresses. The technician is

encouraged to avoid employment at maintenance facilities

that do not think twice about trying to deceive the customer.

Since companies are usually in business to make money, the

“bottom line” mentality frequently drives management and,

ultimately, technician decisions. But short-term, quick-fix

solutions that focus only on immediate financial success

promote the idea that everything boils down to monetary

gain. Ethical behavior is not about monetary gain.

In addition to monetary gain, there are other common ways

that unethical behavior is rationalized:

• Pretending that the behavior is not unethical or illegal.

• Excusing the behavior by saying it is really in the

organization’s (or the technician’s) best interest.

• Assuming the behavior is okay, because no one else

would even be expected to find out about it.

• Expecting your superiors to support and protect you

if anything should go wrong (Gellerman 1986).

This latter point often leads to a significant surprise for the

individual technician if they compromised their standards

at the encouragement of management to get the job done.

Should there be a problem with maintenance and subsequent

airworthiness of the aircraft, the very same managers or

superiors who directed that technician to shortcut proper

maintenance procedures would testify in court that they

always encouraged their employees to work “by the book”

and never encouraged unauthorized shortcuts.

Ultimately, every organization establishes a climate or

culture regarding honesty, integrity, and ethical behavior.

This corporate climate sets the tone for decision making at

all levels and in all circumstances. This leads to the second

business example, the Aircraft Brake Scandal. Although this

incident occurred at the B.F. Goodrich Wheel and Brake

Plant in Troy, Ohio, and is therefore focused on the design,

manufacture, and test of wheels and brakes for the U.S. Air

Force A-7D, it is a classic case of both personal ethics and

“whistle blowing.” A brief review of the pertinent facts in

the incident follows.

A young engineering technician is in charge of conducting

the required qualification testing for a newly designed

brake and rotor system awarded to the B.F. Goodrich Co.

by L.T.V . Aerospace. An aggressive time schedule and an

upper management mindset of not wanting to hear bad news

(i.e., the brakes are failing test), a senior engineer who is not

willing to have their computations challenged, and a project

manager who states the brake will be qualified “no matter

what,” ultimately lead to a congressional oversight hearing

in 1969. Along the way, the brake system is tested (and fails

14 times), no one wants to write the required test report, low

level employees seek legal advice, and the aircraft suffers

serious damage during landing while conducting initial

flight testing due to unsatisfactory braking. (The reader is

encouraged to look up this now famous case on the Internet

to obtain more details.)

Some of the ethical conflicts that are evident in this situation

are:

• Young engineer (newly hired) feels intimidated by

senior level engineer.

• Early brake failure during development testing is

excused away because “they are not representative

of the final design.”

• A company culture of intimidation and distrust.

Most of these conflicts could have easily occurred in the

maintenance realm if the specifics are broadened, even a little.

• Change the word “engineer” to “maintenance

technician.”

• Instead of brake failure during development testing,

think of component test failure (with the shop norm

of “we don’t follow the manual on this step; we have

developed our own (unauthorized) procedure here.”)

• The existence of a company culture of intimidation

and distrust transcends all lines of business.

For a company to nurture a healthy ethical climate and long-

term success, the element of trust is fundamental both inside

and outside the organization. This trust boosts employee

morale and usually boosts productivity and, therefore,

profitability. It also aids and enhances long-term business

relationships with customers and vendors.

When differences of opinion do exist, ethical organizations

pay close attention to those who are dissenting. Those

companies that are committed to promoting an ethical climate

encourage rather than punish dialogue and debate about

policies and practices.

It is encouraging to note that more and more institutions of

learning, whether business schools or technical colleges, are

adding ethics courses into their required curriculum. More

and more organizations are developing a corporate “code of

ethics.” Some are using the following seven-step checklist to help employees deal with an ethical decision:

1. Recognize and clarify the dilemma.

2. Get all the possible facts.

3. List options—all of them.

4. Test each option by asking such questions as:

—Is it legal?

—Is it right?

—Is it beneficial?

5. Make your decision.

6. Double check your decision by asking:

—How would I feel if my family found out about this?

—How would I feel if my decision is printed in the

local newspaper?

7. Take action (Schermerhorn 1989).

Finally, the technician is encouraged to read the following code

of ethics developed by Professional Aviation Maintenance

Association (PAMA), Inc. and consider adopting it as their

own.

“As a certified technician, my performance is a public service

and, as such, I have a responsibility to the United States

Government and its citizens. I must ensure that all citizens

have confidence in my integrity, and that I will perform my

work according to the highest principles of ethical conduct.

Therefore, I swear that I shall hold in sacred trust the rights

and privileges conferred upon me as a certified technician.

The safety and lives of others are dependent on my skill and

judgment; therefore, I shall never knowingly subject others

to risks which I would not be willing to assume for myself

or those who are dear to me.”

“As a certified technician, I am aware that it is not possible

to have knowledge and skill in every aspect of aviation

maintenance for every airplane, so I pledge that I will never

undertake work or approve work which I believe to be beyond

the limits of my knowledge. I shall not allow any superior to

persuade me to approve aircraft or equipment as airworthy

when there is doubt in my mind as to the validity of my action.

Under no circumstances will I permit the offer of money or

other personal favors to influence me to act contrary to my

best judgment, nor to pass as airworthy aircraft or equipment

about which I am in doubt.”

“The responsibility that I have accepted as a certified

technician demands that I exercise my judgment on the

airworthiness of aircraft and equipment; therefore, I pledge

unyielding adherence to these precepts for the advancement

of aviation and for the dignity of my vocation.”

Human Factors

Chapter 14

Introduction

FAA Involvement

The FAA has had a formal involvement in this issue since

1988. That was the year the first Human Factors Issues in

Aviation Maintenance and Inspection National Conference

was conducted, and that effort reflects a working relationship

between government research and industry activity. This

yearly event includes airlines, suppliers, manufacturers,

schools, and government agencies. There is also an FAA

website for human factors at hf.faa.gov which is a tremendous

resource.

Importance of Human Factors

The greatest impact in aircraft safety in the future will

not come from improving the technology. Rather it will

be from educating the employee to recognize and prevent

human error. A review of accident related data indicates that

approximately 75–80 percent of all aviation accidents are the

result of human error. Of those accidents, about 12 percent

are maintenance related . Although pilot/co-pilot errors tend

to have immediate and highly visible effects, maintenance

errors tend to be more latent and less obvious. However, they

can be just as lethal.

Definitions of Human Factors

Human factors are concerned with optimizing performance

… including reducing errors so that the highest level of safety

is achieved and maintained.

—Ron LoFaro, PhD

FAA

Human factors is the study of how people interact with their

environments.

—FAA-H-8083-25,

Pilot’ s Handbook of Aeronautical Knowledge

Human factors are those elements that affect our behavior

and performance, especially those that may cause us to make

errors.

—Canadian Department of Defense (video)

Our focus is on human factors as it relates to improper actions.

Note, however, that human factors exist in both proper and

improper actions. [Figure 14-1] Since improper actions

usually result in human error, we should also define that term.Human error is the unintentional act of performing a task

incorrectly that can potentially degrade the system. There

are three types of human error:

1. Omission: not performing an act or task.

2. Commission: accomplishing a task incorrectly.

3. Extraneous: performing a task not authorized.

There are also four consequences of human error:

1. Little or no effect.

2. Damage to equipment/hardware.

3. Personal injury.

4. Catastrophic.

Why are human conditions, such as fatigue, complacency,

and stress, so important in aviation maintenance? These

conditions, along with many others, are called human

factors. Human factors directly cause or contribute to many

aviation accidents. It is universally agreed that 80 percent

of maintenance errors involve human factors. If they are not

detected, they can cause events, worker injuries, wasted time,

and even accidents. [Figure 14-2]

Aviation safety relies heavily on maintenance. When it is

not done correctly, it contributes to a significant proportion

of aviation accidents and incidents. Some examples of

maintenance errors are parts installed incorrectly, missing

parts, and necessary checks not being performed. In

comparison with many other threats to aviation safety, the

mistakes of an aviation maintenance technician (AMT) can be

more difficult to detect. Often, these mistakes are present but

not visible and have the potential to remain latent, affecting

the safe operation of aircraft for extended periods of time.

AMTs are confronted with a set of human factors unique

within aviation. They can be working in the evening or early

morning hours, in confined spaces, on high platforms, and in a

variety of adverse temperature/humidity conditions. The work

can be physically strenuous, yet it also requires attention to

detail. [Figure 14-3] Because of the nature of maintenance

tasks, AMTs commonly spend more time preparing for a

task than actually carrying it out. Proper documentation of

14-2Figure 14-1. Human factors exist in both proper and improper actions.Human Factors

Active Failure Latent Failure

Assertiveness Leadership

Asynchronous Communication Maintenance Resource Management

Authoritarian Leader Mental Model

Communication Norms

Complacency Participatory Leader

Crew Resource Management Safety Culture

Dirty Dozen* Situational Awareness

Egalitarian Stressor

Ergonomics Synchronous Communication

Human Factors Team

Inter-team Team Situational Awareness

Intra-team Teamwork

Instructional Systems Design

* 1. Lack of Communication 2. Complacency 3. Lack of Knowledge 4. Distraction

5. Lack of Teamwork 6. Fatigue 7. Lack of Resources 8. Pressure 9. Lack of Assertiveness

10. Stress 11. Lack of Awareness 12. Norms

Human Factors

Proper Actions Improper ActionsHF

applies

to bothall maintenance work is a key element, and AMTs typically

spend as much time updating maintenance logs as they do

performing the work. [Figure 14-4]

Human factors awareness can lead to improved quality, an

environment that ensures continuing worker and aircraft

safety, and a more involved and responsible work force.

The reduction of even minor errors can provide measurable

benefits including cost reductions, fewer missed deadlines,

reduction in work related injuries, reduction of warranty

claims, and reduction in more significant events that can be

traced back to maintenance error. Within this chapter, the

many aspects of human factors are discussed in relation to

aviation maintenance. The most common human factors are

introduced along with ways to mitigate the risk to stop them

from developing into a problem. Several Federal Aviation

Administration (FAA) human factor resources are provided,

including a direct link to aviation maintenance human factors

are at hf.faa.gov .

What are Human Factors?

The term “human factors” has grown increasingly popular

as the commercial aviation industry realizes that human

error, rather than mechanical failure, underlies most

aviation accidents and incidents. Human factors science

or technologies are multidisciplinary fields incorporating

contributions from psychology, engineering, industrial

design, statistics, operations research, and anthropometry. It is

a term that covers the science of understanding the properties

of human capability, the application of this understanding

to the design, development, and deployment of systems and services, and the art of ensuring successful application

of human factor principles into the maintenance working

environment.

The spectrum of human factors that can affect aviation

maintenance and work performance is broad. They

encompass a wide range of challenges that influence

people very differently as humans do not all have the

same capabilities, strengths, weaknesses, or limitations.

Unfortunately, aviation maintenance tasks that do not take

into account the vast amount of human limitations can result

in technical error and injuries. Figure 14-5 shows some of

the human factors that affect AMTs. Some are more serious

than others but, in most cases, when you combine three or

four of the factors, they create a problem that contributes to

an accident or incident.

Elements of Human Factors

Human factors are comprised of many disciplines.

This section discusses ten of those disciplines: Clinical

Psychology, Experimental Psychology, Anthropometrics,

Computer Science, Cognitive Science, Safety Engineering,

Medical Science, Organizational Psychology, Educational

Psychology, and Industrial Engineering. [Figure 14-6]

The study and application of human factors is complex

because there is not just one simple answer to fix or

change how people are affected by certain conditions or

situations. The overall goal of aviation maintenance human

factors research is to identify and optimize the factors that

affect human performance in maintenance and inspection.

14-3Figure 14-3. Aviation maintenance technicians (AMTs) are confronted with many human factors due to their work environments.

Figure 14-2. Human factors and how they affect people are very

important to aviation maintenance.

Human

CapabilitiesHuman

Capabilities

Human

Limitations

Environmental

ConditionsEnvironmental

Conditions

Human-Machine

InterfaceHuman-Machine

InterfaceHuman Factors Human Factors

Mental

StateMental

State

Physical

StatePhysical

StateEmotional

StateEmotional

State

The focus initiates on the technician but extends to the

entire engineering and technical organization. Research is optimized by incorporating the many disciplines that affect

human factors in an effort to understand how people can work

more efficiently and maintain work performance.

By understanding each of the disciplines and applying them

to different situations or human behaviors, we can correctly

recognize potential human factors and address them before

they develop into a problem or create a chain of problems

that result in an accident or incident.

Clinical Psychology

Clinical psychology includes the study and application of

psychology for the purpose of understanding, preventing, and

relieving psychologically-based distress or dysfunction and

to promote subjective well-being and personal development.

It focuses on the mental well-being of the individual. Clinical

psychology can help individuals deal with stress, coping

mechanisms for adverse situations, poor self-image, and

accepting criticism from coworkers.

Experimental Psychology

Experimental psychology includes the study of a variety of

basic behavioral processes, often in a laboratory environment.

These processes may include learning, sensation, perception,

human performance, motivation, memory, language,

14-4Figure 14-4. AMT documenting repair work.

thinking, and communication, as well as the physiological

processes underlying behaviors, such as eating, reading, and

problem solving. In an effort to test the efficiency of work

policies and procedures, experimental studies help measure

performance, productivity, and deficiencies.

Anthropometry

Anthropometry is the study of the dimensions and abilities of

the human body. This is essential to aviation maintenance due

to the environment and spaces that AMTs have to work with.

For example, a man who is 6 feet 3 inches and weighs 230

pounds may be required to fit into a small crawl space of an

aircraft to conduct a repair. Another example is the size and

weight of equipment and tools. Men and women are generally

on two different spectrums of height and weight. Although

both are equally capable of completing the same task with a

high level of proficiency, someone who is smaller may be able

to perform more efficiently with tools and equipment tailored

to their size. In other words, one size does not fit all and the

term “average person” does not apply when employing such

a diverse group of people.

Computer Science

The technical definition for computer science is the study of

the theoretical foundations of information and computation

and of practical techniques for their implementation and

application in computer systems. Yet how this relates to

aviation maintenance is simpler to explain. As mentioned

earlier, AMTs spend as much time documenting repairs

as they do performing them. It is important that they have

computer work stations that are comfortable and reliable.

Software programs and computer-based test equipment

should be easy to learn and use, and not intended only for

those with a high levels of computer literacy.

Cognitive Science

Cognitive science is the interdisciplinary scientific study of minds as information processors. It includes research on how

information is processed (in faculties such as perception,

language, reasoning, and emotion), represented, and

transformed in a nervous system or machine (e.g., computer).

It spans many levels of analysis from low-level learning

and decision mechanisms to high-level logic and planning.

AMTs must possess a great ability to problem solve quickly

and efficiently. They are constantly required to troubleshoot

situations and quickly react to them. This can be a vicious

cycle creating an enormous amount of stress. The discipline

of cognitive science helps us understand how to better assist

AMTs during situations that create high levels of stress so

that their mental process does not get interrupted and affect

their ability to work.

Safety Engineering

Safety engineering ensures that a life-critical system

behaves as needed even when the component fails. Ideally,

safety engineers take an early design of a system, analyze

it to find what faults can occur, and then propose safety

requirements in design specifications up front and changes

to existing systems to make the system safer. Safety cannot

be stressed enough when it comes to aviation maintenance,

and everyone deserves to work in a safe environment.

Safety engineering plays a big role in the design of aviation

maintenance facilities, storage containers for toxic materials,

equipment used for heavy lifting, and floor designs to ensure

no one slips, trips, or falls. In industrial work environments,

the guidelines of the Occupational Safety and Health

Administration (OSHA) are important.

Medical Science

Medicine is the science and art of healing. It encompasses

a variety of health care practices evolved to maintain and

restore health by the prevention and treatment of illness.

Disposition and physical well-being are very important and

directly correlated to human factors. Just like people come

in many shapes and sizes, they also have very different

reactions to situations due to body physiology, physical

structures, and biomechanics.

Organizational Psychology

Organizational psychologists are concerned with relations

between people and work. Their interests include

organizational structure and organizational change, workers’

productivity and job satisfaction, consumer behavior,

and the selection, placement, training, and development

of personnel. Understanding organizational psychology

helps aviation maintenance supervisors learn about the

points listed below that, if exercised, can enhance the work

environment and productivity.

• Rewards and compensations for workers with good

FatigueBoring

repetitive jobs

Incomplete

or incorrect

documentationLack of

spare parts

Lack of tools

and equipmentPoor trainingSmelly fumes

Personal life

problemsSubstance

abuse

Loud noises

SnowUnrealistic

deadlines

Poorly

designed testing

for skill and

knowledgeSlippery

floors

Poor

communicationPoor

instructions

Poor tool

control

Figure 14-5. A list of human factors that affect AMTs.

safety records.

• Motivation for workers to want to do well and work

safely.

• Unifying work teams and groups so they get along

and work together to get the job done right.

• Treating all workers equally.

Educational Psychology

Educational psychologists study how people learn and

design the methods and materials used to educate people of

all ages. Everyone learns differently and at a different pace.

Supervisors should design blocks of instruction that relate

to a wide variety of learning styles. Industrial Engineering

Industrial engineering is the organized approach to the study

of work. It is important for supervisors to set reasonable work

standards that can be met and exceeded. Unrealistic work

standards create unnecessary stressors that cause mistakes.

It is also beneficial to have an efficient facility layout so that

there is room to work. Clean and uncluttered environments

enhance work performance. Another aspect of industrial

engineering that helps in the understanding of human factors

is the statistical analysis of work performance. Concrete data

of work performance, whether good or bad, can show the

contributing factors that may have been present when the

work was done.

Cognitive Science

Organization Psychology

30Not Complex Flight

Exercise Caution

Area of ConcernEndangermentLow Risk

Educational Psychology

Safety Engineering

Medical Science

Computer Science

Anthropometric Science

Experimental Psychology

Clinical Psychology

Industrial Engineering

Human Factors

Figure 14-6. Human factor disciplines.

are required to read back instructions or clearances given by

air traffic control (ATC) to ensure that the pilot receives the

correct instructions and gives ATC an opportunity to correct

if the information is wrong. Frank and Lillian Gilbreth also

are known for their research on fatigue.

Also in the early 1900s, Orville and Wilbur Wright were

the first to fly a powered aircraft and also pioneered many

human factors considerations. While others were trying

to develop aircraft with a high degree of aerodynamic

stability, the Wrights intentionally designed unstable aircraft

with cerebralized control modeled after the flight of birds.

Between 1901 and 1903, the brothers worked with large

gliders at Kill Devil Hills, near Kitty Hawk, North Carolina,

to develop the first practical human interactive controls for

aircraft pitch, roll, and yaw. On December 17, 1903, they

made four controlled powered flights over the dunes at

Kitty Hawk with their Wright Flyer. [Figure 14-11] They

later developed practical in-flight control of engine power,

plus an angle of attack sensor and stick pusher that reduced

pilot workload. The brothers’ flight demonstrations in the

United States and Europe during 1908-1909 awakened the

world to the new age of controlled flight. Orville was the first

aviator to use a seat belt and also introduced a rudder boost/

trim control that gave the pilot greater control authority. The

Wrights’ flight training school in Dayton, Ohio included a

flight simulator of their own design. The Wrights patented History of Human Factors

Around 1487, Leonardo da Vinci began research in the

area of anthropometrics. The Vitruvian Man, one of his

most famous drawings, can be described as one of the

earliest sources presenting guidelines for anthropometry.

[Figure 14-7] Around the same time, he also began to

study the flight of birds. He grasped that humans are too

heavy and not strong enough to fly using wings simply

attached to the arms. Therefore, he sketched a device in

which the aviator lies down on a plank and works two large,

membranous wings using hand levers, foot pedals, and a

system of pulleys. [Figure 14-8] Today, anthropometry plays

a considerable role in the fields of computer design, design

for access and maintainability, simplicity of instructions, and

ergonomic issues.

In the early 1900s, industrial engineers Frank and Lillian

Gilbreth were trying to reduce human error in medicine.

[Figures 14-9 and 14-10] They developed the concept of

using call backs when communicating in the operating

room. For example, the doctor says “scalpel” and the nurse

repeats “scalpel” and then hands it to the doctor. That is

called the challenge-response system. Speaking out loud

reinforces what tool is needed and provides the doctor with an

opportunity to make corrections if it is not the necessary tool.

This same verbal protocol is used in aviation today. Pilots

Figure 14-7. Vitruvian Man, one of Leonardo da Vinci’ s most famous

anthropometric drawings.

Figure 14-8. Leonardo da Vinci’ s rendering of a flying device

for man. their practical airplane and flight control concepts, many of

which are still in use today.

Prior to World War I, the only test of human to machine

compatibility was that of trial and error. If the human

functioned with the machine, he was accepted, if not he was

rejected. There was a significant change in the concern for

humans during the American Civil War. The U.S. Patent

Office was concerned about whether the mass-produced

uniforms and new weapons could be used effectively by the

infantry men.

Evolution of Maintenance Human Factors

With the onset of World War I (1914–1918), more

sophisticated equipment was being developed and the

inability of personnel to use such systems led to an increased

interest in human capability. Up to this point, the focus of

aviation psychology was on the pilot, but as time progressed,

the focus shifted onto the aircraft. Of particular concern

was the design of the controls and displays, the effects of

altitude, and environmental factors on the pilot. The war

also brought on the need for aeromedical research and the

need for testing and measurement methods. By the end of

World War I, two aeronautical labs were established, one at

Brooks Air Force Base, Texas, and the other at Wright Field

outside of Dayton, Ohio.

Another significant development was in the civilian sector,

where the effects of illumination on worker productivity were

examined. This led to the identification of the Hawthorne

Effect, which suggested that motivational factors could

significantly influence human performance.

With the onset of World War II (1939–1945), it was becoming

increasingly harder to match individuals to pre-existing jobs.

Now the design of equipment had to take into account human

limitations and take advantage of human capabilities. This

change took time as there was a lot of research still to be

done to determine the human capabilities and limitations. An

example of this is the 1947 study done by Fitts and Jones on

the most effective configuration of control knobs to be used

in aircraft flight decks. Much of this research transitioned

into other equipment with the aim of making the controls

and displays easier for the operators to use.

Unfortunately, all the “lessons learned” in the WWII studies

of group dynamics, and flight crew communication were

seemingly forgotten after the war. Post WWII aircrew studies

continued to focus primarily on flight crews, especially pilot

selection, simulator training, and cockpit layout and design.

Subsequent studies of the technician focused on individual

competency and included equipment design (ergonomics). The Vietnam Conflict brought the quest for greater safety,

and with that, came a systematic approach for error reduction.

This increased attention brought both good and bad changes.

It led to the “Zero Defects” quality programs in maintenance

and manufacturing. Generally, this had a positive effect.

However, it also led to “crackdown programs” which were

one-way communication from management (the infamous

“my way or the highway” approach). This concept is more

Figure 14-9. Frank Gilbreth – Industrial Engineer.

Figure 14-10. Lillian Gilbreth – Industrial Engineer.

Figure 14-11. The Wright Brothers on December 17, 1903, flying

over the dunes at Kitty Hawk with their Wright Flyer. dictatorial than democratic, and typically had a long-term

negative effect on the company. This “crackdown” approach

for behavior control is based upon fear and punishment,

which creates a problem. Errors are driven into hiding, and then become apparent later, usually at a more critical

time (“Murphy’s Law”). Additional attempts to develop

“foolproof” equipment designs were added to the zero-defect

manufacturing goal and began to find recognition in the

maintenance world as well. Subsequent efforts focused on

effects of positive rather than negative motivators. The results

of this effort were a reversal of the “crackdown” method,

and motivation due to increased morale often improved

maintenance safety performance. Studies have shown that

motivation resulting from negative sources seldom achieved

the same effect. This led to a “Participative Management”

style recognized by some U.S. industry and a few airlines,

but did not reach maintenance operations until much later.

The Airline Deregulation (1978 –1988) effort had a profound

effect upon the aviation community. Prior to 1978, the

airline industry was regulated by the Civil Aeronautics Act

of 1938. This resulted in peaceful markets, stable routes,

and consistent air fares. However, there was a downside

consisting of two major problems: wasteful management

practices and excessively high wages compared to other

comparable skilled-labor industries. The Airline Deregulation

Act brought in competitive business practices, with routes

and fares controlled by their profitability. This led to a new

style of airline management in which a CEO was more of a

business person and less knowledgeable of aviation. Existing

airlines developed new routes and added new kinds of service

and style. Start-up airlines brought other innovative ideas.

The numerous mergers and acquisitions added an increasing

pressure to focus on the financial bottom line. Doing more

with less became the byline. In the 1980s, maintenance

departments were not immune to the pressures of mergers

and staff reductions. However, fleets were extremely

reliable at that time, and significant savings were aided by a

reduction in number of maintenance technicians. Other new

ways of conducting business included leasing of aircraft

and outsourcing of maintenance. A result of deregulation

was change for the maintenance programs (both personnel

and departmental) and the pressure to produce and adjust.

The problem, however, was that human factors for aviation

maintenance was still stuck in the 1960s model.

14-9physiological, psychological, and psychosocial factors.

[Figure 14-12] The programs must focus on individuals, their

physical capabilities, and the factors that affect them. They

also should consider their mental state, cognitive capacity,

and conditions that may affect their interaction with others. In

most cases, human factors programs are designed around the

people in the company’s existing workforce. You cannot apply

identical strength, size, endurance, experience, motivation,

and certification standards equally to all employees. The

company must match the physical characteristics of each

person to the tasks each performs.

The company must consider factors like each person’s size,

strength, age, eyesight, and more to ensure each person is

physically capable of performing all the tasks making up the

job. A good human factors program considers the limitations

of humans and designs the job accordingly. An important

element when incorporating human factors into job design is

planned rest breaks. People can suffer physical and mental

fatigue under many work conditions. Adequate breaks and rest

periods ensure the strain of the task does not overload their

capabilities. Another “People” consideration, which also is

related to “E” for “Environment,” is ensuring there is proper

lighting for the task, especially for older workers. Annual

vision testing and hearing exams are excellent proactive

interventions to ensure optimal human physical performance.

Attention to the individual does not stop at physical abilities.

A good human factors program must address physiological

and psychological factors that affect performance. Companies

should do their best to foster good physical and mental health.

Offering educational programs on health and fitness is one

way to encourage good health. Many companies have reduced

sick leave and increased productivity by making healthy

meals, snacks, and drinks available to their employees.

Companies also should have programs to address issues

associated with chemical dependence, including tobacco

and alcohol. Another “People” issue involves teamwork

and communication. Safe and efficient companies find ways

to foster communication and cooperation among workers,

managers, and owners. For example, workers should be

rewarded for finding ways to improve the system, eliminate

waste, and help ensure continuing safety.

Environment

There are at least two environments in aviation maintenance.

There is the physical workplace on the ramp, in the hangar,

or in the shop. In addition, there is the organizational

environment that exists within the company. A human

factors program must pay attention to both environments.

[Figure 14-13]A detailed review of aviation literature published between

1976 and 1987 had very little to say about maintenance. Out

of 50 published articles, only 15 even mention maintenance.

Most of these articles deal with ergonomics, one article

examines military engine design to “solider proof” the

maintenance duties, and one U.S. Navy article advocated

more management control.

As human factors awareness progressed, a “culture change”

occurred in U.S. carriers in the 1990s. Management

behavior began to change; there were practical applications

of systems thinking; organization structure was revised;

and new strategy, policy, and values emerged. Virtually

all of these involved communication and collaboration.

One example is in 1991, when Continental Airlines began

“CRM type” training in maintenance. They saw the

importance of improving communication, teamwork, and

participative decision making. A second example is when

United Airlines instituted a change in organization and the

job of design of inspectors. They remained more accessible

during heavy maintenance and overhaul and stayed in closer

communication with mechanics during normal repairs.

This resulted in fewer turnbacks and higher quality. A third

example is when Southwest Airlines created and sustained a

strong and clear organizational structure led by the CEO. This

resulted in open and positive communication between the

maintenance and other departments. A final example is when

TWA instituted a new program to improve communication

between the maintenance trade union and maintenance

management. This resulted in improved quality.

The Pear Model

There are many concepts related to the science and practice

of human factors. However, from a practical standpoint, it is

most helpful to have a unified view, or a model of the things

we should be concerned about when considering aviation

maintenance human factors. For more than a decade, the term

“PEAR” has been used as a memory jogger, or mnemonic,

to characterize human factors in aviation maintenance.

The PEAR mode prompts recall of the four important

considerations for human factors programs, which are listed

below.

• People who do the job.

• Environment in which they work.

• Actions they perform.

• Resources necessary to complete the job.

People

Aviation maintenance human factors programs focus on

the people who perform the work and address physical,

14-10Physical Physiological

Psychological Psychosocial• Physical size

• Sex

• Age

• Strength

• Sensory limitations• Workload

• Experience

• Knowledge

• Training

• Attitude

• Mental or emotional state

• Nutritional Factors

• Health

• Lifestyle

• Fatigue

• Chemical dependency• Interpersonal conflicts

PEOPLE

Figure 14-12. People who do the job. job. Many regulatory authorities require that the JTA serve

as the basis for the company’s general maintenance manual

and training plan. Many human factors challenges associated

with use of job cards and technical documentation fall under

“Actions.” Clearly understandable documentation of actions

ensures instructions and checklists are correct and useable.

[Figure 14-14]

Resources

The final PEAR letter is “R” for “Resources.” [Figure 14-15]

It is sometimes difficult to separate resources from the

other elements of PEAR. In general, the characteristics of

the people, environment, and actions dictate the resources.

Many resources are tangible, such as lifts, tools, test

equipment, computers, technical manuals, and so forth. Other

resources are less tangible. Examples include the number

and qualifications of staff to complete a job, the amount of

time allocated, and the level of communication among the

crew, supervisors, vendors, and others. Resources should be

viewed (and defined) from a broad perspective. A resource

is anything a technician (or anyone else) needs to get the job

done. For example, protective clothing is a resource. A mobile

phone can be a resource. Rivets can be resources. What is

important to the “Resource” element in PEAR is focusing

on identifying the need for additional resources.

Another major human factors tool for use in investigation of

maintenance problems is the Boeing developed Maintenance

Error Decision Aid (MEDA). This is based on the idea that

errors result from a series of factors or incidents. The goal of

using MEDA is to investigate errors, understand root causes,

and prevent accidents, instead of simply placing blame on the

maintenance personnel for the errors. Traditional efforts to

investigate errors are often designed to identify the employee

who made the error. In this situation, the actual factors that Physical

The physical environment is obvious. It includes ranges of

temperature, humidity, lighting, noise control, cleanliness,

and workplace design. Companies must acknowledge

these conditions and cooperate with the workforce to either

accommodate or change the physical environment. It takes a

corporate commitment to address the physical environment.

This topic overlaps with the “Resources” component of

PEAR when it comes to providing portable heaters, coolers,

lighting, clothing, and good workplace and task design.

Organizational

The second, less tangible, environment is the organizational

one. The important factors in an organizational environment

are typically related to cooperation, communication, shared

values, mutual respect, and the culture of the company.

An excellent organizational environment is promoted with

leadership, communication, and shared goals associated with

safety, profitability, and other key factors. The best companies

guide and support their people and foster a culture of safety. A

safe culture is one where there is a shared value and attitude

toward safety. In a safe culture, each person understands

their individual role is contributing to overall mission safety.

Actions

Successful human factors programs carefully analyze all the

actions people must perform to complete a job efficiently

and safely. Job task analysis (JTA) is the standard human

factors approach to identify the knowledge, skills, and

attitudes necessary to perform each task in a given job.

The JTA helps identify what instructions, tools, and other

resources are necessary. Adherence to the JTA helps ensure

each worker is properly trained and each workplace has the

necessary equipment and other resources to perform the

14-11Physical Organizational

• Weather

• Location inside/outside

• Workspace

• Shift

• Lighting

• Sound level

• Safety• Personnel

• Supervision

• Labor-management relations

• Pressures

• Crew structure

• Size of company

• Profitability

• Morale

• Corporate culture

ENVIRONMENT

Figure 14-13. Environment in which they work.contributed to the errors or accident remain unchanged, and

the mistake is likely to recur. In an effort to break this “blame

and train” cycle, MEDA investigators learn to look for the

factors that contributed to the error, instead of the employee

who made the error. The MEDA concept is based on the

following three principles:

• Positive employee intent (In other words, maintenance

technicians want to do the best job possible and do

not make intentional errors.)

• Contribution of multiple factors (There is often a series

of factors that contribute to an error.)

• Manageability of errors (Most of the factors that

contribute to an error can be managed.)

When a company is willing to adopt these principles, then the

MEDA process can be implemented to help the maintenance

organization achieve the dual goals of identifying those

factors that contribute to existing errors, and avoiding future

errors. In creating this five-step process, Boeing initially

worked with British Airways, Continental Airlines, United

Airlines, a maintenance worker labor union, and the FAA.

The five steps are:

1. Event: the maintenance organization must select

which error that caused events will be investigated.

2. Decision: was the event maintenance related? If the

answer is yes, then the MEDA investigation continues.

3. Investigation: using the MEDA results form,

the operator conducts an investigation to record

general information about the airplane—when the

maintenance and the event occurred, what event

initiated the investigation, the error that caused the

event, the factors contributing to the error, and a list

of possible presentation strategies.

4. Prevention strategies: the operator reviews,

prioritizes, implements, and then tracks the process

improvements (prevention strategies) in order to avoid or reduce the likelihood of similar errors in the future.

5. Feedback: the operator provides feedback to the

maintenance workplace so technicians know that

changes have been made to the maintenance system

as a result of this MEDA process.

The implantation and continuous use of MEDA is a long-

term commitment and not a “quick fix.” However, airline

operators and maintenance facilities frequently decide to use

the MEDA approach to investigate serious, high visibility

events which have caused significant cost to the company.

The desire to do this is based upon the potential “payback”

of such an investigation.

This may ultimately be counterproductive because a highly

visible event may not really be the best opportunity to

investigate errors. Those involved in the process may be

intimidated by the attention coming from upper management

and various regulatory authorities.

By using the MEDA process properly, the organization can

investigate the factors that contributed to an error, discover

exactly what led to that error, and fix those factors. Successful

implementation of MEDA will allow the organization to

avoid rework, lost revenue, and potentially dangerous

situations related to events caused by maintenance errors.

The “SHEL” model is another concept for investigating and

evaluating maintenance errors. [Figure 14-16] As with other

human factors tools, its goal is to determine not only what the

problem is, but where and why it exists. SHEL was initiated

by Professor Elwyn Edwards (Professor Emeritus, Aston

University, Birmingham, U.K.) in 1972. It was later modified

slightly by the late Capt. Frank Hawkins, a Human Factors

consultant to KLM, in 1975. The acronym SHEL represents:

• Software

• Hardware

14-12• Steps to perform a task

• Sequence of activity

• Number of people involved

• Information control requirements• Knowledge requirements

• Skill requirements

• Altitude requirements

• Certification requirements

• Inspection requirements

ACTIONS

Figure 14-14. Actions they perform.

• Procedures/work cards

• Technical manuals

• Other people

• Test equipment

• Tools

• Computers/software

• Paperwork/signoffs• Ground Handling equipment

• Work stands and lifts

• Fixtures

• Materials

• Task lighting

• Training

• Quality systems

RESOURCES

Figure 14-15. Resources necessary to complete the job.

• Environment

• Liveware

The model examines interaction with each of the four SHEL

components, and does not consider interactions not involving

human factors. The term “software” is not referring to the

common use of the term as applied to computer programs.

Instead it includes a broader view of manual layout,

checklist layout, symbology, language (both technical and

nontechnical), and computer programs. Hardware includes

such things as the location of components, the accessibility

of components and tooling. Environment takes temperature,

humidity, sound, light, and time of day factors into account.

Liveware relates technician interaction with other people,

both on the job and off. These include managers, peers,

family, friends, and self.

No discussion of human factors is complete without reference

to James Reasons’ Model of Accident Causation. This

diagram, which was introduced in 1990, and revised by Dr.

Reason in 1993, is often referred to as the Swiss cheese model

and shows how various “holes” in different systems must be

aligned in order for an error to occur. Only when the holes

are all aligned can the incident take place.There are two types of failure which can occur—active

and latent. An active failure is one in which the effects are

immediate. An example of this type would be an aircraft

slipping off one of the lifting jacks due to improper placement

by the technician. In this example, the aircraft jack is the

approved item of ground support equipment, and it has been

properly maintained.

A latent failure occurs as a result of a decision or action

made long before the incident or accident actually occurs.

The consequences of such a decision may remain dormant

for a long time. An example of a latent failure could also

involve the aircraft slipping off a joint, but in this case, it

could be an unapproved jack being used because funding had

not been approved to purchase the correct ground support

equipment (GSE).

The field of human factors, especially in aviation maintenance,

is a growing field of study. This section of this chapter has

presented only a small segment of the numerous observations

and presentations about the topic. If the technician desires to

learn more, numerous books exist and a review of Internet

data will provide an abundant supply of information.

S

(Procedures)

Worker

H

(Machines)

E

(Ambient)

L

(Personnel)SHEL

Software • Hardware • Environment • Liveware

Figure 14-16. SHEL model. A good place to start researching would be the FAA’s own

website at hf.faa.gov . This site, titled “ Human Factors on

Aviation Maintenance and Inspection (HFAMI)” provides

access to products of the Federal Aviation Administration

Flight Standards Service Human Factors in Aviation

Maintenance and Inspection Program. Many aviation

maintenance industry trade magazines include a section or at

least a page devoted to human factors. “The Human Factors

and Ergonomics Society” is a national organization composed

of 22 technical groups, including one devoted to aerospace

systems, which address both civilian and military issues of

safety and performance.

Human Error

Human error is defined as a human action with unintended

consequences. When you couple error with aviation

maintenance and the negative consequences that it

produces, it becomes extremely troublesome. Training, risk

assessments, safety inspections, etc., should not be restricted

to an attempt to avoid errors but rather to make them visible

and identify them before they produce damaging and

regrettable consequences. Simply put, human error is not

avoidable but it is manageable. [Figure 14-17]

Types of Errors

Unintentional

An unintentional error is an accidental wandering or deviation

from accuracy. This can include an error in your action

(a slip), opinion, or judgment caused by poor reasoning,

carelessness, or insufficient knowledge (a mistake). For

example, an AMT reads the torque values from a job card

and unintentionally transposed the number 26 to 62. They

did not mean to make that error but unknowingly and

unintentionally did. An example of an unintentional mistake

would be selecting the wrong work card to conduct a specific

repair or task. Again, it is not an intentional mistake but a

mistake nonetheless.

Intentional

In aviation maintenance, an intentional error should really be

considered a violation. If someone knowingly or intentionally

chooses to do something wrong, it is a violation, which

means that one has purposely deviated from safe practices,

procedures, standards, or regulations.

Active & Latent

An active error is the specific individual activity that is an

obvious event. A latent error is the company issues that lead

up to the event. For example, an AMT climbs up a ladder to

do a repair knowing that the ladder is broken. In this example,

the active error was falling from the ladder. The latent error

was the broken ladder that someone should have replaced. The “Dirty Dozen”

Due to a large number of maintenance-related aviation

accidents and incidents that occurred in the late 1980s and

early 1990s, Transport Canada identified twelve human

factors that degrade people’s ability to perform effectively

and safely, which could lead to maintenance errors. These

twelve factors, known as the “dirty dozen,” were eventually

adopted by the aviation industry as a straightforward means to

discuss human error in maintenance. It is important to know

the dirty dozen, how to recognize their symptoms, and most

importantly, know how to avoid or contain errors produced

by the dirty dozen. Understanding the interaction between

organizational, work group, and individual factors that may

lead to errors and accidents, AMTs can learn to prevent or

manage them proactively in the future.

Lack of Communication

Lack of communication is a key human factor that can

result in suboptimal, incorrect, or faulty maintenance.

[Figure 14-18] Communication occurs between the AMT

and many people (i.e., management, pilots, parts suppliers,

aircraft servicers). Each exchange holds the potential

for misunderstanding or omission. But communication

between AMTs may be the most important of all. Lack

of communication between technicians could lead to a

maintenance error and result in an aircraft accident. This

is especially true during procedures where more than one

technician performs the work on the aircraft. It is critical

that accurate, complete information be exchanged to ensure

that all work is completed without any step being omitted.

Knowledge and speculation about a task must be clarified and

not confused. Each step of the maintenance procedure must

be performed according to approved instructions as though

only a single technician did the work.

Figure 14-17. Safety awareness will help foresee and mitigate the

risk of human error. A common scenario where communication is critical and a

lack thereof can cause problems, is during shift change in an

airline or fixed base operator (FBO) operation. A partially

completed job is transferred from the technician finishing

their workday to the technician coming on duty. Many

steps in a maintenance procedure are not able to be seen or

verified once completed due to the installation of components

hiding the work. No steps in the procedure can be omitted

and some steps still to be performed may be contingent on

the work already completed. The departing technician must

thoroughly explain what has occurred so that the arriving

technician can correctly complete the job. A recounting of

critical steps and any difficulties encountered gives insight.

A lack of communication at this juncture could result in the

work being continued without certain required operations

having been performed.

The approved steps of a maintenance procedure must be

signed off by the technician doing the work as it is performed.

Continuing a job that has been started by someone else should

only occur after a face-to-face meeting of technicians. The

applicable paperwork should be reviewed, the completed

work discussed, and attention drawing to the next step.

Absence of either a written or oral turnover serves as warning

that an error could occur.

It is vital that work not be continued on a project without

both oral and written communication between the technician

who started the job and the technician continuing it. Work

should always be done in accordance with the approved

written procedure and all of the performed steps should

bear the signature of the technician who accomplishes the

work. If necessary, a phone call can be made to obtain an

oral turnover when technicians cannot meet face-to-face at

the work area. In general, the technician must see their role

as part of a greater system focused on safe aircraft operation

and must communicate well with all those in that system

to be effective.

Complacency

Complacency is a human factor in aviation maintenance that

typically develops over time. [Figure 14-18] As a technician

gains knowledge and experience, a sense of self satisfaction

and false confidence may occur. A repetitive task, especially

an inspection item, may be overlooked or skipped because

the technician has performed the task a number of times

without ever finding a fault. The false assumption might be

made that inspection of the item is not important. However,

even if rare, a fault may exist. The consequences of the fault

not being detected and corrected could cause an incident or

accident. Routine tasks performed over and over allow time

for the technician’s mind to wander, which may also result

in a required task not being performed. When a technician performs work without documentation,

or documents work that was not performed, it is a sign that

complacency may exist. Approved, written maintenance

procedures should be followed during all maintenance

inspections and repairs. Executing the proper paperwork

draws attention to a work item and reinforces its significance.

To combat complacency, a technician must be trained to

expect to find the fault that created the inspection item in

the first place. The technician must stay mentally engaged

in the task being performed. All inspection items must be

treated with equal importance, and it must never be assumed

that an item is acceptable when it has not been inspected.

A technician should never sign for any work that has not

been performed. Prior to the pen touching the paper for a

signature, the technician should read the item before signing

and confirm it has been performed.

Lack of Knowledge

A lack of knowledge when performing aircraft maintenance

can result in a faulty repair that can have catastrophic results.

[Figure 14-20] Differences in technology from aircraft to

aircraft and updates to technology and procedures on a single

aircraft also make it challenging to obtain the knowledge

required to perform airworthy maintenance.

All maintenance must be performed to standards specified

in approved instructions. These instructions are based on

knowledge gained from the engineering and operation of

the aircraft equipment. Technicians must be sure to use the

latest applicable data and follow each step of the procedure

as outlined. They must also be aware that differences exist in

the design and maintenance procedures on different aircraft.

It is important for technicians to obtain training on different

types of aircraft. When in doubt, a technician with experience

THE DIRTY DOZEN

Twelve human factors for aircraft maintenance proficiency

Lack of Teamwork

Fatigue

Lack of Resources

Pressure

Lack of Assertiveness

Stress

Lack of Awareness

Norms

Complacency

Lack of Knowledge

Distraction

Lack of Communication

MITIGATING THE RISK

Properly use logbooks and

worksheets to communicate

work accomplishments.Never assume that the work

has been completed.Ensure that maintenance

personnel are discussing

exactly what has been and

needs to be completed

to the next shift.

Maintainers must communicate with one another and explain what work has and has not been

completed when changing shifts.

Figure 14-18. Lack of communication.on the aircraft should be consulted. If one is not available, or

the consulted technician is not familiar with the procedure, a

manufacturer’s technical representative should be contacted.

It is better to delay a maintenance procedure than to do it

incorrectly and cause an accident.

Distraction

A distraction while performing maintenance on an aircraft

may disrupt the procedure. [Figure 14-21] When work resumes, it is possible that the technician skips over a

detail that needs attention. It is estimated that 15 percent of

maintenance related errors are caused by distractions.

Distractions can be mental or physical in nature. They can

occur when the work is located on the aircraft or in the

hangar. They can also occur in the psyche of the technician

independent of the work environment. Something as simple

as a cell phone call or a new aircraft being pushed into the

14-16hangar can disrupt the technician’s concentration on a job.

Less visible is a difficult family or financial matter or other

personal issues that may occupy the technician’s thought

process as work is performed. This can make performance

of the required maintenance less effective.

Whatever their nature, numerous distractions can occur during

the course of maintaining an aircraft. The technician must

recognize when attention to the job at hand is being diverted

and assure that work continues correctly. A good practice

is to go back three steps in the work procedure from when

distraction occurred and resume the job from that point. Using

of a detailed step-by-step written procedure and signing off

each step only after it is completed also helps. Incomplete

work can be marked or tagged, especially when the technician

is pulled from the work by a distraction, and it is unknown

when work will be resumed and by whom. Disconnect any

connector and leave it plainly visible if an installation is not

complete. There is a tendency to think a job is finished when

a component is “hooked up.” Similarly, when a step in the

maintenance procedure is complete, be sure to immediately

lock wire or torque the fasteners if required. This can be used

as an indication that all is well up to that point in the procedure.

Lack of Teamwork

A lack of teamwork may also contribute to errors in aircraft

maintenance. [Figure 14-22] Closely related to the need for

communication, teamwork is required in aviation maintenance

in many instances. Sharing of knowledge between technicians,

coordinating maintenance functions, turning work over from

shift to shift, and working with flight personnel to troubleshoot

and test aircraft are all are executed better in an atmosphere

of teamwork. Often associated with improved safety in the

workplace, teamwork involves everyone understanding

and agreeing on actions to be taken. A gear swing or other

operational check involves all the members of a team working

together. Multiple technicians contribute to the effort to ensure

a single outcome. They communicate and look out for one

another as they do the job. A consensus is formed that the

item is airworthy or not airworthy.

The technician primarily deals with the physical aspect of

the aircraft and its airworthiness. Others in the organization

perform their roles and the entire company functions as a

team. Teams can win or lose depending on how well everyone

in the organization works together toward a common

objective. A lack of teamwork makes all jobs more difficult

and, in maintenance, could result in a miscommunication

that affects the airworthiness of the aircraft.

Fatigue

Fatigue is a major human factor that has contributed

to many maintenance errors resulting in accidents. [Figure 14-23] Fatigue can be mental or physical in

nature. Emotional fatigue also exists and affects mental

and physical performance. A person is said to be fatigued

when a reduction or impairment in any of the following

occurs: cognitive ability, decision-making, reaction time,

coordination, speed, strength, or balance. Fatigue reduces

alertness and often reduces a person’s ability to focus on the

task being performed.

Symptoms of fatigue can also include short-term memory

problems, channeled concentration on unimportant issues

while neglecting more important ones, and failure to maintain

a situational overview. A fatigued person may be easily

distracted or may be nearly impossible to distract. They

may experience abnormal mood swings. Fatigue results in

an increase in mistakes, poor judgment, and poor decisions

or perhaps no decisions at all. A fatigued person may also

lower their standards.

Tiredness is a symptom of fatigue. However, sometimes a

fatigued person may feel wide awake and engaged in a task.

The primary cause of fatigue is a lack of sleep. Good restful

sleep, free from drugs or alcohol is a human necessity to

prevent fatigue. Fatigue can also be caused by stress and

overworking. A person’s mental and physical state also

naturally cycles through various levels of performance each

day. Variables such as body temperature, blood pressure,

heart rate, blood chemistry, alertness, and attention rise and

fall in a pattern daily. This is known as circadian rhythm.

[Figure 14-24] A person’s ability to work (and rest) rises and

falls during this cycle, and performance counter to circadian

rhythm can be difficult. Until it becomes extreme, a person

may be unaware that they are fatigued. It is easier recognized

by another person or in the results of tasks being performed.

This is particularly dangerous in aviation maintenance since

the lives of people depend on maintenance procedures

performed at a high level of proficiency. Working alone when

fatigued is particularly dangerous.

The best remedy for fatigue is to get enough sleep on a

regular basis. The technician must be aware of the amount

and quality of sleep obtained. Time off is justified when

too little sleep has occurred and errors are probable during

maintenance. Countermeasures to fatigue are often used, but

their effectiveness can be short lived and many can make

fatigue worse. Caffeine is a common fatigue countermeasure.

Pseudoephedrine found in sinus medicine and amphetamines

are also used. While they can be effective for short periods, the

underlying fatigue remains and due to this drug use, the person

may have trouble getting the rest needed once off the job.

Suggestions to help mitigate the problems caused by fatigue

include looking for symptoms of fatigue in oneself and in

THE DIRTY DOZEN

Twelve human factors for aircraft maintenance proficiency

Lack of Teamwork

Fatigue

Lack of Resources

Pressure

Lack of Assertiveness

Stress

Lack of Awareness

Norms

Complacency

Lack of Knowledge

Distraction

Lack of Communication

MITIGATING THE RISK

Always expect to find

something wrong.Always double check

your work.Never sign off on something

that you did not fully check.

People tend to become overconfident after becoming proficient in a certain task, which can mask

the awareness of dangers.

Figure 14-19. Complacency.

others. Have others check your work, even if an inspector sign

off is not required. Avoid complex tasks during the bottom

of your circadian rhythm. Sleep and exercise daily. Eight to

nine hours of daily sleep are recommended to avoid fatigue.

AMTs in airline operations are part of a system in which

most maintenance is performed at night. Fleet aircraft are

operated primarily during daytime hours to generate company

revenue. Therefore, shift work is required to maintain the

fleet. It is already known that turning work over to other

technicians during shift changes can lead to errors due to

lack of communication. But shift work alone is a cause of fatigue that can degrade performance and also lead to errors.

Shift work requires technicians to work during low cycles

of their natural circadian rhythm. It also makes sleep more

difficult when not on the job. Furthermore, regular night shift

work makes a person’s body more sensitive to environmental

disturbances. It can degrade performance, morale, and

safety. It can also affect one’s physical health. All of these

can be reflected in degraded maintenance performance—a

dangerous situation.

The technician must be aware that shift work is the norm in

THE DIRTY DOZEN

Twelve human factors for aircraft maintenance proficiency

Lack of Teamwork

Fatigue

Lack of Resources

Pressure

Lack of Assertiveness

Stress

Lack of Awareness

Norms

Complacency

Lack of Knowledge

Distraction

Lack of Communication

MITIGATING THE RISK

Only fix parts that you are

trained to fix.If you do not know how to

fix something, ask for help

from someone who does.Ensure that the maintenance

manual you are using is up

to date.

In a world of ever-changing technology, maintainers must remain up to date on current equipment

and how to fix it.

Figure 14-20. Lack of knowledge.

aviation. Avoidance of fatigue is part of the job. Title 14 of

the Code of Federal Regulations (14 CFR) part 121, section

377, only requires 24 hours time off during a week of work.

Since this is obviously not enough, it is up to companies and

technicians to regulate shift work and time off to reduce the

potential for errors. Most importantly, each technician must

monitor and control their sleep habits to avoid fatigue. Lack of Resources

A lack of resources can interfere with a person’s ability to

complete a task because of a lack of supplies and support.

[Figure 14-25] Low quality products also affect one’s ability

to complete a task. Aviation maintenance demands proper

tools and parts to maintain a fleet of aircraft. Any lack of

resources to safely carry out a maintenance task can cause

both non-fatal and fatal accidents. For example, if an aircraft

is dispatched without a functioning system that is typically

nonessential for flight but suddenly becomes needed, this

THE DIRTY DOZEN

Twelve human factors for aircraft maintenance proficiency

Lack of Teamwork

Fatigue

Lack of Resources

Pressure

Lack of Assertiveness

Stress

Lack of Awareness

Norms

Complacency

Lack of Knowledge

Distraction

Lack of Communication

MITIGATING THE RISK

Once returning to the job, go

back through all of the steps

to ensure where you left off.Never leave tools or parts

lying around. Secure them

before leaving the area.Use a detailed checklist.

A distraction could be anything that takes your mind off the task that is being done. Any distraction

while working can cause us to think we are further ahead in the process than we actually are.

Figure 14-21. Distraction.

could create a problem.

Parts are not the only resources needed to do a job properly,

but all too frequently parts become a critical issue. AMTs can

try to be proactive by checking suspected areas or tasks that

may require parts at the beginning of the inspection. Aircraft

on ground (AOG) is a term in aviation maintenance indicating

that a problem is serious enough to prevent an aircraft from

flying. In these cases, there is a rush to acquire the parts to

put the aircraft back into service and prevent further delays or cancellations of the planned itinerary. AOG applies to any

aviation materials or spare parts that are needed immediately

for an aircraft to return to service. AOG suppliers refer

qualified personnel and dispatch the parts required to repair

the aircraft for an immediate return to service. AOG also is

used to describe critical shipments for parts or materials for

aircraft “out of service” (OTS) at a location.

If the status of an aircraft is AOG and materials required are

not on hand, parts and personnel must be driven, flown, or

THE DIRTY DOZEN

Twelve human factors for aircraft maintenance proficiency

Lack of Teamwork

Fatigue

Lack of Resources

Pressure

Lack of Assertiveness

Stress

Lack of Awareness

Norms

Complacency

Lack of Knowledge

Distraction

Lack of Communication

MITIGATING THE RISK

Ensure that lines of

communication are open

between personnel.Always look out for

co-workers with safety

in mind.Discuss specific duties when

jobs require more than one

person to eliminate any

questions.

Personality differences in the workplace must be left at the door. Organizations should emphasize

that a lack of teamwork can ultimately affect the safety of maintenance work.

Figure 14-22. Lack of teamwork.

sailed to the location of the grounded aircraft. Usually the

problem is escalated through an internal AOG desk, then

the manufacturer’s AOG desk, and finally competitors’

AOG desks. All major air carriers have an AOG desk that is

manned 24 hours a day, 7 days a week by personnel trained

in purchasing, hazardous materials shipping, and parts

manufacturing and acquisition processes.

Within an organization, making sure that personnel have the

correct tools for the job is just as important as having the proper parts when they are needed. Having the correct tools

means not having to improvise. For example, an aircraft that

had received a new interior needed to be weighed prior to

being released to fly. Two days before the planned release, the

aircraft was weighed without the proper electronic load cells

placed between the aircraft jack and the aircraft. Because the

correct equipment was not used, the aircraft slipped off of

one of the load cells and the jack point creased the spar. The

cost of improvising can be very steep. The right tools for the

job need to be used at all times, and if they are broken, out of

THE DIRTY DOZEN

Twelve human factors for aircraft maintenance proficiency

Lack of Teamwork

Fatigue

Lack of Resources

Pressure

Lack of Assertiveness

Stress

Lack of Awareness

Norms

Complacency

Lack of Knowledge

Distraction

Lack of Communication

MITIGATING THE RISK

Be aware of the symptoms

and look for them in yourself

and coworkers.Eating healthy, exercising

and maintaining regular sleep

patterns can prevent fatigue.Forfeit complex tasks if you

know you are exhausted.

Occupations that require an individual to work long hours or stay up overnight can lead to fatigue.

Fatigue can cause a decreased attentiveness and a decreased level of consciousness, which can be

very dangerous when conducting maintenance.

Figure 14-23. Fatigue.

calibration, or missing, they need to be repaired, calibrated,

or found as soon as possible.

Technical documentation is another critical resource that can

lead to problems in aviation maintenance. When trying to

find out more about the task at hand or how to troubleshoot

and repair a system, the needed information often cannot be

found because the manuals or diagrams are not available.

If the information is unavailable, personnel should ask

a supervisor or speak with a technical representative or technical publications department at the appropriate

aircraft manufacturer. Most manuals are in a constant state

of revision and, if organizations do not identify missing

information in the manuals, then nothing is done to correct the

documentation. Resources such as publications departments

and manufacturers’ technical support are available and should

be used rather than ignoring the problem.

Another valuable resource that the maintenance department

should rely on is the flight crew. Organizations should

9 12 15 18 21 24 3 6 920

0Alertness Level Multiple Sleep Latency Test (MSLT)Peak alertness

Dangerously

drowsy

Time of Day1-3 AM

Reduced

alertnessSlightly

impaired

Figure 14-24. Many human variables rise and fall daily due to one’ s natural circadian rhythm.

encourage open communication between flight crews and

maintenance crews. The flight crew can provide valuable

information when dealing with a defective part or problem.

Figure 14-26 shows a number of questions that flight crews can

be asked to help resolve and understand maintenance issues.

When the proper resources are available for the task at hand,

there is a much higher probability that maintenance will do

a better, more efficient job and higher likelihood that the job

will be done correctly the first time. Organizations must learn

to use all of the resources that are available and, if the correct

resources are not available, make the necessary arrangements

to get them in a timely manner. The end result saves time

and money, and enables organizations to complete the task

knowing the aircraft is airworthy.

Pressure

Aviation maintenance tasks require individuals to perform

in an environment with constant pressure to do things

better and faster without making mistakes and letting things

fall through the cracks. Unfortunately, these types of job

pressures can affect the capabilities of maintenance workers

to get the job done right. [Figure 14-27] Airlines have

strict financial guidelines, as well as tight flight schedules,

that pressure mechanics to identify and repair mechanical

problems quickly so that the airline industry can keep

moving. Most important, aircraft mechanics are responsible

for the overall safety of everyone who uses flying as a mode

of transportation.

Organizations must be aware of the time pressures that are put

on aircraft mechanics and help them manage all of the tasks

that need to be completed so that all repairs, while done in a timely manner, are completed correctly with safety being the

ultimate goal. Sacrificing quality and safety for the sake of time

should not be tolerated or accepted. Likewise, AMTs need to

recognize on their own when time pressures are clouding their

judgments and causing them to make unnecessary mistakes.

Self-induced pressures are those occasions where one takes

ownership of a situation that was not of their doing.

In an effort to combat self-induced pressure, technicians

should ask for help if they feel overwhelmed and under a

time constraint to complete a repair. Another method is to

have someone check the repair thoroughly to ensure that all

maintenance tasks were completed correctly.

Lastly, if given a repair with a specific time limitation that

you feel is unrealistic or compromises safety, bring it to

the attention of the organization’s management and openly

discuss a different course of action.

Lack of Assertiveness

Assertiveness is the ability to express your feelings, opinions,

beliefs, and needs in a positive, productive manner and should

not be confused with being aggressive. [Figure 14-28] It

is important for AMTs to be assertive in issues relating to

aviation repair rather than choosing not to or not being

allowed to voice their concerns and opinions. Not being

assertive could ultimately cost people their lives. The

following are examples of how a lack of assertiveness can

be offset:

1. Address managers and supervisors directly by stating

the problem.

Example: “John, I have a concern with how this repair

THE DIRTY DOZEN

Twelve human factors for aircraft maintenance proficiency

Lack of Teamwork

Fatigue

Lack of Resources

Pressure

Lack of Assertiveness

Stress

Lack of Awareness

Norms

Complacency

Lack of Knowledge

Distraction

Lack of Communication

MITIGATING THE RISK

Maintain a sufficient supply

of parts and order any

anticipated parts before they

are required.Preserve all equipment

through proper maintenance.Never replace a part with one

that is not compatible for the

sake of getting the job done.

When there is a lack of resources available to properly fix something, a decision should be made

to cease maintenance until the proper parts are available.

Figure 14-25. Lack of resources.

is being rushed.”

2. Explain what the consequences will be.

Example: “If we continue, the result will be that the

part will break sooner rather than later.”

3. Propose possible solutions to the problem.

Example: “We could try doing things another way or

you may want to try this way.”

4. Always solicit feedback and include other opinions. Example: “John, what do you think?”

When being assertive with co-workers or management,

deal with one issue at a time rather than trying to tackle a

number of problems at once. It is also important to have

documentation and facts to back up your argument, which can

give people a visual account of what you are trying to explain.

A lack of assertiveness in failing to speak up when things

do not seem right has resulted in many fatal accidents. This

can easily be changed by promoting good communication

When and where did the event occur?

Were there any indications prior to failure?

Did the system surge or flicker?

How often does the system cycle?

What was the range of transmission or reception?

What was the time of retractions or extensions?

Were there noises in the aircraft or headsets?

Were there vibrations or stiffness of system controls?

Was irregular trim required?

Was there ease or lack of control?

Were smoke or fumes present?

Was there a loss of amperage and/or voltage?

Figure 14-26. Questions that technicians can ask flight crews in an

effort to resolve and understand maintenance issues.between co-workers and having an open relationship with

supervisors and management. Maintenance managers must be

familiar with the behavior styles of the people they supervise

and learn to utilize their talents, experience, and wisdom.

As the employees become aware of behavior styles and

understand their own behavior, they see how they unwittingly

contribute to some of their own problems and how they can

make adjustments. Assertive behavior may not be a skill that

comes naturally to every individual, but it is a critical skill

to achieve effectiveness. AMTs should give supervisors and

management the kind of feedback required to ensure that they

will be able to assist mechanics in doing their job.

Stress

Aviation maintenance is a stressful task due to many factors.

[Figure 14-29] Aircraft must be functional and flying in order

for airlines to make money, which means that maintenance

must be done within a short timeframe to avoid flight delays

and cancellations. Fast-paced technology that is always

changing can add stress to technicians. This demands that

AMTs stay trained on the latest equipment. Other stressors

include working in dark, tight spaces, lack of resources to

get the repair done correctly, and long hours. The ultimate

stress of aviation maintenance is knowing that the work they

do, if not done correctly, could result in tragedy.

Everyone handles stress differently and particular situations

can bring about different degrees of difficulty for different

people. For example, working under a strict timeline can be

a stressor for one person and normal for another. The causes

of stress are referred to as “stressors” and are categorized as

physical, psychological, or physiological. Following is a list

of each and how they may affect maintenance.

Physical Stressors

Physical stressors add to a person’s workload and make their

work environment uncomfortable.

• Temperature—high temperatures in the hangar

increase perspiration and heart rate causing the body

to overheat. Low temperatures can cause the body to

feel cold, weak, and drowsy.

• Noise—hangars that have high noise levels (due to

aircraft taking off and landing close by) can make

it difficult for maintenance personnel to focus

and concentrate.

• Lighting—poor lighting within a work space makes

it difficult to read technical data and manuals.

Likewise, working inside an aircraft with poor lighting

increases the propensity to miss something or to repair

something incorrectly.

• Confined spaces—small work spaces make it very difficult to perform tasks, as technicians are often

contorted into unusual positions for a long period

of time.

Psychological Stressors

Psychological stressors relate to emotional factors, such

as a death or illness in the family; business worries; poor

interpersonal relationships with family, co-workers, or

supervisors; and financial worries.

• Work-related stressors—over anxiousness can hinder

performance and speed while conducting maintenance

if there is any apprehension about how to do a repair

or concerns about getting it done on time.

• Financial problems—impending bankruptcy,

recession, loans, and mortgages are a few examples

of financial problems that can create stressors.

• Marital problems—divorce and strained relationships

can interfere with one’s ability to perform their job

correctly.

• Interpersonal problems—problems with superiors

and colleagues due to miscommunication or

perceived competition and backstabbing can cause

a hostile work environment.

THE DIRTY DOZEN

Twelve human factors for aircraft maintenance proficiency

Lack of Teamwork

Fatigue

Lack of Resources

Pressure

Lack of Assertiveness

Stress

Lack of Awareness

Norms

Complacency

Lack of Knowledge

Distraction

Lack of Communication

MITIGATING THE RISK

Ensure that the pressure is

not self-induced.Ask for extra help if time is

an issue.Communicate if you think

you will need more time to

complete a repair rather than

rush through it.

Pressure to get things repaired is always present in aviation. Maintainers must not let the

pressures of time constraints get in the way with safely finishing a repair.

Figure 14-27. Pressure.

Physiological Stressors

Physiological stressors include fatigue, poor physical

condition, hunger, and disease.

• Poor physical condition—trying to work when ill

or not feeling well can force the body to use more

energy fighting the illness, leaving less energy to

perform vital tasks.

• Proper meals—not eating enough, or eating foods lacking the proper nutrition, can result in low energy

and induce symptoms like headaches and shaking.

• Lack of sleep—a fatigued AMT is unable to perform

to standard for long periods of time and can become

sloppy with repairs and make significant mistakes.

• Conflicting shift schedules—the effect of changing

sleep patterns on the body’s circadian cycle can lead

to a degradation of performance.

THE DIRTY DOZEN

Twelve human factors for aircraft maintenance proficiency

Lack of Teamwork

Fatigue

Lack of Resources

Pressure

Lack of Assertiveness

Stress

Lack of Awareness

Norms

Complacency

Lack of Knowledge

Distraction

Lack of Communication

MITIGATING THE RISK

Provide clear feedback when

a risk or danger is perceived.Allow co-workers to give

their opinions and always

accept corrective criticisms.Never compromise your

standards.

Lack of assertiveness in failing to alert others when something does not seem right can result in many

fatal accidents. Do not let something that you know is wrong continue by ignoring it.

Figure 14-28. Lack of assertiveness.

People cope with stress in many different ways. Specialists

say that the first step is to identify stressors and the

symptoms that occur after exposure to those stressors. Other

recommendations involve development or maintenance of a

healthy lifestyle with adequate rest and exercise, a healthy

diet, limited consumption of alcoholic drinks, and avoidance

of tobacco products.

Lack of Awareness

Lack of awareness is defined as a failure to recognize all the

consequences of an action or lack of foresight. [Figure 14-30]

In aviation maintenance, it is not unusual to perform the same

maintenance tasks repeatedly. After completing the same

task multiple times, it is easy for technicians to become less

vigilant and develop a lack of awareness of what they are

doing and what is around them. Each time a task is completed

it must be treated as if it were the first time. Norms

Norms is short for “normal,” or the way things are normally

done. [Figure 14-31] They are unwritten rules that are

followed or tolerated by most organizations. Negative

norms can detract from the established safety standard and

cause an accident to occur. Norms are usually developed

to solve problems that have ambiguous solutions. When

faced with an ambiguous situation, an individual may use

another’s behavior as a frame of reference around which to

form their own reactions. As this process continues, group

norms develop and stabilize. Newcomers to the situation are

then accepted into the group based on adherence to norms.

Very rarely do newcomers initiate change in a group with

established norms.

Some norms are unsafe in that they are non-productive or

detract from the productivity of the group. Taking shortcuts in

THE DIRTY DOZEN

Twelve human factors for aircraft maintenance proficiency

Lack of Teamwork

Fatigue

Lack of Resources

Pressure

Lack of Assertiveness

Stress

Lack of Awareness

Norms

Complacency

Lack of Knowledge

Distraction

Lack of Communication

MITIGATING THE RISK

Take time off or a short

break if you are feeling

stressed.Healthy eating, exercise, and

a sufficient amount of rest

can reduce stress levels.Discuss with a co-worker and

ask them to monitor your

work.

Stress is the subconscious response to the demands placed on a person.

Figure 14-29. Stress.aircraft maintenance, working from memory, or not following

procedures are examples of unsafe norms. Newcomers are

better able to identify these unsafe norms than long-standing

members of the group. On the other hand, the newcomer’s

credibility depends on their assimilation into the group. The

newcomer’s assimilation, however, depends on adherence

to the group norms. Everyone should be aware of the

perceptiveness of newcomers in identifying unhealthy norms

and develop a positive attitude toward the possibility that

norms may need to be changed. Finally, as newcomers become

assimilated into the group structure, they build credibility with

others. Once this has been done, a relative newcomer may

begin to institute change within the group. Unfortunately,

such actions are often difficult to do and rely heavily on the group’s perception of the newcomer’s credibility.

Norms have been identified as one of the dirty dozen in

aviation maintenance and a great deal of anecdotal evidence

points to the use of unsafe norms on the line. The effect of

unsafe norms may range from the relatively benign, such as

determining accepted meeting times, to the inherently unsafe,

such as signing off on incomplete maintenance tasks. Any

behavior commonly accepted by the group, whether as a

standard operating procedure (SOP) or not, can be a norm.

Supervisors need to ensure that everyone adheres to the same

standards and that unsafe norms are not tolerated. AMTs

should pride themselves on following procedure, rather than

unsafe norms that may have been adopted as regular practice.

THE DIRTY DOZEN

Twelve human factors for aircraft maintenance proficiency

Lack of Teamwork

Fatigue

Lack of Resources

Pressure

Lack of Assertiveness

Stress

Lack of Awareness

Norms

Complacency

Lack of Knowledge

Distraction

Lack of Communication

MITIGATING THE RISK

Check to see if what you are

working on conflicts with an

existing modification or

repair. Even if you are highly

proficient in a task, always

have someone check

your work.Always ask co-workers to

check your work.

After completing the same tasks multiple times, maintainers can develop a lack of awareness for

what is around them. They tend to lack common sense and vigilance because they have

completed the same task so many times.

Figure 14-30. Lack of awareness.

Example of Common Maintenance Errors

In an effort to identify the most frequently occurring

maintenance discrepancies, the United Kingdom Civil

Aviation Authority (CAA) conducted in-depth studies of

maintenance sites on aviation maintenance operations. The

following list is what they found to be the most common

occurring maintenance errors.

1. Incorrect installation of components.

2. Fitting of wrong parts.

3. Electrical wiring discrepancies to include crossing

connections. [Figure 14-32]4. Forgotten tools and parts.

5. Failure to lubricate. [Figure 14-33]

6. Failure to secure access panels, fairings, or cowlings.

7. Fuel or oil caps and fuel panels not secured.

8. Failure to remove lock pins. [Figure 14-34]

All of the maintenance discrepancies listed above can be

avoided if the proper procedures are followed on the job

card that is being used. [Figure 14-35] Regardless of how

many times the task has been completed, each time you

THE DIRTY DOZEN

Twelve human factors for aircraft maintenance proficiency

Lack of Teamwork

Fatigue

Lack of Resources

Pressure

Lack of Assertiveness

Stress

Lack of Awareness

Norms

Complacency

Lack of Knowledge

Distraction

Lack of Communication

MITIGATING THE RISK

Ensure that everyone follows

the same standard.The easiest way of

accomplishing something

may not be the standard.Be aware that just because it

seems normal does not make

it correct.

Norms is short for “normal, ” or the way things are normally done. They are unwritten rules that

are followed or tolerated by most of the organization. Negative norms can detract from the

established safety standard and cause an accident to occur.

Figure 14-31. Norms.

pick up a job card, treat it like it is the first time you have

ever completed the task, and complete it with diligence and

complete accuracy.

Historically, twenty percent of all accidents are caused by

a machine failure, and eighty percent by human factors.

[Figure 14-36] Originally focusing on the pilot community,

human factors awareness has now spread into the training

sphere of maintenance technicians. An in-depth review of

an aviation incident reveals time and again that a series of

human errors (known also as a chain of events) was allowed

to build until the accident occurred. If the chain of events is broken at the maintenance level, the likelihood of the accident

occurring can be drastically decreased. Figure 14-37 is a list

of maintenance-related incidents/accidents and their causes.

It is easy to see how many of the “Dirty Dozen” contributed

to the causes or were considered contributing factors.

Where to Get Information

Following is a list of websites and references that are good

sources of information on human factors.

On March 20, 2001, a Lufthansa Airbus A320 almost

crashed shortly after takeoff because of reversed wiring in

the captain's sidestick flight control. Quick action by the

co-pilot, whose sidestick was not faulty, prevented a crash.

The investigation has focused on maintenance on the

captain's controls carried out by Lufthansa Technik just

before the flight. During the previous flight, a problem with

one of the two elevator/aileron computers (ELAC) had

occurred. An electrical pin in the connector was found to

be damaged and was replaced. It has been confirmed that

two pairs of pins inside the connector had accidentally

been crossed during the repair. This changed the polarity

in the sidestick and the respective control channels

“bypassing” the control unit, which might have sensed the

error and would have triggered a warning. Clues might

have been seen on the electronic centralized aircraft

monitor (ECAM) screen during the flight control checks,

but often pilots only check for a deflection indication, not

the direction. Before the aircraft left the hangar, a flight

control check was performed by the mechanic, but only

using the first officer’s sidestick.Incident

Cause

Lock pin

Alaska Airlines Flight 261, a McDonnell Douglas MD-83

aircraft, experienced a fatal accident on January 31, 2000,

in the Pacific Ocean. The two pilots, three cabin

crewmembers, and 83 passengers on board were killed and

the aircraft was destroyed.

The subsequent investigation by the National

Transportation Safety Board (NTSB) determined that

inadequate maintenance led to excessive wear and

catastrophic failure of a critical flight control system during

flight. The probable cause was stated to be “a loss of

airplane pitch control resulting from the in-flight failure of

the horizontal stabilizer trim system jackscrew assembly’s

acme nut threads. The thread failure was caused by

excessive wear resulting from Alaska Airlines’ insufficient

lubrication of the jackscrew assembly.”Accident

CauseFigure 14-32. A description of a Lufthansa Airbus A320 that almost

crashed due to reversed wiring of the flight controls.Figure 14-34. Lock pins located on the landing gear of an aircraft.

Figure 14-33. A description of Alaska Airlines Flight 261 that

crashed due to insufficient lubrication of the jackscrew assembly.

MAINTENANCE JOB CARD WORKNO A26

AD-NOTE 1 OF 2 -4001 OF 1 97471

FZE

1 ZONE 221-222

SOLID STATE FLIGHT DATA RECORDER (IF APPLICABLE)

MS 31-31-00-007-002-500

(AMM 31-31-01) F1 SSFDR DATA COPY

NOTE: THIS IS A DUPLICATE INSPECTION!

PERFORMANCE AND INSPECTION MUST BE DONE BY TWO PERSONS.

PERFORMANCE = B1

INSPECTION = B1

Make a copy of the FDR data with the portable interface (PI) unit

A General

(1) This taskwork the hand-hold portable interface (PI) unit to make a

copy of the data from the flight data recorder (FDR) when the FDR

is in the airplane

(a) The PI puts the data on a removable PC card (PCMCIA).

(b) The data on the PC card can then be analyzed by the applicable

airline personnel.1 0.00 0.00SSFOR - PORTABLE INTERFACE UNITJOB

4AD-4

FRAWB41

PACUZ0030

Figure 14-35. A sample picture of a maintenance job card that

explains the steps of each maintenance task.

Federal Aviation Administration (FAA)

There are a number of human factors resources within the

FAA. The most direct link for aviation maintenance human

factors is the FAA Human Factors website at hf.faa.gov . It

offers document access and services, including most of the

FAA maintenance human factors documents dating back to

the 1988 start of FAA’s maintenance human factors research

and development program. New documents include videos,

PowerPoint presentations, and other media.FAA’s Maintenance Fatigue Section

The FAA has sponsored a multi-disciplinary subject matter

expert work group involving industry, labor, research,

and government to investigate the issues associated with

maintenance fatigue, and the practical science-based methods

that can be used to manage fatigue risk. For more information,

visit the website at www.mxfatigue.com .

TECHNICAL CAUSES HUMAN CAUSES

1903 Present100

0Accidents

TimeAccidents in Aviation

Figure 14-36. Statistical illustration showing that 80 percent of all aviation accidents are caused by human factors.

FAA Safety Team

The FAA Safety Team has a dedicated website that provides

up-to-date information safety concerns, upcoming seminars,

featured courses and resources. For more information, visit

the website at www.faasafety.gov .

Other Resources

System Safety Services

The mission of System Safety Services is to assist clients

in developing the best possible safety system to meet their

needs. They have an experienced and professional team of

individuals with years of experience in aviation and human

factors. The website provides a lot of information on human

factors including articles, upcoming events, presentations,

safety videos, training aids and workshops. For more

information, visit their website at www.system-safety.com .

Human Factors & Ergonomics Society (HFES)

The Human Factors and Ergonomics Society (HFES) is the

only organization in the United States dedicated specifically

to the human factors profession. The HFES was formed in

1957 and typically maintains about 5,000 members. For more

information, visit their website at www.hfes.org .International Ergonomics Association (IEA)

The International Ergonomics Association (IEA) is a

federation of over 40 ergonomics and human factors societies

located all over the world. All members of the HFES are

automatically also members of the IEA. The main contact

point within the IEA is through the office of their Secretary

General. For more information, visit their website at iea.cc .

14-32Figure 14-37. A list of maintenance-related incidents/accidents and their causes.

August 26, 1993, an Excalibur Airways Airbus 320 took off from London-Gatwick Airport (LGW) and exhibited an undemanded roll

to the right on takeoff, a condition which persisted until the aircraft landed back at LGW 37 minutes later. Control of the aircraft

required significant left sidestick at all times and the flight control system was degraded by the loss of spoiler control.

Technicians familiar with Boeing 757 flap change procedures lacked the knowledge required to correctly lock out the spoilers on the

Airbus during the flap change work that was done the day before the flight. Turnover to technicians on the next shift compounded

the problem. No mention of incorrect spoiler lockout procedure was given since it was assumed that the 320 was like the 757. The

flap change was operationally checked, but the spoiler remained locked out incorrectly and was not detected by the flight crew

during standard functional checks. The lack of knowledge on Airbus procedures was considered a primary cause of this incident.

April 26, 2001, an Emery Worldwide Airlines DC-8-71F left main landing gear would not extend for landing.

Probable cause was failure of maintenance to install the correct hydraulic landing gear extension component and the failure of

inspection to comply with post-maintenance test procedures. No injuries.

On May 25, 2002, China Airlines Flight 611 Boeing 747 broke into pieces in mid-air and crashed, killing all 225 people on board.

The accident was the result of metal fatigue caused by inadequate maintenance after a previous incident.

On August 26, 2003, a Colgan Air Beech 1900D crashed just after takeoff from Hyannis, Massachusetts. Both pilots were killed.

The improper replacement of the forward elevator trim cable and subsequent inadequate functional check of the maintenance

performed resulted in a reversal of the elevator trim system and a loss of control in flight. Factors were the flight crew’s failure to

follow the checklist procedures and the aircraft manufacturer’s erroneous depiction of the elevator trim drum in the maintenance

manual.

On September 28, 2007, American Airlines Flight 1400 DC-9 experienced an in-flight engine fire during departure climb from

Lambert St. Louis International Airport (STL). During the return to STL, the nose landing gear failed to extend, and the flight crew

executed a go-around, during which the crew extended the nose gear using the emergency procedure. The flight crew conducted

an emergency landing, and the 2 flight crewmembers, 3 flight attendants, and 138 passengers deplaned on the runway. No

occupant injuries were reported, but the airplane sustained substantial damage from the fire.

American Airlines’ maintenance personnel’s use of an inappropriate manual engine-start procedure, which led to the uncom -

manded opening of the left engine air turbine starter valve, and a subsequent left engine fire.INCIDENT

CAUSE

INCIDENT

CAUSE

ACCIDENT

CAUSE

ACCIDENT

CAUSE

ACCIDENT

CAUSE

G-1A

Absolute humidity. The actual amount of the water vapor

in a mixture of air and water.

Absolute pressure. Equal to gauge pressure plus atmospheric

pressure. Also known as psia.

Absolute temperature. Temperature measured relative to

absolute zero. Absolute temperature scales include Kelvin

and Rankine.

Acceleration due to gravity. The acceleration of an object

caused by gravity. On earth, it is measured as 32.2 feet per

second per second (32.2 fps/s).

Addition. The process in which the value of one number is

added to the value of another.

Advisory Circulars (AC). Issued to inform the aviation

public in a systematic way of nonregulatory material. An

AC is issued to provide guidance and information in a

designated subject area or to show a method acceptable to

the Administrator for complying with a related 14 CFR part.

Aircraft Specifications. FAA recordkeeping documents

issued for both type-certificated and non-typecertificated

products which have been found eligible for U.S. airworthiness

certification.

Airfoil. Any device that creates a force, or lift, based on

Bernoulli’s principles or Newton’s laws, when air is caused

to flow over the surface of the device.

Airworthiness certificate. A document required to be

onboard an aircraft that indicates the aircraft conforms to

type design and is in condition for safe operation.

Airworthiness directive (AD). Issued by the FAA in

response to deficiencies and/or unsafe conditions found

in aircraft, engines, propellers, or other aircraft parts.

Compliance with an AD is mandatory.

Alclad aluminum. Used to designate sheets that consist of

an aluminum alloy core coated with a layer of pure aluminum

to a depth of approximately 51⁄2 percent on each side.

Glossary

Algebra. The branch of mathematics that uses letters or

symbols to represent numbers in formulas and equations.

Allowance. The difference of the upper and lower variation

of a part.

Alodizing. A simple chemical treatment for all aluminum

alloys to increase their corrosion resistance and to improve

their paint bonding qualities.

Alteration. A change or modification to an aircraft from its

previous state

Alternating current. An electric current that reverses

direction in a circuit at regular intervals.

Ammeter. An instrument for measuring electric current in

amperes.

Ampere. A unit of measure of the rate of electron flow or

current in an electrical conductor. One ampere of current

represents one coulomb of electrical charge (6.24 × 1018

charge carriers) moving past a specific point in one second.

Annealing. The process of heating a metal to a prescribed

temperature, holding it there for a specified length of time,

and then cooling the metal back to room temperature.

Annual inspection. An inspection required by the FAA

once every 12 calendar months if other suitable inspections

do not occur within that timeframe. An A&P technician with

inspection authorization must perform this inspection.

Anodizing. The most common surface treatment of nonclad

aluminum alloy surfaces. The aluminum alloy sheet or casting

is the positive pole in an electrolytic bath in which chromic

acid or other oxidizing agent produces an aluminum oxide

film on the metal surface. Aluminum oxide is naturally

protective, and anodizing merely increases the thickness and

density of the natural oxide film.

Apparent power. That power apparently available for use

in an AC circuit containing a reactive component. It is the

product of effective voltage times the effective current,

expressed in volt-amperes.

Archimedes’ principle. The buoyant force that a fluid exerts

G-2upon a submerged body is equal to the weight of the fluid

the body displaces.

Area. A measurement of the amount of surface inside a two-

dimensional object.

Arm. The horizontal distance that a part of the aircraft or a

piece of equipment is located from the datum.

Armature. The rotating part of an electric generator or motor.

Aspect ratio. The relationship of the length (wingtip to

wingtip), or span, of an airfoil to its width, or chord.

Assembly drawing. A description of an object made up of

two or more parts.

Atom. The smallest particle composed of a nucleus that

contains protons, neutrons, and electrons, which revolve

around the nucleus.

B

Ballast. A weight installed or carried in an aircraft to move

the center of gravity to a location within its allowable limits.

Base. In mathematics, used to refer to a particular mathematical

object that is used as a building block. A base-a system is

one that uses a as a new unit from which point counting starts

again. (See decimal system.) In the mathematical expression

an, read as “a to the nth power,” a is the base.

Basic empty weight. Standard empty weight plus optional

equipment.

Bernoulli’s principle. Equivalent to the principle of

conservation of energy, this principle states that the static

pressure of a fluid (liquid or gas) decreases at points where

the velocity of the fluid increases, provided no energy is

added to or taken away from the fluid.

Binary number system. The binary number system is a

number system that has only two digits, 0 (zero) and 1.

Binary numbers are made from a series of zeros and ones. An

example of an 8-bit binary number is 11010010. The prefix

“bi” in the word binary is a Latin root for the word “two.”

Block diagrams. Used to show a simplified relationship of

a more complex system of components.

Borescope. A device that enables the inspector to see

inside areas that could not otherwise be inspected without

disassembly.Boyle’s law. States that the volume of an enclosed dry gas

varies inversely with its absolute pressure, provided the

temperature remains constant.

Break lines. Line on a drawing indicating that a portion of

the object is not shown on the drawing.

British thermal unit (Btu). The amount of heat required

to change the temperature of 1 pound of water by 1 degree

Fahrenheit.

Buoyancy. The upward force that any fluid exerts on a body

submerged in it.

Buttock line (BL). The longitudinal axis of the aircraft that

serves as the reference location for positions to the left and

right of center. The positions are usually dimensioned in

inches.

C

Calorie. The amount of heat required to change the

temperature of 1 gram of water by 1 degree Centigrade.

Camber. The curvature of a wing as viewed by cross section.

A wing has upper camber on its top surface and lower camber

on its bottom surface. The upper camber is more pronounced;

the lower camber is comparatively flat. This causes the

velocity of the airflow immediately above the wing to be

much higher than that below the wing.

Capacitance (C). The property of an electric conductor that

characterizes its ability to store an electric charge.

Capacitive reactance (X c). The measure of a capacitor’s

opposition to alternating current.

Capacitor. An electrical component that stores an electric

charge.

Case hardening. A process in which the surface of a metal is

changed chemically by introducing a high carbide or nitride

content. Case hardening produces a hard, wear-resistant

surface, or case, over a strong, tough core.

Center of gravity (CG). The point about which the

nose-heavy and tail-heavy moments are exactly equal in

magnitude.

Center of gravity range. The center of gravity range for an

aircraft is the limits within which the aircraft must balance.

It is identified as a forward-most limit (arm) and an aft-most

limit (arm).

G-3Centrifugal force. The apparent force occurring in

curvilinear motion acting to deflect objects outward from the

axis of rotation. For instance, when pulling out of a dive, it

is the force pushing the pilot down in their seat.

Centripetal force. The force in curvilinear motion acting

toward the axis of rotation. For instance, when pulling out

of a dive, it is the force that the seat exerts on the pilot to

offset the centrifugal force.

Charles’ Law. States that all gases expand and contract in

direct proportion to the change in the absolute temperature,

provided the pressure is held constant.

Chemical energy. Energy released from chemical reactions.

Circular magnetization. The induction of a magnetic field

consisting of concentric circles of force about and within a

part, which is achieved by passing electric current through

the part.

Circumference (of a circle). The linear measurement of the

distance around a circle. The circumference is calculated by

multiplying the diameter of the circle by 3.1416.

Code of Federal Regulations (CFR). Established by law to

provide for the safe and orderly conduct of flight operations

and to prescribe airmen privileges and limitations.

Compression ratio. The ratio of the volume of a cylinder

with the piston at the bottom of its stroke to the volume of

the cylinder with the piston at the top of its stroke.

Computer aided design (CAD). Using a computer in the

design of a product.

Computer aided design drafting (CADD). Using a

computer in the design and drafting process.

Computer aided engineering (CAE). Using a computer in

the engineering of a product.

Computer aided manufacturing (CAM). Using a computer

in the manufacturing of a product.

Computer graphics. Drawing with the use of a computer.

Conduction. The transfer of heat which requires physical

contact between an object that has a large amount of heat

energy and one that has a smaller amount of heat energy.

Conductor. A material that will carry electric current.Convection. The process by which heat is transferred by

movement of a heated fluid (gas or liquid).

Corrosion. The deterioration of metal by chemical or

electrochemical attack.

Cosine (cos). A trigonometric function comparing two sides

of a right triangle as follows:

Cos =adjacent side

hypotenuse

Coulomb. A measure of electrical output. One coulomb is

6.24 × 1018 electrons.

Countersink. A tool that cuts a cone-shaped depression

around a hole in order to allow a rivet or screw to set flush

with the surface of the material.

Current. The flow of electrical charge.

D

Dalton’s Law. States that a mixture of several gases which

do not react chemically exerts a pressure equal to the sum of

the pressures which the several gases would exert separately

if each were allowed to occupy the entire space alone at the

given temperature.

Datum. An imaginary vertical plane or line from which all

measurements of arm are taken. The datum is established

by the manufacturer. Once the datum has been selected, all

moment arms and the location of CG range are measured

from this point.

Debonding. Separation of the bond between the skin

laminates and the core of a composite structure.

Decibels. The unit for measuring sound intensity. One

decibel is the smallest change in sound intensity the human

ear can detect.

Decimal system. The number system, also called the base-ten

system, based on the number 10. Consisting of ten symbols,

or digits (0, 1, 2, 3, 4, 5, 6, 7, 8, 9), the main principle is that

10 is considered as a new unit from which point counting

starts again.

Degradation. The alteration of material properties (e.g.,

strength, modulus, coefficient of expansion) which may result

from deviations in manufacturing or from repeated loading

and/or environmental exposure.

Delamination. Separation of the bond between the individual

plies of a laminated composite structure.

G-4Denominator. The lower part of a fraction (represented by

the letter D in N⁄D), the quantity by which the numerator is

divided.

Density. The weight of a substance per unit volume.

Detail drawing. A description of a single part, given in

such a manner as to describe bylines, notes, and symbols

the specifications for size, shape, material, and methods of

manufacture to be used in making the part.

Detailed inspection. A thorough examination of an item

including disassembly. The overhaul of a component is

considered to be a detailed inspection.

Detonation. Uncontrolled burning of fuel in the cylinder of

a reciprocating engine. Detonation causes explosive burning

of the fuel which creates an increased cylinder pressure,

excessive cylinder head temperature, and decreased engine

performance.

Dew point. The temperature to which humid air must be

cooled at constant pressure to become saturated.

Dial indicator. Measures variations in a surface by using an

accurately machined probe mechanically linked to a circular

hand whose movement indicates thousandths of an inch, or

is displayed on a liquid crystal display (LCD) screen.

Diameter (circle). The length of a line passing directly

through the center of a circle. Twice the radius of the circle.

Die. Used for cutting external threads on round stock.

Difference. The answer to a subtraction problem.

Direct current (DC). Electricity that flows in one direction

at all times.

Directional stability. Stability about the vertical axis of an

aircraft, whereby an aircraft tends to return, on its own, to

flight aligned with the relative wind when disturbed from

the equilibrium state.

Discontinuity. An interruption in the normal physical

structure or configuration of a part, such as a crack, forging

lap, seam, inclusion, porosity, and the like. A discontinuity

may or may not affect the usefulness of a part.

Dissimilar metal corrosion. Caused by contact between

dissimilar metal parts in the presence of a conductor.Dividend. In a division problem, the number to be divided

by the divisor. In 6 ÷ 2 = 3, the dividend is 6.

Division. The process of finding how many times one number

(the divisor) is contained in another number (the dividend).

Divisor. In a division problem, the number by which dividend

is to be divided. In 6 ÷ 2 = 3, the divisor is 2.

Doping. The process by which small amounts of additives

called impurities are added to the semiconductor material

to increase their current flow by adding a few electrons or

a few holes.

Dynamic stability. The property of an aircraft that causes

it, when disturbed from straight-and level flight, to develop

forces or moments that restore the original condition of

straight and level.

E

Eddy current inspection. An inspection method where eddy

currents are induced into the material to be tested. In aircraft

manufacturing plants, eddy current is used to inspect castings,

stampings, machine parts, forgings, and extrusions.

Electrical energy. Electrical energy is converted to heat

energy when an electric current flows through any form

of resistance such as an electric iron, electric light, or an

electric blanket.

Electromotive force (EMF). The pressure or force that

causes electrons to flow in an electrical circuit.

Electrostatic field. A field of force that exists around a

charged body.

Empennage. The section of the airplane that consists of the

vertical stabilizer, the horizontal stabilizer, and the associated

control surfaces.

Empty-weight center of gravity range. The distance

between the allowable forward and aft empty-weight CG

limits.

Empty-weight center of gravity. The center of gravity of

an aircraft when it contains only the items specified in the

aircraft empty weight.

Empty weight. See standard empty weight.

Energy. The capacity of a physical system to perform work.

There are two types of energy, kinetic and potential.

G-5Exploded view drawing. A pictorial drawing of two or more

parts that fit together as an assembly. The view shows the

individual parts and their relative position to the other parts

before they are assembled.

Exponent (power). A shorthand method of indicating how

many times a number, called the base, is multiplied by itself.

For example, in the number 43, the 3 is the power or exponent

and 4 is the base. That is, 43 is equal to 4 × 4 × 4 = 64.

Extension lines. Used to extend the line showing the side

or edge of a figure for the purpose of placing a dimension

to that side or edge.

F

FAA Form 337. This form must be completed when a major

repair or alteration is accomplished.

Ferrous metals. Metals having iron as their principal

constituent.

Force. The intensity of an impetus, or the intensity of an

input.

Foreign object damage (FOD). Any damage caused by

any loose object to aircraft, personnel, or equipment. These

loose objects can be anything from broken runway concrete

to shop towels and safety wire.

Fraction. A number written in the form N⁄D in which N is

the numerator and D is the denominator. For example, 5⁄16

is a fraction.

Frequency. The number of cycles (on/off) completed per

unit of time. Usually expressed in Hertz.

Fretting corrosion. Occurs when two mating surfaces,

normally at rest with respect to one another, are subject to

slight relative motion.

Friction. The opposition to movement between objects.

Fuel grade. The rating system used for aviation gasoline.

It rates fuel according to its antidetonation characteristics.

Fuse. A protective device containing a special wire that melts

when current exceeds the rated value for a definite period.

Fuselage stations (FS). Reference locations, usually given

in inches, used to determine forward and aft positions on an

aircraft. FS − 0 is the datum.H

Heat. The total kinetic energy of the molecules of any

substance.

Henry. The basic unit of inductance, symbolized with the

letter H. An electric circuit has an inductance of one henry

when current changing at the rate of one ampere per second

induces a voltage of one volt into the circuit.

Hermaphrodite caliper. Generally used as a marking

gauge in layout work. It should not be used for precision

measurement.

Hidden lines. Indicates invisible edges or contours.

Horsepower. A measure of power equal to 550 foot-pounds

per second or 33,000 foot-pounds per minute and 746 Watts.

Hot start. Occurs when the engine starts, but the exhaust

gas temperature exceeds specified limits. This is usually

caused by an excessively rich air-fuel mixture entering the

combustion chamber.

Humidity. The amount of water vapor in the air.

Hung start. Occurs when the engine starts normally, but the

rpm. remains at some low value rather than increasing to the

normal starting rpm. This is often the result of insufficient

power to the starter, or the starter cutting off before the engine

starts self-accelerating.

Hydrometer. An instrument for determining the specific

gravity of liquids.

Hypotenuse. The side of a right triangle that is opposite

the right angle. The hypotenuse is the longest side of a right

triangle.

I

Improper fraction. A fraction with the numerator equal to

or greater than the denominator.

Inside calipers. Calipers with outward curved legs for

measuring inside diameters, such as diameters of holes.

Installation drawing. A drawing that includes all necessary

information for a part or an assembly in the final installed

position in the aircraft.

Intergranular corrosion. An attack along the grain

boundaries of an alloy that commonly results from a lack of

uniformity in the alloy structure.

G-6Inductance. The ability of a coil or conductor to oppose a

change in current flow.

Inductive reactance. The opposition to the flow of current

which inductances put in a circuit.

Inductor. A coil of wire that produces inductance in an

electrical circuit.

Insulator. A material that does not conduct electrical current

very well or not at all. Examples are glass, ceramic, and

plastic.

Ion. An atom or group of atoms in which the number of

electrons is different from the number of protons. It is a

positive ion if the number of electrons is less than the number

of protons, and a negative ion if the number of electrons is

greater than the number of protons.

Isometric drawings. A drawing that uses a combination of

the views of an orthographic projection and tilts the object

forward so that portions of all three views can be seen in

one view.

J

Joule. The amount of work done by a force of one newton

when it acts through a distance of one meter.

K

Kinetic energy. Energy due to motion, defined as one half

mass times velocity squared.

Kirchhoff’s Law (voltage). A basic law of electrical currents

stating that the algebraic sum of the applied voltage and the

voltage drop around any closed circuit is zero.

L

Lateral stability. The stability about the longitudinal axis of

an aircraft; the rolling stability, or the ability of an airplane

to return to level flight due to a disturbance that causes one

of the wings to drop.

Lever. The simplest machine. There are three basic parts

in all levers: the fulcrum “F,” a force or effort “E,” and a

resistance “R.”

Load cell. A component in an electronic weighing system that

is placed between the jack and the jack pad on the aircraft.

The load cell contains strain gauges whose resistance changes

with the weight on the cell.Longitudinal magnetization. The magnetic field is produced

in a direction parallel to the long axis of the part. This is

accomplished by placing the part in a solenoid excited by

electric current.

Longitudinal stability. The tendency for an aircraft nose

to pitch up or pitch down, rotating around the lateral axis

(wingtip to wingtip).

M

Magnetic particle inspection. A method of detecting

invisible cracks and other defects in ferromagnetic materials

such as iron and steel. The inspection process consists

of magnetizing the part and then applying ferromagnetic

particles to the surface area to be inspected.

Maintenance. This includes inspection, overhaul, repair,

preservation, and the replacement of parts, but excludes

preventive maintenance.

Major alteration. An alteration not listed in the aircraft,

aircraft engine, or propeller specifications: (1) that might

appreciably affect weight, balance, structural strength,

performance, powerplant operation, flight characteristics,

or other qualities affecting airworthiness; or (2) that is not

done according to accepted practices or cannot be done by

elementary operations.

Major repairs. A repair that (1) if improperly done, might

appreciably affect weight, balance, structural strength,

performance, powerplant operation, flight characteristics,

or other qualities affecting airworthiness, or (2) is not

done according to accepted practices, or cannot be done by

elementary operations.

Malfunction or Defect Report. A report (FAA Form 8010-

4) providing the FAA and industry with a very essential

service record of mechanical difficulties encountered in

aircraft operations. Such reports contribute to the correction

of conditions or situations which otherwise will continue

to prove costly and/or adversely affect the airworthiness

of aircraft.

Manufacturer’s maintenance manual. A manual

provided by an aircraft manufacturer that outlines the

methods, techniques, and practices prescribed for each

person performing maintenance, alteration, or preventive

maintenance on an aircraft, engine, propeller, or appliance.

Mass. A measure of the quantity of matter in an object.

Matter. Any substance that has mass and takes up space.

G-7Maximum landing weight. The heaviest weight an aircraft

can have when it lands. For large wide body commercial

airplanes, it can be 100,000 pounds less than maximum

takeoff weight, or even more.

Maximum ramp weight. The heaviest weight to which

an aircraft can be loaded while it is sitting on the ground,

sometimes referred to as the maximum taxi weight.

Maximum takeoff weight. The heaviest weight an aircraft

can have when it starts the takeoff roll. The difference

between this weight and the maximum ramp weight would

equal the weight of the fuel that would be consumed prior

to takeoff.

Maximum weight. The maximum authorized weight of

the aircraft and its contents, and is indicated in the Aircraft

Specifications or Type Certificate Data Sheet.

Maximum zero fuel weight. The heaviest weight an aircraft

can be loaded to without having any usable fuel in the fuel

tanks. Any weight loaded above this value must be in the

form of fuel.

Mean aerodynamic chord (MAC). The average distance

from the leading edge to the trailing edge of the wing.

Mechanical advantage. A ratio of the resistance force to

the effort force.

Mechanical energy. This includes all methods of producing

increased motion of molecules such as friction, impact of

bodies, or compression of gases.

METO horsepower. The maximum power allowed to

be continuously produced by an engine. Takeoff power is

usually limited to a given amount of time, such as 1 minute

or 5 minutes.

Mixed number. A combination of a whole number and a

fraction. For example, 53⁄8 is a mixed number.

Molecule. The smallest particle of an element or compound

that retains the chemical properties of the element or

compound.

Moment. In determining weight and balance, the moment is

the product of a weight multiplied by its arm.

MS flareless fittings. Designed primarily for highpressure

(3,000 psi) hydraulic systems that may be subjected to severe

vibration or fluctuating pressure. Using this type of fitting

eliminates all tube flaring, yet provides a safe and strong, dependable tube connection. The fitting consists of three

parts: a body, a sleeve, and a nut.

Multiplication. The process of repeated addition.

N

Negative number. A number that is less than zero.

Nomogram. A graph that usually consists of three sets of

data. Knowledge of any two sets of data enables the reader

to determine the third set.

Normalizing. The process of heating the part to the proper

temperature, holding it at that temperature until it is uniformly

heated, and then cooling it in still air.

Nuclear energy. Energy stored in the nucleus of atoms is

released during the process of nuclear fission in a nuclear

reactor or atomic explosion.

Numerator. The upper part of a fraction (represented by

the letter N in N⁄D).

O

Oblique view. A view that is similar to an isometric view

except with two of the three drawing axes always at right

angles to each other.

Ohm’s Law. Explains the relationship between voltage,

current, and resistance in an electrical circuit, and states that

current flow in an electrical circuit is directly proportional to

the amount of voltage applied to the circuit.

Ohmmeter. A current measuring instrument that provides

its own source (self-excited) of power.

Ohm. The standard unit used to measure resistance.

One-hundred-hour inspection. A complete inspection

that is required for all aircraft operated for hire every 100

hours. An annual inspection must be conducted by an A&P

mechanic with Inspection Authorization.

Operating center of gravity range. The center of gravity

for an aircraft loaded and ready for flight.

Orthographic projection. A method of showing all six

possible views of an object: front, top, bottom, rear, right

side, and left side.

Outside calipers. Used for measuring outside dimensions,

such as the diameter of a piece of round stock.

G-8P

Parallel circuit. A circuit in which two or more electrical

resistances or loads are connected across the same voltage

source.

Pascal’s Law. The law that states that pressure applied

anywhere to a body of fluid causes a force to be transmitted

equally in all directions; the force acts at right angles to any

surface in contact with the fluid.

Percentage. Used to express a number as a fraction of 100.

Using the percentage sign, %, 90 percent is expressed as 90%.

Permeability. Used to refer to the ease with which a magnetic

flux can be established in a given magnetic circuit.

Perspective view. A drawing that shows a three-dimensional

object (portraying height, width, and depth) as it appears to an

observer. It most closely resembles the way an object would

look in a photograph.

Phantom line. Composed of one long and two short evenly

spaced dashes, indicates an alternate position of parts of the

object or the relative position of a missing part.

Pictorial drawing. A drawing that is similar to a photograph.

It shows an object as it appears to the eye, but it is not

satisfactory for showing complex forms and shapes.

Pitch (aircraft maneuver). Rotation of an aircraft about

its lateral axis.

Pitch (rivet layout dimension). The distance between the

centers of adjacent rivets installed in the same row.

Pitch (thread dimension). The linear distance, measured

parallel to the length of a threaded fastener, between

corresponding points on two adjacent threads.

Pitch angle (helicopter rotor blade). The angle between

the chord line of a rotor blade and the reference plane of the

main rotor hub, or the plane of rotation of the rotor.

Pitch angle (propeller specification). The angle between

the chord line of a propeller blade and the plane of rotation.

Pitch axis (aircraft axis). The lateral axis of an aircraft that

extends from wing tip to wing tip and passes through the

center of gravity. This is the axis about which the aircraft

pitches.

Pitch distribution (propeller specification). The gradual

twist in the propeller blade from shank to tip.Plumb bob. A heavy metal object, cylinder- or coneshaped,

with a sharp point at one end that is suspended by a string

to produce a vertical reference line useful in aircraft

measurements.

Positive number. A number that is greater than zero.

Potential difference. A difference in electrical pressure.

Potential energy. Energy that is stored.

Potentiometer. A variable tapped resistor that can be used

as a voltage divider.

Power (exponent). A shorthand method of indicating how

many times a number, called the base, is multiplied by itself.

For example, in the number 43, 3 is the power, or exponent,

and 4 is the base. That is, 43 is equal to 4 × 4 × 4 = 64.

Power. Power is the time rate at which work is done or

energy is transferred.

Powers of ten. Also called scientific notation. It is a shorthand

method of depicting very large or very small numbers.

Pressure. The amount of force acting on a specific amount

of surface area, typically measured in pounds per square

inch or psi.

Preventive maintenance. Simple or minor preservation

operations and the replacement of small standard parts not

involving complex assembly operations.

Product. The result of multiplication.

Progressive inspection. Breaking down the large task of

conducting a major inspection into smaller tasks which can

be accomplished periodically without taking the aircraft out

of service for an extended period of time.

Proportion. A proportion is a statement of equality between

two or more ratios. The example of A is to B as C is to D can

be represented A:B = C:D or A/B = C/D.

Pythagorean Theorem. An equation used to find the length of

a third side of any right triangle when the lengths of two sides

are known. The Pythagorean Theorem states that a2 + b2 = c2.

The square of the hypotenuse (side opposite the right angle) is

equal to the sum of the squares of the other two sides (a and b).

Q

Quenching. The rapid cooling of metal in the heat-treatment

G-9process.

Quotient. The result of dividing two numbers.

Radiant energy. Electromagnetic waves of certain

frequencies produce heat when they are absorbed by the

bodies they strike such as x-rays, light rays, and infrared rays.

R

Radiation. The continuous emission of energy from the

surface of all bodies.

Radical sign. The symbol √, used to indicate the root of a

number.

Radiographic inspection. Inspection using radiography to

locate defects or flaws in airframe structures or engines with

little or no disassembly.

Radius (circle). Equal to one-half the diameter of a circle.

Ratio. The comparison of two numbers or quantities.

Reamers. Tools made of either carbon tool steel or high-

speed steel that are used to smooth and enlarge holes to

exact size.

Rectifier. A device for converting alternating current to

direct current.

Relative humidity. The ratio of the amount of water vapor

actually present in the atmosphere to the amount that

would be present if the air were saturated at the prevailing

temperature and pressure.

Remainder. The leftover number in the process of division.

Repair. The restoration of an aircraft component to its

previous state.

Repair station. A maintenance facility certificated under 14

CFR part 145 to perform maintenance functions.

Resistance. The opposition a device or material offers to

the flow or current.

Resonance. The increase in amplitude of vibrations of

an electric or mechanical system exposed to a periodic

force whose frequency is equal or very close to the natural

frequency of the system.

Retentivity. The ability of a material to hold its magnetism

after the magnetizing field has been removed.Rheostat. A variable resistor used to vary the amount of

current flowing in a circuit.

Root. A number that when multiplied by itself a specified

number of times will produce a given number. The two most

commonly used roots are the square root and the cube root.

Routine inspection. A visual examination or check of an

item in which no disassembly is required.

S

Schematic diagram. A diagram that locates components

with respect to each other within a system.

Scientific notation. Used as a type of shorthand to express

very large or very small numbers. For example, to express

1,250,000,000,000 in scientific notation is 1.25 × 1012.

Sea level pressure. The atmospheric pressure at sea level.

Average sea level pressure is 29.92 inches of mercury, or

1013.25 millibars.

Sectional view. A view obtained by cutting away part of an

object to show the shape and construction at the cutting plane.

Semiconductor. Any device based on either preferred

conduction through a solid in one direction, as in rectifiers,

or on a variation in conduction characteristics through a

partially conductive material, as in a transistor.

Series circuit. The most basic electrical circuit in which

there is only one possible path for current to flow. Current

must pass through the circuit components, the battery and

the resistor, one after the other, or “in series.”

Series-parallel DC circuits. A grouping of parallel resistors

connected in series with other resistors.

Signed numbers. A signed number can be either a positive

or negative number. A positive number is a number that is

greater than zero. A negative number is a number that is

less than zero.

Sine. A trigonometric function comparing two sides of a

right triangle as follows:

Sine =opposite side

hypotenuse

Sine wave. A continuous waveform with a constant

frequency and amplitude.

Sketch. A simple rough drawing that is made rapidly and

without much detail.

G-10Slide caliper. Often used to measure the length of an object.

It provides greater accuracy than a ruler.

Solenoid. A loop of wire, often wrapped around a metal core,

which produces a magnetic field when an electrical current

is passed through it.

Specific gravity. The ratio of the mass of a solid or liquid

to the mass of an equal volume of water.

Specific heat. The quantity of heat necessary to increase the

temperature of a unit of the mass of a substance 1 °C. The

specific heat of a substance is the ratio of its specific heat

capacity to the specific heat capacity of water.

Speed of sound. The speed of sound at sea level under

standard temperature and pressure conditions is 1,108 feet

per second or 658 knots.

Spirit level. A leveling instrument placed on or against a

specified place on the aircraft. Spirit levels have vials that

are full of liquid, except for a small air bubble. When the

air bubble is centered between the two black lines, a level

condition is indicated.

Square root. A non-negative number that must be multiplied

by itself to equal a given number.

Standard empty weight. The weight of the airframe,

engines, all permanently installed equipment, and unusable

fuel. Depending upon the part of the Federal regulations under

which the aircraft was certificated, either the undrainable oil

or full reservoir of oil is included.

Standard weights. Values used in weight and balance

calculations if specific weight for an item is unknown. The

following are examples:

• Aviation gasoline 6 pounds per gallon

• Crew and passengers 170 pounds per person

• Lubricating oil 7.5 pounds per gallon

• Turbine fuel 6.7 pounds per gallon

• Water 8.35 pounds per gallon

Static stability. The initial response that an airplane displays

after its equilibrium is disrupted.

Strain. A deformity or change in an object due to stress.

Stress corrosion. Occurs as the result of the combined effect

of sustained tensile stresses and a corrosive environment.Stress. The internal resistance of an object to external

forces attempting to strain or deform that object. Measured

in pounds per square foot or pounds per square inch (psi).

Subtraction. The process where the value of one number is

taken from the value of another.

Sum. The resulting answer in the addition process.

Supplemental Type Certificates (STC). A document

issued by the FAA approving a product (aircraft, engine, or

propeller) modification.

Surface corrosion. Caused by either direct chemical or

electrochemical attack, it appears as a general roughening,

etching, or pitting of the surface of a metal, frequently

accompanied by a powdery deposit of corrosion products.

Swaged Fittings. These fittings create a permanent

connection that is virtually maintenance free. Swaged

fittings are used to join hydraulic lines in areas where routine

disconnections are not required and are often used with

titanium and corrosion resistant steel tubing.

T

Tangent (tan). A trigonometric function comparing two

sides of a right triangle as follows:

Tan =opposite side

adjacent side

Tap. Instrument used to cut threads on the inside of a hole.

Tare weight. The weight of any chocks or devices used

to hold an aircraft on scales when it is weighed. The tare

weight must be subtracted from the scale reading to get the

net weight of the aircraft.

Tempering. Process that reduces the brittleness imparted by

hardening and produces definite physical properties within

the steel. Tempering always follows, never precedes, the

hardening operation.

Thermal expansion. The increase in size of a material as

temperature increases.

Tolerance. The sum of the plus and minus allowance figures.

Torque. The tendency of a force to cause or change rotational

motion of a body.

Transformer. A device that changes electrical energy of a

given voltage into electrical energy at a different voltage level.

G-11It consists of two coils that are not electrically connected,

but arranged so that the magnetic field surrounding one coil

cuts through the other coil.

Transistor. A three-terminal device primarily used to

amplify signals and control current within a circuit.

Trapezoid. A four-sided figure with one pair of parallel sides.

True power. The power dissipated in the resistance of a

circuit, or the power actually used in the circuit.

Triangle. A three-sided figure in which the sum of the three

angles equal 180°.

Trigonometry. The study of the relationships between the

angles and sides of a triangle.

Type Certificate Data Sheet (TCDS). The FAA issues a

type certificate when a new aircraft, engine, propeller, etc.,

is found to meet safety standards set forth by the FAA. The

TCDS lists the specifications, conditions and limitations

under which airworthiness requirements were met for the

specified product, such as engine make and model, fuel type,

engine limits, airspeed limits, maximum weight, minimum

crew, etc.

U

Ultrasonic inspection. Uses high frequency sound energy to

conduct examinations and make measurements. Ultrasonic

inspection can be used for flaw detection/evaluation,

dimensional measurements, and material characterization.

Useful load. Fuel, any other fluids that are not part of

empty weight, passengers, baggage, pilot, copilot, and

crewmembers. It is determined by subtracting the empty

weight from the maximum allowable gross weight.

V

Vapor pressure. The portion of atmospheric pressure that

is exerted by the moisture in the air (expressed in tenths of

an inch of mercury).

Volt. The basic unit of electrical potential or electromotive

force. A potential of one volt appears across a resistance of

one ohm when a current of one ampere flows through that

resistance.

Voltmeter. A current-measuring instrument, designed to

indicate voltage by measuring the current flow through a

resistance of known value.Volume. The amount of space within a three-dimensional

solid.

W

Waterline (WL). A horizontal reference plane used to locate

vertical positions on an aircraft. Positions are usually given

in inches above or below the waterline.

Watt. A unit of power equal to one joule per second.

Weighing points. Locations on an aircraft that the

manufacturer designates for the placement of scales when

weighing aircraft.

Weight. A measure of the pull of gravity acting on the mass

of an object.

Whole numbers. The numbers: 0, 1, 2, 3, 4, 5, and so on.

Wiring diagrams. A diagram that shows the electrical wiring

and circuitry, coded for identification, of all the electrical

appliances and devices used on aircraft.

Work. The amount of energy transferred by a force.

Z

Zero fuel weight. The weight of an aircraft without fuel.

Zone numbers. On drawings, these are similar to the

numbers and letters printed on the borders of a map, used

for locating a particular point in the drawing.

I-1

Index

Symbols

100-Hour Inspections ................................................... 10-5

A

Abrasive Papers ........................................................... 8-28

Acceleration ................................................................. 5-15

AC Circuits ................................................................ 12-59

AC Motors ............................................................... 12-147

Direction of Rotation of Induction ....................... 12-150

Induction Motor Slip ............................................ 12-149

Rotating Magnetic Field ....................................... 12-148

Shaded Pole Induction .......................................... 12-149

Single-Phase Induction ......................................... 12-149

Split-Phase ............................................................ 12-150

Synchronous ......................................................... 12-151

Three-Phase Induction .......................................... 12-148

Acoustic Emission ..................................................... 10-28

AC Series ................................................................. 12-152

Acting force ................................................................. 5-17

Advancing Blade .......................................................... 5-56

Adverse-Loaded CG Checks ........................................ 6-20

Advisory Circulars (ACs) ............................................ 2-10

Aerodynamic Heating .................................................. 5-49

Aeronautical Information Manual (AIM) .................... 1-20

After Solution ............................................................... 7-22

Aircraft Certification Service (AIR) .............................. 2-2

Aircraft Drawings .......................................................... 4-1

Aircraft Listings ........................................................... 2-27

Aircraft Logs ................................................................ 10-1

Aircraft Maintenance Manual (AMM) .....2-33, 2-44, 4-11

Aircraft Maintenance Technicians (AMTs) ................... 1-1

Aircraft on ground (AOG) ......................................... 14-19

Aircraft Registration .................................................... 2-37

Aircraft Theory of Flight ............................................. 5-36

Aircraft Weighing .......................................................... 6-1

Airfoils ......................................................................... 5-38

Airplane Flight Manual (AFM) ............................ 2-33,6-7

Air traffic control (ATC) ............................................. 2-22

Air Transport Association (ATA) ................................ 10-4

Air Transport Association (ATA) 100 ......................... 2-30

Airworthiness Directives (AD) .................................... 2-26

Airworthiness Directives (ADs) .................................. 10-4

Airworthiness Limitations ........................................... 2-33

Alclad Aluminum ......................................................... 7-21

Aliphatic and Aromatic Naphtha ................................. 8-27

Allowances ..................................................................... 4-9Allowances and Tolerances ........................................... 4-9

Alloying ......................................................................... 7-7

Alodizing ...................................................................... 8-22

Alternating Current (AC) ........................................... 12-43

Alternators ................................................... 12-154 ,12-171

Alternator Transistorized Regulators ....................... 12-172

Altimeter .................................................................... 10-12

Aluminum ...................................................................... 7-5

Aluminum Alloy Rivets ............................................... 7-24

Aluminum Alloys ........................................ 7-5, 7-20, 7-23

Aluminum Alloy Tubing ................................................ 9-1

American Iron and Steel Institute (AISI) ....................... 7-2

American National Fine (NF) ...................................... 7-37

American National Standards Institute (ANSI) ............. 4-7

Amplifier Circuits .................................................... 12-113

Classification ........................................................ 12-113

Class A .............................................................. 12-114

Class AB ........................................................... 12-114

Class B .............................................................. 12-114

Class C .............................................................. 12-114

AN Flared Fittings ......................................................... 9-8

Angle of Attack ............................................................ 5-38

Annealing ..................................................................... 7-23

Anodizing ..................................................................... 8-22

Anti-Torque Systems ................................................... 5-50

Apparent Power ......................................................... 12-64

Approved Airplane Inspection Program (AAIP) ......... 2-12

Arc Fault Circuit Breaker ........................................... 12-29

Arm ................................................................................ 6-2

Armatur .................................................................... 12-155

Armature ..................................................... 12-130 ,12-131

Drum-Type ....................................................... 12-130

Gramme-Ring ................................................... 12-130

Atom ............................................................................ 12-1

Attraction ....................................................................... 5-1

Autorotation ................................................................. 5-56

Auxiliary Power Units (APUs) ............................. 1-4,1-16

Aviation gasoline (AVGAS) ........................................ 1-25

Aviation Gasoline (AVGAS) ....................................... 1-25

Aviation Safety Inspector (ASI) .................................... 2-4

Axes of an Aircraft ....................................................... 5-40

B

Baking Soda ................................................................. 8-29

Ballast .......................................................................... 6-22

Barcol Tester ................................................................ 7-27

I-2Basic Inspection ........................................................... 10-1

Preparation ................................................................ 10-1

Techniques/Practices ................................................ 10-1

Batteries ..................................................................... 12-87

Lead-Acid ............................................................... 12-91

Primary Cell ........................................................... 12-87

Secondary Cell ....................................................... 12-87

Bearing Load Fasteners ................................................ 7-60

Bending ........................................................................ 9-21

Bernoulli’s Principle .......................................... 5-29, 5-37

Bilateral Aviation Safety Agreement (BASA) ............ 2-18

Bilge Areas ................................................................... 8-12

Bill of Material ............................................................... 4-7

Binary Number System ................................................ 3-27

Blade Flapping ............................................................. 5-55

Bolts ................................................................... 7-37, 7-47

Close Tolerance .................................................... 7-38

General Purpose .................................................... 7-37

Identification and Coding ..................................... 7-38

Internal Wrenching ............................................... 7-38

Special-Purpose .................................................... 7-39

Bonded ....................................................................... 10-26

Borescope ................................................................... 10-18

Boundary Layer Airflow .............................................. 5-39

Boyle’s Law ....................................................... 5-22, 5-24

Brinell Tester ............................................................... 7-26

British Thermal Unit (BTU) .......................................... 5-3

Brushless Alternator ................................................. 12-157

Buna-N ......................................................................... 9-16

Buoyancy ..................................................................... 5-26

Butyl ............................................................................. 9-16

C

Calipers ...................................................................... 11-19

Camber ......................................................................... 5-38

Capacitance ................................................................ 12-50

Alternating Current ................................................. 12-54

Capacitive Reactance Xc ........................................ 12-54

Direct Current ......................................................... 12-50

Parallel .................................................................... 12-54

Reactances in Series and in Parallel ....................... 12-55

Series ...................................................................... 12-53

Capacitor .................................................................... 12-50

Capacitor Start Motor .............................................. 12-150

Capstan servo ................................................................. 4-2

Carbon dioxide (CO 2) extinguishers .............................. 1-5

Casting ......................................................................... 7-28

Center of gravity (CG) .................................. 2-5, 5-40, 6-3

Centigrade scale ........................................................... 5-21

Centripetal force ........................................................... 5-17

Cessna 172 ................................................................... 5-11CG Envelopes .............................................................. 6-24

CG Range ..................................................................... 6-15

Charles’ Law ................................................................ 5-25

Checklists ..................................................................... 10-2

Chemical Cleaners ....................................................... 8-29

Chemical Energy .......................................................... 5-18

Chisels .......................................................................... 11-9

Chord Line ................................................................... 5-38

Circuit Breaker ........................................................... 12-29

Circuit Protection Devices ......................................... 12-27

Circular Conductors ................................................... 12-20

Circular Motion ............................................................ 5-17

Civil Air Regulations (CAR) ....................................... 2-23

Civil Aviation Authority (CAA) ....................... 2-23,14-28

Cleaning .............................................................. 8-23,8-24

Exterior ..................................................................... 8-23

Interior ...................................................................... 8-24

Container Controls ................................................ 8-25

Fire Prevention Precautions .................................. 8-25

Fire Protection Recommendations ........................ 8-26

Flammable and Combustible Agents .................... 8-25

Nonflammable Aircraft Cabin Cleaning Agents and

Solvents ................................................................. 8-25

Types of Cleaning Operations .............................. 8-24

Code of Federal Regulations (CFRs) ........................... 10-4

Commutators ............................................................ 12-130

Compensating Windings .......................................... 12-131

Component Maintenance Manual (CMM) ................... 2-33

Composite Materials .................................................... 7-30

Compressibility Effects ................................................ 5-46

Computer Graphics ........................................................ 4-1

Computer Aided Design (CAD) ................................. 4-1

Computer Aided Design Drafting (CADD) ............... 4-1

Computer Aided Engineering (CAE) ......................... 4-1

Computer Aided Manufacturing (CAM) .................... 4-1

Computing Area of Two-Dimensional Solids ............. 3-18

Computing Surface Area of Three-Dimensional Solids 3-23

Computing Volume of Three-Dimensional Solids ......3-20

Conduction ................................................................... 5-19

Conductors ..................................................... 12-18 , 12-23

Contamination Control ................................................. 1-25

Convection ................................................................... 5-20

Conventional Flow ..................................................... 12-14

Cooling Air Vents ........................................................ 8-13

Copper .................................................................. 7-10, 9-1

Copper Alloys .............................................................. 7-10

Corrosion ........................................................................ 8-1

Forms .......................................................................... 8-5

Concentration Cell .................................................. 8-6

Active-Passive ..................................................... 8-7

Metal Ion Concentration ...................................... 8-7

I-3Oxygen Concentration ......................................... 8-7

Dissimilar Metal ..................................................... 8-6

Exfoliation .............................................................. 8-7

Fatigue .................................................................... 8-9

Filiform ................................................................... 8-5

Fretting .................................................................... 8-9

Galvanic ................................................................ 8-10

Intergranular ........................................................... 8-7

Pitting ...................................................................... 8-6

Stress-Corrosion/Cracking ...................................... 8-7

Surface .................................................................... 8-5

Types .......................................................................... 8-2

Direct Chemical Attack .......................................... 8-2

Electrochemical Attack ........................................... 8-3

Corrosion Control ................................................. 8-1,8-21

Corrosion Limits .......................................................... 8-20

Corrosion Prone Areas ................................................. 8-11

Corrosion Removal ...................................................... 8-14

Counter Electromotive Force (emf) ......................... 12-142

Countersink ................................................................ 11-14

Couplants ................................................................... 10-26

Coupling ................................................................... 12-115

Direct .................................................................... 12-115

Impedance ............................................................ 12-116

RC ......................................................................... 12-115

Transformer .......................................................... 12-116

Cube Roots ................................................................... 3-13

Current ....................................................................... 12-16

Current Dividers ......................................................... 12-41

Current Limiter .......................................................... 12-29

Current Transformers ................................................. 12-67

D

Dalton’s Law ................................................................ 5-25

Datum ................................................................... 6-2, 6-17

DC Generator .............................................. 12-123 ,12-135

Compound Wound ............................................... 12-134

Series Wound ....................................................... 12-132

Shunt Wound ........................................................ 12-133

DC Motor ...................................... 12-137 , 12-138 , 12-140

Armature ............................................................... 12-140

Brush .................................................................... 12-141

End Frame ............................................................ 12-141

Field ...................................................................... 12-141

DC Voltage .............................................................. 12-125

decibel (dB) .................................................................. 5-32

Defueling ...................................................................... 1-28

Delta Connection (Three Phase) .............................. 12-156

Density ........................................................................... 5-2

Department of Defense (DoD) ..................................... 2-41

Department of Transportation ........................................ 2-1Designated Airworthiness Representatives (DAR) .....2-14

Designated Engineering Representatives (DER) ......... 2-13

Designated Manufacturing Inspection Representatives

(DMIR) ........................................................................ 2-14

Dies ............................................................................ 11-14

Differential Relay Switch ........................................ 12-162

Digital Images .............................................................. 4-23

Digital Multimeter ..................................................... 12-78

Dihedral ........................................................................ 5-42

Doping ........................................................................ 12-96

Doppler Effect .............................................................. 5-32

Double Flaring ............................................................... 9-5

Beading ....................................................................... 9-7

Double Flaring Instructions ........................................ 9-5

Fittings ........................................................................ 9-5

Flareless Fittings ........................................................ 9-5

Drain Cocks ................................................................. 7-77

Drills .......................................................................... 11-12

Dual In-Line Parallel (DIP) Switches ........................ 12-33

E

Eddy Current .............................................................. 10-20

Electrical Conductivity .............................................. 10-37

Electrical Energy .......................................................... 5-18

Electrical Safety ............................................................. 1-1

Fire Safety .................................................................. 1-1

Physiological Safety ................................................... 1-1

Electrochemical Test ...................................................... 7-4

Electrodynamometer Meter Movement ..................... 12-74

Electrolytic ................................................................. 12-52

Electromagnetism ...................................................... 12-12

Electromotive Force (Voltage) .................................. 12-14

Electron ........................................................................ 12-2

Conductors ............................................................ 12-3

Conductors, Insulators, and Semiconductors ........ 12-2

Insulators ............................................................... 12-3

Semiconductors ..................................................... 12-4

Electron Flow ............................................................. 12-14

Electronic Numerical Integrator and Calculator .......... 3-27

Electronic Weighing .................................................... 6-28

Electron Shells ............................................................. 12-2

Electrons, Protons, and Neutrons ................................. 12-1

Electrostatic Field ........................................................ 12-5

Element ........................................................................ 12-1

Elements of Human Factors ......................................... 14-2

Anthropometry ......................................................... 14-4

Clinical Psychology .................................................. 14-3

Cognitive Science ..................................................... 14-4

Computer Science ..................................................... 14-4

Educational Psychology ........................................... 14-5

Experimental Psychology ......................................... 14-3

I-4Industrial Engineering .............................................. 14-5

Medical Science ....................................................... 14-4

Organizational Psychology ....................................... 14-4

Safety Engineering ................................................... 14-4

Empty Weight ................................................................ 6-4

Empty Weight Center of Gravity (EWCG) ........... 6-2, 6-4

Empty Weight Center of Gravity (EWCG) Range ......6-15

Emulsion Cleaners ....................................................... 8-28

Solvent Emulsion ..................................................... 8-28

Water Emulsion ........................................................ 8-28

Energy ................................................................. 5-2,12-20

Engine Frontal .............................................................. 8-13

Environmental Protection Agency (EPA) ...................... 1-6

Ethics ............................................................................ 13-6

Exosphere ..................................................................... 5-33

Extinguishers .................................................................. 1-5

Bromochlorodifluoromethane (Halon 1211) .............. 1-6

Bromotrifluoromethane (Halon 1301) ........................ 1-6

Carbon dioxide (CO 2) ................................................. 1-5

Chlorobromomethane (Halon 1011) .......................... 1-6

Dibromodifluoromethane (Halon 1202) ..................... 1-6

Halogenated hydrocarbon ........................................... 1-6

Methyl bromide (Halon 1001) .................................... 1-6

Extruding ...................................................................... 7-28

F

FAA .............................................................................. 2-30

FAA Involvement ........................................................ 14-1

Fasteners

Airloc ........................................................................ 7-66

Camloc ..................................................................... 7-65

Captive ..................................................................... 7-64

Hi-Tigue ................................................................... 7-61

Taper-Lok ................................................................. 7-61

Turn Lock ................................................................. 7-64

Federal Aviation Administration (FAA) ........... 1-20,14-30

FAA Safety Team ................................................... 14-31

FAA’s Maintenance Fatigue Section ..................... 14-30

Federal Communications Commission (FCC) ............. 2-38

Ferrous ........................................................................... 7-2

Ferrous Metals ............................................................. 7-16

Fiber Reinforce ............................................................ 7-31

Field Effect Transistors ............................................ 12-107

Field Frame .............................................................. 12-128

Field Rotation ........................................................... 12-155

Files .............................................................................. 11-9

Flat .......................................................................... 11-10

Half-Round ............................................................. 11-10

Hand ....................................................................... 11-10

Knife ....................................................................... 11-11

Lead-Float .............................................................. 11-10Mill ......................................................................... 11-10

Round or Rattail ..................................................... 11-10

Square ..................................................................... 11-10

Triangular and Three Square .................................. 11-10

Vixen (Curved-Tooth Files) ................................... 11-11

Warding .................................................................. 11-10

Wood ...................................................................... 11-11

Filtering .................................................................... 12-111

Fire Extinguishers ................................................... 1-7,1-8

Fire Protection ................................................................ 1-5

Using Fire Extinguishers ............................................ 1-8

Fire Safety ...................................................................... 1-5

Fittings ........................................................................... 9-1

Fixed base operator (FBO) ......................................... 14-14

Fixed Resistor ............................................................ 12-24

Flex .............................................................................. 9-21

Flexible Hose ...................................................... 9-16,9-18

Flexible Wing Aircraft ................................................. 5-56

Flight Controls ............................................................. 6-14

Flight Management System (FMS) .............................. 6-28

Flight Standards District Office (FSDO) ............ 2-2,10-12

Flight Standards Service (AFS) ..................................... 2-2

Float-type carburetor .................................................... 5-30

Fluid Lines .................................................. 9-7, 9-16, 9-17

Fluid Pressure ............................................................... 5-27

Fluids ............................................................................ 6-14

Flux Density ............................................................... 10-30

Force .............................................................................. 5-4

Foreign Object Damage (FOD) ............................. 1-4, 9-1

Forging ......................................................................... 7-27

Form 337, Major Repair and Alteration ...................... 2-38

Forms ........................................................................... 2-33

Forward Biased Diode ............................................... 12-98

Forward Flight ............................................................. 5-54

four forces of flight .............................................. 5-4, 5-36

Power .......................................................................... 5-6

Torque ........................................................................ 5-6

Work ........................................................................... 5-4

Rolling .................................................................... 5-6

Sliding ..................................................................... 5-5

Static ....................................................................... 5-5

Fractional Powers ......................................................... 3-13

Fractions ......................................................................... 3-2

Free Electrons .............................................................. 12-2

Freon .............................................................................. 1-6

Frequency ................................................................. 12-158

Frequency Measurement ............................................ 12-76

Frequency of Sound ..................................................... 5-31

Fueling Hazards ........................................................... 1-26

Fueling Procedures ....................................................... 1-26

Fuel System .................................................................. 6-13

I-5Fundamentals of Electricity and Electronics ............... 12-1

Fuse ............................................................................ 12-28

Fuselage stations (FS) .................................................... 4-9

G

Gaskets ......................................................................... 7-35

Gas Laws ...................................................................... 5-23

Gauge pressure (psig) .................................................. 5-23

Gear .............................................................................. 5-10

General Gas Law .......................................................... 5-25

Generator Brushes .................................................... 12-136

Generator Control Units (GCU) ............................... 12-164

Generator Terminals ................................................ 12-135

Gravity ........................................................................... 5-2

Ground Air Heating ..................................................... 1-24

Ground Movement of Aircraft ..................................... 1-11

ground power unit (GPU) ............................................ 1-21

Ground Support Air Units ............................................ 1-23

Ground Support Equipment (GSE) ............................ 14-12

H

Hacksaws ..................................................................... 11-8

Halogenated hydrocarbon extinguishers ........................ 1-6

Hammers ...................................................................... 11-1

Hand Tool .................................................................... 11-1

Hardening ..................................................................... 7-29

Hardness Testing .......................................................... 7-25

Hearing Protection ......................................................... 1-4

Heat .............................................................................. 5-18

Heat Transfer ............................................................... 5-19

Heat Treatment .................................................... 7-16,7-24

Annealing ................................................................. 7-19

Case Hardening ........................................................ 7-20

Carburizing ........................................................... 7-20

Nitriding ................................................................ 7-20

Hardening ................................................................. 7-17

Hardening Precautions ............................................. 7-19

Normalizing .............................................................. 7-19

Heat Treatment of Magnesium Alloys ......................... 7-24

Heat Treatment of Nonferrous Metals ......................... 7-20

Heat Treatment of Titanium ......................................... 7-25

Full Annealing .......................................................... 7-25

Stress Relieving ........................................................ 7-25

Thermal Hardening ................................................... 7-25

Helicoils ....................................................................... 7-49

Helicopters ................................................................... 1-10

Helicopter Structures ................................................... 5-49

Helicopter Weighing .................................................... 6-25

Helicopter Weight and Balance ................................... 6-25

High-Speed Aerodynamics .......................................... 5-46

High-Speed Airfoils ..................................................... 5-48Hole Repair .................................................................. 7-70

Push-Pull Tube Linkage ....................................... 7-72

Repair of Damaged Holes with Acres Fastener

Sleeves .................................................................. 7-71

Hole Repair Hardware ................................................. 7-70

Horizontal Deflection ................................................. 12-77

Hose Clamps ................................................................ 9-22

Hose Fittings ................................................................ 9-21

Human Error .............................................................. 14-13

Human Factors ............................................ 14-1,14-2,14-6

Human Factors and Ergonomics Society (HFES) .....14-31

Human Factors on Aviation Maintenance and Inspection

(HFAMI) .................................................................... 14-13

Hydraulic Ground Power Units ................................... 1-22

Hydraulic lock .............................................................. 1-12

Hydraulic Transmission ........................................... 12-165

Hydrochloric acid vapor ................................................ 1-6

Hydrometer .................................................................. 6-12

I

Illustrated Parts Catalogues (IPC) ................................ 4-11

Impact Drivers ............................................................. 11-6

Impenetrability ............................................................... 5-1

Inclined Coil Iron Vane Meter ................................... 12-75

Inclined Plane ............................................................... 5-11

Inductance .................................................................. 12-56

Inductor-Type Rotary Inverter ................................... 12-94

Inspection ..................................................................... 8-11

Inspection authorization (IA) ....................................... 2-16

Inspection Authorization (IA) (by 14 CFR Section) ....13-5

Section 65.91, Inspection Authorization .................. 13-5

Section 65.92, Inspection Authorization: Duration ..13-5

Section 65.93, Inspection Authorization: Renewal ..13-5

Section 65.95, Inspection Authorization: Privileges and

Limitations ............................................................... 13-6

Inspection of Composites ........................................... 10-36

Inspection of Welds ................................................... 10-38

Instructions for Continued Airworthiness (ICA) ........... 2-4

Instrument Flight Rules (IFR) ...................................... 2-22

Integrated Circuit ..................................................... 12-122

International Ergonomics Association (IEA) ............. 14-31

International Organization for Standardization (ISO) ...4-7

Interpoles .................................................................. 12-132

Inter-turbine temperature (ITT) ................................... 1-14

Inverters ..................................................................... 12-93

Involving Magnesium .................................................. 8-20

Ionosphere .................................................................... 5-33

Ions ............................................................................... 12-2

Iron Vane Meter ......................................................... 12-74

ISO 9001 ...................................................................... 2-41

I-6J

Jacking ......................................................................... 6-14

JET A ........................................................................... 1-25

JET A-1 ........................................................................ 1-25

JET B ........................................................................... 1-25

Job task analysis (JTA) .............................................. 14-10

K

Kelvin scales ................................................................ 5-21

Kerosene ...................................................................... 8-27

Kinetic Energy ............................................................... 5-3

Kinetic theory ............................................................... 5-23

Kirchhoff’s Current Law ............................................ 12-41

Kirchhoff’s Voltage Law ........................................... 12-36

K-Monel ....................................................................... 7-11

L

Laminated Structures ................................................... 7-31

Landing Gear ...................................................... 6-17,8-12

Land Planes .................................................................... 1-8

Lateral .......................................................................... 5-53

Lateral Axis .................................................................. 5-42

Law of Conservation ...................................................... 5-1

Law of Exponents ........................................................ 3-12

LC Filters ................................................................. 12-112

Band-Pass ......................................................... 12-112

Band-Stop ......................................................... 12-112

High-Pass (HPF) ............................................... 12-112

Low-Pass ........................................................... 12-112

Leading edge of the MAC (LEMAC) .......................... 6-28

Least common denominator (LCD) ............................... 3-2

Leveling ....................................................................... 6-14

Lever .............................................................................. 5-8

First Class Lever ..................................................... 5-8

Second Class Lever ................................................. 5-9

Third Class Lever ................................................... 5-9

Lighted Pushbutton Switches ..................................... 12-32

Light Emitting Diode (LED) .......................................... 7-5

Light-Emitting Diode (LED) ................................... 12-103

Light Sport Aircraft (LSA) ......................... 2-16,2-40,7-77

Liquid Crystal Displays (LCD) ................................ 12-104

Liquid Penetrant ......................................................... 10-18

Lithium Ion Batteries ................................................. 12-93

Loading Graphs ............................................................ 6-24

Logic Circuits ........................................................... 12-119

.............................................................................. 12-121

AND Gate ............................................................. 12-121

Exclusive NOR Gate ............................................ 12-122

Exclusive OR Gate ............................................... 12-122

Inverter Logic ....................................................... 12-121Logic Polarity ....................................................... 12-120

NAND Gate .......................................................... 12-122

NOR Gate ............................................................. 12-122

OR Gate ................................................................ 12-122

Longitudinal ................................................................. 5-53

Longitudinal Axis ........................................................ 5-43

Loudness ...................................................................... 5-32

M

Mach Number .............................................................. 5-31

Magnesium ..................................................................... 7-8

Magnesium Alloys ......................................................... 7-8

Magnetic Amplifiers ................................................ 12-118

Magnetic Particle ....................................................... 10-29

Magnetism .................................................................... 12-6

Magnets ........................................................................ 12-9

Main Rotor Systems ..................................................... 5-49

Maintenance Error Decision Aid (MEDA) ................ 14-10

Maintenance Instruction Manuals (MIM) .................... 4-11

Maintenance Manual .................................................... 10-3

Main Wheels ................................................................ 6-17

Mallets .......................................................................... 11-1

Manifold pressure gauge .............................................. 5-23

Manufacturers’ Service Bulletin .................................. 10-3

Mass and Weight ............................................................ 5-1

Material Safety Data Sheet (MSDS) .............................. 1-2

Matter ................................................................... 5-1, 12-1

Maximum except takeoff (METO) ................................ 6-5

Maximum Weight .......................................................... 6-3

Mean Aerodynamic Chord ........................................... 6-28

Mean aerodynamic chord (MAC) ................................ 6-28

Mechanical Energy ...................................................... 5-18

Mechanic Certification: Subpart A - General (by 14 CFR

Section) ........................................................................ 13-1

Refusal to Submit to a Drug or Alcohol Test ........... 13-2

Section 65.3, Certification of Foreign Airmen Other

Than Flight Crewmembers ....................................... 13-1

Section 65.11, Application and Issue ....................... 13-1

Section 65.12, Offenses Involving Alcohol and

Drugs ........................................................................ 13-1

Section 65.13, Temporary Certificate ...................... 13-1

Section 65.14, Security Disqualification .................. 13-1

Section 65.15, Duration of Certificates .................... 13-1

Section 65.16, Change of Name: Replacement of Lost or

Destroyed Certificate ................................................ 13-2

Section 65.17, Test: General Procedure ................... 13-2

Section 65.18, Written Tests: Cheating or Other

Unauthorized Content ............................................... 13-2

Section 65.19, Retesting After Failure ..................... 13-2

Section 65.20, Applications, Certificates, Logbooks,

Reports, and Records: Falsification, Reproduction, or

Alteration .................................................................. 13-2

I-7Section 65.21, Change of Address ........................... 13-2

Mechanic Certification: Subpart D - Mechanics (by 14

CFR Section) ................................................................ 13-3

Section 65.71, Eligibility Requirements: General ....13-3

Section 65.73, Ratings .............................................. 13-3

Section 65.75, Knowledge Requirements ................ 13-3

Section 65.77, Experience Requirements ................. 13-3

Section 65.79, Skill Requirements ........................... 13-3

Section 65.80, Certificated Aviation Maintenance

Technician School Students ..................................... 13-4

Section 65.81, General Privileges and Limitations ..13-4

Section 65.83, Recent Experience Requirements .....13-4

Section 65.85, Airframe Rating: Additional

Privileges .................................................................. 13-4

Section 65.87, Powerplant Rating: Additional

Privileges .................................................................. 13-4

Section 65.89, Display of Certificate ....................... 13-4

Megger (Megohmmeter) ............................................ 12-72

Mercury barometer ....................................................... 5-34

Metal-Oxide-Semiconductor FET (MOSFET) ........ 12-108

Metal Tube Lines ........................................................... 9-2

Methyl Ethyl Ketone (MEK) ....................................... 8-27

Metric System .............................................................. 3-26

Microfiche .................................................................... 4-23

Microfilm ..................................................................... 4-23

Micrometer Calipers .................................................. 11-19

Micro-organisms ............................................................ 8-2

Microprocessors ....................................................... 12-123

Microswitches ............................................................ 12-31

Mild Abrasive Materials .............................................. 8-28

Minimum Fuel ............................................................... 6-4

Molecule ...................................................................... 12-1

Moment .......................................................................... 6-2

Mooney M20 ................................................................ 5-11

Motion .......................................................................... 5-14

MS Flareless Fittings ..................................................... 9-9

Cryofit ........................................................................ 9-9

Swaged ....................................................................... 9-9

MS (Military Standard) numbers ................................. 7-37

Multirange Ohmmeter ................................................ 12-72

N

NAS (National Aircraft Standard) numbers ................ 7-37

National Aeronautics and Space Administration (NASA) .

........................................................................................ 2-1

National Coarse (NC) .................................................. 7-37

National Fire Protection Association (NFPA) ............... 1-5

National Transportation Safety Board (NTSB) ........... 13-5

Nautical miles (NM) .................................................... 2-11

NDI Methods ............................................................. 10-17

Negative Powers .......................................................... 3-12Neoprene ...................................................................... 9-16

Newton’s Law of Motion ............................................. 5-16

First ........................................................................... 5-16

Second ...................................................................... 5-16

Third ............................................................... 5-17, 5-37

Nickel-Cadmium Batteries ......................................... 12-91

Nomograms .................................................................. 4-23

Nosewheel .................................................................... 6-17

Notice of Proposed Rulemaking (NPRM) ................... 2-26

Nuclear Energy ............................................................ 5-18

Nut Plates ..................................................................... 7-68

Nuts .................................................................... 7-41, 7-47

Identification and Coding ..................................... 7-45

Internal and External Wrenching .......................... 7-45

Non-Self-Locking ................................................. 7-41

Self-Locking ......................................................... 7-42

Sheet Spring .......................................................... 7-45

O

Occupational Safety and Health Administration (OSHA) ..

...................................................................................... 14-4

Ohmmeter .................................................................. 12-71

Ohm’s Law ..................................................... 12-17 , 12-59

Oil Capacitors ............................................................ 12-53

Oil Caps ....................................................................... 7-77

Oil System .................................................................... 6-13

Original equipment manufacturer (OEM) ................... 2-30

Orthographic .................................................................. 4-9

Oscilloscope ............................................................... 12-76

Over-Excitation Protection ...................................... 12-164

Over “G” .................................................................... 10-14

Overhaul Manual ......................................................... 10-4

Overvoltage Protection ............................................ 12-164

Oxygen Hazards ........................................................... 1-25

Oxygen Servicing Equipment ...................................... 1-24

P

Parallel ....................................................................... 12-62

Parallel Conductors .................................................. 12-138

Parallel DC Circuits ................................................... 12-40

Parallel Generator Operations .................................. 12-164

Part Manufacture Approval (PMA) ............................... 2-4

Pascal’s Law ................................................................ 5-27

Percentage .................................................................... 3-10

Permanent Ballast ........................................................ 6-23

Permanent Magnet Rotary Inverter ............................ 12-94

Phantom Lines ............................................................. 4-17

phosgene gas .................................................................. 1-6

Phosphoric-citric Acid ................................................. 8-29

Photoconductive Cells ............................................... 12-27

Physical Parameters ................................................... 12-56

I-8Pins ............................................................................... 7-75

Cotter ................................................................. 7-75

Flathead ............................................................. 7-75

Roll .................................................................... 7-75

Tape ................................................................... 7-75

Plastics ......................................................................... 7-29

Pliers ............................................................................ 11-3

Plumb Bob ................................................................... 6-11

PN Junctions .............................................................. 12-98

PNP Transistor ......................................................... 12-107

Polyester Film ............................................................ 12-52

Porosity .......................................................................... 5-1

Potential Energy ................................................... 5-2, 5-19

Power .................................................................. 5-4,12-20

Power and Energy ...................................................... 12-20

Powered Parachute ........................... 1-11, 5-58, 6-26, 6-28

Power of Zero .............................................................. 3-12

Power Rectifier Diodes ............................................ 12-103

Powers .......................................................................... 3-11

Powers of Ten .............................................................. 3-12

Precipitation Practices .................................................. 7-23

Preflight ........................................................................ 10-5

Pressure ........................................................................ 5-22

Absolute ................................................................... 5-23

Differential ............................................................... 5-23

Gauge ........................................................................ 5-23

Preventive Maintenance ............................................... 8-10

Proportion ...................................................................... 3-8

Pulley ............................................................................. 5-9

Block and Tackle .................................................. 5-10

Single Fixed Pulley ................................................. 5-9

Single Movable Pulley ............................................ 5-9

Pulse Structure ......................................................... 12-120

Punches ........................................................................ 11-3

Pure Metals .................................................................... 8-1

Push-Pull Tube Linkage ............................................... 7-72

Pythagorean Theorem .................................................. 3-25

Q

Quenching .................................................................... 7-22

R

Radiant Energy ............................................................. 5-18

Radiation ...................................................................... 5-20

Radiation Hazards ...................................................... 10-36

Radiographic .............................................................. 10-34

Radiographic Interpretation ....................................... 10-35

Radio Station License .................................................. 2-38

Ratio ............................................................................... 3-7

Reamers ...................................................................... 11-13

Reciprocating Engines ................................................. 1-11Rectangular Conductors ............................................. 12-20

Rectifiers .................................................................. 12-100

Diode ....................................................... 12-103 ,12-105

Light-Emitting Diode (LED) ............................ 12-103

Liquid Crystal Displays (LCD) ........................ 12-104

Photodiode ........................................................ 12-104

Power Rectifier Diodes ..................................... 12-103

Schottky Diodes ................................................ 12-105

Varactors ........................................................... 12-104

Zener Diodes ..................................................... 12-103

Full-Wave Rectifier .............................................. 12-102

Half-Wave Rectifier ............................................. 12-101

Rectifier Unit ........................................................... 12-156

Reheat Treatment ......................................................... 7-22

Reinforced Plastic ........................................................ 7-31

Relative Wind .............................................................. 5-38

Relays ......................................................................... 12-33

Resistance .................................................................. 12-18

Resistance of a Conductor ......................................... 12-18

Resistance and Relation to Wire Sizing ................. 12-20

Resistors ......................................................... 12-24 , 12-50

Variable Resistors ................................................... 12-26

Potentiometer ...................................................... 12-27

Rheostat .............................................................. 12-26

Wire-Wound ........................................................... 12-26

Resistors in Parallel .................................................... 12-40

Resonance ......................................................... 5-32,12-63

Retreating Blade ........................................................... 5-56

Reverse Current Sensing .......................................... 12-164

Rigid Fluid Lines ........................................................... 9-1

Riveted and Rivetless Nut Plates ................................. 7-68

Deutsch ................................................................. 7-70

Dill Lok-Skrus and Dill Lok-Rivets ..................... 7-69

Rivets .................................................................. 7-51,7-57

Blind ..................................................................... 7-56

Dzus ...................................................................... 7-64

Friction Lock ........................................................ 7-57

Mechanical Lock .................................................. 7-58

Bulbed CherryLOCK Rivets ............................. 7-58

Huck Mechanical Locked Rivets ....................... 7-58

Wiredraw CherryLOCK Rivets ......................... 7-58

Pin ......................................................................... 7-60

Pull-Thru ............................................................... 7-57

Solid Shank ........................................................... 7-52

Standards and Specifications ................................ 7-51

Rockwell Tester ........................................................... 7-26

Rolling-Type Flaring ..................................................... 9-4

Roots ............................................................................ 3-12

Rotary Inverters ......................................................... 12-94

Rotary Selector Switches ........................................... 12-31

Rubber .......................................................................... 7-32

I-9Ruddervators ................................................................ 5-42

Rules .......................................................................... 11-14

S

Safety Around Hazardous Materials .............................. 1-2

Acid ............................................................................ 1-2

ALK ............................................................................ 1-2

CARC ......................................................................... 1-2

RAD ........................................................................... 1-2

Safety Data Sheets (SDSs) ............................................. 1-2

Saturable-Core Reactor ............................................ 12-119

Scales ............................................................................. 6-7

Screwdrivers ................................................................ 11-1

Screws .......................................................................... 7-66

Identification and Coding ..................................... 7-67

Machine ................................................................ 7-67

Structural ............................................................... 7-66

Scriber ........................................................................ 11-18

Sealed Lead Acid (SLA) Batteries ............................. 12-92

Seals ............................................................................. 7-33

Packings ................................................................... 7-34

O-Ring .................................................................. 7-34

V-Ring .................................................................. 7-35

Sealing Compounds .................................................. 7-35

One Part ................................................................ 7-36

Two Part ................................................................ 7-36

Wipers ...................................................................... 7-35

Seaplanes ............................................................. 1-8,10-16

Self-Inductance .......................................................... 12-57

Semiconductors .......................................................... 12-95

Reverse Biased Diode ............................................ 12-99

Series .......................................................................... 12-59

Series Circuit ................................................... 12-82 ,12-83

Series DC Circuits ...................................................... 12-33

Series-Parallel Circuits ............................................... 12-86

Series-Parallel DC Circuits ........................................ 12-42

Service Bulletins (SB) .................................................. 2-33

Servicing Aircraft ......................................................... 1-20

Ground Support Equipment ..................................... 1-21

Electric Ground Power Units ................................ 1-21

Shock Absorber Cord ................................................... 7-33

Shock Waves ................................................................ 5-47

Expansion .......................................................... 5-48

Normal Shock .................................................... 5-47

Oblique Shock ................................................... 5-48

Shop Safety .................................................................... 1-1

Sine Wave .................................................................. 12-77

Single-Phase Alternator ........................................... 12-155

Ski Planes ....................................................................... 1-9

Slack ............................................................................. 9-21

Slide Calipers ............................................................. 11-25Society for Testing and Materials (ASTM). ................ 2-41

Society of Automotive Engineers (SAE) .............. 2-41,7-2

soda-acid ........................................................................ 1-5

Sodium Dichromate Solution ....................................... 8-23

Solution Heat Treatment .............................................. 7-21

Solvent Cleaners .......................................................... 8-27

Sound ................................................................. 5-30, 5-46

Sound Intensity ............................................................ 5-32

Sources of Electricity ................................................. 12-22

Chemical ................................................................. 12-23

Light ....................................................................... 12-23

Pressure .................................................................. 12-22

Thermal .................................................................. 12-23

Special Airworthiness Information Bulletin (SAIB) ...2-27

Special Federal Aviation Regulations (SFAR) .............. 2-1

Special Flight Permits ................................................ 10-16

Special Inspections ..................................................... 10-12

Special Wrenches ......................................................... 11-5

Specific Gravity ............................................................. 5-2

Specific Heat ................................................................ 5-21

Speed ............................................................................ 5-14

Speed of Sound ............................................................ 5-31

Spirit Level ................................................................... 6-11

Split-Phase Motor .................................................... 12-150

Spoiler Recesses ........................................................... 8-13

Square Roots ................................................................ 3-12

Stability ........................................................................ 5-40

Directional ............................................................ 5-42

Dutch Roll ............................................................. 5-42

Dynamic ................................................................ 5-40

Lateral ................................................................... 5-42

Longitudinal .......................................................... 5-41

Static ..................................................................... 5-40

Static Electricity ........................................................... 12-4

Static Inverters ........................................................... 12-94

Steel ................................................................................ 9-1

Stitch Lines .................................................................. 4-18

Strap Wrenches ............................................................ 11-6

Stratosphere .................................................................. 5-33

Stress ............................................................................ 5-12

Bending .................................................................... 5-13

Compression ............................................................. 5-13

Shear ......................................................................... 5-13

Strain ........................................................................ 5-14

Tension ..................................................................... 5-12

Torsion ..................................................................... 5-13

Structural Repair Manual .......................... 2-33, 4-11, 10-4

Subsonic ....................................................................... 5-47

Subsonic Flow .............................................................. 5-37

Sun ............................................................................... 5-18

Supersonic .................................................................... 5-47

I-10Supplemental Lift-Modifying Devices ........................ 5-45

Flaps .................................................................. 5-45

Slats ................................................................... 5-46

Slots ................................................................... 5-45

Supplemental Type Certificates (STC) ................. 2-4,2-27

Suspected Unapproved Parts (SUP) ............................. 2-24

Switches ..................................................................... 12-30

Synthetic Rubber .......................................................... 7-32

System Safety Services .............................................. 14-31

T

Tabs .............................................................................. 5-44

Anti-servo ................................................................. 5-44

Balance ..................................................................... 5-44

Servo ......................................................................... 5-44

Trim .......................................................................... 5-44

Tantalum .................................................................... 12-52

Tap ................................................................. 10-36 , 11-14

Taps and Dies ............................................................. 11-14

Tare Weight ................................................................... 6-5

Taxiing ......................................................................... 1-19

Taxi Signals ................................................................. 1-20

Technical Standard Order (TSO) ................................... 2-4

Temperature ................................................................. 5-21

Temporary Ballast ........................................................ 6-22

The Atmosphere ........................................................... 5-32

Density ..................................................................... 5-34

Pressure .................................................................... 5-34

The “Dirty Dozen” ..................................................... 14-13

Complacency .......................................................... 14-14

Distraction .............................................................. 14-15

Fatigue .................................................................... 14-16

Lack of Assertiveness ............................................. 14-22

Lack of Awareness ................................................. 14-26

Lack of Communication ......................................... 14-13

Lack of Knowledge ................................................ 14-14

Lack of Resources .................................................. 14-18

Lack of Teamwork ................................................. 14-16

Norms ..................................................................... 14-26

Pressure .................................................................. 14-22

Stress ...................................................................... 14-24

Physical ............................................................... 14-24

Physiological ....................................................... 14-25

Psychological ...................................................... 14-24

The Neutral Plane .................................................... 12-127

The Pear Model ............................................................ 14-9

The Pilot in command (PIC) ........................................ 10-5

The RL Time Constant ............................................... 12-56

Thermal Efficiency ...................................................... 5-19

Thermal Expansion ...................................................... 5-22

Thermal Protectors ..................................................... 12-29Thermistors ................................................................ 12-27

Thermography ............................................................ 10-37

Three-Phase Alternator ............................................ 12-156

Three-Phase Induction Motor .................................. 12-148

Three Unit Regulators .............................................. 12-161

Tie-Down Procedures .................................................... 1-8

Time Constant ............................................................ 12-50

Titanium ................................................................ 7-9,8-20

Titanium Alloys .................................................... 7-9,8-20

Title 14 of the Code of Federal Regulations (14 CFR) ..2-1

Part 1 Definitions and Abbreviations ......................... 2-3

Part 3 General Requirements ...................................... 2-1

Part 21 Certification Procedures for Products and

Parts ............................................................................ 2-3

Part 23 Airworthiness Standards: Normal, Utility,

Acrobatic, and Commuter Category Airplanes .......... 2-4

Part 25 Airworthiness Standards: Transport Category

Airplanes .................................................................... 2-5

Part 27 Airworthiness Standards: Normal Category

Rotorcraft .................................................................... 2-5

Part 29 Airworthiness Standards: Transport Category

Rotorcraft .................................................................... 2-5

Part 33 Airworthiness Standards: Aircraft Engines ...2-8

Part 35 Airworthiness Standards: Propellers .............. 2-8

Part 39 Airworthiness Directives ............................... 2-8

part 43 Maintenance, Preventive Maintenance,

Rebuilding, and Alterations ........................................ 2-2

Part 45 Identification and Registration Marking ........ 2-8

Part 47 Aircraft Registration .................................... 2-10

Part 65 Certification: Airmen Other Than Flight

Crewmembers ........................................................... 2-10

part 91 General Operating and Flight Rules ............... 2-2

Part 119 Certification: Air Carriers and Commercial

Operators .................................................................. 2-10

Part 121 Operating Requirements: Domestic, Flag, and

Supplemental Operations ......................................... 2-11

Part 125 Certification and Operations: Airplanes Having

a Seating Capacity of 20 or More Passengers or a

Maximum Payload Capacity of 6,000 Pounds or More;

and Rules Governing Persons on Board Such

Aircraft ..................................................................... 2-12

Part 135 Operating Requirements: Commuter and On-

Demand Operations and Rules Governing Persons on

Board Such Aircraft .................................................. 2-12

Part 145 Repair Stations ........................................... 2-13

Part 147 Aviation Maintenance Technician Schools 2-13

Part 183 Representatives of the Administrator ......... 2-13

Toggle Switch ............................................................ 12-30

Double-Pole, Double-Throw (DPDT) .................... 12-30

Double-Pole, Single-Throw (DPST) ...................... 12-30

Single-Pole, Double-Throw (SPDT) ...................... 12-30

Single-Pole, Single-Throw (SPST) ........................ 12-30

I-11Tolerances ...................................................................... 4-9

Torque ...................................................... 5-4, 7-49,12-138

Cotter Pin Hole Line Up ....................................... 7-50

Torque ................................................................... 7-49

Torque Tables ....................................................... 7-50

Torque Wrenches .................................................. 7-49

Torque Wrench ............................................................ 11-5

Total Parallel Resistance ............................................ 12-40

Towing ......................................................................... 1-17

Transformer Losses .................................................... 12-67

Transformers .............................................................. 12-65

Transistors ................................................................ 12-105

Transonic ...................................................................... 5-47

Transparent Plastics ..................................................... 7-29

Transportation Security Administration (TSA) ........... 13-1

Trigonometric Functions .............................................. 3-24

Trimmers .................................................................... 12-53

Troposphere ................................................................. 5-33

True Power ................................................................. 12-64

Turbofan ....................................................................... 1-15

Turbofan Engines ......................................................... 1-15

Turboprop .................................................................... 1-14

Turboprop Engines ....................................................... 1-14

Turnbuckles

Double Wrap ......................................................... 7-79

Single Wrap .......................................................... 7-79

Twist Drills ................................................................ 11-12

Twisting ....................................................................... 9-21

Two-Phase Alternator .............................................. 12-156

Two Resistors in Parallel ........................................... 12-40

Type Certificate Data Sheets (TCDS) ......... 2-30, 6-2, 10-4

Type certificates (TCs) .................................................. 2-3

U

Ultrasonic ................................................................... 10-21

Pulse Echo .............................................................. 10-22

Resonance ............................................................... 10-24

Underwriters Laboratory (UL) ....................................... 1-6

Unified Coarse (UNC) ................................................. 7-37

Unified Fine (UNF) ...................................................... 7-37

Uniform Motion ........................................................... 5-14

Universal Bulkhead Fittings .......................................... 9-8

Universal Numbering System ........................................ 4-3

U.S. Department of Labor Occupational Safety and Health

Administration (OSHA) ................................................. 1-2

Useful Load .................................................................... 6-4

V

Vacuum Tubes ......................................................... 12-110

Valence Electrons ........................................................ 12-2

Valves .......................................................................... 7-77Varactors .................................................................... 12-53

Varmeters ................................................................... 12-75

Velocity ........................................................................ 5-14

Vernier Scale .............................................................. 11-23

Vertical Axis ...................................................... 5-43, 5-52

Vertical Deflection ..................................................... 12-77

Vibrating-Type Regulator ........................................ 12-159

Voltage ..................................................................... 12-164

Voltage Dividers ........................................................ 12-37

Voltage Regulation .................................... 12-164 , 12-171

Voltmeter ................................................................... 12-70

W

Washers .............................................................. 7-46, 7-47

Bolt and Hole Sizes .............................................. 7-47

Installation Practices ............................................. 7-48

Lock ...................................................................... 7-46

Plain ...................................................................... 7-46

Repair of Damaged Internal Threads .................... 7-48

Special Washers .................................................... 7-47

Waterline (WL) .............................................................. 4-9

Wattmeter ................................................................... 12-76

Wave Motion ............................................................... 5-30

Weighing an Aircraft ..................................................... 6-5

Weighing Points ........................................................... 6-14

Weight and Balance ........................................ 6-1, 6-6, 6-7

Weight-Shift Control ................................ 1-11, 5-56, 6-27

Whole Numbers ............................................................. 3-1

Wing Flap ..................................................................... 8-13

Wingtip Vortices .......................................................... 5-40

Wiring ................................................................ 7-77, 7-80

Cotter Pin Safetying .............................................. 7-80

Snap Rings ............................................................ 7-80

Turnbuckles .......................................................... 7-79

Wiring Diagram Manual .............................................. 10-4

Work .............................................................................. 5-4

Wrenches ...................................................................... 11-4

Wrought Aluminum ....................................................... 7-7

Wye Connection (Three-Phase) ............................... 12-156

Z

Zener Diodes ............................................................ 12-103

Zone Numbers ................................................................ 4-8

Fly GACA is an independent educational platform. It is not affiliated with, endorsed by, or operated by the General Authority of Civil Aviation (GACA) or the Government of the Kingdom of Saudi Arabia. The official and authoritative source for all civil aviation regulations, publications, and aeronautical information is always GACA. Always verify against the latest official GACA publication at gaca.gov.sa.